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Doctorate
Doctorate
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A doctorate (from Latin doctor, meaning "teacher") or doctoral degree is a postgraduate academic degree awarded by universities and some other educational institutions, derived from the ancient formalism licentia docendi ("licence to teach").

In most countries, a research degree qualifies the holder to teach at university level in the degree's field or work in a specific profession. There are a number of doctoral degrees; the most common is the Doctor of Philosophy (PhD), awarded in many different fields, ranging from the humanities to scientific disciplines.

Many universities also award honorary doctorates to individuals deemed worthy of special recognition, either for scholarly work or other contributions to the university or society.

History

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Middle Ages

[edit]

The term doctor derives from Latin, meaning "teacher" or "instructor". The doctorate (Latin: doctoratus) appeared in medieval Europe as a license to teach Latin (licentia docendi) at a university.[1] Its roots can be traced to the early church in which the term doctor referred to the Apostles, Church Fathers, and other Christian authorities who taught and interpreted the Bible.[1]

The right to grant a licentia docendi (i.e. the doctorate) was originally reserved to the Catholic Church, which required the applicant to pass a test, take an oath of allegiance, and pay a fee. The Third Council of the Lateran of 1179 guaranteed access—at that time essentially free of charge—to all able applicants. Applicants were tested for aptitude.[2] This right remained a bone of contention between the church authorities and the universities, slowly distancing themselves from the Church. In 1213 the right was granted by the pope to the University of Paris, where it became a universal license to teach (licentia ubique docendi).[2] However, while the licentia continued to hold a higher prestige than the bachelor's degree (baccalaureus), the latter was ultimately reduced to an intermediate step to the master's degree (magister) and doctorate, both of which now became the accepted teaching qualifications.[2] According to Keith Allan Noble (1994), the first doctoral degree was awarded in medieval Paris around 1150 by the University of Paris.[3]

George Makdisi theorizes that the ijazah issued in early Islamic madrasahs was the origin of the doctorate later issued in medieval European universities.[4][5] Alfred Guillaume and Syed Farid al-Attas agree that there is a resemblance between the ijazah and the licentia docendi.[6] However, Toby Huff and others reject Makdisi's theory.[7][8][9][10] Devin J. Stewart notes a difference in the granting authority (individual professor for the ijzazah and a corporate entity in the case of the university doctorate).[11]

17th and 18th centuries

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Cover of the thesis presented by Claude Bernard to obtain his Doctor of Medicine degree (1843)

The doctorate of philosophy developed in Germany in the 17th century (likely c. 1652).[12] The term "philosophy" does not refer here to the field or academic discipline of philosophy; it is used in a broader sense under its original Greek meaning of "love of wisdom". In most of Europe, all fields (history, philosophy, social sciences, mathematics, and natural philosophy/natural sciences)[13] were traditionally known as philosophy, and in Germany and elsewhere in Europe the basic faculty of liberal arts was known as the "faculty of philosophy". The Doctorate of Philosophy adheres to this historic convention, even though most degrees are not for the study of philosophy. Chris Park explains that it was not until formal education and degree programs were standardized in the early 19th century that the Doctorate of Philosophy was reintroduced in Germany as a research degree,[14] abbreviated as Dr. phil. (similar to Ph.D. in Anglo-American countries). Germany, however, differentiated then in more detail between doctorates in philosophy and doctorates in the natural sciences, abbreviated as Dr. rer. nat. and also doctorates in the social/political sciences, abbreviated as Dr. rer. pol., similar to the other traditional doctorates in medicine (Dr. med.) and law (Dr. jur.).

University doctoral training was a form of apprenticeship to a guild. The traditional term of study before new teachers were admitted to the guild of "Masters of Arts" was seven years, matching the apprenticeship term for other occupations. Originally the terms "master" and "doctor" were synonymous, but over time the doctorate came to be regarded as a higher qualification than the master's degree.

University degrees, including doctorates, were originally restricted to men. The first women to be granted doctorates were Juliana Morell in 1608 at Lyons[15] or maybe Avignon (she "defended theses" in 1606 or 1607, although claims that she received a doctorate in canon law in 1608 have been discredited),[citation needed] Elena Cornaro Piscopia in 1678 at the University of Padua, Laura Bassi in 1732 at Bologna University, Dorothea Erxleben in 1754 at Halle University and María Isidra de Guzmán y de la Cerda in 1785 at Complutense University, Madrid.[16]

Modern times

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Man and woman wearing Durham and Glasgow PhD gowns, respectively.
Man and woman wearing Durham and Glasgow PhD gowns, respectively

The use and meaning of the doctorate have changed over time and are subject to regional variations. For instance, until the early 20th century, few academic staff or professors in English-speaking universities held doctorates, except for very senior scholars and those in holy orders. After that time, the German practice of requiring lecturers to have completed a research doctorate spread. Universities' shift to research-oriented education (based upon the scientific method, inquiry, and observation) increased the doctorate's importance. Today, a research doctorate (PhD) or its equivalent (as defined in the US by the NSF) is generally a prerequisite for an academic career. However, many recipients do not work in academia.

Professional doctorates developed in the United States from the 19th century onward. The first professional doctorate offered in the United States was the MD at Kings College (now Columbia University) after the medical school's founding in 1767.[17] However, this was not a professional doctorate in the modern American sense. It was awarded for further study after the qualifying Bachelor of Medicine (MB) rather than a qualifying degree.[18] The MD became the standard first degree in medicine in the US during the 19th century, but as a three-year undergraduate degree. It did not become established as a graduate degree until 1930. As the standard qualifying degree in medicine, the MD gave that profession the ability (through the American Medical Association, established in 1847 for this purpose) to set and raise standards for entry into professional practice.[19][20]

American academic doctors gather before the commencement exercises at Brigham Young University (April 2008). The American code for academic dress identifies academic doctors with three bands of velvet on the sleeve of the doctoral gown.

In the shape of the German-style PhD, the modern research degree was first awarded in the US in 1861, at Yale University.[21] This differed from the MD in that the latter was a vocational "professional degree" that trained students to apply or practice knowledge rather than generate it, similar to other students in vocational schools or institutes. In the UK, research doctorates initially took higher doctorates in Science and Letters, first introduced at Durham University in 1882.[22] The PhD spread to the UK from the US via Canada and was instituted at all British universities from 1917. The first (titled a DPhil) was awarded at the University of Oxford.[23][24]

Following the MD, the next professional doctorate in the US, the Juris Doctor (JD), was established by the University of Chicago in 1902. However, it took a long time to be accepted, not replacing the Bachelor of Laws (LLB) until the 1960s, by which time the LLB was generally taken as a graduate degree. Notably, the JD and LLB curriculum were identical, with the degree being renamed as a doctorate, and it (like the MD) was not equivalent to the PhD, raising criticism that it was "not a 'true Doctorate'".[25][26] When professional doctorates were established in the UK in the late 1980s and early 1990s, they did not follow the US model. Still, they were set up as research degrees at the same level as PhDs but with some taught components and a professional focus for research work.[27]

Now usually called higher doctorates in the United Kingdom, the older-style doctorates take much longer to complete since candidates must show themselves to be leading experts in their subjects. These doctorates are less common than the PhD in some countries and are often awarded honoris causa.[22] A degree beyond a doctorate, the habilitation is used for academic recruitment purposes in several countries within the EU. Especially in Germany, it can be a requirement for appointment as a Privatdozent or professor. The habilitation requires the candidate to either create a second, generally longer thesis or a portfolio of research publications. The habilitation aims to demonstrate independent and thorough research, experience in teaching and lecturing, and, more recently, the ability to generate supportive funding.

Types

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Since the Middle Ages, the number and types of doctorates awarded by universities have proliferated throughout the world. Practice varies from one country to another. While a doctorate usually entitles a person to be addressed as "doctor", the use of the title varies widely depending on the type and the associated occupation.

