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Modal verb
View on WikipediaA modal verb is a type of verb that contextually indicates a modality such as a likelihood, ability, permission, request, capacity, suggestion, order, obligation, necessity, possibility or advice. Modal verbs generally accompany the base (infinitive) form of another verb having semantic content.[1] In English, the modal verbs commonly used are can, could, may, might, must, shall, should, will, would, and ought.
Function
[edit]Modal verbs have a wide variety of communicative functions, but these functions can generally be related to a scale ranging from possibility ("may") to necessity ("must"), in terms of one of the following types of modality:
- epistemic modality, concerned with the theoretical possibility of propositions being true or not true (including likelihood and certainty)
- deontic modality, concerned with possibility and necessity in terms of freedom to act (including permission and duty)
- dynamic modality,[2] which may be distinguished from deontic modality in that, with dynamic modality, the conditioning factors are internal – the subject's own ability or willingness to act[3]
The following sentences illustrate epistemic and deontic uses of the English modal verb must:
- epistemic: You must be starving. ("I think it is almost a certainty that you are starving.")
- deontic: You must leave now. ("You are required to leave now.")
An ambiguous case is You must speak Spanish. The primary meaning would be the deontic meaning ("You are required to speak Spanish.") but this may be intended epistemically ("It is surely the case that you speak Spanish"). Epistemic modals can be analyzed as raising verbs, while deontic modals can be analyzed as control verbs.
Epistemic usages of modals tend to develop from deontic usages.[4] For example, the inferred certainty sense of English must developed after the strong obligation sense; the probabilistic sense of should developed after the weak obligation sense; and the possibility senses of may and can developed later than the permission or ability sense. Two typical sequences of evolution of modal meanings are:
- internal mental ability → internal ability → root possibility (internal or external ability) → permission and epistemic possibility
- obligation → probability
English
[edit]The following table lists English modal verbs and various senses in which they are used:
| Modal verb | Epistemic sense | Deontic sense | Dynamic sense |
|---|---|---|---|
| can | That can indeed hinder. | You can, if you are allowed. | She can really sing. |
| could | That could happen soon. | – | He could swim when he was young. |
| do | That does happen a lot. | Do not run! | She really does sing. |
| may | That may be a problem. | May I stay? | – |
| might | The weather might improve. | Might I help you? | – |
| must | It must be hot outside. | Sam must go to school. | – |
| ought | That ought to be correct. | - | |
| shall | [n 1]- | You shall not pass. | – |
| should | That should be surprising. | You should stop that. | – |
| will | [n 2]- | I will be there! | – |
| would | Nothing would accomplish that. | – | – |
In other languages
[edit]This section needs expansion with: modal verbs are used in several Slavic languages. You can help by adding to it. (June 2023) |
Hawaiian Pidgin
[edit]Hawaiian Pidgin is a creole language most of whose vocabulary, but not grammar, is drawn from English. As is generally the case with creole languages, it is an isolating language and modality is typically indicated by the use of invariant pre-verbal auxiliaries.[7] The invariance of the modal auxiliaries to person, number, and tense makes them analogous to modal auxiliaries in English. However, as in most creoles the main verbs are also invariant; the auxiliaries are distinguished by their use in combination with (followed by) a main verb.[citation needed]
There are various preverbal modal auxiliaries: Kaen "can", laik "want to", gata "have got to", haeftu "have to", baeta "had better", sapostu "am/is/are supposed to". Unlike in Germanic languages, tense markers are used, albeit infrequently, before modals: Gon kaen kam "is going to be able to come". Waz "was" can indicate past tense before the future/volitional marker gon and the modal sapostu: Ai waz gon lift weits "I was gonna lift weights"; Ai waz sapostu go "I was supposed to go".[citation needed]
Hawaiian
[edit]Hawaiian, like the Polynesian languages generally, is an isolating language, so its verbal grammar relies exclusively on unconjugated verbs. Thus, as with creoles, there is no real distinction between modal auxiliaries and lexically modal main verbs that are followed by another main verb. Hawaiian has an imperative indicated by e + verb (or in the negative by mai + verb). Some examples of the treatment of modality are as follows:[8]: pp. 38–39 Pono conveys obligation/necessity as in He pono i nā kamali'i a pau e maka'ala, "It's right for children all to beware", "All children should/must beware"; ability is conveyed by hiki as in Ua hiki i keia kamali'i ke heluhelu "Has enabled to this child to read", "This child can read".
