Continuing resolution
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In the United States, a continuing resolution (often abbreviated to CR) is a type of appropriations legislation, which allocates money to specific federal government departments, agencies, and programs. The money provides funding for operations, personnel, equipment, and activities.[1]
Regular appropriations bills are passed annually, with the funding they provide covering one fiscal year, which, for the federal government, runs from October 1 to September 30.[2] When Congress and the president fail to agree on and pass one or more of the regular appropriations bills, a continuing resolution can be passed instead. A continuing resolution continues the pre-existing appropriations at the same levels as the previous fiscal year (or with minor modifications) for a set amount of time.[1] Continuing resolutions typically provide funding at a rate or formula based on the previous year's funding.[3]
The funding extends until a specific date or regular appropriations bills are passed, whichever comes first. There can be some changes to some of the accounts in a continuing resolution. The continuing resolution takes the form of a joint resolution, and may provide bridging funding for existing federal programs at current, reduced, or expanded levels.[4]
Appropriations bills
[edit]An appropriations bill allocates money to specific federal government departments, agencies, and programs, to fund operations, personnel, equipment, and activities.[1] Traditionally, regular appropriations bills are passed annually, with the funding they provide covering one fiscal year.
There are three types of appropriations bills: regular appropriations bills, continuing resolutions, and supplemental appropriations bills.[1] Regular appropriations bills are the twelve standard bills that cover the funding for the federal government for one fiscal year and that are supposed to be enacted into law by October 1.[5]
If Congress has not enacted the regular appropriations bills by the time, it can pass a continuing resolution, which continues the pre-existing appropriations at the same levels as the previous fiscal year (or with minor modifications) for a set amount of time.[1] The third type of appropriations bills are supplemental appropriations bills, which add additional funding above and beyond what was originally appropriated at the beginning of the fiscal year. Supplemental appropriations bills can be used for things like disaster relief.[6]
United States budget and spending process
[edit]The United States government operates on a budget calendar that runs from October 1 to September 30. Each year, Congress must appropriate a specific amount of money to each department, agency, and program to provide funding for operations, personnel, equipment, and activities.[1] Traditionally, the United States House of Representatives and the United States Senate agree together on a budget resolution in the spring, that is then used to determine spending limits for twelve regular appropriations bills. The twelve appropriations bills then appropriate the funding for the federal government to use for the next budgetary year. The appropriations bills must be signed into the law by the President, although the budget resolution itself is not subject to his or her approval.
If Congress fails to appropriate the necessary funds for the federal government, the government shuts down as a result of the Antideficiency Act.[7] The law "forbids federal officials from entering into financial obligations for which they do not have funding," such as buying ink, paying for electricity, or paying employees.[7]
Congress can avoid a government shutdown by passing a continuing resolution instead.[1]
Advantages and disadvantages
[edit]Standoffs between the President and Congress or between political parties, elections, and more urgent legislative matters complicate the budget process, frequently making the continuing resolution a common occurrence in American government.[8] They allow the government to take its time making difficult fiscal decisions.
Federal agencies are disrupted during periods of reduced funding. With non-essential operations suspended, many agencies are forced to interrupt research projects, training programs, or other important functions. Its impact on day-to-day management can be severe, costing some employees the equivalent of several months' time.[citation needed]
History
[edit]Between fiscal year 1977 and fiscal year 2015, Congress only passed all twelve regular appropriations bills on time in four years - fiscal years 1977, 1989, 1995, and 1997.[3]
Between 1980 and 2013, there were eight government shutdowns in the United States.[9] Most of these shutdowns revolved around budget issues including fights over the debt ceiling and led to the furlough of certain 'non-essential' personnel. The majority of these fights lasted 1–2 days with a few exceptions lasting more than a week.
There was a government shutdown that occurred in 1995. This incident involved a standoff between Democratic President, Bill Clinton, and Congressional Republicans that led to the shutdown of the federal government.[10] Without enough votes to override President Clinton's veto, Newt Gingrich led the Republicans not to submit a revised budget, allowing the previously approved appropriations to expire on schedule. The resulting lack of appropriations led to the shutdown of non-essential functions of the federal government for 28 days due to lack of funds.