Research doctorate

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Research doctorates are awarded in recognition of publishable academic research, at least in principle, in a peer-reviewed academic journal. The best-known research degree in the English-speaking world is the Doctor of Philosophy (abbreviated PhD[28][29] or, at a small number of British universities, DPhil[30][31][32]) awarded in many countries throughout the world. In the US, for instance, although the most typical research doctorate is the PhD, accounting for about 98% of the research doctorates awarded, there are more than 15 other names for research doctorates.[29][33] Other research-oriented doctorates (some having a professional practice focus) include the Doctor of Education (EdD[28][29]), the Doctor of Science (DSc or ScD[29]), Doctor of Arts (DA[29]), Doctor of Juridical Science (JSD or SJD[29]), Doctor of Musical Arts (DMA[29]), Doctor of Professional Studies/Professional Doctorate (ProfDoc or DProf),[28] Doctor of Public Health (DrPH[29]), Doctor of Social Science (DSSc or DSocSci[28]), Doctor of Management (DM, DMan or DMgt),[34][35] Doctor of Business Administration (DBA[29][36]), Doctor of Engineering (DEng, DESc, DES or EngD)[29][37] the German engineering doctorate Doktoringenieur (Dr.-Ing.), natural science doctorate Doctor rerum naturalium (Dr. rer. nat.), and economics and social science doctorate Doctor rerum politicarum (Dr. rer. pol.). The UK Doctor of Medicine (MD or MD (Res)) and Doctor of Dental Surgery (DDS) are research doctorates.[28] The Doctor of Theology (ThD[29][28] or DTh), Doctor of Practical Theology (DPT)[28] and the Doctor of Sacred Theology (STD,[29] or DSTh) are research doctorates in theology.[38]

Criteria for research doctorates vary but typically require completion of a substantial body of original research, which may be presented as a single thesis or dissertation, or as a portfolio of shorter project reports (thesis by publication). The submitted dissertation is assessed by a committee of, typically, internal, and external examiners. It is then typically defended by the candidate during an oral examination (called viva (voce) in the UK and India) by the committee, which then awards the degree unconditionally, awards the degree conditionally (ranging from corrections in grammar to additional research), or denies the degree. Candidates may also be required to complete graduate-level courses in their field and study research methodology.

Criteria for admission to doctoral programs vary. Students may be admitted with a bachelor's degree in the US and the UK However, elsewhere, e.g. in Finland and many other European countries, a master's degree is required. The time required to complete a research doctorate varies from three years, excluding undergraduate study, to six years or more.

Licentiate

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Licentiate degrees vary widely in their meaning, and in a few countries are doctoral-level qualifications. Sweden awards the licentiate degree as a two-year qualification at the doctoral level and the doctoral degree (PhD) as a four-year qualification.[39] Sweden originally abolished the Licentiate in 1969 but reintroduced it in response to demands from business.[40] Finland also has a two-year doctoral level licentiate degree, similar to Sweden's.[41] Outside of Scandinavia, the licentiate is usually a lower-level qualification. In Belgium, the licentiate was the basic university degree prior to the Bologna Process and was equivalent to a bachelor's degree.[42][43] In France and other countries, it is the bachelor's-level qualification in the Bologna process.[44] In the Pontifical system, the Licentiate in Sacred Theology (STL) is equivalent to an advanced master's degree, or the post-master's coursework required in preparation for a doctorate (i.e. similar in level to the Swedish/Finnish licentiate degree). While other licences (such as the Licence in Canon Law) are at the level of master's degrees.[45]

Higher doctorates and post-doctoral degrees

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A higher tier of research doctorates may be awarded based on a formally submitted portfolio of published research of an exceptionally high standard. Examples include the Doctor of Science (DSc or ScD), Doctor of Divinity (DD), Doctor of Letters (DLitt or LittD), Doctor of Law or Laws (LLD), and Doctor of Civil Law (DCL) degrees found in the UK, Ireland and some Commonwealth countries, and the traditional doctorates in Scandinavia like the Doctor Medicinae (Dr. Med.).

The habilitation teaching qualification (facultas docendi or "faculty to teach") under a university procedure with a thesis and an exam is commonly regarded as belonging to this category in Germany, Austria, France, Liechtenstein, Switzerland, Poland, etc. The degree developed in Germany in the 19th century "when holding a doctorate seemed no longer sufficient to guarantee a proficient transfer of knowledge to the next generation".[46] In many federal states of Germany, the habilitation results in an award of a formal Dr. habil. degree or the holder of the degree may add habil. to their research doctorate such as Dr. phil. habil. or Dr. rer. nat. habil. In some European universities, especially in German-speaking countries, the degree is insufficient to have teaching duties without professor supervision (or to teach and supervise PhD students independently) without an additional teaching title such as Privatdozent. In Austria, the habilitation bestows the graduate with the facultas docendi, venia legendi. In many Central and Eastern Europe countries, the degree gives the venia legendi, Latin for "the permission to lecture", or ius docendi, "the right to teach", a specific academic subject at universities for a lifetime. The French academic system used to have a higher doctorate, called the "state doctorate" (doctorat d'État), but, in 1984, it was superseded by the habilitation (Habilitation à diriger des recherches, "habilitation to supervise (doctoral and post-doctoral) research", abbreviated HDR) which is the prerequisite to supervise PhDs and to apply to full professorships. In many countries of the previous Soviet Union (USSR), for example the Russian Federation or Ukraine, there is a called the Doctor of Sciences.

Higher doctorates may also be awarded as honorary degrees – either on an institution's own initiative or following a nomination – in recognition of public prestige, institutional service, philanthropy or professional achievement. In a formal listing of qualifications, and often in other contexts, an honorary higher doctorate may be identified in various ways, including "DCL, honoris causa", "Hon LLD" or "LittD h.c.".

Some Latin American countries award a postdoctoral degree, or posdoctorado involving structured postdoctoral studies and research. Depending on the country, this may be called a diploma de posdoctorado (postdoctoral diploma), título de Posdoctorado (postdoctoral degree) or simply posdoctorado (postdoctorate).

Professional doctorate

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Depending on the country, professional doctorates may also be research degrees at the same level as PhDs. The relationship between research and practice is considered important and professional degrees with little or no research content are typically aimed at professional performance. Many professional doctorates are named "Doctor of [subject name] and abbreviated using the form "D[subject abbreviation]" or "[subject abbreviation]D",[28] or may use the more generic titles "Professional Doctorate", abbreviated "ProfDoc" or "DProf",[28] "Doctor of Professional Studies" (DPS) [47][48] or "Doctor of Professional Practice" (DPP).[49][50]

In the US, professional doctorates (formally "doctor's degree – professional practice" in government classifications) are defined by the US Department of Education's National Center for Educational Statistics as degrees that require a minimum of six years of university-level study (including any pre-professional bachelor's or associate degree) and meet the academic requirements for professional licensure in the discipline. The definition for a professional doctorate does not include a requirement for either a dissertation or study beyond master's level, in contrast to the definition for research doctorates ("doctor's degree – research/scholarship"). However, individual programs may have different requirements.[51][52] There is also a category of "doctor's degree – other" for doctorates that do not fall into either the "professional practice" or "research/scholarship" categories.[53] All of these are considered doctoral degrees.[54]

In contrast to the US, many countries reserve the term "doctorate" for research degrees. If, as in Canada and Australia, professional degrees bear the name "Doctor of ...", etc., it is made clear that these are not doctorates. Examples of this include Doctor of Medicine (MD), Doctor of Dental Surgery (DDS) and Juris Doctor (JD). Contrariwise, for example, research doctorates like Doctor of Business Administration (DBA), Doctor of Education (EdD) and Doctor of Social Science (DSS) qualify as full academic doctorates in Canada though they normally incorporate aspects of professional practice in addition to a full dissertation.[55][56] In the Philippines, the University of the Philippines Open University offers a Doctor of Communication (DComm) professional doctorate.[57]

