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Faculty of Advocates
Faculty of Advocates
from Wikipedia

Key Information

The Faculty of Advocates (Scottish Gaelic: Dàmh an Luchd-tagraidh) is an independent body of lawyers who have been admitted to practise as advocates before the courts of Scotland, especially the Court of Session and the High Court of Justiciary. The Faculty of Advocates is a constituent part of the College of Justice and is based in Edinburgh.

Advocates are privileged to plead in any cause before any of the courts of Scotland, including the sheriff courts and district courts, where counsel are not excluded by statute.[1]

History

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The Faculty has existed since 1532 when the College of Justice was set up by Act of the Parliament of Scotland, but its origins are believed to predate that event. No curriculum of study, residence or professional training was, until 1856, required on entering this profession, but the faculty always had the power of rejecting any candidate for admission. Subsequently candidates underwent two private examinations; one in general scholarship that could be substituted by evidence of an equivalent university degree, and the other, at the interval of a year, in Roman, private international and Scots law, along with evidence of having attended approved classes.[1] For a long period the Faculty resisted reorganisation, until changes in admissions were introduced in 1960.[2]

The first woman to be admitted to the faculty was Margaret Kidd in July 1923, who remained Scotland's only female advocate until 1948.[3] Kidd served as Keeper of the Advocates' Library 1956–1969. In 2004 the first female vice-dean of the faculty was elected.[4]

Organisation and governance

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The Faculty is led by the Dean of Faculty, who is elected by the whole membership. The post is currently held by Roddy Dunlop KC,[5] who succeeded Gordon Jackson in July 2020. He is supported by the Vice-Dean, Treasurer, Clerk, Keeper of the Library and Chairman of Faculty Services Ltd, all of whom are also elected. The Dean regularly consults with Faculty Council, which is made up of elected and ex officio members.

The Faculty is self-regulating, but subject to the overriding supervision of the Lord President of the Court of Session, who delegates to it the task of preparing Intrants for admission as advocates. This task involves a process of examination and practical instruction known as devilling, during which intrants benefit from intensive structured training in the special skills of advocacy. No-one can be presented to the court as suitable to be a practising advocate without satisfying these training requirements. The Faculty also provides for its members an ongoing programme of talks, seminars and conferences covering a wide range of topics.

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Many Advocates and trainee advocates carry out work for the Free Legal Services Unit (FLSU). This is part of the Faculty's long standing commitment to providing access to justice for everyone in society. The FLSU enables qualified persons to provide advice and representation to clients of accredited advice agencies (including CAS) across Scotland. (In order to devil a person has to first undergo a period of training in a solicitor's office.)

Current membership

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The Faculty includes practising and non-practising members. The current practising Bar includes an increasing proportion of women. Women make up approximately one quarter practising membership. Total numbers now stand at just over 460, of whom approximately one fifth are King's Counsel. The taking of Silk, as assumption of the title of King's Counsel is commonly known, depends upon the prerogative of His Majesty. This is exercised through the First Minister of Scotland upon the recommendation of the Lord Justice General. The Dean of Faculty is consulted in the course of this process. As a general rule, silk is awarded to experienced Counsel, who are considered to have achieved distinction in full-time practice. The process of awarding silk has been the subject of some criticism.

Advocates Library

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For more than 300 years, the Faculty has maintained within Parliament House the Advocates Library, often regarded as the finest working law library in the United Kingdom.

Range of materials

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A comprehensive range of materials has been built up over the last three hundred years, and a modern library management system utilising the latest technology, ensure that the Advocates Library is able to meet the increasingly complex needs of members of the Faculty of Advocates. In addition, the library's stock is made available to others via the National Library of Scotland.

History

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The Library was formally inaugurated in 1689. From the start the collection was a general one. In 1709 the status of the collection was confirmed when Queen Anne's Copyright Act gave the Keeper of the Library the right to claim a copy of every book published in the British Isles. The collection was enhanced by purchase and donation, particularly of continental imprints and of manuscripts.

The Advocates Library came to be recognised as the natural depository for literary materials of national importance. By the 1850s the Library had become in effect Scotland's national library. In 1925 the National Library of Scotland was established when the Faculty gifted to the nation its whole non-law collections comprising 750,000 books, pamphlets, manuscripts (notably those of Walter Scott),[6] maps and sheet music. The Advocates Library has retained the copyright privilege for law publications.

In recent years the Advocates Library has expanded to take account of the increase in membership of the Faculty. Advances in technology have been embraced with the installation of a new library management system, incorporating an on-line catalogue, which further enhances the services the library offers.

Deans of the Faculty of Advocates

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The Dean of Faculty is the leader of the Faculty of Advocates. The Dean elected by the whole membership.

Since 2000, the following have served as Dean:

See also

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References and sources

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Revisions and contributorsEdit on WikipediaRead on Wikipedia
from Grokipedia
The Faculty of Advocates is the independent professional body to which all advocates in belong, regulating their admission, training, practice, conduct, and discipline. Its origins trace to the foundation of the in 1532, marking the formal organization of advocates as a distinct group serving the Scottish courts. Advocates, akin to , are self-employed lawyers specializing in courtroom advocacy, particularly before the and the , providing independent and objective representation instructed by solicitors. The Faculty maintains a collegiate environment fostering legal excellence and ongoing , while also operating the Advocates Library, a key resource for deposited with works under Scots . Membership includes both practising advocates available for instruction in diverse areas such as , criminal defence, and , and non-practising members. Through initiatives like the Free Legal Services Unit, the Faculty promotes access to justice, including work, underscoring its role in upholding the in for over five centuries.

