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Evolved High Speed Packet Access
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Evolved High Speed Packet Access, better known as HSPA+, HSPA (Plus) or HSPAP, is a technical standard for wireless broadband telecommunication. It is an evolution of the earlier HSPA standard. The 3rd Generation Partnership Project (3GPP), a mobile telecommunications standards organization, specified HSPA+ in its Release 7 and later versions. HSPA+ provides higher data rates than the original HSPA, with theoretical speeds of up to 42.2 Mbit/s on the downlink.[1]
HSPA+ is considered an evolution of 3G technology, sometimes denoted as 3.75G. It allows an upgrade to existing 3G networks to provide speeds closer to newer 4G networks without requiring a completely new radio interface. For this reason, HSPA+ should not be confused with Long Term Evolution (LTE), a true 4G technology which uses a different air interface based on OFDMA and follows a separate technological evolution path.[2]
To achieve higher data rates, HSPA+ introduces advanced antenna technologies like beamforming and multiple-input multiple-output (MIMO). Beamforming is a signal processing technique that focuses the wireless signal from a base station towards a specific receiving device, rather than spreading it in all directions. This signal concentration results in better reception and improved data speeds. MIMO increases throughput by using multiple antennas on both the transmitting (base station) and receiving (user's device) ends to send and receive multiple data streams at once. Further releases of the standard introduced dual carrier operation, which allows a device to communicate over two separate 5 MHz frequency bands simultaneously, effectively doubling the bandwidth.
Advanced HSPA+ is a further evolution that provides theoretical peak download speeds up to 168 Mbit/s and upload speeds up to 22 Mbit/s. This performance is achieved through techniques like using a more complex modulation method (such as 64-QAM), which encodes more data into each transmission, or by combining multiple radio carriers with features like Dual-Cell HSDPA.
Downlink
[edit]
The downlink refers to the connection from the cellular network to the user's device. HSPA+ improves downlink speeds through several key technologies.
Evolved HSDPA (HSPA+)
[edit]An Evolved HSDPA network can achieve theoretical maximum speeds of 28 Mbit/s and 42 Mbit/s using a single 5 MHz carrier. These speeds are made possible by combining MIMO (in Release 7) with a more efficient modulation scheme, 64-QAM (in Release 8). This combination improves throughput, especially for users with good signal conditions. Quality of service can also be improved for users with poorer reception through techniques like diversity and joint scheduling.[3]
Dual-Carrier HSDPA (DC-HSDPA)
[edit]Dual-Carrier HSDPA, also known as Dual-Cell HSDPA, is part of 3GPP Release 8. It allows a mobile device to receive data from two 5 MHz carriers simultaneously. By aggregating the bandwidth of two carriers (for a total of 10 MHz), DC-HSDPA can double the potential data rate compared to a single-carrier connection. This achieves better resource utilization and spectrum efficiency through joint resource allocation and load balancing across the downlink carriers.[4]
New User Equipment categories 21-24 were introduced to support DC-HSDPA, enabling theoretical speeds of up to 42.2 Mbit/s without relying on MIMO technology.
Later releases allow for even greater speeds. Release 9 allows the combined carriers to be in different frequency bands. It also allows DC-HSDPA to be used in combination with MIMO on both carriers, pushing theoretical speeds to 84.4 Mbit/s.[5][6] Releases from 10 onwards allow for the aggregation of up to four carriers.
User Equipment (UE) Categories
[edit]The following table, derived from table 5.1a of 3GPP TS 25.306 (Release 11), shows the maximum data rates of different device classes and the combination of features used to achieve them.[7] The per-cell, per-stream data rate is limited by the Maximum number of bits of an HS-DSCH transport block received within an HS-DSCH TTI and the Minimum inter-TTI interval. The TTI is 2 ms. For example, a Category 10 device can decode 27,952 bits every 2 ms, resulting in a data rate of 13.976 Mbit/s (not 14.4 Mbit/s as is often claimed). Categories 1–4 and 11 have inter-TTI intervals of 2 or 3, which reduces the maximum data rate by that factor. Dual-Cell and MIMO 2x2 each multiply the maximum data rate by 2 because they transmit multiple independent transport blocks over different carriers or spatial streams, respectively. The data rates in the table are rounded to one decimal place.
