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In baseball, a balk is a set of illegal motions or actions that a pitcher may make. Most of these violations involve pitchers pretending to pitch when they have no intention of doing so. In games played under the Official Baseball Rules that govern professional play in the United States and Canada, a balk results in a dead ball or delayed dead ball. In certain other circumstances, a balk may be wholly or partially disregarded. In the United States, under the National Federation of State High School Associations (NFHS Baseball Rules), a balk results in an immediate dead ball. In the event a balk is enforced, the pitch is generally (but not always) nullified, each runner is awarded one base, and the batter (generally) remains at bat with the previous count. The balk rule in Major League Baseball was introduced in 1898.[1]
According to the Official Baseball Rules: "Umpires should bear in mind that the purpose of the balk rule is to prevent the pitcher from deliberately deceiving the base runner."[2]
Balk actions
[edit]A pitcher is restricted to a certain set of motions and one of two basic pitching positions before and during a pitch. If these regulations are violated with one or more runners on base, an umpire may call a balk. The batter at home plate does not advance on a balk.

With a runner on base and the pitcher on or astride (with one leg on each side of) the rubber, under Official Baseball Rules, it is a balk when the pitcher:[3]
- Switches pitching position from the windup to the set (or vice versa) without properly disengaging the rubber
- While on the rubber, makes a motion associated with a pitch and does not complete the delivery
- When pitching from the set position, fails to make a complete stop with his hands together before beginning to pitch
- Throws from the mound to a base without stepping toward (gaining distance in the direction of that base)
- Throws or feints a throw from the rubber to an unoccupied base, unless a play is imminent
- Steps or feints from the rubber to first or third base without completing the throw
- Delivers a quick return, a pitch thrown right after receiving the ball back, with intent to catch the batter off-guard
- Drops the ball while on the rubber, even if by accident, if the ball does not subsequently cross a foul line
- Unnecessarily delays the game
- Pitches while facing away from the batter
- After bringing his hands together on the rubber, separates them except in making a pitch or a throw
- Stands on or astride the rubber without the ball, or mimics a pitch without the ball
- Attempts to throw to a fielder in a spot not directly at a base
- Delivers a pitch during a squeeze play or a steal of home, if the catcher or some other player steps on or in front of home plate without possession of the ball, or touches the batter (or the bat). The ball is dead, the batter is awarded first base, the pitcher is charged with a balk, and the run scores
With the addition of new pace-of-play rules introduced for the 2023 season, a pitcher is charged with a balk if he attempts a pickoff more than twice in a single at-bat without recording an out, and without the runner advancing.
Under NFHS Rules, a balk occurs when[4]
- There is any feinting toward the batter or first base, or any dropping of the ball (even though accidental) and the ball does not cross a foul line.
- The pitcher fails to step with the non-pivot foot directly toward a base (occupied or unoccupied) when throwing or feinting there in an attempt to put out, or drive back a runner; or throwing or feinting to any unoccupied base when it is not an attempt to put out or drive back a runner.
- An illegal pitch from any position.
- Failing to pitch to the batter in a continuous motion immediately after any movement of any part of the body such as he habitually uses in his delivery
- Taking a hand off the ball while in a set position (unless he pitches to the batter or throws toward a base or he steps toward and feints a throw to second or third base)
- Failing to pitch to the batter when the entire non-pivot foot passes behind the perpendicular plane of the back edge of the pitcher’s plate, except when feinting or throwing to second base in an attempt to put out a runner
- The pitcher makes a movement naturally associated with pitching and/or places his feet on the pitcher's plate without the ball.
The pitcher's acts of spitting on the ball, defacing or altering the ball, rubbing the ball on the clothing or body, or applying a foreign substance to the ball are not balks; however, it will result in the pitcher's ejection from the game if caught.
Clarifications
[edit]A pitcher was allowed to feint toward third (or second) base, and then turn and throw or feint to first base if the pitcher's pivot foot disengaged the rubber after the initial feint. This is called the "fake to third, throw to first" play. However, Major League Baseball classified this as a balk beginning with the 2013 season.[5]
If no runners are on base and the pitcher commits an otherwise balkable action, there generally is no penalty. However, delivering a quick return or pitching while off the rubber (which constitute balks when runners are on base) results in a ball being called with the bases empty. If the pitcher commits an act confusing to the batter with nobody on, stops their delivery, or otherwise violates, play is restarted without penalty and time is called. If a pitcher repeatedly commits illegal actions without runners on base, they may be subject to ejection for persistently violating the rules.
