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Mock modular form
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In mathematics, a mock modular form is the holomorphic part of a harmonic weak Maass form, and a mock theta function is essentially a mock modular form of weight 1/2. The first examples of mock theta functions were described by Srinivasa Ramanujan in his last 1920 letter to G. H. Hardy and in his lost notebook. Sander Zwegers discovered that adding certain non-holomorphic functions to them turns them into harmonic weak Maass forms.[1][2]

History

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"Suppose there is a function in the Eulerian form and suppose that all or an infinity of points are exponential singularities, and also suppose that at these points the asymptotic form closes as neatly as in the cases of (A) and (B). The question is: Is the function taken the sum of two functions one of which is an ordinary θ-function and the other a (trivial) function which is O(1) at all the points e2mπi/n? ... When it is not so, I call the function a Mock θ-function."

Ramanujan's original definition of a mock theta function[3]

Ramanujan's 12 January 1920 letter to Hardy[3] listed 17 examples of functions that he called mock theta functions, and his lost notebook[4] contained several more examples. (Ramanujan used the term "theta function" for what today would be called a modular form.) Ramanujan pointed out that they have an asymptotic expansion at the cusps, similar to that of modular forms of weight 1/2, possibly with poles at cusps, but cannot be expressed in terms of "ordinary" theta functions. He called functions with similar properties "mock theta functions". Zwegers later discovered the connection of the mock theta function with weak Maass forms.

Ramanujan associated an order to his mock theta functions, which was not clearly defined. Before the work of Zwegers, the orders of known mock theta functions included

3, 5, 6, 7, 8, 10.

Ramanujan's notion of order later turned out to correspond to the conductor of the Nebentypus character of the weight 1/2 harmonic Maass forms which admit Ramanujan's mock theta functions as their holomorphic projections.

In the next few decades, Ramanujan's mock theta functions were studied by Watson, Andrews, Selberg, Hickerson, Choi, McIntosh, and others, who proved Ramanujan's statements about them and found several more examples and identities. (Most of the "new" identities and examples were already known to Ramanujan and reappeared in his lost notebook.) In 1936, Watson found that under the action of elements of the modular group, the order 3 mock theta functions almost transform like modular forms of weight 1/2 (multiplied by suitable powers of q), except that there are "error terms" in the functional equations, usually given as explicit integrals.[5] However, for many years there was no good definition of a mock theta function. This changed in 2001 when Zwegers discovered the relation with non-holomorphic modular forms, Lerch sums, and indefinite theta series. Zwegers showed, using the previous work of Watson and Andrews, that the mock theta functions of orders 3, 5, and 7 can be written as the sum of a weak Maass form of weight 1/2 and a function that is bounded along geodesics ending at cusps.[2] The weak Maass form has eigenvalue 3/16 under the hyperbolic Laplacian (the same value as holomorphic modular forms of weight 1/2); however, it increases exponentially fast near cusps, so it does not satisfy the usual growth condition for Maass wave forms. Zwegers proved this result in three different ways, by relating the mock theta functions to Hecke's theta functions of indefinite lattices of dimension 2, and to Appell–Lerch sums, and to meromorphic Jacobi forms.

Zwegers's fundamental result shows that mock theta functions are the "holomorphic parts" of real analytic modular forms of weight 1/2. This allows one to extend many results about modular forms to mock theta functions. In particular, like modular forms, mock theta functions all lie in certain explicit finite-dimensional spaces, which reduces the long and hard proofs of many identities between them to routine linear algebra. For the first time it became possible to produce infinite number of examples of mock theta functions; before this work there were only about 50 examples known (most of which were first found by Ramanujan). As further applications of Zwegers's ideas, Kathrin Bringmann and Ken Ono showed that certain q-series arising from the Rogers–Fine basic hypergeometric series are related to holomorphic parts of weight 3/2 harmonic weak Maass forms[6] and showed that the asymptotic series for coefficients of the order 3 mock theta function f(q) studied by George Andrews[7] and Leila Dragonette[8] converges to the coefficients.[9] In particular Mock theta functions have asymptotic expansions at cusps of the modular group, acting on the upper half-plane, that resemble those of modular forms of weight 1/2 with poles at the cusps.