Historical Development

Origins in the Sixteenth Century

The Faculty of Advocates traces its origins to 1532, when the enacted legislation establishing the as the central civil court, later known as the . This act, passed under King James V, created a structured of 15 senators (judges), clerks of session, and advocates granted the exclusive right to plead cases before the court. The Faculty formed concurrently as the of these advocates, regulating admission and practice while distinguishing them from writers (solicitors) who handled procedural matters. Prior to 1532, individual advocates operated in Scottish courts without formal organization, often as clerics or laymen influenced by canon and Roman law traditions. The College's foundation institutionalized advocacy, fostering professionalization amid Scotland's Renaissance-era legal reforms, which emphasized centralized justice over feudal customs. Throughout the sixteenth century, the Faculty grew modestly, with advocates typically gaining education at continental universities like those in France or the Low Countries, blending ius commune principles with Scots customary law. By the late 1500s, prominent members such as Sir Thomas Craig advanced this synthesis through works like his treatise on Scots law, compiled around 1600, underscoring the Faculty's emerging role in legal scholarship. The body remained elite and small, with membership drawn largely from lairds and burgesses, reflecting its ties to the nobility and crown.

Establishment and Growth of the Advocates Library (1689–1925)

The Advocates Library was formally established in 1689 through the efforts of Sir George Mackenzie, under King James VII, who envisioned it as a comprehensive resource for legal scholarship modeled after classical institutions like the . Mackenzie, having secured initial funding and continental legal treatises as early as 1680, delivered the inaugural oration on March 15, 1689, emphasizing its role in advancing Scottish jurisprudence beyond mere advocacy practice. Although the Faculty of Advocates had maintained a modest book collection prior to this date, the 1689 foundation formalized its structure, with an early catalogue in 1692 enumerating over 3,000 volumes, roughly half devoted to legal texts and the remainder encompassing broader scholarly works. The library's expansion accelerated in the early , bolstered by the Copyright Act of 1709 (Queen Anne's Act), which granted it privileges akin to those of the , entitling it to claim copies of every new publication printed in and . This mechanism, combined with member contributions, purchases, and bequests, transformed the institution from a primarily legal repository into Scotland's preeminent general reference library; by the 1770s, holdings exceeded 30,000 volumes, doubling thereafter amid the , when it served as a hub for intellectuals accessing historical manuscripts, scientific treatises, and classical literature. Keepers such as Thomas Ruddiman (from 1714) curated acquisitions that included illuminated manuscripts and early printed books, fostering its reputation as a vital node for scholarly exchange without state funding, reliant instead on Faculty dues and private donations. By the , sustained growth—driven by ongoing legal deposits, expansions into periodicals, maps, and —positioned the library as Scotland's de facto national collection, with non-legal materials comprising the bulk of its inventory despite its foundational legal mandate. Space constraints in Parliament House prompted relocations and architectural enhancements, culminating in William Henry Playfair's neoclassical design for the main building, completed in stages through the mid-1800s to accommodate burgeoning stacks. This era saw rigorous cataloguing efforts, including printed inventories up to 1878, reflecting a collection that supported not only advocates but also external researchers, though access remained privileged for Faculty members and approved visitors. The library reached its zenith as a hybrid institution by 1925, holding approximately 750,000 non-legal items alongside its core legal holdings, when the Faculty deposited the former to the newly founded under statutory agreement, retaining the latter for professional use while continuing for Scottish law publications. This transfer, formalized by the National Library of Scotland Act 1925, marked the culmination of two centuries of organic growth, preserving the library's dual legacy as a private professional asset and public intellectual cornerstone without compromising its evidentiary focus on verifiable legal and historical sources.

Evolution in the Nineteenth and Twentieth Centuries

In the nineteenth century, the Faculty of Advocates experienced shifts in membership composition and entry requirements amid broader in . Membership reached a peak of 442 advocates in 1832 before declining to 425 by 1848 and 377 by 1876, with only about 130 actively practicing at the latter date, reflecting economic pressures and changing career incentives. increasingly drew from unlanded middle-class backgrounds, comprising 59.75% of entrants by 1850, as aristocratic dominance waned while minor influence persisted through family dynasties. Formal entrance regulations were established in 1866, mandating degrees and examinations to standardize qualifications previously reliant on informal assessments and theses. A roll of Queen's Counsel was introduced in , formalizing seniority and specialization among senior advocates, separate from solicitors' roles. These changes coincided with accelerating anglicization of Scottish legal practice, including mid-century procedural reforms influenced by English models, though the Faculty maintained its distinct focus. The twentieth century brought further modernization, including expanded access and adaptation to statutory frameworks. The Faculty admitted its first female member, Dame Margaret Kidd, in 1923 following the Sex Disqualification (Removal) Act 1919, with Kidd later becoming the first female in 1948 and Keeper of the Advocates Library from 1956 to 1969. In 1925, the Faculty transferred approximately 750,000 non-legal volumes from its library to the nation, establishing the while retaining legal collections for professional use, marking a pivotal divestment to sustain core functions. Admissions reforms in 1960 ended long-standing resistance to reorganization, followed by abolition of the ballot system for new members in 1967, broadening entry from diverse professional and mercantile families, often with or degrees. Membership stood at around 300 by 1966, with about one-third actively practicing, amid concerns over the Faculty's viability against fusion pressures with solicitors or the English bar. The introduction of statutory in 1964 supplanted traditional commitments, altering incentives for junior advocates while preserving the Faculty's exclusive right of audience in higher courts. These adaptations reflected causal pressures from , inclusion, and state intervention, sustaining the Faculty's elite status into the late twentieth century.

