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Emperor Daowu of Northern Wei
View on WikipediaEmperor Daowu of Northern Wei ((北)魏道武帝; 4 August 371[2] – 6 November 409[3]), personal name Tuoba Gui (拓拔珪), né Tuoba Shegui (拓拔渉珪), was the founding emperor of the Northern Wei dynasty of China.[4] He was the grandson of the last prince of Dai, Tuoba Shiyiqian. After the fall of the Dai state to the Former Qin in 376, he was presumed to be the eventual successor to the Dai throne. After the Former Qin fell into disarray in 383 following its defeat by Eastern Jin forces at the Battle of Fei River, Tuoba Gui took the opportunity to reestablish Dai in 386. He soon changed the dynasty's name to Wei and declared himself a prince. He was initially a vassal of the Later Yan, but after defeating Later Yan emperor Murong Bao in 397 and seizing most of Later Yan's territory, he claimed the imperial title in 398.
Key Information
Emperor Daowu was commonly regarded as a brilliant general, but cruel and arbitrary in his rule, particularly toward the end of his reign. In 409, as he considered killing his concubine Consort Helan, his son Tuoba Shao (拓拔紹) the Prince of Qinghe, by Consort Helan, killed him, but was soon defeated by the crown prince Tuoba Si (Emperor Mingyuan) who then took the throne.
Life before founding of Northern Wei
[edit]Birth and childhood
[edit]According to official accounts, Tuoba Gui was born in 371, after his father Tuoba Shi (拓拔寔), the son and heir apparent to Tuoba Shiyiqian the Prince of Dai, died earlier in the year from an injury he suffered while protecting Tuoba Shiyiqian from an assassination attempt by the general Baba Jin (拔拔斤). His mother was Tuoba Shi's wife Heiress Apparent Helan, the daughter of the powerful tribal chief and Dai vassal Helian Yegan (賀蘭野干). Tuoba Shiyiqian, while mourning his son's death, was very pleased by the grandson's birth, and he declared a general pardon in his state and named the child Tuoba Shegui. (Other than the reference to the naming at birth, however, the name "Shegui" was scantily mentioned in historical accounts of the rest of his life, and presumably was shortened to "Gui" for simplicity.)
Around New Years 377, Former Qin launched a major attack against Dai. Tuoba Shiyiqian temporarily fled his capital Yunzhong (雲中, in modern Hohhot, Inner Mongolia), but returned after Former Qin retreated. After his return, however, his nephew Tuoba Jin (拓拔斤) convinced his oldest surviving son Tuoba Shijun (拓拔寔君) that Tuoba Shiyiqian was considering naming one of the sons of his wife Princess Murong (a Former Yan princess) as heir and killing him. In response, Tuoba Shijun ambushed his father and brothers and killed them. This led to a collapse of Dai forces, and Former Qin forces occupied Yunzhong without a fight.
In the disturbance, Tuoba Gui's mother Lady Helan initially fled to her brother Helan Na (賀蘭訥), who had taken over as tribal chief after Helan Yegan's death. Later, the Former Qin emperor Fu Jiān considered taking Tuoba Gui to the Former Qin capital Chang'an, but Tuoba Shiyiqian's secretary Yan Feng (燕鳳) convinced Fu Jiān to instead allow Tuoba Gui to remain in Dai lands to be groomed as the eventual Dai prince, arguing that this would be the best way to maintain the tribes' allegiance to Former Qin. Meanwhile, Fu Jiān divided the Dai tribes into two groups, commanded by the Xiongnu chiefs Liu Kuren (劉庫仁) and Liu Weichen (劉衛辰). Tuoba Gui, along with his mother, went to live with Liu Kuren, who honored the child as a prince.
Adolescence
[edit]Little is known about Tuoba Gui's life until 385, by which time Former Qin, which had come close to uniting all of China, had fallen into great disturbance in light of rebellions throughout the empire. In 384, Liu Kuren had attempted to aid Fu Jiān's son Fu Pi, who was then under siege by Murong Chui, the founder of Later Yan, but was assassinated by Muyu Chang (慕輿常), the son of a Later Yan noble; he was succeeded by his brother Liu Toujuan (劉頭眷). In 385, however, Liu Toujuan was assassinated by Liu Kuren's son Liu Xian (劉顯), who took over as chief and viewed Tuoba Gui, now 14, as a threat. However, his subordinates Balie Liujuan (拔列六眷) and Qiumuling Chong (丘穆陵崇) found out, and at Balie's instruction Qiumuling escorted Tuoba Gui to his uncle Helan Na, who put Tuoba Gui under his protection. In 386, at the urging of previous Dai officials, Helan Na supported Tuoba Gui in reassuming the title of Prince of Dai.
Alternative version
[edit]However, an alternative version of Tuoba Gui's early life was presented in documents such as the Book of Jin and Book of Song—the official histories of the rival Jin dynasty (266–420) and Liu Song dynasty. Under this version, Tuoba Gui was not Tuoba Shiyiqian's grandson, but his son—and was born significantly earlier than the official 371 date, of Tuoba Shiyiqian's wife Princess Murong. When Former Qin attacked in 377, it was Tuoba Gui who restrained his father Tuoba Shiyiqian and surrendered. Fu Jiān, offended at this act of betrayal, exiled Tuoba Gui. When Murong Chui, his uncle, declared Later Yan in 384, Tuoba Gui joined him, and was later put in charge of his father's tribes through a military campaign waged by Later Yan. Then, later, in order to avoid having the people know Tuoba Gui's status as a traitor to his father, the official version of his personal history was manufactured.
This version is not well attested but would solve a number of apparent contradictions in early Northern Wei history. These difficulties apparent in the official version include:
- How Tuoba Gui's father, Tuoba Shi, had a nearly identical name to the perpetrator of the patricide, Tuoba Shijun. If both names were manufactured by Tuoba Gui's later apologists, then the similarity in name could be explained as lack of creativity.
- How Tuoba Han (拓拔翰), mentioned as Tuoba Shi's younger brother, was also referred to in some official sources as Tuoba Gui's younger brother; as Tuoba Yi (拓拔儀), Tuoba Han's son, played an important role early in Northern Wei history as a key diplomat and general, he would be too old to be possibly Tuoba Gui's nephew if Tuoba Gui were born in 371. Obviously, if the official history, which stated that Tuoba Yi was Tuoba Gui's cousin, were correct, then there is no problem.
- How Tuoba Gui appeared too willing to turn against his maternal uncles the Helans early in his reign. If he was actually the son of Princess Murong, then he would not be related to the Helans, and his campaigns against them seemed less problematic. (Of course, it would then render it problematic how he eventually attacked and seized most of Later Yan's history, as the Later Yan emperor Murong Bao would be his cousin.)
- How Tuoba Gui could have a younger brother—as given and undisputed in official history—Tuoba Gu (拓拔觚) -- described as also being a son of his mother Lady Helan, if he himself were born after Tuoba Shi's death. (Two alternative explanations exist, however—it could be that Tuoba Gu was actually born of a concubine of Tuoba Shi but raised by Lady Helan, or it could be that Lady Helan remarried after Tuoba Shi's death, to another member of the Tuoba clan—possibly Tuoba Yi's father Tuoba Han—and therefore her younger son Tuoba Gu would also carry the Tuoba name. The latter possibility is attested in that another semi-contradictory version of the official history stated that Tuoba Gu was Tuoba Yi's younger brother. Another possible explanation—that Tuoba Gu was a twin younger brother—appears unlikely, as the official accounts of Tuoba Gui's birth did not suggest the possibility of twin birth.)
- How Tuoba Gui's oldest son Tuoba Si, born in 392, was said to be a late-arriving son. According to the official chronology, Tuoba Gui would only be 21 at this point, and it might be difficult to comprehend his being characterized as having had a late fatherhood. On the other hand, during his lifetime, particularly among non-Han peoples, marriage and childbirth often happened during adolescence.
- How Tuoba Gui appeared to begin to show signs of mental deterioration when he was still just in his late 30s, with signs of paranoia that appeared to be more characteristic of men of much older age. The official version attribute this to poisoning from powders given him by alchemists, which is not an unreasonable explanation, however, or it also could have been that the paranoia had nothing to do with mental deterioration.
Whether Cui Hao, the prime minister of Tuoba Gui's grandson Emperor Taiwu of Northern Wei, propagated this version, and whether that contributed to Emperor Taiwu's execution of not only himself but his entire clan, is not completely clear, but appeared likely.
As Prince of Wei
[edit]Establishment of rule
[edit]For the first several years of his reign, Tuoba Gui had to endure constant gravitating of positions by tribal chiefs, and his position was not secure. As he gradually asserted his leadership, however, the tribal chiefs began to coalesce around him.