All doctorates in the UK and Ireland are third cycle qualifications in the Bologna Process, comparable to US research doctorates. Although all doctorates are research degrees, professional doctorates normally include taught components, while the name PhD/DPhil is normally used for doctorates purely by thesis. Professional, practitioner, or practice-based doctorates such as the DClinPsy, DPsych, MD, DHSc, EdD, DBA, EngD and DAg[58] are full academic doctorates. They are at the same level as the PhD in the national qualifications frameworks; they are not first professional degrees but are "often post-experience qualifications" in which practice is considered important in the research context.[27][28][36][59] In 2009 there were 308 professional doctorate programs in the UK, up from 109 in 1998, with the most popular being the EdD (38 institutions), DBA (33), EngD/DEng (22), MD/DM (21), and DClinPsy/DClinPsych/ClinPsyD (17).[60] Similarly, in Australia, the term "professional doctorate" is sometimes applied to the Scientiae Juridicae Doctor (SJD),[61][62] which, like the UK professional doctorates, is a research degree.[63][64]

Honorary doctorate

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When a university wishes to formally recognize an individual's contributions to a particular field or philanthropic efforts, it may choose to grant a doctoral degree honoris causa ('for the sake of the honor'), waiving the usual requirements for granting the degree.[65][66] Some universities do not award honorary degrees, for example, Cornell University,[67] the University of Virginia,[68] and Massachusetts Institute of Technology.[69]

National variations

[edit]

Argentina

[edit]

In Argentina the doctorate (doctorado)[70] is the highest academic degree. The intention is that candidates produce original contributions in their field knowledge within a frame of academic excellence.[71] A dissertation or thesis is prepared under the supervision of a tutor or director. It is reviewed by a Doctoral Committee composed of examiners external to the program and at least one examiner external to the institution. The degree is conferred after a successful dissertation defence.[72] In 2006, there were approximately 2,151 postgraduate careers in the country, of which 14% were doctoral degrees.[71] Doctoral programs in Argentina are overseen by the National Commission for University Evaluation and Accreditation [es],[73][failed verification] an agency in Argentina's Ministry of Education, Science and Technology.[74]

Australia

[edit]

The Australian Qualifications Framework (AQF) categorizes tertiary qualifications into ten levels that are numbered from one to ten in ascending order of complexity and depth.[75] Of these qualification levels, six are for higher education qualifications and are numbered from five to ten.[75] Doctoral degrees occupy the highest of these levels: level ten.[75]: 63  All doctoral degrees involve research and this is a defining characteristic of them.[75]: 63  There are three categories of doctoral degrees recognized by the AQF: research doctorates, professional doctorates and higher doctorates.[75]: 63–64 

Research doctorates and professional doctorates are both completed as part of a programme of study and supervised research.[75]: 63  Both have entry requirements of the student having a supervisor that has agreed to supervise their research, along with the student possessing an honours degree with upper second-class honours or better or a master's degree with a substantial research component.[76][77] Research doctorates are typically titled Doctor of Philosophy and they are awarded on the basis of an original and significant contribution to knowledge.[75]: 63  Professional doctorates are typically titled Doctor of (field of study) and they are awarded on the basis of an original and significant contribution to professional practice.[75]: 63 

Higher doctorates are typically titled similarly to professional doctorates and are awarded based on a submitted portfolio of research that follows a consistent theme and is internationally recognized as an original and substantive contribution to knowledge beyond that required for the awarding of a research doctorate.[75]: 64 [78][79] Typically, to be eligible to be awarded a higher doctorate a student must have completed a research doctorate at least seven to ten years prior to submitting the research portfolio used to award them a higher doctorate.[78][80]

Brazil

[edit]

Doctoral candidates are normally required to have a master's degree in a related field. Exceptions are based on their individual academic merit. A second and a third foreign language are other common requirements, although the requirements regarding proficiency commonly are not strict. The admissions process varies by institution. Some require candidates to take tests while others base admissions on a research proposal application and interview only. In both instances however, a faculty member must agree prior to admission to supervise the applicant.

Requirements usually include satisfactory performance in advanced graduate courses, passing an oral qualifying exam and submitting a thesis that must represent an original and relevant contribution to existing knowledge. The thesis is examined in a final public oral exam administered by at least five faculty members, two of whom must be external. After completion, which normally consumes 4 years, the candidate is commonly awarded the degree of Doutor (Doctor) followed by the main area of specialization, e.g. Doutor em Direito (Doctor of Laws), Doutor em Ciências da Computação (Doctor of Computer Sciences), Doutor em Filosofia (Doctor of Philosophy), Doutor em Economia (Doctor of Economics), Doutor em Engenharia (Doctor of Engineering) or Doutor em Medicina (Doctor of Medicine). The generic title of Doutor em Ciências (Doctor of Sciences) is normally used to refer collectively to doctorates in the natural sciences (i.e. Physics, Chemistry, Biological and Life Sciences, etc.)

All graduate programs in Brazilian public universities are tuition-free (mandated by the Brazilian constitution). Some graduate students are additionally supported by institutional scholarships granted by federal government agencies like CNPq (Conselho Nacional de Desenvolvimento Científico e Tecnológico) and CAPES (Coordenação de Aperfeiçoamento do Pessoal de Ensino Superior). Personal scholarships are provided by the various FAP's (Fundações de Amparo à Pesquisa) at the state level, especially FAPESP in the state of São Paulo, FAPERJ in the state of Rio de Janeiro and FAPEMIG in the state of Minas Gerais. Competition for graduate financial aid is intense and most scholarships support at most 2 years of Master's studies and 4 years of doctoral studies. The normal monthly stipend for doctoral students in Brazil is between US$500 and $1000.

A degree of Doutor usually enables an individual to apply for a junior faculty position equivalent to a US assistant professor. Progression to full professorship, known as Professor Titular requires that the candidate be successful in a competitive public exam and normally takes additional years. In the federal university system, doctors who are admitted as junior faculty members may progress (usually by seniority) to the rank of associate professor, then become eligible to take the competitive exam for vacant full professorships. In São Paulo state universities, associate professorships and subsequent eligibility to apply for a full professorship are conditioned on the qualification of Livre-docente [pt] and requires, in addition to a doctorate, a second thesis or cumulative portfolio of peer-reviewed publications, a public lecture before a panel of experts (including external members from other universities), and a written exam.

In recent years some initiatives as jointly supervised doctorates (e.g. "cotutelles") have become increasingly common in the country, as part of the country's efforts to open its universities to international students.[81]

Denmark

[edit]

Denmark offers two types of "doctorate"-like degrees:

  1. A three-year ph.d. degree program, which replaced the equivalent licentiat in 1992,[82] and does not grant the holder the right to the title dr. or doktor.[83] At the same time, a minor, two-year research training program, leading to a title of "magister", was phased out to meet the international standards of the Bologna Process.
  2. A 'full' doctor's degree (e.g. dr.phil., Doctor Philosophiae, for humanistic and STEM subjects) – the higher doctorate – introduced in 1479.[84] The second part of the title communicates the field of study – e.g. dr.scient (in the sciences), dr.jur (in law), dr.theol (in theology).[84]

For the ph.d. degree, the candidates (ph.d. students or fellows) – who are required to have a master's degree – enroll at a ph.d. school at a university and participate in a research training program, at the end of which they each submit a thesis and defend it orally at a formal disputation. In the disputation, the candidates defend their theses against three official opponents, and may take opponents or questions from those present in the auditorium (ex auditorio).

For the higher doctorate, the candidate (referred to as præses) is required to submit a thesis of major scientific significance, and to proceed to defend it orally against two official opponents, as well as against any and all opponents from the auditorium (ex auditorio) – no matter how long the proceedings take. The official opponents are required to be full professors. The candidate is required to have a master's degree, but not necessarily a ph.d.