If, during an attempt to execute the "hidden ball trick" (where the defensive team deceives the runner(s) as to the ball's location while the play is live), the pitcher stands on the rubber prior to the fielder revealing the ball and applying the tag, the runner is not out. Instead, it is a balk, with all runners on base being awarded their next base.
Common misconceptions
[edit]"Catcher's balk" is not a term in the official rules, but is sometimes used to describe an atypical situation relating to an intentional walk: if the catcher is not completely within the catcher's box when the pitcher releases the ball during delivery, it is a violation.[6] The balk is still charged to the pitcher, because such a pitch is defined as a "Pitcher Illegal Action."[7]
A pitcher is not required to step off the rubber before throwing to an occupied base in a pick-off attempt. With his pivot foot in contact with the rubber in either the windup position or the "set" position, the pitcher may either: 1) deliver the ball to the batter: 2) throw to a base for a pickoff; or 3) step off the rubber.[8]
MLB rules state that: "Pitchers shall take signs from the catcher while in contact with the pitcher’s plate" (the rubber), but the rules do not describe the infraction as a balk.[9]
Major League Baseball balk records
[edit]Steve Carlton had 90 balks during his major league career.[10] The single season major league record is held by Dave Stewart, who had 16 balks in 1988 while pitching for the Oakland Athletics.[11][12]
The major league record for the most balks in one game is held by Bob Shaw, who had five balks on May 4, 1963, pitching for the Milwaukee Braves against the Chicago Cubs. Four of the five balks came when Billy Williams was on base: one in the first inning, then three more in the third inning. In the latter frame, Shaw walked Williams and then proceeded to balk him to second, third, and home.[13] Shaw's balks were blamed on his difficulty adjusting to a then-new point of emphasis in the rules: National League umpires were told to strictly enforce the section of the balk rule that required the pitcher, when going from the stretch to the set position, to come to a complete stop with his hands together for one full second before pitching. The rule had been virtually ignored before.[14][15][16] Seven pitchers committed four balks in an MLB game.[12]
Knuckleballer Charlie Hough was once called for nine balks in one major league exhibition game, occurring in March 1988. He was called for seven balks in a single inning of the game, as umpires set out to "enforce a full set position" for the coming season.[17]
On September 27, 2022, Miami Marlins reliever Richard Bleier was called for three balks in a row by first-base umpire John Tumpane, all while facing New York Mets batter Pete Alonso. Bleier had given up a single and was then called for three balks while facing Alonso, balking the runner home. Marlins manager Don Mattingly was ejected for arguing the third balk. After Alonso grounded out for the third out of the inning, Bleier was also ejected for continuing to argue the balks. Until that point, Bleier had never had a balk called against him in his seven-year major league career, over the course of 303 games.[18] This instance tied the record for most balks in an inning and for most balks in a single at bat.[12] Sports writer Mike Axisa wrote that: "Some balks are obvious. Those are not... You almost have to be looking for a reason to call a balk to ring Bleier up on that motion three – again, three! – times in a single inning."[19]
Notable balks
[edit]During the 1947 World Series, New York Yankees pitcher Spec Shea dropped the ball trying to pick off Jackie Robinson of the Brooklyn Dodgers at first base. After at least one other attempt, Shea dropped the ball and umpire Babe Pinelli waved Robinson to second base.[20]
A famous balk came in the first All-Star Game of 1961, when strong winds at Candlestick Park caused pitcher Stu Miller to sway erratically and be called for a balk. This story is often exaggerated in re-tellings of baseball lore, some having Miller being blown off the pitching mound.[21]