| Evolved HSDPA User Equipment (UE) categories | ||||||
|---|---|---|---|---|---|---|
| Category | Release | Max. number of HS-DSCH codes (per cell) |
Modulation [note 1] | MIMO, Multi-Cell | Code rate at max. Data Rate [note 2] |
Max. Downlink Speed (Mbit/s) [note 3] |
| 13 | 7 | 15 | 64-QAM | .82 | 17.6 | |
| 14 | 7 | 15 | 64-QAM | .98 | 21.1 | |
| 15 | 7 | 15 | 16-QAM | MIMO 2x2 | .81 | 23.4 |
| 16 | 7 | 15 | 16-QAM | MIMO 2x2 | .97 | 28.0 |
| 17 | 7 | 15 | 64-QAM | .82 | 17.6 | |
| 15 | 16-QAM | MIMO 2x2 | .81 | 23.4 | ||
| 18 | 7 | 15 | 64-QAM | .98 | 21.1 | |
| 15 | 16-QAM | MIMO 2x2 | .97 | 28.0 | ||
| 19 | 8 [note 4] | 15 | 64-QAM | MIMO 2x2 | .82 | 35.3 |
| 20 | 8 [note 5] | 15 | 64-QAM | MIMO 2x2 | .98 | 42.2 |
| 21 | 8 | 15 | 16-QAM | Dual-Cell | .81 | 23.4 |
| 22 | 8 | 15 | 16-QAM | Dual-Cell | .97 | 28.0 |
| 23 | 8 | 15 | 64-QAM | Dual-Cell | .82 | 35.3 |
| 24 | 8 | 15 | 64-QAM | Dual-Cell | .98 | 42.2 |
| 25 | 9 | 15 | 16-QAM | Dual-Cell + MIMO 2x2 | .81 | 46.7 |
| 26 | 9 | 15 | 16-QAM | Dual-Cell + MIMO 2x2 | .97 | 55.9 |
| 27 | 9 | 15 | 64-QAM | Dual-Cell + MIMO 2x2 | .82 | 70.6 |
| 28 | 9 | 15 | 64-QAM | Dual-Cell + MIMO 2x2 | .98 | 84.4 |
| 29 | 10 | 15 | 64-QAM | Triple-Cell | .98 | 63.3 |
| 30 | 10 | 15 | 64-QAM | Triple-Cell + MIMO 2x2 | .98 | 126.6 |
| 31 | 10 | 15 | 64-QAM | Quad-Cell | .98 | 84.4 |
| 32 | 10 | 15 | 64-QAM | Quad-Cell + MIMO 2x2 | .98 | 168.8 |
| 33 | 11 | 15 | 64-QAM | Hexa-Cell | .98 | 126.6 |
| 34 | 11 | 15 | 64-QAM | Hexa-Cell + MIMO 2x2 | .98 | 253.2 |
| 35 | 11 | 15 | 64-QAM | Octa-Cell | .98 | 168.8 |
| 36 | 11 | 15 | 64-QAM | Octa-Cell + MIMO 2x2 | .98 | 337.5 |
| 37 | 11 | 15 | 64-QAM | Dual-Cell + MIMO 4x4 | .98 | 168.8 |
| 38 | 11 | 15 | 64-QAM | Quad-Cell + MIMO 4x4 | .98 | 337.5 |
- Notes:
- ^ 16-QAM implies QPSK support, 64-QAM implies 16-QAM and QPSK support.
- ^ The maximal code rate is not limited. A value close to 1 in this column indicates that the maximum data rate can be achieved only in ideal conditions. The device is therefore connected directly to the transmitter to demonstrate these data rates.
- ^ The maximum data rates given in the table are physical layer data rates. Application layer data rate is approximately 85% of that, due to the inclusion of IP headers (overhead information) etc.
- ^ Category 19 was specified in Release 7 as "For further use". Not until Release 8 were the simultaneous use of 64QAM and MIMO allowed to obtain the specified max. data rate.
- ^ Category 20 was specified in Release 7 as "For further use". Not until Release 8 were the simultaneous use of 64QAM and MIMO allowed to obtain the specified max. data rate.
Uplink
[edit]The uplink refers to the connection from the user's device to the cellular network.
Dual-Carrier HSUPA (DC-HSUPA)
[edit]Dual-Carrier HSUPA, also known as Dual-Cell HSUPA, is the uplink equivalent of DC-HSDPA and was defined in 3GPP UMTS Release 9.
DC-HSUPA improves uplink performance by allowing the device to transmit on two adjacent 5 MHz carriers simultaneously. This carrier aggregation in the uplink allows for more efficient use of spectrum and resources through joint scheduling and load balancing across the carriers, leading to higher upload speeds.[8] The standardization of Release 9 was completed in December 2009.[9][10][11]
User Equipment (UE) Categories
[edit]The following table shows uplink speeds for the different categories of Evolved HSUPA.
| Evolved HSUPA User Equipment (UE) categories | |||
|---|---|---|---|
| HSUPA Category |
Release | Max. Uplink Speed (Mbit/s) |
Modulation |
| 7 | 7 | 11.5 | QPSK & 16QAM |
| 8 | 9 | 11.5 | 2 ms, dual cell E-DCH operation, QPSK only; (see 3GPP Rel 11 TS 25.306 table 5.1g) |
| 9 | 9 | 22.9 | 2 ms, dual cell E-DCH operation, QPSK and 16QAM; (see 3GPP Rel 11 TS 25.306 table 5.1g) |
| 10 | 11 | 17.25 | 2 ms, QPSK, 16QAM, and 64QAM; (see 3GPP Rel 11 TS 25.306 table 5.1g) |
| 11 | 11 | 22.9 | 2 ms, uplink MIMO, QPSK and 16QAM; (see 3GPP Rel 11 TS 25.306 table 5.1g) |
| 12 | 11 | 34.5 | 2 ms, uplink MIMO, QPSK, 16QAM, and 64QAM; (see 3GPP Rel 11 TS 25.306 table 5.1g) |
Multi-carrier HSPA (MC-HSPA)
[edit]The aggregation of more than two carriers has been standardized in later 3GPP releases. Release 11, finalized in Q3 2012, specifies 8-carrier HSPA (aggregating eight 5 MHz carriers), allowed in non-contiguous bands. When combined with 4 × 4 MIMO, this offers theoretical peak transfer rates up to 672 Mbit/s.