In spring 386, Tuoba Gui set his capital at Shengle (盛樂, in modern Hohhot, Inner Mongolia), and was said to encourage agriculture to try to rest his people. In summer 386, he changed his title to Prince of Wei (and thus the state became known in history as Northern Wei).
In fall 386, with support of Western Yan and Liu Xian, Tuoba Gui's youngest uncle Tuoba Kuduo (拓拔窟咄) made a claim to the throne, and there were many chiefs under Tuoba Gui who secretly conspired with Tuoba Kuduo, causing Tuoba Gui to panic to flee to his maternal uncles' Helan tribe, while seeking assistance from Later Yan. Later Yan's emperor Murong Chui sent his son Murong Lin to assist, and together they defeated Tuoba Kuduo, who fled to and was executed by Liu Weichen.
Around the new year 387, Murong Chui offered the titles of Western Chanyu and Prince of Shanggu to Tuoba Gui, but as the title of Prince of Shanggu was not as honored of one as Prince of Wei, Tuoba Gui refused them.
Despite Later Yan's assistance of him and his status as a Later Yan vassal, Tuoba Gui began to secretly consider whether he could eventually conquer Later Yan. In 388, he sent his cousin Tuoba Yi the Duke of Jiuyuan to offer tributes to Murong Chui but also to observe the Later Yan court, to consider whether he would have eventual chance of attacking it. Murong Yi concluded that Murong Chui was growing old, and that his crown prince Murong Bao was incompetent—and that there were many potential claimants who would weaken Later Yan. This encouraged Tuoba Gui greatly in his eventual planning.
In 391, Helan Na's brother Helan Rangan (賀蘭染干) plotted to kill Helan Na, and the brothers engaged in wars against each other. Tuoba Gui took this opportunity to request Later Yan to jointly attack the Helan tribe—notwithstanding Helan Na and Helan Rangan's status as his uncles. In summer 391, Murong Lin captured Helan Na and Helan Rangan, but allowed Helan Na to remain free and be in command of his tribe, while taking Helan Rangan as a prisoner. It was after this campaign that Murong Lin, seeing Tuoba Gui's abilities, suggested to Murong Chui that Tuoba Gui be detained. Murong Chui refused.
In fall 391, an incident occurred that would lead to the break of relations between Later Yan and Northern Wei. That year, Tuoba Gui sent his brother Tuoba Gu to Later Yan to offer tribute, and Murong Chui's sons detained Tuoba Gu and ordered Tuoba Gui to offer horses to trade for Tuoba Gu's freedom. Tuoba Gui refused and broke off relations with Later Yan, instead entering into an alliance with Western Yan.
Early in his reign, Tuoba Gui was considered to be a benevolent and merciful ruler who encouraged his people to take up agriculture. As an example of his leniency during this period, when his attendant Wuniuyu Huan (勿忸于桓) plotted with many of the tribes of Dai to arrest Tuoba Gui and surrender to Tuoba Kuduo, and the matter was found out, Tuoba Gui only executed the five people involved in the creation of the plot and did not put the others who joined them on trial. However, despite this leniency, Tuoba Gui did not compromise the law when handling the actions of his ministers.
Following hostility with Later Yan
[edit]
In 391, Tuoba Gui attacked Rouran—which had been a Dai vassal but had never submitted to him—inflicting major damage on Rouran, but was unable to destroy it. Rouran would remain an annoyance, and often a menace, for the rest of Northern Wei's history.
In winter 391, Liu Weichen sent his son Liu Zhilidi (劉直力鞮) to attack Northern Wei, and Tuoba Gui, despite having a much smaller army than Liu Zhilidi, defeated him, and further crossed the Yellow River to attack Liu Weichen's capital Yueba (悅拔, in modern Ordos, Inner Mongolia), capturing it, forcing Liu Weichen and Liu Zhilidi to flee. The next day, Liu Weichen was killed by his subordinates, and Liu Zhilidi was captured. Tuoba Gui annexed Liu Weichen's territory and people into his own, and slaughtered Liu Weichen's clan and associates regardless of age—more than 5,000 people. Liu Wenchen's youngest son Liu Bobo, however, fled to the Xuegan (薛干) tribe, whose chief Taixifu refused to turn him over despite Northern Wei demands, and Liu Bobo would eventually marry the daughter of Later Qin's vassal Moyigan of the Poduoluo (破多羅) tribe and became dependent on him. To punish Taixifu, Tuoba Gui attacked him in 393 and slaughtered much of his tribe, although Taixifu himself fled. Despite his general leniency during this period, these massacres perhaps already displayed his cruel streak.
In 394, Western Yan's emperor Murong Yong, under heavy attack by Murong Chui, sought aid from Tuoba Gui, but Tuoba Gui, while sending an army by his cousin Tuoba Qian (拓拔虔) the Duke of Chenliu and the general Yu Yue (庾岳) to distantly try to distract Later Yan, Northern Wei forces never actually engaged Later Yan, and Murong Yong was captured and killed later that year when his capital Zhangzi (長子, in modern Changzhi, Shanxi) fell, and Western Yan was annexed into Later Yan.

In 395, Tuoba Gui led raids against Later Yan's border regions. Later that year, Murong Chui commissioned an 80,000-men army led by Murong Bao, assisted by his brothers Murong Nong and Murong Lin, to try punish Northern Wei. Tuoba Gui, hearing about Murong Bao's army, abandoned Shengle and retreated west across the Yellow River. Murong Bao's army quickly reached the river in fall 395 and prepared to cross the river. However, by this point, Northern Wei scouts had cut off the line of communication between Murong Bao's army and the Later Yan capital Zhongshan (中山, in modern Baoding, Hebei), and Northern Wei had the captured Later Yan messengers declare that Murong Chui had already died, causing great disturbance in the Later Yan army. The Later Yan and Northern Wei forces stalemated across the Yellow River for 20 odd days, when Murong Lin's followers tried to start a coup and support Murong Lin as new leader, and while the coup failed, uncertainty fell on Later Yan forces. As winter came, Later Yan forces retreated and, not realizing that the Yellow River would freeze to allow Northern Wei forces to cross easily, Murong Bao left no rearguard as he retreated. Tuoba Gui personally gave chase, catching Later Yan forces unprepared at the Battle of Canhe Slope, killing or capturing nearly the entire Later Yan army, and only Murong Bao and a number of officers escaped. Tuoba Gui selected the talented men amongst the captives to be his own officials, wanted to release the others back to Later Yan to show his mercy. However, his relative by marriage Kepin Jian (可頻建) and the other generals were fearful of the captives and wanted to slaughter them. Tuoba Gui was afraid that slaughtering the captives would endanger his reputation in Later Yan, but he followed their suggestion and executed the remainder, though he would soon regret this.
In 396, concerned that Northern Wei would then view Murong Bao lightly, Murong Chui personally led another expedition against Northern Wei, initially successful and killing Tuoba Qian. Tuoba Gui became concerned and considered abandoning Shengle again. However, as the army reached Canhe Slope, the soldiers cried out loud for their fathers and brothers, and Murong Chui became angry and ill, forcing the Later Yan forces to retreat to Zhongshan. He soon died, and Murong Bao succeeded him as emperor.
In fall 396, Tuoba Gui led his Northern Wei troops and made a surprise attack on Bing Province (并州, modern central and northern Shanxi), defeating Murong Nong and forcing him to flee back to Zhongshan. Tuoba Gui then advanced east, ready to attack Zhongshan. Accepting Murong Lin's suggestion, Murong Bao prepared to defend Zhongshan, leaving the Northern Wei forces free to roam over his territory, believing that Northern Wei would retreat once its forces are worn out. However, this had the effect that all of the cities' garrisons in modern Hebei abandoned them, except for Zhongshan and two other important cities—Yecheng (in modern Handan, Hebei) and Xindu (信都, in modern Hengshui, Hebei). After making an initial attack against Zhongshan and failing, Tuoba Gui changed his tactic to establishing his rule over the other cities while leaving Zhongshan alone. In spring 397, Xindu fell. Meanwhile, however, Tuoba Gui had received news of a rebellion near his capital Shengle and offered peace—which Murong Bao rejected, and Murong Bao fought the Northern Wei forces at the Battle of Baisi as Tuoba Gui prepared to retreat, but instead was defeated by Tuoba Gui at great loss. At this time, concerned about a coup attempt by Murong Lin, Murong Bao abandoned Zhongshan and fled to the old Former Yan capital Longcheng (龍城, in modern Jinzhou, Hebei). However, the remaining garrison at Zhongshan supported Murong Bao's nephew Murong Xiang (慕容詳) the Duke of Kaifeng as their leader, and Tuoba Gui was unable to take Zhongshan immediately. Realizing that he had alienated the Later Yan people by having slaughtered the captives at Canhe Slope, Tuoba Gui changed his policy and tried to be gentle with the conquered Later Yan territory, and while time would be required, the territories began to abide by his rule.
