Principles and parameters
Principles and parameters
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Principles and parameters

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Principles and parameters

Principles and parameters is a framework within generative linguistics in which the syntax of a natural language is described in accordance with general principles (i.e. abstract rules or grammars) and specific parameters (i.e. markers, switches) that for particular languages are either turned on or off. For example, the position of heads in phrases is determined by a parameter. Whether a language is head-initial or head-final is regarded as a parameter which is either on or off for particular languages (i.e. English is head-initial, whereas Japanese is head-final). Principles and parameters was largely formulated by the linguists Noam Chomsky and Howard Lasnik. Many linguists have worked within this framework, and for a period of time it was considered the dominant form of mainstream generative linguistics.

Principles and parameters as a grammar framework is also known as government and binding theory. That is, the two terms principles and parameters and government and binding refer to the same school in the generative tradition of phrase structure grammars (as opposed to dependency grammars). However, Chomsky considers the term[clarification needed] misleading.[further explanation needed]

The central idea of principles and parameters is that a person's syntactic knowledge can be modelled with two formal mechanisms:

Within this framework, the goal of linguistics is to identify all of the principles and parameters that are universal to human language (called universal grammar). As such, any attempt to explain the syntax of a particular language using a principle or parameter is cross-examined with the evidence available in other languages. This leads to continual refinement of the theoretical machinery of generative linguistics in an attempt to account for as much syntactic variation in human language as possible.

The Principles and Parameters approach is a postulated solution to Plato's Problem, as defined and stipulated by Chomsky. This program seeks to explain the apparent gap between linguistic knowledge and linguistic competency. In particular, given finite and possibly incomplete input, how do children in different linguistic environments rapidly arrive at an accurate and complete grammar that seems to exhibit universal and non-obvious similarities?

According to this framework, principles and parameters are part of a genetically innate universal grammar (UG) which all humans possess, barring any genetic disorders. As such, principles and parameters do not need to be learned by exposure to language. Rather, exposure to language merely triggers the parameters to adopt the correct setting. The problem is simplified considerably if children are innately equipped with mental apparatus that reduces and in a sense directs the search space amongst possible grammars. The P&P approach is an attempt to provide a precise and testable characterization of this innate endowment which consists of universal "Principles" and language-specific, binary "Parameters" that can be set in various ways. The interaction of the principles and the parameter settings produces all known languages while excluding non-natural languages.

Criticism of the P&P approach has come from a number of quarters, but with varying impact. These can be subdivided into three main groups.

Perhaps the most influential criticisms of P&P have been theory internal. As in any other developing field of enquiry, research published within the P&P paradigm often suggests reformulations and variations of the basic P&P premises. Notable debates emerged within P&P including (a) derivationalism vs representationalism (b) the locus of morphology (e.g. lexicalism vs derived morphology) and (c) the tension between a production model and a competence model amongst others. The development of head-driven phrase structure grammar (HPSG) and lexical functional grammar (LFG) reflect these debates: these are both strongly lexicalist and representational systems. Nevertheless, perhaps the most coherent and substantial critique of P&P is the Minimalist Program, Noam Chomsky's most recent proposal. This program of research utilizes conceptions of economy to enhance the search for universal principles and parameters. Linguists in this program assume that humans use as economic a system as possible in their innate syntactic knowledge. The Minimalist Program takes issue with the large number of independent postulations in P&P and either (a) reduces them to more fundamental principles (e.g. Merge, Move, Agree), (b) derives them from 'reasonable' interface constraints on derivations (e.g. bottom-up Merge and requirement that no derivation be counter-cyclic derives Relativized Minimality effects) or (c) programmatically suggests that they be either derived from more basic principles or eliminated subject to future research (e.g. Binding Principles). Note that there is debate about whether the Minimalist Program is motivated by the empirical shortcomings of P&P or whether it is motivated by ideological concerns with 'elegance' etc. (see main article on the Minimalist Program).

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