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Causative
Causative
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In linguistics, a causative (abbreviated CAUS) is a valency-increasing operation[1] that indicates that a subject either causes someone or something else to do or be something or causes a change in state of a non-volitional event. Normally, it brings in a new argument (the causer), A, into a transitive clause, with the original subject S becoming the object O.

All languages have ways to express causation but differ in the means. Most, if not all, languages have specific or lexical causative forms (such as English riseraise, lielay, sitset). Some languages also have morphological devices (such as inflection) that change verbs into their causative forms or change adjectives into verbs of becoming. Other languages employ periphrasis, with control verbs, idiomatic expressions or auxiliary verbs. There tends to be a link between how "compact" a causative device is and its semantic meaning.[2]

The normal English causative verb[3] or control verb used in periphrasis is make rather than cause. Linguistic terms are traditionally given names with a Romance root, which has led some[according to whom?] to believe that cause is more prototypical. While cause is a causative, it carries some additional meaning (it implies direct causation) and is less common than make. Also, while most other English causative verbs require a to complement clause (as in "My mom caused me to eat broccoli"), in Modern English make does not require one ("My mom made me eat broccoli"), at least when it is not being used in the passive voice. The bare infinitive's near-uniformity of use in this context is, however, a development in Modern English; contrast, e.g., Early Modern English He maketh me to lie down in green pastures (Ps. 23:2 [KJV]).[5]: 36–7 

Terminology

[edit]

Many authors have written extensively on causative constructions and have used a variety of terms, often to talk about the same things.

S, A, and O are terms used in morphosyntactic alignment to describe arguments in a sentence. The subject of an intransitive verb is S, the agent of a transitive verb is A, and the object of a transitive is O. These terms are technically not abbreviations (anymore) for "subject", "agent", and "object", though they can usually be thought of that way. P (standing for "patient") is often used instead of O in many works.

The term underlying is used to describe sentences, phrases, or words that correspond to their causative versions. Often, this underlying sentence may not be explicitly stated. For example, for the sentence "'John made Bill drive the truck'", the underlying sentence would be Bill drove the truck. This has also been called the base situation.[6]

A derived sentence would be the causativized variant of the underlying sentence.

The causer is the new argument in a causative expression that causes the action to be done. The causer is the new argument brought into a derived sentence. In the example sentence above, John is the causer.

The causee is the argument that actually does the action in a causativized sentence. It is usually present in both the underlying and derived sentences. Bill is the causee in the above example.

Devices

[edit]

There are various ways of encoding causation, which form somewhat of a continuum of "compactness."[2]: 74–5 

Lexical

[edit]

Lexical causatives are common in the world's languages. There are three kinds of lexical causatives, the unifying factor being that the idea of causation is part of the semantics of the verb itself.[1]: 177  (English, for example, employs all three of these kinds of lexical causatives.)

On the surface, lexical causatives look essentially the same as a regular transitive verb. There are a few reasons why this is not true. The first is that transitive verbs generally do not have an intransitive counterpart but lexical causatives do. The semantics of the verbs show the difference as well. A regular transitive verb implies a single event while a lexical causative implies a realization of an event:[8]: 511 

(a) John kicked the ice but nothing happened to it.
(b) *John melted the ice but nothing happened to it.

Sentence (b) is judged ungrammatical because it goes against the successful event implied by the verb melt.

One word

[edit]

Some languages, including English, have ambitransitive verbs like break, burn or awake, which may either be intransitive or transitive ("The vase broke" vs. "I broke the vase.")

These are split into two varieties: agentive and patientive ambitransitives. Agentive ambitransitives (also called S=A ambitransitives) include verbs such as walk and knit because the S of the intransitive corresponds to the A of the transitive. For example:

(1a) Mary (S) is knitting.
(1b) Mary (A) is knitting a scarf (O).

This type of ambitransitive does not show a causative relationship.

For patientive ambitransitives (also called S=O ambitransitives), such as trip and spill, the S of the intransitive corresponds to the O of the transitive:

(2a) The milk (S) spilled.
(2b) Jim (A) spilled the milk (O).

These are further divided into two more types, based on speakers' intuition. Some, like spill in (2), are primarily transitive and secondarily intransitive. Other verbs like this include smash and extend. Other verbs, such as trip in (3) go the other way: they are primarily intransitive and secondarily transitive.

(3a) John (S) tripped.
(3b) Mary (A) tripped John (O).

Other examples of this type include explode, melt, dissolve, walk, and march. It is this type of ambitransitive verb that is considered a causative.[2]: 38  This is given some anecdotal evidence in that to translate (3b) above into languages with morphological causatives, a morpheme would need to be attached to the verb.

Lexical causatives are apparently constrained to involving only one agentive argument. Semantically, the causer is usually marked as the patient. In fact, it is unlikely whether any language has a lexical causative for verbs such as swim, sing, read, or kick.[7]: 3 

Irregular stem change

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English fell (as in "Paul felled the tree") can be thought of as a lexical causative of fall ("the tree fell"), exemplifying this category.[1]: 177  This is considered a lexical change because it is not at all productive. If it were productive, it would be an internal change morphological causative (below).[1]

Two words

[edit]

English has verb pairs such as rise and raise, eat and feed, see and show where one is essentially the causative correspondent of the other.[1]: 177 

These pairs are linked semantically by various means, usually involving translation. For example, burn as in "The grass burned" (intransitive) would translate as awa- in Yimas, while burn as in "I burned the grass" (transitive) would translate as ampu- in Yimas.[2]: 40 

Morphological

[edit]

There are eight different morphological processes by which a causative may be marked, roughly organized by compactness:[2]: 34 

Process Basic Verb Causative Form Language
internal change tìkti 'be suitable' táikyti 'make suitable' Lithuanian
tone change nɔ̂ (high falling) 'be awake' nɔ̄ (low level) 'awaken, rouse' Lahu
consonant repetition xarab 'go bad' xarrab 'make go bad, ruin' Gulf Arabic
vowel lengthening mar 'die' ma:r 'kill' Kashmiri
reduplication bengok 'shout' be-bengok 'make shout' Javanese
prefix gǝbba 'enter' a-gǝbba 'insert' Amharic
suffix -kam- 'die' -kam-isa- 'kill' Kʼicheʼ
circumfix -č'am- 'eat' -a-č'm-ev- 'feed (make eat)' Georgian

Within morphological causatives, this degree of compactness bears an important variable when considering the semantics of the two processes. For example, mechanisms that do not change the length of the word (internal change, tone change) are shorter than those that lengthen it. Of those that lengthen it, shorter changes are more compact than longer.

Verbs can be classified into four categories, according to how susceptible they are to morphological causativization:[7]: 4–11 

  1. Inactive intransitives (faint)
  2. Middle/ingestive verbs (either intransitive or transitive such as sit down, ascend, put clothes on, eat, or learn)
  3. Active intransitives (work)
  4. Transitive verbs (carry)

This hierarchy has some exceptions, but it does generally hold true. For example, given a text of Guarani, only about 16% of causatives apply to transitives.[7]: 5  For some languages, it may not apply to transitive verbs productively and may only apply to verbs that denote abstract action or consumption of food. Additionally, within Athabaskan family, all languages can causativize inactive intransitives, but not all of them can causativize active intransitives or even transitives.[7]: 5 

Two verbs in one predicate

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A number of languages involve a form of analytic causative that involves two verbs in a single predicate, such as French, Spanish, Italian and Catalan.[2]: 35  For example, when French faire is used as a causative, the causee noun phrase cannot occur between it and the next verb.[10]

je

1SG.A

ferai

make+FUT+1SG

manger

eat+INF

les

the

gâteaux

cakes

à

PREP

Jean

Jean

je ferai manger les gâteaux à Jean

1SG.A make+FUT+1SG eat+INF the cakes PREP Jean

"I will make Jean eat the cakes."[2]: 35 

Unlike most other Romance languages, Portuguese uses a periphrastic construction like that of English, discussed below.

Kiowa uses a similar mechanism. Verbs can be compounded with the transitive verb ɔ́m to create a causative:[11]

bé-khó-ày-ɔ́m

2SG.A-now-start.off-CAUS+IMP

bé-khó-ày-ɔ́m

2SG.A-now-start.off-CAUS+IMP

"Go ahead and run it [the tape recorder]!" (lit. "make it start off")

Periphrastic constructions

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Some languages use a periphrastic (or analytic) construction to express causation and typically include two verbs and two clauses. English causatives prototypically use make (but other verbs such as cause, order, allow, force, compel can be used) in the main clause with the lexical verb in a subordinate clause, as in "I made him go."[2]: 35–7 

Other languages, such as Persian,[12] have the opposite syntax: the causative is in a subordinating clause and the main verb is in the main clause, as in the following example from Macushi:

[imakui'pî

bad

kupî

do

Jesus-ya]

Jesus-ERG

emapu'tî

CAUS

yonpa-'pî

try-PAST

makui-ya

Satan-ERG

teuren

FRUSTRATION

[imakui'pî kupî Jesus-ya] emapu'tî yonpa-'pî makui-ya teuren

bad do Jesus-ERG CAUS try-PAST Satan-ERG FRUSTRATION

"Satan unsuccessfully tried to make Jesus do bad."[14]

Canela-Krahô has a combination of the two in which the causee is marked twice, once in each clause:

Capi

Capi

te

PAST

[i-jōt

1SG.S-sleep

na]

SUBORD

i-to

1SG.O-CAUS

Capi te [i-jōt na] i-to

Capi PAST 1SG.S-sleep SUBORD 1SG.O-CAUS

"Capi made me sleep."[15]

Portuguese also has a periphrastic construction like that of English but unlike most other Romance languages:

Eu

1SG

fiz

make+PAST+1SG

José

José

comer

eat+INF

os

the

bolos

cakes

Eu fiz José comer os bolos

1SG make+PAST+1SG José eat+INF the cakes

"I made José eat the cakes."[16]

Analytic causatives are sometimes not considered to be valency increasing devices, but they can semantically be interpreted as such[1].: 181 

Semantics

[edit]

A language may have one or more different formal mechanisms for expression of causation. For languages with only one, the semantic range is broad. For those with multiple, there is always a semantic difference between the two.[2]: 61  R. M. W. Dixon breaks down these semantic differences into 9 parameters, involving the verb itself, the causee, and the causer:[2]: 62–73 

(a) Parameters that relate to the verb itself
  • 1. State/Action: Can the causative apply to state and process verbs or does it apply to action verbs?
  • 2. Transitivity: Does the causative apply to only intransitives, to intransitives and some transitives, or to all verbs?
(b) Parameters that relate to the thing being caused (the original S or A)
  • 3. Control: Does the causee have control of the activity?
  • 4. Volition: Does the causee do the action willingly or unwillingly?
  • 5. Affectedness: Is the causee completely or partially affected?
(c) Parameters that relate to the causer (the new A in a causative construction)
  • 6. Directness: Does the causer act directly or indirectly?
  • 7. Intention: Is the result achieved accidentally or intentionally?
  • 8. Naturalness: Does the activity happen fairly naturally or is it with effort, violence, or force?
  • 9. Involvement: How involved was the causer in the activity?

These parameters are not mutually exclusive. Many causative constructions involve the semantics of two or more parameters. However, the difference between the causatives in a language most likely will be distinguished by one of the parameters.

Relationship between devices and semantics

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Animacy of the object

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There is a strong correlation between the semantics of a causative and the mechanism by which it is expressed. Generally, if a causative is more "compact" than another, it usually implies a more direct causation.

For inanimate and unconscious objects, English analytic causatives (1–3) are therefore not completely synonymous with lexical causatives (4–6):

  1. "I made the tree fall."
  2. "I made the chicken die."
  3. "I made the cup rise to my lips."
  4. "I felled the tree."
  5. "I killed the chicken."
  6. "I raised the cup to my lips."