Transition and Deposit to the National Library of Scotland

In the early twentieth century, the Advocates Library, having functioned as Scotland's national repository since receiving privileges under the Copyright Act 1710, faced pressures to formalize its role amid growing public demands for access to its extensive non-legal holdings. By 1925, these collections encompassed approximately 750,000 volumes, including books, pamphlets, manuscripts, maps, and accumulated through deposit and purchase. The Act 1925 (15 & 16 Geo. 5, c. 73), passed by on 7 May 1925, established the as a public institution governed by a Board of Trustees and facilitated the transfer of the Advocates Library's non-legal collections to this new entity. Under section 3 of the Act, upon the appointed day, the Faculty of Advocates deposited with the Board all library contents except law books, legal manuscripts and papers, Faculty records, pictures, and furniture, which remained in the Faculty's possession for its dedicated . Section 5 transferred the Faculty's privileges under the Copyright Act 1911 to the , stipulating that copies of law books be directed to the Advocates Library. This deposit preserved the Faculty's specialized legal resources—now regarded as the premier working in the —while enabling broader stewardship of Scotland's national heritage materials. Section 6 of the Act mandated joint regulations between the and the Board to govern book interchange, public access to collections, and borrowing privileges for Faculty members at the . Post-transition, non-print legal deposit items have been made available through the , with ongoing collaboration ensuring complementary access to legal and general resources. The arrangement reflected a pragmatic division, prioritizing the Faculty's professional needs alongside without fully severing historical ties.

Role and Professional Functions

Practice Before Scottish Courts

Advocates, as members of the Faculty of Advocates, hold full permitting them to appear and conduct cases before all courts and tribunals in , including the for civil matters, the for criminal proceedings, Sheriff Courts, Courts, the Sheriff Appeal Court, and the Land Court. This encompasses both solemn and summary criminal trials, civil litigation at first instance and on appeal, and specialized jurisdictions such as land valuation appeals. Their practice emphasizes oral advocacy, involving the presentation of arguments, examination and of witnesses, and submission of legal authorities to judicial benches, often in complex or high-stakes cases where specialist expertise is required. In the Scottish legal system, which maintains a divided , advocates are instructed exclusively by solicitors or other authorized litigators who handle case preparation and conduct preliminary proceedings. Under the cab-rank principle, an must accept instructions for any case within their competence for a reasonable , barring conflicts of interest or exceptional circumstances, ensuring broad access to independent representation regardless of the client's means or the case's merits. Instructions are typically formalized in writing and routed through the Faculty's clerks' office, with fees agreed upfront or, if disputed, determined by the Auditor of the . Advocates are obligated to prioritize duties to the court, including full disclosure of binding precedents and avoidance of misleading submissions, while fearlessly advancing their client's position. Although the Law Reform (Miscellaneous Provisions) (Scotland) Act 1990 extended equivalent in the supreme courts to qualified solicitor advocates, members of the Faculty continue to dominate appearances in the most demanding litigation, leveraging their dedicated focus on courtroom advocacy and the collegial independence fostered by the Faculty's structure. Court attire, such as gowns and wigs, remains mandatory in higher courts like the and , underscoring formal traditions in Scottish judicial proceedings. Advocates may also undertake speculative fee arrangements or work through the Faculty's Free Legal Services Unit to support access to justice. Members of the Faculty of Advocates provide specialist and representation as independent practitioners, emphasizing objective analysis and courtroom advocacy. Advocates deliver written opinions and consultations on complex legal matters, often commissioned by solicitors handling intricate cases requiring in-depth and interpretation of law. This advisory role extends to non-litigious scenarios, such as , where advocates may act as arbitrators, mediators, or adjudicators. In providing representation, advocates prepare and present cases before Scottish courts, tribunals, and other forums, including the for civil matters, the for criminal appeals, sheriff courts, justice of the peace courts, the Land Court, the Sheriff Appeal Court, and the UK Supreme Court. They exercise full across these jurisdictions, focusing on oral and written , witness examination, and legal argument while upholding duties to both the court and client. The Faculty Appeals Unit, established in 2014, coordinates specialist representation in criminal appeals to enhance access for such proceedings. Instructions for services typically originate from solicitors, who refer cases after initial client handling, ensuring advocates receive comprehensive for effective preparation. Direct access permits certain professionals, public authorities, and organizations to instruct advocates directly for advice or non-court representation, bypassing solicitors under the Faculty's Direct Access Rules, though court proceedings generally require solicitor involvement to maintain the referral bar structure. This model preserves advocate independence, as members operate as sole practitioners without firm affiliations, available to any instructing party regardless of prior relationships. The Faculty of Advocates maintains a longstanding commitment to access to through its Free Legal Services Unit (FLSU), which coordinates legal assistance by volunteer advocates for individuals unable to afford representation. This unit facilitates free advice, court representation, and mediation services, primarily in civil matters, drawing on referrals from accredited advice agencies to identify eligible cases where no alternative funding exists. The scheme emphasizes deserving applications, such as those involving vulnerable clients or complex disputes unsuitable for statutory , with advocates providing services without fee as a professional duty. Pro bono work under the FLSU traces its roots to traditions embedded in the Faculty's history, predating modern statutory frameworks and continuing as a voluntary feature despite the introduction of legal aid in Scotland in 1949 for civil cases and 1964 for criminal matters. The unit was formally reconstituted on November 16, 2022, to streamline operations, expand outreach, and improve coordination with referring agencies, addressing gaps in service provision for un fundable cases. Accredited referrers, including organizations like the Free Legal Advice Centre in , undergo Faculty approval to ensure referrals align with pro bono criteria, such as financial hardship and merit of the claim. The Faculty actively promotes this commitment through participation in broader initiatives, including the Scottish Pro Bono Roundtable and annual Week events, such as the 2025 program themed " in Action" held from November 3 to 7. In April 2023, the Faculty advocated for greater coordination among Scotland's pro bono providers to avoid duplication and enhance efficiency in serving unmet needs. This reflects an institutional ethos prioritizing equitable access to irrespective of means, supplemented by the Faculty's regulatory oversight to uphold professional standards in volunteer engagements.

