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Origin of the Huns
The origin of the Huns and their relationship to other peoples identified in ancient sources as Iranian Huns such as the Xionites, the Alchon Huns, the Kidarites, the Hephthalites, the Nezaks, and the Huna, has been the subject of long-term scholarly controversy. Ancient Greek and Roman sources do not provide any information on where the European Huns came from, besides that they suddenly appeared in 370 CE. However, there are some possible mentions of the Huns or tribes related to them that pre-date 370. Chinese sources, meanwhile, indicate several different, sometimes contradictory origins for the various "Iranian Hun" groups. In 1757, Joseph de Guignes first proposed that the Huns and the Iranian Huns were identical to the Xiongnu. The thesis was then popularized by Edward Gibbon. Since that time scholars have debated the proposal on its linguistic, historical, and archaeological merits. In the mid-twentieth century, the connection was attacked by the Sinologist Otto J. Maenchen-Helfen and largely fell out of favor. Some recent scholarship has argued in favor of some form of link, and the theory returned to the mainstream, but there is no consensus on the issue. It also remains disputed whether the various "Iranian Huns" belonged to a single or multiple ethnic groups.
The chief piece of evidence linking the Xiongnu to the European and Iranian Huns is the similarity of their names. Supporting evidence is provided by historical records indicating that the term Xiongnu was used for the people referred to in Sogdian and Sanskrit texts as the Xwn and Huṇa respectively, terms used for peoples called Huns in the West. Another important connection is the use of similar metallic cauldrons by the European Huns and the Xiongnu. Additionally, recent archaeogenetic studies have confirmed a similar profile of some Hun-era individuals to the Xiongnu. There remain a number of outstanding differences, however, including generally different archaeological profiles and a wide variety of customs attested among the various Hunnic groups. Additionally, there is a two hundred-year gap between the last recorded activities of the Xiongnu and the first appearance of the Huns in Europe and Central Asia. These issues have caused many scholars to reject the identification.
Joseph de Guignes (1757) first proposed a connection between the European Huns and the Xiongnu on basis of the similarity between the nomadic lifestyles of both peoples and the similarity of their names. In making this equation, de Guignes was not interested in establishing any sort of cultural, linguistic, or ethnic connection between the Xiongnu and the Huns: instead, it was the manner of political organisation that made both "Huns". The equation was then popularized by its acceptance by Edward Gibbon in his The History of the Decline and Fall of the Roman Empire (1776–1789). David Curtis Wright derives the commonly repeated myth that the Great Wall of China was built to repel the Xiongnu from a passage in Gibbon. Gibbon argued, from his reading of de Guignes, that the Iranian ("White") and European Huns derived from two distinct divisions of the Xiongnu that survived the destruction of their regime near China proper. After Gibbon, this thesis quickly became widely accepted among various historians of the Huns.
In the nineteenth century, the question was mostly debated by linguists who sought to relate the name and language of the Xiongnu or Huns to one another. Because language was closely associated with ethnicity to nineteenth-century scholars, it became necessary to prove both the physical descent of the Huns from the Xiongnu and that they had shared the same language. While the theory of Xiongnu origins remained popular, a number of scholars raised objections because they believed that the Huns spoke a Finno-Ugric language, whereas the Xiongnu spoke a Turkic or Mongolic language. Similarly, some nineteenth-century Russian scholars argued that the Huns spoke a Slavic language and thus could not be descended from the non-Slavic-speaking Xiongnu. In the late nineteenth century, the classical historian J. B. Bury questioned de Guignes and Gibbon's identification of the Huns with the Xiongnu, arguing that they merely had similar names. He later revised this position, however, and came to accept the link.
At the beginning of the twentieth century, German Sinologist Friedrich Hirth discovered passages in the Chinese annals, principally the Wei shu, which he believed proved the connection between the Huns and the Xiongnu. Hirth's work convinced many, and by the 1940s there was a general consensus among historians and archaeologists that the Xiongnu and the Huns were related. However, in 1945 Otto J. Maenchen-Helfen argued that Hirth had misinterpreted the Chinese annals. Through Maenchen-Helfen's work, "[t]he Hirth thesis was dealt a considerable blow". Maenchen-Helfen also argued against the identification based on then-current archaeology and on ethnographic grounds. Maenchen-Helfen would go on to cast doubt on new theories that equated the Huns and the Xiongnu on the basis of their names in several articles and his most import work The World of the Huns (1973). Maenchen-Helfen's skepticism was also taken up by prominent Eurasianist Denis Sinor.