Analytic causatives (1–3) imply that no physical contact was involved and therefore was done by some sort of magical power or telekinesis. Lexical causatives (4–6) do not imply that meaning.[17]: 784 

For animate and conscious objects, there is a different difference in meaning:

  1. "He caused them to lie down."
  2. "He laid them down."

(1) makes sense only if they are animate and awake. Barring magic, (2) makes sense only if the object is inanimate or unconscious.[17]: 784 

Finite and non-finite verbs

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Generally, the larger the distance between the causer and the causee, the more finite the verb is. Consider the following examples from Spanish:

(a)

Montezuma

Montezuma

hizo

CAUS:3SG:PERF

comer

eat:INF

pan

bread

a

DAT

Cortés.

Cortés

Montezuma hizo comer pan a Cortés.

Montezuma CAUS:3SG:PERF eat:INF bread DAT Cortés

"Montezuma made Cortés eat bread."

(b)

Montezuma

Montezuma

hizo

CAUS:3SG:PERF

que

that

Cortés

Cortés

comiera

eat:3SG:SJV.PST

pan.

bread

Montezuma hizo que Cortés comiera pan.

Montezuma CAUS:3SG:PERF that Cortés eat:3SG:SJV.PST bread

"Montezuma made Cortés eat bread."

The first example implies that Montezuma was physically there and was directly involved in making Cortés eat bread. The second example implies that Montezuma was not physically there and arranged for something to happen to make Cortés eat bread, perhaps by killing all of his cattle. That could approximate the English construction "Montezuma got Cortés to eat bread." Therefore, at least in Spanish, a conjugated verb implies a less direct causation.[1]: 185 

Dixon's prototypes

[edit]

Dixon examines this correlation cross-linguistically, and summarizes his findings in the following table.[2]: 76  In this table, L refers to lexical causatives, M1 refers to more compact morphological processes while M2 refers to less compact processes, CP refers to complex predicates (two verbs, one predicate), and P refers to periphrastic constructions. These processes are explained more clearly in the devices section above.

Parameter Meaning Mechanism Language
Causative type 1 Causative type 2 Causative type 1 Causative type 2
1 state action M1 M2 Amharic
M P Bahasa Indonesia, Malay
2 intransitive all transitive M P Austronesian languages, Mayan languages, etc.
intransitive and simple transitive ditransitive M P Basque, Abkhaz
3 causee lacking control causee having control L M Japanese
M1 M2 Creek
4 causee willing causee unwilling M1 M2 Swahili
M CP Tangkhul Naga
M P Swahili
5 causee partially affected causee fully affected M1 M2 Tariana
6 direct indirect M1 M2 Nivkh, Apalaí, Hindi, Jingpaw
M P Buru, Chrau, Alamblak, Mixtec, Korean
7 intentional accidental M CP Kammu
P M plus P Chrau
8 naturally with effort L M Fijian
L P English
M P Russian, Tariana

Parameter 9, Involvement, cannot be included in the table because the only two languages with this distinction, Nomatsiguenga and Kamayurá, the morphemes are about the same length.[2]: 75  When a larger sample of languages show this distinction, perhaps this parameter can be included in the table.

The table shows that for each of eight semantic parameters outlined in the semantics section above, more compact causative processes show one distinction while less compact processes show the other distinction. For example, Parameter 6 distinguishes between more direct and less direct causation. In Hindi, M1, or the shorter morphological process, shows direct causation while M2, the longer morphological process, shows indirect causation.

Summarizing the table, Dixon has given two prototypes for causatives:[2]: 77 

Prototype 1
  • Causer achieves the result natural, intentionally, and directly
  • Causee either lacking control or being willing and may be partially affected
  • Less transitive verbs affected
Prototype 2
  • Causer achieves the result accidentally, with effort, or acts indirectly
  • Causee is in control but unwilling and is completely affected.
  • More likely to apply to all types of verbs

All eight of the components in each prototype are never attested in a single causative. However, a single process may have two or three components. Dixon admits to these being very tentative and in need for further investigation.[2]: 77–8 

Syntax

[edit]

R.M.W. Dixon also outlines the syntactic possibilities of causatives in the world's languages.

Intransitives

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Since intransitive verbs have low valency, virtually any type of causative construction can apply to them productively within a language. Some constructions are only allowed with intransitive verbs and some languages (such as Arabic, Blackfoot, and Gothic) only allow causatives of intransitive verbs, with some exceptions.[7]: 5  In all cases, the original subject of the underlying intransitive verb corresponds with the object of the derived transitive verb. All languages have this construction, though some allow a semantic difference if the original subject is marked differently (such as Japanese and Hungarian).[2]: 45 

For split systems, causatives of intransitives may be treated differently.[2]: 45 

The syntax of a causative construction is almost always the same as some other type of sentence, such as a sentence with a transitive verb. Tariana, however, is an exception to this rule.[2]: 45 

Transitives

[edit]

In the causative of a transitive verb, the new causer always becomes the new A of the sentence. What happens to the causee and the original object depend on the language. Dixon shows that there are five main types of situations:

Causative of a transitive[2]: 48–56 
type causer original A (causee) original O languages
(i) A special marking O Nivkh, Telugu
(ii) A retains A-marking O Kabardian, Trumai, Qiang
(iii) A has O-marking has O-marking Hebrew, Tariana, Amharic, Sanskrit[1]: 180 
(iv) A O non-core Javanese, Swahili, Kammu, Babungo
(v) A non-core O many languages

Within type (v) there are two main subtypes. Either the original A goes into the first empty slot in a hierarchy or it always takes a certain function.[2]: 54 

For the first subtype, there is a hierarchy involved in the language:

subject > direct object > indirect object > oblique > genitive > object of comparison.[18]

French is a language that follows this hierarchy. When a causative is employed, the original A does not get marked the same for intransitives, transitives, and ditransitives.[2]: 54  In this first example, the verb in intransitive, and with the subject slot taken, the original A becomes a direct object:

je

1SG+NOM

ferai

make+FUT+1SG

courir

run+INF

Jean

Jean

je ferai courir Jean

1SG+NOM make+FUT+1SG run+INF Jean

"I will make Jean run."

The following example has a transitive verb. The subject and direct object slots are filled (with je and les gâteaux, respectively) so the original A becomes an indirect object:

je

1SG+NOM

ferai

make+FUT+1SG

manger

eat+INF

les

the

gâteaux

cakes

à

PREP

Jean

Jean

je ferai manger les gâteaux à Jean

1SG+NOM make+FUT+1SG eat+INF the cakes PREP Jean

"I will make Jean eat the cakes."

This final French example has a ditransitive verb. The subject is je, the direct object is une lettre, and the indirect object is directeur, so the original A is marked as an oblique:

je

1SG+NOM

ferai

make+FUT+1SG

écrire

write+INF

une

a

lettre

letter

au

PREP+ART

directeur

headmaster

par

PREP

Jean

Jean

je ferai écrire une lettre au directeur par Jean

1SG+NOM make+FUT+1SG write+INF a letter PREP+ART headmaster PREP Jean

"I will make Jean write a letter to the headmaster"

While some writers have called this hierarchical causative construction the norm,[18]: 8  outside of Romance languages it is in fact rather rare.[2]: 54 

Most other languages are of the second subtype of type (v), and the original A takes on a set case or marking, regardless whether the underlying verb is intransitive or transitive:

Further divisions of type (v)[2]: 55 
causer original A (causee) original O languages
A dative O Sanuma, Apalai, Kamaiurá, Turkish, Japanese
A instrumental O Hungarian, Kannada, Marathi
A locative O Some languages of Daghestan
A allative O West Greenlandic Eskimo
A adessive O The morphological causative in Finnish.
A possessive O Tsez

Ditransitives

[edit]

The syntactic and morphological constraints of individual language generally restrict causatives of ditransitive verbs. The underlying phrase already contains an A, O, and indirect object, and so in order to accommodate a fourth argument, languages employ a variety of constructions. They tend to be idiosyncratic and are difficult to group together into types. Additionally, data is patchy for many languages since descriptions of languages seldom include information of causatives of ditransitives.[2]: 56–9 

Double causatives

[edit]

Some types of causative constructions essentially do not permit double causatives, e.g. it would be difficult to find a lexical double causative. Periphrastic causatives however, have the potential to always be applied iteratively (Mom made Dad make my brother make his friends leave the house.).

Many Indo-Aryan languages (such as Hindustani) have lexical double causatives.

For morphological causatives, some languages do not allow single morpheme to be applied twice on a single verb (Jarawara) while others do (Capanawa, Hungarian, Turkish, Kabardian, Karbi), though sometimes with an idiomatic meaning (Swahili's means force to do and Oromo's carries an intensive meaning). Other languages, such as Nivkh, have two different morphological mechanisms that can apply to a single verb. Still others have one morpheme that applies to intransitives and another to transitives (Apalai, Guarani). All of these examples apply to underlying intransitive verbs, yielding a ditransitive verb. So far, there are no reliable data for a morphological double causative of a transitive verb, resulting in a verb with four arguments.[2]: 59–61 

Other topics

[edit]

Causative (repetitive)

[edit]

Yokuts, an indigenous language spoken in California, has a morpheme, -lsaˑ, that indicates causation in addition to repetition. This is separate from the language's normal mechanisms of causation.

-'utoˑlsunhu'-

'utuˑ

play music

-lsaˑ

CAUS

-unhoˑ

AGT

'utuˑ -lsaˑ -unhoˑ

{play music} CAUS AGT

"one who makes (people) play music repeatedly"

This implies a single act by the causer, but multiple acts by the causee.[19]

Causative voice

[edit]

The causative voice is a grammatical voice promoting the oblique argument of a transitive verb to an actor argument. When the causative voice is applied to a verb, its valency increases by one. If, after the application of the grammatical voice, there are two actor arguments, one of them is obligatorily demoted to an oblique argument.

Japanese, Turkish and Mongolian are examples of languages with the causative voice. The following are examples from Japanese:

Tanaka-kun

Tanaka

ga

NOM

atsume-ru

collect-PRES

Tanaka-kun ga atsume-ru

Tanaka NOM collect-PRES

"Tanaka collects them."

Tanaka-kun

Tanaka

ni

DAT

atsume-sase-yō

collect-CAUS-COHORT

Tanaka-kun ni atsume-sase-yō

Tanaka DAT collect-CAUS-COHORT

"Let's get Tanaka to collect them."

kodomo

children

ga

NOM

hon

book

yom-u

read-PRES

kodomo ga hon o yom-u

children NOM book ACC read-PRES

"Children read books."

kodomo

children

ni

DAT

hon

book

yom-ase-ru

read-CAUS-PRES

kodomo ni hon o yom-ase-ru

children DAT book ACC read-CAUS-PRES

"(They) make children read books."

Causal case

[edit]

The causal or causative case (abbreviated CAUS) is a grammatical case that indicates that the marked noun is the cause or reason for something. It is found in the Dravidian languages Kannada[20] and Telugu, the Native South American language Quechua, and Northeast Caucasian Archi. It is also found in extinct Tocharian B, an Indo-European language.