Organization and Governance

Leadership Structure and Office-Bearers

The Faculty of Advocates is led by a set of elected office-bearers who oversee its , professional standards, and administrative functions, supported by a Faculty chaired by the Dean. These office-bearers are selected through elections conducted among the Faculty's members, with voting guidelines ensuring transparency and participation from qualified advocates. The structure emphasizes collective decision-making, with the —comprising the office-bearers, former office-bearers, and additional members elected from bar constituencies—meeting monthly to address key policy issues, oversee committees, and implement Faculty initiatives. The Dean of Faculty holds the foremost position, acting as the primary representative of the Faculty in dealings with courts, government, and other legal bodies, while guiding its strategic direction and upholding . The Vice-Dean supports the Dean in these duties, chairs the Board of Examiners for advocate qualifications, and convenes the Professional Standards Committee to enforce conduct rules. The manages the Faculty's financial affairs, including , insurance, and staff matters, and leads the , and Staff Committee as well as the Committee for funding educational pursuits. Administrative roles are filled by the Clerk of Faculty, who assists the Dean, maintains membership records, and processes admissions, while serving on committees related to standards, , and examinations. The Keeper of the oversees the Advocates Library's operations, collections, and joint management committees such as the Curators of the and the Abbotsford Joint Collections Committee. Additionally, the Chairman of Faculty Services Limited directs this subsidiary company, which provides essential administrative and support services to members, ensuring operational efficiency separate from core . This hierarchical yet collaborative framework allows to regulate advocate practice independently while adapting to evolving legal demands in .

Regulatory Committees and Standards Enforcement

The Faculty of Advocates exercises regulatory authority over its members through powers delegated by the , as established under the Legal Services (Scotland) Act 2010, which requires approval from the Lord President for relevant rules. This delegation enables the Faculty to maintain professional standards while preserving independence from direct governmental oversight, a structure the Faculty has defended against proposals for a unified external regulator on grounds that self-regulation better aligns with the profession's expertise and . Standards of conduct are codified in the Guide to the Professional Conduct of Advocates (7th edition, October 2019, revised January 2022), supplemented by Dean's Rulings, which outline duties to clients, courts, and colleagues, including , avoidance of conflicts, and competence requirements. Enforcement begins with complaints directed to the Dean, who may conduct preliminary inquiries, summon advocates for explanations, or remit cases to specialized bodies; advocates are obligated to cooperate fully, with non-compliance itself constituting a breach. The Faculty's Disciplinary Rules, published separately, govern formal proceedings, emphasizing procedural fairness and proportionality in sanctions ranging from admonitions to suspension or striking off the roll. Key regulatory bodies include the Complaints Committee, which handles initial assessments and investigations, often incorporating lay members for impartiality, and the Disciplinary Tribunal, which adjudicates serious allegations of misconduct. Tribunal hearings are conducted publicly unless exceptional circumstances warrant privacy, with decisions published to promote transparency and deterrence; appeals lie to the Court of Session. An Investigating Committee may also be involved in probing complex complaints before tribunal referral, ensuring evidence is gathered rigorously. The Scottish Legal Complaints Commission may intervene for service-related issues, but conduct matters remain Faculty-led, reflecting statutory delineation. This framework prioritizes peer-led accountability, with the Faculty arguing it fosters higher ethical compliance than external imposition, as evidenced by public reporting of decisions such as the 2025 upholding of misconduct findings against advocates for failures in disclosure or professional courtesy. Oversight by the provides judicial checks, mitigating risks of insularity while avoiding perceived politicization in broader regulatory reforms.

Decision-Making Processes and Membership Involvement

The Faculty of Advocates' decision-making is primarily conducted through its Faculty Council, which comprises members elected by the practising bar from designated constituencies to represent diverse interests within the profession. This elected body holds authority over key strategic and policy decisions, such as regulatory standards, professional conduct oversight, and responses to legislative developments affecting advocates. The Council's composition includes ex officio participation by the Faculty's principal office-bearers—the Dean, Vice-Dean, , , and Keeper of the —who provide leadership continuity and expertise in deliberations. Membership involvement centers on electoral participation and service on specialized committees, rather than direct plenary voting on routine matters. All qualified members, including both practising and non-practising advocates, are eligible to vote in elections for Faculty Council representatives and office-bearers, with guidance issued to ensure fair processes, such as electronic or postal balloting where applicable. Elections occur periodically, typically annually for office-bearers, allowing members to influence by selecting leaders committed to upholding the cab-rank principle and professional independence. Beyond voting, members actively contribute through appointment to standing and committees, which execute much of the Faculty's operational and regulatory work, including , professional standards, and library administration; these bodies report to the Council and draw on members' expertise for evidence-based recommendations. This structure emphasizes over direct membership assemblies, reflecting the Faculty's historical self-regulation as an independent since its formal organization in the . While the delegates implementation to and the Dean's secretariat, major decisions, such as amendments to conduct rules or positions on legal reforms, require collective approval to maintain to the membership. Non-practising members, including judges and academics, retain voting rights in but are often precluded from practising roles, limiting their direct involvement in practice-specific . This model has sustained the Faculty's amid external regulatory pressures, though critics have noted potential insularity in opaque turnout or selections.