The speeds mentioned, such as 168 Mbit/s, represent theoretical peaks. The actual speed experienced by a user will be lower and depends on many factors, including radio conditions. HSPA+ typically offers its highest bitrates only in very good radio conditions (i.e., very close to the cell tower) or when the user's device and the network both support either MIMO or multi-carrier operation, which use different technical methods to create parallel data channels.[12][13]
All-IP architecture
[edit]An optional network design for HSPA+ is the flattened all-IP architecture. This design simplifies the network and reduces latency by streamlining the path that user data travels. In this architecture, the base stations (Node B) connect to the core network via the IP, using modern, cost-effective link technologies like xDSL or Ethernet.
Specifically, the user's data traffic flows directly from the base station to the Gateway GPRS Support Node (GGSN), which is the gateway to external packet data networks like the Internet. This bypasses the Radio Network Controller (RNC) and the Serving GPRS Support Node (SGSN) that were part of the original UMTS architecture. This simplification reduces equipment costs for operators and lowers the latency of data connections. The definition can be found in 3GPP technical report TR25.999. While the data path (the 'user plane') is flattened, the 'control plane', which handles functions like connection management, remains unchanged.
Nokia Siemens Networks' Internet HSPA (I-HSPA) was the first commercial solution to implement the Evolved HSPA flattened all-IP architecture.[14]
See also
[edit]References
[edit]- ^ "HSPA". About Us. Archived from the original on 2017-07-09. Retrieved 2016-03-30.
- ^ "Ericsson Review #1 2009 - Continued HSPA Evolution of mobile broadband" (PDF). Ericsson.com. 27 January 2009. Archived from the original (PDF) on 5 June 2014. Retrieved 2014-06-01.
- ^ R1-081546, “Initial multi-carrier HSPA performance evaluation”, Ericsson, 3GPP TSG-RAN WG1 #52bis, April, 2008
- ^ "Dual-Cell HSPA and its Future Evolution - Nomor Research". nomor. 2010-10-10. Archived from the original on 2014-02-01. Retrieved 2016-03-30.
- ^ "2009-03: Standardisation updates on HSPA Evolution - Nomor Research". nomor. 2010-10-10. Archived from the original on 2014-02-01. Retrieved 2016-03-30.
- ^ "Dual carrier HSPA: DC-HSPA, DC-HSPDA". Archived from the original on 2018-11-20. Retrieved 2016-03-14.
- ^ 3GPP TS 25.306 v11.0.0 http://www.3gpp.org/ftp/Specs/html-info/25306.htm
- ^ "Nomor 3GPP Newsletter 2009-03: Standardisation updates on HSPA Evolution". Archived from the original on 2014-02-01. Retrieved 2016-03-14.
- ^ 3GPP releases
- ^ Nomor 3GPP Newsletter 2009-03: Standardisation updates on HSPA Evolution Archived 2014-02-01 at the Wayback Machine, nomor.de
- ^ "Nomor Research White Paper: Dual-Cell HSDPA and its Evolution". Archived from the original on 2014-02-01. Retrieved 2016-03-14.
- ^ Klas Johansson; Johan Bergman; Dirk Gerstenberger; Mats Blomgren; Anders Wallén (28 January 2009). "Multi-Carrier HSPA Evolution" (PDF). Ericsson.com. Archived from the original (PDF) on 26 May 2013. Retrieved 2014-06-01.
- ^ "White paper Long Term HSPA Evolution Mobile broadband evolution beyond 3GPP Release 10" (PDF). Nokiaslemensnetworks.com. 14 December 2010. Archived from the original (PDF) on 2012-03-18. Retrieved 2014-06-01.
- ^ [1] Archived January 2, 2011, at the Wayback Machine
External links
[edit]Evolved High Speed Packet Access
View on GrokipediaBackground
Origins in UMTS and HSPA
Universal Mobile Telecommunications System (UMTS) represents the third-generation (3G) mobile cellular standard developed by the 3rd Generation Partnership Project (3GPP), utilizing Wideband Code Division Multiple Access (W-CDMA) as its core radio access technology to enable higher spectral efficiency and bandwidth compared to second-generation systems. Introduced in 3GPP Release 99 (R99), UMTS established the foundational architecture for packet-switched data services through enhancements to the packet domain, supporting initial data rates up to 384 kbps while maintaining compatibility with circuit-switched voice services. This framework, known as the UMTS Terrestrial Radio Access Network (UTRAN), integrated seamlessly with the GSM core network, facilitating a smooth transition from 2G to 3G infrastructures. High Speed Packet Access (HSPA) emerged as a significant evolution of UMTS in 3GPP Releases 5 and 6, introducing dedicated enhancements for packet data to boost throughput and efficiency. Release 5 specified High Speed Downlink Packet Access (HSDPA), which employed shared channel structures and fast scheduling at the Node B to achieve peak downlink speeds of up to 14.4 Mbps, leveraging adaptive modulation and coding along with hybrid automatic repeat request (HARQ) mechanisms. Complementing this, Release 6 added High Speed Uplink Packet Access (HSUPA), extending similar principles to the uplink with shared channels and Node B-based scheduling, enabling peak upload speeds of up to 5.76 Mbps. These innovations optimized resource allocation for bursty data traffic, markedly improving latency and capacity over R99 UMTS without requiring a full network overhaul. Despite these advances, HSPA faced key limitations that constrained its performance in evolving mobile broadband demands, notably its restriction to single-carrier operation, which limited bandwidth aggregation, and the absence of multiple-input multiple-output (MIMO) techniques, hindering spatial multiplexing gains. These shortcomings motivated further evolutions to incorporate multi-carrier capabilities and MIMO support. HSPA's deployment gained momentum around 2006–2007, serving as a cost-effective upgrade path for operators transitioning from GSM/Enhanced Data rates for GSM Evolution (EDGE) networks, with initial commercial launches enabling widespread adoption of mobile internet services.Standardization Timeline