Causal-final case

[edit]

The causal-final is a grammatical case in Hungarian (and Chuvash) expressing the meaning 'for the purpose of, for the reason that',[21]: 93  and denoting price asked of or paid for goods.[21]: 116  It is formed by adding the ending suffix -ért to the end of the noun, e.g. kenyér "bread" >kenyérért "for bread", e.g. elküldtem a boltba kenyérért "I sent him to the store for bread".[21]: 115  It is not affected by vowel harmony in Hungarian.[21]: 111 

Literature

[edit]

Shibatani

[edit]

Shibatani[7] lists three criteria for entities and relations that must be encoded in linguistic expressions of causation:

  1. An agent causing or forcing another participant to perform an action, or to be in a certain condition
  2. The relation between [the] two events [=the causing event, and the caused performing/being event] is such that the speaker believes that the occurrence of one event, the ‟caused event," has been realized at t2, which is after t1, the time of the ‟causing event"
  3. The relation between causing event and caused event is such that the speaker believes the occurrence of the caused event depends wholly on the occurrence of the causing event—the dependency of the two events here must be to the extent that it allows the speaker a counterfactual inference that the caused event would not have taken place at a particular time if the causing event had not taken place, provided that all else had remained the same.[7]

This set of definitional prerequisites allows for a broad set of types of relationships based, at least, on the lexical verb, the semantics of the causer, the semantics of the causee and the semantics of the construction explicitly encoding the causal relationship. Many analysts (Comrie (1981), Song (1996), Dixon (2000) and others) have worked to tease apart what factors (semantic or otherwise) account for the distribution of causative constructions, as well as to document what patterns actually occur cross-linguistically.

Comrie

[edit]

Bernard Comrie[22] focuses on the typology of the syntax and semantics of causative constructions proper. Crucially, Comrie (and others to be discussed here) distinguish between the linguistic encoding of causal relations and other extra-linguistic concerns such as the nature of causation itself and questions of how humans perceive of causal relations. While certainly not irrelevant, these extra-linguistic questions will, for now, be left aside. Comrie usefully characterizes causative events in terms of two (or more) microevents perceived of composing a macroevent, and encoded in a single expression (of varying size and form). Formally, he categorizes causatives into 3 types, depending on the contiguity of the material encoding the causing event and that encoding the caused event. These are: 1) lexical causatives, in which the two events are expressed in a single lexical item, as in the well-discussed case of English kill; 2) morphological causatives, in which the causing event and the caused event are encoded in a single verbal complex via causative morphology, and, prototypically, morphological marking showing the status of affected arguments. Finally, Comrie discusses analytic causatives, in which the causing event and the caused event are encoded in separate clauses.

Comrie's work is also noteworthy for having brought the notion of syntactic hierarchy to bear on the typology of causative constructions. A hierarchy of grammatical relations had already been formulated to help explain possibilities for relative clause formation (first presented as Keenan and Comrie's (1972) NP accessibility hierarchy; see Croft 1990: 147), and Comrie argued that a similar hierarchy was in play, at least in some constructions, in the marking of the original A argument when a base transitive clause is causativized. The hierarchy is as follows:

  • subject > direct object > indirect object > oblique > genitive

Comrie's argument was, in short, that some causativized-transitive constructions mark the new A as belonging to the leftmost available slot in the above hierarchy. Dixon (2000) fleshes out a version this analysis in more detail.

Song

[edit]

Presenting a typology of causatives and causation based on a database of 600 languages, Song[23] is very critical of typological work that depends on statistical inference, citing data from the Niger-Congo family that contradicts some earlier claims that "languages within genera are generally fairly similar typologically".[23] Song therefore culls data from every language for which adequate documentation is available to him, and categorizes the various causative constructions gleaned therefrom into three classes: COMPACT, AND and PURP.

Song employs the following terminology:

  • [Scause] – the clause which denotes a causing event
  • [Seffect] – the clause which denotes the caused event
  • [Vcause] – verbal elements of [Scause]
  • [Veffect]- verbal elements of [Seffect][23]: 20 

The major differences between Song's analysis and Comrie (1981) and Dixon (2000), is that Song lumps the range of lexical and morphological causatives together under the label COMPACT,[23]: 20  in which [Vcause] can be "less than a free morpheme" (e.g., bound morpheme [prefix, suffix, infix, circumfix, reduplication], zero-derivation, suppletion); or "a free morpheme",[23]: 28  in which [Vcause] and [Veffect] form a single grammatical unit. Most of the examples given look like serial verb constructions, and no in-depth analysis is undertaken for some of the constructions in which [Vcause] and [Veffect] are less formally contiguous. Song notes this non-contiguity, but does not undertake to explain why it might be important.

The AND causative, for Song, is any construction with a separate [Scause] and [Seffect] i.e., in which "two clauses [are] involved".[23]: 35  This, in theory, could include larger, multi-clausal expressions of causal relations which many analysts probably would not label a 'causative construction', e.g.: 'It rained yesterday, so they stayed home', but the boundaries of the AND causative category are not discussed.

One of Song's major contributions to the literature[according to whom?] is fleshing out an analysis of his PURP causative. These are constructions which encode intended causation on the part of the causer, but which do not encode any outcome: i.e., the speaker encodes [Vcause] and causer intentionality, but remains agnostic as to whether [Veffect] was felicitously effected.

Talmy

[edit]

Leonard Talmy[24] conducts an in-depth investigation of different types of causal relations. Talmy refers to these as "lexicalization patterns," a term that may reman unclear to some,[who?] given that few of the examples given in his discussion are lexical items, and most interpretations of "different types of causation incorporated in the verb root" are in fact wholly dependent on other morphosyntactic material in the clause. Below is his list of possible (semantic) causative types,[24]: 69–70  with examples:

  • autonomous events (non-causative) The vase broke.
  • resulting-event causation The vase broke from a ball's rolling into it.
  • causing-event causation A ball's rolling into it broke the vase.
  • instrument causation A ball broke the vase.
  • author causation (unintended) I broke the vase in rolling a ball into it.
  • agent causation (intended) I broke the vase by rolling a ball into it.
  • undergoer situation (non-causative) My arm broke (on me) when I fell.
  • self-agentive causation I walked to the store.
  • caused agency (inductive causation) I sent him to the store.

One question remaining to be explored is how this set of divisions usefully differs from other analysts' typologies of the semantics of encoding causal relations. Some overlap in the types of semantic information in play is immediately apparent. However, in cases of instrument causation ('the hammer broke the cup'), it would be expected that the 'causer' be the one acting directly [Dixon's criterion 6] and to be involved in the activity [criterion 9]. Likewise, one would expect instances of caused agency to include more information on causee control on willingness [criteria 3 & 4].

Indo-European languages

[edit]

Germanic languages

[edit]

Proto-Germanic

[edit]

In Proto-Germanic, the parent language of Germanic languages such as English, causative verbs are formed by adding a suffix -j/ij- to the past-tense ablaut of a strong verb, with Verner's Law voicing applied. (All of those characteristics derive from the way that causative verbs are formed in Proto-Indo-European, with an accented -éy- suffix added to the o-grade of a non-derived verb.) Here are some examples:

  • *rīsaną (I) "to rise" → *raizijaną "to raise", i.e. "to cause to rise"
  • *frawerþaną (III) "to perish" → *frawardijaną "to destroy", i.e. "to cause to perish"
  • *nesaną (V) "to survive" → *nazjaną "to save", i.e. "to cause to survive"
  • *ligjaną (V) "to lie down" → *lagjaną "to lay": "to cause to lie down"
  • *grētaną (VII) "to weep" → *grōtijaną "to cause to weep"

In English, to sit/to seat", and in German, sitzen/setzen form pairs of resultative/causative.

English

[edit]

English uses various causative mechanisms, with varying degrees of productivity. There are a large number of lexical causatives, such as kill, open and feed.[7]: 2 

Additionally, there are several morphemes that can express causation. For example, -(i)fy can be thought of as a causative in that it is a derivation that turns an adjective or noun into a "verb of becoming":

  • simplesimplify = "to make simple", "to cause (something) to become simple"
  • objectobjectify = "to make into an object", "to cause (something) to become an object" (figuratively, that is)

en- can also be a causative. In English, adjectives (or stative verbs in other languages) can express the acquisition of a quality or changes of state with causatives, in the same way as with regular verbs. For example, if there is a stative verb to be large, the causative will mean to enlarge, to make grow. The reflexive form of the causative can then be used to mean to enlarge oneself, or even as a middle voice, to grow.

As far as lexical causatives are concerned, English has at least 49 causative verbs. Roughly half affect only sentient beings: allow, block, cause, enable, force, get, help, hinder, hold, impede, keep, leave, let, make, permit, prevent, protect, restrain, save, set, start, stimulate, stop. The others can affect either sentient or non-sentient beings: aid, bar, bribe, compel, constrain, convince, deter, discourage, dissuade, drive, have, hamper, impel, incite, induce, influence, inspire, lead, move, persuade, prompt, push, restrict, rouse, send, spur.[25]

Sanskrit

[edit]

In Sanskrit, there is a causative form of the verb (ṇijanta), which is used when the subject of a clause forces or makes the object perform an action. The causative suffix -ay is attached to the verbal root, which may cause vowel sandhi to take place:

  • bhū "to be, exist" → bhāv-ay; for example, bhāvayati "he causes to be"
  • khad "to eat" → khād-ay; for example, khādayāmi "I cause to eat" = "I feed"

Persian

[edit]

In Persian, the causative form of the verb is formed by adding ân(i)dan to the present stem:

  • xordan (to eat) → xor (present stem) → xorândan (to cause/make to eat)
  • xandidan (to laugh) → xand (present stem) → xandândan (to cause/make to laugh)

Lithuanian

[edit]

In Lithuanian, the causative form of the verb is made by adding suffix -(d)in- to the present stem:

  • skraidyti (to fly) → skraidinti (to make to fly)
  • sėdėti (to sit) → sodinti (to make to sit)
  • juoktis (to laugh) → juokinti (to make to laugh)
  • plaukti (to swim) → plaukdinti (to make to swim)
  • šokti (to dance) → šokdinti (to make to dance)

Latin

[edit]

The topic of causatives has not been studied much for Latin, mainly because of its lack of productive morphological causative.[6]: 2 

Hindustani

[edit]

Hindustani uses the infix -(l)ā- and -(l)vā- to make verbs causative.

  • karnā "to do" → karānā "to have done" → "karvānā" → "to have someone make someone do."
  • paṛhnā "to read" → paṛhānā "to make someone read" → "paṛhvānā" "to cause someone to make someone read."
  • hilnā "to move" → hilānā "to have something moved" → hilvānā "to have someone make something move."
  • pīnā "to drink" → pilānā "to have someone drink" → pilvānā "to have someone make someone drink": "Usne naukrānī se bachchõ-ko pānī pilvāyā" - "She had the maid make the kids drink water."

Bengali

[edit]

The causative verbs are called prayōjaka kriẏā (প্রযোজক ক্রিয়া) in Bengali. In the simplest way, the causative form of a verb can be formed by adding the suffix "-nō" নো with the verbal noun form of the given verb.

  • dēkhā দেখা 'to see' → dēkhānō দেখানো 'to show/to cause someone to see'.
  • khāōẏā খাওয়া 'to eat' → khāōẏānō খাওয়ানো 'to feed/to cause someone to eat'.

From the verbal root (dhātu ধাতু in Bengali) perspective, the formation of causatives is done by adding the suffix "-ā" -আ with the verb roots ending with a consonant, and the suffix "-ōẏā" ওয়া with those roots ending with a vowel. Thus, the verbal root transformations of the two previously mentioned verbs are:

  • dēkh দেখ্dēkhā দেখা
  • khā খাkhāōẏā খাওয়া

These verb roots are thereafter inflected with tense, aspect and mood.

Basque

[edit]

The Basque language has two ways to form causative verbs: by using a non-ergative transitive verb in the absolute form, or by the morphological causativization. The first method is only possible with a restricted set of verbs which excludes those whose subjects take the ergative case, such as the verb eztul egin (cough—literally "make (a) cough").[26]

ex:1

Haurrak

child.ERG

katua

cat.ABS

hil

die

du

AUX:3SG.3SG

Haurrak katua hil du

child.ERG cat.ABS die AUX:3SG.3SG

'The child killed the cat'

ex:2

Haurrak

child.ERG

katua

cat.ABS

hilarazi

die.CAU

du

AUX:3SG.3SG

Haurrak katua hilarazi du

child.ERG cat.ABS die.CAU AUX:3SG.3SG

'The child caused the cat to die'

Turkish

[edit]

In addition to very productive morphological causatives, Turkish also has some lexical causatives: kır- "break", yırt- "split", dik- "plant", yak- "burn", sakla- "hide", aç- "open".[7]: 2 

Semitic languages

[edit]

In most Semitic languages, there is a causative form of the verb. It is postulated that in Proto-Semitic, the causative verbal stem was formed by the š- prefix, which has become ʾa-, hi- or ī- in different languages.