Membership and Qualification

Admission Criteria and Training (Devilling)

To qualify for admission as an intrant—a candidate for training as an —applicants to the Faculty of Advocates must hold an LLB degree in or an equivalent qualification, followed by completion of the Diploma in Professional Legal Practice. They must notify the Clerk of Faculty by emailing [email protected], specifying the applicable subsection under Regulation 2(1)(d) of the Faculty's Regulations as to Intrants, and submit a to the for . Required documents include a , LLB certificate and transcript, Diploma certificate, a status report from the Law Society of confirming good standing, a completed Appendix D certificate affirming fitness to practice, and contact details for two referees. Matriculation must occur by mid-October prior to commencing , with the application process ideally starting in June or July; fees total £493, comprising a £313 court fee and £180 Faculty matriculation fee. Applicants must pass Faculty examinations in Practice and Procedure and by February preceding devilling, with additional exams possible depending on prior qualifications; the and applicant's name are posted publicly at Parliament House for review. Devilling constitutes the mandatory nine-month practical training period under the supervision of an experienced advocate designated as a devilmaster, commencing annually in and emphasizing hands-on preparation for independent practice. The process begins with a five-week classroom-based foundation course in , covering core skills, followed by shadowing the devilmaster in civil and criminal matters, including , drafting pleadings, opinions, and notes of argument. Intrants undertake four to six weeks of criminal devilling, observing trials and appeals, alongside further structured courses: a two-week session in , a one-week assessment period in February, and a two-week skills course in May. Assessments comprise four practical evaluations—examining a , delivering legal submissions, drafting a , and preparing an opinion—with the option to retake failed components. demands full-time dedication, prohibiting court appearances by the intrant or concurrent employment; solicitors must remove themselves from the roll, register with the (£40 fee), and may incur travel expenses based on the devilmaster's caseload. Financial support includes scholarships such as the £10,000 Lord Reid award, £5,000 Faculty grant, £6,000 Scottish Council of Law Reporting bursary, and Lord Hope awards ranging from £3,000 to £8,000. Successful completion, alongside exam passage and fee payment, enables admission to the Faculty and on the November Admissions Day.

Current Membership Statistics and Demographics

As of 2024, the Faculty of Advocates reported 555 practising members, of whom 151 (27%) were female. Among these, there were 135 practising , with 31 (23%) being female. These figures reflect a gradual increase in practising membership from 428 in 2020 and 440 in 2017, amid sustained recruitment efforts including the admission of 27 new members in June 2025. The encompasses both practising and non-practising members, the latter including judges, law officers, parliamentarians, academics, and retired advocates, though comprehensive totals for non-practising membership remain undisclosed in recent official disclosures. Detailed demographics beyond , such as age or ethnic composition, are not systematically published, limiting broader profiling; historical data indicate women have comprised roughly one-quarter of practising members for over a decade, with recent proportions aligning closely.

Rights and Obligations of Members

Members of the Faculty of Advocates possess the exclusive status of officers of the upon admission, granting them a right of audience in Scotland's supreme courts, including the and the , as well as in proceedings before Senators of the . This right extends to independent practice, allowing advocates to exercise discretion in conducting cases without acting as agents for instructing solicitors, thereby preserving their professional independence. Additionally, members may accept instructions directly from clients in specified circumstances, such as from licensed providers or certain public bodies, subject to the Faculty's direct access rules revised as of 1 February 2019. Obligations encompass duties of to the Faculty, its Dean, and fellow members, requiring advocates to uphold the body's reputation and avoid actions that could bring it into disrepute. Members must adhere to core principles of professional conduct, including maintaining personal , from external influences, and strict regarding client information, which is deemed a primary and fundamental duty. Toward clients, advocates are bound to act in their best interests, avoid conflicts of interest, and refrain from handling client funds; toward the , they must all relevant binding authorities and statutes, prevent the tendering of perjured , and observe courtesy in proceedings. Further requirements include completing continuous (CPD) as mandated by the Faculty Council, with minimum hours specified in regulations effective from 10 September 2016, and regulating fees through negotiation via clerks to ensure reasonableness, payable within 21 days absent contrary agreement. Breaches of these obligations fall under the Faculty's disciplinary , exercised by the Dean and regulatory committees, reinforcing the self-governing structure that qualifies and oversees members.

Advocates Library

Scope of Collections and Resources

The Advocates Library holds approximately 250,000 volumes, primarily comprising legal texts essential for the practice of , including statutes, case reports, treatises, and international legal materials. Its collections emphasize resources supporting before Scottish courts, with a focus on historical and contemporary . A cornerstone of the library's holdings is its unparalleled collection of Session Papers—printed briefs, memorials, and judicial opinions from the —encompassing over 250,000 individual documents across thousands of volumes dating from the 18th to 19th centuries. These materials offer primary evidence of legal arguments, witness testimonies, and evolving doctrine in Scottish civil law, unmatched in scope by other institutions. Manuscript holdings extend to medieval origins, including early legal codices and charters, while special collections augment the core legal focus; notable examples include the Dieterichs Collection of around 250 volumes containing 1,666 continental legal theses from the 17th and 18th centuries, alongside named assemblages such as the Airth, Alva, and Dickson collections of rare printed works and pamphlets. The library retains the privilege of receiving copies of all law publications, ensuring ongoing acquisition of current resources like journals, monographs, and official reports. Digital resources complement physical collections through an online catalogue providing access to the majority of holdings, enabling members to locate materials for and case ; additional tools include subscriptions to legal databases and electronic journals tailored to advocates' needs.

