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Key Information

Ming dynasty
"Ming dynasty" in Chinese characters
Chinese明朝
Transcriptions
Standard Mandarin
Hanyu PinyinMíngcháo
Bopomofoㄇㄧㄥˊ ㄔㄠˊ
Wade–GilesMing2 ch'ao2
Tongyong PinyinMíngcháo
IPA[mǐŋ ʈʂʰǎʊ]
Wu
SuzhouneseMín záu
Yue: Cantonese
Yale RomanizationMìhng chìuh
JyutpingMing4 ciu4
IPA[mɪŋ˩ tsʰiw˩]
Southern Min
Hokkien POJBêng tiâu
Tâi-lôBîng tiâu
Dynastic name
Chinese大明
Transcriptions
Standard Mandarin
Hanyu PinyinDà Míng
Bopomofoㄉㄚˋ ㄇㄧㄥˊ
Wade–GilesTa4 Ming2
Tongyong PinyinDà Míng
Wu
RomanizationDa men
Yue: Cantonese
Yale RomanizationDaaih Mìhng
JyutpingDaai6 ming4
IPA[taj˨ mɪŋ˩]
Southern Min
Hokkien POJTāi-bêng
Tâi-lôTāi-bîng

The Ming dynasty, officially the Great Ming, was an imperial dynasty of China that ruled from 1368 to 1644, following the collapse of the Mongol-led Yuan dynasty. The Ming was the last imperial dynasty of China ruled by the Han people, the majority ethnic group in China. Although the primary capital of Beijing fell in 1644 to a rebellion led by Li Zicheng (who established the short-lived Shun dynasty), numerous rump regimes ruled by remnants of the Ming imperial family, collectively called the Southern Ming, survived until 1662.

The Ming dynasty's founder, the Hongwu Emperor (r.1368–1398), attempted to create a society of self-sufficient rural communities ordered in a rigid, immobile system that would guarantee and support a permanent class of soldiers for his dynasty: the empire's standing army exceeded one million troops and the navy's dockyards in Nanjing were the largest in the world.[7] He also took great care breaking the power of the court eunuchs and unrelated magnates, enfeoffing his many sons throughout China and attempting to guide these princes through the Huang-Ming Zuxun, a set of published dynastic instructions. This failed when his teenage successor, the Jianwen Emperor, attempted to curtail his uncle's power, prompting the Jingnan campaign, an uprising that placed the Prince of Yan upon the throne as the Yongle Emperor in 1402. The Yongle Emperor established Yan as a secondary capital and renamed it Beijing, constructed the Forbidden City, and restored the Grand Canal and the primacy of the imperial examinations in official appointments. He rewarded his eunuch supporters and employed them as a counterweight against the Confucian scholar-bureaucrats. One eunuch, Zheng He, led seven enormous voyages of exploration into the Indian Ocean as far as Arabia and the eastern coasts of Africa. Hongwu and Yongle emperors had also expanded the empire's rule into Inner Asia.

The rise of new emperors and new factions diminished such extravagances; the capture of the Emperor Yingzong of Ming during the 1449 Tumu Crisis ended them completely. The imperial navy was allowed to fall into disrepair while forced labor constructed the Liaodong palisade and connected and fortified the Great Wall into its modern form. Wide-ranging censuses of the entire empire were conducted decennially, but the desire to avoid labor and taxes and the difficulty of storing and reviewing the enormous archives at Nanjing hampered accurate figures. Estimates for the late-Ming population vary from 160 to 200 million,[c] but necessary revenues were squeezed out of smaller and smaller numbers of farmers as more disappeared from the official records or "donated" their lands to tax-exempt eunuchs or temples. Haijin laws intended to protect the coasts from Japanese pirates instead turned many into smugglers and pirates themselves.

By the 16th century, the expansion of European trade—though restricted to islands near Guangzhou such as Macau—spread the Columbian exchange of crops, plants, and animals into China, introducing chili peppers to Sichuan cuisine and highly productive maize and potatoes, which diminished famines and spurred population growth. The growth of Portuguese, Spanish, and Dutch trade created new demand for Chinese products and produced a massive influx of South American silver. This abundance of specie re-monetized the Ming economy, whose paper money had suffered repeated hyperinflation and was no longer trusted. While traditional Confucians opposed such a prominent role for commerce and the newly rich it created, the heterodoxy introduced by Wang Yangming permitted a more accommodating attitude. Zhang Juzheng's initially successful reforms proved devastating when a slowdown in agriculture was produced by the Little Ice Age. The value of silver rapidly increased because of a disruption in the supply of imported silver from Spanish and Portuguese sources, making it impossible for Chinese farmers to pay their taxes. Combined with crop failure, floods, and an epidemic, the dynasty collapsed in 1644 as Li Zicheng's rebel forces entered Beijing. Li then established the Shun dynasty, but it was defeated shortly afterwards by the Manchu-led Eight Banner armies of the Qing dynasty, with the help of the defecting Ming general Wu Sangui.

History

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Founding

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Revolt and rebel rivalry

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The Mongol-led Yuan dynasty (1271–1368) ruled before the establishment of the Ming. Explanations for the demise of the Yuan include institutionalized ethnic discrimination against the Han people that stirred resentment and rebellion, overtaxation of areas hard-hit by inflation, and massive flooding of the Yellow River as a result of the abandonment of irrigation projects. Consequently, agriculture and the economy were in shambles, and rebellion broke out among the hundreds of thousands of peasants called upon to work on repairing the levees of the Yellow River.[8] A number of Han groups revolted, including the Red Turbans in 1351. The Red Turbans were affiliated with the White Lotus, a Buddhist secret society. Zhu Yuanzhang was a penniless peasant and Buddhist monk who joined the Red Turbans in 1352; he soon gained a reputation after marrying the foster daughter of a rebel commander.[9] In 1356, Zhu's rebel force captured the city of Nanjing,[10] which he would later establish as the capital of the Ming dynasty.

With the Yuan dynasty crumbling, competing rebel groups began fighting for control of the country and thus the right to establish a new dynasty. In 1363, Zhu Yuanzhang eliminated his archrival and leader of the rebel Han faction, Chen Youliang, in the Battle of Lake Poyang, arguably the largest naval battle in history. Known for its ambitious use of fire ships, Zhu's force of 200,000 Ming sailors were able to defeat a Han rebel force over triple their size, claimed to be 650,000-strong. The victory destroyed the last opposing rebel faction, leaving Zhu Yuanzhang in uncontested control of the bountiful Yangtze valley and cementing his power in the south. After the dynastic head of the Red Turbans suspiciously died in 1367 while a guest of Zhu, there was no one left who was remotely capable of contesting his march to the throne, and he made his imperial ambitions known by sending an army toward the Yuan capital Dadu (present-day Beijing) in 1368.[11] The last Yuan emperor fled north to the upper capital Shangdu, and Zhu declared the founding of the Ming dynasty after razing the Yuan palaces in Dadu to the ground;[11] the city was renamed Beiping in the same year.[12] Zhu Yuanzhang took Hongwu, or "Vastly Martial", as his era name.

Reign of the Hongwu Emperor

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Portrait of the Hongwu Emperor (r. 1368–1398)

Hongwu made an immediate effort to rebuild state infrastructure. He built a 48-kilometre-long (30 mi) wall around Nanjing, as well as new palaces and government halls.[11] The History of Ming states that as early as 1364 Zhu Yuanzhang had begun drafting a new Confucian law code, the Great Ming Code, which was completed by 1397 and repeated certain clauses found in the old Tang Code of 653.[13] Hongwu organized a military system known as the weisuo, which was similar to the fubing system of the Tang dynasty (618–907).

In 1380 Hongwu had the Chancellor Hu Weiyong executed upon suspicion of a conspiracy plot to overthrow him; after that Hongwu abolished the Chancellery and assumed this role as chief executive and emperor, a precedent mostly followed throughout the Ming period.[14][15] With a growing suspicion of his ministers and subjects, Hongwu established the Embroidered Uniform Guard, a network of secret police drawn from his own palace guard. Some 100,000 people were executed in a series of purges during his rule.[14][16]

The Hongwu Emperor issued many edicts forbidding Mongol practices and proclaiming his intention to purify China of barbarian influence. However, he also sought to use the Yuan legacy to legitimize his authority in China and other areas ruled by the Yuan. He continued policies of the Yuan dynasty such as continued request for Korean concubines and eunuchs, Mongol-style hereditary military institutions, Mongol-style clothing and hats, promoting archery and horseback riding, and having large numbers of Mongols serve in the Ming military. Until the late 16th century, Mongols still constituted one-third of officers serving in capital forces like the Embroidered Uniform Guard, and other peoples such as Jurchens were also prominent.[17] He frequently wrote to Mongol, Japanese, Korean, Jurchen, Tibetan, and Southwest frontier rulers offering advice on their governmental and dynastic policy, and insisted on leaders from these regions visiting the Ming capital for audiences. He resettled 100,000 Mongols into his territory, with many serving as guards in the capital. The emperor also strongly advertised the hospitality and role granted to Chinggisid nobles in his court.[18]

Hongwu insisted that he was not a rebel, and he attempted to justify his conquest of the other rebel warlords by claiming that he was a Yuan subject and had been divinely-appointed to restore order by crushing rebels. Most Chinese elites did not view the Yuan's Mongol ethnicity as grounds to resist or reject it. Hongwu emphasised that he was not conquering territory from the Yuan dynasty but rather from the rebel warlords. He used this line of argument to attempt to persuade Yuan loyalists to join his cause.[19] The Ming used the tribute they received from former Yuan vassals as proof that the Ming had taken over the Yuan's legitimacy. Tribute missions were regularly celebrated with music and dance in the Ming court.[20]

South-Western frontier

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Hui Muslim troops settled in Changde, Hunan, after serving the Ming in campaigns against aboriginal tribes.[21] In 1381, the Ming dynasty annexed the areas of the southwest that had once been part of the Kingdom of Dali following the successful effort by Hui Muslim Ming armies to defeat Mongol and Hui Muslim troops loyal to the Yuan holding out in Yunnan. The Hui troops under General Mu Ying, who was appointed Governor of Yunnan, were resettled in the region as part of a colonization effort.[22] By the end of the 14th century, some 200,000 military colonists settled some 2,000,000 mu (350,000 acres) of land in what is now Yunnan and Guizhou. Roughly half a million more Chinese settlers came in later periods; these migrations caused a major shift in the ethnic make-up of the region, since formerly more than half of the population were non-Han peoples. Resentment over such massive changes in population and the resulting government presence and policies sparked more Miao and Yao revolts in 1464 to 1466, which were crushed by an army of 30,000 Ming troops (including 1,000 Mongols) joining the 160,000 local Guangxi. After the scholar and philosopher Wang Yangming (1472–1529) suppressed another rebellion in the region, he advocated single, unitary administration of Chinese and indigenous ethnic groups in order to bring about sinicisation of the local peoples.[23]

Campaign in the North-East

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The Great Wall of China: while segments of earlier rammed earth walls were first unified by the Qin and Han dynasties, the vast majority of the brick and stone Great Wall is a product of the Ming.

After the overthrow of the Yuan dynasty in 1368, Manchuria remained under control of the Northern Yuan based in Mongolia. Naghachu, a former Yuan official and a Uriankhai general of the Northern Yuan, won hegemony over the Mongol tribes in Manchuria (the former Yuan province of Liaoyang). He grew strong in the northeast, with forces large enough (numbering hundreds of thousands) to threaten invasion of the newly founded Ming dynasty in order to restore the Mongols to power in China. The Ming decided to defeat him instead of waiting for the Mongols to attack. In 1387 the Ming sent a military campaign to attack Naghachu,[24] which concluded with the surrender of Naghachu and Ming conquest of Manchuria.

The early Ming court could not, and did not, aspire to the control imposed upon the Jurchens in Manchuria by the Mongols, yet it created a norm of organization that would ultimately serve as the main instrument for the relations with peoples along the northeast frontiers. By the end of the Hongwu reign, the essentials of a policy toward the Jurchens had taken shape. Most of the inhabitants of Manchuria, except for the Wild Jurchens, were at peace with China. In 1409, under the Yongle Emperor, the Ming established the Nurgan Regional Military Commission on the banks of the Amur River, and Yishiha, a eunuch of Haixi Jurchen origin, was ordered to lead an expedition to the mouth of the Amur to pacify the Wild Jurchens. After the death of Yongle Emperor, the Nurgan Regional Military Commission was abolished in 1435, and the Ming court ceased to have substantial activities there, although the guards continued to exist in Manchuria. Throughout its existence, the Ming established a total of 384 guards (, wei) and 24 battalions (, suo) in Manchuria, but these were probably only nominal offices and did not necessarily imply political control.[25] By the late Ming period, Ming's political presence in Manchuria has declined significantly.

Relations with Tibet

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A 17th-century Tibetan thangka of Guhyasamaja Akshobhyavajra; the Ming court gathered various tribute items that were native products of Tibet (such as thangkas),[26] and in return granted gifts to Tibetan tribute-bearers.[27]

The History of Ming—the official dynastic history compiled in 1739 by the subsequent Qing dynasty (1644–1912)—states that the Ming established itinerant commanderies overseeing Tibetan administration while also renewing titles of ex-Yuan dynasty officials from Tibet and conferring new princely titles on leaders of Tibetan Buddhist sects.[28] However, Turrell V. Wylie states that censorship in the History of Ming in favor of bolstering the Ming emperor's prestige and reputation at all costs obfuscates the nuanced history of Sino-Tibetan relations during the Ming era.[29]

Modern scholars debate whether the Ming had sovereignty over Tibet. Some believe it was a relationship of loose suzerainty that was largely cut off when the Jiajing Emperor (r. 1521–1567) persecuted Buddhism in favor of Taoism at court.[29][30] Others argue that the significant religious nature of the relationship with Tibetan lamas is underrepresented in modern scholarship.[31][32] Others note the Ming need for Central Asian horses and the need to maintain the tea-horse trade.[33][34][35][36]

The Ming sporadically sent armed forays into Tibet during the 14th century, which the Tibetans successfully resisted.[37][38] Several scholars point out that unlike the preceding Mongols, the Ming did not garrison permanent troops in Tibet.[39][40] The Wanli Emperor (r. 1572–1620) attempted to reestablish Sino-Tibetan relations in the wake of a Mongol–Tibetan alliance initiated in 1578, an alliance which affected the foreign policy of the subsequent Qing dynasty in their support for the Dalai Lama of the Yellow Hat sect.[29][41][42][43] By the late 16th century, the Mongols proved to be successful armed protectors of the Yellow Hat Dalai Lama after their increasing presence in the Amdo region, culminating in the conquest of Tibet by Güshi Khan (1582–1655) in 1642,[29][44][45] establishing the Khoshut Khanate.

Reign of the Yongle Emperor

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Rise to power

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Portrait of the Yongle Emperor (r. 1402–1424)

The Hongwu Emperor specified his grandson Zhu Yunwen as his successor, and he assumed the throne as the Jianwen Emperor (r. 1398–1402) after Hongwu's death in 1398. The most powerful of Hongwu's sons, Zhu Di, then the militarily mighty disagreed with this, and soon a political showdown erupted between him and his nephew Jianwen.[46] After Jianwen arrested many of Zhu Di's associates, Zhu Di plotted a rebellion that sparked a three-year civil war. Under the pretext of rescuing the young Jianwen from corrupting officials, Zhu Di personally led forces in the revolt; the palace in Nanjing was burned to the ground, along with Jianwen himself, his wife, mother, and courtiers. Zhu Di assumed the throne as the Yongle Emperor (r. 1402–1424); his reign is universally viewed by scholars as a "second founding" of the Ming dynasty since he reversed many of his father's policies.[47]

New capital and foreign engagement

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Yongle demoted Nanjing to a secondary capital and in 1403 announced the new capital of China was to be at his power base in Beijing. Construction of a new city there lasted from 1407 to 1420, employing hundreds of thousands of workers daily.[48] At the center was the political node of the Imperial City, and at the center of this was the Forbidden City, the palatial residence of the emperor and his family. By 1553, the Outer City was added to the south, which brought the overall size of Beijing to 6.5 by 7 kilometres (4 by 4+12 miles).[49]

The Ming tombs located 50 km (31 mi) north of Beijing

Beginning in 1405, the Yongle Emperor entrusted his favored eunuch commander Zheng He (1371–1433) as the admiral for a gigantic new fleet of ships designated for international tributary missions. Among the kingdoms visited by Zheng He, Yongle proclaimed the Kingdom of Cochin to be its protectorate.[50] The Chinese had sent diplomatic missions over land since the Han dynasty (202 BCE – 220 CE) and engaged in private overseas trade, but these missions were unprecedented in grandeur and scale. To service seven different tributary voyages, the Nanjing shipyards constructed two thousand vessels from 1403 to 1419, including treasure ships measuring 112 to 134 m (367 to 440 ft) in length and 45 to 54 m (148 to 177 ft) in width.[51]

Yongle used woodblock printing to spread Chinese culture. He also used the military to expand China's borders. This included the brief occupation of Vietnam, from the initial invasion in 1406 until the Ming withdrawal in 1427 as a result of protracted guerrilla warfare led by Lê Lợi, the founder of the Vietnamese Lê dynasty.[52]

Tumu Crisis and the Ming Mongols

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A Bengali envoy presenting a giraffe as a tributary gift in the name of King Saif Al-Din Hamzah Shah of Bengal (r. 1410–1412) to the Yongle Emperor

The Oirat leader Esen Tayisi launched an invasion into Ming China in July 1449. The chief eunuch Wang Zhen encouraged the Zhengtong Emperor (r. 1435–1449) to lead a force personally to face the Oirats after a recent Ming defeat; the emperor left the capital and put his half-brother Zhu Qiyu in charge of affairs as temporary regent. On 8 September, Esen routed Zhengtong's army, and Zhengtong was captured—an event known as the Tumu Crisis.[53] The Oirats held the Zhengtong Emperor for ransom. However, this scheme was foiled once the emperor's younger brother assumed the throne under the era name Jingtai (r. 1449–1457); the Oirats were also repelled once the Jingtai Emperor's confidant and defense minister Yu Qian (1398–1457) gained control of the Ming armed forces. Holding the Zhengtong Emperor in captivity was a useless bargaining chip for the Oirats as long as another sat on his throne, so they released him back into Ming China.[53] The former emperor was placed under house arrest in the palace until the coup against the Jingtai Emperor in 1457 known as the "Wresting the Gate Incident".[54] The former emperor retook the throne under the new era name Tianshun (r. 1457–1464).