In 2013, Congress failed to agree on any regular appropriations bills prior to the start of fiscal year 2014. An attempt was made to pass the Continuing Appropriations Resolution, 2014 (H.J.Res 59) prior to October 1, but the House and Senate could not agree on its provisions, leading to the United States federal government shutdown of 2013.[11][12] The shutdown of October 2013 involved a dispute over the continuing resolution in a standoff between Democratic President Barack Obama and Congressional Republicans led by House Speaker John Boehner. The forefront issue was House Republicans' attempt to tie a continuing resolution to a defunding or delay of the Patient Protection and Affordable Care Act while Senate Democrats insisted on a "clean" spending bill not tied to any other changes.[13]
The lack of agreement[14] led to a prolonged shutdown and furlough of more than 800,000 federal workers. The federal government resumed operations on October 17, 2013 after the passage of a continuing resolution, the Continuing Appropriations Act, 2014, that provided funding until January 15, 2014.[15] On January 15, 2014, Congress passed another continuing resolution, H.J.Res. 106 Making further continuing appropriations for fiscal year 2014, to provide funding until January 18, 2014.[16] Congress finally passed the Consolidated Appropriations Act, 2014, an omnibus appropriations bill, on January 17, 2014 to provide funding for the remaining fiscal year 2014.[17]
List of continuing resolutions for the U.S. federal budget
[edit]2001 U.S. federal budget
[edit]- Continuing Appropriations Resolution, 2001 (1st): Pub. L. 106–275 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (2nd): Pub. L. 106–282 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (3rd): Pub. L. 106–306 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (4th): Pub. L. 106–344 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (5th): Pub. L. 106–358 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (6th): Pub. L. 106–359 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (7th): Pub. L. 106–381 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (8th): Pub. L. 106–388 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (9th): Pub. L. 106–389 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (10th): Pub. L. 106–401 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (11th): Pub. L. 106–403 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (12th): Pub. L. 106–416 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (13th): Pub. L. 106–426 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (14th): Pub. L. 106–427 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (15th): Pub. L. 106–428 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (16th): Pub. L. 106–520 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (17th): Pub. L. 106–537 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (18th): Pub. L. 106–539 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (19th): Pub. L. 106–540 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (20th): Pub. L. 106–542 (text) (PDF)
- Continuing Appropriations Resolution, 2001 (21st): Pub. L. 106–543 (text) (PDF)
2002 U.S. federal budget
[edit]- Continuing Appropriations Resolution, 2002 (8th): Pub. L. 107–97 (text) (PDF)
2003 U.S. federal budget
[edit]- Continuing Appropriations Resolution, 2003 (1st): Pub. L. 107–229 (text) (PDF)
- Continuing Appropriations Resolution, 2003 (2nd): Pub. L. 107–235 (text) (PDF)
- Continuing Appropriations Resolution, 2003 (3rd): Pub. L. 107–240 (text) (PDF)
- Continuing Appropriations Resolution, 2003 (4th): Pub. L. 107–244 (text) (PDF)
- Continuing Appropriations Resolution, 2003 (5th): Pub. L. 107–294 (text) (PDF)
- Continuing Appropriations Resolution, 2003 (6th): Pub. L. 108–2 (text) (PDF)
- Continuing Appropriations Resolution, 2003 (7th): Pub. L. 108–4 (text) (PDF)
- Continuing Appropriations Resolution, 2003 (8th): Pub. L. 108–5 (text) (PDF)
2007 U.S. federal budget
[edit]- Continuing Appropriations Resolution, 2007 (1st): Division B of Pub. L. 109–289 (text) (PDF)
- Continuing Appropriations Resolution, 2007 (2nd): Pub. L. 109–369 (text) (PDF)
- Continuing Appropriations Resolution, 2007 (3rd): Pub. L. 109–383 (text) (PDF)
- Revised Continuing Appropriations Resolution, 2007: Pub. L. 110–5 (text) (PDF)
2008 U.S. federal budget
[edit]- Continuing Appropriations Resolution, 2008 (1st): Pub. L. 110–92 (text) (PDF)
- Continuing Appropriations Resolution, 2008 (2nd): Division B of Pub. L. 110–116 (text) (PDF)
- Continuing Appropriations Resolution, 2008 (3rd): Pub. L. 110–137 (text) (PDF)
- Continuing Appropriations Resolution, 2008 (4th): Pub. L. 110–149 (text) (PDF)
2009 U.S. federal budget
[edit]- Continuing Appropriations Resolution, 2009 (1st): Division A of Pub. L. 110–329 (text) (PDF)
- Continuing Appropriations Resolution, 2009 (2nd): Pub. L. 111–6 (text) (PDF)
2010 U.S. federal budget
[edit]- Continuing Appropriations Resolution, 2010 (1st): Division B of Pub. L. 111–68 (text) (PDF)
- Continuing Appropriations Resolution, 2010 (2nd): Division B of Pub. L. 111–88 (text) (PDF)
2011 U.S. federal budget
[edit]Beginning in September 2010, Congress passed a series of continuing resolutions to fund the government.[18]
- 1st Continuing Resolution, funding from October 1, 2010 through December 3, 2010, passed on September 29, 2010. (Pub.L. 111-242)
- 2nd Continuing Resolution, funding through December 18, 2010, passed on December 2, 2010. (Pub. L. 111–290 (text) (PDF))[19]
- 3rd Continuing Resolution, funding through December 21, 2010, passed on December 17, 2010. (Pub. L. 111–317 (text) (PDF))