Historical Role in Scottish Scholarship

The Advocates Library was established in 1682 by , then serving as and Dean of of Advocates, with the initial purpose of supporting legal practice through a dedicated collection of books and related materials. This foundation marked an early institutional commitment by to scholarly resources, building on prior informal collections and reflecting the era's emphasis on legal in . By the early , the library's scope expanded beyond strict legal texts, acquiring works in history, , and sciences, which positioned it as a key repository for intellectual pursuits; legal privileges, first granted in 1710 and reaffirmed through subsequent statutes, ensured receipt of copies of all -published books, amassing over 300,000 volumes by the mid-19th century. This status transformed the library into Scotland's national collection by the 1850s, serving not only advocates but also external scholars who accessed its holdings for , thereby fostering advancements in Scottish legal and broader scholarship. During the (roughly 1730–1830), the library functioned as a vital hub for intellectual exchange, with its comprehensive resources enabling figures such as historians and philosophers to conduct rigorous inquiries; for instance, between 1750 and 1820, prominent Scottish authors utilized its manuscripts and printed works to develop historical methodologies, elevating history as a systematic amid the era's empiricist trends. Scholars from across Britain and frequented the facility, drawn by rare texts, continental imprints, and periodicals that supported causal analyses of social and legal institutions, underscoring the library's causal role in disseminating evidence-based knowledge central to Enlightenment rationalism. This accessibility contributed to seminal outputs in Scottish jurisprudence and cultural , independent of state patronage. The library's scholarly influence persisted into the 19th and early 20th centuries, housing materials that informed treatises on Scots law's civil-law roots and union-era constitutional debates, until when the Faculty transferred approximately 750,000 non-legal items to establish the , retaining its core legal focus while preserving its legacy as a foundational engine of Scottish intellectual heritage.

Technological and Administrative Modernization

The Advocates Library has implemented a management system incorporating advanced technology to address the specialized requirements of its users, including automated cataloging and resource management capabilities. Efforts to enhance digital access include the development of an online catalogue for special collections, such as the Abbotsford Library, where ongoing cataloguing projects make items progressively searchable via digital interfaces; this initiative has been primarily funded by the Faculty of Advocates. In response to shifts toward remote working, particularly accelerated by the , the library's administration prioritized expanding digital accessibility upon the appointment of Stephen O'Rourke as Keeper in February 2021, aiming to broaden online resource availability for Faculty members. This focus continued under subsequent Keeper Neil Mackenzie QC, elected in February 2022, reflecting administrative adaptations to hybrid operational models. The has also collaborated on broader projects, including the University of Edinburgh's efforts to digitize Scottish Session Papers—a key historical legal resource originating from Faculty holdings deposited with the —enhancing preservation and remote scholarly access as outlined in the university's 2017 strategy. These initiatives underscore a commitment to integrating digital tools while maintaining the library's role as a primary hub, without fully supplanting physical collections.

Leadership: Deans of the Faculty

Selection and Role of the Dean

The Dean of the of Advocates is elected by the membership of the from among its qualified advocates, typically serving a term of four years. The process begins with nominations, and in cases of multiple candidates, an is conducted by vote among ; uncontested nominations result in direct appointment, as occurred in 2020 when Roddy Dunlop KC succeeded Gordon Jackson QC without opposition. Elections are governed by guidelines, ensuring participation from the full membership of approximately 500 advocates. As the elected leader, the Dean holds primary responsibility for guiding the Faculty's direction, representing it in external matters, and exercising delegated authority to make binding decisions on its behalf, a tradition rooted in the Faculty's self-governing structure. This includes oversight of professional standards, admissions processes, and arrangements, where the Dean's determinations are final. Historically, the Dean wielded significant disciplinary powers, though these have been partially transferred to the Scottish Legal Complaints Commission since its establishment in 2011, retaining the Dean's role in internal Faculty conduct and ethical rulings. The Dean collaborates with the Vice-Dean, who assists in duties and chairs key committees such as Professional Standards.

List of Notable Deans and Their Tenures

  • Roddy Dunlop KC (2020–present): Elected as Dean on 14 July 2020, succeeding Gordon Jackson QC, and introduced to the shortly thereafter; recognized as a leading ranked in multiple practice areas by Chambers .
  • Richard Keen KC (2007–2014): Served as Dean for seven years before resigning to pursue political roles; subsequently appointed in 2015 and elevated to the as Lord Keen of Elie.
  • James Wolffe KC (2014–2016): Elected Dean in February 2014 as the 20th in the modern era, following service as Vice-Dean; later appointed from 2016 to 2021, representing the at international legal forums.
  • Nigel Emslie QC (1997–2001): Held the position prior to judicial appointment in 2001 as a Senator of the ; part of a prominent legal family, with his father having served as Lord President.
  • James S. C. Reid (1945–1948): Served as Dean immediately after his tenure as (1941–1945); the Faculty's Lord Reid Building is named in his honor, reflecting his contributions to legal infrastructure and practice.
These individuals exemplify leadership during periods of legal reform, political transition, and professional advancement in Scottish advocacy.