Tianshun proved to be a troubled time and Mongol forces within the Ming military structure continued to be problematic. On 7 August 1461, the Chinese general Cao Qin and his Ming troops of Mongol descent staged a coup against the Tianshun Emperor out of fear of being next on his purge-list of those who aided him in the Wresting the Gate Incident.[55] Cao's rebel force managed to set fire to the western and eastern gates of the Imperial City (doused by rain during the battle) and killed several leading ministers before his forces were finally cornered and he was forced to commit suicide.[56]

While the Yongle Emperor had staged five major offensives north of the Great Wall against the Mongols and the Oirats, the constant threat of Oirat incursions prompted the Ming authorities to fortify the Great Wall from the late 15th century to the 16th century; nevertheless, John Fairbank notes that "it proved to be a futile military gesture but vividly expressed China's siege mentality."[57] Yet the Great Wall was not meant to be a purely defensive fortification; its towers functioned rather as a series of lit beacons and signalling stations to allow rapid warning to friendly units of advancing enemy troops.[58]

Decline

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Reign of the Wanli Emperor

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The Wanli Emperor (r. 1572–1620) in state ceremonial court dress

The reign of the Wanli Emperor (1572–1620) featured many problems, some of them fiscal in nature. In the beginning of his reign, Wanli surrounded himself with able advisors and made a conscientious effort to handle state affairs. His Grand Secretary Zhang Juzheng (1572–1582) built up an effective network of alliances with senior officials. However, there was no one after him skilled enough to maintain the stability of these alliances;[59] officials soon banded together in opposing political factions. Over time Wanli grew tired of court affairs and frequent political quarreling amongst his ministers, preferring to stay behind the walls of the Forbidden City and out of his officials' sight.[60] Scholar-officials lost prominence in administration as eunuchs became intermediaries between the aloof emperor and his officials; any senior official who wanted to discuss state matters had to persuade powerful eunuchs with a bribe simply to have his demands or message relayed to the emperor.[61] There were several military campaigns during the Wanli Emperor's reign, Ordos campaign, the response to the Bozhou rebellion, and the Imjin War.[62][63][64][65][66]

Role of eunuchs

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Tianqi-era teacups, from the Nantoyōsō Collection in Japan; the Tianqi Emperor was heavily influenced and largely controlled by the eunuch Wei Zhongxian (1568–1627).

The Hongwu Emperor forbade eunuchs to learn how to read or engage in politics. Whether or not these restrictions were carried out with absolute success in his reign, eunuchs during the Yongle Emperor's reign (1402–1424) and afterwards managed huge imperial workshops, commanded armies, and participated in matters of appointment and promotion of officials. Yongle put 75 eunuchs in charge of foreign policy; they traveled frequently to vassal states including Annam, Mongolia, the Ryukyu Islands, and Tibet and less frequently to farther-flung places like Japan and Nepal. In the later 15th century, however, eunuch envoys generally only traveled to Korea.[67]

The eunuchs developed their own bureaucracy that was organized parallel to but was not subject to the civil service bureaucracy.[68] Although there were several dictatorial eunuchs throughout the Ming, such as Wang Zhen, Wang Zhi, and Liu Jin, excessive tyrannical eunuch power did not become evident until the 1590s when the Wanli Emperor increased their rights over the civil bureaucracy and granted them power to collect provincial taxes.[61][69]

The eunuch Wei Zhongxian (1568–1627) dominated the court of the Tianqi Emperor (r. 1620–1627) and had his political rivals tortured to death, mostly the vocal critics from the faction of the Donglin Society. He ordered temples built in his honor throughout the Ming Empire, and built personal palaces created with funds allocated for building the previous emperor's tombs. His friends and family gained important positions without qualifications. Wei also published a historical work lambasting and belittling his political opponents.[70] The instability at court came right as natural calamity, pestilence, rebellion, and foreign invasion came to a peak. The Chongzhen Emperor (r. 1627–1644) had Wei dismissed from court, which led to Wei's suicide shortly after.

The eunuchs built their own social structure, providing and gaining support to their birth clans. Instead of fathers promoting sons, it was a matter of uncles promoting nephews. The Heishanhui Society in Peking sponsored the temple that conducted rituals for worshiping the memory of Gang Tie, a powerful eunuch of the Yuan dynasty. The Temple became an influential base for highly placed eunuchs, and continued in a somewhat diminished role during the Qing dynasty.[71][72][73]

Economic breakdown and natural disasters

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Spring morning in a Han palace, by Qiu Ying (1494–1552); excessive luxury and decadence marked the late Ming period, spurred by the enormous state bullion of incoming silver and by private transactions involving silver.
An imperial throne carpet with double dragon and seed pearl motif, 16th century

During the last years of the Wanli era and those of his two successors, an economic crisis developed that was centered on a sudden widespread lack of the empire's chief medium of exchange: silver. The Portuguese first established trade with China in 1516.[74] Following the Ming Emperor's decision to ban direct trade with Japan, Portuguese traders acted as an intermediary between China and Japan by buying Chinese silks from China and selling it to Japan for silver.[75] After some initial hostilities the Portuguese gained consent from the Ming court in 1557 to settle Macau as their permanent trade base in China.[76] Their role in providing silver was gradually surpassed by the Spanish,[77][78][79] while even the Dutch challenged them for control of this trade.[80][81] Philip IV of Spain (r. 1621–1665) began cracking down on illegal smuggling of silver from New Spain and Peru across the Pacific through the Philippines towards China, in favor of shipping silver mined in the Spanish Latin American colonies through Spanish ports. People began hoarding precious silver as there was progressively less of it, forcing the ratio of the value of copper to silver into a steep decline. In the 1630s a string of one thousand copper coins equaled an ounce of silver; by 1640 that sum could fetch half an ounce; and, by 1643 only one-third of an ounce. For peasants this meant economic disaster, since they paid taxes in silver while conducting local trade and crop sales in copper.[82] Historians have debated the validity of the theory that silver shortages caused the downfall of the Ming dynasty.[83][84]

Famines became common in northern China in the early 17th century because of unusually dry and cold weather that shortened the growing season—effects of a larger ecological event now known as the Little Ice Age.[85] Famine, alongside tax increases, widespread military desertions, a declining relief system, and natural disasters such as flooding and inability of the government to properly manage irrigation and flood-control projects caused widespread loss of life and normal civility.[85] The central government, starved of resources, could do very little to mitigate the effects of these calamities. Making matters worse, a widespread epidemic, the Great Plague of 1633–1644, spread across China from Zhejiang to Henan, killing an unknown but large number of people.[86] One of the deadliest earthquake of all time, the Shaanxi earthquake of 1556, occurred during the Jiajing Emperor's reign, killing approximately 830,000 people.[87]

Fall of the Ming

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Rise of the Manchus

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Shanhai Pass along the Great Wall, the gate where the Manchus were repeatedly repelled before being finally let through by Wu Sangui in 1644
The Drum Tower and Bell Tower of Beijing was built in the Yuan and rebuilt in the Ming.

Originally a Ming vassal who officially considered himself a guardian of the Ming border and a local representative of imperial Ming power,[88] Nurhaci, leader of the Jianzhou Jurchens, unified other Jurchen clans to create a new Manchu ethnic identity. He offered to lead his armies to support Ming and Joseon armies against the Japanese invasions of Korea in the 1590s. Ming officials declined the offer, but granted him the title of dragon-tiger general for his gesture. Recognizing the weakness of Ming authority in Manchuria at the time, he consolidated power by co-opting or conquering surrounding territories. In 1616 he declared himself Khan and established the Later Jin dynasty in reference to the previous Jurchen-ruled Jin dynasty. In 1618, he openly renounced the Ming overlordship and effectively declared war against the Ming with the "Seven Grievances".[89]

In 1636, Nurhaci's son Hong Taiji renamed his dynasty the "Great Qing" at Mukden (modern Shenyang), which had been made their capital in 1625.[90][91] Hong Taiji also adopted the Chinese imperial title huangdi, declared the Chongde ("Revering Virtue") era, and changed the ethnic name of his people from "Jurchen" to "Manchu".[91] In 1636, Banner Armies defeated Joseon during the Second Manchu invasion of Korea and forced Joseon to become a Qing tributary. Shortly after, the Koreans renounced their long-held loyalty to the Ming dynasty.[92]

Rebellion, invasion, collapse

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A peasant soldier named Li Zicheng mutinied with his fellow soldiers in western Shaanxi in the early 1630s after the Ming government failed to ship much-needed supplies there. In 1634 he was captured by a Ming general and released only on the terms that he return to service. The agreement soon broke down when a local magistrate had thirty-six of his fellow rebels executed; Li's troops retaliated by killing the officials and continued to lead a rebellion based in Rongyang, Henan by 1635. By the 1640s, an ex-soldier and rival to Li—Zhang Xianzhong (1606–1647)—had created a firm rebel base in Chengdu, Sichuan, with the establishment of the Xi dynasty, while Li's center of power was in Hubei with extended influence over Shaanxi and Henan.[93]

In 1640, masses of Chinese peasants who were starving, unable to pay their taxes, and no longer in fear of the frequently defeated Chinese army, began to form into huge bands of rebels. The Chinese military, caught between fruitless efforts to defeat the Manchu raiders from the north and huge peasant revolts in the provinces, essentially fell apart. Unpaid and unfed, the army was defeated by Li Zicheng—now self-styled as the Prince of Shun—and deserted the capital without much of a fight. On 25 April 1644, Beijing fell to a rebel army led by Li Zicheng when the city gates were opened by rebel allies from within. During the turmoil, Chongzhen, the last Ming emperor, accompanied only by a eunuch servant, hanged himself on a tree in the imperial garden right outside the Forbidden City.[94]

Seizing opportunity, the Eight Banners crossed the Great Wall after the Ming border general Wu Sangui (1612–1678) opened the gates at Shanhai Pass. This occurred shortly after he learned about the fate of the capital and an army of Li Zicheng marching towards him; weighing his options of alliance, he decided to side with the Manchus.[95] The Eight Banners under the Manchu Prince Dorgon (1612–1650) and Wu Sangui approached Beijing after the army sent by Li was destroyed at Shanhaiguan; the Prince of Shun's army fled the capital on the fourth of June. On 6 June, the Manchus and Wu entered the capital and proclaimed the young Shunzhi Emperor ruler of China. After being forced out of Xi'an by the Qing, chased along the Han River to Wuchang, and finally along the northern border of Jiangxi, Li Zicheng died there in the summer of 1645, thus ending the Shun dynasty. One report says his death was a suicide; another states that he was beaten to death by peasants after he was caught stealing their food.[96]

Despite the loss of Beijing and the death of the emperor, the Ming were not yet totally destroyed. Nanjing, Fujian, Guangdong, Shanxi, and Yunnan were all strongholds of Ming resistance. However, there were several pretenders for the Ming throne, and their forces were divided. These scattered Ming remnants in southern China after 1644 were collectively designated by 19th-century historians as the Southern Ming.[97] Each bastion of resistance was individually defeated by the Qing until 1662, when the last Southern Ming emperor, Zhu Youlang, the Yongli Emperor, was captured and executed. In 1683, the Qing forces conquered Taiwan and dismantled the Kingdom of Tungning, which had been established by Zheng Chenggong and was the final stronghold of forces loyal to the Ming dynasty.[98][99]

Government

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Province, prefecture, sub-prefecture and county

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Described as "one of the greatest eras of orderly government and social stability in human history" by Edwin O. Reischauer, John K. Fairbank and Albert M. Craig,[100] the Ming emperors took over the provincial administration system of the Yuan dynasty, and the thirteen Ming provinces are the precursors of the modern provinces. Throughout the Song dynasty, the largest political division was the circuit.[101] However, after the Jurchen invasion in 1127, the Song court established four semi-autonomous regional command systems based on territorial and military units, with a detached service secretariat that would become the provincial administrations of the Yuan, Ming, and Qing dynasties.[102] Copied on the Yuan model, the Ming provincial bureaucracy contained three commissions: one civil, one military, and one for surveillance. Below the level of the province were prefectures operating under a prefect (zhifu 知府), followed by subprefectures under a subprefect. The lowest unit was the county, overseen by a magistrate. Besides the provinces, there were also two large areas that belonged to no province, but were metropolitan areas attached to Nanjing and Beijing.[103]

Institutions and bureaus

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The Palace of Heavenly Purity in the Forbidden City

Departing from the main central administrative system generally known as the Three Departments and Six Ministries system, which was instituted by various dynasties since the late Han (202 BCE – 220 CE), the Ming administration had only one department, the Secretariat, that controlled the six ministries. Following the execution of the Chancellor Hu Weiyong in 1380, the Hongwu Emperor abolished the Secretariat, the Censorate, and the Chief Military Commission and personally took charge of the Six Ministries and the regional Five Military Commissions.[104][105] Thus a whole level of administration was cut out and only partially rebuilt by subsequent rulers.[104] The Grand Secretariat, at the beginning a secretarial institution that assisted the emperor with administrative paperwork, was instituted, but without employing grand counselors, or chancellors.

The Hongwu Emperor sent his heir apparent to Shaanxi in 1391 to 'tour and soothe' (xunfu) the region; in 1421 the Yongle Emperor commissioned 26 officials to travel the empire and uphold similar investigatory and patrimonial duties. By 1430 these xunfu assignments became institutionalized as "grand coordinators". Hence, the Censorate was reinstalled and first staffed with investigating censors, later with censors-in-chief. By 1453, the grand coordinators were granted the title vice censor-in-chief or assistant censor-in-chief and were allowed direct access to the emperor. As in prior dynasties, the provincial administrations were monitored by a travelling inspector from the Censorate. Censors had the power to impeach officials on an irregular basis, unlike the senior officials who were to do so only in triennial evaluations of junior officials.[106][107]

Although decentralization of state power within the provinces occurred in the early Ming, the trend of central government officials delegated to the provinces as virtual provincial governors began in the 1420s. By the late Ming dynasty, there were central government officials delegated to two or more provinces as supreme commanders and viceroys, a system which reined in the power and influence of the military by the civil establishment.[108]

Grand Secretariat and Six Ministries

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A portrait of Jiang Shunfu, an official under the Hongzhi Emperor, now in the Nanjing Museum. The decoration of two cranes on his chest is a "rank badge" that indicates he was a civil official of the first rank.