The Los Angeles Dodgers defeated the Texas Rangers on June 18, 2015, when Rangers relief pitcher Keone Kela committed a balk in the bottom of the ninth inning of a tie game with Enrique Hernández at third base.[22] There have been at least 25 such walk-off balks (or "balk-offs") in major league history since 1914.[23]
The Kansas City Royals won two games in the 2023 season via a balk-off. The first was on August 1 vs. the New York Mets in the bottom of the 10th inning when relief pitcher Josh Walker balked before throwing a single pitch, scoring MJ Melendez and resulting in a 7–6 victory for the Royals.[24] The Royals' second balk-off victory came 36 days later in a game against the Chicago White Sox on September 5 when Gregory Santos balked with two outs in the ninth inning and the bases loaded to score Maikel García; coincidentally, this game also ended with a score of 7–6.[25] According to Elias Sports Bureau, the 2023 Royals are the only team in the live-ball era to have multiple balk-off wins in a single season.[26]
On June 14, 2019, Dodgers closer Kenley Jansen intentionally balked during a game with the Chicago Cubs. With the Dodgers leading, 5–3, and two outs in the top of the ninth inning, the Cubs' Jason Heyward was on second base. Concerned that a runner at second base could possibly steal signs, Jansen intentionally balked, advancing the runner to third base.[27] Jansen then struck out batter Víctor Caratini for the final out of the game.[28] Jansen repeated this ploy while pitching for the Los Angeles Angels against the Dodgers on May 17, 2025, intentionally balking Shohei Ohtani from second base to third base, and then retiring Mookie Betts for the last out of game.[29] Other intentional balks, while rare, have subsequently occurred in MLB.
References
[edit]- ^ "What Is A Balk In Baseball?". Baseball Biography.
- ^ "Official Baseball Rules, Rule 6.02(a) Comment" (PDF). Major League Baseball. 2019. p. 76. Archived (PDF) from the original on 2021-11-16.
Umpires should bear in mind that the purpose of the balk rule is to prevent the pitcher from deliberately deceiving the base runner.
- ^ "The Official Site of Major League Baseball: Official info: Official Rules". Archived from the original on 2021-05-06. Retrieved 2007-04-02.
- ^ "Rule 6". umpirebible.com. Archived from the original on 2022-10-09. Retrieved 2022-04-10.
- ^ Brooks, Matt (May 10, 2012). "MLB aiming to nix fake-to-third, throw-to-first pick-off move in 2013". Washington Post. Archived from the original on August 23, 2019. Retrieved May 15, 2012.
- ^ "Umpires: Feature | MLB.com: Official info". Archived from the original on 2016-02-04. Retrieved 2010-05-10.
- ^ "Official Baseball Rules, 6.02 Pitcher Illegal Action" (PDF). Major League Baseball. 2019. p. 74. Archived (PDF) from the original on 2021-11-16.
- ^ "Official Baseball Rules, Rule 6.02(a) Comment" (PDF). Major League Baseball. 2019. p. 76. Archived (PDF) from the original on 2021-11-16.
- ^ "Official Baseball Rules, Legal Pitching Delivery" (PDF). Major League Baseball. 2019. p. 33. Archived (PDF) from the original on 2021-11-16.
- ^ Kelly, Matt (May 27, 2019). "What is a balk?". MLB.com. Retrieved 2025-08-04.
- ^ Hickey, John (2020-04-13). "Remember 1988's Year of the Balk? The A's Certainly Do". On SI. Retrieved 2025-08-04.
- ^ a b c "MLB Balk Records". Baseball Almanac. Archived from the original on 2022-10-09. Retrieved 2022-09-28.
- ^ "May 4, 1963 Chicago Cubs at Milwaukee Braves Box Score and Play by Play - Baseball-Reference.com". Archived from the original on October 9, 2022. Retrieved March 26, 2018.
- ^ Belleville, Gary. "May 4, 1963: Braves' Bob Shaw sets NL/AL record with 5 balks". Society for American Baseball Research. Retrieved 2025-08-04.
- ^ "Bragan reveals he is fining Brave pitchers $100 per balk". The Scranton Tribune. UPI. 1963-05-07. p. 12. Retrieved 2025-08-04.
- ^ Walfoort, Cleon (May 4, 1963). "Shaw Is Balkiest Pitcher of Them All". Milwaukee Journal.
- ^ "Hough Called for 9 Balks". The New York Times. Associated Press. March 8, 1988. Archived from the original on July 13, 2018. Retrieved July 13, 2018.