The ph.d. was introduced as a separate title from the higher doctorate in 1992 as part of the transition to a new degree structure, since the changes in the degree system would otherwise leave a significant amount of academics without immediately recognizable qualifications in international settings. The original vision was purported to be to phase out the higher doctorate in favor of the ph.d. (or merge the two), but so far, there are no signs of this happening.[83] Many Danish academics with permanent positions wrote ph.d. dissertations in the 90s when the system was new,[82] since at that time, a ph.d. degree or equivalent qualifications began to be required for certain academic positions in Denmark. Until the late 20th century, the higher doctorate was a condition for attaining full professorship; it is no longer required per se for any positions, but is considered amply equivalent to the ph.d. when applying for academic positions.

Egypt

[edit]

In Egypt, the highest degree doctorate is awarded by Al-Azhar University est. 970, which grants ( العالمية Ālimiyya\ Habilitation).

The Medical doctorate (abbreviated as M.D.) is equivalent to the Ph.D. degree.[85] To earn an M.D. in a science specialty, one must have a master's degree (M.Sc.) (or two diplomas before the introduction of M.Sc. degree in Egypt) before applying. The M.D. degree involves courses in the field and defending a dissertation. It takes on average three to five years.

Many postgraduate medical and surgical specialties students earn a doctorate. After finishing a 6-year medical school and one-year internship (house officer), physicians and surgeons earn the M.B. B.Ch. degree, which is equivalent to a US MD degree. They can then apply to earn a master's degree or a speciality diploma, then an MD degree in a specialty.

The Egyptian M.D. degree is written using the name of one's specialty. For example, M.D. (Geriatrics) means a doctorate in Geriatrics, which is equivalent to a Ph.D. in Geriatrics.

Finland

[edit]

The Finnish requirement for the entrance into doctoral studies is a master's degree or equivalent. All universities have the right to award doctorates.[86] The ammattikorkeakoulu institutes (institutes of higher vocational education that are not universities but often called "Universities of Applied Sciences" in English) do not award doctoral or other academic degrees. The student must:

  • Demonstrate understanding of their field and its meaning, while preparing to use scientific or scholarly study in their field, creating new knowledge.
  • Obtain a good understanding of development, basic problems and research methods
  • Obtain such understanding of the general theory of science and letters and such knowledge of neighbouring research fields that they are able to follow the development of these fields.

The way to show that these general requirements have been met is:

  • Complete graduate coursework.
  • Demonstrate critical and independent thought
  • Prepare and publicly defend a dissertation (a monograph or a compilation thesis of peer-reviewed articles). In fine arts, the dissertation may be substituted by works and/or performances as accepted by the faculty.

Entrance to a doctoral program is available only for holders of a master's degree; there is no honors procedure for recruiting Bachelors. Entrance is not as controlled as in undergraduate studies, where a strict numerus clausus is applied. Usually, a prospective student discusses their plans with a professor. If the professor agrees to accept the student, the student applies for admission. The professor may recruit students to their group.[87] Formal acceptance does not imply funding. The student must obtain funding either by working in a research unit or through private scholarships. Funding is more available for natural and engineering sciences than in letters. Sometimes, normal work and research activity are combined.[88]

Prior to introduction of the Bologna process, Finland required at least 42 credit weeks (1,800 hours) of formal coursework. The requirement was removed in 2005, leaving the decision to individual universities, which may delegate the authority to faculties or individual professors. In Engineering and Science, required coursework varies between 40 and 70 ECTS.

The duration of graduate studies varies. It is possible to graduate three years after the master's degree, while much longer periods are not uncommon. The study ends with a dissertation, which must present substantial new scientific/scholarly knowledge. The dissertation can either be a monograph or it an edited collection of 3 to 7 journal articles. Students unable or unwilling to write a dissertation may qualify for a licentiate degree by completing the coursework requirement and writing a shorter thesis, usually summarizing one year of research.

When the dissertation is ready, the faculty names two expert pre-examiners with doctoral degrees from the outside the university. During the pre-examination process, the student may receive comments on the work and respond with modifications.[89] After the pre-examiners approve, the doctoral candidate applies the faculty for permission to print the thesis. When granting this permission, the faculty names the opponent for the thesis defence, who must also be an outside expert, with at least a doctorate. In all Finnish universities, long tradition requires that the printed dissertation hang on a cord by a public university noticeboard for at least ten days prior to for the dissertation defence.[90]

The doctoral dissertation takes place in public. The opponent and the candidate conduct a formal debate, usually wearing white tie, under the supervision of the thesis supervisor. Family, friends, colleagues and the members of the research community customarily attend the defence. After a formal entrance, the candidate begins with an approximately 20-minute popular lecture (lectio praecursoria), that is meant to introduce laymen to the thesis topic. The opponent follows with a short talk on the topic, after which the pair critically discuss the dissertation. The proceedings take two to three hours. At the end the opponent presents their final statement and reveals whether he/she will recommend that the faculty accept it. Any member of the public then has an opportunity to raise questions, although this is rare. Immediately after the defence, the supervisor, the opponent and the candidate drink coffee with the public. Usually, the attendees of the defence are given the printed dissertation.[91] In the evening, the passed candidate hosts a dinner (Finnish: karonkka) in honour of the opponent. Usually, the candidate invites their family, colleagues and collaborators.[92]

Doctoral graduates are often Doctors of Philosophy (filosofian tohtori), but many fields retain their traditional titles: Doctor of Medicine (lääketieteen tohtori), Doctor of Science in technology (tekniikan tohtori), Doctor of Science in arts (Art and Design), etc.

The doctorate is a formal requirement for a docenture or professor's position, although these in practice require postdoctoral research and further experience. Exceptions may be granted by the university governing board, but this is uncommon, and usually due to other work and expertise considered equivalent.

France

[edit]

History

[edit]

Before 1984 three research doctorates existed in France: the State doctorate (doctorat d'État, "DrE", the old doctorate introduced in 1808), the third cycle doctorate (doctorat de troisième cycle, also called doctorate of specialty, doctorat de spécialité, created in 1954 and shorter than the State doctorate) and the diploma of doctor-engineer (diplôme de docteur-ingénieur created in 1923), for technical research.

During the first half of the 20th century, following the submission of two theses (primary thesis, thèse principale, and secondary thesis, thèse complémentaire) to the Faculty of Letters (in France, "letters" is equivalent to "humanities") at the University of Paris, the doctoral candidate was awarded the Doctorat ès lettres. There was also the less prestigious "university doctorate", doctorat d'université, which could be received for the submission of a single thesis.

In the 1950s, the Doctorat ès lettres was renamed to Doctorat d'État.[93] In 1954 (for the sciences) and 1958 (for letters and human sciences), the less demanding doctorat de troisième cycle degree was created on the model of the American Ph.D. with the purpose to lessen what had become an increasingly long period of time between the typical students' completion of their Diplôme d'études supérieures, roughly equivalent to a Master of Arts, and their Doctorat d'État.[93]

After 1984, only one type of doctoral degree remained: the "doctorate" (Doctorat). A special diploma was created called the "Habilitation to Supervise Research" (also translated as "accreditation to supervise research"; Habilitation à diriger des recherches), a professional qualification to supervise doctoral work. (This diploma is similar in spirit to the older State doctorate, and the requirements for obtaining it are similar to those necessary to obtain tenure in other systems.) Before only professors or senior full researchers of similar rank were normally authorized to supervise a doctoral candidate's work.[94] Now habilitation is a prerequisite to the title of professor in university (Professeur des universités) and to the title of Research Director (Directeur de recherche) in national public research agency such as CNRS, INRIA, or INRAE.

Admission

[edit]

Today, the doctorate (doctorat) is a research-only degree. It is a national degree and its requirements are fixed by the minister of higher education and research. Only public institutions award the doctorate. It can be awarded in any field of study. The master's degree is a prerequisite. The normal duration is three years. The writing of a comprehensive thesis constitutes the bulk of the doctoral work. While the length of the thesis varies according to the discipline, it is rarely less than 150 pages, and often substantially more. Some 15,000 new doctoral matriculations occur every year and ≈10,000 doctorates are awarded.[95]

Doctoral candidates can apply for a three-year fellowship. The most well known is the Contrat Doctoral (4,000 granted every year with a gross salary of 1758 euros per month as of September 2016).