French
[edit]French, like some other Romance languages, does not have a grammatically distinct class of modal auxiliary verbs and expresses modality using lexical verbs followed by infinitives: for example, pouvoir "to be able" (Je peux aller, "I can go"), devoir "to have an obligation" (Je dois aller, "I must go"), and vouloir "to want" (Je veux aller "I want to go").
Italian
[edit]Modal verbs in Italian form a distinct class (verbi modali or verbi servili).[9] They can be easily recognized by the fact that they are the only group of verbs that does not have a fixed auxiliary verb for forming the perfect, but they can inherit it from the verb they accompany – Italian can have two different auxiliary verbs for forming the perfect, avere ("to have"), and essere ("to be"). There are in total four modal verbs in Italian: potere ("can"), volere ("want"), dovere ("must"), sapere ("to be able to"). Modal verbs in Italian are the only group of verbs allowed to follow this particular behavior. When they do not accompany other verbs, they all use avere ("to have") as a helping verb for forming the perfect.
For example, the helping verb for the perfect of potere ("can") is avere ("have"), as in ho potuto (lit. "I-have been-able","I could"); nevertheless, when used together with a verb that has as auxiliary essere ("be"), potere inherits the auxiliary of the second verb. For example: ho visitato il castello (lit. "I-have visited the castle") / ho potuto visitare il castello (lit. "I-have been-able to-visit the castle","I could visit the castle"); but sono scappato (lit. "I-am escaped", "I have escaped") / sono potuto scappare (lit. "I-am been-able to-escape", "I could escape").
Note that, like in other Romance languages, there is no distinction between an infinitive and a bare infinitive in Italian, hence modal verbs are not the only group of verbs that accompanies an infinitive (where in English instead there would be the form with "to" – see for example Ho preferito scappare ("I have preferred to escape"). Thus, while in English a modal verb can be easily recognized by the sole presence of a bare infinitive, there is no easy way to distinguish the four traditional Italian modal verbs from other verbs, except the fact that the former are the only verbs that do not have a fixed auxiliary verb for the perfect. For this reason some grammars consider also the verbs osare ("to dare to"), preferire ("to prefer to"), desiderare ("to desire to"), solere ("to use to") as modal verbs, despite these always use avere as auxiliary verb for the perfect.[9][citation needed]
Mandarin Chinese
[edit]Mandarin Chinese is an isolating language without inflections. As in English, modality can be indicated either lexically, with main verbs such as yào "want" followed by another main verb, or with auxiliary verbs. In Mandarin the auxiliary verbs have six properties that distinguish them from main verbs:[10]: pp.173–174
- They must co-occur with a verb (or an understood verb).
- They cannot be accompanied by aspect markers.
- They cannot be modified by intensifiers such as "very".
- They cannot be nominalized (used in phrases meaning, for example, "one who can")
- They cannot occur before the subject.
- They cannot take a direct object.
The complete list of modal auxiliary verbs[10]: pp.182–183 consists of
- three meaning "should",
- four meaning "be able to",
- two meaning "have permission to",
- one meaning "dare",
- one meaning "be willing to",
- four meaning "must" or "ought to", and
- one meaning "will" or "know how to".
Spanish
[edit]Spanish, like French, uses fully conjugated verbs followed by infinitives. For example, poder "to be able" (Puedo andar, "I can walk"), deber "to have an obligation" (Debo andar, "I must walk"), and querer "to want" (Quiero andar "I want to walk").
The correct use of andar in these examples would be reflexive. "Puedo andar" means "I can walk", "Puedo irme" means "I can leave" or "I can take myself off/away". The same applies to the other examples.[citation needed]
See also
[edit]References
[edit]- ^ Palmer, F. R., Mood and Modality, Cambridge University Presents, 2001, p. 33
- ^ A Short Overview of English Syntax (Rodney Huddleston), section 6.5d
- ^ Palmer, op. cit., p. 70. The subsequent text shows that the intended definitions were transposed.