Governmental institutions in China conformed to a similar pattern for some two thousand years, but each dynasty installed special offices and bureaus, reflecting its own particular interests. The Ming administration utilized Grand Secretaries to assist the emperor, handling paperwork under the reign of the Yongle Emperor and later appointed as top officials of agencies and Grand Preceptor, a top-ranking, non-functional civil service post, under the Hongxi Emperor (r. 1424–1425). The Grand Secretariat drew its members from the Hanlin Academy and were considered part of the imperial authority, not the ministerial one (hence being at odds with both the emperor and ministers at times).[109] The Secretariat operated as a coordinating agency, whereas the Six Ministries—Personnel, Revenue, Rites, War, Justice, and Public Works—were direct administrative organs of the state:[110]

  1. The Ministry of Personnel was in charge of appointments, merit ratings, promotions, and demotions of officials, as well as granting of honorific titles.[111]
  2. The Ministry of Revenue was in charge of gathering census data, collecting taxes, and handling state revenues, while there were two offices of currency that were subordinate to it.[112]
  3. The Ministry of Rites was in charge of state ceremonies, rituals, and sacrifices; it also oversaw registers for Buddhist and Daoist priesthoods and even the reception of envoys from tributary states.[113]
  4. The Ministry of War was in charge of the appointments, promotions, and demotions of military officers, the maintenance of military installations, equipment, and weapons, as well as the courier system.[114]
  5. The Ministry of Justice was in charge of judicial and penal processes, but had no supervisory role over the Censorate or the Grand Court of Revision.[115]
  6. The Ministry of Public Works had charge of government construction projects, hiring of artisans and laborers for temporary service, manufacturing government equipment, the maintenance of roads and canals, standardization of weights and measures, and the gathering of resources from the countryside.[115]

Bureaus and offices for the imperial household

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Ming coinage from the 14th–17th centuries

The imperial household was staffed almost entirely by eunuchs and ladies with their own bureaus. Female servants were organized into the Bureau of Palace Attendance, Bureau of Ceremonies, Bureau of Apparel, Bureau of Foodstuffs, Bureau of the Bedchamber, Bureau of Handicrafts, and Office of Staff Surveillance. Starting in the 1420s, eunuchs began taking over these ladies' positions until only the Bureau of Apparel with its four subsidiary offices remained. Hongwu had his eunuchs organized into the Directorate of Palace Attendants, but as eunuch power at court increased, so did their administrative offices, with eventual twelve directorates, four offices, and eight bureaus. The dynasty had a vast imperial household, staffed with thousands of eunuchs, who were headed by the Directorate of Palace Attendants. The eunuchs were divided into different directorates in charge of staff surveillance, ceremonial rites, food, utensils, documents, stables, seals, apparel, and so on. The offices were in charge of providing fuel, music, paper, and baths. The bureaus were in charge of weapons, silverwork, laundering, headgear, bronze work, textile manufacture, wineries, and gardens.[116] At times, the most influential eunuch in the Directorate of Ceremonial acted as de facto dictator over the state.[117]

Although the imperial household was staffed mostly by eunuchs and palace ladies, there was a civil service office called the Seal Office, which cooperated with eunuch agencies in maintaining imperial seals, tallies, and stamps. There were also civil service offices to oversee the affairs of imperial princes.[118]

Personnel

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Scholar-officials

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The Hongwu emperor from 1373 to 1384 staffed his bureaus with officials gathered through recommendations only. After that the scholar-officials who populated the many ranks of bureaucracy were recruited through a rigorous examination system that was initially established by the Sui dynasty (581–618).[119][120][121] Theoretically the system of exams allowed anyone to join the ranks of imperial officials (although it was frowned upon for merchants to join); in reality the time and funding needed to support the study in preparation for the exam generally limited participants to those already coming from the landholding class. However, the government did exact provincial quotas while drafting officials. This was an effort to curb monopolization of power by landholding gentry who came from the most prosperous regions, where education was the most advanced. The expansion of the printing industry since Song times enhanced the spread of knowledge and number of potential exam candidates throughout the provinces. For young schoolchildren there were printed multiplication tables and primers for elementary vocabulary; for adult examination candidates there were mass-produced, inexpensive volumes of Confucian classics and successful examination answers.[122]

Candidates who had taken the civil service examinations would crowd around the wall where the results were posted; detail from a handscroll in ink and color on silk, by Qiu Ying (1494–1552).[123]

As in earlier periods, the focus of the examination was classical Confucian texts, while the bulk of test material centered on the Four Books outlined by Zhu Xi in the 12th century.[124] Ming era examinations were perhaps more difficult to pass since the 1487 requirement of completing the "eight-legged essay", a departure from basing essays off progressing literary trends. The exams increased in difficulty as the student progressed from the local level, and appropriate titles were accordingly awarded successful applicants. Officials were classified in nine hierarchic grades, each grade divided into two degrees, with ranging salaries (nominally paid in piculs of rice) according to their rank. While provincial graduates who were appointed to office were immediately assigned to low-ranking posts like the county graduates, those who passed the palace examination were awarded a jinshi ('presented scholar') degree and assured a high-level position.[125] In 276 years of Ming rule and ninety palace examinations, the number of doctoral degrees granted by passing the palace examinations was 24,874.[126] Ebrey states that "there were only two to four thousand of these jinshi at any given time, on the order of one out of 10,000 adult males." This was in comparison to the 100,000 shengyuan ('government students'), the lowest tier of graduates, by the 16th century.[127]

Processional figurines from the Shanghai tomb of Pan Yongzheng, a Ming dynasty official who lived during the 16th century

The maximum tenure in office was nine years, but every three years officials were graded on their performance by senior officials. If they were graded as superior then they were promoted, if graded adequate then they retained their ranks, and if graded inadequate they were demoted one rank. In extreme cases, officials would be dismissed or punished. Only capital officials of grade 4 and above were exempt from the scrutiny of recorded evaluation, although they were expected to confess any of their faults. There were over 4,000 school instructors in county and prefectural schools who were subject to evaluations every nine years. The Chief Instructor on the prefectural level was classified as equal to a second-grade county graduate. The Supervisorate of Imperial Instruction oversaw the education of the heir apparent to the throne; this office was headed by a Grand Supervisor of Instruction, who was ranked as first class of grade three.[128]

Historians debate whether the examination system expanded or contracted upward social mobility. On the one hand, the exams were graded without regard to a candidate's social background, and were theoretically open to everyone.[d] In actual practice, the successful candidates had years of a very expensive, sophisticated tutoring of the sort that wealthy gentry families specialized in providing their talented sons. In practice, 90 percent of the population was ineligible due to lack of education, but the upper 10 percent had equal chances for moving to the top. To be successful young men had to have extensive, expensive training in classical Chinese, the use of Mandarin in spoken conversation, calligraphy, and had to master the intricate poetic requirements of the eight-legged essay. Not only did the traditional gentry dominate the system, they also learned that conservatism and resistance to new ideas was the path to success. For centuries critics had pointed out these problems, but the examination system only became more abstract and less relevant to the needs of China.[129] The consensus of scholars is that the eight-legged essay can be blamed as a major cause of "China's cultural stagnation and economic backwardness." However Benjamin Ellman argues there were some positive features, since the essay form was capable of fostering "abstract thinking, persuasiveness, and prosodic form" and that its elaborate structure discouraged a wandering, unfocused narrative".[130]

Lesser functionaries

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The Xuande Emperor playing chuiwan with his eunuchs, a game similar to golf, by an anonymous court painter of the Xuande period (1425–1435)

Scholar-officials who entered civil service through examinations acted as executive officials to a much larger body of non-ranked personnel called lesser functionaries. They outnumbered officials by four to one; Charles Hucker estimates that they were perhaps as many as 100,000 throughout the empire. These lesser functionaries performed clerical and technical tasks for government agencies. Yet they should not be confused with lowly lictors, runners, and bearers; lesser functionaries were given periodic merit evaluations like officials and after nine years of service might be accepted into a low civil service rank.[131] The one great advantage of the lesser functionaries over officials was that officials were periodically rotated and assigned to different regional posts and had to rely on the good service and cooperation of the local lesser functionaries.[132]

Eunuchs, princes, and generals

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Detail of The Emperor's Approach showing the Wanli Emperor's royal carriage being pulled by elephants and escorted by cavalry

Eunuchs gained unprecedented power over state affairs during the Ming dynasty. One of the most effective means of control was the secret service stationed in what was called the Eastern Depot at the beginning of the dynasty, later the Western Depot. This secret service was overseen by the Directorate of Ceremonial, hence this state organ's often totalitarian affiliation. Eunuchs had ranks that were equivalent to civil service ranks, only theirs had four grades instead of nine.[116][133]

Descendants of the first Ming emperor were made princes and given (typically nominal) military commands, annual stipends, and large estates. The title used was "king" (, wáng) but—unlike the princes in the Han and Jin dynasties—these estates were not feudatories, the princes did not serve any administrative function, and they partook in military affairs only during the reigns of the first two emperors.[134] The rebellion of the Prince of Yan was justified in part as upholding the rights of the princes, but once the Yongle Emperor was enthroned, he continued his nephew's policy of disarming his brothers and moved their fiefs away from the militarized northern border. Although princes served no organ of state administration, the princes, consorts of the imperial princesses, and ennobled relatives did staff the Imperial Clan Court, which supervised the imperial genealogy.[135]

Like scholar-officials, military generals were ranked in a hierarchic grading system and were given merit evaluations every five years (as opposed to three years for officials).[136] However, military officers had less prestige than officials. This was due to their hereditary service (instead of solely merit-based) and Confucian values that dictated those who chose the profession of violence (wu) over the cultured pursuits of knowledge (wen).[137] Although seen as less prestigious, military officers were not excluded from taking civil service examinations, and after 1478 the military even held their own examinations to test military skills.[138] In addition to taking over the established bureaucratic structure from the Yuan period, the Ming emperors established the new post of the travelling military inspector. In the early half of the dynasty, men of noble lineage dominated the higher ranks of military office; this trend was reversed during the latter half of the dynasty as men from more humble origins eventually displaced them.[139]

Society and culture

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Literature and arts

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Lofty Mount Lu, by Shen Zhou, 1467
Decorated back of a pipa from the Ming dynasty

Literature, painting, poetry, music, and Chinese opera of various types flourished during the Ming dynasty, especially in the economically prosperous lower Yangzi valley. Although short fiction had been popular as far back as the Tang dynasty (618–907),[140] and the works of contemporaneous authors such as Xu Guangqi, Xu Xiake, and Song Yingxing were often technical and encyclopedic, the most striking literary development was the vernacular novel. While the gentry elite were educated enough to fully comprehend the language of Classical Chinese, those with rudimentary education—such as women in educated families, merchants, and shop clerks—became a large potential audience for literature and performing arts that employed Vernacular Chinese.[141] Literati scholars edited or developed major Chinese novels into mature form in this period, such as Water Margin and Journey to the West. Jin Ping Mei, published in 1610, although incorporating earlier material, marks the trend toward independent composition and concern with psychology.[142] In the later years of the dynasty, Feng Menglong and Ling Mengchu innovated with vernacular short fiction. Theater scripts were equally imaginative. The most famous, The Peony Pavilion, was written by Tang Xianzu (1550–1616), with its first performance at the Pavilion of Prince Teng in 1598.

Informal essay and travel writing was another highlight. Xu Xiake (1587–1641), a travel literature author, published his Travel Diaries in 404,000 written characters, with information on everything from local geography to mineralogy.[143][144] The first reference to the publishing of private newspapers in Beijing was in 1582; by 1638 the Peking Gazette switched from using woodblock print to movable type printing.[145] The new literary field of the moral guide to business ethics was developed during the late Ming period, for the readership of the merchant class.[146]

Painting of a peddler selling birds, by Ji Sheng (計盛), 15th century

In contrast to Xu Xiake, who focused on technical aspects in his travel literature, the Chinese poet and official Yuan Hongdao (1568–1610) used travel literature to express his desires for individualism as well as autonomy from and frustration with Confucian court politics. Yuan desired to free himself from the ethical compromises that were inseparable from the career of a scholar-official. This anti-official sentiment in Yuan's travel literature and poetry was actually following in the tradition of the Song dynasty poet and official Su Shi (1037–1101). Yuan Hongdao and his two brothers, Yuan Zongdao (1560–1600) and Yuan Zhongdao (1570–1623), were the founders of the Gong'an School of letters.[147] This highly individualistic school of poetry and prose was criticized by the Confucian establishment for its association with intense sensual lyricism, which was also apparent in Ming vernacular novels such as the Jin Ping Mei.[148] Yet even gentry and scholar-officials were affected by the new popular romantic literature, seeking gejis as soulmates to re-enact the heroic love stories that arranged marriages often could not provide or accommodate. During the Ming, some gentry dated well-educated gejis outside of marriage and the concubine system. Gējì culture reshaped the purely sexual relationship with prostitutes into a cultural relationship, and men could even become friends with like-minded gejis.[149]

Painting of flowers, a butterfly, and rock sculpture by Chen Hongshou (1598–1652); small leaf album paintings like this one first became popular in the Song dynasty.
Shen Zhou (1427–1509) founded the Wu School of painting, contributing greatly to Chinese artistic tradition.

Famous painters included Ni Zan and Dong Qichang, as well as the Four Masters of the Ming dynasty, Shen Zhou, Tang Yin, Wen Zhengming, and Qiu Ying. They drew upon the techniques, styles, and complexity in painting achieved by their Song and Yuan predecessors, but added techniques and styles. Well-known Ming artists could make a living simply by painting due to the high prices they demanded for their artworks and the great demand by the highly cultured community to collect precious works of art. The artist Qiu Ying was once paid 2.8 kg (100 oz) of silver to paint a long handscroll for the eightieth birthday celebration of the mother of a wealthy patron. Renowned artists often gathered an entourage of followers, some who were amateurs who painted while pursuing an official career and others who were full-time painters.[150]

A Xuande period (1426–1435) imperial blue and white vase – Metropolitan Museum of Art, New York

The period was also renowned for ceramics and porcelains. The major production center for porcelain was the imperial kilns at Jingdezhen in Jiangxi, most famous in the period for blue and white porcelain, but also producing other styles. The Dehua porcelain factories in Fujian catered to European tastes by creating Chinese export porcelain by the late 16th century. Individual potters also became known, such as He Chaozong, who became famous in the early 17th century for his style of white porcelain sculpture. In The Ceramic Trade in Asia, Chuimei Ho estimates that about 16% of late Ming era Chinese ceramic exports were sent to Europe, while the rest were destined for Japan and South East Asia.[151]

Carved designs in lacquerware and designs glazed onto porcelain wares displayed intricate scenes similar in complexity to those in painting. These items could be found in the homes of the wealthy, alongside embroidered silks and wares in jade, ivory, and cloisonné. The houses of the rich were also furnished with rosewood furniture and feathery latticework. The writing materials in a scholar's private study, including elaborately carved brush holders made of stone or wood, were designed and arranged ritually to give an aesthetic appeal.[152]

Connoisseurship in the late Ming period centered on these items of refined artistic taste, which provided work for art dealers and even underground scammers who themselves made imitations and false attributions.[152] The Jesuit Matteo Ricci while staying in Nanjing wrote that Chinese scam artists were ingenious at making forgeries and huge profits.[153] However, there were guides to help the wary new connoisseur; Liu Tong (died 1637) wrote a book printed in 1635 that told his readers how to spot fake and authentic pieces of art.[154] He revealed that a Xuande era (1426–1435) bronze work could be authenticated by judging its sheen; porcelain wares from the Yongle era (1402–1424) could be judged authentic by their thickness.[155]

Religion

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Glazed stoneware statue of a Taoist deity, 16th century

The dominant religious beliefs during the Ming dynasty were the various forms of Chinese folk religion and the Three TeachingsConfucianism, Taoism, and Buddhism. The Yuan-supported Tibetan lamas fell from favor, and the early Ming emperors particularly favored Taoism, granting its practitioners many positions in the state's ritual offices. The Hongwu Emperor curtailed the cosmopolitan culture of the Mongol Yuan dynasty, and the prolific Prince of Ning Zhu Quan even composed one encyclopedia attacking Buddhism as a foreign "mourning cult", deleterious to the state, and another encyclopedia that subsequently joined the Taoist canon.[156]

The Yongle Emperor and his successors strongly patronised Tibetan Buddhism by supporting construction, printing of sutras, ceremonies etc., to seek legitimacy among foreign audiences. Yongle tried to portray himself as a Buddhist ideal king, a cakravartin.[157] There is evidence that this portrayal was successful in persuading foreign audiences.[158]

Islam was also well-established throughout China, with a history said to have begun with Sa'd ibn Abi Waqqas during the Tang and strong official support during the Yuan. Although the Ming sharply curtailed this support, there were still several prominent Muslim figures early on, including the powerful eunuch Zheng He. The Hongwu Emperor's generals Chang Yuqun, Lan Yu, Ding Dexing, and Mu Ying have also been identified as Muslim by Hui scholars, though this is doubted by non-Muslim sources. Regardless, the presence of Muslims in the armies that drove the Mongols northwards caused a gradual shift in the Chinese perception of Muslims, transitioning from "foreigners" to "familiar strangers".[159] The Hongwu Emperor wrote The Hundred-word Eulogy praising Islam and Muhammad. Ming emperors strongly sponsored the construction of mosques and granted generous liberties for the practice of Islam.[160]

Bodhisattva Manjusri in Blanc-de-Chine, by He Chaozong, 17th century[161]

The advent of the Ming was initially devastating to Christianity: in his first year, the Hongwu Emperor declared the eighty-year-old Franciscan missions among the Yuan heterodox and illegal.[162] The centuries-old Church of the East in China also disappeared. During the later Ming, a new wave of Christian missionaries arrived—particularly Jesuits—who employed new western science and technology in their arguments for conversion. They were educated in Chinese language and culture at St. Paul's College, Macau after its founding in 1579. The most influential was Matteo Ricci, whose "Map of the Myriad Countries of the World" upended traditional geography throughout East Asia, and whose work with the convert Xu Guangqi led to the first Chinese translation of Euclid's Elements in 1607. The discovery of the Xi'an Stele in 1625 also facilitated the treatment of Christianity as a long-established faith in China, rather than as a new and dangerous cult. However, there were strong disagreements about the extent to which converts could continue to perform rituals to the emperor, Confucius, or their ancestors: Ricci had been very accommodating and an attempt by his successors to backtrack from this policy led to the Nanjing Incident of 1616, which exiled four Jesuits to Macau and forced the others out of public life for six years.[163] A series of spectacular failures by the Chinese astronomers—including missing an eclipse easily computed by Xu Guangqi and Sabatino de Ursis—and a return by the Jesuits to presenting themselves as educated scholars in the Confucian mold[164] restored their fortunes. However, by the end of the Ming the Dominicans had begun the Chinese Rites controversy in Rome that would eventually lead to a full ban of Christianity under the Qing.