Murong Xiang, meanwhile, declared himself emperor, and put Tuoba Gu to death to try to show his resolve. In the fall, however, Murong Lin made a surprise attack on him, killing him and taking over Zhongshan. Murong Lin also claimed imperial title, but was unable to stand Northern Wei military pressure, and Zhongshan fell to Tuoba Gui, who was largely gentle to Zhongshan's population despite their resistance—although he slaughtered the clans of those who advocated Tuoba Gu's death. It was around this time, however, that his army suffered a serious plague that might have killed as much as half of the army and livestock. When his generals tried to persuade him to suspend the campaign, Tuoba Gui gave a response that might be quite demonstrative of his personality:
- This is the will of Heaven, and I can do nothing about it. A state can be established anywhere on earth where there are people. It only depends on how I govern it, and I am not fearful that the people would die.
Around the new year 398, with Tuoba Gui ready to attack Yecheng, Yecheng's defender Murong De abandoned it and fled south of the Yellow River, to Huatai (滑台, in modern Anyang, Henan), where he declared an independent Southern Yan state. With resistance north of the Yellow River largely gone, Tuoba Gui left Tuoba Yi and Suhe Ba (素和跋) as viceroys over the former Later Yan territory, and returned to Shengle. In order to enhance communications and control, Tuoba Gui constructed a highway between Wangdu (望都, in modern Baoding, Hebei) and Dai (代, in modern Zhangjiakou, Hebei), over the Taihang Mountains. He soon, however, recalled Tuoba Yi to be his prime minister and replaced him with his cousin Tuoba Zun (拓拔遵) the Duke of Lueyang.
In summer 398, Tuoba Gui considered restoring the old name of the state, Dai, but at the suggestion of Cui Hong (崔宏), he kept the name Wei. He moved the capital from Shengle south to Pingcheng (平城, in modern Datong, Shanxi), to be in greater proximity with the conquered territories. He also issued edicts to standardize weights and measures throughout the state, and to establish standard ceremonies based on Chinese and Xianbei traditions.
Around this time, Tuoba Gui issued a series of reforms to various administrative systems. He broke up the old Xianbei tribes, forcing them to disperse and no longer allowing them to control their own armies. To replace them, he created eight artificial tribes, placed in the newly declared capital region to supervise agricultural practice in the area. When he conquered Yan, he moved a large amount of their Xianbei and Han nobility and population to the new capital to establish greater control over them, and he had them cultivate the capital region's farmland. As well, he adopted a more detailed administrative system, using elements from earlier Chinese dynasties in his system. Due to his agricultural reforms, his reign saw many abundant harvests, but the Book of Wei did not consider the harvests sufficient to sustain Tuoba Gui's frequent military campaigns and later harsh rule.
Around the new year 399, Tuoba Gui declared himself emperor. He also claimed descent from the mystical Yellow Emperor, to legitimize his reign over the Han.
During the middle period of his reign, Tuoba Gui was still considered to be a lenient emperor, despite his actions at Canhe Slope and against Liu Weichen. An example of his continued leniency would be that the generals of Murong Bao, Zhang Xiang (張驤), Li Chen (李沈) and Murong Wen (慕容文) had defected from Later Yan to Northern Wei but then back to Later Yan, yet when they were captured, Tuoba Gui pardoned them - but Zhang Xiang's son would soon after lead a rebellion against him, while Li Chen was later involved in a rebellion soon after Tuoba Gui's death. At this time, he commissioned the officials Cui Hong and Wang De (王德) to revise the simplistic Dai legal code, and in their project abolished Later Yan laws that were considered to be cruel or difficult to follow.
Early reign as emperor
[edit]In 399, Emperor Daowu made a major attack on the Gaoche tribes near and in the Gobi Desert, inflicting great casualties and capturing many Gaoche tribesmen. In a display of cruelty and power, he ordered the captured Gaoche men to use their bodies as a wall on a hunt he carried out months later, to stop animals from escape. He also had the Gaoche slaves build a deer farm for him.
Later that year, he reorganized his government, expanding from 36 bureaus to 360 bureaus, and he also established a university at Pingcheng and ordered that books be collected throughout the empire and be delivered to Pingcheng.
In summer 399, the Southern Yan general Li Bian (李辯) surrendered the Southern Yan capital Huatai to Northern Wei, forcing the Southern Yan emperor Murong De to instead attack Jin and take over its Qing Province (青州, modern central and eastern Shandong) as his territory.
Later in 399, because Emperor Daowu was angry that, on a letter to Jin's general Chi Hui (郗恢), the official Cui Cheng (崔逞) insufficiently deprecated the status of Emperor An of Jin (and also because he had been offended by a previous remark made by Cui in which he thought Cui compared him to an owl), he ordered Cui to commit suicide. This incident caused Emperor Daowu's reputation among the states to suffer, as for the next few years, some important Jin officials who lost out in Jin civil wars declined to flee to him for refuge because of the incident.
In 400, Emperor Daowu considered creating an empress. Of his consorts, he most favored Consort Liu, the daughter of Liu Toujuan, who bore his oldest son Tuoba Si. However, according to Tuoba tribe customs, he was required to make the potential candidates try to forge golden statues, to try to discern divine favor. Consort Liu was unable to complete her statue, while Consort Murong, the youngest daughter of Murong Bao, whom he captured when he took Zhongshan in 397, was able to complete her statue, and so Emperor Daowu created her empress.
The year 400 appears to have signaled a major turning point in Tuoba Gui's reign, as during this year, he was noted to become concerned about bad omens, and became suspicious of his subordinates, worrying they may not be loyal to him.[5] During the year, due to the disrespect of the general Li Li (李栗), Emperor Daowu had him executed for his arrogance, which the Book of Wei considered to be a turning point in his reign, as after this he became harsher in his treatment of officials.[6]
Another characteristic of Emperor Daowu's early to middle reign as emperor was his commissioning of construction projects, in order to expand state infrastructure and establish Pingcheng as a capital. He also had thoughts of establishing a capital at Ye in his early years as emperor, though he soon abandoned the idea. Furthermore, due to Emperor Daowu's military prowess and established governance, many surrounding tribes submitted to him during this period.
In 401–402, Emperor Daowu made an attempt to attack Later Yan, by now limited to modern Liaoning, but was unable to make gains against Later Yan's emperor Murong Sheng. In the early to mid 400s, Emperor Daowu had ambitions to conquer the south of China,[7] and although his general Baba Fei (拔拔肥) seized much of the land of Shandong, he withdrew troops from the region when Yao Xing launched his invasion, and he never actually engaged in major wars with Eastern Jin.
Around this time, Emperor Daowu also sought marriage and peace with Later Qin. However, Later Qin's emperor Yao Xing, hearing that he already had Empress Murong, refused, and because around this time Emperor Daowu constantly attacked several Later Qin vassals, the states' relations broke down. Emperor Daowu therefore began to prepare for a confrontation with Later Qin. Later in the year, Yao Xing did make a major attack against Northern Wei. In fall 402, Yao Xing's forward commander Yao Ping (姚平) the Duke of Yiyang was surrounded by Northern Wei's Emperor Daowu at Chaibi (柴壁, in modern Linfen, Shanxi), and despite counterattacks by both Yao Ping and Yao Xing, the Northern Wei siege became increasingly tighter, and in winter 402, Yao Ping and his army were captured following a failed attempt to break out, ending Yao Xing's campaign against Northern Wei.
Late reign
[edit]In the last few years of Emperor Daowu's reign, he became increasingly harsher in his treatment of his officials. For example, in 406, as he planned the expansion of Pingcheng with intent to make it into an impressive capital, he initially had his official Monalou Ti (莫那婁題), an accomplished civil engineer, plan the city's layout, but over a relatively minor issue where Monalou was not very careful, ordered Monalou to commit suicide—and then used Monalou's layout anyway. He also made increasing visits to Chaishan Palace (豺山宮, in modern Shuozhou, Shanxi), often spending months there at a stretch.
Earlier, in 403, Emperor Daowu had grown resentful of Suhe Ba due to his arrogant and extravagant behaviour. When Tuoba Gui went on a trip to Chaishan Palace, he executed Suhe Ba on the journey there. His family were afraid and attempted to flee to Later Qin, but Tuoba Gui pursued and executed them - and then, because the official Deng Yuan (鄧淵)'s cousin had a good relationship with the Suhe family and had been told of the escape plan, Emperor Daowu believed that Deng Yuan also knew of the plan and forced him to commit suicide.[8]
In 407, Northern Wei and Later Qin entered into a peace treaty, returning previously captured generals to each other. This would have a disastrous consequence on Later Qin, however, as Liu Bobo, then a Later Qin general, became angry because his father Liu Weichen had been killed by Northern Wei, and therefore rebelled, establishing his own state Xia. However, he spent much more of his energy conducting guerilla warfare against Later Qin, gradually sapping Later Qin's strength, and did not actually conduct warfare against Northern Wei.