The Third Generation Partnership Project (3GPP) is the international standards development organization that defines the specifications for Evolved High Speed Packet Access (HSPA+), an evolution of the High Speed Packet Access (HSPA) technologies within the Universal Mobile Telecommunications System (UMTS) framework. Established in 1998, 3GPP coordinates the work of seven regional standards bodies to ensure global interoperability for mobile broadband systems, with HSPA+ enhancements integrated across its sequential releases starting from Release 7. 3GPP Release 7, work on which began in 2005 and was functionally frozen for the Radio Access Network (RAN) in June 2007 with overall closure in March 2008, introduced the foundational elements of HSPA+ by incorporating 64 quadrature amplitude modulation (QAM) in the downlink and multiple-input multiple-output (MIMO) antenna technology, enabling peak downlink speeds of up to 21 Mbps on a single 5 MHz carrier. This release also supported 16 QAM in the uplink for improved efficiency, enabling peak uplink speeds up to 11.5 Mbps, marking the shift toward higher spectral utilization while maintaining backward compatibility with prior HSPA deployments. The first commercial HSPA+ networks, leveraging these features, launched in early 2009, with Telstra in Australia deploying the initial service in February.[7] In Release 8, finalized in December 2008 with closure in March 2009, 3GPP advanced HSPA+ by standardizing dual-carrier high-speed downlink packet access (DC-HSDPA), which aggregates two 5 MHz carriers to achieve downlink peaks of 42 Mbps, alongside uplink enhancements including improved Layer 2 support for higher data rates. These developments occurred in parallel with early long-term evolution (LTE) work, allowing HSPA+ to serve as a bridge technology for operators transitioning to 4G while optimizing existing UMTS infrastructure. Releases 9 and 10, spanning work from 2008 to 2011 with functional freezes in March 2010 and September 2011 respectively, further expanded HSPA+ capabilities to address growing data demands. Release 9 introduced dual-carrier high-speed uplink packet access (DC-HSUPA) for uplink aggregation up to 22 Mbps, while Release 10 enabled four-carrier HSDPA aggregation in the downlink for peaks up to 168 Mbps with 2x2 MIMO, complemented by backhaul optimizations such as enhanced IP transport and continuous packet connectivity improvements. These releases emphasized spectral efficiency and latency reductions without requiring full network overhauls.[4] Subsequent enhancements in Releases 11 and 12, developed from 2010 to 2014 with freezes in December 2012 and December 2014, focused on advanced antenna systems and coordination techniques. Release 11 specified up to four-layer MIMO in the downlink, coordinated multi-point (CoMP) transmission for interference mitigation, and carrier aggregation supporting up to five carriers for downlink speeds exceeding 150 Mbps. Release 12 built on this with refined uplink power control algorithms, additional MIMO layers up to 8x8, and further backhaul and spectrum efficiency optimizations, solidifying HSPA+ as a mature evolution path alongside LTE deployments.[8]| Release | Key Finalization Date | Major HSPA+ Milestones | Initial Commercial Impact |
|---|---|---|---|
| 7 | March 2008 | 64 QAM DL, 2x2 MIMO, 21 Mbps DL peak, 16 QAM UL 11.5 Mbps | First launches in 2009 |
| 8 | March 2009 | DC-HSDPA, enhanced UL L2, 42 Mbps DL | Widespread adoption by 2010 |
| 9 | March 2010 | DC-HSUPA, 22 Mbps UL | Uplink upgrades in networks |
| 10 | September 2011 | 4-carrier HSDPA, 168 Mbps DL (with 2x2 MIMO) | Multi-carrier deployments |
| 11 | December 2012 | 4-layer MIMO, CoMP, 5-carrier CA | Advanced capacity boosts |
| 12 | December 2014 | UL power control, 8x8 MIMO | Optimization for dense areas |
Core Enhancements
Modulation and MIMO Techniques
Evolved High Speed Packet Access (HSPA+) introduced higher-order modulation schemes to boost spectral efficiency over earlier HSPA implementations. Specifically, the downlink shifted from 16-QAM, which encodes 4 bits per symbol, to 64-QAM in 3GPP Release 7, enabling 6 bits per symbol and a 50% increase in peak data rates under favorable signal conditions. For the uplink, 16-QAM modulation was introduced, encoding 4 bits per symbol compared to QPSK's 2 bits, thereby doubling the peak data rate to 11.5 Mbit/s under favorable conditions.[2][9][4] Multiple Input Multiple Output (MIMO) techniques were integrated into HSPA+ starting with 3GPP Release 7, employing a 2x2 configuration for spatial multiplexing on the High Speed Downlink Shared Channel (HS-DSCH). This setup utilizes two transmit and two receive antennas to transmit independent data streams, effectively doubling the throughput compared to single-antenna systems on compatible channels.[9][10] Subsequent releases extended MIMO capabilities to higher orders for multi-layer transmission. In Release 11, 4x4 MIMO was specified, supporting up to four transport blocks via four transmit and four receive antennas for enhanced downlink performance.