- 4th Continuing Resolution, funding through March 4, 2011, passed on December 21, 2010. (Pub. L. 111–322 (text) (PDF))[20]
- 5th Continuing Resolution ("Further Continuing Appropriations Amendments, 2011"), funding through March 18, 2011, passed on March 2, 2011. (Pub.L. 112-4) This resolution cut $4 billion from 2010 spending levels.[21]
- 6th Continuing Resolution ("Additional Continuing Appropriations Amendments, 2011"), funding through April 8, 2011, passed on March 16, 2011. (Pub.L. 112-6) This resolution cut an additional $6 billion from 2010 spending levels.[22]
- 7th Continuing Resolution ("Further Additional Continuing Appropriations Amendments, 2011"), funding through April 15, 2011, passed on April 9, 2011. (Pub.L. 112-8) This continuing resolution followed a deal on the full annual budget which was made with just hours remaining before a government shutdown.[23] It itself contains an additional $2 billion in cuts.[24] Democrats had previously rejected a Republican-backed resolution passed by the House before the deal, which would have funded the government for another week and cut an additional $12 billion from 2010 levels.[25]
2013 U.S. federal budget
[edit]The government began fiscal year 2013 operating under the Continuing Appropriations Resolution, 2013 (Pub. L. 112–175 (text) (PDF)), which provided funding through March 27, 2013. It was signed by President Obama on September 28, 2012.[26] Spending through the end of fiscal year 2013 was authorized by the Consolidated and Further Continuing Appropriations Act, 2013, signed into law by President Obama on March 26, 2013.[27]
2014 U.S. federal budget
[edit]- Continuing Appropriations Resolution, 2014 (H.J.Res 59) (H.J.Res. 59) - a proposed continuing resolution that failed final passage, leading to the United States federal government shutdown of 2013
- October 2013 mini-continuing resolutions - continuing resolutions proposed during the 2013 federal government shutdown that would have funded small portions of the government
- Continuing Appropriations Act, 2014 (Pub. L. 113–46 (text) (PDF);H.R. 2775) - continuing resolution that ended the federal government shutdown and appropriated funds through January 15, 2014[28]
- Making further continuing appropriations for fiscal year 2014 - appropriated funds through January 18, 2014.[16]
- Consolidated Appropriations Act, 2014 (H.R. 3547; 113th Congress) - proposed, as of January 16, 2014
2015 U.S. federal budget
[edit]- Continuing Appropriations Resolution, 2015 - a continuing resolution that would fund the federal government of the United States through December 11, 2014 at an annualized rate of $1 trillion.[29] On September 17, 2014, the House voted in Roll Call Vote 509 to pass the bill 319-108.[29] On September 18, 2014, the United States Senate voted in Roll Call Vote 270 to pass the bill 78-22.[30]
2016 U.S. federal budget
[edit]- Continuing Appropriations Resolution, 2016 - a continuing resolution that would fund the federal government of the United States through December 11, 2015 at an annualized rate of $1.02 trillion.[31][32]
2017 U.S. federal budget
[edit]- Continuing Appropriations Resolution, 2017 (Pub. L. 114–223 (text) (PDF)) - a continuing resolution that would fund the federal government of the United States through December 9, 2016 at 0.496% below the operating rate of the FY 2016 enacted appropriation. On September 28, 2016, the Senate voted 72-26 to pass the bill and later that day, the House voted 342-85 to pass the bill.[33][34] The President signed the bill on September 29, 2016.[35] The bill also included full-year funding for Military Construction and Veterans Affairs and emergency funding for Zika virus response and preparedness.[36]
2018 U.S. federal budget
[edit]- Division D of Continuing Appropriations Act, 2018 and Supplemental Appropriations for Disaster Relief Requirements Act, 2017 (Pub. L. 115–56 (text) (PDF)), extending temporary funding until December 8, 2017.
- Further Continuing Appropriations Act, 2018 (Pub. L. 115–90 (text) (PDF)), extending temporary funding through December 22, 2017
- Further Additional Continuing Appropriations Act, 2018 (Pub. L. 115–96 (text) (PDF)), extending temporary funding through January 19, 2018.
- Further Extension of Continuing Appropriations Act, 2018 (enacted as Subdivision 3 of Division B of Honoring Hometown Heroes Act, H.R. 1892), extending temporary funding through March 23, 2018.
2024 U.S. federal budget
[edit]- Making continuing appropriations for fiscal year 2024, and for other purposes H.R. 5860, extending temporary funding through November 17, 2023.
- Further Continuing Appropriations and Other Extensions Act, 2024 H.R. 6363, extending temporary funding of certain government programs until January 19, 2024, and most of the rest until February 2, 2024.
- Making further continuing appropriations for the fiscal year ending September 30, 2024, and for other purposes H.R. 2872, extending temporary funding through March 8, 2024.
- Extension of Continuing Appropriations and Other Matters Act, 2024 H.R. 7463, extending temporary funding through March 22, 2024.
2025 U.S. federal budget
[edit]- Continuing Appropriations and Extensions Act, 2025 H.R. 9747, extending temporary funding through December 20, 2024.
- American Relief Act, 2025 H.R. 10545, extending temporary funding through March 14, 2025.
- Full-Year Continuing Appropriations and Extensions Act, 2025 H.R. 1968, extending funding through the rest of the 2025 fiscal year.
2026 U.S. federal budget
[edit]- Continuing Appropriations, Agriculture, Legislative Branch, Military Construction and Veterans Affairs, and Extensions Act, 2026 H.R. 5371, extending temporary funding through January 30, 2026.