Writing in 2009, Christopher Beckwith refers to there being a "general consensus among Eurasianists" that the Xiongnu and Huns are not related. This consensus has been challenged by historian Étienne de la Vaissière (2005 and 2015), historian and linguist Christopher Atwood (2012), archaeologist Toshio Hayashi (2014), and historian Hyun Jin Kim (2013 and 2015). Writing in 2020, Alexander Savelyev and Choongwon Jeong refer to the proposed connection as having "only limited support in modern scholarship", while Warwick Ball, writing in 2021, writes that there is "no general consensus" and that "scholarship is divided" on the issue.
The chief piece of evidence connecting the Xiongnu to the other Hunnic groups is the apparent similarity of their names. These are recorded in Chinese as Xiōngnú, Greek Οὖννοι (Ounnoi), Latin Hunni, Sogdian Xwn, Sanskrit Hūṇa, Middle Persian Ẋyon and Armenian Hon-k'. The equivalence of the meaning of Ẋyon to Hun is shown by Syriac use of Hūn to refer to the people called Ẋyon in Persian sources, while Zoroastrian texts in Persian use Ẋyon for the people called Hūṇa in Sanskrit. Étienne de la Vaissière has shown that Xiōngnú and the Sogdian and Sanskrit terms Xwm and Hūṇa were used to refer to the same people.
Sources in which the "Iranian Huns" are referred to as "Huns" are generally by their adversaries; only on a single seal of the Kidarite ruler Uglarg and a seal of questionable authenticity that may have been recovered from Kosambi is a title "King of/over the Huns" used by the Iranian Huns themselves. The Chinese Wei shu also attested a title Wēnnàshā for the Kidarite rulers from Bactria who conquered Sogdia, which Christopher Atwood and Kazuo Ennoki interpret as a Chinese transcription of Onnashāh, meaning king of the Huns. Christopher Beckwith used the fact that Hephthalites never identify themselves as Huns on their coins, but rather as ēbodālo (ηβοδαλο), to argue that they were not Huns. They are sometimes called "White Huns" by the Greek historian Procopius and "White Hūṇa" (Śvēta Hūṇa) by Sanskrit authors. The name element -khon(n)o or -khan(n)o, attested on the Alchon coins, has been argued by Frantz Grenet to represent the ethnic name Hun, with al- being a Turkic word for "red"; however, this interpretation is disputed as the Bactrian word for "Hun" is *uono (plural uonono).
Origin of the Huns
The origin of the Huns and their relationship to other peoples identified in ancient sources as Iranian Huns such as the Xionites, the Alchon Huns, the Kidarites, the Hephthalites, the Nezaks, and the Huna, has been the subject of long-term scholarly controversy. Ancient Greek and Roman sources do not provide any information on where the European Huns came from, besides that they suddenly appeared in 370 CE. However, there are some possible mentions of the Huns or tribes related to them that pre-date 370. Chinese sources, meanwhile, indicate several different, sometimes contradictory origins for the various "Iranian Hun" groups. In 1757, Joseph de Guignes first proposed that the Huns and the Iranian Huns were identical to the Xiongnu. The thesis was then popularized by Edward Gibbon. Since that time scholars have debated the proposal on its linguistic, historical, and archaeological merits. In the mid-twentieth century, the connection was attacked by the Sinologist Otto J. Maenchen-Helfen and largely fell out of favor. Some recent scholarship has argued in favor of some form of link, and the theory returned to the mainstream, but there is no consensus on the issue. It also remains disputed whether the various "Iranian Huns" belonged to a single or multiple ethnic groups.
The chief piece of evidence linking the Xiongnu to the European and Iranian Huns is the similarity of their names. Supporting evidence is provided by historical records indicating that the term Xiongnu was used for the people referred to in Sogdian and Sanskrit texts as the Xwn and Huṇa respectively, terms used for peoples called Huns in the West. Another important connection is the use of similar metallic cauldrons by the European Huns and the Xiongnu. Additionally, recent archaeogenetic studies have confirmed a similar profile of some Hun-era individuals to the Xiongnu. There remain a number of outstanding differences, however, including generally different archaeological profiles and a wide variety of customs attested among the various Hunnic groups. Additionally, there is a two hundred-year gap between the last recorded activities of the Xiongnu and the first appearance of the Huns in Europe and Central Asia. These issues have caused many scholars to reject the identification.