During his mission, Ricci was also contacted in Beijing by one of the approximately 5,000 Kaifeng Jews and introduced them and their long history in China to Europe.[165] However, the 1642 flood caused by Kaifeng's Ming governor devastated the community, which lost five of its twelve families, its synagogue, and most of its Torah.[166]

Philosophy

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Wang Yangming's Confucianism

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Portrait of Wang Yangming (1472–1529), considered the most influential Confucian thinker since Zhu Xi.

During the Ming dynasty, the Neo-Confucian doctrines of the Song scholar Zhu Xi were embraced by the court and the Chinese literati at large, although the direct line of his school was destroyed by the Yongle Emperor's extermination of the ten degrees of kinship of Fang Xiaoru in 1402. The Ming scholar most influential upon subsequent generations, however, was Wang Yangming (1472–1529), whose teachings were attacked in his own time for their similarity to Chan Buddhism.[167] Building upon Zhu Xi's concept of the "extension of knowledge" (理學 or 格物致知), gaining understanding through careful and rational investigation of things and events, Wang argued that universal concepts would appear in the minds of anyone.[168] Therefore, he claimed that anyone—no matter their pedigree or education—could become as wise as Confucius and Mencius had been and that their writings were not sources of truth but merely guides that might have flaws when carefully examined.[169] A peasant with a great deal of experience and intelligence would then be wiser than an official who had memorized the Classics but not experienced the real world.[169]

Conservative reaction

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A Ming dynasty print drawing of Confucius on his way to the Zhou dynasty capital of Luoyang

Other scholar-bureaucrats were wary of Wang's heterodoxy, the increasing number of his disciples while he was still in office, and his overall socially rebellious message. To curb his influence, he was often sent out to deal with military affairs and rebellions far away from the capital. Yet his ideas penetrated mainstream Chinese thought and spurred new interest in Taoism and Buddhism.[167] Furthermore, people began to question the validity of the social hierarchy and the idea that the scholar should be above the farmer. Wang Yangming's disciple and salt-mine worker Wang Gen gave lectures to commoners about pursuing education to improve their lives, while his follower He Xinyin challenged the elevation and emphasis of the family in Chinese society.[167] His contemporary Li Zhi even taught that women were the intellectual equals of men and should be given a better education; both Li and He eventually died in prison, jailed on charges of spreading "dangerous ideas".[170] Yet these "dangerous ideas" of educating women had long been embraced by some mothers[171] and by courtesans who were as literate and skillful in calligraphy, painting, and poetry as their male guests.[172]

The liberal views of Wang Yangming were opposed by the Censorate and by the Donglin Academy, re-established in 1604. These conservatives wanted a revival of orthodox Confucian ethics. Conservatives such as Gu Xiancheng (1550–1612) argued against Wang's idea of innate moral knowledge, stating that this was simply a legitimization for unscrupulous behavior such as greedy pursuits and personal gain. These two strands of Confucian thought, hardened by Chinese scholars' notions of obligation towards their mentors, developed into pervasive factionalism among the ministers of state, who used any opportunity to impeach members of the other faction from court.[173]

Urban and rural life

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The Bustling and Hustling of Nanjing—handscroll by Qiu Ying, depicting the urban life of Nanjing
"Suzhou Imitation" of Along the River During the Qingming Festival (蘇州片清明上河圖), depicting urban life of the Ming dynasty.
A Ming dynasty red "seal paste box" in carved lacquer

Wang Gen was able to give philosophical lectures to many commoners from different regions because—following the trend already apparent in the Song dynasty—communities in Ming society were becoming less isolated as the distance between market towns was shrinking. Schools, descent groups, religious associations, and other local voluntary organizations were increasing in number and allowing more contact between educated men and local villagers.[174] Jonathan Spence writes that the distinction between what was town and country was blurred, since suburban areas with farms were located just outside and in some cases within the walls of a city. Not only was the blurring of town and country evident, but also of socioeconomic class in the traditional four occupations, since artisans sometimes worked on farms in peak periods, and farmers often traveled into the city to find work during times of dearth.[175]

A variety of occupations could be chosen or inherited from a father's line of work. These included coffin makers, ironworkers and blacksmiths, tailors, cooks and noodle-makers, retail merchants, tavern, teahouse, or winehouse managers, shoemakers, seal cutters, pawnshop owners, brothel heads, and merchant bankers engaging in a proto-banking system involving notes of exchange.[77][176] Virtually every town had a brothel where female and male prostitutes could be had.[177] Male catamites fetched a higher price than female concubines since pederasty with a teenage boy was seen as a mark of elite status, regardless of sodomy being repugnant to sexual norms.[178] Public bathing became much more common than in earlier periods.[179] Urban shops and retailers sold a variety of goods such as special paper money to burn at ancestral sacrifices, specialized luxury goods, headgear, fine cloth, teas, and others.[176] Smaller communities and townships too poor or scattered to support shops and artisans obtained their goods from periodic market fairs and traveling peddlers. A small township also provided a place for simple schooling, news and gossip, matchmaking, religious festivals, traveling theater groups, tax collection, and bases of famine relief distribution.[175]

Weeding out the field, illustrated on Fan Kuang's Bianmintuzuan (便民图纂)

Farming villagers in the north spent their days harvesting crops like wheat and millet, while farmers south of the Huai River engaged in intensive rice cultivation and had lakes and ponds where ducks and fish could be raised. The cultivation of mulberry trees for silkworms and tea bushes could be found mostly south of the Yangtze; even further south sugarcane and citrus were grown as basic crops.[175] Some people in the mountainous southwest made a living by selling lumber from hard bamboo. Besides cutting down trees to sell wood, the poor also made a living by turning wood into charcoal, and by burning oyster shells to make lime and fired pots, and weaving mats and baskets.[180] In the north traveling by horse and carriage was most common, while in the south the myriad of rivers, canals, and lakes provided cheap and easy water transport. Although the south had the characteristic of the wealthy landlord and tenant farmers, there were on average many more owner-cultivators north of the Huai River due to harsher climate, living not far above subsistence level.[181]

Early Ming dynasty saw the strictest sumptuary laws in Chinese history. It was illegal for commoners to wear fine silk or dress in bright red, dark green or yellow colors; nor could they wear boots or guan hats. Women could not use ornaments made from gold, jade, pearl or emerald. Merchants and their families were further banned from using silk. However, these laws were no longer enforced from the mid-Ming period onwards.[182]

Male homosexual marriages were institutionalized in several areas, such as Fujian.[183] Homosexuality was practiced frequently by monks, and spread to Japan with Kukai, a Japanese monk who trained in China.[184]

Science and technology

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The puddling process of smelting iron ore to make pig iron and then wrought iron, with the right illustration displaying men working a blast furnace, from the Tiangong Kaiwu encyclopedia, 1637
Map of the known world by Zheng He: India at the top, Ceylon at the upper right and East Africa along the bottom. Sailing directions and distances are marked using zhenlu (針路) or compass route.

After the flourishing of science and technology in the Song dynasty, the Ming perhaps saw fewer advancements in science and technology compared to the pace of discovery in the Western world. In fact, key advances in Chinese science in the late Ming were spurred by contact with Europe. In 1626 Johann Adam Schall von Bell wrote the first Chinese treatise on the telescope, the Yuanjingshuo (Far Seeing Optic Glass); in 1634 the Chongzhen Emperor acquired the telescope of the late Johann Schreck (1576–1630).[185] The heliocentric model of the Solar System was rejected by the Catholic missionaries in China, but Johannes Kepler and Galileo Galilei's ideas slowly trickled into China starting with the Polish Jesuit Michael Boym (1612–1659) in 1627, Adam Schall von Bell's treatise in 1640, and finally Joseph Edkins, Alex Wylie, and John Fryer in the 19th century.[186] Catholic Jesuits in China would promote Copernican theory at court, yet at the same time embrace the Ptolemaic system in their writing; it was not until 1865 that Catholic missionaries in China sponsored the heliocentric model as their Protestant peers did.[187] Although Shen Kuo (1031–1095) and Guo Shoujing (1231–1316) had laid the basis for trigonometry in China, another important work in Chinese trigonometry would not be published again until 1607 with the efforts of Xu Guangqi and Matteo Ricci.[188] Some inventions which had their origins in ancient China were reintroduced to China from Europe during the late Ming; for example, the field mill.[189]

By the 16th century the Chinese calendar was in need of reform. Although the Ming had adopted Guo Shoujing's Shoushi calendar of 1281, which was just as accurate as the Gregorian calendar, the Ming Directorate of Astronomy failed to periodically readjust it;[clarification needed] this was perhaps due to their lack of expertise since their offices had become hereditary in the Ming and the Statutes of the Ming prohibited private involvement in astronomy.[190][191] A sixth-generation descendant of the Hongxi Emperor, the "Prince" Zhu Zaiyu (1536–1611), submitted a proposal to fix the calendar in 1595, but the ultra-conservative astronomical commission rejected it.[192][191] This was the same Zhu Zaiyu who discovered the system of tuning known as equal temperament, a discovery made simultaneously by Simon Stevin (1548–1620) in Europe.[193] In addition to publishing his works on music, he was able to publish his findings on the calendar in 1597.[191] A year earlier, the memorial of Xing Yunlu suggesting a calendar improvement was rejected by the Supervisor of the Astronomical Bureau due to the law banning private practice of astronomy; Xing would later serve with Xu Guangqi to reform the calendar according to Western standards in 1629.[191]

A 24-point compass chart employed by Zheng He during his explorations

When the Ming founder Hongwu came upon the mechanical devices housed in the Yuan palace at Khanbaliq—such as fountains with balls dancing on their jets, tiger automata, dragon-headed devices that spouted mists of perfume, and mechanical clocks in the tradition of Yi Xing (683–727) and Su Song (1020–1101)—he associated all of them with the decadence of Mongol rule and had them destroyed.[194] This was described in full length by the Divisional Director of the Ministry of Works, Xiao Xun, who also carefully preserved details on the architecture and layout of the Yuan dynasty palace.[194] Later, European Jesuits such as Matteo Ricci and Nicolas Trigault would briefly mention indigenous Chinese clockworks that featured drive wheels.[195] However, both Ricci and Trigault were quick to point out that 16th-century European clockworks were far more advanced than the common time keeping devices in China, which they listed as water clocks, incense clocks, and "other instruments ... with wheels rotated by sand as if by water" (Chinese: 沙漏).[196] Chinese records—namely the Yuan Shi—describe the 'five-wheeled sand clock', a mechanism pioneered by Zhan Xiyuan (fl. 1360–1380) which featured the scoop wheel of Su Song's earlier astronomical clock and a stationary dial face over which a pointer circulated, similar to European models of the time.[197] This sand-driven wheel clock was improved upon by Zhou Shuxue (fl. 1530–1558) who added a fourth large gear wheel, changed gear ratios, and widened the orifice for collecting sand grains since he criticized the earlier model for clogging up too often.[198]

Portrait of Matteo Ricci by Yu Wenhui, Latinized as Emmanuel Pereira, dated the year of Ricci's death, 1610

The Chinese were intrigued with European technology, but so were visiting Europeans of Chinese technology. In 1584, Abraham Ortelius (1527–1598) featured in his atlas Theatrum Orbis Terrarum the peculiar Chinese innovation of mounting masts and sails onto carriages, just like Chinese ships.[199] Gonzales de Mendoza also mentioned this a year later—noting even the designs of them on Chinese silken robes—while Gerardus Mercator (1512–1594) featured them in his atlas, John Milton (1608–1674) in one of his famous poems, and Andreas Everardus van Braam Houckgeest (1739–1801) in the writings of his travel diary in China.[200] The encyclopedist Song Yingxing (1587–1666) documented a wide array of technologies, metallurgic and industrial processes in his Tiangong Kaiwu encyclopedia of 1637. This includes mechanical and hydraulic powered devices for agriculture and irrigation,[201] nautical technology such as vessel types and snorkeling gear for pearl divers,[202][203][204] the annual processes of sericulture and weaving with the loom,[205] metallurgic processes such as the crucible technique and quenching,[206] manufacturing processes such as for roasting iron pyrite in converting sulphide to oxide in sulfur used in gunpowder compositions—illustrating how ore was piled up with coal briquettes in an earthen furnace with a still-head that sent over sulfur as vapor that would solidify and crystallize[207]—and the use of gunpowder weapons such as a naval mine ignited by use of a rip-cord and steel flint wheel.[208]

A cannon from the Huolongjing, compiled by Jiao Yu and Liu Bowen before the latter's death in 1375

Focusing on agriculture in his Nongzheng Quanshu, the agronomist Xu Guangqi (1562–1633) took an interest in irrigation, fertilizers, famine relief, economic and textile crops, and empirical observation of the elements that gave insight into early understandings of chemistry.[209]

There were many advances and new designs in gunpowder weapons during the beginning of the dynasty, but by the mid to late Ming the Chinese began to frequently employ European-style artillery and firearms.[210] The Huolongjing, compiled by Jiao Yu and Liu Bowen sometime before the latter's death on 16 May 1375 (with a preface added by Jiao in 1412),[211] featured many types of cutting-edge gunpowder weaponry for the time. This includes hollow, gunpowder-filled exploding cannonballs,[212] land mines that used a complex trigger mechanism of falling weights, pins, and a steel wheellock to ignite the train of fuses,[213] naval mines,[214] fin-mounted winged rockets for aerodynamic control,[215] multistage rockets propelled by booster rockets before igniting a swarm of smaller rockets issuing forth from the end of the missile (shaped like a dragon's head),[216] and hand cannons that had up to |ten barrels.[217]

Li Shizhen (1518–1593)—one of the most renowned pharmacologists and physicians in Chinese history—belonged to the late Ming period. His Bencao Gangmu is a medical text with 1,892 entries, each entry with its own name called a gang. The mu in the title refers to the synonyms of each name.[218] Inoculation, although it can be traced to earlier Chinese folk medicine, was detailed in Chinese texts by the sixteenth century. Throughout the Ming, around fifty texts were published on the treatment of smallpox.[219] In regards to oral hygiene, the ancient Egyptians had a primitive toothbrush of a twig frayed at the end, but the Chinese were the first to invent the modern bristle toothbrush in 1498, although it used stiff pig hair.[220]

Population

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The Xuande Emperor (r. 1425–1435); he stated in 1428 that his populace was dwindling due to palace construction and military adventures. But the population was rising under him, a fact noted by Zhou Chen—governor of South Zhili—in his 1432 report to the throne about widespread itinerant commerce.[221]

Sinologist historians debate the population figures for each era in the Ming dynasty. The historian Timothy Brook notes that the Ming government census figures are dubious since fiscal obligations prompted many families to underreport the number of people in their households and many county officials to underreport the number of households in their jurisdiction.[222] Children were often underreported, especially female children, as shown by skewed population statistics throughout the Ming.[223] Even adult women were underreported;[224] for example, the Daming Prefecture in North Zhili reported a population of 378,167 males and 226,982 females in 1502.[225] The government attempted to revise the census figures using estimates of the expected average number of people in each household, but this did not solve the widespread problem of tax registration.[226] Some part of the gender imbalance may be attributed to the practice of female infanticide. The practice is well documented in China, going back over two thousand years, and it was described as "rampant" and "practiced by almost every family" by contemporary authors.[227] However, the dramatically skewed sex ratios, which many counties reported exceeding 2:1 by 1586, cannot likely be explained by infanticide alone.[224]