[9][11] Beamforming serves as a complementary technique in HSPA+, particularly for uplink operations, where it directs signals to improve power efficiency and coverage by focusing energy toward the receiver.[11] The capacity gains from MIMO can be approximated using the Shannon formula adapted for multiple antennas: C = B \log_2 \left(1 + \text{[SNR](/page/Signal-to-noise_ratio)} \cdot \min(N_t, N_r)\right) where is the channel capacity in bits per second, is the bandwidth in Hz, SNR is the signal-to-noise ratio, and and are the number of transmit and receive antennas, respectively. This derivation assumes ideal spatial multiplexing without interference, highlighting how additional antennas scale the effective SNR for higher throughput.[9] These modulation and MIMO advancements yield improved bit error rates and extended coverage in multipath fading environments by exploiting spatial diversity and multiplexing.[10] In dual-carrier configurations, they compound gains for elevated overall rates.[12]Carrier Aggregation Methods
Carrier aggregation (CA) in Evolved High Speed Packet Access (HSPA) enables the bonding of multiple 5 MHz carriers, which may be adjacent or non-adjacent, to increase effective bandwidth and data throughput.[12] This technique aggregates frequency blocks assigned to the same user, allowing simultaneous transmission or reception across carriers to enhance spectral efficiency without requiring wider single carriers.[13] In practice, carriers are typically 5 MHz wide, aligning with UMTS channelization, and aggregation supports both intra-band (same frequency band) and inter-band configurations, with intra-band preferred for simplicity in initial deployments.[14] The foundational implementation is dual-carrier (2C) aggregation introduced in 3GPP Release 8, which combines two 5 MHz carriers to achieve a downlink peak rate of up to 42 Mbps using 64-QAM modulation.[12] This doubles the bandwidth from single-carrier HSPA (10 MHz total) while maintaining compatibility with existing infrastructure. Subsequent evolution in Release 9 extends to dual-band dual-carrier operation, supporting non-adjacent carriers across different bands and integrating 2x2 MIMO per carrier, yielding up to 84 Mbps.[15] Further advancements in Release 10 enable four-carrier (4C) aggregation for 20 MHz effective bandwidth and 168 Mbps peak downlink rates, while Release 11 supports up to eight carriers (8C-HSDPA) for 40 MHz and theoretical peaks of 336 Mbps with 2x2 MIMO.[12][11] Aggregation rules emphasize operation within the same frequency band where possible to minimize complexity, with the Node B (base station) responsible for joint scheduling across carriers based on channel quality indicator (CQI) feedback from the user equipment.[16] The Node B allocates resources dynamically, optimizing transport block sizes and modulation per carrier to balance load and maximize throughput, similar to frequency-domain scheduling in later technologies. MIMO techniques can be applied independently on each carrier to further boost capacity without altering the aggregation framework.[12] Key challenges in multi-carrier operation include inter-carrier interference, particularly when carriers are non-adjacent or in overlapping bands, which is mitigated through enhanced Hybrid Automatic Repeat Request (HARQ) mechanisms.[17] Release 8 and beyond expand HARQ processes (up to 15 per carrier in multi-carrier setups) and introduce asynchronous HARQ signaling to handle retransmissions across aggregated carriers, reducing error rates and improving reliability under interference conditions.[18] The aggregated bandwidth is calculated as MHz, where is the number of carriers. Under ideal conditions, throughput scales approximately linearly with , approaching times the single-carrier rate, though practical gains depend on interference and scheduling efficiency.[15]Downlink Technologies
Evolved HSDPA
Evolved HSDPA, also known as HSPA+ downlink, represents the key enhancements introduced in 3GPP Release 7 to the original High Speed Downlink Packet Access (HSDPA) framework, focusing on single-carrier operations to boost spectral efficiency and user experience without requiring carrier aggregation. These improvements include the adoption of higher-order modulation schemes such as 64-QAM, which elevates the peak downlink data rate to 21 Mbps over a 5 MHz carrier, and the integration of 2x2 Multiple Input Multiple Output (MIMO) technology, achieving up to 28 Mbps by enabling spatial multiplexing.[2][19] Additionally, MIMO enhances cell-edge performance and overall capacity through beamforming capabilities, while maintaining compatibility with existing HSDPA infrastructure.[20] The channel structure in Evolved HSDPA builds upon the High Speed Downlink Shared Channel (HS-DSCH), with refinements to support these advanced features and introduce Continuous Packet Connectivity (CPC). CPC mechanisms, including discontinuous transmission (DTX) and discontinuous reception (DRX) optimized for downlink, along with HS-SCCH-less operation, minimize signaling overhead and reduce latency by allowing faster transitions between active and idle states for packet-switched traffic.[21] These enhancements enable more efficient handling of bursty data applications, improving battery life on user equipment and supporting a higher density of always-on users without excessive resource consumption.