- ^ Ladson, Bill "Not 1, not 2...Marlins' Bleier called for 3 balks in same AB," MLB.com, Wednesday, September 28, 2022. Retrieved September 28, 2022.
- ^ Axisa, Mike (28 September 2022). "Marlins' Richard Bleier becomes first pitcher called for three balks in one inning since 1988". CBS Sports.
- ^ "1947 World Series by Baseball Almanac". Archived from the original on 2020-09-07. Retrieved 2020-06-24.
- ^ Noble, Marty (July 11, 2015). "Balk defined 1961 All-Star Game, Stu Miller's career". MLB.com. Retrieved April 9, 2024.
- ^ "Must C: Dodgers walk off on balk". MLB.com. June 18, 2015. Retrieved September 8, 2024.
- ^ Gilfix, Adam (June 19, 2015), "Talking Balk: All Walk-Off Balks in MLB History", Harvard Sports Analysis Collective, archived from the original on June 16, 2019, retrieved June 15, 2019
- ^ "Royals 7-6 Mets (Aug 1, 2023) Final Score". ESPN. Retrieved 2024-04-07.
- ^ "Royals 7-6 White Sox (Sep 5, 2023) Final Score". ESPN. Retrieved 2024-04-07.
- ^ Rogers, Anne (September 6, 2023). "Royals make history with 2nd walk-off balk of '23". MLB.com. Retrieved April 6, 2023.
- ^ "Los Angeles Dodgers 5, Chicago Cubs 3". Retrosheet. June 14, 2019. Archived from the original on September 7, 2021. Retrieved September 7, 2021.
- ^ Gurnick, Ken (June 15, 2019). "Ever seen an intentional balk? You have now". MLB.com. Archived from the original on November 13, 2021. Retrieved June 15, 2019.
- ^ Maguire, Brent (May 18, 2025). "Jansen to Ohtani: 'I'm balking you to third'". MLB.com.
External links
[edit]Definition and Purpose
Definition of a Balk
In baseball, a balk is defined as an illegal act by the pitcher with a runner or runners on base, resulting in the advancement of all such runners by one base without liability to be put out.[8] According to Major League Baseball's Official Rules, specifically Rule 6.02(a), this infraction occurs when the pitcher, while in contact with the pitcher's plate, engages in certain prohibited actions that may deceive baserunners, such as initiating a motion associated with the pitch without delivering the ball to the batter.[8] The rule aims to protect runners from unfair deception, though a specific intent to mislead is not required for the umpire to rule a balk; rather, the focus is on the illegality of the motion itself.[9] A fundamental prerequisite for a balk is that the pitcher must be touching the rubber—also known as the pitcher's plate—with at least one foot at the time of the illegal action.[8] This rule applies exclusively when there are runners on base; with the bases empty, similar motions by the pitcher do not constitute a balk and may instead result in a ball or other penalties unrelated to runner advancement.[9] The prohibition underscores the pitcher's responsibility to maintain fairness once runners are present, ensuring that any preparatory or delivery motion is completed as intended or properly disengaged from the rubber. The pitcher's rubber itself is a key element in balk judgments, serving as the designated point of contact on the pitcher's mound. It is a rectangular slab, typically 24 inches by 6 inches, embedded in the mound and positioned 60 feet, 6 inches from home plate in Major League Baseball.[8] All balk rulings originate from the pitcher's engagement with this rubber, as disengagement alters the legal context of subsequent actions. When a balk is called, the immediate effect is that each runner advances one base, enforcing the rule's protective intent.[8]Historical Purpose and Rationale
The balk rule in baseball traces its origins to the mid-19th century, when early formalized codes sought to regulate pitchers' actions to ensure fair play. The term "balk" first appeared in the rules in 1857, defined as an illegal act where a pitcher stepped beyond a designated line 45 feet from home plate during delivery, rendering the ball dead and allowing all runners to advance one base without risk of being put out.[10] This provision addressed initial concerns over pitchers exploiting positional advantages to disrupt play, particularly in an era when baseball was transitioning from informal town ball variants to structured competitions under organizations like the National Association of Base Ball Players. By the 1880s, as professional leagues such as the National League diverged from amateur associations, debates over rule standardization intensified, with professional codes emphasizing stricter controls on pitching to curb deceptive tactics that could strand runners or create unfair delays, though balk specifics remained rudimentary until later refinements.[11] The modern balk rule was formally introduced in 1898 as part of Major League Baseball's official codification, specifically targeting pitchers' tricks like incomplete deliveries or feigned throws that deceived baserunners and hindered their ability to advance.