  • Syriac: kəθav "he wrote" → ʾaxtev "he composed"
  • Arabic: ʿalima "he knew" → ʾaʿlama "he informed"
  • Hebrew: ṣaħak "he laughed" → hiṣħik "he made someone laugh"

Arabic also has a causative form (Form II) created by gemination of the central consonant of the triliteral root, as follows:

  • ʿalima "he knew" → ʿallama "he taught"

The ʾa- form (Form IV), while it is used in Modern Standard Arabic, is no longer productive in many of the colloquial varieties of Arabic, which uniformly prefer Form II.

Japanese

[edit]

Japanese has lexical forms and a morphological device to signify causation. Lexical forms come in pairs of intransitive and transitive verbs, where the causee is mostly inanimate.

  • ochiru "to fall" → otosu "to drop (something) or to let fall"

However, both intransitive and transitive verbs can form the causative in a mostly regular pattern, now with the causee being mostly animate:

  • hairu "to go in" → hairaseru "to let or force (someone) in"
  • ireru "to put in" → iresaseru "to let or force (someone) put (something) in"

In the context of an intransitive verb, the syntax of Japanese causatives allows a two-way distinction in the causee's willingness to perform the action. If the new object is marked in the accusative case (o), it suggests that the causee did the action willingly, suggesting the agent allowed or requested the action rather than forcing or demanding it. However, if the object is marked in the dative case (ni), it expresses the idea that the causee was forced to perform the action. With a transitive verb, this contrast is not directly visible as a clause cannot contain two noun phrases marked as accusative.[2]: 45, 65–66 [27]

Khmer

[edit]

Khmer has six prefixes and one infix to derive the causative form of verbs, but they vary in frequency and productiveness. The consonantal prefix p- is one of them:

  • coap "joined" → pcoap "to join"
  • cum "around" → pcum "to gather"

Uralic languages

[edit]

Finnish

[edit]

Causative forms are also found in the Uralic languages of Europe, such as Finnish:

  • syödä "to eat" → syöttää "to feed"
  • täysi "full" → täyttää "to fill"
  • haihtua "to evaporate" → haihduttaa "to vaporize"

The causative suffix is often used irregularly and/or because of historical reasons, as the following Finnish examples:

  • olla "to be" → olettaa "to assume", not "to make exist"
  • kirja- ancient "patterns (of embroidery or text)" but modern "book" → kirjoittaa "to write" ("transform into patterns of text"), not "to transform into books"

Hungarian

[edit]

Hungarian marks the original subject of an intransitive differently in causative forms to convey direct causation. If the causee is marked by the accusative case, a more direct causation is implied than if the instrumental case is used.[2]: 45–6 

Austronesian languages

[edit]

Māori

[edit]

In Māori, an Austronesian language, the whaka- prefix can be added to a verb:

  • ako "to learn" becomes whakaako "to teach" (to cause to learn)

Philippine languages

[edit]

In Philippine languages such as Tagalog and Ilokano, the pa- prefix is added to verbal forms and to adjectives to form causatives:

  • dakkel "big (adjective)" → padakkelen "to enlarge" (Ilokano)
  • kain "eat" → pakainin "to make eat, to feed" (Tagalog)

Malay

[edit]

In Malay/Indonesian, causatives are formed from the prefix per- (it becomes memper- after actor focus/active prefix meng-, expected *memer- as in *memerhatikan found informally). While most languages uses their causative affix for derivational purposes, it has integrated to Malay verb inflection system.

  • baik "good" → memperbaiki (+ local transitive suffix -i) "to fix something"
  • baru "new" → memperbarui (+ local transitive suffix -i) "to renew/update something"

Guaraní

[edit]

In Guaraní, there are three causatives: one for transitive verbs and two for intransitive verbs.[28] In some texts, the first one is called "coactive."[29]

The -uka suffix (or one of its allomorphes: -yka, -ka) is added to transitive verbs:[28]

  • ajapo "I make" → japouka "I make (someone) do".

The mbo- prefix is added to intransitive oral verbs and is replaced by mo- for nasal verbs:[28][29]

  • puka[30] "to laugh" → mbopuka "to make (someone) laugh"
  • guata[30] "to walk" → mboguata "to guide"
  • pu'ã[30] "to go up" → mopu'ã "to elevate"

The guero- (rero- or just ro-) prefix can also be added to intransitive verbs. It has a comitative meaning and translates roughly as "to cause something or someone to participate in an action with the subject:"[31]

  • guata "to walk" → roguata "to make (someone) take a walk with (the subject)"

The same root (guata) can take both causatives but with different meanings.

Uto-Aztecan languages

[edit]

Classical Nahuatl

[edit]

Classical Nahuatl, in the Uto-Aztecan language family, has a well-developed morphological system of expressing causation by means of the suffix -tia:

  • tlacua "he eats something" → quitlacualtia "he feeds him/her/it something" the causative makes the intransitive verb "eat something" into the bitransitive verb "feed someone something," requiring a pronominal prefix, in this case qui- "him/her/it")

Causativity is often used in honorific speech in Classical Nahuatl, and rather than simply "doing," the honored person "causes himself to do."[32]

Athabaskan languages

[edit]

Rice makes the following points about morphological causatives in Athabaskan languages:[33]: 212 

  • In all Athabaskan languages surveyed [including Hupa, for which an ample data set is presented], the causativizing morphology can causativize at least some intransitive verbs with patientive subjects.[34]: 200–2 
  • For intransitive verbs with agentive patients, the family shows a split: only some languages then allow morphological causativization.[34]: 208 
  • Koyukon (Northern Athabaskan; Alaska) was found to be the only language in the survey allowing productive morphological causativization of transitive verbs.[34]: 211 
  • Perhaps the presence of the direct object pronoun in the causative construction has something to do with whether the causee is human or animate or is capable of being regarded as such. When the causee or the verb cannot be or is not perceived as a potential controller, the pronoun is not found [in the Athabaskan languages surveyed].[citation needed]

The semantic factor of causee control, or the degree of control that that causee wields over the effecting of the caused microevent (also discussed as parameter #3 on Dixon's (2000:62) list) and which Rice (2001) finds to be a major factor in other Athabaskan causatives helps account for much of the distribution of the Hupa syntactic causative (below).

Hupa

[edit]

Golla, in his (1970) descriptive grammar of Hupa (summarized in Sapir and Golla (2001)), describes three classes of morphologically derived causatives:

  1. causatives from descriptive neuters with ƚ-classifier (176)
    ni-whon’ 'be good, beautiful' → O ni-(w)-ƚ-whon’ 'cause O to be beautiful'
  2. causatives from primary extension neuters with ƚ- classifier (76-77, 201)
    na-…‘a’ 'O hangs' → na-O-ƚ-‘a’ 'hang O up'
  3. causatives from primary intransitive action themes (76-77, 204)
    ti-ch’id 'grow tired' → O-ti-ƚ-ch’id 'tire O out'

While Golla does not generalize about the semantics of verb themes that are compatible with causative ƚ-, several preliminary generalizations can be made. Firstly, in the three cases described by Golla, O [the undergoer] is neither controlling nor agentive; O is largely patientive in all cases. Secondly, the causer appears to be acting directly on O. Thirdly, none of the examples given (including the examples above) involve the causativization of a base-transitive theme.

Central Alaskan Yup'ik

[edit]

Mithun (2000) lists nine causatives for Central Alaskan Yup'ik and describes each in detail.[35]: 98–102  Here is a brief description of each:

Morpheme Approximate meaning
-vkar-/-cete- 'let, allow, permit, cause, compel'
-te- 'let, allow, cause, compel'
-nar- 'cause'
-rqe- 'intentionally or deliberately cause'
-cetaar- 'try to cause'
-narqe- 'tend to cause'
-naite- 'tend not to cause'
-cir- 'let, wait for, make'
-(r/l)i - 'become or cause to become'

Bantu languages

[edit]

Kinyarwanda

[edit]

Kinyarwanda uses periphrastic causatives and morphological causatives.

The periphrastic causatives use the verbs -teer- and -tum-, which mean cause. With -teer-, the original S becomes the O of the main clause, leaving the original verb in the infinitive, just like in English:[36]: 160–1 

(1a.)

Ábáana

children

b-a-gii-ye.

they-PST-go-ASP

Ábáana b-a-gii-ye.

children they-PST-go-ASP

"The children left."

(1b.)

Umugabo

man

y-a-tee-ye

he-PST-cause-ASP

ábáana

children

ku-geend-a.

INF-go-ASP

Umugabo y-a-tee-ye ábáana ku-geend-a.

man he-PST-cause-ASP children INF-go-ASP

"The man caused the children to go.

With -túm-, the original S remains in the embedded clause and the original verb is still marked for person and tense:[36]: 161–2 

(2a.)

N-a-andits-e

I-PST-write-ASP

amábárúwa

letters

meênshi.

many

N-a-andits-e amábárúwa meênshi.

I-PST-write-ASP letters many

"I wrote many letters.

(2b.)

Umukoôbwa

girl

y-a-tum-ye

she-PST-cause-ASP

n-á-andik-a

I-PST-write-ASP

amábárúwa

letters

meênshi.

many

Umukoôbwa y-a-tum-ye n-á-andik-a amábárúwa meênshi.

girl she-PST-cause-ASP I-PST-write-ASP letters many

"The girl caused me to write many letters."

Derivational causatives use the -iish- morpheme, which can be applied to intransitives (3) or transitives (4):[36]: 164 

(3a.)

Ábáana

children

ba-rá-ryáam-ye.

they-PRES-sleep-ASP

Ábáana ba-rá-ryáam-ye.

children they-PRES-sleep-ASP

"The children are sleeping."

(3b.)

Umugóre

woman

a-ryaam-iish-ije

she-sleep-CAUS-ASP

ábáana

children

Umugóre a-ryaam-iish-ije ábáana

woman she-sleep-CAUS-ASP children

"The woman is putting the children to sleep."

(4a.)

Ábáana

children

ba-ra-som-a

they-PRES-read-ASP

ibitabo.

books

Ábáana ba-ra-som-a ibitabo.

children they-PRES-read-ASP books

"The children are reading the books."

(4b.)

Umugabo

man

a-ra-som-eesh-a

he-PRES-read-CAUS-ASP

ábáana

children

ibitabo.

books

Umugabo a-ra-som-eesh-a ábáana ibitabo.

man he-PRES-read-CAUS-ASP children books

"The man is making the children read the books."

The suffix -iish- implies an indirect causation (similar to English have in "I had him write a paper"), but other causatives imply a direct causation (similar to English make in "I made him write a paper").[36]: 166 

One of the more direct causation devices is the deletion of what is called a "neutral" morpheme -ik-, which indicates state or potentiality. Stems with the -ik- removed can take -iish, but the causation is then less direct:[36]: 166 

-mének- "be broken" -mén- "break" -méneesh- "have (something) broken"
-sáduk- "be cut" -sátur- "cut" -sátuz- "have (something) cut"

Another direct causation maker is -y- which is used for some verbs:[36]: 167 

(5a.)

Ámáazi

water

a-rá-shyúuh-a.

it-PRES-be warm-ASP

Ámáazi a-rá-shyúuh-a.

water {it-PRES-be warm-ASP}

"The water is being warmed."

(5b.)

Umugóre

woman

a-rá-shyúush-y-a

she-PRES-warm-CAUS-ASP

ámáazi.

water

Umugóre a-rá-shyúush-y-a ámáazi.

woman she-PRES-warm-CAUS-ASP water

"The woman is warming the water."