Also in 407, because Tuoba Zun, when he was drunk, had improper sexual relations with the Princess Taiyuan (太原公主; likely a cousin of Emperor Daowu's), he was forced to commit suicide.
In 408, in an act that appeared to be characteristic of his late-reign paranoia, when Emperor Daowu heard that Yu Yue often wore beautiful clothes, and that his bearing was graceful in the style of a ruler, Emperor Daowu became paranoid and executed Yu Yue.
By 409, Emperor Daowu, who was said to be under the effect of poisonous substances given him by alchemists, was described to be so harsh and paranoid in his personality that he constantly feared rebellion, particularly because fortunetellers had been telling him that a rebellion would happen near him. The Book of Wei describes this part of his reign as such:
- Earlier, the emperor took Cold Food Powder, and after the imperial physician Yin Qiang died, the drug's effects were frequently seen in his actions. Catastrophic events were frequently seen, and the emperor was worried and restless, and might for several days not eat, or would not sleep until dawn. He accused his subordinates, his joy and anger being abnormal, said that his attendants and officials could not be trusted, and worried about heavenly divinations, or about concerns near him. He recollected the past gains and losses, all day and night speaking to himself without stopping, as if there were ghosts replying to him. When court ministers arrived before him, he would recall their past faults and would invariably execute them, and the others, perhaps because their facial expression changed, or because their breathing was not regular, or because they made mistakes in speech, the emperor would believe them to have hatred in their hearts which were becoming visible on the outside world, and he thus personally beat them, and those who died would be displayed before the Tian'an Palace. Thereupon all levels of society felt afraid in their minds, the officials were lazy and did not help to administer the country and would rob the people. Thieves would act publicly, so there were very few people mingling in alleys. When the emperor heard this, he said: "It is my relaxation of them that made it this way. Waiting to pass the calamitous era, we must cleanse and punish them in this way even more."[9]
The entire government came under a spell of terror. The only persons immune from this treatment were said to be the minister Cui Hong and his son Cui Hao, who were said to avoid the disaster by never offending or flattering the emperor—both of which could have brought disaster.
At this time, because of omens that there would be a rebellion, Emperor Daowu executed many of his ministers to try and avert the foretold rebellion. Tuoba Yi had earlier been involved in a rebellion against Emperor Daowu, but due to his merits in creating Northern Wei, Emperor Daowu had pardoned him. Tuoba Yi was worried that Emperor Daowu would execute him for this earlier rebellion, and so he planned to flee, but he was caught and executed.[10]
In fall 409, Emperor Daowu resolved to create Tuoba Si crown prince. Because of the Tuoba traditional custom of executing the designated heir's mother, he ordered Tuoba Si's mother Consort Liu to commit suicide. He explained his reasons to Crown Prince Si, who, however, could not stop mourning for his mother, and Emperor Daowu became very angry, and he summoned the crown prince. Crown Prince Si, in fear, fled out of Pingcheng.
At this time, however, Emperor Daowu would suffer death at another son's hand. When he was young, when he had visited Helan tribe, he saw his maternal aunt (Princess Dowager Helan's sister), who was very beautiful, and he asked to have her as a concubine. Princess Dowager Helan refused—but not under the rationale that it would be incest, but rather that the younger Lady Helan had already had a husband and was too beautiful—citing a saying that beautiful things were often poisonous. Without Princess Dowager Helan's knowledge, he assassinated the younger Lady Helan's husband and took her as a concubine. In 394, they had a son, Tuoba Shao (拓拔紹), whom he later created the Prince of Qinghe. Tuoba Shao was said to be a reckless teenager, who often visited the streets in commoner disguises, and often robbed travelers and strip them naked for fun. When Emperor Daowu heard this, he punished Tuoba Shao by hanging him upside down in a well, only pulling him out as he neared death. In fall 409, Emperor Daowu had an argument with Consort Helan, and he imprisoned her and planned to execute her, but it was dusk at the time, and he hesitated. Consort Helan secretly sent a messenger to Tuoba Shao, asking him to save her. At night, Tuoba Shao, then 15, entered the palace and killed Emperor Daowu. The next day, however, the imperial guards arrested and killed Tuoba Shao and Consort Helan, and Tuoba Si took the throne as Emperor Mingyuan.[note 1]
Family
[edit]Consorts and issue
[edit]- Empress Daowu, of the Murong clan (道武皇后 慕容氏), second cousin
- Empress Xuanmu, of the Liu clan (宣穆皇后 劉氏; d. 409)
- Princess Huayin (華陰公主), 1st daughter
- Married Ji Ba, Prince Changle (嵇拔), and had issue (one son)
- Tuoba Si, Emperor Mingyuan (明元皇帝 拓跋嗣; 392–423), 1st son
- Princess Huayin (華陰公主), 1st daughter
- Furen, of the He clan (夫人 賀氏; d. 409), aunt
- Tuoba Shao, Prince Qinghe (清河王 拓跋紹; 394–409), 2nd son
- Furen, of the Wang clan (夫人 王氏)
- Tuoba Xi, Prince Yangping (陽平王 拓跋熙; 399–421), 3rd son
- Furen, of the Wang clan (夫人 王氏)
- Tuoba Yao, Prince Henan (河南王 拓跋曜; 401–422), 4th son
- Furen, of the Duan clan (夫人 段氏)
- Tuoba Lian, Prince Guangping (廣平王 拓跋連; d. 426), 7th son
- Tuoba Li, Prince Jingzhao (京兆王 拓跋黎; d. 428), 8th son
- Unknown
- Tuoba Xiu, Prince Hejian (河間王 拓跋脩; d. 416), 5th son
- Tuoba Chuwen, Prince Changle (長樂王 拓跋處文; 403–416), 6th son
- Tuoba Hun (拓跋浑), 9th son
- Tuoba Cong (拓跋聰), 10th son
- Princess Huoze (濩澤公主)
- Married Lü Dafei, Prince Zhongshan (閭大肥), a son of Yujiulü Datan, and had issue (one son)
Explanatory notes
[edit]- ^ The Book of Song provided a different account of Tuoba Gui's death. In this account, Tuoba Shao was having an affair with Tuoba Gui's concubine, and because they were afraid that the matter would be found out, they plotted to kill him, but Tuoba Si, who was Tuoba Gui's second son in this account, quickly arrested and executed him. However, since such an affair was never recorded in the Book of Wei, and the Book of Song had potential motive to be biased, this account should be considered suspect.
References
[edit]- ^ wushen day of the 1st month of the 1st year of the Dengguo era, per Emperor Daowu's biography in Book of Wei
- ^ 7th day of the 7th month of the 34th year of the Jian'guo era, per Emperor Daowu's biography in Book of Wei
- ^ wuchen day of the 10th month of the 6th year of the Tian'ci era, per Emperor Daowu's biography in Book of Wei
- ^ Grousset, Rene (1970). The Empire of the Steppes. Rutgers University Press. pp. 60. ISBN 0-8135-1304-9.
- ^ Book of Wei, volume 2. "時太史屢奏天文錯亂,帝親覽經占,多云改王易政,故數革官號,一欲防塞凶狡,二欲消災應變。已而慮羣下疑惑,心謗腹非"
- ^ Book of Wei, volume 28. "於是威嚴始厲,制勒羣下盡卑謙之禮,自栗始也。"
- ^ Book of Wei, volume 2. "夏五月,大簡輿徒,將略江淮,平荊揚之亂。"
- ^ Book of Wei, volume 22. "跋有罪誅,其子弟奔長安,或告暉將送出之。由是太祖疑淵知情,遂賜淵死,既而恨之。"
- ^ 初,帝服寒食散,自太醫令陰羌死後,藥數動發,至此逾甚。而災變屢見,憂懣不安,或數日不食,或不寢達旦。歸咎羣下,喜怒乖常,謂百僚左右人不可信,慮如天文之占,或有肘腋之虞。追思既往成敗得失,終日竟夜獨語不止,若旁有鬼物對揚者。朝臣至前,追其舊惡皆見殺害,其餘或以顏色變動,或以喘息不調,或以行步乖節,或以言辭失措,帝皆以為懷惡在心,變見於外,乃手自毆擊,死者皆陳天安殿前。於是朝野人情各懷危懼,有司懈怠,莫相督攝,百工偷劫,盜賊公行,巷里之間人為希少。帝亦聞之,曰:「朕縱之使然,待過災年,當更清治之爾。」Book of Wei, volume 2.