[22] Scheduling algorithms in Evolved HSDPA extend the proportional fair (PF) approach from earlier HSDPA releases, incorporating advanced metrics for MIMO and 64-QAM to optimize resource allocation across users with varying channel conditions. The PF extensions prioritize users based on instantaneous channel quality relative to their average, now accounting for spatial streams and modulation adaptability, which results in better fairness and throughput distribution in multi-user scenarios.[12] This ensures efficient air interface utilization while preserving quality of service guarantees. Evolved HSDPA maintains full backward compatibility with legacy HSPA user equipment (UEs), allowing seamless fallback to Release 6 modes via dynamic configuration at the Node B, without necessitating network-wide overhauls.[23] The first commercial deployments occurred in 2009, with Telstra in Australia pioneering the technology to deliver enhanced mobile broadband services.[24] These single-carrier advancements laid the groundwork for subsequent dual-carrier extensions in later releases.Dual-Carrier HSDPA
Dual-Carrier HSDPA (DC-HSDPA), introduced in 3GPP Release 8, extends downlink capabilities by enabling simultaneous data transmission on two adjacent 5 MHz carriers, effectively aggregating bandwidth for enhanced HSDPA performance.[25] This mechanism allows the Node B to transmit independent transport blocks on each carrier, doubling the available resources compared to single-carrier operation while maintaining compatibility with existing UMTS infrastructure.[26] Building briefly on the 64 QAM modulation scheme from Evolved HSDPA, DC-HSDPA achieves a peak downlink data rate of 42 Mbps.[27] Control signaling for DC-HSDPA is streamlined through a single MAC-ehs entity at the Node B, which manages both carriers without requiring separate logical channels.[28] Joint scheduling at the Node B optimizes resource allocation across the carriers, enabling dynamic packet splitting and HARQ processes tailored to channel conditions on each.[25] A single HS-DPCCH in the uplink carries ACK/NACK feedback and channel quality indicators for both carriers, reducing overhead while the HS-SCCH orders activate or deactivate the secondary carrier as needed.[25] User equipment supporting DC-HSDPA must comply with categories 21 through 24, as defined in 3GPP TS 25.306, with category 24 providing the full 42 Mbps capability through support for dual-carrier reception and higher-order modulation.[29] These categories ensure backward compatibility while imposing requirements for dual-receiver architectures to handle simultaneous demodulation.[25] Performance evaluations in field trials demonstrated approximately 2x gains in bursty traffic throughput and up to 1.8x average cell throughput over single-carrier HSDPA, particularly benefiting applications like web browsing and file transfers in mid-to-low signal conditions.[25] These improvements stem from joint scheduling, which coordinates interference between carriers and exploits frequency diversity to mitigate fading.[30] The feature was finalized through 3GPP RAN1 and RAN2 working group agreements throughout 2008, with the work item completed at RAN plenary meeting #42 in December 2008, updating the 25-series specifications accordingly.[30]Uplink Technologies
Evolved HSUPA
Evolved HSUPA, introduced in 3GPP Release 7, represents the baseline enhancement to the uplink component of High Speed Packet Access (HSPA), building on the Enhanced Dedicated Channel (E-DCH) framework from Release 6 to support higher data rates while addressing mobile transmitter limitations such as power constraints and interference management.[31] A key advancement is the adoption of 16 quadrature amplitude modulation (QAM) on the E-DCH, which enables peak uplink data rates of up to 11 Mbps within a 5 MHz bandwidth, compared to the QPSK-only modulation in earlier HSUPA implementations that capped rates at around 5.7 Mbps. This modulation scheme allows for more efficient spectral utilization by transmitting 4 bits per symbol, thereby increasing throughput without requiring additional bandwidth or power.[31] Central to Evolved HSUPA's operation is fast scheduling and power control managed at the Node B (base station), which issues absolute and relative grants to user equipment (UE) to dynamically allocate uplink resources. These grants balance UE transmission power to preserve battery life and mitigate inter-cell interference, using rapid feedback loops that adjust based on real-time channel quality indicators and rise-over-thermal measurements.[32] This Node B-centric approach enables finer control over uplink access, reducing latency and improving system capacity by prioritizing low-interference transmissions. To enhance efficiency for bursty data traffic, Evolved HSUPA incorporates Continuous Packet Connectivity (CPC) features, including discontinuous transmission (DTX) and discontinuous reception (DRX).[33] DTX allows the UE to periodically gate off its uplink control channels when no data is pending, minimizing power consumption and uplink interference, while DRX enables the UE to monitor downlink control channels less frequently without missing paging or scheduling information.[22] These mechanisms support always-on packet connectivity, reducing signaling overhead and extending UE battery life in active states.[33] Uplink enhancements in Evolved HSUPA particularly target voice over IP (VoIP) support, achieving round-trip times below 50 ms through optimized scheduling and CPC, which facilitates efficient handling of small, frequent VoIP packets.[22] This latency reduction, combined with improved capacity for multiple concurrent VoIP sessions, makes it suitable for real-time applications while maintaining compatibility with existing HSPA downlink scheduling.Dual-Carrier HSUPA