(5c.)

Umugabo

man

a-rá-shyúuh-iish-a

he-PRES-warm-CAUS-ASP

umugóre

woman

ámáazi.

water.

Umugabo a-rá-shyúuh-iish-a umugóre ámáazi.

man he-PRES-warm-CAUS-ASP woman water.

"The man is having the woman warm the water.

Esperanto

[edit]

In Esperanto, the suffix -ig- can be added to any kind of word:

  • morti "to die" → mortigi "to kill"
  • pura "clean (adj)" → purigi "to clean"

References

[edit]

Further reading

[edit]
[edit]
Revisions and contributorsEdit on WikipediaRead on Wikipedia
from Grokipedia
In , a causative is a valency-increasing operation that denotes a complex situation consisting of a causing event—where a causer initiates an action—and a caused event—where a causee performs the action or undergoes a change of state. This expresses causation by linking two events, with the causer typically as the subject and the causee as an object or secondary participant. Causatives are a universal feature across languages, though their realization varies in morphology, , and semantics. Causative constructions can be broadly classified into morphological and periphrastic types. Morphological causatives involve affixation or other derivations to create a new verb form from a base verb, increasing its valency by adding a causer argument; for example, in Japanese, the intransitive kawaku "become dry" becomes the transitive causative kawak-asu "make dry" through the -asu. In contrast, periphrastic causatives use analytic structures with auxiliary verbs or multi-word expressions to convey causation, often preserving the original verb's form while embedding it in a biclausal frame. Languages may also employ lexical causatives, where a single inherently implies causation without derivation, such as English "kill" from the base notion of . In English, causatives are predominantly periphrastic and syntactic, relying on verbs like make, have, let, and get to introduce the causer. For instance, the sentence "I made them read a book" transforms the simple transitive "They read a book" by adding the causer "I" as subject and shifting the original subject "they" to object position with accusative case. These constructions differ in degrees of control and permission: make implies coercion, let suggests permission, and have or get often involve indirect causation or assistance. Cross-linguistically, causatives often alternate with anticausatives (inchoatives), where the focus shifts from the causer to the causee, as in Russian lomat’ "break (transitive)" versus lomat’-sja "break (intransitive)." Causative patterns reveal universals and typological variations, such as the tendency for languages with causatives derived from transitive bases to also derive them from intransitive ones. Periphrastic forms frequently appear in purposive (68 languages surveyed) or sequential (35 languages) subtypes, with purposive types using subjunctive markings or particles for intended causation, as in "Ahmed made the dog eat a large fish." These constructions are central to understanding argument structure, semantic roles, and how languages encode causal relations.

Overview and Terminology

Definition of Causative Constructions

Causative constructions are linguistic expressions that denote a complex event in which a causing event brings about a caused event, typically by increasing the valency of a base to introduce a causer . In these constructions, a base —often intransitive or transitive—is modified or combined with additional elements to indicate that an agent, or causer, brings about the occurrence of the event described by the base . This valency increase generally adds one (the causer) while adjusting the role of the original subject (causee), shifting it from agent to or theme. A key distinction within causative constructions lies between direct causation, where the causer physically forces or directly triggers the event without intermediaries, and indirect causation, where the causer enables, permits, or sets conditions for the event to occur. For instance, in English, the "die" (valency of one : the undergoer) becomes the transitive causative "kill" (valency of two : causer and causee), as in "The died" versus "The doctor killed the patient," illustrating direct causation through physical intervention. This typological pattern of valency adjustment from one to two is widespread across languages, highlighting causation as a universal mechanism for encoding agentive influence. The study of causative constructions became a focus of linguistic theory in the mid-20th century, particularly within typological and generative linguistics, as part of analyses of as a system of interrelated elements, including valency-changing operations like causativization. These constructions can be realized through various devices, such as morphological affixes that alter the verb form to incorporate the causative meaning.

Key Terminology and Distinctions

In causative constructions, the causer is the entity that initiates or brings about the caused event, typically functioning as the subject (often labeled as A for agent or in valency-based frameworks). The causee, by contrast, is the entity affected by the causer, undergoing the action or change denoted by the embedded verb; it usually appears as the direct object (O) or patient (P) argument. The base verb refers to the non-causative verb from which the causative is derived, expressing the core event without an external initiator, while the derived causative verb incorporates the notion of causation, either morphologically or syntactically, to encode the relationship between causer and causee. A key distinction exists between causative constructions, which involve an external force compelling or enabling an event, and inchoative constructions, which describe the spontaneous onset of a state or change without any external causer. For instance, a causative like "The wind broke the window" contrasts with an inchoative "The window broke" by adding the causer as an active participant. Causatives also differ from permissive constructions, where the causer allows rather than forces the causee to perform the action, often implying less direct control or coercion, as in permissive uses of verbs like English "let" versus strict causatives like "make." Terminological variations appear across linguistic traditions, particularly in older grammars where factitive was used to describe causatives that result in a specific state or quality, emphasizing the creation of a new condition in the causee, such as rendering someone "happy" or "king." This term, rooted in classical analyses, often overlaps with resultative causatives but highlights the transformative outcome more explicitly than modern "causative." Causative expressions are typologically classified by their morphological realization: synthetic (or affixal) causatives integrate causation through bound morphemes added to the base verb stem, as in Turkish -dır or Japanese -sase, creating a single word unit. In contrast, analytic (or periphrastic) causatives employ separate words or to convey the same relation, such as English "make someone do something" or French faire constructions, allowing greater flexibility in argument structure but often carrying nuanced semantic shades like indirect causation.

Semantics of Causation

Core Semantic Components

In causative constructions, the core semantic relation involves a causer, typically an external force or entity that initiates the causal event, and a causee, the participant that undergoes or performs the action under the causer's influence. The causer embodies a Proto-Agent property by causing an event or state change, often realized as the sentence subject, while the causee aligns with a Proto-Patient as the entity causally affected, functioning either as an undergoer of the change or an whose actions are controlled by the causer. For instance, in the English sentence "The sank the ship," the storm acts as the causer exerting an external force, and the ship as the causee undergoing the sinking without independent control. Causative semantics distinguish between manipulative causation, involving direct control or by the causer, and permissive or facilitative causation, where the causer enables the causee to act with relative . Manipulative types, such as those expressed by English "make" in "She made him leave," imply intentional and forceful intervention by the causer, often with the causee acting as an under compulsion. In contrast, permissive forms like "let" in "She let him leave" or facilitative scenarios in languages such as Newar, marked by specific verbal forms, suggest enabling without overriding the causee's agency, reducing implications of causer to mere allowance. These distinctions affect the encoding of , with manipulative causation typically presupposing deliberate causer volition, whereas permissive variants accommodate scenarios of lower control or indirect enabling. Cross-linguistically, causative constructions encode universals such as the temporal precedence of the causer's action over the caused event, ensuring an asymmetric causal where the initiating factor logically antedates the result. This precedence is foundational in semantic analyses, as in Dowty's causal predicate CAUSE, where the causing subevent must temporally precede the caused state change to maintain event integrity across languages. For example, in both English "The caused the to fail" and Japanese morphological causatives, the causer's involvement is interpreted as prior and , reflecting a universal implication that without the antecedent causer action, the caused event would not occur. Frequent use of certain causatives leads to semantic bleaching, where the original forceful meaning weakens into a more neutral or enabling sense. In English, the periphrastic causative "have" in constructions like "I had the fix the " exemplifies this, evolving from origins to a form implying arrangement or permission rather than direct manipulation, thus broadening its applicability in everyday discourse. This bleaching reduces the emphasis on intentional control, allowing "have" to function in less coercive contexts compared to stronger verbs like "make."

Prototypes and Extended Meanings

In , R.M.W. Dixon establishes a prototypical framework for causative constructions, defining the core instance as one involving physical direct causation by an animate causer on an inanimate causee, typically derived from an intransitive base verb such as "break" (intransitive), as in "The vase broke" becoming "John broke the vase" where the causer intentionally and naturally induces a change of state. This prototype emphasizes parameters like the causer's direct involvement, the causee's lack of control, and the event's brevity in expression, distinguishing it from more indirect or complex forms. Extended meanings of causatives deviate from this physical core, encompassing psychological causation, as in derivations like "" from the base "," where an external agent induces an emotional state rather than a tangible change. Sociative causatives involve cooperative actions, such as a causer joint participation in an event, while abstract extensions apply to non-physical influences like inducing surprise or permission, often requiring less compact to convey the attenuated causal link. These extensions highlight causation's radial category nature, where semantic distance from the correlates with increased periphrastic expression and reduced naturalness in use. Semantic shifts in causative systems frequently manifest in inchoative-causative pairs, where a single root verb alternates between an intransitive inchoative form denoting spontaneous change (e.g., "melt") and a transitive causative form implying external inducement (e.g., "melt something"), reflecting a underlying causal relation without additional morphology in some languages. Dixon's criteria for prototypicality—brevity of expression, directness of causal mechanism, and naturalness in idiomatic usage—serve to rank these pairs and extensions, with core physical instances favoring morphological integration over analytic forms, thereby underscoring the framework's utility in cross-linguistic analysis.

Influence of Animacy and Agentivity

In causative constructions, the of the causee plays a central role in determining semantic interpretation and constructional acceptability, often aligning with an that prioritizes inanimate entities for direct causation. Languages exhibit a for inanimate causees in prototypical direct causatives, where the causer exerts physical or mechanical control without resistance, as seen in English periphrastic constructions like "The storm caused the tree to fall," which clusters as a "physical" type involving both inanimate causer and causee. In contrast, animate causees tend to trigger permissive or indirect interpretations, implying allowance rather than forceful imposition, such as in "The teacher allowed the students to leave," where the causee's volition reduces the sense of direct control. This reflects broader typological patterns, with direct causation prototypically involving low-resistance, inanimate participants, as outlined in foundational typologies. Agentivity of the causer further modulates causative semantics, with high agentivity—typically associated with volitional agents—contrasting against low agentivity from inanimate forces or circumstances. High-agentivity causers, such as intentional s, often imply deliberate manipulation and block anticausative variants, as in English "*The murdered" being ungrammatical due to the volitional implication incompatible with spontaneous events. Low-agentivity causers, like natural forces (e.g., "The caused the building to "), permit both causative and anticausative forms, emphasizing external, non-volitional initiation of the event. These constraints arise because agentive causers introduce that conflicts with uncaused interpretations, a pattern observed cross-linguistically in the rarity of synthetic causatives for inherently agentive base verbs. Cross-linguistic patterns underscore these effects, particularly restrictions on animating inanimates in direct causatives. In Japanese, morphological causatives like oti-sase-ru ("cause to fall") require an animate causee, rendering sentences with inanimate objects ungrammatical, such as Ziroo ga hon o tana kara oti-sase-ta ("Ziroo caused the book to fall from the shelf"), because inanimates lack the control presupposed in caused actions. This restriction aligns with the animacy hierarchy, where causatives of motion verbs (e.g., agaru "rise") shift from accepting both animate and inanimate subjects in intransitive forms to demanding animate objects, preventing attributions of agency to non-sentient entities. Theoretically, these animacy and agentivity influences integrate with theta-role grids and event structure representations, ensuring compatibility between semantic roles and causative event decomposition. In theta-role frameworks, causers must align with external roles like Agent or Causer, while causees inherit internal roles (e.g., Theme or ), but animacy restricts grid saturation—e.g., inanimate causees fit non-agentive theta positions without implying volition, avoiding grid violations in direct causatives. Event structure models decompose causatives into causing and caused subevents, where high agentivity fuses the causer's into the initial subevent, and animacy hierarchies enforce homomorphism between subevents, prohibiting mismatches like animating inanimates that disrupt causal chains. Such compatibility highlights how animacy and agentivity constrain the of causatives, linking to prototypes of direct physical causation.