See also
[edit]References
[edit]- ^ a b c d e f g Tollestrup, Jessica (February 23, 2012). "The Congressional Appropriations Process: An Introduction" (PDF). Congressional Research Service. Retrieved January 23, 2014.
- ^ Heniff Jr., Bill (November 26, 2012). "Basic Federal Budgeting Terminology" (PDF). Congressional Research Service. Retrieved January 9, 2014.
- ^ a b Tollestrup, Jessica (February 23, 2012). "The Congressional Appropriations Process: An Introduction" (PDF). Congressional Research Service. p. 12. Retrieved January 24, 2014.
- ^ "U.S. Senate: Reference > Home > Glossary > continuing resolution/continuing appropriations". Retrieved October 17, 2013.
- ^ Tollestrup, Jessica (February 23, 2012). "The Congressional Appropriations Process: An Introduction" (PDF). Congressional Research Service. pp. 10–11. Retrieved January 24, 2014.
- ^ Tollestrup, Jessica (February 23, 2012). "The Congressional Appropriations Process: An Introduction" (PDF). Congressional Research Service. p. 13. Retrieved January 24, 2014.
- ^ a b Cohen, Andrew (September 28, 2013). "The Odd Story of the Law That Dictates How Government Shutdowns Work". The Atlantic. Retrieved March 20, 2014.
- ^ "CONTINUING RESOLUTIONS Uncertainty Limited Management Options and Increased Workload in Selected Agencies" (PDF). Government Accountability Office. Retrieved April 22, 2013.
- ^ "Start Getting Ready for the Next Government Shutdown". Bloomberg. October 10, 2013. Archived from the original on October 10, 2013. Retrieved October 10, 2013.
- ^ "Government shutdown looms". CNN. November 11, 1995. Retrieved December 5, 2006.
- ^ "H.J.Res 59 - Summary". United States Congress. Retrieved September 20, 2013.
- ^ Bolton, Alexander (September 30, 2013). "Senate rejects House funding bill with government shutdown in clear sight". The Hill. Retrieved October 1, 2013.
- ^ "Government shutdown: Americans hurt as DC 'squabbles like kids'". CNN. October 1, 2013. Retrieved October 10, 2013.
- ^ "Government shutdown: Americans hurt as DC 'squabbles like kids'". CNN. October 1, 2013. Retrieved October 10, 2013.
- ^ Nakamura, David; Kane, Paul; Montgomery, Lori (October 16, 2013). "Congress sends Obama bill to end shutdown". The Washington Post. Retrieved October 17, 2013.
- ^ a b Kasperowicz, Pete (January 10, 2014). "Next Week: Time to pass a spending bill (or two)". The Hill. Retrieved January 15, 2014.
- ^ "H.R. 3547 - All Actions". United States Congress. Retrieved December 6, 2013.
- ^ "Status of Appropriations Legislation for Fiscal Year 2011". THOMAS. Library of Congress. April 5, 2011. Archived from the original on April 7, 2011. Retrieved April 5, 2011.
- ^ "www.usgs.gov/budget/whats_new.asp". Archived from the original on November 7, 2010. Retrieved March 12, 2011.
- ^ "Committee on Appropriations". Appropriations.house.gov. Archived from the original on January 13, 2011. Retrieved April 9, 2011.
- ^ Murray, Shailagh; Sonmez, Felicia; Montgomery, Lori (March 2, 2011). "Obama signs short-term spending bill, averting federal shutdown". Washington Post. Retrieved March 2, 2011.
- ^ Steinhauer, Jennifer (March 18, 2011). "House Votes to End Money for NPR, and Senate Passes Spending Bill". The New York Times. p. A20. Retrieved April 8, 2011.
- ^ Shear, Michael D. (April 9, 2011). "Deal at Last Minute Averts Shutdown; Nearly $40 Billion in Cuts Are Outlined". The New York Times. Retrieved April 9, 2011.
- ^ Silverleib, Alan; Cohen, Tom (April 8, 2011). "Democrats, Republicans agree on a budget deal". CNN.com. Retrieved April 9, 2011.
- ^ Hulse, Carl (April 8, 2011). "No Accord in Budget Talks as Policy Fights Hamper Deal". The New York Times. p. A1. Retrieved April 8, 2011.
- ^ "Status of Appropriations Legislation for Fiscal Year 2013". Library of Congress. Archived from the original on October 16, 2012. Retrieved October 1, 2012.
- ^ "H.R.933 - Consolidated and Further Continuing Appropriations Act, 2013". Library of Congress. March 26, 2013. Retrieved March 30, 2013.
- ^ Montgomery, Lori; Helderman, Rosalind S. (October 16, 2013). "Obama signs bill to raise debt limit, reopen government". The Washington Post. Retrieved October 17, 2013.
- ^ a b Shabad, Rebecca (September 17, 2014). "House approves $1T spending bill". The Hill. Retrieved September 22, 2014.
- ^ "H.J.Res.124 - All Actions". United States Congress. September 19, 2014. Retrieved September 22, 2014.