- ^ Book of Wei, volume 15. "天賜六年,天文多變,占者云「當有逆臣伏尸流血」。太祖惡之,頗殺公卿,欲以厭當天災。儀內不自安,單騎遁走。太祖使人追執之,遂賜死,葬以庶人禮。"
- Book of Wei, vol. 2.
- History of Northern Dynasties, vol. 1.
- Book of Jin, vols. 113, 114.
- Book of Song, vol. 95.
- Zizhi Tongjian, vols. 104, 106, 107, 108, 109, 110, 111, 112, 113, 114, 115.
Emperor Daowu of Northern Wei
View on GrokipediaEarly Life
Birth and Ancestry
Tuoba Gui, the founding emperor posthumously titled Daowu of Northern Wei, was born on 4 August 371 CE north of Canhe Slope (參合陂), in the territory of the Dai kingdom, corresponding to modern areas in northern Shanxi or Hebei provinces.[1][6] The Book of Wei records his birth on the seventh day of the seventh lunar month in the kingdom's regnal year 34, noting an auspicious light phenomenon that night, interpreted as a portent of his future rule.[1] He hailed from the Tuoba (拓跋) clan, a branch of the Xianbei nomadic confederation originating from the eastern Mongolian steppes, known for their pastoralist lifestyle and early interactions with Han Chinese states through tribute and conflict.[2][7] The Tuoba had established the short-lived Dai kingdom (310–376 CE) in the Ordos region after breaking from the Murong Xianbei subgroup, positioning themselves as rulers over mixed Xianbei and Han populations.[2] Tuoba Gui was the son of Tuoba Shi (拓跋寔), the designated crown prince who predeceased his father, and thus the grandson of Tuoba Shiyijian (拓跋什翼犍; r. 337–377 CE), the last prince of Dai before its conquest by the Former Qin state under Fu Jian in 376 CE.[6][8] Tuoba Shiyijian's reign involved alliances with the Eastern Jin and conflicts with neighboring Xiongnu and Jie groups, but internal divisions and external pressures led to Dai's fall, scattering the Tuoba leadership—including the young Tuoba Gui—into temporary subjugation under Former Qin.[9] This patrilineal descent from Dai's royal line provided Tuoba Gui with legitimacy to later revive Tuoba rule as the basis for Northern Wei.[6]Childhood and Formative Experiences
Tuoba Gui, posthumously known as Emperor Daowu, was born on 4 August 371 in the region of Canhepo within the kingdom of Dai, ruled by the Tuoba branch of the Xianbei.[1][10] He was the son of Tuoba Shi, the designated heir to Prince Tuoba Shiyijian of Dai, who had died shortly before or around Gui's birth, positioning the infant as a presumptive successor in the royal lineage amid the clan's nomadic pastoralist traditions.[1] The Tuoba maintained a semi-nomadic lifestyle centered on herding and raiding, with emerging hierarchical structures under chieftains like Shiyijian, who had consolidated power after earlier tribal confederations.[11] In 376, when Tuoba Gui was five years old, the kingdom of Dai fell to the invading forces of Former Qin under Fu Jian, leading to the Tuoba clan's surrender and dispersal.[2] The young Gui experienced the abrupt shift from tribal autonomy to subjugation, as the Xianbei were forcibly relocated southward to Shandong province, where their herds were confiscated and they were compelled to adopt sedentary farming under Qin's centralizing policies.[12] Later in the 380s, Gui was taken as a hostage to the Former Qin capital at Chang'an, exposing him to Han Chinese administrative practices and court intrigue during a period of imperial overextension.[12] These impositions likely instilled resilience and strategic acumen, as historical accounts describe his youth as marked by legendary feats of endurance amid the clan's hardships, though primary records like the Book of Wei blend factual subjugation with hagiographic elements to emphasize innate leadership.[10] The collapse of Former Qin following its defeat at the Battle of Fei River in 383 created opportunities for restoration; by 385–386, the 14- or 15-year-old Gui rallied surviving Tuoba remnants and allied groups, escaping southward constraints to reclaim northern territories.[12][3] This formative phase of guerrilla consolidation and tribal realignment honed his military prowess, as he navigated alliances with other non-Han groups and exploited Qin's fragmentation, proclaiming himself King of Dai on 20 February 386 and reestablishing a Tuoba-led polity oriented toward both pastoral mobility and territorial defense.[3][13] Such experiences underscored the causal interplay between nomadic adaptability and the need for structured governance in a fragmented post-Qin landscape, shaping Gui's later emphasis on centralized authority.[4]Alternative Historical Narratives
The primary alternative historical narratives concerning Emperor Daowu's (Tuoba Gui) early life center on disputes over his parentage, as recorded in southern Chinese historiographies that were composed under regimes hostile to the Xianbei-led Northern Wei. These accounts, found in texts like the Jin shu (Book of Jin) and Song shu (Book of Song), posit that Tuoba Gui was the direct son of Tuoba Shiyijian (Prince of Dai, r. 321–377), rather than the grandson via Tuoba Shi as claimed in the Northern Wei's official Wei shu.[1] This version implies an irregular lineage or potential adoption, possibly intended to portray Tuoba Gui's 386 restoration of the Dai state—and subsequent 398 proclamation as emperor—as a usurpation rather than legitimate grandsonly succession, reflecting southern biases against "barbarian" northern polities during the Sixteen Kingdoms era.[14] Such narratives likely drew from wartime rumors or intelligence, as southern courts like Eastern Jin competed for legitimacy by questioning rivals' ancestral purity and dynastic continuity. The Wei shu counters this by detailing Tuoba Gui's birth on August 4, 371, to Tuoba Shi (d. ca. 375), Shiyijian's designated heir, and a concubine surnamed Zhang, amid Tuoba Shi's flight from Tiefu Xianbei pursuers; after Shi's death, the young Gui was sheltered by allies like Liu Kuren until maturity.[15] Southern alternatives omit or alter these details, potentially exaggerating Shiyijian's direct paternity to suggest Gui's rapid rise exploited familial chaos following Shiyijian's 377 death, when Dai fragmented under Murong Yan pressure. Historians note these discrepancies arise from the Jin shu's compilation under Liu Song (420–479), which prioritized anti-northern propaganda, whereas the Wei shu (compiled ca. 554) served Northern Wei's self-legitimization by emphasizing orderly patrilineal descent from earlier Tuoba rulers.[16] Ancestral origin theories also indirectly shape alternative views of Gui's formative identity, with traditional Chinese sources framing the Tuoba as Xianbei descendants emerging from a sacred northern cave, per Wei shu myths.[12] However, some modern analyses highlight Turkic linguistic parallels in Tuoba names (e.g., "Tabgach" as Old Turkic for "mountains" or ruling clan) and material culture, suggesting hybrid steppe influences beyond pure Donghu/Xianbei roots, which could recontextualize Gui's adolescence among nomadic kin as exposure to diverse Altaic traditions rather than isolated Xianbei revivalism.[17] These interpretations, drawn from onomastics and archaeology, challenge Han-centric narratives but lack consensus, as primary texts like the Jin shu emphasize ethnic otherness without specifying hybridity.[18]Rise to Power
Succession as Prince of Dai
In 376, the Kingdom of Dai, ruled by Tuoba Shiyijian since 338, was conquered by the forces of Former Qin, leading to Shiyijian's capture and death that year.[3] Tuoba Gui, born in 371 as the son of Tuoba Shi (Shiyijian's heir apparent, who perished defending his father during the invasion) and thus Shiyijian's grandson, was approximately five years old at the time and initially taken captive by Qin forces but escaped with aid from loyalists.[15] Following the escape, Gui wandered among fragmented Xianbei groups and Han Chinese communities in the border regions, evading Qin control amid the dynasty's internal instability after its 383 defeat at the Battle of Fei River.[7] By 385, with Former Qin's authority eroding and the rise of Later Yan under Murong Chui fragmenting northern alliances, Tuoba Gui began rallying former Dai adherents, including tribal leaders and officials who had submitted to Qin but retained loyalties to the Tuoba clan.[3] His maternal uncle Helan Na, a prominent ex-Dai official, played a pivotal role by urging Gui's leadership and mobilizing support among dispersed Tuoba elements, viewing him as the legitimate heir to restore Dai's sovereignty.[19] On February 20, 386, Tuoba Gui formally reassumed the title of Prince of Dai, reestablishing the kingdom with Shengle (near modern Helingeer, Inner Mongolia) as its base and proclaiming himself Heavenly Prince (Tianwang). This declaration, backed by Helan Na and other veterans, capitalized on Qin's collapse and positioned Dai as a nominal vassal to Later Yan for initial protection, though Gui quickly pursued autonomy through military consolidation.[3] The move marked the Tuoba clan's resurgence, drawing on ancestral precedents of tribal unification under Dai's earlier rulers like Tuoba Yilu.[7]Establishment of Wei and Initial Rule