Definition

[edit]

A mock modular form will be defined as the "holomorphic part" of a harmonic weak Maass form.

Fix a weight k, usually with 2k integral. Fix a subgroup Γ of SL2(Z) (or of the metaplectic group if k is half-integral) and a character ρ of Γ. A modular form f for this character and this group Γ transforms under elements of Γ by

A weak Maass form of weight k is a continuous function on the upper half plane that transforms like a modular form of weight k and is an eigenfunction of the weight k Laplacian operator, and is called harmonic if its eigenvalue is (1 − k/2)k/2.[10] This is the eigenvalue of holomorphic weight k modular forms, so these are all examples of harmonic weak Maass forms. (A Maass form is a weak Maass form that decreases rapidly at cusps.) So a harmonic weak Maass form is annihilated by the differential operator

If F is any harmonic weak Maass form then the function g given by

is holomorphic and transforms like a modular form of weight k, though it may not be holomorphic at cusps. If we can find any other function g* with the same image g, then F − g* will be holomorphic. Such a function is given by inverting the differential operator by integration; for example we can define

where

is essentially the incomplete gamma function. The integral converges whenever g has a zero at the cusp i∞, and the incomplete gamma function can be extended by analytic continuation, so this formula can be used to define the holomorphic part g* of F even in the case when g is meromorphic at i∞, though this requires some care if k is 1 or not integral or if n = 0. The inverse of the differential operator is far from unique as we can add any homomorphic function to g* without affecting its image, and as a result the function g* need not be invariant under the group Γ. The function h = F − g* is called the holomorphic part of F.

A mock modular form is defined to be the holomorphic part h of some harmonic weak Maass form F. So there is an isomorphism from the space of mock modular forms h to a subspace of the harmonic weak Maass forms.

The mock modular form h is holomorphic but not quite modular, while h + g* is modular but not quite holomorphic. The space of mock modular forms of weight k contains the space of nearly modular forms ("modular forms that may be meromorphic at cusps") of weight k as a subspace. The quotient is (antilinearly) isomorphic to the space of holomorphic modular forms of weight 2 − k. The weight-(2 − k) modular form g corresponding to a mock modular form h is called its shadow. It is quite common for different mock theta functions to have the same shadow. For example, the 10 mock theta functions of order 5 found by Ramanujan fall into two groups of 5, where all the functions in each group have the same shadow (up to multiplication by a constant).

Don Zagier[11] defines a mock theta function as a rational power of q = e2πi𝜏 times a mock modular form of weight 1/2 whose shadow is a theta series of the form

for a positive rational κ and an odd periodic function ε. (Any such theta series is a modular form of weight 3/2). The rational power of q is a historical accident.

Most mock modular forms and weak Maass forms have rapid growth at cusps. It is common to impose the condition that they grow at most exponentially fast at cusps (which for mock modular forms means they are "meromorphic" at cusps). The space of mock modular forms (of given weight and group) whose growth is bounded by some fixed exponential function at cusps is finite-dimensional.

Appell–Lerch sums

[edit]

Appell–Lerch sums, a generalization of Lambert series, were first studied by Paul Émile Appell[12] and Mathias Lerch.[13] Watson studied the order 3 mock theta functions by expressing them in terms of Appell–Lerch sums, and Zwegers used them to show that mock theta functions are essentially mock modular forms.

The Appell–Lerch series is

where

and

The modified series

where

and y = Im(𝜏) and

satisfies the following transformation properties

In other words, the modified Appell–Lerch series transforms like a modular form with respect to 𝜏. Since mock theta functions can be expressed in terms of Appell–Lerch series this means that mock theta functions transform like modular forms if they have a certain non-analytic series added to them.

Indefinite theta series

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George Andrews[14] showed that several of Ramanujan's fifth order mock theta functions are equal to quotients Θ(𝜏)/θ(𝜏) where θ(𝜏) is a modular form of weight 1/2 and Θ(𝜏) is a theta function of an indefinite binary quadratic form, and Dean Hickerson[15] proved similar results for seventh order mock theta functions. Zwegers showed how to complete the indefinite theta functions to produce real analytic modular forms, and used this to give another proof of the relation between mock theta functions and weak Maass wave forms.

