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Vector quantization
Vector quantization
from Wikipedia

Vector quantization (VQ) is a classical quantization technique from signal processing that allows the modeling of probability density functions by the distribution of prototype vectors. Developed in the early 1980s by Robert M. Gray, it was originally used for data compression. It works by dividing a large set of points (vectors) into groups having approximately the same number of points closest to them. Each group is represented by its centroid point, as in k-means and some other clustering algorithms. In simpler terms, vector quantization chooses a set of points to represent a larger set of points.

The density matching property of vector quantization is powerful, especially for identifying the density of large and high-dimensional data. Since data points are represented by the index of their closest centroid, commonly occurring data have low error, and rare data high error. This is why VQ is suitable for lossy data compression. It can also be used for lossy data correction and density estimation.

Vector quantization is based on the competitive learning paradigm, so it is closely related to the self-organizing map model and to sparse coding models used in deep learning algorithms such as autoencoder.

Training

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The simplest training algorithm for vector quantization is:[1]

  1. Pick a sample point at random
  2. Move the nearest quantization vector centroid towards this sample point, by a small fraction of the distance
  3. Repeat

A more sophisticated algorithm reduces the bias in the density matching estimation, and ensures that all points are used, by including an extra sensitivity parameter [citation needed]:

  1. Increase each centroid's sensitivity by a small amount
  2. Pick a sample point at random
  3. For each quantization vector centroid , let denote the distance of and
  4. Find the centroid for which is the smallest
  5. Move towards by a small fraction of the distance
  6. Set to zero
  7. Repeat

It is desirable to use a cooling schedule to produce convergence: see Simulated annealing. Another (simpler) method is LBG which is based on K-Means.

The algorithm can be iteratively updated with 'live' data, rather than by picking random points from a data set, but this will introduce some bias if the data are temporally correlated over many samples.

Applications

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Vector quantization is used for lossy data compression, lossy data correction, pattern recognition, density estimation and clustering.

Lossy data correction, or prediction, is used to recover data missing from some dimensions. It is done by finding the nearest group with the data dimensions available, then predicting the result based on the values for the missing dimensions, assuming that they will have the same value as the group's centroid.

For density estimation, the area/volume that is closer to a particular centroid than to any other is inversely proportional to the density (due to the density matching property of the algorithm).

Use in data compression

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Vector quantization, also called "block quantization" or "pattern matching quantization" is often used in lossy data compression. It works by encoding values from a multidimensional vector space into a finite set of values from a discrete subspace of lower dimension. A lower-space vector requires less storage space, so the data is compressed. Due to the density matching property of vector quantization, the compressed data has errors that are inversely proportional to density.

The transformation is usually done by projection or by using a codebook. In some cases, a codebook can be also used to entropy code the discrete value in the same step, by generating a prefix coded variable-length encoded value as its output.

The set of discrete amplitude levels is quantized jointly rather than each sample being quantized separately. Consider a k-dimensional vector of amplitude levels. It is compressed by choosing the nearest matching vector from a set of n-dimensional vectors , with n < k.

All possible combinations of the n-dimensional vector form the vector space to which all the quantized vectors belong.

Only the index of the codeword in the codebook is sent instead of the quantized values. This conserves space and achieves more compression.

Twin vector quantization (VQF) is part of the MPEG-4 standard dealing with time domain weighted interleaved vector quantization.

Video codecs based on vector quantization

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The usage of video codecs based on vector quantization has declined significantly in favor of those based on motion compensated prediction combined with transform coding, e.g. those defined in MPEG standards, as the low decoding complexity of vector quantization has become less relevant.

Audio codecs based on vector quantization

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Use in pattern recognition

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VQ was also used in the eighties for speech[5] and speaker recognition.[6] Recently it has also been used for efficient nearest neighbor search [7] and on-line signature recognition.[8] In pattern recognition applications, one codebook is constructed for each class (each class being a user in biometric applications) using acoustic vectors of this user. In the testing phase the quantization distortion of a testing signal is worked out with the whole set of codebooks obtained in the training phase. The codebook that provides the smallest vector quantization distortion indicates the identified user.

The main advantage of VQ in pattern recognition is its low computational burden when compared with other techniques such as dynamic time warping (DTW) and hidden Markov model (HMM). The main drawback when compared to DTW and HMM is that it does not take into account the temporal evolution of the signals (speech, signature, etc.) because all the vectors are mixed up. In order to overcome this problem a multi-section codebook approach has been proposed.[9] The multi-section approach consists of modelling the signal with several sections (for instance, one codebook for the initial part, another one for the center and a last codebook for the ending part).

Use as clustering algorithm

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As VQ is seeking for centroids as density points of nearby lying samples, it can be also directly used as a prototype-based clustering method: each centroid is then associated with one prototype. By aiming to minimize the expected squared quantization error[10] and introducing a decreasing learning gain fulfilling the Robbins-Monro conditions, multiple iterations over the whole data set with a concrete but fixed number of prototypes converges to the solution of k-means clustering algorithm in an incremental manner.