[12] Prior to this, pitchers could employ quick fakes or hesitations without penalty, often leaving runners vulnerable or "stranded" mid-play, which undermined the game's integrity during the dead-ball era's emphasis on strategic maneuvering. The 1898 rule mandated that once a pitcher initiated a motion toward a base or the plate, they must complete it fully, making the ball dead upon violation and advancing runners— a direct response to 19th-century frustrations with "ball dead" scenarios where ambiguous actions halted live play unfairly.[10] At its core, the balk rule's rationale has always been to protect baserunners from unfair deception, promoting equitable competition by requiring pitchers to either commit clearly to a pitch or legally disengage from the rubber. This intent was shaped by broader 1880s tensions between amateur ideals of gentlemanly sportsmanship and professional demands for tactical edge, where unchecked pitcher guile was seen as eroding the spirit of the game.[12] Over time, the rule evolved to standardize enforcement, with significant clarifications in the early 20th century refining what constituted a "commitment" in the pitcher's motion, though major overhauls like the prohibition on sequential fakes to bases occurred later in 2013. In 2023, MLB introduced a limit of two disengagements (such as pickoff attempts) per plate appearance, with a third unsuccessful attempt resulting in a balk, further refining the rule to enhance game pace while maintaining its anti-deception intent.[13] These developments ensured the rule's enduring role in balancing pitcher control with runner safety.[2]Rules and Illegal Actions
Prohibited Pitcher Motions
In baseball, a balk is primarily triggered by prohibited motions executed by the pitcher while in contact with the pitcher's rubber, with the intent or effect of deceiving base runners. According to MLB Official Rule 5.07(a), the pitcher must adhere strictly to either the windup or set position without interruption or feint once the motion begins; any deviation, such as starting a delivery and then stopping or hesitating, constitutes a balk when runners are on base.[8] This rule emphasizes that "the pitcher shall not make any motion naturally associated with the pitch while off the rubber," ensuring runners are not misled by incomplete actions.[8] Core prohibited motions include failing to complete a pitch after initiating the windup or set position. In the windup, the pitcher faces the batter with the pivot foot on the rubber and must deliver the ball without altering the motion once started; stopping midway or feinting a pitch results in a balk.[8] Similarly, in the set position—used with runners on base—the pitcher must come to a complete and discernible stop with hands together before delivering; any hesitation or quick pitch without this stop is illegal, as it deceives runners by simulating a pitch prematurely.[8] Dropping the ball while the pivot foot remains in contact with the rubber is another automatic balk, regardless of intent, as it interrupts the delivery without a legal disengagement.[8] When throwing to a base, the pitcher must step directly toward that base before releasing the ball; failing to do so, such as by turning the shoulders without completing the throw or feinting excessively, violates Rule 5.07(a)(2).[8] For instance, feinting a throw to first or third base without a proper step is prohibited, though a fake to second base is permitted as it does not typically deceive runners advancing from first.[8] In the stretch position (a variant of set), excessive fakes or incomplete motions toward a base, like pivoting without a direct step, are balks designed to prevent the pitcher from gaining an unfair advantage through deception.[8] These actions underscore the rule's focus on maintaining fairness, with umpires enforcing them to protect runners from manipulative plays.[8]Specific Balk Scenarios
A balk is fundamentally runner-dependent, occurring only when one or more runners are on base and the pitcher executes an illegal motion intended to deceive those runners. Without runners on base, the same actions do not constitute a balk but may result in an illegal pitch, typically awarding a ball to the batter. For instance, a quick pitch delivered before the batter is alert is penalized as a ball with bases empty, but escalates to a balk if runners are present.[9][4] In pickoff attempts, a balk is called if the pitcher fails to gain distance by stepping directly toward the targeted base before throwing or feinting, as required under Official Baseball Rule 6.02(a)(3). This applies particularly to throws toward first or third base, where insufficient directional commitment—such as a subtle pivot without clear advancement—deceives runners and advances all by one base. With multiple runners, the penalty remains uniform, allowing each to advance regardless of their position, emphasizing the rule's protection against pitcher deception in multi-runner scenarios.