Meromorphic Jacobi forms

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George Andrews[16] observed that some of Ramanujan's fifth order mock theta functions could be expressed in terms of quotients of Jacobi's theta functions. Zwegers used this idea to express mock theta functions as Fourier coefficients of meromorphic Jacobi forms.

Applications

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Examples

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  • Any modular form of weight k (possibly only meromorphic at cusps) is a mock modular form of weight k with shadow 0.
  • The quasimodular Eisenstein series
of weight 2 and level 1 is a mock modular form of weight 2, with shadow a constant. This means that
transforms like a modular form of weight 2 (where 𝜏 = x + iy).
  • The function studied by Don Zagier[21][22] with Fourier coefficients that are Hurwitz class numbers H(N) of imaginary quadratic fields is a mock modular form of weight 3/2, level 4 and shadow Σ q n2. The corresponding weak Maass wave form is
where
and y = Im(𝜏), q = e2πi𝜏 .

Mock theta functions are mock modular forms of weight 1/2 whose shadow is a unary theta function, multiplied by a rational power of q (for historical reasons). Before the work of Zwegers led to a general method for constructing them, most examples were given as basic hypergeometric functions, but this is largely a historical accident, and most mock theta functions have no known simple expression in terms of such functions.

The "trivial" mock theta functions are the (holomorphic) modular forms of weight 1/2, which were classified by Serre and Stark,[23] who showed that they could all be written in terms of theta functions of 1-dimensional lattices.

The following examples use the q-Pochhammer symbols (a;q)n which are defined as:

Order 2

[edit]

Some order 2 mock theta functions were studied by McIntosh.[24]

(sequence A006304 in the OEIS)
(sequence A153140 in the OEIS)
(sequence A006306 in the OEIS)

The function μ was found by Ramanujan in his lost notebook.

These are related to the functions listed in the section on order-8 functions by

Order 3

[edit]

Ramanujan mentioned four order-3 mock theta functions in his letter to Hardy, and listed a further three in his lost notebook, which were rediscovered by G. N. Watson.[5] The latter proved the relations between them stated by Ramanujan and also found their transformations under elements of the modular group by expressing them as Appell–Lerch sums. Dragonette[8] described the asymptotic expansion of their coefficients. Zwegers[1] related them to harmonic weak Maass forms. See also the monograph by Nathan Fine.[25]

The seven order-3 mock theta functions given by Ramanujan are

, (sequence A000025 in the OEIS).
(sequence A053250 in the OEIS).
(sequence A053251 in the OEIS).
(sequence A053252 in the OEIS).
(sequence A053253 in the OEIS).
(sequence A053254 in the OEIS).
(sequence A053255 in the OEIS).

The first four of these form a group with the same shadow (up to a constant), and so do the last three. More precisely, the functions satisfy the following relations (found by Ramanujan and proved by Watson):

Order 5

[edit]

Ramanujan wrote down ten mock theta functions of order 5 in his 1920 letter to Hardy, and stated some relations between them that were proved by Watson.[26] In his lost notebook he stated some further identities relating these functions, equivalent to the mock theta conjectures,[27] that were proved by Hickerson.[28] Andrews[14] found representations of many of these functions as the quotient of an indefinite theta series by modular forms of weight 1/2.

(sequence A053256 in the OEIS)
(sequence A053257 in the OEIS)
(sequence A053258 in the OEIS)
(sequence A053259 in the OEIS)
(sequence A053260 in the OEIS)
(sequence A053261 in the OEIS)
(sequence A053262 in the OEIS)
(sequence A053263 in the OEIS)
(sequence A053264 in the OEIS)
(sequence A053265 in the OEIS)
(sequence A053266 in the OEIS)
(sequence A053267 in the OEIS)

Order 6

[edit]

Ramanujan[4] wrote down seven mock theta functions of order 6 in his lost notebook, and stated 11 identities between them, which were proved by Andrews and Hickerson.[29] Two of Ramanujan's identities relate φ and ψ at various arguments, four of them express φ and ψ in terms of Appell–Lerch series, and the last five identities express the remaining five sixth-order mock theta functions in terms of φ and ψ. Berndt and Chan[30] discovered two more sixth-order functions.