- ^ Bybee, Joan; Perkins, Revere; and Pagliuca, William. The Evolution of Grammar, Univ. of Chicago Press, 1994, pp.192-199
- ^ Practical English Usage; Swan, M; International Students' Edition 1996, OUP; ISBN 019 442146 5
- ^ Practical English Usage; Swan, M; International Students' Edition 1996, OUP; ISBN 019 442146 5
- ^ Sakoda, Kent, and Jeff Siegel, Pidgin Grammar, Bess Press, 2003.
- ^ Alexander, W. D., Introduction to Hawaiian Grammar, Dover Publ., 2004
- ^ a b "SERVILI, VERBI - Enciclopedia". Treccani.
- ^ a b Li, Charles N., and Sandra A. Thomson, Mandarin Chinese: A Functional Reference Grammar, 1989.
Notes
[edit]Bibliography
[edit]- The Syntactic Evolution of Modal Verbs in the History of English
- Walter W. Skeat, The Concise Dictionary of English Etymology (1993), Wordsworth Editions Ltd.
This section needs expansion. You can help by adding to it. (May 2008) |
External links
[edit]- German Modal Verbs A grammar lesson covering the German modal verbs
- (in Portuguese) Modal Verbs
- Modal Verb Tutorial
- Wikiversity:Explication of modalities
Modal verb
View on GrokipediaDefinition and Characteristics
Definition
Modal verbs are a category of auxiliary verbs that modify the main verb in a clause to express modality, which encompasses notions such as possibility, necessity, permission, or ability, reflecting the speaker's attitude toward the proposition.[9] These verbs convey subjectivity in the form of attitudes, opinions, or degrees of certainty regarding the action or state described by the main verb.[10] In linguistic theory, modality is treated as a unified grammatical category involving modal markers, distinct from indicative assertions of fact.[11] Unlike main verbs or other auxiliary verbs like do or have, modal verbs exhibit defective paradigms: they lack inflection for tense, number, or person and are followed directly by the base (infinitive) form of the main verb without the particle "to."[12] This syntactic restriction sets them apart as a specialized subclass of auxiliaries, functioning primarily to embed modal interpretations rather than denoting independent actions or states.[2] The term "modal" originates from the Latin modus, meaning "mode," "measure," or "manner," entering English via Medieval Latin modalis in the 16th century, with its grammatical application emerging in scholarly discussions by the late 18th century.[13] Systematic linguistic analysis of grammatical forms, including modals, advanced in 19th-century philology, driven by comparative studies of Indo-European languages and etymological inquiries.[14] As a universal feature of human language, the expression of modality appears across diverse linguistic families, though its morphological realization varies: some languages encode it through verbal affixes or clitics, while others employ free-standing auxiliary elements.[15] This cross-linguistic presence underscores modality's role in conveying non-factual evaluations, with patterns of development showing regularities in how modal categories evolve from lexical sources.[16]Key Characteristics
Modal verbs exhibit several distinctive syntactic traits that set them apart from full lexical verbs across languages. They are typically classified as defective verbs, lacking complete paradigms of inflectional forms such as non-finite participles, infinitives, or imperatives, and thus cannot function independently without a main verb complement to complete the predicate.[17] This defectiveness arises from their auxiliary status, where they select a bare infinitive or equivalent form of the main verb to express modal notions, ensuring the clause's propositional content is provided by the embedded verb.[18] In terms of positioning, modal verbs generally precede the main verb in declarative sentences, forming a tight verbal complex, and undergo subject-auxiliary inversion in yes-no questions without requiring additional auxiliaries.[19] Negation is another hallmark feature: modals directly combine with negation markers, such as "not" in English (e.g., cannot), bypassing the do-support mechanism obligatory for lexical verbs in analytic languages.[20] Regarding scope and embedding, modals typically take wide scope over the entire proposition of the main verb, evaluating the likelihood or necessity of the event described, and in many languages, they resist embedding under other modals, limiting nested modal constructions to specific contexts or languages with permissive syntax.[21][22] Cross-linguistically, these traits vary in realization. In synthetic languages like German, modal verbs are inflected for person, number, and tense, integrating seamlessly with the main verb while retaining auxiliary-like behavior, such as selecting infinitives.[23] By contrast, analytic languages like English employ uninflected, invariant forms for modals, relying on periphrastic constructions to convey similar functions, which underscores the interplay between morphological complexity and syntactic positioning in modal systems.[23]Types of Modality
Epistemic Modality