- ^ "BUDGET BULLETIN: 2016 Continuing Resolution - Press Releases - Media - U.S. Senate Budget Committee". US Senate. Archived from the original on March 4, 2016. Retrieved July 6, 2017.
{{cite web}}: CS1 maint: bot: original URL status unknown (link) - ^ Martin Matishak (September 29, 2015). "Once Again, Congress Will Kick the Budget Can Down the Road". Yahoo News. Retrieved October 1, 2015.
- ^ "U.S. Senate roll call vote". Retrieved September 30, 2016.
- ^ "Final Vote Results for Roll Call 573". Retrieved September 30, 2016.
- ^ "Signed Legislation". whitehouse.gov. Retrieved September 30, 2016 – via National Archives.
- ^ "H.R. 5235 Continuing Appropriations and Military Construction, Veterans Affairs, and Related Agencies Appropriations Act, 2017, and Zika Response and Preparedness Act" (PDF).
External links
[edit]- "Appropriations and Budget". Congress.gov. Retrieved February 8, 2018.
- Wezerek, Gus (February 7, 2018). "20 Years Of Congress's Budget Procrastination, In One Chart". FiveThirtyEight. Archived from the original on February 7, 2018. Retrieved February 8, 2018.
Continuing resolution
View on GrokipediaFundamentals of Continuing Resolutions
Definition and Core Mechanism
A continuing resolution (CR) is a form of appropriations legislation enacted by the United States Congress to provide temporary funding for federal agencies and programs in the absence of completed regular annual appropriations bills by the start of the fiscal year on October 1.[8] Typically structured as a joint resolution, a CR extends funding for discretionary spending categories at levels derived from the prior fiscal year's appropriations acts, often specified as a "rate for operations" to pro-rate obligations over the interim period.[8] CRs apply exclusively to discretionary spending, which constitutes the portion of the federal budget requiring annual congressional appropriations, such as funding for defense, education, and transportation programs; they do not affect mandatory spending programs authorized by permanent statutes, including Social Security, Medicare, and interest on the national debt, which continue automatically without annual renewal.[8] The mechanism ensures operational continuity by referencing prior-year funding formulas, thereby avoiding the need for detailed line-item negotiations during the extension.[8] The duration of a CR is explicitly defined within the resolution, ranging from a single day to several months, with the intent to bridge the gap until full-year appropriations can be enacted, thereby exerting pressure on lawmakers to finalize regular bills.[8] While CRs generally prohibit the initiation of new projects or activities not funded in the previous year—"no appropriation or funds made available ... shall be used to initiate or resume any project or activity for which appropriations ... were not available during [the prior] fiscal year"—they may incorporate limited "anomaly" provisions to authorize adjustments for specific, urgent requirements that cannot await comprehensive appropriations.[8] These anomalies allow targeted deviations in amount, purpose, or duration but are employed sparingly to preserve congressional prerogatives over final funding decisions.[8]Legal and Constitutional Basis
The legal foundation for continuing resolutions rests on the Appropriations Clause in Article I, Section 9, Clause 7 of the U.S. Constitution, which provides that "No Money shall be drawn from the Treasury, but in Consequence of Appropriations made by Law."[9] This provision grants Congress exclusive authority over federal spending, mandating that all expenditures require specific legislative appropriations rather than indefinite or executive discretion.[10] Continuing resolutions serve as a congressional exercise of this power, enacting temporary appropriations to fulfill the constitutional requirement for lawful funding.[11] The Antideficiency Act enforces these constitutional limits by prohibiting federal officers from making obligations or expenditures exceeding available appropriations or prior to appropriation enactment, as detailed in 31 U.S.C. §§ 1341–1342 and 1511–1519.[12] [13] This statute, originally enacted in 1884 and amended over time, criminalizes violations and underscores the necessity of continuing resolutions to prevent lapses that would otherwise trigger agency shutdowns or illegal spending.[14] Without such interim appropriations, agencies lack authority to obligate funds, directly tying CRs to compliance with both constitutional and statutory prohibitions on unappropriated expenditures.[2] Continuing resolutions lack automatic statutory trigger; they demand explicit passage as joint resolutions, a practice emerging in the 19th century but shaped by the Congressional Budget and Impoundment Control Act of 1974, which formalized budget timelines without providing default funding mechanisms.[15] The Supreme Court's decision in Train v. City of New York (420 U.S. 35, 1975) affirmed Congress's dominant role in appropriations, rejecting broad executive impoundment and reinforcing that funding decisions, including interim CRs, remain a deliberate legislative prerogative to maintain control over the purse strings.[16] This precedent positions CRs as a targeted tool for averting constitutional crises while preserving congressional oversight, distinct from permanent appropriations.[17]Integration with Federal Budgeting
The Appropriations Cycle and Timing
