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Induced gravity
Induced gravity
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Induced gravity, proposed by Soviet physicist in 1967, is a theoretical framework in positing that the dynamics of in emerges as an effective low-energy phenomenon from quantum fluctuations of matter fields in a curved background, rather than being a . In this view, the "metrical elasticity" of space arises from the displacement of levels due to , analogous to how macroscopic properties like viscosity emerge from microscopic particle interactions in hydrodynamics. The core mathematical formulation derives the effective gravitational action at the one-loop level of on a Lorentzian manifold, yielding an expansion that includes a term, the Einstein-Hilbert action proportional to the Ricci scalar R (with Newton's constant G induced by integrating over matter field modes up to a high-energy near the Planck scale), and higher-derivative terms like . Sakharov identified the gravitational constant as arising from the spectrum of particle masses and a momentum k₀ ≈ 1 in (G = ℏ = c = 1), linking it to the heaviest "maximon" particles and imposing fundamental limits on space and causality. Nonlinear corrections, such as those from terms, become significant near singularities, as in Friedmann cosmological models, where logarithmic divergences scale with factors like ≈137 from . Since its inception, induced gravity has influenced modern quantum gravity approaches, including renormalization group methods where the effective action flows from ultraviolet fixed points, supersymmetric variants ensuring finiteness akin to Pauli's early ideas, and connections to emergent spacetime in string theory and holography. Observational constraints tightly bound parameters, such as the induced cosmological constant satisfying |8πGΛ| ≲ 10⁻¹²⁰ Mₚ₄ (where Mₚ is the Planck mass) from cosmic microwave background data, and higher-derivative coefficients K ≲ 10⁺⁶⁴ from solar system tests. The theory avoids direct quantization of gravity, instead treating it as a mean-field approximation, and continues to inspire research into unifying gravity with quantum mechanics without infinities.

Introduction

Definition and Core Concept

Induced gravity refers to a theoretical framework in which the effects of , including curvature and its dynamics, arise as an emergent phenomenon from the quantum fluctuations of non-gravitational fields, rather than being a fundamental force. In this approach, the geometry of serves as a classical background, and the interactions among quantum fields—such as fermions and bosons—generate an that induces gravitational behavior through a mean field approximation. This means that the collective, average effects of these microscopic quantum processes lead to macroscopic gravitational laws at low energies, without the need to quantize gravity itself. Unlike traditional theories like , where gravity is postulated as a mediated by the , induced gravity treats it as a derived, low-energy effective description stemming from underlying dynamics. The Einstein-Hilbert action, which encodes the dynamics of curvature in , is not assumed a priori but instead emerges from one-loop quantum corrections to the matter sector. This perspective positions gravity as an induced effect, akin to how macroscopic properties in arise from microscopic constituents. A key for induced gravity is the emergence of phonons in solids, where these quasiparticles represent collective vibrational modes arising from the interactions of individual atoms, rather than being fundamental entities. Similarly, gravitational effects in induced gravity manifest as collective excitations from quantum field fluctuations, providing a unified view within without invoking additional fundamental gravitational degrees of freedom. The concept was first proposed by in 1967.

Significance in Theoretical Physics

Induced gravity provides a conceptual framework for reconciling with by positing that gravitational effects emerge from underlying quantum field theories rather than being a fundamental primitive force. This approach treats curvature as a macroscopic manifestation of quantum fluctuations in matter fields, analogous to how thermodynamic properties arise from microscopic particle interactions. By deriving the Einstein-Hilbert action from quantum corrections, it offers a pathway toward a full quantum theory of without introducing new fundamental entities beyond those of the . A key significance lies in its potential to address the , which concerns the vast disparity between the Planck scale (~10^{19} GeV) and electroweak scales (~100 GeV) in . In induced gravity models, loop corrections from quantum fields at an ultraviolet cutoff scale naturally generate the gravitational coupling, linking the Planck mass directly to dynamics without requiring unnatural fine-tuning of parameters. This mechanism transmutes quadratic divergences in the Higgs mass into curvature couplings, thereby stabilizing the electroweak scale against quantum corrections that would otherwise push it toward the Planck scale. The theory also offers insights into the profound weakness of gravity compared to the other fundamental forces, attributing the small value of Newton's constant G to its origin as a cutoff-dependent effective coupling in . Specifically, G emerges inversely proportional to the square of the ultraviolet cutoff (typically the Planck scale) multiplied by logarithmic loop factors from matter fields, explaining why gravitational interactions are suppressed by ~10^{40} relative to electromagnetic forces at low energies. This emergent perspective, first intuited by Sakharov in , underscores gravity's secondary role in a quantum framework. Since the early 2000s, induced gravity has seen renewed interest due to its alignments with holographic principles and in modern research. Holographic dualities, such as those in AdS/CFT correspondence, resonate with the idea of gravity emerging from boundary quantum theories, while recent derivations link across causal diamonds to gravitational actions, including quadratic terms. Recent extensions include applications to inflationary models and flows, as of 2025. These connections have revitalized the paradigm, positioning it as a bridge between and gravitational dynamics.