Controversies and Criticisms

Conflicts with Solicitor-Advocates and Market Competition

The introduction of extended rights of audience for solicitors in Scotland's superior courts, enabled by sections 25-27 of the Law Reform (Miscellaneous Provisions) (Scotland) Act 1990, marked the end of the Faculty of Advocates' historical monopoly over advocacy in the Court of Session and High Court of Justiciary. Prior to this reform, only Faculty members could appear in these courts, a position the Faculty had defended against solicitors' encroachments since at least the 19th century. The first solicitor-advocates qualified in 1993, with the Society of Solicitor Advocates forming in 1994 to represent their interests. By 2020, approximately 201 held civil extended rights and 152 criminal rights, comprising a significant portion of higher court appearances and exerting downward pressure on fees through integrated solicitor-led services. This shift intensified market competition, as solicitor-advocates—regulated by the Law Society of Scotland—could bundle with client-handling and litigation preparation, unlike independent Faculty advocates bound by the requiring acceptance of briefs without conflict. The contended that in-house instructions within solicitor firms created inherent conflicts, reducing client choice and undermining bar's role in ensuring impartial representation. In its 2018 response to the Roberton of legal , the highlighted competitive disadvantages, noting solicitor-advocates' access to partnerships unavailable to advocates (who operate as sole traders) and their dual role in managing client funds, which advocates forgo to maintain independence. It proposed prohibiting internal firm instructions to solicitor-advocates as a pro-competition measure, arguing this would level the field without regulatory overreach. Tensions escalated during regulatory debates, with the Society of Solicitor Advocates criticizing the Faculty's Roberton submissions in as presenting a "skewed picture" that exaggerated barriers to access to while downplaying solicitor-advocates' contributions to affordability. The Faculty rebutted these claims, emphasizing the Society's dual role as both representative and regulator of solicitor-advocates as a conflict absent in the Faculty's self-regulation, which it described as more proportionate given advocates' lower complaint rates (2% versus 10% for solicitors in 2016-17). Such disputes reflect broader causal pressures: the reforms aimed to foster competition but inadvertently favored solicitors' integrated models, prompting Faculty advocacy for structural adjustments like advocate incorporation to mitigate disadvantages without compromising independence. Despite these frictions, both professions have coexisted, with solicitor-advocates comprising about five of the 23-28 annual nominees alongside Faculty members as of 2025.

Issues of Accountability and Complaints Handling

The handling of complaints against members of of Advocates is governed by the and (Scotland) Act 2007, with formal conduct complaints initially directed to Scottish Legal Complaints Commission (SLCC). The SLCC assesses whether a complaint raises issues of professional misconduct and, if so, may remit it to for investigation and under its Disciplinary Rules 2019 and Guide to the Professional Conduct of Advocates. The Complaints Committee, comprising advocates, conducts inquiries, with potential sanctions ranging from admonitions to suspension or expulsion, though decisions require approval from the Dean and a if contested. A 2024 review by the SLCC identified significant shortcomings in the Faculty's process, describing it as "overly complex and extremely challenging to navigate," particularly for lay complainants without legal representation. Key issues included unclear disciplinary rules that "has the potential to undermine public confidence," inconsistent application of penalties due to the absence of sanctions guidance—"no obvious consistency in the penalties imposed"—and protracted timescales, with investigations averaging 450 days and some exceeding four years. Transparency was further compromised by an inconsistent policy on publicizing decisions, while the appeal mechanism drew criticism for requiring leave from the original decision-makers, which "undermines the integrity of the process" by potentially biasing outcomes. In response, the SLCC issued five statutory recommendations: clarifying the disciplinary rules; developing a dedicated complaints policy and procedure manual; reviewing training for Complaints Committee members; issuing guidance on sanctions to ensure consistency; and providing comprehensive process guidance for complainants. A revised publication policy was also suggested to enhance public accountability for decisions. By June 2025, implementation remained pending approval of revised rules by the Lord President, prompting the SLCC to warn that further delays would deny benefits to both complainants and advocates, with monitoring ongoing through a joint framework between the SLCC and . The affirmed its commitment to transparency but has historically resisted broader external regulation, arguing in that an independent body for all legal services would not serve the . These concerns echo earlier critiques of self-regulation within , such as a assessment highlighting chronic transparency deficits that hinder amid competitive pressures from solicitor-advocates. While the SLCC's role as a statutory gateway introduces external oversight, the Faculty's internal handling raises questions about independence, as investigations are conducted by fellow advocates, potentially prioritizing professional solidarity over rigorous scrutiny. No comprehensive data on volumes or upheld rates post-2024 review is publicly detailed, though SLCC audits indicate a need for systemic enhancements to align with best practices in objective, timely resolution.

Responses to Political Attacks on the Judiciary

The Faculty of Advocates has periodically issued statements condemning political criticisms directed at the , emphasizing the importance of from partisan influence. In April 2025, following a ruling on a Scottish legislative matter, Scottish Green MSP Maggie described the judgment as embodying "bigotry, prejudice and hatred" during a in . The Faculty's Dean, Roddy Dunlop KC, responded on behalf of the Office Bearers, protesting the remarks as an unacceptable attack on the integrity of the court and demanding an apology, arguing that such language undermined confidence in impartial judicial decision-making. Earlier instances reflect a consistent pattern of defense against perceived politicization. In June 2011, then-First Minister faced rebuke from the Faculty, alongside the Law Society of Scotland, for what Deans Richard Keen described as "highly personal" attacks on judges handling cases related to ministerial appointments, with the joint statement warning that such conduct risked eroding the . The Faculty's interventions underscore its role in safeguarding the from executive or legislative pressures, particularly in contexts where court rulings have constrained policies on devolved competences. These responses align with broader advocacy for the , as articulated by successive Deans, who have stressed that political disagreement with judicial outcomes must not translate into assaults on judicial officers. In a statement, the Faculty also deprecated UK Boris Johnson's characterization of certain lawyers as "left-wing," viewing it as an unwarranted slur on the profession's neutrality, though this pertained more to systemic critiques than specific Scottish judicial actions. Such actions by the Faculty serve to reinforce institutional barriers against the instrumentalization of courts for political ends.