The United States federal fiscal year commences on October 1 and concludes on September 30 of the following calendar year.[18] Congress must enact 12 regular appropriations bills to provide funding for discretionary spending programs across various government agencies and departments, with enactment targeted for completion by October 1 to align with the start of the new fiscal year.[19] These bills cover distinct categories, including defense, non-defense discretionary items such as education, transportation, and foreign aid, collectively authorizing approximately one-third of total federal outlays.[20] The appropriations process initiates with the president's submission of a detailed budget request to Congress no later than the first Monday in February, outlining proposed spending levels, revenues, and policy priorities for the upcoming fiscal year.[21] Following this, the Congressional Budget Office delivers its economic and budget outlook report by February 15, informing congressional deliberations.[20] House and Senate Budget Committees then develop a concurrent budget resolution, typically by April 15, which establishes topline spending caps for defense and non-defense categories but does not carry the force of law.[20] Appropriations subcommittees in both chambers begin hearings and markups in spring, advancing through full committee consideration by early summer, with the House aiming to complete action on all bills by June 30.[20] Negotiations over the budget resolution's spending levels often extend into summer, as lawmakers reconcile differences between presidential proposals, prior-year baselines, and partisan priorities, frequently resulting in delays beyond statutory timelines.[22] Full House and Senate passage of individual appropriations bills, followed by conference reconciliation, typically occurs in late summer or early fall, though bicameral agreement proves challenging amid disputes over funding priorities and debt limits.[23] Failure to enact all bills by September 30 creates a funding lapse, as prior-year appropriations expire at midnight on that date.[24] Continuing resolutions serve as temporary measures to extend funding at prior-year levels or specified rates from the end of the previous fiscal year until the regular appropriations bills are signed into law, averting an immediate lapse while negotiations conclude.[21] This bridging mechanism allows operations to persist at controlled spending until full-year bills are finalized, often spanning weeks or months depending on congressional dynamics.[23]Conditions Necessitating CRs
The enactment of a continuing resolution (CR) is primarily triggered by Congress's failure to complete and pass all 12 regular appropriations bills—or consolidate them into an omnibus package—prior to October 1, the start of the federal fiscal year, leaving federal agencies without new budget authority for operations.[3][25] This procedural lapse occurs when bicameral negotiations between the House and Senate stall, often exacerbated by partisan divisions over funding priorities or when divided government hinders consensus.[5] Presidential veto threats can further complicate passage, as the executive branch's approval is required for appropriations to become law, prompting lawmakers to opt for temporary extensions rather than risk confrontation.[26] Secondary factors intensifying these delays include holdouts during conference committees or floor debates over earmarks—congressionally directed spending for specific projects—and policy riders, which attach non-appropriations provisions like regulatory changes or program restrictions to funding bills.[5] Disputes also arise when proposed spending levels deviate significantly from the previous fiscal year's baseline, with one chamber or party advocating cuts to curb deficits while the other seeks increases for discretionary programs, leading to impasse.[26] In some instances, linkages to extraneous issues, such as debt ceiling adjustments, compound the deadlock by tying appropriations progress to broader fiscal negotiations.[7] Empirically, CRs have been necessary in 46 of the 49 fiscal years since the fiscal year shift to October 1 in FY1977, reflecting the routine challenge of timely appropriations enactment.[8] In years of extended delays, Congress often passes multiple short-term CRs—averaging around five annually across periods of frequent use—to bridge gaps until final bills are approved, underscoring the mechanism's role as a recurring response to legislative bottlenecks.[27]Operational Advantages
Averting Immediate Shutdowns
Continuing resolutions avert government shutdowns by bridging funding gaps that would otherwise violate the Antideficiency Act, which bars federal agencies from incurring obligations or expenditures exceeding available appropriations or before they are enacted.[14] Without a CR, agencies must furlough non-essential personnel and halt discretionary spending, as seen in prior lapses where operations ceased to comply with constitutional spending controls.[2] By extending prior-year funding levels temporarily, CRs maintain legal authority for expenditures, preventing immediate operational halts across executive departments.[28] This preserves payroll and activities for roughly 2.1 million federal civilian employees, including those in the Department of Defense responsible for military readiness and procurement continuity.[29] For instance, CRs ensure DoD can sustain base operations, contractor payments, and training without lapse, avoiding risks to national defense postures during transitional periods.[25] In fiscal year 2013, a primary CR funded government operations for 178 days amid sequestration disputes, staving off an earlier shutdown until October negotiations faltered.[2] Empirically, CRs mitigate shutdown-induced economic drags, which the Congressional Budget Office has quantified at $11 billion in lost GDP from the 35-day 2018-2019 closure, equivalent to roughly $300 million daily in foregone output from furloughs and private-sector ripple effects. Shorter lapses amplify per-week costs in contracted services and delayed revenues, underscoring CRs' role in short-term stabilization despite deferred resolutions.[30]Maintaining Continuity for Essential Services