Syntactic Frameworks

Causativization of Intransitives

Causativization of intransitive verbs involves a syntactic that increases the valency of the base verb from one to two, introducing a causer as the new subject while promoting the original single (the S or theme) to the object position. This transformation aligns with the general structure of causative constructions, where the causer (A) initiates , and the causee (O) undergoes the action originally denoted by the intransitive verb. In semantic terms, the causer bears the role of an external force or agent compelling the causee to perform or experience . Cross-linguistically, this argument structure change is evident in patterns such as the English periphrastic construction "The child sleeps" deriving from the intransitive base to "The nanny makes the child sleep," where the original subject "child" becomes the object of the causative verb. Similarly, in Tuvan, the intransitive "The boy froze" (ool doŋ-gan) yields a causative "The old man made the boy freeze" (ašak ool-du doŋ-ur-gan), with the causee "boy" realized as the object and the causer "old man" as the subject. In Chichewa, an intransitive like "lie" (nam-a) results in a causative structure such as "Chatsalira is making the child lie" (Chatsalira a-ku-nam-its-a mwana), where the causee "child" is obligatorily expressed as the direct object, with no option for omission or oblique marking. These examples illustrate the consistent promotion of the base verb's argument to object status, ensuring the causee remains syntactically prominent. Syntactic constraints on this process often involve aspectual compatibility between the base intransitive and the derived causative. For instance, atelic (durative) intransitives like "run" or "sleep" readily form causatives in many languages, as their ongoing nature accommodates an imposed initiation by the causer, whereas highly telic (punctual) events may face restrictions if the causation implies a mismatch in boundedness. Universal patterns suggest that languages permitting causativization of transitive verbs also allow it for intransitives, with unaccusative (patientive) intransitives like "fall" or "freeze" more readily deriving causatives than unergative (agentive) ones like "run," due to the thematic compatibility of the causee as a patient-like entity. In Bantu languages such as Chichewa, the fusion of the causative predicate's patient role with the base verb's single argument enforces this object promotion without alternatives, highlighting syntactic rigidity in argument realization.

Causativization of Transitives and Ditransitives

Causativization of transitive verbs typically involves an increase in valency from bivalent to trivalent structures, introducing a causer as the new subject while the original subject (causee) is demoted to a secondary argument, often marked as an oblique, dative, or indirect object, and the original object retains its direct object status. This pattern aligns with a universal hierarchy proposed by Comrie, where the causee occupies the highest available slot below the causer (subject > direct object > indirect object > oblique), preventing conflicts in argument realization. For instance, in Turkish, the transitive verb oku 'read' (Ali kitab-ı oku-du 'Ali book-ACC read-PAST') becomes okut 'make read' in causative form, yielding öğretmen Ali-ye kitab-ı oku-ttu 'teacher Ali-DAT book-ACC read-CAUS-PAST', where the causee 'Ali' is demoted to dative. Similar demotion occurs in French periphrastic causatives with faire, as in Le professeur fait lire le livre à l'élève 'The teacher makes the student read the book', positioning the causee as an indirect object. In some languages, this trivalent structure allows alternations where the causee can surface as a direct object under specific conditions, though demotion remains the cross-linguistic norm for transitive bases to accommodate the preserved original object. For example, in Japanese morphological causatives, transitive verbs like taberu 'eat' form tabesaseru 'make eat', resulting in constructions like Sensei ga gakusei ni ringo o tabesaseru 'The teacher makes the student eat the apple', with the causee in dative (ni) and the theme as accusative (o). This contrasts briefly with intransitive patterns by requiring additional demotion mechanisms to handle the competing original subject, often leading to syntactic restrictions or blocked causativization in languages intolerant of trivalency. Causativization of ditransitive verbs presents further syntactic challenges, as the base structure already features three arguments (causer, theme, recipient), necessitating demotion of the original subject to an oblique or peripheral while preserving the theme and recipient. In such cases, the resulting construction becomes tetravalent in principle, but languages typically resolve this through case reassignment or , treating the causee as an indirect object. For example, in Azerbaijani, though causativization of ditransitive bases is not preferred due to complexity, when expressed, the causee is marked instrumentally rather than dative to avoid clash with the recipient, as in Ali Aslan-a Sevda vasitəsilə hədiyyə göndər-t-di 'Ali sent a present to Aslan by means of Sevda', with the causee 'Sevda' in an postpositional phrase alongside the dative recipient. In , morphological causatives of ditransitives like ʔaʕṭā 'give' are blocked, so such meanings are conveyed , often demoting the causee to a peripheral (e.g., via prepositions) while retaining accusatives for theme and recipient. These patterns highlight how ditransitive causatives often prioritize the retention of core s (theme and recipient) over the causee, influencing alternations across families.

Multiple and Embedded Causatives

Multiple causatives, often termed double or iterated causatives, involve the application of two causative operations within a single construction, resulting in a structure where an initial causer induces an intermediary causee to perform a further causative action on a final causee. This layering introduces two distinct causing events alongside the base event, typically represented syntactically as embedded clauses where the inner causative is subordinated to the outer one. For instance, in languages like Turkish and Japanese, double causatives allow of the causative , yielding forms such as Turkish kızdır-t-t- 'make-heat-CAUS-CAUS', where the outermost causer compels an intermediary to cause heating. In syntactic terms, double causatives extend the argument structure by adding both a primary causer and an intermediary, often mapping them to subject and object positions while demoting or obliquing lower arguments to manage case assignment. Cross-linguistically, languages classify into those permitting up to two argument positions (2-MAP languages, e.g., Ilokano) or three (3-MAP languages, e.g., Turkish), with the former typically obliquiating excess arguments in double constructions to avoid overload. This recursion is productive on intransitive bases but often restricted on transitives, as the intermediary inherits the original subject's role, complicating alignment with basic transitive causativization. Embedded causatives occur when a causative appears within a complement or of a higher predicate, integrating causation into more complex syntactic hierarchies without necessarily iterating affixes. For example, in Italian periphrastic causatives like fare + , the causative can embed under verbs, with the causee realized as a prepositional phrase in transitive embeddings to satisfy agreement and theta-role checking. In Chinese, embedding relies on control structures with verbs like ràng 'let', where the embedded subject checks features directly without prepositions, contrasting with Romance patterns that insert obliques for defective clauses. Valency explosion arises particularly in double causatives derived from ditransitive bases, potentially yielding up to four core arguments: the primary causer, , original recipient, and theme. Syntactic theories like Mapping Theory address this by imposing thresholds on argument positions, ensuring unmapped elements become obliques or are omitted, as seen in 2-MAP languages where only the causer and achieve core status. In 3-MAP systems, the third position accommodates the theme, but languages like Georgian impose blocks on such derivations to prevent overcomplexity. Productivity of multiple and embedded causatives is limited cross-linguistically due to structural and demands, with many languages capping iteration at one or two levels. For instance, Finnish and Hungarian permit double causatives only on intransitives, omitting the original subject to curb valency growth, while Turkish allows broader but degrades on certain transitives. Embedding further constrains productivity, as finite embeddings in varieties like Balkan languages introduce agreement mismatches, reducing acceptability compared to infinitival forms. These limits highlight a typological preference for simpler causativization, with multiple forms rare outside agglutinative languages.

Expression Devices

Lexical Strategies

Lexical strategies for expressing causatives involve selecting distinct lexical items or altering stems through non-morphological means, rather than affixation or , to convey causation. These approaches rely on the of a , where the causative form is either a completely unrelated or a modified version of the base , often resulting in pairs that encode the transition from an intransitive or non-causal event to a caused one. Such strategies are widespread across s but tend to be less systematic than morphological derivations, leading to idiosyncratic pairings that reflect historical or semantic shifts. Suppletive pairs represent a core lexical strategy, where the causative has no formal resemblance to its base counterpart, arising from independent historical developments or semantic divergence. For instance, in English, the intransitive "rise" pairs with the causative "raise," as in "The balloon rises" versus "She raises the balloon," while "lie" (intransitive) corresponds to "lay" (causative). Similar patterns occur cross-linguistically; in German, "sterben" (to die) suppletively pairs with "töten" (to kill), and in Japanese, "sinu" (to die) pairs with "korosu" (to kill). In the South Mande language Gban, suppletive causatives include "gà" (to die) versus "zɛ̀" (to kill). These pairs highlight how lexical suppletion encodes direct causation without shared roots, often for high-frequency or semantically salient events like or motion. Phrasal or verbs form another , combining a base with a particle, preposition, or to create a causative meaning, typically in analytic languages like English. Examples include "put to " as the causative of "," as in "The doctor put the patient to ," or "make laugh" for "laugh," conveying induced amusement. Such constructions function as single lexical units despite their multi-word form, allowing nuanced causation through idiomatic expressions that specify manner or result. In , irregular stem changes, particularly vowel alternations (ablaut), serve as a lexical mechanism for causativization, preserving older Indo-European patterns where the causative form derives from a related but phonologically shifted . For example, English "lie" (with /aɪ/) alternates with causative "lay" (/eɪ/), and "sit" with "set," reflecting historical ablaut series that mark transitivity. These changes are lexical in nature, as they involve unpredictable stem modifications rather than regular affixation, and are common in strong verbs across Germanic, such as Dutch "liggen" (to ) and "leggen" (to lay). Lexical causatives, including suppletive and irregular forms, are generally less productive than morphological ones, often being idiomatic and restricted to a closed set of verbs due to their historical origins and lack of systematic rules. This limited productivity contrasts with more rule-governed strategies, resulting in gaps where new causatives must rely on other devices; for instance, suppletive pairs like those in Japanese or English do not extend productively to novel verbs, favoring memorized forms over generalization.

Morphological Mechanisms

Morphological mechanisms for marking causatives primarily involve the attachment of bound morphemes to stems, enabling the integration of a causation event into the verb's form while increasing its valency by introducing a causer argument. These strategies contrast with lexical suppletion, where entirely new replace the base form. Affixation dominates as the key process, encompassing prefixes, suffixes, and infixes that alter the to express that the subject causes the base event to occur. Suffixes are particularly prevalent in agglutinative languages for causative formation. In Turkish, causative suffixes such as -dIr, -t, and their allomorphs (e.g., -tIr, -DIr) attach to the verb stem, conditioned by phonological rules like and assimilation, as well as the base verb's valency and class. For intransitive verbs like öl- 'die', the suffix -dIr yields öl-dür- 'kill', transforming an intransitive structure (subject only) into a transitive one with a nominative causer and accusative causee, thereby marking the addition of an external . With transitive verbs taking accusative direct objects, such as oku- 'read', the suffix -t produces oku-t- 'make read', reassigning the causee to while preserving the original object in accusative, thus signaling valency expansion without exceeding syntactic limits. Paradigms vary systematically: stems ending in vowels often take -t (e.g., yürü- 'walk' → yürü-t- 'make walk'), while those ending in certain consonants select -dIr, ensuring morphological harmony across verb classes. This suffixation not only conveys causation but also enforces case realignments that reflect the heightened structure. Prefixes serve a similar function in other families, attaching to the verb front to derive causatives. In , the Semitic language employs a prefixal pattern in Form IV of the verb paradigm, where 'a- (with assimilation variants like 'ak-) indicates causation by increasing valency. For instance, the base Form I kataba 'he wrote' becomes 'aktaba 'he caused to write' or 'he dictated', adding a causer subject and allowing the original agent to appear as an oblique causee, typically in . This morphological shift marks the integration of a causing event, with the prefix triggering ablaut changes in the stem vowels to maintain prosodic . Infixes, though rarer, also occur; in Lepcha (Sino-Tibetan), the -y- inserts medially into the stem to form causatives, as in base forms becoming causative by internal affixation, which signals valency increase through stem disruption and argument addition. Beyond affixation, stem modifications like and internal changes provide non-concatenative strategies, especially in Austronesian languages. involves partial or total repetition of the stem or its initial to derive new meanings, including causatives in certain contexts. In such as Amis, of the verb stem (e.g., repeating the initial CV- sequence) can combine with transitivity markers to express causation, effectively modifying the base to accommodate a causer while altering aspectual or valency properties. Internal changes, such as alternations or mutations, similarly signal causative derivations; for example, in some , stem-internal shifts adjust the to indicate induced action, increasing valency without overt affixes. These modifications often interact with the language's voice system to reconfigure arguments, ensuring the causer assumes the prominent role. Across these mechanisms, valency marking is central: the bound or modification explicitly cues the addition of the causer, often prompting case or agreement adjustments for the causee and other to fit the expanded structure. In Turkish paradigms, for instance, ditransitive verbs resist causativization to avoid over-saturation, highlighting how morphology enforces syntactic constraints on argument addition. Allomorphy ensures adaptability, with forms selected based on stem and class, as seen in the Turkish -t vs. -dIr alternation, promoting systematic integration of causative meaning into diverse verbal paradigms.