The order 6 mock theta functions are:

(sequence A053268 in the OEIS)
(sequence A053269 in the OEIS)
(sequence A053270 in the OEIS)
(sequence A053271 in the OEIS)
(sequence A053272 in the OEIS)
(sequence A053273 in the OEIS)
(sequence A053274 in the OEIS)
(sequence A153251 in the OEIS)
(sequence A153252 in the OEIS)

Order 7

[edit]

Ramanujan gave three mock theta functions of order 7 in his 1920 letter to Hardy. They were studied by Selberg,[31] who found asymptotic expansion for their coefficients, and by Andrews.[14] Hickerson[15] found representations of many of these functions as the quotients of indefinite theta series by modular forms of weight 1/2. Zwegers[1][2] described their modular transformation properties.

  • (sequence A053275 in the OEIS)
  • (sequence A053276 in the OEIS)
  • (sequence A053277 in the OEIS)

These three mock theta functions have different shadows, so unlike the case of Ramanujan's order-3 and order-5 functions, there are no linear relations between them and ordinary modular forms. The corresponding weak Maass forms are

where

and

is more or less the complementary error function. Under the metaplectic group, these three functions transform according to a certain 3-dimensional representation of the metaplectic group as follows

In other words, they are the components of a level 1 vector-valued harmonic weak Maass form of weight 1/2.

Order 8

[edit]

Gordon and McIntosh[32] found eight mock theta functions of order 8. They found five linear relations involving them, and expressed four of the functions as Appell–Lerch sums, and described their transformations under the modular group. The two functions V1 and U0 were found earlier by Ramanujan[33] in his lost notebook.

(sequence A153148 in the OEIS)
(sequence A153149 in the OEIS)
(sequence A153155 in the OEIS)
(sequence A153156 in the OEIS)
(sequence A153172 in the OEIS)
(sequence A153174 in the OEIS)
(sequence A153176 in the OEIS)
(sequence A153178 in the OEIS)

Order 10

[edit]

Ramanujan[34] listed four order-10 mock theta functions in his lost notebook, and stated some relations between them, which were proved by Choi.[35][36][37][38]

  • (sequence A053281 in the OEIS)
  • (sequence A053282 in the OEIS)
  • (sequence A053283 in the OEIS)
  • (sequence A053284 in the OEIS)

Notes

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References

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Further reading

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Revisions and contributorsEdit on WikipediaRead on Wikipedia
from Grokipedia
In , a mock modular form of weight kk is a on the upper half-plane that fails to transform like a under the action of the SL2(Z)\mathrm{SL}_2(\mathbb{Z}) by a certain error term, but becomes a modular form of weight kk after adding a non-holomorphic correction involving its shadow, which is a cusp form of weight 2k2-k. These forms arise as the holomorphic components of harmonic weak Maass forms, which are smooth functions annihilated by a modified Laplacian operator and transforming under the . The concept generalizes classical and includes Ramanujan's mock theta functions as prominent examples of weight 1/21/2. The origins of mock modular forms trace back to Srinivasa Ramanujan's introduction of mock theta functions in his 1920 letter to , where he described 17 q-series that mimic the modular properties of functions but exhibit asymptotic behaviors near roots of unity. Early studies by G. N. Watson in the 1930s and George Andrews in the 1970s explored their analytic properties, but a rigorous framework emerged only with Sander Zwegers' 2002 Ph.D. thesis, which showed that mock theta functions can be completed using indefinite theta series and Lerch sums to yield real-analytic modular forms of weight 1/21/2. formalized the general notion of mock modular forms in 2007, establishing them within the space of harmonic Maass forms via an exact sequence linking weakly holomorphic modular forms to their shadows. Mock modular forms have since played pivotal roles across , , and . In partition theory, they generate functions for Dyson's rank and crank, resolving conjectures on their distribution and asymptotics, such as the Andrews-Dragonette via Rademacher-type formulas. Applications extend to traces of singular moduli, L-functions of elliptic curves, and Hurwitz class numbers, providing algebraic insights into Diophantine problems. In physics, they appear in models for degeneracies and confirmations of the Vafa-Witten invariants on Donaldson polynomials, while connections to and umbral moonshine link them to representations and vertex operator algebras.