[4][14] The 2023 introduction of the pitch timer and disengagement limits created new balk scenarios tied to pace-of-game enforcement. Pitchers are restricted to two disengagements (pickoff attempts or step-offs from the rubber) per plate appearance with runners on base; a third unsuccessful disengagement is ruled a balk, advancing all runners. This limit resets if runners advance during the appearance, but violations often intersect with timer pressures, where a deceptive start to the windup or set position under the 18-second clock (with runners) can compound into a balk if the motion mimics a delivery without completing it.[9][15] During appeal plays, such as attempting to tag up or missed base violations, a balk by the pitcher nullifies the defensive opportunity. If the pitcher commits an illegal motion—such as failing to step off properly before initiating the appeal throw—the ball becomes dead, runners advance one base, and the appeal cannot proceed, prioritizing runner protection over the defensive challenge. This ensures appeals do not exploit balk-prone motions under time constraints.[4][14]Exceptions and Clarifications
Legal Disengagements from the Rubber
In baseball, a pitcher legally disengages from the rubber by stepping backward with the pivot foot, thereby ending any commitment to pitch or throw and transitioning to the status of an infielder. This action must be a clear, direct step behind the rubber without feinting or hesitation, as any deceptive motion while in contact with the rubber constitutes a balk. Once disengaged, the pitcher may freely throw to any base without balk risk, and any errant throw is treated as an infielder's error rather than a balk penalty.[8] For legal pickoff attempts while engaged on the rubber, the pitcher must step directly toward the targeted base with the free foot, gaining both distance and direction toward that base before releasing the throw. This step initiates a continuous motion, and the ball must be thrown before the pivot foot returns to or replants on the rubber; otherwise, the action is deemed deceptive and results in a balk. Feinting a throw is permitted only to second base, while throws to first or third must be completed without feint unless the pitcher first disengages.[8][4] Following the 2023 rule changes, pitchers are limited to two disengagements (step-offs and pickoff attempts) per plate appearance. This count resets if any runner advances during the plate appearance. A third disengagement results in a balk unless an out is recorded; if an out is made, the play stands and the disengagement count resets. These provisions aim to curb excessive pickoff attempts and promote game pace without altering fundamental disengagement mechanics.[9]Situations Not Constituting a Balk
In baseball, a balk is only possible when there are runners on base, as the rule is designed to prevent the pitcher from deceiving baserunners; with the bases empty, actions such as fake throws, stops in the delivery, or other motions that would otherwise be illegal do not constitute a balk and carry no penalty beyond potentially being an illegal pitch if applicable.[16] For instance, a pitcher may feint a throw to second base or interrupt their windup without repercussion in no-runner scenarios, since the absence of baserunners eliminates the deceptive intent required for the infraction.[16] Certain violations by the pitcher are distinct from balks and receive different rulings. An illegal pitch, such as delivering the ball without proper contact with the pitcher's plate or failing to come to a complete stop in the set position, results in a ball being awarded to the batter when no runners are on base, but escalates to a balk only if runners are present. Similarly, the use of foreign substances on the baseball or glove leads to immediate ejection from the game and an automatic suspension, rather than being classified as a balk, as outlined in the enforcement guidelines for such infractions.[17] Timing is critical in determining whether an action qualifies as a balk, which must occur while the pitcher is in contact with the rubber or during the pitching motion. Post-delivery actions, such as a follow-through that inadvertently trips a baserunner, do not constitute a balk because they happen after the pitch has been released and the motion is complete.[16] Additionally, if a potential balk occurs but no runners are positioned to advance (e.g., due to a play already in progress or all runners safe), the call may be voided or not enforced, as the rule's purpose centers on runner advancement.[16] These clarifications ensure umpires distinguish between preparatory, in-motion, and post-motion behaviors to maintain fair play.Enforcement and Penalties
Umpire Judgment and Calls
