NIOSH air filtration rating

The NIOSH air filtration rating is the U.S. National Institute for Occupational Safety and Health (NIOSH)'s classification of filtering respirators. The ratings describe the ability of the device to protect the wearer from solid and liquid particulates in the air. The certification and approval process for respiratory protective devices is governed by Part 84 of Title 42 of the Code of Federal Regulations (42 CFR 84). Respiratory protective devices so classified include air-purifying respirators (APR) such as filtering facepiece respirators and chemical protective cartridges that have incorporated particulate filter elements.

The NIOSH-provided classifications only cover the filtration of particles or aerosols, not the air-purifying respirator's ability to remove chemical gasses and vapors from air, which is regulated under 42 CFR 84 Subpart L. For chemical cartridge classifications, NIOSH, under 42 CFR 84, partially defers to American National Standard ANSI K13.1-1973. All classifications assume that the respirator is properly fitted.

It is illegal in the United States to use filtration terms coined under 42 CFR 84, or mark masks with the word "NIOSH" without the approval of NIOSH. Information about approved respirators can be found in the NIOSH certified equipment list (CEL).

Prior to the 1970s, respirator standards were under the purview of the US Bureau of Mines (USBM). An example of an early respirator standard, Type A, established in 1926, was intended to protect against mechanically generated dusts produced in mines. These standards were intended to obviate miner deaths, noted to have reached 3,243 by 1907. However, prior to the Hawks Nest Tunnel disaster, these standards were merely advisory, as the USBM had no enforcement power at the time. After the disaster, an explicit approval program was established in 1934, along with the introduction of combination Type A/B/C respirator ratings, corresponding to Dusts/Fumes/Mists respectively, with Type D blocking all three, under 30 CFR 14 Schedule 21.

Prior to the approval of 42 CFR 84, MSHA and NIOSH approved respirators under 30 CFR 11. Non-powered respirator filters were classified based on their design against a contaminant, including substances like Dusts, Fumes, Mists, radionuclides, and asbestos. Dust/Mist was usually tested with silica, and Fume was usually tested with lead fume. The most popular respirator filters were often referred to as DM (Dust/Mist) or DFM (Dust/Fume/Mist) in CDC and NIOSH literature as shorthand. Non-powered filters were also classified under the HEPA specification, if applicable.

Only 30 CFR 11 HEPA filters were permitted by NIOSH for the prevention of tuberculosis^[C3] and asbestos-related diseases.^[CF1]

NIOSH was concerned about users choosing inappropriate respirators, like confusion over choosing DM or DFM respirators with regards to particle penetration, so proposed Part 84 rules in 1994 dropped the contaminant/HEPA classification for most respirators in favor of three specifications, Type A, B and C, each representing filtration of 99.97%, 99%, and 95% respectively, with Type A proposed to be used in place of HEPA for non-powered respirators.^[C1]

In 1973, the Los Alamos National Laboratory (LANL) recommended NIOSH use NaCl aerosol to test DM and DFM filters. Results from those tests showed significant leakage, with efficiency levels measured at around 75% to 90%. LANL noted that lead fume would plug the tested filters, increasing the apparent filtration efficiency of the filter.