In spring 386, amid the power vacuum created by the disintegration of Former Yan and the rise of Later Yan under Murong Chui, Tuoba Gui rallied Tuoba loyalists and defeated rival Xianbei chieftains, entering Shengle (modern Hohhot, Inner Mongolia) to proclaim the restoration of the Kingdom of Dai. He declared himself king, adopting the era name Dengguo (Ascendant State), and initially positioned his regime as a vassal to Later Yan to secure recognition while consolidating internal control. This marked the effective founding of what would become the Northern Wei state, with Tuoba Gui leveraging his clan's prestige and military prowess to reassert Tuoba dominance in the northern steppes.[2][4] To transition from nomadic tribal confederation to a stable territorial entity, Tuoba Gui dissolved the traditional eight bu (divisions) of the Tuoba tribes, redistributing their members into a centralized administrative structure modeled partially on Chinese precedents. He settled nomadic Xianbei populations on arable lands around Shengle, promoting agriculture to sustain a growing military and reduce dependence on pastoralism, thereby fostering economic self-sufficiency. Administrative appointments included trusted kinsmen and Han Chinese officials for governance, with early emphasis on tax collection and labor mobilization to support fortifications and campaigns.[2] Militarily, Tuoba Gui reorganized the Tuoba cavalry forces, emphasizing disciplined units drawn from loyal clans, which numbered in the tens of thousands by the late 380s. In 394, following initial victories over Xiongnu remnants, he instituted tuntian (military-agricultural colonies) in Wuyuan (northwest of modern Baotou), assigning soldiers to farm garrison lands during peacetime to bolster supplies for expansion. These measures laid the groundwork for Wei's hybrid nomadic-sedentary warfare capabilities, enabling rapid mobilization while addressing logistical vulnerabilities inherent in steppe-based polities. Nominally deferential to Later Yan until 391, Tuoba Gui's initial rule focused on internal unification, avoiding direct confrontation to build strength, though tensions with Yan escalated as Wei's autonomy grew.[2][5] By 396, after capturing Bingzhou (modern Shanxi) from Later Yan, Tuoba Gui formally renamed the state Wei, signaling imperial ambitions and further institutionalizing a bureaucracy with regional inspectors and commandery governors. This period of initial rule, spanning 386 to the late 390s, transformed Dai from a fragile tribal revival into a proto-dynastic entity capable of challenging southern and eastern rivals, through pragmatic reforms that balanced Xianbei traditions with Han administrative efficiency.[2]Escalating Conflicts with Later Yan
In 395, Tuoba Gui initiated raids into Later Yan's border regions, escalating prior tensions from his nominal vassalage under Murong Chui.[1] Later that year, Later Yan crown prince Murong Bao launched an invasion of Northern Wei territory, prompting Tuoba Gui to feign retreat westward across the Yellow River before pursuing and ambushing the Yan forces at Canhe Slope on December 7, where he inflicted a devastating defeat, killing or capturing nearly the entire invading army of tens of thousands.[3] This battle marked a critical turning point, severely weakening Later Yan's military capacity and shifting the balance of power toward Northern Wei.[4] Following Murong Chui's death in 396 amid internal strife and failed campaigns, Tuoba Gui exploited Later Yan's instability under Murong Bao by mobilizing a massive cavalry force exceeding 400,000 to invade in late 396, rapidly capturing Bingzhou and advancing toward the Yan heartland.[2] Murong Bao concentrated defenses in key cities like Zhongshan but could not halt the Wei onslaught, leading to further defeats in 397 as Tuoba Gui seized vast territories, including much of the former Yan domains north of the Yellow River.[1] By 398, Northern Wei forces under Tuoba Gui conquered Zhongshan, the Later Yan capital, effectively partitioning the state and forcing Murong Bao's flight southward, where he was soon killed by a subordinate.[20] Tuoba Gui then relocated hundreds of thousands of Chinese and ethnic laborers from conquered areas to bolster Northern Wei's agricultural base near Pingcheng, consolidating gains from the conflicts.[2] These victories not only dismantled Later Yan's threat but also provided the resources and legitimacy for Tuoba Gui's subsequent imperial proclamation.[4]Founding of Northern Wei and Early Reign
Proclamation as Emperor and State Formation
In February 386, Tuoba Gui proclaimed the restoration of the Dai kingdom, acceding to the throne as its ruler and establishing Shengle (present-day Helinger County, Inner Mongolia) as the capital to consolidate Tuoba Xianbei power amid the collapse of Former Qin.[3] He immediately restructured the polity by abolishing the decentralized tribal confederation that had characterized Tuoba society, replacing it with a centralized administrative system featuring appointed ministers and officials drawn from both Xianbei elites and Han Chinese advisors, which enabled more effective mobilization of resources and troops.[2] This shift from nomadic tribalism to bureaucratic governance laid the foundation for state cohesion, prioritizing hierarchical command over kinship-based alliances to prevent internal fragmentation seen in prior Xianbei polities.[4] Following territorial expansions, particularly against Later Yan, Tuoba Gui elevated his status in the twelfth month of 398 by proclaiming himself emperor (huangdi), renaming the state Wei to evoke legitimacy from prior Chinese dynasties like Cao Wei, and claiming mythical descent from the Yellow Emperor to bridge Xianbei origins with Han imperial ideology.[3][18] Concurrently, he relocated the capital to Pingcheng (near modern Datong, Shanxi) for its defensible position and proximity to conquered Central Plains territories, facilitating oversight of agricultural reclamation efforts that had been promoted since 386 to transition from pastoralism to settled farming and taxation.[2] These measures integrated diverse ethnic groups under a unified fiscal and military apparatus, with early edicts emphasizing land allocation and corvée labor to sustain the nascent dynasty's expansion.[4]Consolidation of Central Authority
Upon reestablishing the kingdom of Dai in 386, Tuoba Gui initiated the dissolution of traditional Xianbei tribal offices, replacing them with a Chinese-style bureaucratic system to undermine decentralized tribal authority and establish direct imperial control.[2] This reform settled nomadic Xianbei populations on designated lands, transitioning the economy toward agriculture and territorial administration, which reduced the autonomy of tribal chieftains and bound subjects to state oversight rather than kin-based loyalties.[2] Military victories facilitated further centralization; in 394, after defeating Xiongnu remnants, Tuoba Gui established tuntian military-agricultural colonies in Wuyuan, integrating soldiers into productive roles under central command and enhancing fiscal self-sufficiency.[2] By 396, following the capture of Bing Province, he formalized core government institutions, granting noble titles such as duke and marquis to loyal retainers while prioritizing appointments based on Confucian education over tribal affiliation.[2] This meritocratic infusion, including educated Han Chinese officials as regional inspectors and governors, bridged ethnic divides and professionalized administration, ensuring implementation of edicts across diverse territories.[2] These measures collectively transformed the Tuoba polity from a loose confederation into a cohesive empire, with the emperor as the apex of authority, though tribal influences persisted in peripheral areas until later enforcements.[2]Relocation to Pingcheng and Administrative Foundations
In 398, following the defeat of Later Yan forces and the capture of significant territories in northern China, Tuoba Gui relocated the Northern Wei capital from Shengle in present-day Inner Mongolia to Pingcheng (modern Datong, Shanxi), a strategic site on the northern frontier that facilitated control over both steppe nomads and agrarian populations.[3] This move coincided with his proclamation of the Wei state and aimed to centralize authority amid expanding domains, though Tuoba Gui retained a mobile imperial secretariat for flexibility in governance.[3] To support the relocation, he conscripted several hundred thousand Chinese, Xianbei, and other ethnic laborers from conquered Later Yan regions, deploying them to construct palaces, fortifications, and infrastructure in Pingcheng, thereby accelerating urban development and integrating forced populations into the Wei economy.[2] Administrative foundations under Tuoba Gui emphasized restructuring tribal structures to prevent fragmentation and enhance state control. He dissolved traditional Xianbei tribal units, dispersing their members and resettling them in fixed locations around Pingcheng and adjacent areas, which reduced the power of hereditary chieftains and tied loyalties directly to the throne.[2] This tribal dissolution, implemented progressively from 398 onward, involved reallocating over 2,000 elite Xianbei households inward to the capital region, fostering a more hierarchical bureaucracy that blended steppe confederation elements with Chinese administrative precedents.[21] Between 398 and 406, Tuoba Gui enacted reforms adapting governance to a multi-ethnic empire, including revisions to taxation, official salaries, and military obligations that prioritized revenue extraction from agricultural heartlands while maintaining nomadic cavalry mobilization.[2] These measures established a centralized fiscal system, with land surveys and household registrations to assess tribute, and introduced graded ranks for officials to incentivize loyalty and efficiency, laying groundwork for Northern Wei's longevity despite its origins in a loose tribal alliance.[5] Such innovations reflected pragmatic responses to the causal demands of ruling diverse subjects, prioritizing coercive integration over cultural assimilation at this stage.Military Campaigns