Since 2002, candidates follow in-service training, but there is no written examination for the doctorate. The candidate has to write a thesis that is read by two external reviewers. The head of the institution decides whether the candidate can defend the thesis, after considering the external reviews. The jury members are designated by the head of the institution. The candidate's supervisor and the external reviewers are generally jury members. The maximum number of jury members is 8. The defense generally lasts 45 minutes in scientific fields, followed by 1 – 2+12 hours of questions from the jury or other doctors present. The defense and questions are public. The jury then deliberates in private and then declares the candidate admitted or "postponed". The latter is rare. New regulations were set in 2016 and do not award distinctions.

The title of doctor (docteur) can also be used by medical and pharmaceutical practitioners who hold a doctor's State diploma (diplôme d'État de docteur, distinct from the doctorat d'État mentioned above). The diploma is a first-degree.

A guideline with good practices and legal analysis has been published in 2018 by the Association nationale des docteurs (ANDès) and the Confédération des Jeunes Chercheurs (CJC) with funding from the French Ministry of research.[96]

Germany

[edit]

Doctoral degrees in Germany are research doctorates and are awarded by a process called Promotion. Most doctorates are awarded with specific Latin designations for the field of research (except for engineering, where the designation is German), instead of a general name for all fields (such as the Ph.D.). The most important degrees are:

  • Dr. theol. (theologiae; theology);
  • Dr. phil. (philosophiae; humanities such as philosophy, philology, history, and social sciences such as sociology, political science, or psychology as well);
  • Dr. rer. nat. (rerum naturalium; natural and formal sciences, i.e. physics, chemistry, biology, mathematics, computer science and information technology, or psychology);
  • Dr. iur. (iuris; law);
  • Dr. med. (medicinae; medicine);
  • Dr. med. dent. (medicinae dentariae; dentistry);
  • Dr. med. vet. (medicinae veterinariae; veterinary medicine);
  • Dr.-Ing. (engineering);
  • Dr. oec. (oeconomiae; economics);
  • Dr. rer. pol. (rerum politicarum; economics, business administration, political science).

The concept of a US-style professional doctorate as an entry-level professional qualification does not exist. Professional doctorates obtained in other countries, not requiring a thesis or not being third cycle qualifications under the Bologna process, can only be used postnominally, e.g., "Max Mustermann, MD", and do not allow the use of the title Dr.[97]

In medicine, "doctoral" dissertations are often written alongside undergraduate study therefore, European Research Council decided in 2010 that such Dr. med. degrees do not meet the international standards of a Ph.D. research degree.[98][99] The duration of the doctorate depends on the field: a doctorate in medicine may take less than a full-time year to complete; those in other fields, two to six years.

Over fifty doctoral designations exist, many of them rare or no longer in use. As a title, the degree is commonly written in front of the name in abbreviated form, e.g., Dr. rer. nat. Max Mustermann or Dr. Max Mustermann, dropping the designation entirely. However, leaving out the designation is only allowed when the doctorate degree is not an honorary doctorate, which must be indicated by Dr. h.c. (from Latin honoris causa). Although the honorific does not become part of the name, holders can demand that the title appear in official documents. The title is not mandatory. The honorific is commonly used in formal letters. For holders of other titles, only the highest title is mentioned. In contrast to English, in which a person's name is preceded by at most one title (except in very ceremonious usage), the formal German mode of address permits several titles in addition to "Herr" or "Frau" (which, unlike "Mr" or "Ms", is not considered a title at all, but an Anrede or "address"), including repetitions in the case of multiple degrees, as in "Frau Prof. Dr. Dr. Schmidt",[100] for a person who would be addressed as "Prof. Schmidt" in English.

In the German university system it is common to write two doctoral theses, the inaugural thesis (Inauguraldissertation), completing a course of study, and the habilitation thesis (Habilitationsschrift), which opens the road to a professorship.[101] Upon completion of the habilitation thesis, a Habilitation is awarded, which is indicated by appending habil. (habilitata/habilitatus) to the doctorate, e.g., Dr. rer. nat. habil. Max Mustermann. It is considered as an additional academic qualification rather than an academic degree formally. It qualifies the owner to teach at German universities (facultas docendi). The holder of a Habilitation receives the authorization to teach a certain subject (venia legendi). This has been the traditional prerequisite for attaining Privatdozent (PD) and employment as a full university professor. With the introduction of Juniorprofessuren—around 2005—as an alternative track towards becoming a professor at universities (with tenure), Habilitation is no longer the only university career track.

India

[edit]

In India, doctorates are offered by universities. Entry requirements include master's degree. Some universities consider undergraduate degrees in professional areas such as engineering, medicine or law as qualifications for pursuing doctorate level degrees. Entrance examinations are held for almost all programs. In most universities, coursework duration and thesis is 3–7 years. The most common doctoral degree is Ph.D.

Italy

[edit]

Until the introduction of the dottorato di ricerca in the mid-1980s, the laurea generally constituted the highest academic degree obtainable in Italy. The first institution in Italy to create a doctoral program was Scuola Normale Superiore di Pisa in 1927 under the historic name "Diploma di Perfezionamento".[102][103] Further, the dottorato di ricerca was introduced by law and presidential decree in 1980,[104][105] in a reform of academic teaching, training and experimentation in organisation and teaching methods.[106][107]

Italy uses a three-level degree system following the Bologna Process. The first-level degree, called a laurea (Bachelor's degree), requires three years and a short thesis. The second-level degree, called a laurea magistrale (Master's degree), is obtained after two additional years, specializing in a branch of the field. This degree requires more advanced thesis work, usually involving academic research or an internship. The final degree is called a dottorato di ricerca (Ph.D.) and is obtained after three years of academic research on the subject and a thesis.

Alternatively, after obtaining the laurea or the laurea magistrale, one can complete a "Master's" (first-level Master's after the laurea; second-level Master's after the laurea magistrale) of one or two years, usually including an internship. An Italian "Master's" is not the same as a master's degree; it is intended to be more focused on professional training and practical experience.

Regardless of the field of study, the title for Bachelors Graduate students is Dottore/Dottoressa (abbrev. Dott./Dott.ssa, or as Dr.), not to be confused with the title for the Ph.D., which is instead Dottore/Dottoressa di Ricerca. A laurea magistrale grants instead the title of Dottore/Dottoressa magistrale. Graduates in the fields of Education, Art and Music are also called Dr. Prof. (or simply Professore) or Maestro. Many professional titles, such as ingegnere (engineer) are awarded only upon passing a post-graduation examination (esame di stato), and registration in the relevant professional association.

The Superior Graduate Schools in Italy[108] (Italian: Scuola Superiore Universitaria),[109] also called Schools of Excellence (Italian: Scuole di Eccellenza)[108][110] such as Scuola Normale Superiore di Pisa and Sant'Anna School of Advanced Studies keep their historical "Diploma di Perfezionamento" title by law[103][111] and MIUR Decree.[112][113]

Japan

[edit]

Dissertation-only

[edit]

Until the 1990s, most natural science and engineering doctorates in Japan were earned by industrial researchers in Japanese companies. These degrees were awarded by the employees' former university, usually after years of research in industrial laboratories. The only requirement is submission of a dissertation, along with articles published in well-known journals. This program is called ronbun hakase (論文博士). It produced the majority of engineering doctoral degrees from national universities. University-based doctoral programs called katei hakase (課程博士), are gradually replacing these degrees. By 1994, more doctoral engineering degrees were earned for research within university laboratories (53%) than industrial research laboratories (47%).[114] Since 1978, Japan Society for the Promotion of Science (JSPS) has provided tutorial and financial support for promising researchers in Asia and Africa. The program is called JSPS RONPAKU.[115]

Professional degree

[edit]