Periphrastic and Analytic Forms

Periphrastic and analytic causative forms involve multi-word constructions that express causation through free-standing verbs or , rather than bound affixes, allowing for the composition of causing and caused events across clauses or within a single predicate. These constructions typically feature a causative predicate that introduces a causer argument to the base event, often embedding the caused verb as an or chained predicate. In typological surveys, periphrastic causatives are classified into sequential types, where clauses are juxtaposed without linkers, and purposive types, linked by purpose markers, with the former prevalent in languages like Kobon and the latter in . In English, auxiliary verbs such as make, let, and have form prototypical periphrastic causatives, each encoding distinct nuances of causation while taking a bare infinitive complement. The verb make conveys direct causation, often implying sufficiency or coercion, as in "She made the door open," where the effect is inevitable given the cause, and it can apply to both agentive and non-agentive causees. Let expresses permissive or enabling causation, highlighting non-interference, as in "He let the children play," typically involving concurrent events and a willing causee under the causer's superior control. Have indicates mediated or delegated causation, often with hierarchical relations, as in "They had the mechanic repair the car," portraying the causer's inducement through an intermediary. The structure "have + object + past participle" specifically expresses causative meaning where the subject arranges an external agent to perform the action on the object with intent and control, as in "I had the car repaired." This construction also has an experiential sense, typically for adverse events, where the subject is affected without desire or control, often involving an external agent in an incomplete causation chain, as in "I had the car stolen"; both focus on the object and the subject's impact without naming the agent. These verbs differ syntactically in valency and passivization: make supports 3-place structures and passive forms like "The recruits were made to march," while have resists passivization due to its control semantics. Light verb constructions in periphrastic causatives pair a semantically with a nominal or verbal complement to denote causation, such as English "cause [NP] to happen," where cause functions as a introducing the causer to an event like "trouble" or a base . In , similar patterns occur with verbs like French faire, as in "Il fait partir le " ("He makes the leave"), where faire adds a causer without altering the core event semantics. These structures emphasize compositionality, allowing nuanced causal relations through the selection of the . Serial verb or predicate chaining represents another analytic strategy, particularly in isolating languages, where two s share arguments in a single to express causation. In Khmer, a Mon-Khmer , constructions like koet ʔaoj koon knom rien pheasaa ʔonkleh ("he lets his child study English," lit. "he let child study English") chain a causative such as ʔaoj ("let/have/make") with the base , forming a monoclausal predicate that conveys direct causation without morphological marking. This chaining shares tense, aspect, and across verbs, treating the combined events as a single unit. Periphrastic and analytic forms offer advantages in flexibility, particularly in analytic or isolating languages lacking robust morphology, enabling the expression of diverse causal types—such as coercive, permissive, or mediated—through recomposable free elements rather than fixed affixes. This contrasts briefly with morphological mechanisms by prioritizing syntactic embedding over affixation for valency increase.

Cross-Linguistic Examples

Indo-European Languages

In Proto-Indo-European (PIE), causative formations were primarily derived using the suffix *-éye/o-, which increased the valency of unaccusative base verbs to transitive causatives, as seen in reconstructions like *poh₃- 'drink' yielding *poh₃-éye- 'cause to drink' (reflected in pāyayati). These mechanisms reflect PIE's fusional morphology, emphasizing over in later . In , causatives inherited from often appear as strong verb pairs with ablaut alternations, such as English rise (intransitive, from *h₁reydh-) paired with raise (causative), or lie with lay, where the causative form adds transitivity without overt affixation. Modern German employs periphrastic causatives with lassen 'let/make', as in Ich lasse das Auto waschen 'I have the washed', deriving from a permissive sense but extended productively for indirect causation. This construction parallels Old English causatives like rǣran 'raise' from ārīsan 'arise', showing continuity in valency-increasing patterns. Sanskrit, representing early Indo-Aryan, prominently features the inherited *-áya- suffix for causatives, added to root verbs to form transitive stems, as in gam- 'go' becoming gam-áya-ti 'makes go' or causes to move, often with periphrastic perfects like gamayām cakāra 'made go'./Chapter_XVII) This suffix, from PIE *-éye-, applies productively to intransitives and transitives, increasing agentivity while preserving thematic vowels, as in pib- 'drink' to pib-áya-ti 'causes to drink'. In the Italic branch, Latin developed factitive verbs from adjectives or nouns using suffixes like -fācō or -ficiō, inheriting the causative role of PIE *-éye-, as in vacuō 'empty' to vacuōfaciō 'make empty' or ingrātus 'ungrateful' to ingrātificō 'render ungrateful'. These compounds emphasize resultative causation, competing with periphrastic forms like faciō 'make' plus infinitive, but factitives highlight direct inheritance in denominal derivations. Persian, from the Iranian branch, uses the morphological suffix *-ān- for causatives, attached to intransitive stems to derive transitives, such as xāb-id 'sleep' to xāb-ān-id 'put to sleep' or dāv-id 'run' to dāv-ān-id 'make run'. Though less productive in modern Persian than in Middle Persian, this suffix traces to PIE valency increasers, often combined with light verbs for complex predicates like xor-ān-id 'make eat'. Lithuanian, in the Baltic branch, employs reflexive markers (-s(i)) on causative stems to express benefactive or permissive causation, inheriting PIE reflexive elements for middle voice extensions, as in siūti 'sew' to causative siūdinti 'have sewn', then reflexive siūdytis 'have something sewn for oneself' or nusikirpinti plaukus 'have one's hair cut'. This construction, productive for indirect causation, combines intensive causatives like statyti 'build' with reflexives in pasistatydinti namą 'have a house built for oneself'. In modern like Hindustani (Hindi-Urdu), periphrastic causatives with kar- 'do' or suffixes -vā-/-ā- prevail, as in paṛh- 'read' to paṛhvā- or karvā- 'cause to read/make read', reflecting Sanskrit *-áya- into double causatives for hierarchical agency. Bengali similarly uses the suffix -ā- for causatives, added to roots like kar- 'do' yielding kar-ā- 'make do' or ghum- 'sleep' to ghum-ā- 'put to sleep', maintaining fusional inheritance with adjustments.

Agglutinative and Isolating Languages

Agglutinative languages, such as Turkish and Japanese, typically employ morphological suffixes to derive causative forms, allowing for transparent affixation that clearly indicates causation while preserving the original verb's semantics. This agglutinative strategy facilitates the stacking of multiple causative markers on a single verb stem, enabling the expression of complex causal chains without altering significantly. In contrast, isolating languages like Khmer rely on analytic constructions, often involving serial verb sequences or auxiliary particles, where causation is conveyed through and contextual inference rather than bound morphology. In Turkish, an Altaic language renowned for its agglutinative morphology, causatives are formed by appending the -DIr (realizing as -dır, -dir, -dur, or -dür based on ) to the stem, transforming into transitives and transitives into ditransitives. For instance, the uy u- 'sleep' becomes uyut- 'put to sleep', with the causer as subject and the original subject as direct object. This can be iteratively applied to create multiple causatives, as in double causatives like uyuttur- 'make someone put someone to sleep', where two -t- or -DIr- markers chain together to denote successive causation levels, a feature that underscores Turkish's capacity for recursive derivation. Such chaining is productive and semantically compositional, allowing up to three or four levels in some cases, though pragmatic constraints limit overuse. Japanese, another agglutinative language of the Japonic family, derives morphological causatives primarily through the suffix -sase- (often realized as -saseru in its dictionary form), which attaches to the verb stem to impose causation. For example, the transitive verb tabe- 'eat' yields tabe-sase- 'make eat', where the causer is the subject and the causee receives special case marking. The causee's marking varies with and agentivity: animate causees, implying some volition, are typically marked with the dative particle ni (e.g., Tarō-ni ringo-o tabe-sase-ru 'make Tarō eat an apple'), while inanimate or non-volitional causees take the accusative o (e.g., hon-o yomi-sase-ru 'make [someone] read a ', with the book as causee). This distinction reflects subtle semantic nuances in control and affectedness, aligning with broader patterns where influences grammatical encoding. Khmer, a Mon-Khmer of the Austroasiatic family and a quintessential , eschews affixation in favor of periphrastic causatives constructed via serial sequences, where independent s combine to express causation without morphological fusion. A common strategy involves the haəy 'give' as a causative marker preceding the base , as in kɔɔt haəy səək 'hit give die' meaning 'kill by hitting', which serializes the action to imply direct causation. This analytic approach relies heavily on fixed (SVO) and contextual particles for disambiguation, contrasting with the affixal precision of agglutinative systems; multiple causation can be layered by embedding further serial elements, though it remains more syntactically transparent than morphological piling. Such constructions highlight Khmer's typological preference for isolating traits, where lexical s serve multifunctional roles in valency increase.

Other Language Families

In , causatives are typically formed through morphological suffixes. In Finnish, the suffix -tta derives causative verbs from bases, increasing valency by introducing a causer as the subject and the original subject as the object; for example, the intransitive verb istua 'to sit' becomes istuttaa 'to seat someone'. Similarly, in Hungarian, the suffix -tat (with variants like -tet) creates causative verbs from intransitives or transitives, such as enni 'to eat' yielding etetni 'to feed'; this construction often requires dative marking on the causee to indicate the entity induced to act. Austronesian languages employ a variety of prefixes for causativization. In , the prefix whaka- attaches to verbs, adjectives, or statives to form causatives, as in ora 'to live' becoming whakaora 'to revive' or 'to give life to'; this prefix signals that the subject causes the base predicate to hold of the object. like Tagalog use the prefix pa- to derive causatives, which combines with voice affixes; for instance, bili 'to buy' forms pabili 'to have something bought' in actor voice with magpa-, emphasizing the causer's inducement of the action. In Malay, the prefix per- functions as a causative marker on adjectives or intransitive verbs, such as puas 'satisfied' yielding memperpuaskan 'to satisfy', where the derived assigns the causer as subject and the affectee as object. In , causatives often involve es that interact with other valency-increasing morphemes like applicatives. In , the -ish (or -iish with lengthening) derives causatives from intransitive or transitive stems, as in gukora 'to work' becoming gukorisha 'to make work'; when combined with the applicative -ir, it allows for complex structures where the causee receives an applied object, such as in scenarios implying indirect causation or benefit to a third party. Among language isolates and other families, diverse strategies mark causatives. In Basque, the -arazi attaches to verbal roots to form morphological causatives, increasing valency; for example, irakurri 'to read' becomes irakurarazi 'to make read', with the causer as ergative subject and the causee as absolutive object in direct causatives, though indirect variants suppress the causee. Guaraní uses the -aka for causatives on transitive bases, as in o-ñe'ẽ 'I say it' deriving o-ñe'ẽ-aka 'I make him say it'; this promotes the original object to subject in some contexts while introducing the causer. In , the -tia creates causatives from intransitives or transitives, such as itoa 'to say' yielding itoztia 'to make say', often combining with applicative -lia for extended valency. like express causatives periphrastically or through directional prefixes on motion verbs, where prefixes like ya- 'up, away' in yaa-naa 'to start crawling away (caused)' indicate induced motion relative to a deictic center. In (Eskimo-Aleut), applicative es such as -ute- can convey causative interpretations alongside benefactive or comitative meanings, as in the transitive promotion where the subject causes an action toward a promoted beneficiary or causee. like form morphological causatives via Form IV (ʔafʕala pattern), which involves a prefix ʔa- (historically related to Semitic *ma- forms in other branches) on triliteral roots; for example, kataba 'he wrote' becomes ʔaktaba 'he made write', assigning the causer as subject and causee as object.

