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Empty category

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Empty category

In linguistics, an empty category, which may also be referred to as a covert category, is an element in the study of syntax that does not have any phonological content and is therefore unpronounced. Empty categories exist in contrast to overt categories which are pronounced. When representing empty categories in tree structures, linguists use a null symbol (∅) to depict the idea that there is a mental category at the level being represented, even if the word(s) are being left out of overt speech. The phenomenon was named and outlined by Noam Chomsky in his 1981 LGB framework, and serves to address apparent violations of locality of selection — there are different types of empty categories that each appear to account for locality violations in different environments. Empty categories are present in most of the world's languages, although different languages allow for different categories to be empty.

While the classical theory recognizes four types of null DPs (DP-trace, WH-trace, PRO, and pro), recent research has found evidence for null DPs that don't appear to fit the classical model such as the distinction of null subjects and null objects.

In the classical theory model, empty (or null) DPs can be broken down into four main types: DP-trace, WH-trace, PRO, and pro. Each appears in a specific environment, and is further differentiated by two binding features: the anaphoric feature [a] and the pronominal feature [p]. The four possible interactions of plus or minus values for these features yield the four types of null DPs.

In the table, [+a] means that the particular element must be bound within its governing category. [+p] means that the empty category is taking the place of an overt pronoun. Having a negative value for a specific feature indicates that a particular type of null DP is not subject to the requirements of the feature.

Not all empty categories enter the derivation of a sentence at the same point. Both DP-trace and WH-trace, as well as all the null heads, are only generated as the result of movement operations. "-trace" refers to the position in the sentence that holds syntactic content in the deep structure, but that has undergone movement so that it is not present at the surface structure. Conversely, both "PRO" and "pro" are not the result of movement and must be generated in the deep structure. In both the government and binding and minimalism frameworks, the only method of base-generation is lexical insertion. This means that both "PRO" and "pro" are held to be entries in the mental lexicon, whereas DP-trace and Wh-trace, and null heads are not categories in the lexicon.

The empty category subclass called PRO, referred to orally as "big pro", is a DP which appears in a caseless position. PRO is a universal lexical element, it is said to be able to occur in every language, in an environment with a non-finite embedded clause. However, its occurrence is limited: PRO must occupy the specifier position of the embedded, non-finite clause, such as in the example below:

This example does not use PRO, but instead, uses an overt pronoun ("you") in the specifier position of the embedded non-finite clause:

This example does use PRO, because instead of an overt pronoun, there is an empty category which is co-referenced with "He", appearing in the specifier position of the non-finite embedded clause:

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