The only professional doctorate in Japan is the Juris Doctor, known as Hōmu Hakushi (法務博士)[116] The program generally lasts two or three years. This curriculum is professionally oriented,[117] but unlike in the US the program does not provide education sufficient for a law license. All candidates for a bar license must pass the bar exam (Shihou shiken), attend the Legal Training and Research Institute and pass the practical exam (Nikai Shiken or Shihou Shushusei koushi).[118]

Netherlands and Flanders

[edit]

The traditional academic system of the Netherlands provided basic academic diploma: propaedeuse and three academic degrees: kandidaat (the lowest degree), depending on gender doctorandus or doctoranda (drs.) (with equivalent degrees in engineering – ir. and law – mr.) and doctor (dr.). After successful completion of the first year of university, the student was awarded the propaedeutic diploma (not a degree). In some fields, this diploma was abolished in the 1980s. In physics and mathematics, the student could directly obtain a kandidaats (candidate) diploma in two years. The candidate diploma was all but abolished by 1989. It used to be attained after completion of the majority of courses of the academic study (usually after completion of course requirements of the third year in the program), after which the student was allowed to begin work on their doctorandus thesis. The successful completion of this thesis conveyed the doctoranda/us title, implying that the student's initial studies were finished. In addition to these 'general' degrees, specific titles equivalent to the doctorandus degree were awarded for law: meester (master) (mr.), and for engineering: ingenieur (engineer)(ir.). Following the Bologna protocol the Dutch adopted the Anglo-Saxon system of academic degrees. The old candidate's degree was revived to become the bachelor's degree and the doctorandus' (mr and ir degree) were replaced by master's degrees.

Students can only enroll in a doctorate system after completing a research university level master's degree; although dispensation can be granted on a case-by-case basis after scrutiny of the individual's portfolio. The most common way to conduct doctoral studies is to work as promovendus/assistent in opleiding (aio)/onderzoeker in opleiding (oio) (research assistant with additional courses and supervision), perform extensive research and write a dissertation consisting of published articles (over a period of four or more years). Research can also be conducted without official research assistant status, for example through a business-sponsored research laboratory.

The doctor's title is the highest academic title in the Netherlands and Flanders. In research doctorates the degree is always Ph.D. or dr. with no distinction between disciplines, and can only be granted by research universities.

Netherlands

[edit]

Every Ph.D. thesis has to be promoted by research university staff member holding ius promovendi (the right to promote). In the Netherlands all full professors have ius promovendi, as well as other academic staff granted this right on individual basis by the board of their university (almost always senior associate professors).[119] The promotor has the role of principal advisor and determines whether the thesis quality suffices and can be submitted to the examining committee. The examining committee is appointed by the academic board of the university based on recommendation of the promotor and consists of experts in the field. The examining committee reviews the thesis manuscript and has to approve or fail the thesis. Failures at this stage are rare because promotors generally not submit work they deem inadequate to the examining committee, supervisors and promotor lose prestige among their colleagues should they allow a substandard thesis to be submitted.

After examining committee approval, the candidate publishes the thesis (generally more than 100 copies) and sends it to the examining committee, colleagues, friends and family with an invitation to the public defence. Additional copies are kept in the university library and the Royal Library of the Netherlands.

The degree is awarded in a formal, public, defence session, in which the thesis is defended against critical questions of the "opposition" (the examining committee). Specific formalities differ between universities, for example whether a public presentation is given, either before or during the session, specific phrasing in the procedure, and dress code. In most protocols, candidates can be supported by paranymphs, a largely ceremonial role, but they are formally allowed to take over the defence on behalf of the candidate. Doctoral candidates The actual defence lasts exactly the assigned time slot (45 minutes to 1 hour exactly depending on the university) after which the defence is suspended by the bedel who stops the examination, frequently mid sentence. Failure during this session is possible, but extremely rare. After formal approval of the thesis and the defence by the examining committee in a closed discussion, the session is resumed and the promotor grants the degree and hands over the diploma to the candidate, and usually congratulates the candidate and gives a personal speech praising the work of the young doctor (laudatio), before the session is formally closed.

Dutch doctors may use PhD behind their name instead of the uncapitalized dr. before their name.[120] Those who obtained a degree in a foreign country can only use one of the Dutch title dr. if their grade is approved as equivalent by the Dienst Uitvoering Onderwijs[121] though according to the opportunity principle, little effort is spent in identifying such fraud.

Those who have multiple doctor (dr.) titles may use the title dr.mult.[120] Those who have received honoris causa doctorates may use dr.h.c. before their own name.[120]

The Dutch universities of technology (Eindhoven University of Technology, Delft University of Technology, University of Twente, and Wageningen University) also award a 2-year (industry oriented) Professional Doctorate in Engineering (PDEng), renamed EngD from September 2022 onwards,[122] which does not grant the right to use the dr. title abbreviation. In 2023, a pilot started at universities of applied sciences with a professional doctoral programme, in which the focus is on applying knowledge to improve or solve professional processes or products.[123][124]

Flanders

[edit]

In Belgium's Flemish Community the doctorandus title was only used by those who actually started their doctoral work. Doctorandus is still used as a synonym for a Ph.D. student. The licentiaat (licensee) title was in use for a regular graduate until the Bologna reform changed the licentiaat degree to the master's degree (the Bologna reform abolished the two-year kandidaat degree and introduced a three-year academic bachelor's degree instead).

Poland

[edit]

In Poland, an academic degree of doktor 'doctor' is awarded in sciences and arts upon an examination and defence of a doctoral dissertation. As Poland is a signatory to the Bologna Process, doctoral studies are a third cycle of studies following the bachelor's (licencjat) and master's (magister) degrees or their equivalents.[a] Doctoral student is known as doktorant (masculine form) or doktorantka (feminine form). Doctorate is awarded within specified brach and discipline of science or art by university or research institute accredited by the minister responsible for higher education.[125][126] The title is abbreviated to dr in nominative case.[127]

Doctors may further go a habilitation process.[126]

Russia

[edit]

Introduced in 1819 in the Russian Empire, the academic title Doctor of the Sciences (Russian: Доктор наук) marks the highest academic level achievable by a formal process.

The title was abolished with the end of the Empire in 1917 and revived by the USSR in 1934 along with a new (lower) complementary degree of a Candidate [Doctor] of the Sciences' (Russian: Кандидат наук).[128] This system is used since with minor adjustments.

The Candidate of the Sciences title is usually seen as roughly equivalent to the research doctorates in Western countries while the Doctor of the Sciences title is relatively rare and retains its exclusivity. Most "Candidates" never reach the "Doctor of the Sciences" title.

Similar title systems were adopted by many of the Soviet bloc countries.

Spain

[edit]
The ancient ceremony of bestowing Complutense's Doctoral biretta

Doctoral degrees are regulated by Royal Decree (R.D. 778/1998),[129] Real Decreto (in Spanish). They are granted by the university on behalf of the king. Its diploma has the force of a public document. The Ministry of Science keeps a national registry of theses called TESEO.[130] According to the National Institute of Statistics (INE), fewer than 5% of M.Sc. degree holders are admitted to Ph.D. programmes.

Faded red letters on a stone wall.
Traditionally, the friends of a new doctor honored him painting a victor on the walls (in this case, the Seville Cathedral).

All doctoral programs are research-oriented. A minimum of 4 years of study is required, divided into 2 stages:

  • A 2-year (or longer) period of studies concludes with a public dissertation presented to a panel of 3 Professors. Upon approval from the university, the candidate receives a Diploma de Estudios Avanzados (part qualified doctor, equivalent to M.Sc.). From 2008 it is possible to substitute the former diploma by a recognized master program.
  • A 2-year (or longer) research period includes extensions for up to 10 years. The student must present a thesis describing a discovery or original contribution. If approved by their thesis director, the study is presented to a panel of 5 distinguished scholars. Any Doctor attending the public defense is allowed to challenge the candidate with questions. If approved, the candidate receives the doctorate. Four marks used to be granted: Unsatisfactory (Suspenso), Pass (Aprobado), Remarkable (Notable), "Cum laude" (Sobresaliente), and "Summa cum laude" (Sobresaliente Cum Laude). Those Doctors granted their degree "Summa Cum Laude" were allowed to apply for an "Extraordinary Award".