Appreciating Plums, by Chen Hongshou (1598–1652), showing a woman holding an oval fan while enjoying the beauty of the plum

The number of people counted in the 1381 census was 59,873,305; however, this number dropped significantly when the government found that some 3 million people were missing from the tax census of 1391.[228] Even though underreporting figures was made a capital crime in 1381, the need for survival pushed many to abandon the tax registration and wander from their region, where Hongwu had attempted to impose rigid immobility on the populace. The government tried to mitigate this by creating their own conservative estimate of 60,545,812 people in 1393.[221] In his Studies on the Population of China, Ping-ti Ho suggests revising the 1393 census to 65 million people, noting that large areas of North China and frontier areas were not counted in that census.[1] Brook states that the population figures gathered in the official censuses after 1393 ranged between 51 and 62 million, while the population was in fact increasing.[221] Even the Hongzhi Emperor (r. 1487–1505) remarked that the daily increase in subjects coincided with the daily dwindling number of registered civilians and soldiers.[180] William Atwell estimates the population of China around 1400 at 90 million people, citing Heijdra and Mote.[229]

Historians are now turning to local gazetteers of Ming China for clues that would show consistent growth in population.[223] Using the gazetteers, Brook estimates that the overall population under the Chenghua Emperor (r. 1464–1487) was roughly 75 million,[226] despite mid-Ming census figures hovering around 62 million.[180] While prefectures across the empire in the mid-Ming period were reporting either a drop in or stagnant population size, local gazetteers reported massive amounts of incoming vagrant workers with not enough good cultivated land for them to till, so that many would become drifters, con-men, or wood-cutters that contributed to deforestation.[230] The Hongzhi and Zhengde emperors lessened the penalties against those who had fled their home region, while the Jiajing Emperor (r. 1521–1567) finally had officials register migrants wherever they had moved or fled in order to bring in more revenues.[225]

Even with the Jiajing reforms to document migrant workers and merchants, by the late Ming era the government census still did not accurately reflect the enormous growth in population. Gazetteers across the empire noted this and made their own estimations of the overall population in the Ming, some guessing that it had doubled, tripled, or even grown five-fold since 1368.[231] Fairbank estimates a population of 160 million during the late Ming,[232] while Brook estimates 175 million,[231] and Ebrey estimates 200 million.[233] However, a great epidemic that started in Shanxi in 1633, ravaged the densely populated areas along the Grand Canal; a gazetteer in northern Zhejiang noted more than half the population fell ill that year and that 90% of the local populace in one area was dead by 1642.[234]

See also

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Notes

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References

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Further reading

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from Grokipedia
The Ming dynasty (Chinese: 明朝; pinyin: Míng cháo; 1368–1644) was an imperial dynasty of founded by (朱元璋; originally Zhu Chongba (朱重八)), a and former who led a rebellion against the Mongol-led and proclaimed himself the upon capturing the Yuan capital in 1368. This era restored native rule after nearly a century of foreign domination, with the dynasty maintaining centralized autocratic governance under the Zhu family through sixteen emperors. Initially capitaled at , the court relocated to under the (r. 1402–1424), where it constructed the expansive as the political center. The Ming period witnessed significant growth, with the population nearly doubling and a shift to a monetized economy reliant on silver, alongside cultural flourishing in arts such as blue-and-white , , and the development of the vernacular novel. Notable achievements included the refurbishment of the Great Wall to its longest extent for defense against northern nomads and grand maritime expeditions that extended Chinese influence across the . However, the dynasty's later phases were undermined by interference in politics, fiscal strains from military campaigns and , widespread corruption, and rebellions, culminating in the Manchu conquest of in 1644, although remaining Ming loyalists formed southern courts that persisted until 1662.

Origins and Establishment

Rise of Zhu Yuanzhang and Rebel Rivalries

Zhu Yuanzhang (朱元璋) was born in 1328, originally named Zhu Chongba, which he later changed to Zhu Yuanzhang, into a impoverished peasant family in Haozhou (modern-day province), amid widespread famine and social unrest exacerbated by mismanagement and natural disasters such as the 1344 plague that claimed his parents and siblings. Orphaned, he briefly became a beggar before entering a Buddhist as a novice in 1344, where he survived until the monastery's dissolution. In 1352, amid the Red Turban Rebellion sparked by flooding in 1351 and influenced by White Lotus Society millenarianism, Zhu joined the anti-Yuan forces led by local warlord Guo Zixing, adopting the red turbans as a symbol of resistance against Mongol rule. Rising rapidly through military merit, Zhu married Guo's adopted daughter in 1352 and, following Guo's death in 1355, assumed command of his troops, consolidating power in southern and expanding southward. By 1356, his forces captured Ch'u-chou and then , establishing it as a strategic base after crossing the River, which provided a defensible position against Yuan counterattacks and rival rebels. Zhu proclaimed the restoration of the in 1359 under the nominal emperor Han Lin'er, but increasingly acted independently, prioritizing pragmatic military consolidation over ideological loyalty. The rebel landscape fragmented into competing warlord states, with Zhu facing formidable rivals including Chen Youliang of the Han regime, who controlled the middle Yangtze with a large fleet and , and Zhang Shicheng, who dominated the from Pingjiang. In 1363, Zhu decisively defeated in the , a massive naval engagement involving hundreds of thousands of combatants, where superior tactics and fire ships led to Chen's death from wounds, shattering his forces and securing for Zhu. This victory, one of the largest lake battles in , eliminated Zhu's most aggressive competitor and allowed redirection toward eastern threats. Subsequently, Zhu subdued Zhang Shicheng's Wu regime; after sieges and blockades, Zhang surrendered and committed suicide in 1367, yielding the prosperous Jiangnan economic heartland. Coastal pirate Fang Guozhen, controlling Zhejiang and Fujian, submitted in 1367-1368 under pressure from Ming naval operations, further unifying the south. With rivals neutralized, Zhu Yuanzhang proclaimed the Ming dynasty on January 23, 1368, in Nanjing, adopting the era name Hongwu and launching northern campaigns that expelled Yuan remnants from Dadu (Beijing) by September, though Mongol forces retreated to the steppes.

Hongwu Emperor's Reign and Centralization

Zhu Yuanzhang, reigning as the from 1368 to 1398, consolidated imperial authority through sweeping administrative and punitive measures following his proclamation as emperor in on January 23, 1368. His efforts emphasized direct control over the bureaucracy, military, and economy, reversing the decentralized tendencies of the preceding by restructuring governance to minimize intermediaries between the throne and state apparatus. A pivotal step in centralization occurred with the abolition of the prime ministership, initially reestablished under Hu Weiyong but eliminated after Hu's execution in 1380 amid accusations of and factionalism. The purge of Hu and his associates, which implicated over 30,000 individuals executed between 1380 and 1393, abolished the Grand Chancellor position in 1382, redirecting the six ministries—Personnel, Revenue, Rites, War, Justice, and Works—directly to the emperor for oversight. This reform, motivated by Zhu's distrust of concentrated bureaucratic power potentially rivaling the throne, entrenched autocratic rule by distributing across specialized offices like the Six Ministries while empowering the emperor as the sole decision-maker. To prevent corruption and disloyalty, Hongwu established the Jinyiwei (Embroidered Uniform Guard) in 1368 as a secret police force to enforce loyalty and monitor officials, granting it investigative and judicial powers independent of the regular bureaucracy. Complementing this, he expanded the Censorate to conduct regular inspections and audits, enabling swift purges of perceived threats, including earlier executions of founding merit holders like Li Shanchang in 1390. These mechanisms, alongside the weisuo military garrison system assigning hereditary soldier-farmer households to fixed units under central command, reduced feudal fragmentation by tying military obligations directly to the state rather than regional lords. Administrative centralization extended to fiscal and agrarian policies, including a comprehensive land survey from 1391 to 1393 that reassessed holdings to curb by elites and redistribute unused lands to s, thereby bolstering state revenue and support for the regime. Hongwu's legal code, the Da Ming Lü promulgated in 1397, standardized punishments and emphasized Confucian hierarchy, with severe penalties for corruption—such as officials alive—to deter challenges to imperial authority. These reforms, while fostering short-term stability and economic recovery through tax reductions and drives, relied on terror and , reflecting Zhu's origins and experiences with Yuan-era betrayals that prioritized absolute control over balanced delegation.

Early Frontier Policies

Upon ascending the throne in 1368, the prioritized securing China's northern frontiers against remnants of the Mongol-led , who continued raiding from the after their expulsion from the Central Plains. His policies emphasized defensive consolidation over expansive conquest, establishing a network of garrisons to deter incursions while launching targeted punitive expeditions to disrupt Mongol cohesion. This approach stemmed from the recognition that unchecked steppe mobility posed an existential threat, necessitating a balance of static defenses and offensive deterrence rooted in the empire's limited resources for prolonged campaigns. Central to these policies was the implementation of the weisuo (guard-post) system, formalized after Zhu Yuanzhang's adoption of the title King of Wu in 1365 and expanded post-1368. This hereditary military structure divided forces into guards (wei, typically 5,600 troops each) subdivided into battalions (qianhu suo, 1,120 troops), companies (baihu suo, 112 troops), and smaller units, with soldiers granted for self-sustaining via the 1388 agro-colony regulations—requiring 80% of troops in ordinary areas and 50% in critical zones to farm. By 1372, the system encompassed 164 guard units and 84 independent battalions, enabling the deployment of over 300,000 troops to northern guards by the early , supplemented by regional garrisons. The Five Chief Military Commissions, created in 1380, oversaw these units, decentralizing command while ensuring loyalty to the throne through hereditary service and land ties. This fostered a cost-effective frontier defense, reducing fiscal strain compared to professional standing armies. Offensively, Hongwu authorized several expeditions to preempt Mongol threats. In 1372, generals and Li Wenzhong led armies northward, aiming to strike forces under Oljei Temür, though harsh weather forced a retreat after initial advances, highlighting the logistical challenges of warfare. The most decisive action occurred in 1388, when General Lan Yu commanded 150,000 troops in the sixth , surprising the court of Khan Toghon Temür's successor near on May 17; the Ming forces routed the Mongols, capturing 15 royal princes, over 100 generals, and tens of thousands of troops and civilians, effectively shattering unity and compelling survivors to fragment further into the Gobi. These campaigns incorporated captured Mongols and Jurchens into Ming units, bolstering border defenses with familiar tactics. Overall, Hongwu's achieved relative stability by the 1390s, transforming the northern from a contested zone into a fortified perimeter patrolled by self-reliant garrisons, though it relied on deterrence rather than permanent . This laid the groundwork for later expansions but reflected a pragmatic realism: the empire's agrarian economy could not indefinitely sustain deep incursions without risking internal depletion. Policies also extended to southwestern frontiers, applying weisuo garrisons to integrate after its 1382 conquest, but the north remained the primary focus due to the ' persistent raiding capacity.

Imperial Expansion and Stabilization

Yongle Emperor's Ascension and Reforms


Following the death of the on June 24, 1398, his grandson Zhu Yunwen ascended the throne as the and pursued policies aimed at reducing the influence of his imperial uncles, including Zhu Di, the Prince of Yan stationed at Beiping (modern ). Zhu Di rejected these centralizing efforts, launching a on July 13, 1399, framed as the to "clear up troubles" in accordance with ancestral mandates. After three years of intermittent warfare, Zhu Di's forces breached Nanjing's defenses on July 13, 1402, coinciding with a that engulfed the imperial palace; the 's body was never identified, leading Zhu Di to declare him deceased and proclaim himself emperor four days later on July 17.
To secure his rule, the new , retroactively dating his reign to 1399 and adopting the era name Yongle ("Perpetual Happiness") from 1403, initiated purges targeting Jianwen's key advisors and supporters, including the execution of officials Qi Tai and Huang Zicheng, as well as the scholar , who suffered (slow slicing) along with the deaths of his extended kin and associates numbering in the hundreds. These actions extended to thousands more through , imprisonment, or death, effectively dismantling opposition networks while revoking Jianwen's prior administrative alterations to restore elements of his father's policies. The purges, though brutal, stabilized the court by eliminating divided loyalties but strained resources amid post-war recovery. Among Yongle's principal reforms was the relocation of the capital northward to in 1421, motivated by its proximity to Mongol frontiers for swifter military response; construction of the expansive palace complex, later known as the , commenced in 1406, with retained as a secondary administrative hub. To avert princely threats like his own uprising, he stripped non-heir imperial relatives of military commands, confining them to ceremonial roles and thereby centralizing armed forces under direct imperial oversight. Militarily, he reorganized frontier defenses, establishing the Nurgan Regional Military Commission in 1407 to oversee Jurchen territories and launching preparations for northern expeditions that reinforced Ming deterrence against steppe nomads. Culturally, Yongle commissioned the Yongle Dadian in 1403, an encyclopedic compilation of over 22,000 chapters drawing from 8,000 prior texts, completed by under scholarly direction to preserve and systematize knowledge, though most volumes were later lost. These measures, often termed the dynasty's "second founding," shifted from Hongwu's inward toward assertive expansion and institutional fortification, enhancing imperial authority through intermediaries while balancing bureaucratic checks.

Northern Campaigns and Great Wall Fortifications

The (r. 1402–1424) initiated aggressive northern campaigns to counter Mongol threats from the remnants of the and confederations, conducting five major expeditions between 1410 and 1424. These offensives targeted fragmented groups, including the Eastern Mongols led by Arughtai and the Western Oirats under Benwa, with armies numbering up to 500,000 men in some instances to disrupt nomadic raids and assert Ming dominance beyond the frontier. The campaigns achieved tactical successes, such as defeating Mongol forces in open battles, but failed to achieve permanent subjugation, as opponents often evaded decisive engagements and regrouped in the steppes. Parallel to these military ventures, the Ming dynasty invested heavily in fortifying the Great Wall as a defensive bulwark against northern incursions, rebuilding and extending existing structures from earlier dynasties into a more robust network spanning approximately 8,850 kilometers, including branches. Early efforts under the (r. 1368–1398) focused on repairing Qin and Han-era walls, but intensification occurred during Yongle's reign and successors, incorporating brick, stone, and tamped earth for enhanced durability, with walls reaching heights of 7–8 meters and widths allowing troop movement. Key features included strategic passes like Juyongguan, watchtowers for signaling, and stations to house soldiers, primarily aimed at impeding Mongol and facilitating rapid response to breaches. Significant construction phases included western extensions under the (r. 1487–1505), linking passes such as Yanmen and Ningwu into inner and outer defensive lines protecting , though maintenance burdens strained resources amid ongoing threats. These fortifications, combined with offensive campaigns, temporarily stabilized the frontier by deterring large-scale invasions, but persistent Mongol mobility necessitated continuous repairs and reinforcements throughout the dynasty, underscoring the limits of static defenses against nomadic warfare.

Zheng He Expeditions and Maritime Engagement

Zheng He (1371–1433), originally named Ma He, was a Chinese Muslim eunuch admiral born in Yunnan province who rose to prominence in the Ming imperial court after being captured and castrated during the Ming conquest of the Yuan dynasty in 1381. He served under the Yongle Emperor (r. 1402–1424), Zhu Di, who commissioned him to lead a series of maritime expeditions to project Ming power, secure tribute, and foster diplomatic relations across the Indian Ocean. Between 1405 and 1433, Zheng He commanded seven major voyages involving massive fleets that reached as far as East Africa, Arabia, and India, marking the peak of Ming naval capabilities. The fleets were composed of treasure ships—described as the largest wooden vessels ever constructed, up to 400 feet long with nine masts—alongside supply ships, warships, and transports, totaling around 208 vessels and 27,800 personnel on the first voyage. These expeditions traversed established trade routes through the , , and Arabian Sea, visiting ports in , the , the , and East African coasts such as and . The armadas carried vast quantities of silk, , and other goods for exchange, while returning with including exotic animals like giraffes from , interpreted by the court as auspicious .
VoyageDatesKey DestinationsNotes
1st1405–1407, , , , Cochin, CalicutEstablished initial diplomatic ties; collected envoys.
2nd1408–1409Siam, , Reinforced tribute relations.
3rd1409–1411, CeylonSuppressed piracy; installed rulers.
4th1413–1415, HormuzExtended to ; returned with embassies.
5th1417–1419 (, )Farthest reach; acquired and other rarities.
6th1421–1422, Shorter mission amid domestic shifts.
7th1431–1433, possibly Mecca pilgrimage died en route; final effort under .
The primary objectives were diplomatic rather than commercial or colonial, aimed at affirming Ming by eliciting formal submissions and tribute from regional powers, while suppressing and installing pro-Ming rulers where necessary. These missions facilitated cultural exchanges, enhanced East-West networks temporarily, and demonstrated superior naval technology, though they yielded limited economic returns relative to costs. Archaeological evidence, such as finds in Hormuz, corroborates visits to Persian Gulf ports. Maritime engagement declined sharply after the seventh voyage due to escalating fiscal burdens amid treasury depletion from concurrent military campaigns and palace constructions, coupled with a policy shift under the (r. 1424–1425), who prioritized Confucian agrarian ideals over expensive overseas ventures. The (r. 1425–1435) permitted the final expedition but, following Zheng He's death in 1433, subsequent rulers ordered the fleets dismantled, records destroyed, and shipbuilding expertise suppressed to redirect resources toward northern land defenses against Mongol threats. This inward turn reflected ideological resistance to maritime expansion, viewing it as incompatible with self-sufficiency and moral , ultimately curtailing Ming influence in oceanic affairs.