Dual-Carrier High Speed Uplink Packet Access (DC-HSUPA) extends the Enhanced Dedicated Channel (E-DCH) mechanisms from Evolved HSUPA by enabling simultaneous transmission over two adjacent 5 MHz uplink carriers, as specified in 3GPP Release 9.[34] This feature was introduced to address the growing demand for symmetric uplink performance, balancing the higher downlink capacities achieved in prior HSPA enhancements.[34] By aggregating the carriers, DC-HSUPA achieves a theoretical peak uplink data rate of up to 23 Mbps in a 10 MHz bandwidth configuration.[35] In DC-HSUPA operation, the user equipment (UE) transmits independent transport blocks on each carrier, utilizing separate scheduling and hybrid automatic repeat request (HARQ) processes to maintain efficiency.[36] Resource allocation involves independent fast power control for each carrier, allowing the UE to adjust transmission power dynamically based on dedicated physical control channel (DPCCH) feedback from the Node B on both carriers, while HARQ acknowledgments and channel quality indicator (CQI) feedback are consolidated primarily on the anchor carrier to minimize overhead.[37][36] This setup supports flexible transmission time intervals (TTI) of 2 ms or 10 ms per carrier, optimizing for varying latency and throughput needs. User equipment supporting DC-HSUPA requires dual-chain radio frequency (RF) architecture to enable simultaneous transmission on both carriers, along with enhanced baseband processing for parallel HARQ handling.[37] From 3GPP Release 11, DC-HSUPA incorporates 2x2 multiple-input multiple-output (MIMO) support with 64-QAM modulation, further boosting uplink capacity by allowing dual-stream transmissions from two antennas.[11] The primary gains of DC-HSUPA include roughly doubling the uplink throughput compared to single-carrier Evolved HSUPA, which is particularly beneficial for bandwidth-intensive applications such as video streaming and cloud backups.[37]Advanced Features
Multi-Carrier HSPA
Multi-Carrier HSPA (MC-HSPA) refers to the aggregation of three or more carriers in 3GPP Release 10 and beyond, extending beyond dual-carrier operation to support up to four 5 MHz carriers for enhanced bandwidth and data rates in Release 10, achieving peak downlink speeds of 168 Mbps using 2x2 MIMO over 20 MHz and uplink speeds of 69 Mbps with 2x2 MIMO and 64QAM over 10 MHz in Release 11.[38] This configuration builds on dual-carrier techniques from earlier releases to provide scalable multi-carrier support while maintaining compatibility with existing HSPA infrastructure.[39] Implementation of MC-HSPA allows for asymmetric carrier configurations, such as four downlink carriers paired with two uplink carriers, enabling operators to allocate bandwidth flexibly based on traffic patterns and spectrum availability.[38] Dynamic activation of secondary carriers is managed through Node B scheduling, permitting real-time adjustment to optimize resource use without requiring constant full aggregation. Interference handling in MC-HSPA incorporates inter-cell interference coordination (ICIC) across aggregated carriers, where base stations exchange load information to coordinate resource allocation and reduce inter-cell interference, thereby improving edge-user performance and overall capacity. In 2011 laboratory demonstrations, such as Ericsson's prototype tests, MC-HSPA achieved 168 Mbps downlink throughput, highlighting its potential for high-speed mobile broadband delivery close to theoretical limits under controlled conditions.[40] MC-HSPA ensures backward compatibility by allowing user equipment to fall back to single- or dual-carrier modes when fewer carriers are available or to conserve spectrum in low-demand scenarios, thus supporting gradual network upgrades and efficient spectrum utilization across diverse deployments. Release 11 further extends this to up to eight downlink carriers for peaks up to 336 Mbps.[39][11]All-IP Architecture
Evolved High Speed Packet Access (HSPA) marked a significant shift toward an all-IP architecture starting with 3GPP Release 7, transitioning from the traditional circuit-switched elements of earlier UMTS systems to a packet-switched, IP-based framework for both user and control planes. This evolution emphasized IP transport protocols, such as GTP-U over UDP/IP, to handle data flows more efficiently across the radio access network (RAN) and core network interfaces.[41][42] A key aspect of this architecture is its flattening, where user plane traffic employs direct tunneling from the Node B directly to the packet core (e.g., GGSN via Iu-PS interface), bypassing the Radio Network Controller (RNC) to minimize processing hops and reduce latency. In this setup, RNC functions for the user plane are either collocated in the Node B or eliminated for the data path, enabling a one-node RAN design that simplifies the network and supports higher data volumes. This direct IP broadband connection achieves latency reductions, targeting round-trip times under 50 ms and dormant-to-active transitions below 100 ms, compared to over 100 ms in pre-flat HSPA configurations.[41][43][44] Quality of Service (QoS) mechanisms were enhanced in this all-IP framework through dedicated bearers that provide differentiated treatment for various traffic classes, ensuring backward compatibility while optimizing for packet-switched services. These bearers support prioritized handling of real-time applications over IP, with policy-based controls integrated into the core to manage bandwidth and delay for multimedia flows.