Generative Adversarial Networks (GAN)

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VQ has been used to quantize a feature representation layer in the discriminator of Generative adversarial networks. The feature quantization (FQ) technique performs implicit feature matching.[11] It improves the GAN training, and yields an improved performance on a variety of popular GAN models: BigGAN for image generation, StyleGAN for face synthesis, and U-GAT-IT for unsupervised image-to-image translation.

See also

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Subtopics

Related topics

Part of this article was originally based on material from the Free On-line Dictionary of Computing and is used with permission under the GFDL.

References

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from Grokipedia
Vector quantization (VQ) is a classical lossy compression technique that maps an input vector from a high-dimensional to the nearest representative vector, or codevector, selected from a finite , using a distortion measure such as the or to balance compression rate against reconstruction fidelity. By jointly processing multiple dimensions—unlike scalar quantization, which treats components independently—VQ exploits statistical correlations within the source to achieve superior performance, particularly for sources like speech or images where inter-sample dependencies are prevalent. The origins of VQ lie in , building on Claude Shannon's foundational 1948 paper introducing rate-distortion theory, which quantifies the minimum bitrate needed to represent a source at a given distortion level. Early theoretical work by researchers like Hugo Steinhaus in 1956 and Peter Zador in the 1960s laid groundwork for vector-based approximations, but practical algorithms emerged in the late 1970s and 1980s. A pivotal advancement was the Linde-Buzo-Gray (LBG) algorithm, developed by Yoseph Linde, Andrés Buzo, and Robert M. Gray in 1980, which provides an for designing optimal codebooks through clustering based on the generalized Lloyd algorithm, enabling efficient training on training data sets. VQ finds extensive applications in and , notably in where it enables low-bitrate transmission (e.g., below 1 kbps) by quantizing linear predictive coding coefficients while maintaining naturalness and intelligibility, as demonstrated in systems from the onward. In image and video compression, VQ supports techniques like and block-based encoding, reducing storage and bandwidth requirements, often outperforming scalar methods for dimensions up to 10 by 1-2 bits per sample at equivalent . Beyond compression, VQ serves in for clustering high-dimensional and in noisy channel coding to enhance robustness, with extensions like lattice VQ for structured codebooks and multistage VQ for .

Fundamentals

Definition and Principles

Vector quantization (VQ) is a classical technique in and compression that approximates continuous or high-precision vector with a of discrete vectors, known as codewords, to achieve efficient representation while controlling . The process involves three main components: generation, where a finite set of vectors is created to represent the distribution; encoding, which maps each input vector to the nearest codeword through a nearest-neighbor search; and decoding, which reconstructs an of the original vector from the selected codeword. This mapping enables by transmitting or storing only indices of the codewords rather than the full vectors, making VQ particularly useful for multidimensional such as speech parameters or image blocks. VQ generalizes scalar quantization, which operates on individual components independently, by treating blocks of data as multidimensional vectors, thereby capturing statistical dependencies and correlations among components to achieve lower for a given . In scalar quantization, each dimension is quantized separately, often resulting in suboptimal performance for correlated data; VQ, however, partitions the into regions associated with codewords, allowing irregular cell shapes that better match the underlying (pdf) of the data. This enables more efficient approximation of complex data distributions, such as those in natural signals, by exploiting inter-component relationships that scalar methods ignore. The basic workflow of VQ begins with an input vector xRk\mathbf{x} \in \mathbb{R}^k, which is assigned to the codeword ci\mathbf{c}_i from the that minimizes a measure d(x,ci)d(\mathbf{x}, \mathbf{c}_i), typically the squared d(x,ci)=xci2d(\mathbf{x}, \mathbf{c}_i) = \|\mathbf{x} - \mathbf{c}_i\|^2. The index ii of this codeword is then encoded into a binary representation for transmission or storage, and at the receiver, the codeword ci\mathbf{c}_i is retrieved to approximate x\mathbf{x}. This nearest-neighbor assignment ensures that the reconstruction error is locally minimized, providing a foundational principle for VQ's effectiveness in modeling pdfs through the Voronoi partitioning induced by the codebook. A simple example of VQ in practice is its application to 2D image pixels, where each pixel's color vector (e.g., RGB components) is mapped to the nearest entry in a discrete color palette , reducing the continuous to a limited set of representative colors. For instance, with a of four codewords arranged in a 2D plane, input vectors fall into corresponding Voronoi regions (such as quadrants), and each is replaced by the central codeword, effectively compressing the while preserving perceptual quality through correlated color approximations. This illustrates VQ's ability to handle multidimensional correlations, unlike scalar quantization of individual color channels, yielding smoother gradients and lower overall at equivalent bit rates.