Introduction and History

Overview

Mock modular forms are holomorphic functions on the upper half-plane that fail to transform like modular forms under the action of the full modular group SL(2,ℤ) by a certain error term, but become modular after adding a non-holomorphic correction involving their shadow. This partial modularity arises from their , where the functions can be adjusted to transform correctly under the full group by incorporating non-holomorphic terms. The earliest examples of such functions were provided by in his 1920 letter to , where he introduced 17 "mock theta functions" that mimic the asymptotic behaviors of near roots of unity but lack complete modularity. These functions, such as the order-3 mock theta function H(q)=n=0qn2(q;q2)n+1H(q) = \sum_{n=0}^\infty \frac{q^{n^2}}{(q;q^2)_{n+1}} with q=e2πiτq = e^{2\pi i \tau}, served as the initial motivation for the broader theory, highlighting patterns in partition generating functions that suggested deeper modular connections. Mock modular forms are significant because their non-holomorphic completions transform as harmonic weak Maass forms under the full , thereby linking holomorphic modular forms with the broader class of non-holomorphic Maass forms and enabling applications in , such as exact formulas for partition functions. In general, a mock modular form f(τ)f(\tau) of weight kk takes the form f(τ)=μ(τ)+12iΓg(ν)ντdν,f(\tau) = \mu(\tau) + \frac{1}{2i} \int_{\Gamma} \frac{g(\nu)}{\nu - \tau} \, d\nu, where μ(τ)\mu(\tau) is the holomorphic mock part, g(ν)g(\nu) is the shadow (a cusp form of weight 2k2-k), and the integral provides the non-holomorphic completion that restores full modularity.

Historical Development

The origins of mock modular forms lie in the groundbreaking yet enigmatic contributions of Srinivasa Ramanujan, who introduced the concept of mock theta functions in a letter to G. H. Hardy dated January 12, 1920. In this correspondence, Ramanujan presented 17 specific examples of these functions, organized into orders 3, 5, and 7, and described their asymptotic expansions near roots of unity as mimicking those of classical theta functions, though he provided no explicit modular transformation law or general definition. These functions puzzled mathematicians for decades, with early partial analyses by G. N. Watson in the 1930s verifying some identities and George E. Andrews in the 1980s uncovering additional examples from Ramanujan's lost notebook, yet a comprehensive modular framework remained elusive. The pivotal breakthrough came with Sander Zwegers' 2002 PhD thesis, which showed that Ramanujan's mock theta functions are the holomorphic parts of harmonic weak Maass forms, completed using non-holomorphic terms like indefinite series to achieve full modular invariance under the . George Andrews had earlier explored their identities and additional examples from Ramanujan's notebooks. Building on this foundation, Jan Hendrik Bruinier and Jens Funke advanced the in by exploring Maass forms through geometric lifts, elucidating their connections to Borcherds products and meromorphic modular forms of infinite product type, which enriched applications in and geometry. In the 2010s, researchers extended mock modular forms to p-adic settings, with Bringmann and Guerzhoy showing in 2010 how certain mock forms can be corrected to yield p-adic modular forms, highlighting arithmetic properties like congruences in their Fourier coefficients. More recently, up to 2025, key developments include explicit constructions of mock modular forms with integral Fourier coefficients, as in 2022 work establishing their modular invariance via regularized Petersson inner products with theta shadows, alongside growing links to quantum modular forms since 2015, where mock forms underpin radial limits and invariants in quantum q-series. Continuing into 2023–2025, extensions include mixed mock modularity in quantum topology (2023), Kleinian mock forms (2024), and Jacobi–Weierstrass constructions (2025), further broadening applications.