[41][45] The architecture facilitates seamless integration with the IP Multimedia Subsystem (IMS) for delivering voice and video services as packetized streams, leveraging IMS signaling to establish dedicated bearers for conversational media. This enables VoIP-based voice (e.g., VoIMS) and video telephony without relying on circuit-switched fallbacks, improving efficiency in mixed-service environments.[42][46] Overall, the all-IP design in Evolved HSPA draws directly from System Architecture Evolution (SAE) principles developed for LTE, including flat IP connectivity and simplified core elements, paving the way for unified evolution across 3GPP technologies. This structure also briefly supports multi-carrier traffic aggregation in the core without altering radio-specific handling.[41][3]Performance and Capabilities
Data Rates and Throughput
Evolved High Speed Packet Access (HSPA+) enhancements significantly boost theoretical peak data rates compared to earlier generations. In the downlink, HSPA+ achieves 21 Mbps using 64-QAM modulation across a 5 MHz bandwidth. Dual-carrier HSDPA (DC-HSDPA) doubles this to 42 Mbps by aggregating two 5 MHz carriers. Multi-carrier HSPA (MC-HSPA) further extends capabilities, with four-carrier aggregation and 2x2 MIMO enabling up to 168 Mbps in Release 10. For the uplink, evolved HSUPA (E-HSUPA) reaches 11.5 Mbps with 16-QAM modulation. DC-HSUPA improves this to 23 Mbps by combining two carriers. Peak rates assume 5 MHz carrier bandwidth and ideal channel conditions.[47] In practical deployments, average user throughputs for HSPA+ typically range from 10 to 15 Mbps in the downlink, influenced by factors such as channel fading, network load, and interference. These real-world speeds represent a substantial portion of theoretical peaks under typical urban conditions but can vary based on mobility and spectrum availability. Spectral efficiency in Evolved HSPA improves markedly with advanced features like MIMO. Original HSPA offers around 0.6 bits per second per Hertz (bps/Hz), while HSPA+ with 2x2 MIMO achieves up to 2.4 bps/Hz, enhancing overall capacity without additional bandwidth. This gain stems from better spatial multiplexing and interference management. Latency in Evolved HSPA is reduced to 50-100 milliseconds end-to-end through mechanisms like Continuous Packet Connectivity (CPC), which optimizes signaling for bursty data, and a flatter IP-based architecture that minimizes node traversals. These improvements support more responsive applications compared to legacy systems. Throughput in Evolved HSPA can be modeled using the formula , where is the throughput in bits per second, is the number of bits per modulation symbol, is the symbol rate in symbols per second, is the number of spatial streams (antennas in MIMO), and is the coding rate. For HSPA+ downlink with 64-QAM and 2x2 MIMO over 5 MHz, bits/symbol (since ), Msymbols/sec (accounting for the channelization codes and 2 ms TTI structure yielding effective 14.4 Msymbols/sec per stream adjusted for overhead), , and (high-rate turbo coding). This yields Mbps, illustrating the combined impact of modulation, MIMO, and error correction on peak performance. User equipment categories define supported configurations for these rates, but actual achievement depends on network implementation.User Equipment Categories
User Equipment categories in Evolved High Speed Packet Access (HSPA+) define the radio access capabilities of devices, specifying supported modulation schemes, MIMO configurations, multi-carrier operations, and peak data rates for both downlink and uplink transmissions. These categories, introduced from 3GPP Release 7 onward, enable progressive enhancements in performance, with higher categories requiring more advanced hardware such as additional RF chains and larger memory buffers for HARQ processes.[47]Downlink Categories
Downlink UE categories for Evolved HSPA begin with baseline support in Categories 9-10 (Release 7), which incorporate 64-QAM modulation achieving 21 Mbps (Category 9) or 2x2 MIMO for 28 Mbps (Category 10). Categories 13-15 (Release 8) add DC-HSDPA and combined MIMO for peaks up to 42 Mbps. Categories 20-24 (Releases 8-10) build on these with multi-carrier HSDPA and up to 4x4 MIMO, supporting peaks up to 84 Mbps (DC-HSDPA + 2x2 MIMO) or 336 Mbps (4C-HSDPA + 4x4 MIMO). Higher categories (28 and above, Releases 11-12) enable 8-carrier aggregation and advanced MIMO, reaching theoretical peaks up to 672 Mbps.[47] The following table summarizes key downlink categories, their supported features, and hardware implications (peak rates assume 5 MHz bandwidth and ideal conditions):| Category | Release | Peak Rate (Mbps) | Key Features | RF Chains | Memory Requirement |
|---|---|---|---|---|---|
| 9 | 7 | 21.1 | 64 QAM | 1 | ~150 Mbit |
| 10 | 7 | 28 | 64 QAM, 2x2 MIMO | 2 | ~200 Mbit |
| 13 | 7-8 | 42.2 | 64 QAM, DC-HSDPA | 2 | ~200 Mbit |
| 14 | 8 | 42.2 | 64 QAM, 2x2 MIMO, DC-HSDPA | 2 | ~250 Mbit |
| 20 | 8 | 42.2 | 64 QAM, 2x2 MIMO, DC-HSDPA | 2 | N/A |
| 21 | 8-10 | 84 | 64 QAM, 2x2 MIMO, DC-HSDPA + multi-carrier | 2 | N/A |
| 22 | 8-10 | 168 | 64 QAM, 2x2 MIMO, 4C-HSDPA | 4 | N/A |
| 23 | 10 | 336 | 64 QAM, 4x4 MIMO, 4C-HSDPA | 4 | N/A |
| 24 | 10 | 336 | 64 QAM, 4x4 MIMO, 4C-HSDPA | 4 | ~350 Mbit / 17,500 kbit |
| 28+ | 11-12 | Up to 672 | 64 QAM, up to 4-layer MIMO, 8C-HSDPA, DB-DC-HSDPA | 4 | High (varies) |