Epistemic modality refers to a category of linguistic modality that expresses a speaker's attitude toward the truth, possibility, or probability of a proposition, based on knowledge, belief, or inference.[24] It concerns the speaker's judgment regarding the factual status of the proposition, often indicating degrees of certainty or the source of evidence supporting it.[25] Unlike other forms of modality, epistemic modality is inherently subjective and speaker-oriented, encoding necessity or possibility relative to the speaker's epistemic state rather than external rules or abilities.[25] Key meanings within epistemic modality include varying degrees of certainty, ranging from high confidence, as in deductions implying near-certainty, to low confidence, as in mere possibilities.[26] For instance, expressions conveying high certainty might assert that a proposition holds in all worlds consistent with the speaker's knowledge, while those indicating low certainty suggest it holds in at least one such world.[27] Epistemic modality also intersects with evidentiality, which specifies the source of the speaker's knowledge, such as direct observation, inference, or hearsay, thereby qualifying the reliability of the claim.[25] In terms of logical structure, epistemic modals typically scope over propositions and are analyzed using possible worlds semantics, where the modal operator evaluates the proposition across a set of worlds accessible given the speaker's information. For example, a statement like "It might rain" expresses that rain is possible in some world compatible with the speaker's epistemic state, while "It must rain" asserts necessity across all such worlds.[25] This framework, rooted in modal logic, treats epistemic modality as a form of quantification over possible scenarios constrained by evidence.[27] The systematic distinction between epistemic and other types of modality was advanced by linguist F. R. Palmer in his 1986 work Mood and Modality, building on earlier uses of the term, such as in John Lyons' Semantics (1977), where it concerns the speaker's commitment to propositional truth.[28][29] This distinction evolved from earlier traditions in medieval logic, which explored necessity and possibility in terms of knowledge and belief, influencing modern linguistic typology.[28]Deontic Modality
Deontic modality expresses notions of obligation, permission, and prohibition arising from rules, duties, social norms, or authority structures. It is derived from the Greek term deon, meaning "duty" or "that which is binding," and focuses on how the world ought to be according to external standards rather than factual possibilities.[1][30] In linguistic analysis, deontic modality is often contrasted with epistemic modality, as the former pertains to externally imposed regulations while the latter reflects the speaker's subjective assessment of likelihood or truth.[1] Deontic modality encompasses several subtypes, including positive forms that grant permission (such as allowing an action) and negative forms that impose prohibitions (such as forbidding an action). Additionally, it is frequently categorized under root modality, which is agent-oriented and highlights conditions or barriers affecting an agent's ability to perform an action due to normative constraints.[31][32] For instance, a statement like "You must comply with the law" illustrates deontic obligation, where compliance is required by legal or social rules, whereas "You may proceed" conveys permission under those same norms. Theoretically, deontic modality is closely linked to speech act theory in pragmatics, particularly directives that aim to influence the hearer's behavior through commands, requests, or advice.[33] In this framework, deontic expressions perform illocutionary acts that enforce or negotiate social obligations. Furthermore, deontic modality is analyzed through deontic logic, a branch of philosophical logic that formalizes concepts such as the obligatory (what must be done), the permitted (what may be done), and the forbidden (what must not be done).[34] This logical approach provides a structured way to evaluate normative consistency, such as ensuring that permissions and prohibitions do not conflict in a given rule set. Cultural variations influence the expression and interpretation of deontic modality, with societies exhibiting stronger hierarchical structures—often in collectivist cultures—tending to emphasize obligation and authority more prominently in modal constructions.[35] For example, in such contexts, deontic markers may convey heightened imperative force to maintain group harmony and respect for norms, reflecting broader societal values on duty and regulation.Dynamic Modality