Wars Against Later Yan
In 391, Tuoba Gui refused to continue paying tribute to Later Yan, marking the onset of open hostilities and prompting retaliatory raids by Later Yan forces.[22] This defiance escalated tensions, as Tuoba Gui had previously relied on Later Yan support under Murong Chui to reestablish his rule in the north.[3] The decisive confrontation occurred in 395 during the Battle of Canhe Slope, where Tuoba Gui's forces decisively defeated a Later Yan army led by Crown Prince Murong Bao, inflicting heavy casualties and capturing numerous prisoners.[22] This victory severely undermined Later Yan's military capacity, allowing Tuoba Gui to pursue further incursions into Yan territory.[23] Following Murong Chui's death in 396 and the ensuing internal disarray under Murong Bao, Tuoba Gui exploited Yan's vulnerabilities with sustained offensives. By 398, Northern Wei campaigns had secured most of Later Yan's territories north of the Yellow River, including key cities such as Ye, effectively dismantling Yan's northern holdings.[23] During these conquests, Tuoba Gui ordered the mass burial alive of approximately 50,000 Later Yan prisoners to eliminate potential threats and consolidate control. These actions fragmented Later Yan, paving the way for Northern Wei's dominance in the region without fully annexing the rump state south of the river.[3]Northern Expeditions and Gaoche Campaigns
In 399 CE, Emperor Daowu initiated a significant northern expedition targeting the Gaoche, a confederation of nomadic tribes in the Mongolian steppes north of Northern Wei territories. These tribes, known for their mobility and raids, posed a recurring threat to Wei's northern borders. The emperor divided his forces into eastern and western columns, personally commanding the central unit of the eastern force to maximize coordination against dispersed Gaoche encampments.[24][25] The campaign resulted in decisive victories, with Wei forces subduing nearly forty Gaoche clans through rapid strikes and overwhelming numbers. Captives and livestock were seized, bolstering Wei's resources, while the defeated tribes submitted tribute or fled further north. This expedition, documented in historical annals such as the Zizhi Tongjian, marked an early assertion of Northern Wei dominance over steppe nomads, temporarily stabilizing the frontier and enhancing the regime's prestige among allied Xianbei groups.[26][27] By early 400 CE, specifically February, Emperor Daowu returned triumphantly to Pingcheng, his capital, having minimized immediate northern incursions. The operation underscored the effectiveness of Wei's cavalry tactics adapted from steppe warfare traditions, though long-term control over the Gaoche remained elusive as nomadic resilience persisted. A recently discovered stele, potentially commemorating this "northern tour," bears inscriptions aligning with campaign details, including inscriptions of imperial authority and victories.[28][29]Other Regional Conquests and Border Security
In 391, Emperor Daowu launched a campaign against the Tiefu branch of the Xiongnu, led by chieftain Liu Weichen, whose forces had raided Northern Wei territories in the northwest. Liu Weichen's son, Liu Zhilidi, led an initial attack with a numerically superior army, but Daowu's forces achieved a decisive victory despite being outnumbered, pursuing and routing the main Tiefu army. Liu Weichen subsequently took his own life, allowing Northern Wei to annex his territory and incorporate surviving Tiefu members into its military structure.[1][2] By 394, Daowu had subdued additional Xiongnu remnants associated with leaders like Liu Kuren, securing control over the strategic corridor from Wuyuan to Guyang Pass (northwest of modern Baotou, Inner Mongolia). To maintain border stability against nomadic threats, he established tuntian military-agricultural colonies in these areas, combining garrison duties with farming to enhance food production and deter incursions from steppe tribes.[2] These western campaigns complemented Daowu's broader efforts to neutralize tribal rivals, such as interventions in the Helan tribe's internal conflicts around 391, which prevented alliances that could undermine Northern Wei's flanks.[30] By integrating conquered populations and fortifying frontiers through settlement policies, Daowu reduced vulnerabilities to hit-and-run raids, prioritizing military readiness over expansion into distant regions like Western Qin, where relations remained tense but non-confrontational during his rule.[3]Domestic Policies and Reforms
Administrative and Fiscal Innovations
Emperor Daowu initiated administrative reforms by dissolving the traditional tribal confederations of the Xianbei in 386, resettling nomadic populations on fixed lands and transitioning to a territorial-based governance structure to centralize authority and reduce the power of tribal leaders.[2] This measure dismantled decentralized clan autonomy, enabling direct state control over territories and populations previously organized along kinship lines.[2] In 396, following military conquests, he established core central government institutions modeled partly on Confucian bureaucratic principles, appointing officials to key posts and conferring noble titles such as duke and marquis to integrate elites into the hierarchy.[2] To oversee local administration, Daowu implemented the clan overseer system (zongzhu duhu), assigning clan heads responsibility for tax collection, labor mobilization, and maintaining order within their groups, which bridged traditional Xianbei social structures with emerging state demands.[2] By 406, he mandated a triplicate oversight mechanism, requiring three regional inspectors per province, three governors per commandery, and three magistrates per district, often including members of the royal Tuoba clan, to prevent corruption and ensure accountability in peripheral regions.[2] On the fiscal front, Daowu introduced household registration (huji) systems to enumerate taxable populations, facilitating systematic revenue extraction from both Xianbei settlers and conquered Chinese subjects.[31] Taxes were levied primarily in kind—grain, silk, and raw materials—supplemented by corvée labor obligations under an early form of the zudiaofa rent-and-tax framework, which tied fiscal burdens to household units comprising one adult male and one female.[31] To bolster agricultural output and state granaries, he promoted farming among the nomadic Tuoba aristocracy, allotting private lands (jingji) to peasants near the capital and establishing state-managed military-agricultural colonies (tuntian) as early as 394 in areas like Wuyuan Commandery following Xiongnu defeats.[2][31] In 398, after relocating hundreds of thousands of laborers from conquered Later Yan territories to Pingcheng, he distributed tools and arable land to stimulate production, while designating governors (zongdang) to supervise local land use and integrate pastures with cultivated fields.[2][31] These policies marked a pragmatic shift from pastoral nomadism toward a mixed agrarian economy, enhancing fiscal stability amid expansion.[31]Military Organization and Tribal Integration
The military of early Northern Wei under Emperor Daowu (Tuoba Gui, r. 386–409) was predominantly composed of cavalry units drawn from Xianbei tribal levies, emphasizing mobility and archery suited to the steppe heritage of the Tuoba clan.[2] These forces enabled rapid conquests, as demonstrated in campaigns against Later Yan where armies reportedly reached 400,000 strong, though actual field strengths were likely smaller due to logistical constraints.[2] Command structures relied on tribal chieftains appointed as generals, supplemented by a core of loyal Tuoba kinsmen forming the emperor's personal guard, which ensured direct royal oversight in battles.[3] To centralize authority and mitigate the autonomy of powerful tribes, Daowu initiated reforms dissolving traditional Xianbei tribal confederations around 398 following the relocation of the capital to Pingcheng.[2] This restructuring reorganized the population into eight administrative units (ba bu), led by appointed ministers responsible for taxation, agricultural development, and military conscription, effectively subordinating tribal loyalties to state imperatives.[2] Clan overseers (zongzhu duhu) were instituted to manage levies and labor from both Xianbei and incorporated Han Chinese groups, blending nomadic warriors with settled conscripts.[2] Tribal integration advanced through forced resettlements, particularly after the 395 victory at Canhe Slope and subsequent conquests, where several hundred thousand laborers and families from Later Yan territories—predominantly Han Chinese and subjugated ethnic groups—were relocated to royal domains in 398.[2] These populations were settled in military-agricultural colonies (tuntian) established as early as 394 in regions like Wuyuan, fostering economic self-sufficiency while providing a pool for infantry and support roles to complement the cavalry-heavy army.[2] By eroding tribal independence and tying military obligations to territorial administration, Daowu's policies laid the foundation for a more unified force, though reliant on continuous expansion to sustain cohesion.[2]Religious and Cultural Policies