Government and Administration

Central Institutions and the Bureaucracy

The Ming dynasty's central government emphasized imperial autocracy, with the emperor exercising direct oversight over administrative functions after the (r. 1368–1398) abolished the prime ministership in 1380, following the execution of Hu Weiyong on charges of and conspiracy. This reform eliminated the central chancellery, previously a coordinating body in earlier dynasties, thereby preventing potential rivals to imperial power and ensuring that policy execution flowed unmediated from the throne. The resulting structure divided authority between the "inner court" (eunuch-led palace agencies) and "outer court" (civil ), though the latter formed the core of routine governance. The six ministries (liubu), inherited and streamlined from prior dynasties, constituted the primary executive organs, each supervising a distinct domain under a minister (shangshu) and vice ministers (shilang). These included the Ministry of Personnel (libu), which managed appointments, promotions, and evaluations of officials; the Ministry of Revenue (hubu), responsible for taxation, household registration, and fiscal accounts; the (libu), overseeing ceremonial protocols, diplomacy, and education; the Ministry of War (bingbu), handling military logistics and troop deployments; the Ministry of Justice (xingbu), adjudicating legal cases and penal codes; and the Ministry of Works (gongbu), directing public infrastructure, water conservancy, and construction projects. Each ministry operated through specialized bureaus and maintained scrutiny offices (du cha yuan) to review subordinate actions, fostering internal checks while reporting directly to the emperor. Assisting the emperor in document processing and policy deliberation was the Grand Secretariat (neige), established informally under the (r. 1402–1424) and formalized thereafter as a body of scholars serving as grand secretaries (daxueshi). These officials drafted edicts, screened memorials, and coordinated among ministries, evolving into a quasi-cabinet by the mid-dynasty despite lacking formal executive authority. Oversight was provided by the (du cha yuan), an independent agency empowered to investigate official malfeasance, impeach corrupt bureaucrats, and audit administrative records, thereby upholding Confucian ideals of moral amid the emperor's unchecked power. Recruitment into the relied on the examination system, conducted triennially at provincial, metropolitan, and palace levels, with candidates memorizing and interpreting the Five Classics and of alongside policy essays. Success rates were low—typically under 1% for the highest degree—ensuring a meritocratic of scholar-officials (shidafu) who dominated posts, though hereditary privileges and purchase options occasionally undermined purity. This system, peaking at around 20,000–30,000 degree-holders by the late Ming, sustained a of approximately 100,000 civil officials empire-wide, enabling centralized control over a vast territory despite logistical strains.

Provincial and Local Governance

The Ming dynasty's provincial administration was established by the (r. 1368–1398) following the dynasty's founding, dividing the empire into 13 provinces that largely followed the Yuan predecessor's territorial framework to facilitate centralized control over a vast domain. These provinces served as intermediate layers between the central bureaucracy in (later ) and local units, with authority distributed among three coordinate commissions to prevent any single office from consolidating power: the Provincial Administration Commission (Buzhengshi si) for civil governance and fiscal matters, the Provincial Military Commission (Duzhisi) for defense and troop management, and the Provincial Surveillance Commission (Anchashi si) for judicial oversight, censorship, and anti-corruption surveillance. This tripartite structure, implemented uniformly across provinces, emphasized checks and balances, as officials in one commission reported on potential abuses in the others, though in practice, coordination challenges and imperial interventions often dictated outcomes. Provincial governors, known as grand coordinators (xunfu), emerged as supervisory figures in the early under the (r. 1402–1424), initially appointed as imperial inspectors with authority to oversee the three commissions, coordinate responses to crises like famines or rebellions, and report directly to the throne; by the mid-Ming, these roles became semi-permanent, blending civil and military command to address regional threats without undermining central absolutism. In the early Ming (1368–1424), xunfu wielded significant autonomy under strict imperial oversight via envoys and eunuchs, focusing on collection, , and military readiness, but later decentralization from the Wanli era (1572–1620) onward introduced more circuits (dao) and separated civil and military governors, fostering regional adaptation to commerce and unrest at the cost of diluted central directives. Military governors (zongdu) were occasionally dispatched for frontier defense, such as in the north against Mongol incursions, but their powers remained temporary and emperor-approved to avert warlordism. At the local level, provinces were subdivided into superior prefectures (fu), ordinary departments or subprefectures (zhou), and , forming a hierarchical where prefects (zhifu for fu, zhizhou for zhou) managed intermediate administration including taxation, , and over multiple counties, while county magistrates (zhixian) handled grassroots operations as the lowest-ranking central appointees. Magistrates, typically selected through the system or palace recommendations and rotated every three years to curb local entrenchment, bore primary responsibility for revenue extraction (e.g., land taxes assessed via yellow registers updated periodically), judicial trials, labor allocation, and maintaining order through offices staffed by clerks and constables; their performance was evaluated via secret evaluations submitted to provincial commissions. This system ensured direct imperial reach to the county level—numbering around 1,100 by the dynasty's end—but overburdened magistrates with diverse duties, often leading to reliance on local gentry for implementation and exposing vulnerabilities to corruption or fiscal shortfalls during crises like the 1630s famines. Local military garrisons (wei) operated parallel to civil units, stationed at key points for defense rather than routine policing.

Scholar-Officials, Eunuchs, and Military Elites

The scholar-officials, known as shidafu, constituted the backbone of the Ming bureaucracy, recruited primarily through the imperial civil service examination system established by Emperor Hongwu in 1370. These exams, held triennially at provincial, metropolitan, and palace levels, tested candidates' mastery of the Confucian , along with essay-writing on moral and policy issues, ensuring selection emphasized literary and ethical competence over aristocratic birth, though in practice it reinforced dominance. By the dynasty's end, the system had produced over 100,000 degree-holders, but quotas and rote memorization increasingly favored southern elites and undermined meritocratic ideals, as evidenced by declining innovation in . Eunuchs, castrated males employed in the imperial palace for roles requiring loyalty unthreatened by family ties, expanded from domestic service to wield significant political and military authority, particularly from the onward when emperors distrusted scholar-officials' factionalism. Numbering up to 70,000 by the mid-Ming, they headed specialized agencies like the (Dongchang) for surveillance and the (Jinyiwei) for arrests, amassing wealth through extortion and trade monopolies, as seen in Wang Zhen's dominance under the Zhengtong Emperor (r. 1435–1449), which culminated in the disastrous of 1449. Their influence peaked under figures like (d. 1627), who orchestrated purges of rivals, but stemmed from emperors' reliance on them as unchecked agents, fostering corruption that eroded bureaucratic integrity without formal accountability. Military elites operated within the hereditary wei-suo guard-battalion system, formalized in 1385, which enrolled approximately 10% of the population—around 2 million soldiers—into self-sustaining agricultural colonies (tuntian) to supply a standing army without fiscal strain. These junhu (military households) inherited obligations to furnish one able-bodied male per generation for service, organized into 5,700 wei units of 5,600 men each, but evasion through substitution, desertion, or bribery led to systemic decay by the 16th century, reducing effective forces to under half strength. Subordinated to civil authority under Confucian hierarchy, military commanders lacked independent prestige, often clashing with scholar-officials who prioritized fiscal restraint over defense, while eunuchs occasionally commanded elite units like the shenjiying (divine strategy camp) firearm troops, exacerbating factional imbalances.

Economy and Fiscal System

Agricultural Reforms and Land Policies

The Hongwu Emperor (r. 1368–1398) prioritized agricultural recovery after the Yuan dynasty's collapse, implementing policies to redistribute land from absentee landlords and monasteries to landless peasants, aiming for widespread self-sufficiency in farming. These measures included surveys to identify underutilized or abandoned fields, with incentives such as tax exemptions for up to ten years on newly reclaimed or redistributed acreage, which spurred cultivation of marginal lands and boosted rice output through enhanced irrigation networks. The state also promoted ancillary activities like fish farming in ponds and cultivation of cash crops such as cotton, contributing to rising productivity and food surpluses that supported population expansion from approximately 60 million in the late 14th century to over 100 million by the mid-15th. To enforce equitable taxation and curb evasion—such as hiding cultivable land under false claims of infertility—the regime established the huangce (Yellow Registers) system in 1381, mandating decennial household censuses that classified families by occupation, assets, and arable holdings for apportioning land taxes and corvée labor. Complementing this were yulin ce (Fish-scale Registers), detailed maps of fields resembling fish scales, which tracked plot boundaries and ownership to prevent by local elites. Land taxes were initially set low at about 3.3% of harvest yield, later reduced to 1.5% in some areas, reflecting a deliberate policy to favor agrarian stability over fiscal extraction, though enforcement relied on local magistrates prone to corruption. By the mid-Ming period, these reforms faced erosion as and officials accumulated tax-exempt estates through purchase or concealment, exacerbating peasant indebtedness and reducing state revenues; agricultural output stagnated relative to population pressures, with unregistered "hidden" lands estimated to comprise up to 30% of total arable area by the 16th century. The Single Whip Reform, initiated locally in the 1520s and empire-wide by 1581 under , consolidated fragmented land and labor taxes into a single silver payment per household, ostensibly simplifying collection but shifting burdens toward monetized assessments that disadvantaged subsistence farmers without access to markets. This fiscal pivot, while increasing liquidity for military expenditures, accelerated land concentration and rural unrest, as silver inflows from global trade failed to equitably distribute amid elite hoarding.

Internal Commerce and Silver Economy

The restoration and maintenance of the Grand Canal during the early Ming period, particularly under the (r. 1402–1424), connected northern capitals like to southern rice-producing regions, facilitating not only the transport of grain tribute—estimated at up to 4 million shi annually by the mid-15th century—but also the movement of commercial goods such as textiles, , and timber, thereby integrating regional markets and lowering transport costs for bulk commodities. Overland roads and riverine networks supplemented this artery, enabling merchants from regions like and to establish trade routes linking inland areas to coastal ports, with traders specializing in salt distribution, pawnbroking, and interregional despite Confucian ideologies subordinating commerce to agriculture. Internal commerce expanded markedly in the Jiangnan economic core (encompassing modern Jiangsu, Zhejiang, and Anhui provinces) from the 16th century, where proto-urban markets in cities like Suzhou and Hangzhou supported specialized production of silk, cotton, and ceramics, with annual silk output in Suzhou alone reaching thousands of bolts by the Wanli era (1572–1620); private merchant guilds emerged to regulate prices and quality, fostering commercialization of agriculture as peasants shifted toward cash crops over subsistence rice. In the late Ming period, water-powered paper mills emerged around 1570 and sawmills by 1627, representing early mechanized production that enhanced efficiency in papermaking and timber processing. This growth occurred amid state monopolies on salt and iron, which inadvertently spurred evasion through black markets, while the abolition of corvée labor exemptions for merchants in the mid-Ming encouraged investment in caravans and warehouses, though official policies like sumptuary laws periodically constrained merchant wealth accumulation to preserve social hierarchy. The Ming economy transitioned to a silver-based standard after the hyperinflation and abandonment of paper currency by the 1450s, with initial allowances for silver tax payments appearing as early as 1436 to alleviate grain transport burdens on peasants, marking a pragmatic shift from the Hongwu Emperor's (r. 1368–1398) initial bans on private silver hoarding aimed at enforcing fiat control. Domestic silver production, estimated at low levels of around 10–20 tons annually from 1390 to 1520 via state-supervised mines in and , proved insufficient for growing fiscal needs, compelling reliance on imports that monetized rural economies and integrated them into broader circuits of exchange. The Single-Whip Reform, piloted in isolated counties from the 1520s and systematized nationwide under Grand Secretary between 1572 and 1582, consolidated diverse , labor, and grain taxes into a single silver assessment pegged to landholdings—typically 0.015–0.03 taels per mu of —freeing households from in-kind payments and enabling officials to commute obligations into cash for military provisioning and salaries, though it exacerbated inequalities as fixed silver quotas strained smallholders during harvest shortfalls. This reform amplified silver's role as the de facto currency, with inflows peaking in the late from Japanese mines (up to 200 tons yearly) and Spanish American sources via Manila galleons (estimated 100–150 tons annually after 1571), fueling a where rice values rose 2–3 times between 1500 and 1630, stimulating commerce but sowing inflationary pressures that contributed to fiscal instability when Iberian disruptions curtailed supplies in the 1630s. By the dynasty's end, silver scarcity—exacerbated by and —doubled the silver-copper exchange ratio, triggering and peasant revolts amid unmet tax demands.

Foreign Trade Policies and Dependencies

![Tribute_Giraffe_with_Attendant.jpg][float-right] The Ming dynasty implemented strict foreign trade policies primarily through the (sea ban), decreed by the in 1371, which prohibited private maritime trade to consolidate central control, suppress potential rebellions, and mitigate threats from coastal piracy and foreign incursions. Official trade was confined to the tributary system, where foreign envoys presented symbolic tribute to the emperor in exchange for lavish gifts and regulated commerce, reinforcing China's hierarchical worldview while limiting uncontrolled economic exchanges. This framework, inherited and adapted from prior dynasties, prioritized ritual over profit, with tribute missions from , Korea, and providing spices, horses, and luxury goods, though actual trade volumes remained modest compared to potential private dealings. Despite the bans, smuggling proliferated from the early Ming period, as coastal merchants evaded restrictions to access Southeast Asian markets for pepper, textiles, and exports, fostering networks that undermined official policy and contributed to the rise of (Japanese pirate) raids in the 16th century, which peaked around 1550 with attacks on coastal provinces. In response, the (r. 1521–1567) partially relaxed the in the 1550s, permitting licensed trade from designated ports like and establishing the Portuguese settlement at in 1557, which facilitated indirect European access to Chinese silks and ceramics in exchange for silver and clocks. Japanese trade was suspended in 1523 amid piracy concerns, yet illicit channels persisted, highlighting the policy's ineffectiveness in curbing demand-driven commerce. Ming China's economy developed a critical dependency on imported silver, exacerbated by the Single Whip Reform of 1581 under , which consolidated tax payments into silver equivalents, requiring an estimated 150–200 million taels annually for fiscal stability amid population growth to over 150 million by 1600. Domestic production proved insufficient, with supplying up to 1/3 of global silver output via until the 1630s, while Spanish galleons from the funneled another third through starting in the 1570s, creating profits as silver's value in China doubled global norms due to monetary demand. This influx, totaling perhaps half of New World silver production between 1500 and 1800, fueled internal commerce and exports but engendered vulnerability; disruptions like 's isolation in 1633 reduced inflows, contributing to inflationary pressures and fiscal strains that weakened the dynasty by the 1640s. Such dependencies underscored the tension between autarkic policies and the causal imperatives of a silver-hungry integrated into global flows despite ideological isolation.

Society and Demographics

Population Growth and Pressures

The Ming dynasty inherited a depopulated landscape from the preceding Yuan era, marked by warfare and plagues, with initial censuses under the (r. 1368–1398) registering approximately 60.5 million individuals by 1393, though underreporting of households to evade taxes likely understated the true figure. Provincial data illustrate rapid expansion; for instance, Province's registered civilian and military population rose from 3.283 million in 1393 to 10.667 million by 1580, reflecting a tripling over nearly two centuries amid relative internal peace and agricultural recovery. Overall national estimates place the mid-Ming population (circa 1500) at around 100–150 million, surging to 160–200 million by the dynasty's peak in the early , driven by factors including , improved rice strains enabling double cropping, and reduced nomadic incursions that stabilized northern frontiers. This demographic boom exerted mounting pressures on resources, as per capita dwindled from roughly 5 mu (about 3.3 acres) in the early Ming to under 2 mu by the late , fragmenting family holdings and increasing tenancy rates among peasants. Rural fueled migration to marginal lands, soil exhaustion from intensive cultivation, and vulnerability to climatic shifts; the onset of cooler conditions associated with the from the 1580s exacerbated droughts and floods, culminating in widespread famines in the 1630s–1640s that halved populations in regions like (from 6.7 million circa 1630 to under 1 million by 1680). Government tax registers, while capturing fiscal strains, often concealed the severity through evasion, contributing to fiscal insolvency and peasant revolts led by figures like , as subsistence crises eroded loyalty to the throne. These dynamics underscore how unchecked growth, absent proportional institutional adaptations, amplified vulnerabilities to environmental and administrative failures.