Joseph de Guignes (1757) first proposed a connection between the European Huns and the Xiongnu on basis of the similarity between the nomadic lifestyles of both peoples and the similarity of their names. In making this equation, de Guignes was not interested in establishing any sort of cultural, linguistic, or ethnic connection between the Xiongnu and the Huns: instead, it was the manner of political organisation that made both "Huns". The equation was then popularized by its acceptance by Edward Gibbon in his The History of the Decline and Fall of the Roman Empire (1776–1789). David Curtis Wright derives the commonly repeated myth that the Great Wall of China was built to repel the Xiongnu from a passage in Gibbon. Gibbon argued, from his reading of de Guignes, that the Iranian ("White") and European Huns derived from two distinct divisions of the Xiongnu that survived the destruction of their regime near China proper. After Gibbon, this thesis quickly became widely accepted among various historians of the Huns.
In the nineteenth century, the question was mostly debated by linguists who sought to relate the name and language of the Xiongnu or Huns to one another. Because language was closely associated with ethnicity to nineteenth-century scholars, it became necessary to prove both the physical descent of the Huns from the Xiongnu and that they had shared the same language. While the theory of Xiongnu origins remained popular, a number of scholars raised objections because they believed that the Huns spoke a Finno-Ugric language, whereas the Xiongnu spoke a Turkic or Mongolic language. Similarly, some nineteenth-century Russian scholars argued that the Huns spoke a Slavic language and thus could not be descended from the non-Slavic-speaking Xiongnu. In the late nineteenth century, the classical historian J. B. Bury questioned de Guignes and Gibbon's identification of the Huns with the Xiongnu, arguing that they merely had similar names. He later revised this position, however, and came to accept the link.
At the beginning of the twentieth century, German Sinologist Friedrich Hirth discovered passages in the Chinese annals, principally the Wei shu, which he believed proved the connection between the Huns and the Xiongnu. Hirth's work convinced many, and by the 1940s there was a general consensus among historians and archaeologists that the Xiongnu and the Huns were related. However, in 1945 Otto J. Maenchen-Helfen argued that Hirth had misinterpreted the Chinese annals. Through Maenchen-Helfen's work, "[t]he Hirth thesis was dealt a considerable blow". Maenchen-Helfen also argued against the identification based on then-current archaeology and on ethnographic grounds. Maenchen-Helfen would go on to cast doubt on new theories that equated the Huns and the Xiongnu on the basis of their names in several articles and his most import work The World of the Huns (1973). Maenchen-Helfen's skepticism was also taken up by prominent Eurasianist Denis Sinor.
Writing in 2009, Christopher Beckwith refers to there being a "general consensus among Eurasianists" that the Xiongnu and Huns are not related. This consensus has been challenged by historian Étienne de la Vaissière (2005 and 2015), historian and linguist Christopher Atwood (2012), archaeologist Toshio Hayashi (2014), and historian Hyun Jin Kim (2013 and 2015). Writing in 2020, Alexander Savelyev and Choongwon Jeong refer to the proposed connection as having "only limited support in modern scholarship", while Warwick Ball, writing in 2021, writes that there is "no general consensus" and that "scholarship is divided" on the issue.
The chief piece of evidence connecting the Xiongnu to the other Hunnic groups is the apparent similarity of their names. These are recorded in Chinese as Xiōngnú, Greek Οὖννοι (Ounnoi), Latin Hunni, Sogdian Xwn, Sanskrit Hūṇa, Middle Persian Ẋyon and Armenian Hon-k'. The equivalence of the meaning of Ẋyon to Hun is shown by Syriac use of Hūn to refer to the people called Ẋyon in Persian sources, while Zoroastrian texts in Persian use Ẋyon for the people called Hūṇa in Sanskrit. Étienne de la Vaissière has shown that Xiōngnú and the Sogdian and Sanskrit terms Xwm and Hūṇa were used to refer to the same people.
Sources in which the "Iranian Huns" are referred to as "Huns" are generally by their adversaries; only on a single seal of the Kidarite ruler Uglarg and a seal of questionable authenticity that may have been recovered from Kosambi is a title "King of/over the Huns" used by the Iranian Huns themselves. The Chinese Wei shu also attested a title Wēnnàshā for the Kidarite rulers from Bactria who conquered Sogdia, which Christopher Atwood and Kazuo Ennoki interpret as a Chinese transcription of Onnashāh, meaning king of the Huns. Christopher Beckwith used the fact that Hephthalites never identify themselves as Huns on their coins, but rather as ēbodālo (ηβοδαλο), to argue that they were not Huns. They are sometimes called "White Huns" by the Greek historian Procopius and "White Hūṇa" (Śvēta Hūṇa) by Sanskrit authors. The name element -khon(n)o or -khan(n)o, attested on the Alchon coins, has been argued by Frantz Grenet to represent the ethnic name Hun, with al- being a Turkic word for "red"; however, this interpretation is disputed as the Bactrian word for "Hun" is *uono (plural uonono).