Causative Voice and Valency Changes

In linguistics, the causative voice is a grammatical category that increases the valency of a verb by introducing a causer argument, typically transforming an intransitive verb into a transitive one or a transitive verb into a ditransitive one, thereby adding a new agentive role responsible for initiating the event. This contrasts sharply with the passive voice, which decreases valency by demoting or suppressing the agent and promoting the patient to subject position, as seen in cross-linguistic patterns where passives reduce the number of syntactic arguments while preserving semantic roles. For instance, in English, a base sentence like "John sleeps" (intransitive) becomes causative "Mary makes John sleep" (transitive with added causer), whereas the passive of a transitive like "John reads the book" yields "The book is read (by John)" (intransitive, agent optional). Causative constructions often interact with to form complex structures that further manipulate argument structure, such as periphrastic causatives in passive form, exemplified by English "The students were made to clean the classroom," where the causee ("students") is passivized as the subject and the causer is optional or omitted. This interaction, known as causative-passive correlation, occurs cross-linguistically and allows for expressions of indirect causation or adversity, as in the Japanese causative-passive form -saserareru, which combines causative and passive morphemes to express being made (often unwillingly) to do something. Such combinations highlight how causatives can embed under passives, effectively layering valency adjustments to encode nuanced semantic relations like permission or without altering the core event structure. Typologically, some languages feature a dedicated causative voice as a core morphological category, particularly in families like Salishan, where verb roots are inherently unaccusative (lacking external arguments) and transitivizers function as causative suffixes to increase valency by adding an agent. In St’át’imcets (Lillooet Salish), for example, an unaccusative root like ʔus 'get thrown out' derives the transitive causative ʔus-c 'throw out something/someone' via suffixation, systematically building transitive predicates from intransitive bases across the lexicon. This pattern positions Salishan languages at the "extreme causative" end of a typological continuum, where nearly all transitivity is derived causatively, differing from languages like English that rely more on periphrastic or lexical means. The theoretical status of the causative remains debated in linguistic theory, with scholars divided on whether it constitutes a true voice category—inflectional and syntactic, akin to active or passive—or a form of derivation that alters lexical items morphologically. In traditional typology, causatives are often classified as derivational due to their productivity in (e.g., affixation creating new verbs), as outlined in early approaches. However, generative frameworks increasingly treat causatives as a functional "Voice" head in syntax, introducing causation events via little-v projections, which accounts for their embedding under other voices like passive without lexical restrictions. This syntactic view, supported by cross-linguistic evidence from morphological causatives in languages like Turkish, challenges purely derivational accounts by emphasizing uniform argument introduction mechanisms.

Causal Cases and Adpositions

Causal cases and adpositions encode nominal arguments that denote the cause or reason underlying an event or state, distinct from verbal mechanisms for expressing causation. These devices are predominantly attested in languages with extensive nominal case inventories, such as those in the Uralic and Finno-Ugric families, where they mark semantic roles related to reasons or motivations. However, dedicated causal cases remain rare across languages, with causal meanings frequently expressed through adpositions or syncretized with other cases like the , which can denote means as a subtype of causation. In languages featuring a distinct causal case, it typically marks the entity or circumstance serving as the cause of the described situation. For instance, in the Australian language Yawuru, the causal case highlights the direct cause of an action or state, as described in grammatical analyses of its case system. Similarly, in Finnish, causal relations are often conveyed via postpositions like takia with the , which can indicate "because of" or "due to" a reason; an example is sadon takia ("because of the harvest"), where the noun derives from sato ("harvest") to express the motivating factor for an event. This usage aligns with broader patterns in case-rich languages, where spatial or separative cases like the ablative extend to abstract causal functions. The causal-final case represents a specialized subtype that merges causal and purposive meanings, encoding both the reason for an action and its intended . This is exemplified in Hungarian, where the -ért suffix functions as a causal-final marker, as in családjáért ("for his family" or "because of his family"), indicating motivation or cause. In such as Lithuanian and Latvian, analogous functions appear through the , which can express cause alongside means, though without a fully dedicated causal-final form; for example, Lithuanian instrumental nouns like vėju ("by the wind" or "because of the wind") illustrate this overlap in denoting causal agents. Adpositional constructions provide cross-linguistically common alternatives to inflectional cases for causal marking, especially in languages lacking rich nominal morphology. In English, the preposition "because of" introduces causal nouns in phrases like "because of the delay," filling a slot equivalent to a causal case. Such adpositions are versatile, often deriving from spatial or relational terms, and predominate in analytic languages where causation is not morphologically fused with other roles. The prevalence of instrumental conflation with causal meanings underscores the typological tendency to economize case distinctions, limiting dedicated causal forms to a minority of languages.

Repetitive and Iterative Causatives

Repetitive and iterative causatives encode causation that involves the repetition of the caused event or multiple instances of causation, often through the morphological doubling of causative markers or their interaction with aspectual elements. These constructions differ from standard causatives by incorporating a layer of plurality or frequency, allowing languages to express nuanced temporal and event structures in causal relations. In agglutinative languages like Turkish and Japanese, such forms are productively derived, highlighting how morphology can layer aspectual meanings onto causation. In Turkish, repetitive causatives are formed by iterating the causative -t(t)ir, as in double causatives like öl-dür-t (from öl- 'die', yielding 'have someone cause ', often implying repetition or intensification). This iteration creates a recursive where one event causes another, which in turn causes the base event, frequently conveying iterative semantics such as multiple killings or repeated inducements. The semantic nuance here distinguishes causation over discrete multiple instances—where the caused action occurs repeatedly—from a single prolonged causing event, with diagnostics like scope (e.g., 'again') confirming layered eventhood. Japanese employs a similar strategy with the causative morpheme -sase, which can be doubled in constructions like tabesa-seru (from tabu- 'eat', meaning 'make someone make someone eat'), often interpreted as iterative causation involving repeated or chained inducements. Double -sase forms exhibit haplology in some cases but maintain recursive event embedding, allowing for repetitive interpretations where causation propagates over multiple agents or occasions. Aspectual interactions further refine this, as causatives combine with frequentative markers to emphasize repeated performances of the base action, such as ongoing or habitual inducement, integrating frequency into the causal chain. The distinction between iterative (multiple discrete causations) and durative (single extended causation) nuances arises from how these markers interact with event plurality, where repetition signals distributive plurality across instances rather than intensive prolongation of one event. This aspectual layering ensures that repetitive causatives capture complex real-world scenarios of habitual or serial causation without relying on periphrastic means.

Theoretical Perspectives

Major Scholarly Contributions

Masayoshi Shibatani advanced the study of causative constructions by examining their and typological variations across languages, particularly highlighting how causatives interact with voice systems and argument structures in his editorial and analytical work on global linguistic patterns. In The Languages of the World (1990), Shibatani provides a comprehensive overview of causative forms in diverse language families, emphasizing their role in encoding direct and indirect causation through morphological and periphrastic means. Bernard Comrie made significant contributions to the morphological universals underlying causative constructions, proposing implicational hierarchies that govern their distribution in world . In Language Universals and Linguistic Typology: Syntax and Morphology (1989), Comrie argues that languages tend to mark causatives morphologically more readily for intransitive bases than for transitive ones, reflecting broader patterns in valency-increasing operations and case alignment universals. He further posits that if a language employs morphological causatives for transitive verbs, it almost always does so for intransitives, establishing a key typological generalization supported by cross-linguistic evidence. Jae Jung Song conducted an extensive cross-linguistic survey of causative mechanisms, focusing on their grammatical encoding of causal events and changes in state. In Causatives and Causation: A Universal-Typological Perspective (1996), Song analyzes how languages differentiate between lexical, morphological, and syntactic causatives, drawing on data from over 50 languages to illustrate universal tendencies in causee encoding and semantic nuances of causation. His work underscores the rarity of double causatives and the preference for analytic forms in encoding complex causal chains, providing a foundational typological framework for subsequent research. Leonard Talmy introduced dynamics as a cognitive framework for understanding causation in , shifting focus from traditional syntactic analyses to underlying conceptual patterns of interaction. In his 1988 paper " Dynamics in and ," Talmy delineates how languages lexicalize relations, such as hindrance, resistance, and letting, to express causal scenarios beyond simple agentivity. This approach reveals cross-linguistic patterns where force-dynamic oppositions map onto modal, aspectual, and modal expressions, influencing cognitive linguistic theories of event construal. More recent theoretical perspectives have integrated formal semantics and . For instance, causal dependence models explore the semantics of causative verbs (Nadathur 2021), while studies on state changes in English causatives apply constructionist frameworks to semantic nuances (e.g., 2024 analyses).

Typological and Comparative Analyses

Causative constructions exhibit significant typological variation along several key parameters, including morphological type, valency changes, and semantic restrictions. Morphologically, causatives can be synthetic, involving affixation or stem modification (e.g., the Japanese suffix -sase-), or analytic, relying on periphrastic constructions with auxiliaries or light verbs (e.g., French faire + ). This distinction correlates with the degree of fusion between the causative marker and the base verb, where synthetic forms are more compact and often limited to direct causation, while analytic forms allow greater flexibility for indirect or complex causal relations. Valency limits typically restrict morphological causatives to a single increase (from intransitive to transitive or transitive to ditransitive), as higher increases demand analytic strategies to accommodate additional arguments without overloading the morphology. Semantic restrictions further constrain application: direct causatives often apply preferentially to patientive or automatic events (e.g., 'freeze'), while indirect ones extend to agentive causees, with productivity decreasing as causee agency increases. Cross-linguistically, several universals and implicational govern the distribution of causative strategies. A core universal holds that if a permits causatives on transitive verbs (double causatives), it also allows them on intransitives (single causatives), reflecting a hierarchy of base valency. Similarly, causatives of agentive verbs imply those of patientive verbs, as agentivity adds semantic that is harder to morphologically. These hierarchies align with a spontaneity scale, where low-spontaneity (costly) events favor anticausative alternations over causatives, and synthetic markers are more common for lower-scale verbs. Such patterns suggest that causative morphology evolves toward greater productivity for less expected causal scenarios, with analytic forms filling gaps for high- cases. In , causative strategies often converge in contact situations, where languages borrow or adapt forms to align with dominant patterns. For instance, in constructed languages like , the causative suffix -ig- (e.g., mortigi 'to kill' from morti 'to die') draws from Indo-European morphological models, facilitating uniformity in a multilingual context despite the language's isolating tendencies. This convergence highlights how contact promotes hybrid systems, blending synthetic markers with analytic periphrases (e.g., fari + ) to express varied causal nuances. Despite advances, typological coverage of causatives remains uneven, with notable gaps in understudied families such as Papuan and Amazonian languages. Papuan languages exhibit extreme structural diversity in causative strategies, including both morphological derivations and serial verb constructions, though systematic typological surveys remain limited due to ongoing documentation challenges. In Amazonian languages, sociative causatives—where the causer participates jointly with the causee—are prevalent (e.g., in Tukanoan families), yet their integration with valency and semantics lacks comprehensive comparison across isolates and small families. These gaps underscore the need for expanded fieldwork to test universals against non-European data.

References

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