Continuing resolutions sustain core federal functions by providing temporary appropriations at the rates established in the prior fiscal year's enacted levels, thereby funding ongoing salaries, contracts, grants, and operational expenses without interruption. This mechanism ensures that essential services, including defense operations and veteran support programs, persist during congressional delays in passing full-year appropriations bills. For example, the Department of Defense maintains military readiness through continued procurement and maintenance activities, while the Department of Veterans Affairs delivers healthcare and benefits to millions of beneficiaries at prior funding thresholds.[5][3][31] Border security operations under the Department of Homeland Security similarly remain operational, with funding for personnel, facilities, and enforcement activities held steady to avoid short-term vulnerabilities. Law enforcement agencies, such as the Federal Bureau of Investigation, continue investigative and protective duties, preserving public safety without procedural halts. These provisions collectively cover roughly $1.6 trillion in annual discretionary spending, encompassing nondefense programs that support veterans' services, federal law enforcement, and other indispensable government roles.[32][2] CRs incorporate limited adaptability through anomalies—targeted legislative adjustments that permit deviations from baseline funding for pressing requirements, such as supplemental disaster response. The executive branch routinely requests these to address immediate crises; for instance, anomalies have facilitated enhanced allocations for emergency aid, including post-hurricane recovery efforts where standard CR levels proved insufficient for rapid deployment. This approach maintains service delivery while enabling modest reallocations, as seen in provisions boosting veterans' healthcare funding by $6 billion in a recent CR to avert shortfalls.[33][34][35]Drawbacks and Systemic Issues
Uncertainty and Planning Disruptions
Continuing resolutions (CRs) restrict federal agencies' ability to initiate new programs, reprogram funds, or adjust spending levels beyond those established in the prior fiscal year's appropriations, thereby introducing significant uncertainty into operational planning.[36] This lack of flexibility often freezes hiring, training, and contract awards, as agencies must adhere strictly to historical funding patterns without anticipating future needs or efficiencies.[37] Government Accountability Office (GAO) analyses indicate that such constraints complicate agency management, leading to administrative burdens and deferred activities across multiple sectors.[38] In the Department of Defense (DoD), CRs particularly disrupt procurement and acquisition processes by prohibiting new starts and limiting multiyear contracts, resulting in delays for weapon systems, maintenance, and supplier engagements.[39] A DoD Inspector General audit found that these restrictions prevent effective management of acquisition programs, compounding delays in modernization and readiness efforts.[39] Heritage Foundation assessments highlight how repeated CRs erode the defense industrial base by stalling investments and forcing reactive rather than strategic planning.[40] Research and development agencies face similar challenges, with CRs deferring grant awards and new initiatives at bodies like the National Institutes of Health (NIH) and National Science Foundation (NSF).[41] The American Association for the Advancement of Science (AAAS) reports that prolonged CRs hinder strategic planning, delaying research grants and imposing hiring freezes that slow innovation pipelines.[41] Agencies across the board, including the Departments of Agriculture, Education, and Health and Human Services, have reported slowed hiring and increased administrative workloads during CR periods, contributing to overall operational inefficiencies.[42]Inhibition of Fiscal Oversight and Reforms
Continuing resolutions (CRs) extend federal discretionary spending at prior-year levels or pro rata allocations, circumventing the detailed line-by-line scrutiny inherent in the regular appropriations process. This process, involving subcommittee markups, committee votes, and floor amendments, enables members of Congress to propose and debate specific cuts, program terminations, or efficiency reforms that might identify and eliminate waste or outdated expenditures. In contrast, CRs are typically drafted hastily to prevent government shutdowns, with provisions limiting new initiatives or significant adjustments, thereby reducing opportunities for fiscal oversight and perpetuating inefficient allocations without rigorous evaluation.[2][3] Full-year CRs exemplify this inhibition, as they codify previous spending baselines across all accounts without completing the 12 individual appropriations bills, locking in levels that resist proposed reductions. For instance, the Consolidated and Further Continuing Appropriations Act, 2013, enacted as a full-year measure on March 26, 2013, provided approximately $1.043 trillion in discretionary budget authority, adhering to Budget Control Act caps but forgoing granular reviews that could have implemented Republican-proposed cuts to non-defense spending amid sequestration debates. Such mechanisms have historically prevented broader reforms, including sustained earmark moratoria or targeted waste eliminations, as the compressed timeline discourages amendments and favors status quo continuation over accountability measures.[43][44] By deferring contentious fiscal decisions, CRs foster a pattern of expenditure autopilot, contributing to cumulative debt accumulation as opportunities to constrain discretionary outlays—nominally growing from about $650 billion in FY2000 to over $1.7 trillion in recent years—are routinely bypassed. This avoidance of hard choices on reallocating resources or curbing bleed from mandatory programs intertwined with discretionary funding has paralleled the rise of federal debt to exceed $35 trillion by 2025, underscoring how CR reliance undermines long-term fiscal discipline without necessitating offsets or structural reforms.[27]Historical Origins and Development
Early Precedents Before 1977