Historical Development

The roots of vector quantization trace back to the foundational work on scalar quantization in the mid-20th century, particularly at Bell Laboratories, where researchers like developed rate-distortion theory in 1948, establishing the theoretical limits for approximating continuous signals with discrete representations to minimize distortion while constraining bit rates. Early scalar quantization techniques, such as those analyzed by Bennett in 1948 for high-resolution noise modeling and Panter and Dite in 1951 for optimal , focused on single-dimensional signals in and systems. These efforts laid the groundwork for handling multidimensional data, with vector extensions emerging in the for applications, notably through Zador's 1963 analysis of high-resolution quantization for multivariate distributions, which provided asymptotic bounds on distortion for vector sources. A formal framework for vector quantization in non-orthogonal signal spaces was advanced by Allen Gersho in 1979 with his extension of Bennett's integral to block quantization, introducing asymptotic optimality results that highlighted the benefits of joint vector encoding over independent scalar treatment for correlated sources. This theoretical breakthrough enabled practical designs, culminating in the 1980 Linde-Buzo-Gray (LBG) algorithm by Yoseph Linde, Andres Buzo, and Robert M. Gray, which generalized Lloyd's 1957 for scalar quantizers into an efficient procedure for codebook optimization using training data, marking a pivotal shift toward implementable vector quantizers in data compression. Gersho's contributions, including his 1982 work on vector quantizer structures, further refined the understanding of optimal cell geometries, such as point density functions approaching equal-volume partitions in high dimensions. During the and , vector quantization proliferated due to advances in computational power, transitioning from theoretical constructs to widespread tools in , with M. Gray's 1984 survey synthesizing information-theoretic bounds and applications in speech and image coding. Gray's ongoing research, including entropy-constrained variants and finite-state extensions, established rigorous performance limits, such as distortion-rate functions for memoryless sources, influencing standards in digital communications. Key figures like Gersho and Gray dominated this era, emphasizing vector quantization's superiority in exploiting inter-sample dependencies for lower bit rates compared to scalar methods. The saw a resurgence of vector quantization in , integrating it with deep neural networks through the Vector Quantized Variational Autoencoder (VQ-VAE) introduced by Aaron van den Oord, , and Koray Kavukcuoglu in 2017, which discretizes latent representations in generative models to enable efficient training of autoregressive priors for tasks like and audio synthesis. This modern adaptation, building on classical principles, revitalized vector quantization as a staple in probabilistic modeling, evolving it from a tool for compression to a core component in frameworks for discrete latent variable learning.

Mathematical Framework

Codebook and Partitioning

In vector quantization, the codebook C\mathcal{C} is defined as a finite set of MM codewords {c1,,cM}\{\mathbf{c}_1, \dots, \mathbf{c}_M\} in Rk\mathbb{R}^k, where each ci\mathbf{c}_i represents a kk-dimensional vector that serves as a representative for a cluster of input vectors. This structure allows the mapping of high-dimensional input data into a discrete set of reproduction levels, enabling efficient compression and representation. The input space Rk\mathbb{R}^k is partitioned into MM regions Vi={x:d(x,ci)d(x,cj) ji}V_i = \{\mathbf{x} : d(\mathbf{x}, \mathbf{c}_i) \leq d(\mathbf{x}, \mathbf{c}_j) \ \forall j \neq i\}, known as Voronoi cells, based on a chosen distance metric dd. Each cell ViV_i encompasses all points closer to codeword ci\mathbf{c}_i than to any other codeword, forming a of the that ensures complete coverage without overlap (except on boundaries). This nearest-neighbor partitioning is fundamental to the quantizer's operation, as it assigns each input vector to the most representative codeword. During encoding, an input vector x\mathbf{x} is assigned to the codeword ci\mathbf{c}_{i^*} where i=argminid(x,ci)i^* = \arg\min_i d(\mathbf{x}, \mathbf{c}_i), following the nearest-neighbor rule. This process reproduces x\mathbf{x} by ci\mathbf{c}_{i^*}, minimizing the local for that input. In optimal codebooks designed for minimum , each codeword ci\mathbf{c}_i coincides with the of its Voronoi cell ViV_i, ensuring the average squared error within the cell is minimized. Suboptimal designs may result in empty cells, where no inputs are assigned to a codeword, or dead zones, where certain regions of the are poorly represented due to uneven partitioning. For illustration, in one dimension (k=1k=1), vector quantization simplifies to scalar quantization, where the codebook consists of discrete levels and Voronoi cells become intervals between midpoints, akin to or non-uniform quantization steps. In higher dimensions (k>1k > 1), it leverages correlations among vector components, allowing more efficient partitioning than independent scalar quantization by capturing joint statistics in the codewords and cells. While the Euclidean distance d(x,ci)=xci2d(\mathbf{x}, \mathbf{c}_i) = \|\mathbf{x} - \mathbf{c}_i\|_2 is commonly used, non-Euclidean metrics such as the d(x,ci)=(xci)TΣ1(xci)d(\mathbf{x}, \mathbf{c}_i) = \sqrt{(\mathbf{x} - \mathbf{c}_i)^T \Sigma^{-1} (\mathbf{x} - \mathbf{c}_i)}
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