Since September 2012 and regulated by Royal Decree (R.D. 99/2011) (in Spanish),[131] three marks can be granted: Unsatisfactory (No apto), Pass (Apto) and "Cum laude" (Apto Cum Laude) as maximum mark. In the public defense the doctor is notified if the thesis has passed or not passed. The Apto Cum Laude mark is awarded after the public defense as the result of a private, anonymous vote. Votes are verified by the university. A unanimous vote of the reviewers nominates Doctors granted Apto Cum Laude for an "Extraordinary Award" (Premio Extraordinario de Doctorado).

In the same Royal Decree the initial 3-year study period was replaced by a Research master's degree (one or two years; Professional master's degrees do not grant direct access to Ph.D. Programs) that concludes with a public dissertation called Trabajo de Fin de Máster or Proyecto de Fin de Máster. An approved project earns a master's degree that grants access to a Ph.D. program and initiates the period of research.

A doctorate is required in order to teach at the university.[132] Some universities offer an online Ph.D. model.[133]

Only Ph.D. holders, Grandees and Dukes can sit and cover their heads in the presence of the King.[134]

From 1857, Complutense University was the only one in Spain authorised to confer the doctorate. This law remained in effect until 1954, when the University of Salamanca joined in commemoration of its septcentenary. In 1970, the right was extended to all Spanish universities.[135]

All doctorate holders are reciprocally recognised as equivalent in Germany and Spain (according to the "Bonn Agreement of November 14, 1994").[136]

United Kingdom

[edit]

History of the UK doctorate

[edit]

The doctorate has long existed in the UK as, originally, the second degree in divinity, law, medicine and music. But it was not until the late 19th century that the research doctorate, now known as the higher doctorate, was introduced. The first higher doctorate was the Doctor of Science at Durham University, introduced in 1882.[22] This was soon followed by other universities, including the University of Cambridge establishing its ScD in the same year, the University of London transforming its DSc from an advanced study course to a research degree in 1885, and the University of Oxford establishing its Doctor of Letters (DLitt) in 1900.[137][138]

Ph.D. Gown, University of Cambridge

The PhD was adopted in the UK following a joint decision in 1917 by British universities, although it took much longer for it to become established. Oxford became the first university to institute the new degree, although naming it the DPhil.[137] The PhD was often distinguished from the earlier higher doctorates by distinctive academic dress. At Cambridge, for example, PhDs wear a master's gown with scarlet facings rather than the full scarlet gown of the higher doctors, while the University of Wales gave PhDs crimson gowns rather than scarlet.[139] Professional doctorates were introduced in Britain in the 1980s and 1990s. The earliest professional doctorates were in the social sciences, including the Doctor of Business Administration (DBA), Doctor of Education (EdD) and Doctor of Clinical Psychology (DClinPsy).[140]

British doctorates today

[edit]

Today, except for those awarded honoris causa (honorary degrees), all doctorates granted by British universities are research doctorates, in that their main (and in many cases only) component is the submission of an extensive and substantial thesis or portfolio of original research, examined by an expert panel appointed by the university. UK doctorates are categorised as:[28]

Doctorates
  1. Subject specialist research – normally PhD/DPhil; the most common form of doctorate
    • Integrated subject specialist doctorates – integrated PhDs including teaching at master's level
  2. Doctorates by publication – PhD by Published Works; only awarded infrequently
  3. Professional / practice-based / practitioner doctorates – e.g. EdD, ProfDoc/DProf, EngD, etc.; usually include taught elements and have an orientation that combines professional and academic aspects
Higher doctorates
e.g. DD, LLD, DSc, DLitt; higher level than doctorates, usually awarded either for a substantial body of work over an extended period or as honorary degrees.

The Quality Assurance Agency states in the Framework for Higher Education Qualifications of UK Degree-Awarding Bodies (which covers doctorates but not higher doctorates) that:[27]

Doctoral degrees are awarded to students who have demonstrated:

  • the creation and interpretation of new knowledge, through original research or other advanced scholarship, of a quality to satisfy peer review, extend the forefront of the discipline, and merit publication
  • a systematic acquisition and understanding of a substantial body of knowledge which is at the forefront of an academic discipline or area of professional practice
  • the general ability to conceptualise, design and implement a project for the generation of new knowledge, applications or understanding at the forefront of the discipline, and to adjust the project design in the light of unforeseen problems
  • a detailed understanding of applicable techniques for research and advanced academic enquiry

In the UK, the doctorate is a qualification awarded at FHEQ level 8/level 12 of the FQHEIS on the national qualifications frameworks.[27][28][141] The higher doctorates are stated to be "A higher level of award", which is not covered by the qualifications frameworks.[28]

Subject specialist doctorates

[edit]

These are the most common doctorates in the UK and are normally awarded as PhDs. While the master/apprentice model was traditionally used for British PhDs, since 2003 courses have become more structured, with students taking courses in research skills and receiving training for professional and personal development. However, the assessment of the PhD remains based on the production of a thesis or equivalent and its defence at a viva voce oral examination, normally held in front of at least two examiners, one internal and one external.[28] Access to PhDs normally requires an upper second class or first class bachelor's degree, or a master's degree. Courses normally last three years, although it is common for students to be initially registered for MPhil degrees and then formally transferred onto the PhD after a year or two. Students who are not considered likely to complete a PhD may be offered the opportunity to complete an MPhil instead.[142]

Integrated doctorates, originally known as 'New Route PhDs', were introduced from 2000 onwards. These integrate teaching at master's level during the first one or two years of the degree, either alongside research or as a preliminary to starting research. These courses usually offer a master's-level exit degree after the taught courses are completed. While passing the taught elements is often required, examination of the final doctorate is still by thesis (or equivalent) alone.[28] The duration of integrated doctorates is a minimum of four years, with three years spent on the research component.[143]

In 2013, Research Councils UK issued a 'Statement of Expectations for Postgraduate Training', which lays out the expectations for training in PhDs funded by the research councils.[144] In the latest version (2016), issued together with Cancer Research UK, the Wellcome Trust and the British Heart Foundation, these include the provision of careers advice, in-depth advanced training in the subject area, provision of transferable skills, training in experimental design and statistics, training in good research conduct, and training for compliance with legal, ethical and professional frameworks. The statement also encourages peer-group development through cohort training and/or Graduate schools.[145]

Higher doctorates

[edit]

Higher doctorates are awarded in recognition of a substantial body of original research undertaken over the course of many years. Typically the candidate submits a collection of previously published, peer-refereed work, which is reviewed by a committee of internal and external academics who decide whether the candidate deserves the doctorate. The higher doctorate is similar in some respects to the habilitation in some European countries. However, the purpose of the award is significantly different. While the habilitation formally determines whether an academic is suitably qualified to be a university professor, the higher doctorate does not qualify the holder for a position but rather recognises their contribution to research.[22]

Higher doctorates were defined by the UK Council for Graduate Education (UKCGE) in 2013 as:[22]

an award that is at a level above the PhD (or equivalent professional doctorate in the discipline), and that is typically gained not through a defined programme of study but rather by submission of a substantial body of research-based work.

In terms of number of institutions offering the awards, the most common doctorates of this type in UKCGE surveys carried out in 2008 and 2013 were the Doctor of Science (DSc), Doctor of Letters (DLitt), Doctor of Law (LLD), Doctor of Music (DMus) and Doctor of Divinity (DD); in the 2008 survey the Doctor of Technology (DTech) tied with the DD.[22] The DSc was offered by all 49 responding institutions in 2008 and 15 out of 16 in 2013 and the DLitt by only one less in each case, while the DD was offered in 10 responding institutions in 2008 and 3 in 2013. In terms of number of higher doctorates awarded (not including honorary doctorates) the DSc was most popular, but the number of awards was very low: the responding institutions had averaged an award of at most one earned higher doctorate per year over the period 2003–2013.[22]

Honorary degrees

[edit]

Most British universities award degrees honoris causa to recognise individuals who have made a substantial contribution to a particular field. Usually an appropriate higher doctorate is used in these circumstances, depending on the candidate's achievements. However, some universities differentiate between honorary and substantive doctorates, using the degree of Doctor of the University (D.Univ.) for these purposes, and reserve the higher doctorates for formal academic research.