Mathematical Foundations

Harmonic Weak Maass Forms

Harmonic weak Maass forms serve as the foundational objects in the theory of mock modular forms, providing a framework that combines modular transformation properties with beyond the holomorphic setting. These forms are real-analytic functions on the upper half-plane H\mathbb{H} that satisfy a specific and exhibit controlled growth behavior at the cusps of the . Introduced in the context of completing mock theta functions to achieve modular invariance, they extend classical Maass forms by relaxing holomorphy and growth conditions to allow for richer q-series expansions. Formally, a harmonic weak Maass form of integer weight kk for SL2(Z)\mathrm{SL}_2(\mathbb{Z}) is a smooth function f:HCf: \mathbb{H} \to \mathbb{C} that transforms under the group action via f(γτ)=(cτ+d)kf(τ)f(\gamma \tau) = (c\tau + d)^k f(\tau) for every γ=(abcd)SL2(Z)\gamma = \begin{pmatrix} a & b \\ c & d \end{pmatrix} \in \mathrm{SL}_2(\mathbb{Z}) and τH\tau \in \mathbb{H}. It must also satisfy the equation Δkf=0\Delta_k f = 0, where Δk=y2(2x2+2y2)+iky(x+iy)\Delta_k = -y^2 \left( \frac{\partial^2}{\partial x^2} + \frac{\partial^2}{\partial y^2} \right) + i k y \left( \frac{\partial}{\partial x} + i \frac{\partial}{\partial y} \right) is the weight-kk hyperbolic Laplacian operator, with z=x+iyHz = x + i y \in \mathbb{H}. This condition ensures that ff is harmonic with respect to the invariant metric on the modular surface. Additionally, ff exhibits controlled growth at the cusp \infty, meaning that its Fourier expansion f(τ)=nZcf(n)qnf(\tau) = \sum_{n \in \mathbb{Z}} c_f(n) q^n (with q=e2πiτq = e^{2\pi i \tau}) has a principal part n0cf(n)qn\sum_{n \leq 0} c_f(n) q^n that is weakly holomorphic, allowing poles but no essential singularities, while the remaining terms decay exponentially as Im(τ)\mathrm{Im}(\tau) \to \infty. A key feature of these forms is their decomposition into holomorphic and non-holomorphic components, facilitated by the Serre derivative operator ξk(f)=2ikτ(Imτ)kf\xi_k(f) = 2i^k \frac{\partial}{\partial \tau} (\mathrm{Im} \tau)^k f, which maps a harmonic weak Maass form of weight kk to a cusp form of weight 2k2 - k. This operator extracts the "shadow" of ff, whose Fourier coefficients are related to the non-holomorphic part via ξk(f)(τ)=n=1cf(n)(2πn)1kqn\xi_k(f)(\tau) = \sum_{n=1}^\infty c_f(-n) (2\pi n)^{1-k} q^n, up to normalization. The shadow condition imposes that the principal part at infinity determines the non-holomorphic completion, ensuring the overall form's modularity. Mock modular forms arise as the holomorphic projections of these objects, capturing their principal parts. Basic examples of harmonic weak Maass forms include the non-holomorphic , such as the weight 10-10 form E10(τ)=(c,d)Z2{0}y10cτ+d20E_{-10}(\tau) = \sum_{(c,d) \in \mathbb{Z}^2 \setminus \{0\}} \frac{y^{10}}{|c\tau + d|^{20}}, which satisfies Δ10E10=0\Delta_{-10} E_{-10} = 0 and has a in its q-expansion but grows like y11y^{11} at before adjustment. These series provide prototypes for understanding the interplay between holomorphic and non-holomorphic contributions in higher-weight settings.