Achievements and Impact

Members of the Faculty of Advocates have substantially influenced Scottish legal jurisprudence through authoritative institutional writings that systematized the principles of , blending civil law traditions with native customs and feudal elements. James Dalrymple, 1st Viscount Stair, admitted to the Faculty in 1648, published The Institutions of the Law of Scotland in 1681, providing a foundational on that delineated doctrines of , , , and relations, drawing on Roman, Dutch, and sources to establish a coherent rational basis for judicial application. This work, originating from an advocate's practice, remains a primary reference in Scottish courts for interpreting uncodified areas of . Other Faculty members extended this scholarly tradition with treatises that refined and expanded jurisprudential frameworks. Sir Thomas Craig, admitted in 1563, authored Jus Feudale around 1603, analyzing feudal and in a manner that integrated Scots practices with broader European legal theory, influencing constitutional and property concepts. John Erskine of Carnock, an advocate and later professor, produced An Institute of the Law of Scotland in 1773, offering a methodical exposition of public and principles that courts continue to cite for authoritative guidance on obligations and remedies. These institutional writings by advocates are treated as quasi-legislative sources in , filling gaps in and due to their comprehensive, principle-based reasoning. The Faculty's Advocates Library, established in 1680 by Sir George Mackenzie—a member admitted around 1660—has further advanced by housing extensive session papers from the , Scotland's central civil court, spanning the 18th and 19th centuries. These documents detail arguments, evidence, and judicial reasoning in thousands of cases, enabling analysis of doctrinal evolution in areas like equity, succession, and commercial obligations. The library's preservation of legal manuscripts and texts supported historical scholarship, reinforcing Scots law's mixed jurisdiction against post-1707 pressures for anglicization. Faculty admission standards, formalized from 1619 with requirements for civil law theses and expanded in 1750 to include examinations, cultivated advocates proficient in comparative , ensuring sustained development of distinct legal principles through courtroom and scholarly output. This expertise manifested in resisting full integration with English , preserving causal mechanisms in and rooted in continental influences rather than pure precedent. The Faculty of Advocates exerts significant influence on Scottish by establishing the criteria and procedures for admission to the , including mandatory examinations that preparatory curricula at universities. Intrants—candidates seeking admission—must typically hold a or equivalent qualification before undergoing Faculty-prescribed assessments, such as examinations in Practice and Procedure and , sat in the prior to commencing (). These requirements, formalized in regulations dating back to at least 1866 and largely unchanged in structure today, ensure that aspiring advocates demonstrate proficiency in core competencies, thereby aligning university legal programs with professional standards emphasizing , advocacy skills, and procedural knowledge. The Faculty charges a fee of £150 plus VAT per examination paper, underscoring its direct oversight of entry barriers. This gatekeeping role has historically intertwined with the evolution of formal legal training in , where the Faculty's admission standards have driven the development of specialized courses. For instance, the expansion of degrees in the 19th and 20th centuries responded to Faculty mandates requiring academic credentials alongside practical aptitude, fostering a hybrid model of theoretical and supervised practice via under an assigned devilmaster. While the Faculty has expressed reservations about external encroaching on its domain, this system maintains rigorous standards, with successful passage of exams prerequisite to full membership and practice rights. In historical , the Faculty contributes through the Advocates Library, established as a library since 1709 and housing extensive collections of manuscripts, early printed books, and archival materials that have attracted scholars across Europe. The library's resources, including rare texts and Faculty records, have supported foundational research into Scottish jurisprudence, with its development into a major intellectual hub documented in studies of 18th- and 19th-century . Complementing this, Faculty members and affiliates advance via the Stair Society, founded in 1934 to publish primary sources on ; the Society has issued multiple volumes of the Faculty's own Minute Books, such as Volume 4 covering 1783–1798, preserving institutional history and enabling analyses of professional evolution. These efforts underscore the Faculty's role in sustaining causal continuity between historical practice and contemporary understanding, prioritizing archival fidelity over interpretive bias.

Defense of Judicial Independence and Rule of Law

The Faculty of Advocates has actively defended and the through public statements condemning political attacks on the and legal professionals. In April 2025, following MSP Maggie Chapman's public criticism of the UK Supreme Court's ruling in For Women Scotland Ltd v Scottish Ministers, the Faculty issued a formal , describing her remarks as "appalling" and "irresponsible" for accusing judges of "bigotry, prejudice and discrimination." The Faculty warned that such rhetoric risks endangering judicial figures and eroding public trust in impartial decision-making, demanding an apology to reaffirm the . In March 2025, joined an international coalition of legal bodies in a joint statement criticizing U.S. government actions targeting lawyers involved in cases against former President , arguing these measures "undermine the fundamental principles of and the ." Signatories, including , emphasized that sanctioning for representing clients threatens access to justice globally. Further reinforcing this stance, in October 2025, the Faculty co-signed a statement with and international bar associations decrying political vilification of lawyers and immigration judges, asserting that such attacks "undermine the and can have real-life consequences for the safety of legal professionals." These interventions highlight the Faculty's role in upholding the judiciary's from executive or legislative pressure. The Faculty's professional conduct underscores that respect for advocates' functions is "an essential condition for the and ," guiding members to prioritize in practice. In written evidence to the UK Parliament in April 2025, affirmed its commitment to the , recognizing diverse views but stressing the need for an independent bar to ensure equal access to regardless of wealth or status. Through these mechanisms, positions itself as a guardian against encroachments on legal in and beyond.

References

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