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Umayyad Caliphate

The Umayyad Caliphate or Umayyad Empire ( US: /ˈmæd/; Arabic: ٱلْخِلَافَة ٱلْأُمَوِيَّة, romanizedal-Khilāfa al-Umawiyya) was the second caliphate established after the death of the Islamic prophet Muhammad and was ruled by the Umayyad dynasty from 661 to 750. Uthman ibn Affan, the third Rashidun caliph, was also a member of the clan. The family established dynastic, hereditary rule with Mu'awiya ibn Abi Sufyan, the long-time governor of Greater Syria, who became caliph after the end of the First Fitna in 661. After Mu'awiya's death in 680, conflicts over the succession resulted in the Second Fitna, and power was eventually claimed by Marwan ibn al-Hakam, from another branch of the clan. Syria remained the Umayyads' core power base thereafter, with Damascus as their capital.

The Umayyads continued the Muslim conquests, conquering Ifriqiya, Transoxiana, Sind, the Maghreb and Hispania (al-Andalus). At its greatest extent, the Umayyad Caliphate covered 11,100,000 km2 (4,300,000 sq mi), making it one of the largest empires in history in terms of area. The dynasty was toppled by the Abbasids in 750. Survivors of the dynasty established themselves in Córdoba which, in the form of an emirate and then a caliphate, became a world center of science, medicine, philosophy and invention during the Islamic Golden Age.

The Umayyad Caliphate ruled over a vast multiethnic and multicultural population. Christians, who still constituted a majority of the caliphate's population, and Jews were allowed to practice their own religion but had to pay the jizya (poll tax) from which Muslims were exempt. Muslims were required to pay the zakat, which was earmarked or hypothecated explicitly for various alms programmes for the benefit of Muslims or Muslim converts. Under the early Umayyad caliphs, prominent positions were held by Christians, some of whom belonged to families that had served the Byzantines. The employment of Christians was part of a broader policy of religious accommodation that was necessitated by the presence of large Christian populations in the conquered provinces, such as in their metropolitan province of Syria. This policy also boosted Mu'awiya's popularity and solidified Syria as his power base. The Umayyad era is often considered the formative period of Islamic art.

During the pre-Islamic period, the Umayyads or Banu Umayya were a leading clan of the Quraysh tribe of Mecca. By the end of the 6th century, the Umayyads dominated the Quraysh's increasingly prosperous trade networks with Syria and developed economic and military alliances with the nomadic Arab tribes that controlled the northern and central Arabian desert expanses, affording the clan a degree of political power in the region. The Umayyads under the leadership of Abu Sufyan ibn Harb were the principal leaders of Meccan opposition to the Islamic prophet Muhammad, but after the latter captured Mecca in 630, Abu Sufyan and the Quraysh embraced Islam. To reconcile his influential Qurayshite tribesmen, Muhammad gave his former opponents, including Abu Sufyan, a stake in the new order. Abu Sufyan and the Umayyads relocated to Medina, Islam's political centre, to maintain their new-found political influence in the nascent Muslim community.

Muhammad's death in 632 left open the succession of leadership of the Muslim community. Leaders of the Ansar, the natives of Medina who had provided Muhammad safe haven after his emigration from Mecca in 622, discussed forwarding their own candidate out of concern that the Muhajirun, Muhammad's early followers and fellow emigrants from Mecca, would ally with their fellow tribesmen from the former Qurayshite elite and take control of the Muslim state. The Muhajirun gave allegiance to one of their own, the early, elderly companion of Muhammad, Abu Bakr (r. 632–634), and put an end to Ansarite deliberations. Abu Bakr was viewed as acceptable by the Ansar and the Qurayshite elite and was acknowledged as caliph (leader of the Muslim community). He showed favor to the Umayyads by awarding them command roles in the Muslim conquest of Syria. One of the appointees was Yazid, the son of Abu Sufyan, who owned property and maintained trade networks in Syria.

Abu Bakr's successor Umar (r. 634–644) curtailed the influence of the Qurayshite elite in favor of Muhammad's earlier supporters in the administration and military, but nonetheless allowed the growing foothold of Abu Sufyan's sons in Syria, which was all but conquered by 638. When Umar's overall commander of the province Abu Ubayda ibn al-Jarrah died in 639, he appointed Yazid governor of Syria's Damascus, Palestine and Jordan districts. Yazid died shortly after and Umar appointed his brother Mu'awiya in his place. Umar's exceptional treatment of Abu Sufyan's sons may have stemmed from his respect for the family, their burgeoning alliance with the powerful Banu Kalb tribe as a counterbalance to the influential Himyarite settlers in Homs who viewed themselves as equals to the Quraysh in nobility, or the lack of a suitable candidate at the time, particularly amid the plague of Amwas which had already killed Abu Ubayda and Yazid. Under Mu'awiya's stewardship, Syria remained domestically peaceful, organized and well-defended from its former Byzantine rulers.

Umar's successor, Uthman ibn Affan, was a wealthy Umayyad and early Muslim convert with marital ties to Muhammad. He was elected by the shura council, composed of Muhammad's cousin Ali, al-Zubayr ibn al-Awwam, Talha ibn Ubayd Allah, Sa'd ibn Abi Waqqas and Abd al-Rahman ibn Awf, all of whom were close, early companions of Muhammad and belonged to the Quraysh. He was chosen over Ali because he would ensure the concentration of state power into the hands of the Quraysh, as opposed to Ali's determination to diffuse power among all of the Muslim factions. From early in his reign, Uthman displayed explicit favoritism to his kinsmen, in stark contrast to his predecessors. He appointed his family members as governors over the regions successively conquered under Umar and himself, namely much of the Sasanian Empire, i.e. Iraq and Iran, and the former Byzantine territories of Syria and Egypt. In Medina, he relied extensively on the counsel of his Umayyad cousins, the brothers al-Harith and Marwan ibn al-Hakam. According to the historian Wilferd Madelung, this policy stemmed from Uthman's "conviction that the house of Umayya, as the core clan of Quraysh, was uniquely qualified to rule in the name of Islam".

Uthman's nepotism provoked the ire of the Ansar and the members of the shura. In 645/46, he added the Jazira (Upper Mesopotamia) to Mu'awiya's Syrian governorship and granted the latter's request to take possession of all Byzantine crown lands in Syria to help pay his troops. He had the surplus taxes from the wealthy provinces of Kufa and Egypt forwarded to the treasury in Medina, which he used at his personal disposal, frequently disbursing its funds and war booty to his Umayyad relatives. Moreover, the lucrative Sasanian crown lands of Iraq, which Umar had designated as communal property for the benefit of the Arab garrison towns of Kufa and Basra, were turned into caliphal crown lands to be used at Uthman's discretion. Mounting resentment against Uthman's rule in Iraq and Egypt and among the Ansar and Quraysh of Medina culminated in the killing of the caliph in 656. In the assessment of the historian Hugh N. Kennedy, Uthman was killed because of his determination to centralize control over the caliphate's government by the traditional elite of the Quraysh, particularly his Umayyad clan, which he believed possessed the "experience and ability" to govern, at the expense of the interests, rights and privileges of many early Muslims.

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second Islamic caliphate (661–750 CE)
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