Definition of Mock Modular Forms

A mock modular form of weight k12Zk \in \frac{1}{2} \mathbb{Z} is defined as the holomorphic part μ(τ)\mu(\tau) of a weak Maass form f(τ)=μ(τ)+ν(τ)f(\tau) = \mu(\tau) + \nu(\tau) for τH\tau \in \mathbb{H}, where ν(τ)\nu(\tau) is a non-holomorphic completion ensuring that ff satisfies the weight kk modular transformation law under the action of SL2(Z)\mathrm{SL}_2(\mathbb{Z}) or a . This decomposition arises from Zwegers' framework, which completes holomorphic functions mimicking modular behavior by adding a real-analytic term derived from their shadows. The function μ\mu itself does not transform modularly; instead, its transformation under γ=(abcd)SL2(Z)\gamma = \begin{pmatrix} a & b \\ c & d \end{pmatrix} \in \mathrm{SL}_2(\mathbb{Z}) is given by μ(γτ)=(cτ+d)k(μ(τ)+Rg(x+iy)(cτ+d)(x+τ+iy)2kdx),\mu(\gamma \tau) = (c\tau + d)^k \left( \mu(\tau) + \int_{\mathbb{R}} \frac{\overline{g}(x + i y)}{(c\tau + d) (x + \tau + i y)^{2-k}} \, dx \right), where the correction term involves an integral of the shadow gg. The shadow g=ξ2k(f)g = \xi_{2-k}(f) is the image of ff under the Serre derivative ξ2k\xi_{2-k} twisted by the weight-raising operator, yielding a cusp form of weight 2k2-k. This shadow uniquely determines the non-holomorphic completion up to holomorphic modular forms and encodes the modular anomaly of μ\mu. Mock modularity is characterized by the pair (μ,g)(\mu, g), where μ\mu fails to be modular by an amount proportional to a period integral of gg, restoring full modularity upon completion. A standard parametrization of the completion is μ^(τ,s)=μ(τ)+i0ys(y+i(τ+x))2g(x+iy)dx,\hat{\mu}(\tau, s) = \mu(\tau) + i \int_0^\infty \frac{y^s}{(y + i(\tau + x))^2} \overline{g}(x + i y) \, dx, with the limit s0+s \to 0^+ yielding the harmonic weak Maass form f=lims0+μ^(,s)f = \lim_{s \to 0^+} \hat{\mu}(\cdot, s). This integral construction ensures the completed form is invariant under the modular group while capturing the interplay between the holomorphic mock part and its shadow. The definition extends to vector-valued mock modular forms, where μ\mu and gg take values in finite-dimensional representations of SL2(Z)\mathrm{SL}_2(\mathbb{Z}) or other discrete groups like O+(2,)\mathrm{O}^+(2, \ell), facilitating applications in higher-rank settings and indefinite theta series. These generalizations preserve the core structure of holomorphic projection, shadow pairing, and integral completion.