The practice of temporary funding measures in U.S. federal budgeting originated in the 19th century through "deficiency appropriations," which addressed overruns when executive departments exhausted annual allocations before the fiscal year concluded on June 30. Congress frequently responded by enacting supplemental deficiency acts to cover shortfalls, a pattern that began as early as 1840, with such measures approved nearly annually thereafter except in rare instances like 1846 and 1854. These acts provided additional funds post-expenditure rather than preventive interim authority, reflecting congressional efforts to maintain operations amid imprecise forecasting and expanding government responsibilities, but they often encouraged fiscal indiscipline by retroactively validating overspending.[45][46] By the early 20th century, delays in enacting regular appropriations bills past the July 1 fiscal year start prompted the use of ad hoc joint resolutions for temporary continuing appropriations, typically extending prior-year funding levels for affected agencies until full bills passed. Prior to the 1970s, these resolutions were generally short-term, covering gaps of days or weeks rather than months, as Congress prioritized completing the 13 annual bills despite chronic lateness—85% of appropriations acts from fiscal years 1962 to 1981 were enacted after the fiscal year began. Full-year reliance on such measures remained exceptional before 1977, employed only occasionally amid partisan disputes or procedural bottlenecks, underscoring their role as emergency bridges rather than routine practice.[47][6] The Congressional Budget and Impoundment Control Act of 1974, enacted on July 12, 1974, aimed to curb these patchwork solutions by establishing a formalized budget process with concurrent resolutions and new oversight committees, intending to synchronize appropriations with overall fiscal planning and reduce ad hoc extensions. However, the act's provision shifting the fiscal year to begin October 1 starting in FY1977 inadvertently amplified timing pressures, as the compressed post-election window for negotiations heightened the risk of delays, setting the stage for more frequent temporary funding despite reformist goals.[48][49]Institutionalization After Fiscal Year Shift
The Congressional Budget and Impoundment Control Act of 1974 shifted the federal fiscal year start from July 1 to October 1, effective for FY1977, compressing the appropriations timeline from 13 months to 10 months and contributing to delays in passing the 13 regular appropriations bills. This structural change prompted the enactment of the first modern continuing resolutions (CRs) in FY1977 to fund unauthorized programs and bridge gaps, as regular appropriations were not completed on time despite the inaugural October deadline.[50] By the 1980s, CRs had evolved into an annual fixture, with Congress enacting full-year CRs covering at least one regular appropriations bill for each of FY1978 through FY1988, amid escalating deficits under President Reagan that intensified partisan disputes over spending levels.[50] The practice normalized as lawmakers increasingly relied on CRs to extend prior-year funding rather than negotiate comprehensive bills within the shortened window, reflecting institutional adaptation to persistent timing pressures rather than isolated emergencies.[8] CR usage peaked in the 1990s following high-profile government shutdowns, such as the 1995-1996 closures lasting 5 and 21 days respectively, which stemmed from budget impasses between President Clinton and the Republican Congress and prompted greater dependence on CRs to avert future lapses.[28] These events underscored CRs' role in institutional risk aversion, with lawmakers favoring temporary extensions over shutdowns even as fiscal discipline efforts, like the balanced budget agreements, occasionally enabled on-time appropriations.[51] Post-2008 financial crisis, CRs proliferated into chained sequences, averaging about five per fiscal year from FY1998 to FY2025, as economic recovery demands and polarized negotiations extended reliance on stopgap measures across multiple bills.[5] In total, 207 CRs were enacted from FY1977 to FY2025, with no CRs required in only three fiscal years—FY1989, FY1995, and FY1997—coinciding with periods of relative budgetary consensus and on-time passage of all appropriations under deficit-reduction frameworks.[6] This scarcity highlights how institutional inertia post-FY shift entrenched CRs, except amid enforced fiscal restraint.[27]Patterns of Usage
Frequency and Duration Trends
Since fiscal year 1977, when the U.S. fiscal year began aligning with the October 1 start date, Congress has enacted 207 continuing resolutions through fiscal year 2025, with annual totals varying from zero to a high of 21 in fiscal year 2001.[2] This equates to an average of approximately 4.6 continuing resolutions per fiscal year over the full period.[52] From fiscal years 1998 to 2025, the average rose to five per year, reflecting increased reliance on these measures amid persistent delays in regular appropriations.[5] Individual continuing resolutions typically provide funding for durations ranging from one day to 216 days, with historical averages around 29 days per resolution based on enactments from the late 1990s to early 2010s.[50][5] However, sequential chains of short-term resolutions often extend effective coverage, as seen in fiscal year 2011, which required eight such measures before a full-year continuing resolution was passed on April 15, 2011.[53] Across recent decades, these resolutions have collectively funded federal operations for an average of nearly 118 days—or about four months—per fiscal year in which they were used, prior to final appropriations bills.[2] Usage patterns show early sporadic application from 1977 through the 1990s, with fewer resolutions annually as Congress adjusted to the synchronized fiscal calendar, followed by heightened frequency post-2000.[2] Spikes occurred notably after the 2013 Budget Control Act sequester, contributing to years with multiple short extensions, such as fiscal years 2023 and 2024, where several one- to two-week resolutions were chained to avert lapses.[5] Enactment rates correlate with periods of divided government, including transitions under Presidents Obama, Trump, and Biden, during which congressional control split from the executive branch, leading to elevated numbers compared to unified government years.[54]| Period | Average CRs per Fiscal Year | Notes on Duration/Coverage |
|---|---|---|
| FY1977–1997 | ~3–4 | More isolated use; total coverage shorter on average |
| FY1998–2025 | 5 | Increased chaining; average ~118 days funded via CRs when enacted[2][5] |