Social Hierarchy and Family Structures

The Ming dynasty's social hierarchy was structured around the traditional Confucian , ranked in descending order of prestige as shi (scholars and officials), nong (farmers), gong (artisans), and shang (merchants). The shi class, comprising educated elites who passed the imperial examinations, held the highest status due to their role in and moral exemplars, often exempt from manual labor and taxes. Farmers formed the economic backbone, idealized for sustaining society through agriculture, while artisans produced goods essential for daily life and trade, and merchants, though vital for commerce, ranked lowest as their profit-seeking was viewed as disruptive to moral order. This hierarchy reinforced stability by aligning social roles with Confucian virtues, with the emperor as the ultimate authority embodying the . Social mobility was theoretically possible through the rigorous examination system, which selected officials based on mastery of Confucian classics, but empirical evidence indicates family background significantly influenced success rates. Analysis of over 12,000 Ming examination records reveals that candidates from established scholarly lineages had higher pass rates, yet the system enabled some upward movement for lower-class individuals, particularly in the dynasty's early phases when fewer entrenched elites competed. By the mid-to-late Ming, however, declining exam quotas and corruption limited broader access, preserving elite dominance while allowing limited merit-based ascent. , revitalized under emperors like Hongwu, further entrenched this order by emphasizing hierarchical duties and moral cultivation over egalitarian ideals. Family structures were patrilineal and patriarchal, with extended kin groups centered on male lineage heads who wielded absolute authority over household decisions, inheritance, and discipline. Residence was patrilocal, where brides joined husbands' families, reinforcing male primacy and as core virtues; sons inherited property equally, while daughters received dowries but no share in ancestral estates. Neo-Confucian doctrines amplified these norms through the "three bonds"—subordination of subject to , to , and to husband—promoting large, multi-generational households bound by clan rules (jia gui) that governed conduct, marriages, and rituals like ancestor worship. prevailed among commoners, but elite families practiced to secure heirs, with women confined to domestic roles and facing seclusion norms that curtailed . This system maintained social cohesion amid population pressures but exacerbated gender inequalities, as women's status derived solely from marital and maternal duties.

Urban Development and Rural Life

The Ming dynasty's urban development centered on fortified capitals and administrative hubs, with serving as the primary capital from 1368 until 1421, when the relocated it to to consolidate northern defenses. 's city walls, constructed under the from the 1360s onward over more than two decades, formed a massive exceeding 33 kilometers in length, incorporating a multi-tiered system of ramparts, gates, and moats that exemplified defensive . , rebuilt as the new capital between 1406 and 1420, featured a ternary ring layout with concentric walls enclosing imperial palaces, temples, and markets, designed to project imperial authority and facilitate governance over a vast territory. Other cities like emerged as economic centers, supporting commerce in and , though overall remained low at approximately 5-10% of the , reflecting a state preference for agrarian stability over expansive city growth. Rural life in Ming China was dominated by small-scale peasant agriculture, with the vast majority of the estimated 160-200 million inhabitants by the late dynasty residing in villages and working family-owned or tenanted plots. Peasants cultivated staple crops such as rice in the south, wheat and millet in the north, and cash crops like cotton, enduring labor-intensive routines tied to seasonal monsoons and the equal-field system remnants that allocated land but faced encroachment by elites. Village communities operated under local elders and mutual aid networks, but systemic pressures including silver-based taxation—introduced in the mid-16th century—exacerbated hardships, as rural producers struggled to convert grain surpluses into coin amid fluctuating inflows from global trade. Land concentration by gentry families displaced many smallholders, contributing to social unrest and peasant uprisings in the dynasty's final decades, underscoring the fragility of rural economies reliant on intensive farming without mechanized aids.

Culture and Intellectual Life

Neo-Confucianism and Philosophical Debates

, revitalized during the , became the dominant philosophical framework in the Ming era, shaping moral education, governance, and the system. The Cheng-Zhu school, founded by Cheng Yi (1033–1107) and systematized by (1130–1200), emphasized li (principle) as an objective cosmic order external to the mind, requiring scholars to engage in gewu (investigation of things) to align human conduct with this rational structure. This rationalist approach was adopted as state orthodoxy by Ming emperors, including the (r. 1368–1398), who promoted Confucian moral governance over purely economic considerations to legitimize dynastic rule. By the Yongle Emperor's reign (1402–1424), the Cheng-Zhu synthesis was formalized in the examinations, ensuring bureaucratic loyalty through rote mastery of annotated by . Philosophical debates intensified with the rise of the Lu-Wang school, or School of Mind (xinxue), which critiqued Cheng-Zhu's externalism as overly scholastic and detached from practical ethics. Lu Xiangshan (1139–1193) laid early groundwork by positing the mind as the source of principle, but Wang Yangming (1472–1529) radicalized this during his Ming career as a scholar-official and general. Exiled in 1506 for criticizing court corruption, Wang developed his doctrine of liangzhi (innate knowledge), arguing that moral truth resides innately in the mind-heart, accessible through introspection rather than exhaustive empirical study. He famously asserted the unity of knowledge and action (zhixing heyi), claiming that true understanding manifests only in ethical practice, as demonstrated in his suppression of rebellions in 1516–1519 and 1527–1528, where he applied philosophy to real-world command. These debates reflected tensions between intellectual rigor and intuitive moralism, with Cheng-Zhu proponents accusing Lu-Wang followers of subjectivism that risked , while Wang's advocates viewed Cheng-Zhu as paralyzing pedantry amid Ming's administrative challenges. Wang's ideas gained traction among mid-level officials and later radicals like Li Zhi (1527–1602), influencing ethical reforms but drawing imperial suspicion; posthumously, his school proliferated despite bans on its texts in the 1520s. By the late Ming, such heterodox extensions contributed to syncretic thought blending with Buddhist and Daoist elements, though orthodox Cheng-Zhu retained institutional dominance until the dynasty's fall in 1644.

Literary and Artistic Flourishing

The Ming dynasty saw the maturation of vernacular fiction, with novels in baihua (spoken Chinese) gaining prominence over classical literary Chinese. Key works included Romance of the Three Kingdoms by Luo Guanzhong, which detailed historical events from 169 to 280 CE and was finalized in the early 15th century, and Water Margin attributed to Shi Nai'an, depicting bandit heroes during the Song dynasty. Journey to the West, authored by Wu Cheng'en around 1592, narrated the monk Xuanzang's quest for Buddhist scriptures, blending mythology and adventure. These texts reflected social critiques and entertained a broadening readership amid rising literacy and printing advancements. Short story collections also proliferated, exemplified by Feng Menglong's compilations like Xingshi hengyan (1624), which drew from oral traditions and to explore moral and themes. Ling Mengchu contributed similarly with huaben tales in the mid-17th century, innovating narrative techniques for urban audiences. flourished too, with chuanqi plays like Tang Xianzu's (1598–1600), emphasizing romance and individual emotion over Confucian orthodoxy. In visual arts, painting diversified into professional Zhe school styles, rooted in Song academy traditions and favored by the court, and the literati Wu school, prioritizing personal expression and landscape ideals. Artists like Shen Zhou (1427–1509) of the Wu school advanced brushwork subtlety in works evoking nature's harmony. Qiu Ying (c. 1495–1552), blending Zhe precision with Wu elegance, produced intricate landscapes and figure scenes using fine-line techniques and vibrant colors. Ceramics reached unparalleled refinement at kilns, where blue-and-white , using oxide underglaze, peaked during the Xuande reign (1425–1435) with pieces like the renowned 'fishpond' bowl exemplifying technical mastery and aesthetic balance. Imperial patronage drove production, yielding durable, exportable wares that influenced global trade. Late Ming , including and , further showcased craftsmanship amid merchant wealth, though courtly focus sometimes constrained innovation.

Religious Practices and Syncretism

The Ming state's official religious framework centered on , which emphasized ritual propriety, , and hierarchical social order, with emperors conducting sacrifices at the Altar of (Tian Tan) in to affirm their mandate from as a cosmic intermediary. These rites, performed annually on the and other key dates, underscored the emperor's role in maintaining cosmic harmony, drawing from classical texts like the and reinforced by Neo-Confucian scholars who integrated metaphysical elements from and without fully endorsing their monastic or alchemical pursuits. Court worship of as a deified sage further ritualized Confucian principles, with temples dedicated to him receiving state funding and officials required to participate in sacrifices. Imperial patronage of and varied across reigns, reflecting personal piety and political utility rather than doctrinal consistency. The founding (r. 1368–1398), a former , initially curtailed Buddhist institutions by confiscating lands and limiting ordinations to curb their economic influence, reducing the number of monasteries from Yuan-era peaks, though he later sponsored translations and temple repairs for legitimacy. His son, the (r. 1402–1424), actively promoted Tibetan Vajrayana , inviting lamas like the fifth to the court in 1413 and commissioning texts, which facilitated cultural exchanges amid military campaigns in the southwest. Later rulers like the (r. 1465–1487) faced criticism for excessive Buddhist devotions, including funding lavish temple constructions, while the (r. 1521–1567) immersed himself in , adopting the name "Profound and Unfathomable Sovereign" after rituals seeking immortality through elixirs and , which diverted state resources and alienated Confucian officials. Such engagements often provoked bureaucratic pushback, as seen in memorials decrying them as heterodox distractions from governance. At the popular level, syncretism dominated, with the "three teachings" (sanjiao)—Confucianism, Buddhism, and Taoism—blending into a pragmatic folk religion that incorporated ancestor veneration, local deity cults, and exorcistic rites without rigid sectarian boundaries. Households maintained ancestral altars for Confucian-style offerings of food and incense on death anniversaries and festivals like Qingming (typically April), while Buddhist sutra chanting and Taoist talismans addressed misfortune, as evidenced by widespread possession of hybrid icons like Guanyin (Avalokiteshvara) depicted with Confucian virtues. Village temples, numbering in the thousands by the 16th century, hosted communal festivals merging these elements, such as dragon boat races invoking rain gods alongside Buddhist merit-making, supported by gentry donations and imperial edicts tolerating them if they did not incite unrest. This integration extended to literature, where works like the Journey to the West (published circa 1592) wove Buddhist pilgrimage narratives with Taoist immortals and Confucian moralism, reflecting a cultural consensus on their complementary roles in ethical and salvific pursuits. Minority faiths, including Islam among Hui communities in the northwest, adapted Confucian hierarchies for mosque governance, though they remained peripheral to the syncretic mainstream.

Science, Technology, and Innovation

The Ming dynasty (1368–1644) refined existing technologies inherited from the and Yuan periods, emphasizing practical applications in , , and rather than foundational scientific breakthroughs. At its inception, under the Ming maintained a leading position in gunpowder-based armaments, advanced techniques, and maritime navigation tools such as the magnetic . These capabilities supported large-scale infrastructural projects, including the restoration of the Grand Canal and the construction of as the new capital with its expansive palace complex. Engineering innovations included the use of a durable mortar composed of lime mixed with sticky rice soup, which enhanced the structural integrity of fortifications like sections of the Great Wall rebuilt during the dynasty. Maritime technology reached notable heights through the treasure voyages led by Admiral from 1405 to 1433, involving fleets of over 240 ships and crews exceeding 27,000 personnel on the inaugural expedition. The flagship baochuan treasure ships featured watertight compartments, sternpost rudders for maneuverability of vessels up to 400 feet in length, and multi-masted rigs enabling ocean crossings across the to . These expeditions demonstrated refinements in hull design and but were discontinued after 1433 amid and a shift toward continental defense priorities. In , Ming farmers adopted water-powered plows, expanded networks, and implemented to boost yields, facilitating double-cropping in paddies and supporting population growth from approximately 60 million in 1393 to over 150 million by the late . Techniques for cultivating cash crops like and proliferated, alongside improved tools and water conservancy methods that mitigated flooding in densely populated regions. Astronomical observations advanced through the Imperial Observatory's production of armillary spheres, the earliest surviving example dating to the Ming era, aiding reforms that integrated traditional methods with empirical stellar tracking. Medical compendia compiled during the period synthesized herbal remedies and diagnostic practices, though systematic experimentation remained limited compared to contemporary European developments. Overall, Ming innovations prioritized state-directed utility over speculative inquiry, contributing to economic stability but showing relative stagnation in and physics by the dynasty's later phases.

Military Organization and Conflicts

Army Structure and Reforms

The Ming dynasty's military was structured around the weisuo system, established by the (r. 1368–1398) to create a self-sustaining hereditary force combining soldiering with , drawing from precedents. Military households were registered and assigned land allotments, with each household obligated to provide one able-bodied man for service while the remainder farmed to support the unit's provisions, aiming to minimize fiscal burdens on the state. This hereditary obligation ensured long-term stability but fostered inefficiencies, as families evaded service through substitution or over generations. A core unit was the wei (guard), nominally comprising 5,600 soldiers divided into five so (battalions) of 1,120 men each, with each battalion further subdivided into ten bai (companies) of 112 men. Command was hereditary, led by a commandant (du tongzhi) and deputy officers (qianhu and baihu), who held ranks tied to their units rather than merit-based promotion, reinforcing the system's rigidity. By the Yongle Emperor's (1402–1424), the army expanded to include approximately 493 guard-and-battalion garrisons under 21 regional commissions, supplemented by metropolitan forces and rotation troops for the capital. Peak strength reached around 3 million soldiers in the 1440s, though actual deployable numbers were lower due to agricultural duties and . Reforms under Hongwu emphasized central control, with the Ministry of War overseeing household registrations and prohibiting private armies to prevent warlordism, a lesson from fragmentation. The introduced elite formations like the Training Division of the Five Armies (wujun ying), drawing from veteran guards to create professionalized units for expeditions, while systematizing firearms integration—such as hand cannons and thunderclap bombs—into , enhancing firepower against nomadic . These adjustments addressed early weisuo limitations in mobility and training, though the core hereditary framework persisted, contributing to gradual decay as soldier quality declined without broader meritocratic overhauls.

Border Defenses and Nomadic Threats

The Ming dynasty confronted persistent incursions from nomadic groups, primarily the Mongol successors of the , including the and Oirat confederations, along its northern frontiers. These threats stemmed from the ' mobile and control over resources, enabling frequent raids for tribute, livestock, and captives. To counter this, the Ming implemented a multi-layered defense strategy emphasizing fortified barriers, permanent garrisons, and selective offensive campaigns. Central to these defenses was the extensive reconstruction and extension of the Great Wall, initiated under the (r. 1368–1398) and intensified during the Yongle Emperor's reign (r. 1402–1424). Spanning approximately 8,850 kilometers from the Bohai Gulf's Shanhaiguan Pass in the east to Jiayuguan in the Corridor, the Ming Wall incorporated stone, brick, and construction with watchtowers, systems for signaling invasions, and integrated fortresses. Labor for this involved guards, conscripted peasants, and convicts, with peak construction efforts in the 15th and 16th centuries yielding over 25,000 watchtowers and 15,000 km of walls and trenches. Supporting the Wall were the hereditary wei-suo military system and border s, dividing the northern frontier into nine military districts with eleven principal manned by soldier-farmers who cultivated lands to sustain themselves, reducing fiscal strain. Each guard (wei) comprised about 5,600 troops organized into battalions (suo), totaling over a million hereditary soldiers by the early Ming, though desertions and corruption eroded effectiveness by the mid-dynasty. These forces conducted patrols, manned passes, and launched counter-raids, such as the 1388 where Ming general Lan Yu routed 100,000 troops, capturing their khan Toghon Temür's heir. Despite early successes, vulnerabilities persisted; the 1449 Tumu Crisis exemplified nomadic advantages, as Oirat leader ambushed and annihilated a 500,000-strong Ming army, capturing Emperor Yingzong, though Minister Yu Qian's defense of prevented a full invasion. Subsequent emperors alternated tribute payments with campaigns, but chronic issues like eunuch interference in commands and supply shortages weakened responses to escalating Mongol raids under leaders like [Altan Khan](/page/Altan Khan), who besieged in 1550. Eastern threats from Jurchen tribes, precursors to the Manchus, prompted fortified outposts in Liaodong, yet inadequate adaptation to cavalry warfare contributed to late-Ming breaches.