Dynamic modality in linguistics refers to the semantic category of modality that expresses possibilities or necessities inherent to the subject of the sentence, such as abilities, capacities, volitions, or enabling circumstances, without invoking the speaker's judgment on truth probabilities or external rules of obligation.[1] This type of modality is subject-centered, focusing on properties or conditions directly related to the agent, as opposed to epistemic modality's concern with evidence-based inferences or deontic modality's emphasis on permissions and duties.[36] For instance, in the sentence "She can swim," the modal "can" conveys the subject's inherent physical ability, illustrating dynamic possibility tied to personal capacity rather than external permission or likelihood.[37] Similarly, in the sentence "I can't swim across this lake; it is too wide," the negative modal "can't" expresses the subject's inability or lack of ability to perform the action, with the second clause providing the reason through the "too + adjective" structure. Dynamic modality is typically subdivided into dispositional, circumstantial, and volitional subtypes. Dispositional dynamic modality pertains to internal traits or capacities of the subject, such as skills or inherent potential (e.g., "He could solve the puzzle" indicating intellectual aptitude).[38] Circumstantial dynamic modality involves external conditions or situational factors that enable or necessitate an action, where the possibility arises from the context rather than the subject's traits (e.g., "The door can be opened with this key," highlighting a situational affordance).[39] Volitional dynamic modality expresses the subject's willingness or intention to act, often overlapping with notions of agency or desire (e.g., "I will help you," reflecting personal resolve).[37] Theoretically, dynamic modality differs from epistemic and deontic types by avoiding subjective evaluations or normative impositions, instead grounding meanings in factual attributes or contexts of the subject; it frequently intersects with aspectual categories, particularly future orientation, as volitional expressions can project intentions into prospective time frames.[36] In evolutionary linguistics, dynamic modals often originate from full verbs denoting actions or states, undergoing grammaticalization over time; for example, the English modal "will" evolved from the Old English verb "willan," which meant "to desire" or "to want," shifting from a main verb expressing volition to an auxiliary marking dynamic intention or future possibility.[40] This diachronic process underscores how dynamic modality reflects core human capacities that languages encode through modal auxiliaries.[41]Modal Verbs in English
Core Modal Verbs
The core modal verbs in English consist of nine primary auxiliaries: can and could, may and might, shall and should, will and would, and must. These verbs form the central category of modals, distinguished from semi-modals by their invariant structure and exclusive auxiliary function.[9] Core modals exhibit a defective paradigm, lacking infinitive, gerund, participle, and finite past forms; instead, past meanings are conveyed through paired modals like could for the past of can. They remain uninflected in the present tense across all persons and do not add the third-person singular -s ending, unlike full verbs. This irregularity underscores their specialized role as auxiliaries, with no non-finite forms available for embedding in other constructions. These modals trace their origins to Old English auxiliary verbs, many of which were preterite-present in structure—verbs that combined present-tense meanings with past-tense forms. For instance, can derives from cunnan ("to know, to be able"), may from magan ("to be physically able"), shall from sculan ("to owe, be obliged"), will from willan ("to wish, want"), and must from motan ("to be permitted, to have to"). By the Middle English period, these verbs had undergone grammaticalization, losing their main-verb status, infinitival endings, and participial forms, solidifying as invariant auxiliaries.[41][42] In spoken English, core modals frequently contract with following negation or pronouns, such as can't (cannot), won't (will not), mustn't (must not), shan't (shall not, now rare), shouldn't (should not), and mightn't (might not). They also reduce to unstressed weak forms in connected speech, like /kən/ for can, /kʊd/ for could, /ʃəl/ for shall, /wəl/ for will, and /wʊd/ for would, contributing to rhythmic flow and reducing phonetic prominence.[43] Each core modal primarily conveys specific modalities, often overlapping but with characteristic emphases:- Can: ability (e.g., expressing inability: "I can't swim across this lake; it is too wide", where the second clause provides the reason via the "too + adjective" structure), permission, general possibility.[44]
- Could: past ability, conditional possibility, polite requests.[44]
- May: permission, epistemic possibility.[44]
- Might: weaker possibility, past of may in indirect speech.[44]
- Shall: future intention (especially first person), obligation or suggestion (formal).[44]
- Should: advice, mild obligation, expectation.[44]
- Will: future prediction, willingness, habitual action.[44]
- Would: conditional, past habitual, polite offers.[44]
- Must: strong obligation, logical necessity.[44]