Key Constructions

Appell–Lerch Sums

The Appell–Lerch sum provides a fundamental construction for mock modular forms of weight 1/2, serving as a universal building block through its connection to harmonic weak Maass forms. Defined for parameters including an index mNm \in \mathbb{N}, a residue class rmodmr \mod m, and fixed λC\lambda \in \mathbb{C} with λ=1|\lambda| = 1 and wCw \in \mathbb{C} on the unit circle, the sum is given by u(τ,z;λ)=nr(modm)qn2/(2m)we2πinzλ,u(\tau, z; \lambda) = \sum_{n \equiv r \pmod{m}} \frac{q^{n^2 / (2m)}}{w e^{2\pi i n z} - \lambda}, where q=e2πiτq = e^{2\pi i \tau} with τH\tau \in \mathbb{H}, and zCz \in \mathbb{C}. This expression generalizes earlier Lerch-type sums and captures the holomorphic component in the theory of mock Jacobi forms. The holomorphic part of u(τ,z;λ)u(\tau, z; \lambda) behaves as a mock Jacobi form of weight 1/2+ε1/2 + \varepsilon, where ε\varepsilon is a small positive ensuring convergence, transforming under the action of SL2(Z)×\mathrm{SL}_2(\mathbb{Z}) \times translations in a manner that deviates from full by a non-holomorphic correction term. Specifically, under γ=(abcd)SL2(Z)\gamma = \begin{pmatrix} a & b \\ c & d \end{pmatrix} \in \mathrm{SL}_2(\mathbb{Z}), it satisfies a transformation law involving a factor of (cτ+d)1/2+ε(c\tau + d)^{1/2 + \varepsilon}, combined with elliptic transformations in zz. The shadow of this mock form is a unary of weight 3/23/2, typically of the form nZneπin2τ+2πinz\sum_{n \in \mathbb{Z}} n e^{\pi i n^2 \tau + 2\pi i n z}, which determines the non-holomorphic completion. To achieve full modularity, the completion of the Appell–Lerch sum is constructed as u^(τ,z;λ)=u(τ,z;λ)+i4πΓg(w;iy/τw2)(τw)3/2dw,\hat{u}(\tau, z; \lambda) = u(\tau, z; \lambda) + \frac{i}{4\pi} \int_{\Gamma} \frac{g(w; i y / | \tau - w |^2 ) }{(\tau - w)^{3/2}} \, dw, where gg denotes the shadow (a weight 3/23/2 cusp form), y=(τ)y = \Im(\tau), and the integral is over a suitable fundamental domain Γ\Gamma or contour to ensure convergence; this yields a harmonic weak Maass form of weight 1/21/2. The parameters mm, rr, and λ\lambda fully determine the specific mock form, with mm controlling the level and rr specifying the character, allowing for a rich family of examples. A key result establishes the universality of this construction: every mock modular form of weight 1/21/2 arises as the holomorphic part of the completion of an Appell–Lerch sum of this type (Bruinier–Funke theorem). This theorem underscores the Appell–Lerch sums' role in parametrizing the entire space of such forms via their shadows in the space of weight 3/23/2 cusp forms.

Indefinite Theta Series

Indefinite theta series offer a fundamental for harmonic weak Maass forms, from which mock modular forms emerge as the holomorphic components. These series are built from indefinite quadratic forms and incorporate non-holomorphic corrections to achieve modular properties. Consider an even integral lattice LL of rank n+1n+1 with an indefinite quadratic form QQ of signature (n,1)(n,1). The associated indefinite theta series is defined as θL(τ,b)=νLsgn(B(c,ν))β(B(c,ν)24y)qQ(ν)yB(ν,b),\theta_L(\tau, b) = \sum_{\nu \in L} \operatorname{sgn}(B(c, \nu)) \beta\left( -\frac{B(c, \nu)^2}{4y} \right) q^{Q(\nu)} y^{B(\nu, b)}, where τ=x+iyH\tau = x + iy \in \mathbb{H}, q=e2πiτq = e^{2\pi i \tau}, y=(τ)y = \Im(\tau), BB is the bilinear form associated to QQ, bL/Lb \in L' / L is a linear functional, cLRc \in L_\mathbb{R} with Q(c)0Q(c) \leq 0, and β(u)=0eπt2u/tdtt\beta(u) = \int_0^\infty e^{-\pi t^2 - u/t} \frac{dt}{t} is a non-holomorphic adjustment term akin to an . This construction generalizes classical theta series to indefinite settings, capturing both positive and negative values of QQ. For the unary case n=0n=0, this reduces to Appell–Lerch sums, which yield weight 1/21/2 mock forms. The harmonic property of θL\theta_L follows from the Poisson summation formula applied over the orthogonal group O(L)O(L). Specifically, the transformation under the modular group SL2(Z)\mathrm{SL}_2(\mathbb{Z}) decomposes the series into a holomorphic part plus a non-holomorphic completion, satisfying the weight k=(n+1)/2k = (n+1)/2 Maass Laplacian equation ΔkθL=0\Delta_k \theta_L = 0. This invariance arises from the dual lattice summation, ensuring the full series transforms modularly despite the indefiniteness. The mock modular form is obtained as the holomorphic projection of θL\theta_L, specifically the constant term in the Fourier expansion along the imaginary part yy, after subtracting the non-holomorphic terms involving β\beta. This projection yields a holomorphic cusp form whose shadow is a unary theta series, completing the mock structure. The non-holomorphic completion θ^L=θLnon-holo terms\widehat{\theta}_L = \theta_L - \text{non-holo terms}
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