Internal Security and Suppression Campaigns

The Ming dynasty maintained internal security through a network of imperial guards and organs, most notably the Jinyiwei (Embroidered Uniform Guard), established by the (r. 1368–1398) in 1368 to ensure loyalty and suppress dissent. This elite force functioned as the emperor's personal bodyguard, intelligence gatherers, and enforcers, conducting arrests, interrogations involving , and executions without standard judicial oversight, often targeting officials suspected of or disloyalty. The Jinyiwei's operations exemplified the dynasty's emphasis on centralized control, rooted in the 's experiences rising from peasant origins amid rebellions, which fostered a pervasive fear of betrayal and prompted routine of the bureaucracy and military. Under Hongwu, these mechanisms fueled large-scale purges to eliminate potential threats and consolidate autocratic power. The 1380 case against Hu Weiyong, accused of treasonous plotting, triggered investigations that extended to his associates, relatives, and even distant connections, resulting in the execution of thousands and the abolition of the position to prevent future power concentrations. Subsequent purges targeted figures, such as the 1393 campaign against General Lan Yu for alleged conspiracy, which dismantled influential noble houses and reinforced imperial dominance over the army. These actions, often involving public beatings and familial , instilled terror among elites but stabilized the regime by curbing factionalism, though they eroded administrative talent and bred resentment. The (r. 1402–1424), having usurped the throne from his nephew, intensified suppression by purging loyalists within the administration and court. To augment the Jinyiwei, he created the (Eastern Depot) in 1420, a -led agency that expanded covert operations, including spying on officials and rival factions, further embedding surveillance in governance. These organs routinely quashed heterodox groups, such as proto-White Lotus sects blending and , through raids and book confiscations, as documented in campaigns against secret religious societies in northern China during the 15th–16th centuries. Throughout the dynasty, internal security campaigns addressed sporadic uprisings tied to economic distress or religious dissent, with the Jinyiwei and regional garrisons deploying to suppress and insurgent bands, as seen in the 1513 collapse of multiple rebel groups via coordinated and deceptive tactics. While effective in preserving dynastic continuity for over two centuries—the Jinyiwei enduring 260 of the Ming's 276 years—these measures relied on brutality and arbitrariness, contributing to a that undermined long-term institutional trust.

Decline and Fall

Mid-Dynasty Stagnation and Corruption

During the reign of the (1572–1620), the Ming bureaucracy experienced profound stagnation following the death of the reformist Grand Secretary in 1582, as the emperor withdrew from active governance, attending court irregularly and delegating authority to unreliable intermediaries. This disengagement exacerbated administrative paralysis, with routine decisions delayed for years due to the emperor's refusal to appoint an after 1587, creating a succession vacuum that incentivized factional infighting among officials who prioritized personal alliances over policy execution. Eunuch influence surged in this vacuum, with palace eunuchs controlling access to the throne through agencies like the Eastern Depot, extorting bribes from officials—often amounting to thousands of taels of silver—for conveying memorials or imperial edicts, thereby embedding systemic corruption into the decision-making process. Powerful eunuchs, unencumbered by Confucian ethical constraints and loyal primarily to the emperor's whims, amassed wealth through tax farming abuses and illicit trade monopolies, siphoning resources equivalent to millions of taels annually from provincial revenues by the late 16th century. Bureaucratic factionalism intensified the decay, pitting the Donglin Academy scholars—advocating moral governance and anti-corruption measures against perceived abuses—against eunuch-aligned officials and rival cliques, resulting in purges, impeachments, and stalled reforms that paralyzed the Grand Secretariat. By the 1590s, this strife had led to over 100 officials exiled or executed in factional disputes, undermining merit-based appointments and fostering a culture where loyalty to factions trumped competence, further entrenching inefficiency. These dynamics contributed to fiscal stagnation, as corrupt practices inflated administrative costs—e.g., the number of hereditary households evading service doubled to around 10% by 1600 through —while collection faltered without centralized oversight, setting the stage for later economic crises. Empirical records from provincial audits reveal that in grain transport alone accounted for losses of up to 20-30% of shipments during Wanli's later years, reflecting causal links between unchecked corruption and resource misallocation that eroded .

Environmental and Economic Crises

The late Ming dynasty encountered profound environmental stresses during the , a episode that intensified in from the late 16th to mid-17th century, marking the coldest interval in the preceding 1000–2000 years based on proxy reconstructions. A synchronized persisted from to across northern and southern , driven by weakened summer monsoons that depleted soil moisture, caused vegetation die-off, and slashed crop yields, while fostering swarms, grain shortages, and disease outbreaks. These conditions eroded , the economic backbone of the empire, and ignited peasant discontent that undermined dynastic stability. Particular droughts ravaged key regions, including a 1637–1641 event that halved summer rainfall in northern , the Yangtze basin, and southeastern coasts, yielding widespread crop failures and famine. Floods intermittently struck southern provinces such as , , and from 1550 to 1640, linked to La Niña-driven excesses, compounding harvest disruptions. infestations between 1610 and 1644 amplified devastation, representing roughly 53% of natural calamities tied to the regime's downfall, while broader famines gripped the final half-century (1594–1644). Volcanic activity, such as the 1641 Mount Parker eruption, further chilled climates and harvests. Official countermeasures faltered amid institutional decay; absent were policies enabling population relocation from stricken areas, and the erosion of military-agricultural colonies escalated expenditures without bolstering relief or defenses. This interplay of climatic extremes and unresponsive , against a backdrop of demographic expansion, precipitated uprisings from 1627 to 1658 and facilitated Manchu incursions, with transitional-era losses claiming about 26% of the populace. Economically, the Single Whip Reform, incrementally enacted from the 1520s and formalized by 1581 under , fused land levies, labor duties, and miscellaneous taxes into unified silver assessments to curb evasion and simplify collection. This monetization spurred trade but tethered fiscal health to silver inflows from Spanish American mines via and Japanese production, rendering the realm vulnerable to external fluctuations. A silver import collapse from the late 1630s onward—stemming from curtailed Spanish exports and Japanese curbs—sparked deflationary pressures, as circulating silver contracted while nominal quotas held firm, inflating effective burdens on agrarian households amid plummeting commodity prices. By the 1630s, silver's scarcity equated to a revenue plunge of up to two-thirds in real terms, crippling payrolls, infrastructure upkeep, and disaster mitigation./02%3A_Global_Interactions_-_1450-1650/2.06%3A_Silver_and_the_Ming_Dynasty) These fiscal rigors, intertwined with environmental woes, amplified , desertions, and , draining the state's resilience and hastening rebellions that toppled the dynasty in 1644. The absence of diversified or adaptive monetary policies underscored systemic brittleness, where silver dependency magnified both climatic shocks and disruptions into existential threats.

Peasant Rebellions and Manchu Conquest

Severe famines and droughts afflicted northern , particularly province, from the late 1620s through the 1630s, exacerbating discontent amid heavy taxation and official . These environmental crises, linked to the Little Ice Age's cooling effects, reduced agricultural yields and triggered widespread starvation, prompting peasants to join rebellions against the Ming state. Corruption among officials, who misappropriated tax revenues and seized lands, further strained rural economies, while military campaigns against the Manchus drained resources without adequate compensation to troops. Rebellions erupted in around 1628–1630, led by figures such as and , who mobilized armies from disaffected peasants and deserters. , initially a minor postal worker turned rebel, proclaimed himself emperor in 1644 after years of campaigning, capturing key cities like in 1643. , known for his brutality, established a regime in by 1644, massacring populations in amid ongoing chaos. These uprisings swelled to hundreds of thousands, overwhelming Ming garrisons weakened by unpaid soldiers and interference in command structures. By early 1644, Li Zicheng's forces advanced on , entering the capital on April 2 after the Chongzhen Emperor's failed defenses; the emperor hanged himself on April 25, marking the effective collapse of Ming central authority in the north. Li's short-lived controlled briefly, but internal disarray and reprisals against officials alienated potential allies, including general , who commanded forces at . Meanwhile, the Manchus, unified under leaders like and since the early 1600s, had been expanding from , defeating Ming armies in border conflicts. In May 1644, , seeking revenge against for the rape and execution of his family, allied with the Manchu prince-regent , opening to their combined forces. On May 27–28, 1644, at the , Wu's 40,000 Ming troops and Dorgon's Manchu bannermen routed Li Zicheng's larger army of over 100,000, leveraging superior cavalry and terrain advantages at the Great Wall's eastern terminus. The Manchus entered on June 6, 1644, proclaiming the and initiating the Qing , though southern Ming loyalists persisted in resistance until the 1660s. Li fled westward, dying in 1645 amid pursuits, while the rebellions' vacuum enabled Manchu consolidation, supported by opportunistic Chinese defections and the dynasty's fiscal exhaustion. This pivotal underscored the Ming's internal fractures, where peasant revolts eroded legitimacy, allowing external to seal the dynasty's fate.

Historiographical Controversies and Legacy

Debates on Causes of Decline

Historians debate the relative primacy of internal institutional weaknesses versus external shocks in the Ming dynasty's collapse, with empirical evidence pointing to a confluence of factors culminating in the 1640s. Traditional , as reflected in Qing-era compilations, emphasized moral decay and corrupt officials, attributing decline to the erosion of Confucian virtues under weak emperors like the (r. 1572–1620), who withdrew from governance, exacerbating bureaucratic factionalism and dominance. Modern scholars, drawing on archival records, counter that structural rigidities—such as the failure to adapt the tribute system to commercial growth—predated late-dynasty crises, rendering the state vulnerable to fiscal strain from military campaigns against the Manchus starting in 1618. Economic interpretations center on the dynasty's reliance on imported silver for the single-whip tax reforms of the 1580s, which monetized tax obligations but tied state revenues to volatile global trade flows from via . Proponents of the "silver crisis" thesis argue that disruptions after 1630, including Japanese seclusion and setbacks, halved silver inflows, sparking deflationary hoarding, inflation in rice prices (rising over 300% in some regions by 1640), and revenue shortfalls that crippled military funding. Critics, however, contend this overstates exogenous factors, as domestic silver production and over-taxation already strained peasants, with data from local gazetteers showing fiscal deficits mounting from the 1590s due to Korean and Mongol wars, independent of trade interruptions. Environmental determinism has gained traction through paleoclimatic reconstructions, linking the Little Ice Age's intensified cold spells—evidenced by tree-ring data and frost records from 1620–1644—to agricultural collapse, with northern harvests failing up to 40% in peak famine years like 1642. This triggered mass migrations and rebellions, including Li Zicheng's uprising in 1630s , where drought and locusts displaced millions. Skeptics highlight that earlier Ming cold phases (e.g., 1450s) did not precipitate downfall, attributing greater causality to policy failures like inadequate maintenance and grain reserve mismanagement, which amplified impacts amid population pressures reaching 150 million by 1600. Military debates focus on the hereditary soldier system's decay, where desertion rates exceeded 50% by the 1630s due to underfunding and poor leadership, enabling Manchu forces under to exploit border weaknesses after 1619 victories at Sarhu. Some analysts emphasize strategic overextension, with 70% of late-Ming budgets diverted to northern defenses, eroding internal cohesion; others stress ideological rigidity, as Confucian aversion to firearms innovation lagged behind European and Manchu adaptations. Overall, quantitative models of dynastic cycles suggest no single cause dominated, but interactive effects—wherein environmental stressors exposed economic fragilities and political paralysis—accelerated the 1644 fall of to rebels, followed by Manchu consolidation.

Evaluations of Achievements versus Failures

The Ming dynasty (1368–1644) is often evaluated by historians as a period of significant restoration and cultural efflorescence following the Mongol Yuan era, with achievements including the reconstruction of the Great Wall to its most extensive form, spanning approximately 8,850 kilometers by the early , which bolstered northern defenses against nomadic incursions. Early maritime expeditions under Admiral from 1405 to 1433 projected Ming naval power across the , facilitating tribute diplomacy and trade that imported luxury goods and exotic animals, such as giraffes from in 1414, symbolizing imperial prestige without permanent colonial expansion. Economically, the dynasty oversaw a , with from around 60 million in 1393 to over 150 million by 1600, driven by agricultural innovations like improved strains and the expansion of cash crops, alongside vibrant internal trade networks that elevated merchant influence despite official Confucian disdain for commerce. Culturally, Ming patronage fostered advancements in porcelain production, with blue-and-white wares from becoming global exports via Portuguese intermediaries after 1514, exemplifying technical mastery in kilns reaching temperatures over 1,300°C. Literary output flourished, including the compilation of the in 1408, comprising 22,937 manuscript volumes synthesizing classical knowledge, and novels like reflecting societal introspection. These accomplishments stemmed from a meritocratic examination system that recruited over 20,000 officials annually by the late , restoring bureaucratic traditions and enabling administrative continuity. However, such successes were causally linked to rigid centralization under founder Zhu Yuanzhang (r. 1368–1398), whose abolition of the prime ministership in 1380 concentrated power in the emperor, initially fostering decisive policy but later enabling unchecked autocracy. Counterbalancing these gains, evaluations highlight structural failures that precipitated decline, particularly fiscal mismanagement and corruption, as state revenues stagnated amid rising expenditures on military campaigns like the Imjin War (1592–1598), which cost over 10 million taels of silver without strategic gains. Dependence on imported silver for currency, peaking at 50–100 tons annually from the Americas via Manila galleons in the 16th century, created vulnerability; inflows dropped sharply after 1630 due to global disruptions, triggering deflation and tax farmer abuses that alienated peasants. Environmental stressors, including the Little Ice Age's crop failures from the 1620s, compounded by deforestation and overtaxation, fueled famines affecting millions, as documented in local gazetteers reporting harvest yields falling 30–50% in northern provinces. Military institutionalization faltered through hereditary soldier registration, leading to a professional of 1–3 million by 1500 that deteriorated into inefficient garrisons, unable to counter Manchu forces equipped with superior and mobility despite Ming adoption of firearms. interference, peaking under Tianqi (r. 1620–1627), usurped civil authority, with figures like controlling secret police networks that executed rivals, eroding governance. Historians like Ray Huang attribute mid-dynasty stagnation to bureaucratic , where 1587 exemplified nominal reforms masking systemic , contrasting early vigor with later incapacity to innovate amid European technological shifts. While traditional Chinese historiography, compiled under Qing oversight, emphasized moral decay per theory, modern analyses prioritize empirical factors like fiscal collapse over ideological lapses, noting that Ming post-1433 voyages forfeited potential overseas revenue streams, rendering the dynasty resilient yet brittle against cumulative pressures.

Influence on Subsequent Chinese History

The , which succeeded the Ming following the Manchu conquest in 1644, extensively adopted Ming administrative structures, including the provincial system originally comprising fifteen units that were later expanded to eighteen. This continuity ensured a centralized staffed through examinations emphasizing Confucian classics, a meritocratic framework that persisted from the Ming's emphasis on scholarly officials over hereditary . Early Qing emperors implemented a dyarchy separating Manchu and Han roles in key agencies like the Six Boards, but retained Ming's hierarchical organization of ministries for fiscal, military, and judicial affairs, facilitating governance over a vast territory. The Ming legal code, known as the Da Ming Lü, formed the foundational template for the Qing's Da Qing Lü Li, with the Manchus enacting it with minimal initial modifications to legitimize their rule under Confucian principles of continuity and the . This code prescribed punishments calibrated to social status and offenses, blending Legalist severity with Confucian ethics, and influenced judicial practices emphasizing collective family responsibility for crimes. By the Kangxi era (1661–1722), amendments addressed Manchu customs, such as lighter penalties for bannermen, but the core statutes on , taxation, and derived directly from Ming precedents, ensuring legal stability across the transition. Culturally, the Ming's revival of Han Chinese traditions, including Neo-Confucian orthodoxy and artistic patronage, shaped Qing scholarly pursuits and elite identity, with literati continuing Ming styles in , , and vernacular novels that explored individualism and social critique. Economic policies prioritizing agricultural self-sufficiency and low land taxes—reduced to 1.5% of output by the mid-Ming—carried into Qing agrarian reforms, though the Ming's maritime bans reinforced isolationist tendencies that delayed commercial expansion until the late eighteenth century. These elements fostered a legacy of , evident in persistent reverence for Ming artifacts like blue-and-white , which symbolized refined Han aesthetics amid later dynastic shifts. In broader historical impact, the Ming's fall catalyzed enduring Han nativism, fueling resistance movements like the anti-Qing rebellions of the nineteenth century and informing Republican-era narratives of restoring indigenous rule after 1911. Architectural and infrastructural legacies, such as Beijing's imperial city layout and extensive canal networks, remained functional cornerstones of state power, while the dynasty's demographic growth from 60 million to over 150 million by 1600 set precedents for managing pressures in subsequent eras.

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