In Major League Baseball, the home plate umpire serves as the primary official responsible for calling balks, given their optimal vantage point for observing the pitcher's motion and foot placement on the rubber, though any member of the umpire crew may initiate the call if they detect an infraction. Upon identifying a balk, the umpire verbally announces "That's a balk" or simply "Balk" in a clear, authoritative tone to alert players, coaches, and spectators, often accompanied by a pointing gesture toward the pitcher to specify the infraction. For certain balks, such as those involving a failure to step directly toward a base before throwing, the umpire may supplement the verbal call by slapping the side of their leg to indicate the nature of the violation. In ambiguous situations, the crew chief may convene a consultation among the umpires to confer on the call, ensuring consistency and accuracy based on collective observation, as demonstrated in instances where initial judgments are revisited for clarity.[4][18][19] Umpires exercise subjective judgment in determining whether a pitcher's action constitutes a balk, primarily by evaluating if the motion demonstrates deceptive intent toward baserunners, such as an unnatural hesitation, incomplete stop in the set position, or feint that misleads runners about an impending pitch or throw. This assessment hinges on the naturalness and completeness of the pitcher's delivery, including precise footwork—ensuring the pivot foot remains in contact with the rubber until disengaging—and timing of any pauses, where even a brief stutter or twitch can be ruled deceptive if it advantages the defense. Balk calls are not eligible for video replay review in MLB, as they fall under non-reviewable subjective judgments, a policy established with the expanded replay system implemented in 2014, which limits reviews to objective matters like safe/out calls and fair/foul determinations.[4][8][20] To maintain consistency, MLB umpires undergo rigorous training through annual clinics and the Umpire Development Program, where instructors emphasize precise evaluation of pitcher footwork, the duration and stillness required for a legal stop (typically one to two seconds), and real-time timing to distinguish legitimate motions from deceptive ones. These sessions, often held at facilities like the Umpire Training Academy in Vero Beach, Florida, incorporate video analysis of past games and simulated scenarios to refine judgment calls, reducing variability across crews. Internationally, under World Baseball Softball Confederation (WBSC) rules, which closely align with MLB's Official Baseball Rules for balk definitions and penalties.[21][22]Effects on the Game
A balk ruling results in an immediate dead ball, with all baserunners awarded one base without liability to be put out.[9] If the pitcher delivers the ball during the illegal motion, the pitch is nullified, and the batter retains their original count, as no pitch is ruled.[23] However, if the batter reaches first base safely—such as on a hit, error, base on balls, hit by pitch, or fielder's choice—the balk penalty is not enforced provided all runners have advanced at least one base.[23] Strategically, the balk rule limits pitchers' ability to employ deceptive pickoff moves, as the risk of advancing runners discourages borderline actions that could otherwise hold baserunners in check.[24] In close contests, a single balk can dramatically shift game dynamics by moving a runner from third base to score, potentially deciding the outcome without further action.[25] Teams often scout pitchers for balk tendencies, using video analysis to identify exploitable patterns in motion or disengagement habits that could yield free bases.[14] Variations occur during steal attempts, where a balk call advances the runner one base from their starting position, effectively granting an extra base if the steal succeeds before the call; in rare cases, if the play completes fully prior to the umpire's signal, the on-field result may stand without additional advancement.[9] The 2023 disengagement rule further amplifies these effects by treating a third unsuccessful pickoff or step-off as a balk, forcing pitchers to balance aggression with caution in runner control.[9]Common Misconceptions
Frequent Rule Misinterpretations
One common misinterpretation of the balk rule is that it requires deliberate intent to deceive runners on the part of the pitcher. In reality, many balk violations are determined by the pitcher's motion or position alone, regardless of intent, as outlined in Official Baseball Rule 6.02(a), which lists objective criteria such as failing to come to a complete stop in the set position or dropping the ball while touching the rubber.[8] For instance, an accidental hesitation or incomplete stop during delivery can result in a balk penalty, even if the pitcher had no deceptive purpose, emphasizing the rule's focus on maintaining consistent mechanics to avoid any potential advantage over baserunners.