Historical Development

Sakharov's 1967 Proposal

In the mid-1960s, amid the vibrant community in the , particularly at the in , turned his attention to the interplay between and , building on emerging ideas about vacuum fluctuations in curved . As a prominent known for his contributions to and cosmology, Sakharov sought to address the unification of with by examining how quantum effects could give rise to gravitational phenomena. His work was influenced by contemporary developments in and the , where effects modify classical fields. Sakharov's seminal proposal appeared in a concise three-page published in 1967, titled "Vacuum Quantum Fluctuations in and the of ," in Doklady Akademii Nauk SSSR, volume 177, pages 70-71 (English translation: Soviet Physics Doklady 12, 1040-1041, 1968). The core idea posits that is not a fundamental force but an induced effect arising from quantum loops of massless fields—such as photons and other elementary particles—in a background curved . These fluctuations generate an effective metric description, where the geometry of emerges as a mean field approximation from the underlying quantum matter fields, analogous to how macroscopic elasticity arises from atomic interactions. Central to Sakharov's argument is the role of vacuum energy contributions, which he emphasized as the source of the induced gravitational interaction; the zero-point energy of quantum fields in leads to a modification of the metric, effectively producing the . This perspective highlighted how the itself could be determined by the spectrum of particle masses and couplings in the quantum vacuum. Notably, this proposal predated the development of full-fledged frameworks, such as in the 1980s, by offering an early emergent view of gravity rooted in .

Post-Sakharov Developments up to the 1980s

Following Andrei Sakharov's 1967 proposal, extended the concept of induced gravity by exploring contributions from elementary particles, positing that the arises from zero-point fluctuations of quantum fields, thereby linking vacuum effects to gravitational phenomena. In the early 1970s, Zeldovich's collaboration with further advanced these ideas through analyses of in curved spacetimes, demonstrating how quantum fields in anisotropic gravitational fields produce effective stress-energy contributions that mimic induced gravitational terms. A pivotal refinement came in Steven Weinberg's 1979 examination of ultraviolet divergences in theories, where he connected induced gravity to flows, showing that the effective gravitational coupling evolves with energy scale due to quantum corrections from matter fields, providing a framework for asymptotic safety in gravity. This work highlighted how induced terms could resolve infinities in perturbative . During the late 1970s supergravity boom, following the formulation of N=1 in and higher extensions by , interest in induced gravity resurged as an alternative quantum approach, with researchers exploring its compatibility with supersymmetric matter sectors to address unification challenges. Specific developments included incorporating induced gravity into gauge theories, as in Anthony Zee's 1979 model where gravity emerges as a Goldstone mode from in a framework. Early attempts to include fermions appeared in Adler's 1980 calculation, deriving the induced from quantum loops involving Dirac fields in a symmetry-broken theory. By the 1980s, connections to Kaluza-Klein theories emerged, with D.J. Toms' 1983 analysis showing how quantum corrections in higher-dimensional induce an effective four-dimensional Einstein-Hilbert action, addressing the through compact .

Theoretical Foundations

Quantum Fluctuations and Mean Field Approximation

In induced gravity, quantum fluctuations arise from virtual particle-antiparticle pairs that permeate the of quantum fields in curved . These fluctuations, governed by , respond to the geometry of , generating contributions to the stress-energy tensor that mimic gravitational effects. Unlike classical , which is uniform, the presence of curvature disturbs these virtual processes, leading to a non-zero expectation value for the energy-momentum tensor even in the absence of real particles. This mechanism, first proposed by Sakharov, posits that the elasticity of spacetime emerges from the collective response of these quantum modes to metric perturbations. The mean field approximation provides a framework to interpret these quantum effects at macroscopic scales. In this approach, the rapid, fluctuating quantum fields are averaged over appropriate scales, yielding an effective classical background metric that incorporates the averaged influence of the fluctuations. This averaging transforms the microscopic quantum corrections into a coherent , where the metric acts as the mean field variable, and higher-order fluctuations are neglected. Such an approximation is particularly suited to semiclassical gravity, where matter fields are quantized but the gravitational sector remains classical, allowing the induced terms to dynamically couple to the . A key aspect involves the conformal anomaly arising from massless quantum fields, such as photons or gravitons in certain approximations. In conformally invariant theories, the trace of the stress-energy tensor vanishes classically, but quantum effects introduce a trace anomaly proportional to curvature invariants like the square of the or the Euler density. This anomaly breaks at the quantum level, inducing terms in the that couple to curvature and effectively generate gravitational dynamics from otherwise traceless fluctuations. The coefficients of these anomaly terms depend on the number and type of quantum fields involved, providing a natural link between content and gravitational strength. These vacuum fluctuations are inherently ultraviolet divergent due to contributions from arbitrarily high-energy modes, necessitating regularization techniques such as momentum cutoffs or . Intriguingly, the natural scale for this cutoff aligns with the Planck length, where effects become dominant, thereby tying the induced gravitational constant to fundamental high-energy physics without introducing arbitrary parameters. This regularization preserves the renormalizability of the theory while ensuring that the induced effects remain finite and physically meaningful at low energies.