Emperor Daowu actively patronized Buddhism as a means to bolster imperial legitimacy and symbolize sovereignty, constructing a five-story pagoda and Mount Sumeru Hall in Pingcheng in 398 CE, which drew on Indian Buddhist iconography to associate his rule with cosmic authority figures like Indra.[32] These projects marked early state endorsement of Buddhism among the Xianbei elite, integrating foreign religious elements to affirm the dynasty's centralized power without supplanting traditional nomadic beliefs.[32] He also commissioned monasteries such as Kaitai and Dingguo, reflecting recognition of Buddhism's potential for political cohesion in a multi-ethnic realm.[33] In cultural and administrative spheres, Daowu initiated partial sinicization by establishing Chinese-style central institutions and nobility titles in 396 CE, while appointing officials versed in Confucian classics to key roles like regional inspectors and governors, thereby blending Tuoba tribal structures with Han administrative norms to facilitate territorial control.[2] This reform promoted a shift toward sedentary governance and agriculture, curbing nomadic autonomy in favor of bureaucratic hierarchy, though full cultural assimilation remained limited during his reign.[2] State rituals, including major sacrificial ceremonies conducted with chariots and attended by vassals, reinforced dynastic authority by invoking ancestral and imperial precedents, adapting Inner Asian practices to a nascent imperial framework.[34]Late Reign and Internal Turmoil
Onset of Paranoia and Arbitrary Rule
By 400, Emperor Daowu exhibited increasing suspicion toward his subordinates, initiating a phase of arbitrary governance characterized by executions for perceived disloyalty or minor offenses. Historical records describe him personally slaying officials and displaying their corpses in the Tian'an Hall to intimidate the court, fostering widespread fear that hampered administration.[35] Specific victims included Cui Cheng, executed for a metaphorical remark interpreted as disrespectful; Feng Yi, demoted and later targeted for curt replies; and Yu Yue, killed for his elegant and dazzling attire, which the emperor viewed as ostentatious. Other cases involved Li Li and Helan Digan for perceived arrogance and adoption of Han-style demeanor, alongside Suhe Ba for extravagance. These purges, often triggered by trivialities, reflected a shift from merit-based rule to caprice, possibly exacerbated by consumption of Cold Food Powder—a mercury-laced elixir for longevity that induced mental deterioration symptoms starting around 400.[35] In 405, Emperor Daowu ordered the execution of his own mother, Dedao, following Xianbei custom to eliminate potential clan interference in central politics and secure absolute control. This act underscored his ruthless consolidation of power amid growing instability, as purges extended to groups like the Murong clan, ostensibly for plotting rebellion. Such measures, while aimed at centralization, eroded elite loyalty and presaged further turmoil.[3][35]Major Purges and Executions
In the later years of his reign, particularly from around 400 onward, Emperor Daowu exhibited increasing paranoia, leading to widespread executions of officials and subordinates on grounds of suspected disloyalty, minor infractions, or perceived disrespect.[35] Victims were often charged with trivial offenses such as arrogance, elegant demeanor, or use of Han-style language and clothing, reflecting Daowu's efforts to centralize power and eliminate potential threats amid old grudges and inconsistencies in reports.[35] Bodies of executed ministers and lower officials were publicly displayed at Tian'an Hall to deter others, exacerbating instability within the court.[35] Notable individual executions included General Li Li in the early 400s for rudeness and arrogance toward the emperor; Helan Digan, slain for adopting Confucian manners and Han customs; Yu Yue, killed for wearing dazzling attire; and Suhe Ba, executed for extravagance.[35] Cui Cheng met his end for a metaphorical remark deemed insulting to the Xianbei army and insufficiently deferential to the Eastern Jin emperor, while Feng Yi was demoted for impolite responses.[35] Two members of the Monalou clan were also purged: one for poor planning in constructing Pingcheng and another for arrogance and ties to a rival prince.[35] Paranoia intensified in 409 following the escape of Prince Tuoba Si and ominous portents foretelling rebellion and the emperor's death, prompting Daowu to execute numerous ministers preemptively to thwart divination or plots.[1] [36] In the same year, over 300 members of the Murong clan were massacred on suspicion of plotting an escape, though contemporary accounts attribute this to generalized distrust rather than concrete evidence.[36] Prince Tuoba Yi, Daowu's brother, was forced to commit suicide after a failed escape linked to a prior rebellion conspiracy with Qiumuling Chong, receiving only a commoner's burial despite his status.[36] These purges, documented in the Book of Wei, contributed to court terror but failed to prevent internal strife, as Daowu's arbitrary killings alienated key supporters and fueled the conditions leading to his assassination later in 409.[35] [36]Conflicts Within the Royal Family
In the later years of Emperor Daowu's reign, tensions arose among his sons, particularly between Crown Prince Tuoba Si and his younger half-brother Tuoba Shao, the Prince of Qinghe. Tuoba Shao exhibited unruly behavior, prompting rebukes from Tuoba Si, who nonetheless lived in apprehension of his sibling's actions. This familial discord was exacerbated by Daowu's own harsh disciplinary measures; on one occasion, after Tuoba Shao's misconduct came to light, Daowu ordered him hung upside down in a well, nearly to the point of death, before relenting.[1] Underlying these personal conflicts was a longstanding Tuoba custom aimed at curbing potential factionalism: upon designating a crown prince, the emperor would execute the heir's mother to preclude her clan from wielding undue influence at court. Daowu adhered to this practice, which he had earlier applied to limit maternal interference in governance. In autumn 409, amid growing paranoia, Daowu imprisoned and prepared to execute Consort Helan, Tuoba Shao's mother, reportedly for her alleged infractions.[3][37] Desperate to rescue his mother, the 15-year-old Tuoba Shao mobilized supporters, scaled the palace walls, and assassinated Daowu on the night of November 6, 409. Tuoba Shao briefly proclaimed himself emperor and distributed silk to secure loyalty among officials, but he commanded no significant military forces. Crown Prince Tuoba Si, upon learning of the patricide, rallied imperial guards, defeated Tuoba Shao's faction, and executed him, Consort Helan, and their associates to stabilize the succession.[1][1]Death, Succession, and Family
Assassination and Immediate Aftermath
In the tenth month of 409 (corresponding to November), Emperor Daowu, gripped by intensifying paranoia and plans to execute his consort Helan amid suspicions of disloyalty, was assassinated by his son Tuoba Shao, the Prince of Qinghe, whom Helan had borne.[1] The killing occurred on the sixth day (November 6), as Tuoba Shao acted to preempt his mother's death, striking during a moment of vulnerability linked to these familial purges.[1] Tuoba Shao immediately sought to consolidate power by attempting to seize imperial troops and declare himself emperor, but faced swift opposition from the crown prince, Tuoba Si, who mobilized loyal forces upon learning of the regicide.[1] The next day, imperial guards arrested and executed Tuoba Shao, along with Consort Helan, effectively quelling the brief usurpation attempt.[1] Tuoba Si, previously designated heir despite his father's erratic executions of other sons including the former crown prince Tuoba Jing earlier that year, ascended the throne as Emperor Mingyuan (r. 409–423), stabilizing the regime and continuing Northern Wei's consolidation efforts.[3] This rapid resolution averted broader civil strife, though it underscored the dynasty's reliance on Tuoba clan loyalty and military readiness to suppress internal threats.[3]Consorts and Key Offspring
Consort Liu, daughter of the Xiongnu chieftain Liu Toujuan, served as one of Emperor Daowu's favored consorts and was posthumously honored as Empress Xuanmu (宣穆皇后).[1] She bore his eldest son, Tuoba Si (拓跋嗣), in 392, who later succeeded as Emperor Mingyuan.[2] Following Tuoba Si's designation as heir apparent, Daowu adhered to Tuoba custom by ordering Consort Liu's execution to prevent maternal influence over the throne, though she was initially spared due to his affection before ultimately being forced to commit suicide.[1] Consort Helan, taken as a concubine around 386 with the approval of Daowu's mother, was another significant consort from the Helan tribe.[38] She gave birth to Tuoba Shao (拓跋紹) circa 394, who was enfeoffed as Prince of Qinghe.[1] In 409, amid Daowu's growing paranoia, he imprisoned Consort Helan and planned her execution, prompting Tuoba Shao to assassinate his father; both were subsequently executed by Tuoba Si upon his ascension.[1] Daowu also took a consort from the captured Murong royal family of Later Yan, specifically a daughter of Murong Bao seized during the 397 conquest of Zhongshan; she was elevated to empress around 400 to adhere to imperial protocol without violating customs against honoring the mother of the heir.[39] Key offspring included:| Name | Title/Posthumous | Mother | Notes |
|---|---|---|---|
| Tuoba Si | Emperor Mingyuan (r. 409–423) | Consort Liu | Eldest son; designated heir; stabilized the dynasty after fratricide and patricide.[2] |
| Tuoba Shao | Prince of Qinghe | Consort Helan | Second prominent son; assassinated Daowu in 409 to protect his mother; executed shortly after by Tuoba Si.[1] |