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Cubic surface
Cubic surface
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A cubic surface is a smooth projective of degree three in three-dimensional P3\mathbb{P}^3, defined over an (typically the complex numbers) by a equation F(x,y,z,w)=0F(x,y,z,w) = 0 of degree three. These surfaces are fundamental objects in , serving as the simplest nontrivial examples of algebraic surfaces beyond quadrics and planes. One of the most striking features of a smooth cubic surface is that it contains exactly 27 lines, a classical result first proved by and in 1849, who showed that this is the maximum finite number of straight lines lying on such a surface. These lines are exceptional curves with self-intersection number 1-1, and their configuration—where each line intersects exactly ten others—generates the of the surface, which has rank seven and is isomorphic to the lattice I1,6I^{1,6}. The lines can be classified into types based on their normal bundles, with those of the second type lying in a unique tangent plane. Cubic surfaces are rational varieties, meaning they are birational to the P2\mathbb{P}^2 via the blow-up at six general points, which resolves the indeterminacies of the rational map given by the of cubics through those points. This birational equivalence highlights their role in and moduli theory, where the four-dimensional of cubic surfaces exhibits rich period maps and actions related to the W(E6)W(E_6). Historically, the study of cubic surfaces advanced 19th-century , with contributions from Ludwig Schläfli on singular cases and later developments linking them to derived categories and hyperkähler in higher-dimensional analogs like cubic fourfolds.

Fundamentals

Definition and General Form

A cubic surface is defined as a of degree 3 in the projective 3-space P3\mathbb{P}^3 over an , typically C\mathbb{C}. It is the zero locus of a equation of degree 3 in the four of P3\mathbb{P}^3. The general form of such a surface is given by F(x,y,z,w)=0,F(x, y, z, w) = 0, where FF is a cubic in the variables x,y,z,wx, y, z, w. A standard example is the Fermat cubic surface, normalized as x3+y3+z3+w3=0,x^3 + y^3 + z^3 + w^3 = 0, which is smooth provided the characteristic of the base field is not 3. For intuition in affine coordinates, one considers affine charts via dehomogenization; for instance, setting w=1w = 1 yields an affine cubic surface in A3\mathbb{A}^3 defined by the corresponding inhomogeneous equation. The parameter space of all cubic surfaces in P3\mathbb{P}^3 is the P19\mathbb{P}^{19}, corresponding to the 20 monomials of degree 3 in four variables, up to scalar multiple. Accounting for the action of the PGL(4)\mathrm{PGL}(4), which has dimension 15, the of smooth cubic surfaces is 4-dimensional.

Smoothness and Projective Embedding

A cubic surface in projective 3-space P3\mathbb{P}^3, defined by a homogeneous cubic F(x,y,z,w)=0F(x, y, z, w) = 0, is smooth if it contains no singular points. A point [x:y:z:w]P3[x : y : z : w] \in \mathbb{P}^3 is singular if F=0F = 0 and all partial derivatives F/xi=0\partial F / \partial x_i = 0 for i=0,1,2,3i = 0, 1, 2, 3, where the variables are indexed accordingly. This condition follows from the Jacobian criterion for s, which states that a variety is smooth at a point if the rank of the matrix (here, the row of partial derivatives) is equal to the , ensuring the dimension matches the expected value. For cubic surfaces, singularities occur only if the F\nabla F vanishes simultaneously with FF at some point, and over algebraically closed fields, smooth cubics are non-singular by generic choice of coefficients. Smooth cubic surfaces embed naturally as degree-3 subvarieties of P3\mathbb{P}^3 via the complete associated to the anticanonical bundle KX|-K_X|, where KXK_X denotes the canonical divisor. By the for hypersurfaces, KX=(KP3+X)X=(4H+3H)X=HXK_X = (K_{\mathbb{P}^3} + X)|_X = (-4H + 3H)|_X = -H|_X, with HH the class pulled back from OP3(1)\mathcal{O}_{\mathbb{P}^3}(1). This embedding realizes the surface as a of degree 3, since the degree is KX2=(H)2=H2=3K_X^2 = (-H)^2 = H^2 = 3, confirming that KX-K_X is very ample. Over the complex numbers, the Pic(X)\mathrm{Pic}(X) has rank 7 and is generated by the class HH together with the classes of the 27 lines on the surface, isomorphic to the lattice I1,6I^{1,6}. Over number fields, the generic smooth cubic surface has Picard rank ρ(X)=1\rho(X) = 1, with Pic(X)\mathrm{Pic}(X) generated by HH. A section of a smooth cubic surface is a smooth plane cubic curve, whose is given by the formula for irreducible plane curves of degree dd: g=(d1)(d2)/2g = (d-1)(d-2)/2. For d=3d=3, this yields g=1g=1, so the section is an . This elliptic nature highlights the surface's role in connecting cubic geometry to abelian varieties.