Relation to Effective Field Theories

Induced gravity aligns closely with the effective field theory (EFT) paradigm in , where emerges as a low-energy description rather than a fundamental theory. In this framework, the Einstein-Hilbert action is viewed as an irrelevant operator generated by integrating out high-energy from underlying matter fields, such as fermions and gauge bosons, at scales above the Planck mass. This integration yields an effective action for the on a fixed background manifold, capturing gravitational dynamics as an approximate, long-wavelength phenomenon without requiring gravity to be quantized at the outset. A distinctive feature of induced gravity within EFTs is the treatment of the gravitational coupling constant GG, which becomes a running dependent on the ultraviolet scale Λ\Lambda. Unlike the fixed GG in classical , this running arises from logarithmic corrections in the flow, reflecting the scale at which quantum fluctuations of matter are integrated out, typically setting ΛMPl\Lambda \sim M_{\rm Pl}. Such scale dependence underscores the emergent nature of , where 1/G1/G scales quadratically with Λ\Lambda in leading approximations. The induced gravitational terms specifically originate at the one-loop level in the EFT expansion, primarily from matter self-energy diagrams in curved . These contributions, computed via techniques like the method, generate the Ricci scalar RR term in the , alongside higher-order invariants and a , without any tree-level gravitational input. This one-loop mechanism ensures that Einstein appears dynamically from quantum matter effects, providing a natural completion probe within the EFT validity range below Λ\Lambda. This EFT perspective sharply distinguishes induced gravity from fundamental , where the serves as a primitive dynamical variable in the action from the outset. In contrast, induced gravity posits the metric as a secondary, collective degree of freedom derived from quantum fluctuations on a non-dynamical background, rendering gravity "elastic" in a metrical sense rather than intrinsically geometric. This emergent viewpoint facilitates connections to broader principles while avoiding the non-renormalizability issues of treating gravity as fundamental at all scales.

Mathematical Formulation

Derivation of the Induced Einstein-Hilbert Action

In induced gravity, the for the emerges from quantum corrections due to fields propagating in a fixed curved background. The starting point is the of , where the effective action SeffS_{\text{eff}} for the metric gμνg_{\mu\nu} is obtained by integrating out the fields ϕ\phi:
Seff=ilnDϕexp(iSmatter[ϕ,g]/),S_{\text{eff}} = -i \hbar \ln \int \mathcal{D}\phi \, \exp\left( i S_{\text{matter}}[\phi, g]/\hbar \right),
with the background metric gg treated as fixed. This approach posits that curvature and its dynamics arise as a mean field approximation from these quantum fluctuations.
At one-loop order, which dominates in Sakharov's original conception under the assumption of no tree-level gravitational action, the effective action simplifies for quadratic Lagrangians. For a generic set of fields (scalars, spinors, vectors), the one-loop contribution is proportional to the of the field operator in :
Sind=i2fηfTrln(2+mf2+ξf[R](/page/R)),S_{\text{ind}} = \frac{i}{2} \sum_f \eta_f \operatorname{Tr} \ln \left( -\nabla^2 + m_f^2 + \xi_f [R](/page/R) \right),
where the sum runs over field ff, ηf=+1\eta_f = +1 for bosons and ηf=1\eta_f = -1 for fermions (accounting for statistics), [R](/page/R)[R](/page/R) is the Ricci scalar, and ξf\xi_f is the curvature coupling. This trace logarithm encodes the quantum corrections, with divergences regulated to extract finite gravitational terms.
To handle ultraviolet divergences, standard methods such as the heat kernel expansion or zeta-function regularization are employed. In the heat kernel approach, the trace is expressed via the proper-time representation:
Tres(2+m2+ξR)=d4xg1(4πs)2n=0an(g)sn,\operatorname{Tr} e^{-s (-\nabla^2 + m^2 + \xi R)} = \int d^4x \, \sqrt{-g} \, \frac{1}{(4\pi s)^2} \sum_{n=0}^\infty a_n(g) s^n,
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