[12] Another frequent error involves assuming that all feigned or fake throws by the pitcher constitute a balk. Feints are permissible if the pitcher properly disengages from the rubber by stepping off with the pivot foot first, allowing legal fake throws to any base without penalty, as clarified in the comments to Rule 5.07(a).[8] This distinction often leads to confusion with other infractions like obstruction, where fielders improperly hinder runners, but balks specifically target the pitcher's actions while engaged on the rubber.[9] Fans and media commonly err in believing that balk rules apply exclusively to the windup position, overlooking their equal application to the set position, where pitchers must adhere to the same motion restrictions with runners on base.[8] Additionally, since the 2023 introduction of the pitch clock, there has been widespread confusion mistaking certain balk calls for mere time violations; for example, a pitcher failing to deliver within the 18-second limit while engaged and starting an illegal motion results in a balk rather than just an automatic ball.[26] This stems from the clock's emphasis on timely delivery, which intersects with balk enforcement to prevent rushed, deceptive actions.[7]Differences from Other Violations
A balk differs from an illegal pitch primarily in the presence of runners on base. According to Rule 6.02(a) of the Official Baseball Rules, a balk is an illegal act by the pitcher that deceives runners when bases are occupied, such as failing to step directly toward a base before throwing or making a deceptive motion while in contact with the rubber.[16] In contrast, an illegal pitch under Rule 6.02(b) occurs when the pitcher delivers the ball illegally with the bases unoccupied, such as a quick pitch without proper engagement of the rubber; the penalty is simply a ball added to the count, with no advancement for runners since none are present.[16] If an infraction that would be an illegal pitch happens with runners on base, it is instead ruled a balk, entitling runners to advance one base.[27] Balks are also distinct from defensive interference, which involves actions by fielders other than the pitcher that hinder the offense. Rule 6.01 defines defensive interference as any act by a fielder that obstructs a batter from making contact with a pitch or impedes a runner's progress, such as a catcher obstructing the batter's swing (catcher interference under Rule 6.01(c)).[16] Unlike a balk, which is limited to the pitcher's deceptive motions and requires runners on base for the call, defensive interference can occur at any time and typically awards the batter first base while allowing the manager to elect the result of the play if advantageous.[16] This fielder-focused violation emphasizes physical obstruction rather than the pitcher's intent to deceive base runners. Prior to the implementation of the pitch timer in 2023, certain non-deceptive delays by the pitcher, such as unnecessary prolongation of the game under Rule 6.02(a)(8), could be penalized as a balk when runners were on base.[16] Under the current rules, however, the pitch timer in Rule 5.07(c) governs timing separately: pitchers must begin delivery within 15 seconds with bases empty or 18 seconds with runners on base, and violations result in an automatic ball regardless of deceptive intent or runner presence, distinguishing these from balks which require a specific illegal motion.[28] This separation ensures that pace-of-play infractions are handled uniformly without conflating them with deceptive pitching actions.[29]Records and Notable Instances
Major League Baseball Records
In Major League Baseball, balks are a relatively rare occurrence, but historical records highlight pitchers and teams that committed them most frequently. Steve Carlton holds the all-time career record with 90 balks, accumulated primarily during his tenure with the Philadelphia Phillies from 1972 to 1986, more than double the total of any other pitcher.[6] In the American League, Charlie Hough leads with 32 career balks, split between the Texas Rangers and Chicago White Sox.[6] Among more recent pitchers, Mark Buehrle recorded 15 balks over his 16-season career (2000–2015), primarily with the Chicago White Sox.[30] For single-season records, Dave Stewart set the American League mark with 16 balks in 1988 while pitching for the Oakland Athletics, a year noted for heightened balk calls across the league.[6] In the National League, Steve Carlton again leads with 11 balks in 1979 for the Phillies.[6] Team records reflect similar peaks, with the 1988 Oakland Athletics committing the most balks in a season at 76 in the American League, driven by multiple pitchers including Stewart.[31] The National League high is 41 by the 1988 Montreal Expos.[31]| Category | Record Holder | Total | Year/Span | League |
|---|---|---|---|---|
| Career Balks | Steve Carlton | 90 | 1965–1988 | MLB |
| Single-Season Balks | Dave Stewart | 16 | 1988 | AL |
| Single-Season Team Balks | Oakland Athletics | 76 | 1988 | AL |