Geometric Features

The 27 Lines

A fundamental feature of smooth cubic surfaces is the presence of exactly 27 lines. Over an of characteristic not equal to 2 or 3, every smooth cubic surface in projective 3-space contains precisely 27 lines, a result originally established by and in 1849. To see this via , note that any line on the surface is a smooth rational of degree 1 with respect to the class HH. By the , for such a CC, we have 2g2=C2+CKS2g-2 = C^2 + C \cdot K_S, where g=0g=0 is the and KSK_S is the canonical class. Since KS=HK_S = -H on the cubic surface, this simplifies to 2=C2CH=C21-2 = C^2 - C \cdot H = C^2 - 1, yielding C2=1C^2 = -1. Thus, lines correspond to effective curves in the anticanonical class KS=H-K_S = H with self-intersection 1-1. The space of such curves is finite, and enumerative methods, such as Schubert calculus on the Gr(2,4)\mathrm{Gr}(2,4), show there are exactly 27 of them. The 27 lines exhibit a rich combinatorial structure known as the Cayley-Salmon configuration, which realizes the root lattice of the exceptional Lie algebra E6E_6. In this setup, the intersection form on the Picard group orthogonal to KSK_S is isometric to the E6E_6 lattice, with the classes of the lines corresponding to a set of 27 vectors of norm 1-1. Each line intersects exactly 10 others transversely at distinct points, as determined by the inner products in the lattice: the total number of intersecting pairs is 27×102=135\frac{27 \times 10}{2} = 135, while the remaining (272)135=216\binom{27}{2} - 135 = 216 pairs are skew. This incidence graph encodes triples of mutually skew lines or concurrent lines in specific ways, reflecting the E6E_6 symmetry. A special incidence occurs at Eckardt points, where three lines meet concurrently. These points are exceptional features, with most smooth cubic surfaces having none, though up to 18 are possible, as realized on the Fermat cubic surface x3+y3+z3+w3=0x^3 + y^3 + z^3 + w^3 = 0. The presence of Eckardt points corresponds to a codimension-1 subset in the of cubic surfaces and influences the surface's .

Blow-up Realization

A smooth cubic surface over an is birationally equivalent to the blow-up of the P2\mathbb{P}^2 at six points in , meaning no three points are collinear and the six points do not lie on a conic. This construction yields a of degree 3, where the exceptional divisors E1,,E6E_1, \dots, E_6 arise from the blown-up points. Let π:XP2\pi: X \to \mathbb{P}^2 denote , with of the class HH on P2\mathbb{P}^2. The anticanonical divisor on XX is KX=3Hi=16Ei-K_X = 3H - \sum_{i=1}^6 E_i, which is very ample and embeds XX into P3\mathbb{P}^3 via the complete KX|-K_X|, realizing XX as a cubic surface in P3\mathbb{P}^3. The self-intersection (KX)2=3(-K_X)^2 = 3 confirms the degree of the embedded surface, computed as follows: (KX)2=(3HEi)2=9H26(HEi)+Ei2+2i<j(EiEj)=96=3,(-K_X)^2 = (3H - \sum E_i)^2 = 9H^2 - 6 \sum (H \cdot E_i) + \sum E_i^2 + 2 \sum_{i < j} (E_i \cdot E_j) = 9 - 6 = 3, using H2=1H^2 = 1, HEi=0H \cdot E_i = 0, Ei2=1E_i^2 = -1, and EiEj=0E_i \cdot E_j = 0 for iji \neq j. The exceptional divisors EiE_i correspond to six of the 27 lines on the cubic surface. The remaining lines are the proper transforms of lines through pairs of points, given by classes HEiEjH - E_i - E_j for iji \neq j (15 lines), and the proper transforms of conics through five points, given by 2HkiEk2H - \sum_{k \neq i} E_k (6 lines). Over an , every smooth cubic surface is isomorphic to such a blow-up at six general points. The birational map from XX to the cubic is given by the projection from the linear system KX|-K_X|, parametrizing the embedding.

Algebraic Properties

Rationality

A smooth cubic surface over an of characteristic zero is unirational, as the projection from any line on the surface induces a dominant rational to P2\mathbb{P}^2. This follows from the existence of 27 lines on such a surface and the general fact that a smooth cubic containing a line is unirational via projection. Full rationality holds, as every smooth cubic surface is birational to P2\mathbb{P}^2. This birational equivalence arises as the inverse of of P2\mathbb{P}^2 at six points —no three collinear and no six on a conic—established by Clebsch in 1871. An explicit birational map can be constructed via from a point on the surface not lying on any of the 27 lines, parametrizing the surface rationally in terms of two parameters. For the Clebsch diagonal cubic, defined as the intersection of the x03+x13+x23+x33+x43=0x_0^3 + x_1^3 + x_2^3 + x_3^3 + x_4^3 = 0 in P4\mathbb{P}^4 with the x0+x1+x2+x3+x4=0x_0 + x_1 + x_2 + x_3 + x_4 = 0, embedding it in P3\mathbb{P}^3, an explicit rational parametrization exists using quadratic forms in two variables, reflecting its under the action of S5S_5. This parametrization highlights the surface's rationality and its 27 real lines. The rationality of smooth cubic surfaces over s was classically established through model by Clebsch and Noether in the late , with arithmetic aspects for non-closed fields developed by Coray and Tsfasman in 1983, building on Noether's methods for birational classification.

Automorphisms of Smooth Cubics

The Aut(X)\operatorname{Aut}(X) of a smooth cubic surface XPk3X \subset \mathbb{P}^3_k over an kk of characteristic zero is finite and isomorphic to a finite of PGL(4,k)\operatorname{PGL}(4,k). This group consists of projective linear transformations that preserve the defining equation of XX. For a general smooth cubic surface, Aut(X)\operatorname{Aut}(X) is trivial, reflecting the discrete nature of the at generic points, which has dimension 4. The group Aut(X)\operatorname{Aut}(X) acts on the Picard group Pic(X)Z7\operatorname{Pic}(X) \cong \mathbb{Z}^7, preserving the hyperbolic intersection form of signature (1,6) on H2(X,Z)H^2(X,\mathbb{Z}). This action is faithful, embedding Aut(X)\operatorname{Aut}(X) into the O(Pic(X))O(\operatorname{Pic}(X)), which is generated by reflections across the classes of the 27 exceptional lines and isomorphic to the W(E6)W(E_6) of order 51840. The isomorphism W(E6)O+(6,2)W(E_6) \cong O^+(6,2) highlights the exceptional structure underlying the geometry. Thus, every automorphism induces a permutation of the 27 lines on XX, with the image lying in a conjugacy class of subgroups of W(E6)W(E_6). Computations of Aut(X)\operatorname{Aut}(X) rely on classifying these induced actions on the Picard lattice, often via normal forms of the defining equation or counts of invariant lines and Eckardt points. All possible finite groups arising this way over characteristic zero have been classified, with orders ranging from 1 up to 648. Exceptional cases feature larger automorphism groups. The Fermat cubic surface, defined by x03+x13+x23+x33=0x_0^3 + x_1^3 + x_2^3 + x_3^3 = 0, has Aut(X)(Z/3Z)3S4\operatorname{Aut}(X) \cong (\mathbb{Z}/3\mathbb{Z})^3 \rtimes S_4 of order 648, generated by scalar multiplications of order 3 on coordinates and permutations thereof. The Clebsch cubic surface, defined by σ1σ2σ3=0\sigma_1 \sigma_2 - \sigma_3 = 0 where σi\sigma_i are elementary symmetric polynomials in the coordinates, has Aut(X)S5\operatorname{Aut}(X) \cong S_5 of order 120, arising from its 10 Eckardt points and icosahedral symmetry. These groups represent the maximal and notable exceptional symmetries, with loci of codimension 4 in the .

Singular Cases

Classification of Singularities

Singular cubic surfaces in P3\mathbb{P}^3 over of characteristic zero possess isolated singularities that are rational double points, known as du Val singularities, which are classified by the ADE s up to type E6_6. These singularities arise as singularities defined by a locally near the singular point, and their type is determined by the multiplicity and the structure of the . The minimal resolution of such a singularity is achieved by blowing up the singular point successively, yielding an exceptional locus consisting of a chain or tree of (2)(-2)-curves whose is the corresponding Dynkin diagram. The full classification of singular cubic surfaces by their singularities comprises 22 distinct types, encompassing combinations of multiple singularities of various ADE types, as established by Bruce and Wall. These types include single singularities like A1_1, A2_2, ..., A5_5, D4_4, D5_5, E6_6, and E~6\widetilde{E}_6
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