United States

[edit]
In 1861, Yale University awarded the first Doctor of Philosophy (Ph.D.) degree in the United States.

U.S. research doctorates are awarded for advanced study followed by successfully completing and defending independent research presented in the form of a dissertation. Professional degrees may use the term "doctor" in their titles, such as Juris Doctor and Doctor of Medicine, but these degrees rarely contain an independent research component and are not research doctorates.[146] Law school graduates, although awarded the J.D. degree, are not normally addressed as "doctor". In legal studies, the Doctor of Juridical Science is considered the equivalent to a Ph.D.

Many American universities offer the PhD followed by a professional doctorate or joint PhD with a professional degree. Often, PhD work is sequential to the professional degree, e.g., PhD in law after a JD or equivalent[147][148][149][150] in physical therapy after DPT,[151][152] in pharmacy after Pharm.D.[153][154] Such professional degrees are referred to as an entry-level doctorate program[155][156][157] and Ph.D. as a post-professional doctorate.[152]

Research degrees

[edit]

The most common research doctorate in the United States is the Doctor of Philosophy (Ph.D.). This degree was first awarded in the U.S. at the 1861 Yale University commencement.[158] The University of Pennsylvania followed in 1871,[159] with Cornell University (1872),[160] Harvard (1873),[161] Michigan (1876) [162] and Princeton (1879)[163] following suit. Controversy and opposition followed the introduction of the Ph.D. into the U.S. educational system, lasting into the 1950s, as it was seen as an unnecessary artificial transplant from a foreign (Germany) educational system, which corrupted a system based on England's Oxbridge model.[164]

Ph.D.s and other research doctorates in the U.S. typically entail successful completion of coursework, passing a comprehensive examination, and defending a dissertation.[165]

The median number of years for completion of U.S. doctoral degrees is seven.[38] Doctoral applicants were previously required to have a master's degree, but many programs accept students immediately following undergraduate studies.[166][167] Many programs gauge the potential of applicants to their program and grant a master's degree upon completion of the necessary course work. When so admitted, the student is expected to have mastered the material covered in the master's degree despite not holding one, though this tradition is under heavy criticism.[168] Successfully finishing Ph.D. qualifying exams confers Ph.D. candidate status, allowing dissertation work to begin.

The International Affairs Office of the U.S. Department of Education has listed 18 frequently awarded research doctorate titles identified by the National Science Foundation (NSF) as representing degrees equivalent in research content to the Ph.D.[169][170][171]

Professional degrees

[edit]

Many fields offer professional doctorates (or professional master's degrees) such as engineering, pharmacy, medicine, etc., that require such degrees for professional practice or licensure. Some of these degrees are also termed "first professional degrees", since they are the first field-specific master's or doctoral degrees.

A Doctor of Engineering (DEng) is a professional degree. In contrast to a PhD in Engineering where students usually conduct original theory-based research, DEng degrees are built around applied coursework and a practice-led project and thus designed for working engineers in the industry. DEng students defend their thesis at the end of their study before a thesis committee in order to be conferred a degree.

A Doctor of Pharmacy is awarded as the professional degree in pharmacy replacing a bachelor's degree. It is the only professional pharmacy degree awarded in the US. Pharmacy programs vary in length between four years for matriculants with a B.S./B.A. to six years for others.

In the twenty-first century professional doctorates appeared in other fields, such as the Doctor of Audiology in 2007. Advanced Practice Registered Nurses were expected to completely transition to the Doctor of Nursing Practice by 2015, and physical therapists to the Doctor of Physical Therapy by 2020. Professional associations play a central role in this transformation amid criticisms on the lack of proper criteria to assure appropriate rigor. In many cases master's-level programs were relabeled as doctoral programs.[172]

Revocation

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In the US doctoral degrees can be revoked or rescinded by the university that awarded it. Possible reasons include plagiarism, criminal or unethical activities of the holder, or malfunction or manipulation of academic evaluation processes.[173] In the Netherlands it has long been unclear whether a university can revoke a doctoral degree as this is not explicitly mentioned in the education laws. However, in an appeal to the revocation of a degree in 2017, the high court of the Netherlands ruled in 2024, that if the candidate has consciously committed fraud the granting university can indeed revoke a degree.[174]

See also

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Notes

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References

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Revisions and contributorsEdit on WikipediaRead on Wikipedia
from Grokipedia
A doctorate, also known as a doctoral degree, is the highest level of awarded by universities and similar institutions, signifying mastery of a specific field through advanced study and original contributions to . It typically requires completion of a substantial project, such as a dissertation, and is pursued after a bachelor's and often a , taking 3 to 8 years depending on the program and discipline. Doctorates are essential for careers in academia, , and high-level professional practice, with holders earning median weekly earnings of $2,179 in the United States (as of 2023), significantly higher than those with ($1,661). The origins of the doctorate trace back to medieval in the 12th and 13th centuries, when universities like and began granting the degree as a licentia docendi, or license to teach, primarily in , , and . Derived from the Latin docere meaning "to teach," the term "doctor" denoted a qualified to instruct others, evolving from earlier systems of advanced learning in monastic and cathedral schools. By the , the modern research-focused PhD emerged in , emphasizing original scholarship, and was adopted in the United States starting with in 1861, marking a shift toward systematic doctoral training. Doctorates are broadly categorized into two main types: research doctorates, such as the Doctor of Philosophy (PhD), which prioritize theoretical advancement through rigorous investigation and dissertation defense, and professional doctorates, like the Doctor of Education (EdD) or Juris Doctor (JD), which apply research to practical problems in fields such as , , or . PhDs often prepare individuals for academic or research roles, while professional doctorates target leadership in applied settings, sometimes replacing traditional dissertations with capstone projects. Both types demand 60 to 120 credit hours of , comprehensive examinations, and a defense of scholarly work, fostering expertise that drives innovation across disciplines. In contemporary contexts, doctoral has expanded globally, with over 210,000 degrees awarded annually in the U.S. alone as of 2023, reflecting increased accessibility through online programs and diverse specializations. These degrees not only confer the title of "Doctor" but also enable graduates to influence , lead organizations, and contribute to societal advancement, underscoring their enduring value in knowledge economies.

Overview

Definition and Purpose

A doctorate, also known as a doctoral degree, is the highest level of awarded by universities, signifying advanced expertise through either original contributions to or the application of scholarly methods to professional practice. For research-oriented doctorates, such as the PhD, this typically involves an original intellectual contribution via a dissertation or equivalent project that advances a field. In contrast, professional doctorates emphasize the integration of with practical application to address real-world issues in disciplines like , business, or health sciences. The primary purposes of a doctorate are to foster the advancement of in academic contexts or to enhance capabilities for and in applied settings. On the track, it qualifies recipients for roles such as professorships, where they contribute to , , and scholarly as independent experts. For tracks, degrees like the (MD) or (JD) prepare individuals for advanced practice and in fields such as healthcare administration or legal policy-making, often serving as entry points to licensure and high-level positions. Overall, the degree supports progression by demonstrating mastery that enables graduates to influence their domains through evidence-based decision-making and original problem-solving. Unlike bachelor's or master's degrees, which primarily involve structured coursework and synthesis of existing knowledge, a doctorate demands independent scholarship, including the design and execution of substantial original work assessed through a thesis and often an oral defense. This level of rigor positions doctorate holders as authorities capable of teaching or supervising at advanced levels, embodying the role of a "teacher of teachers." The term "doctorate" derives from the Latin doctor, meaning "teacher," originally denoting a scholar authorized to instruct others, a connotation that has evolved to underscore scholarly authority across disciplines.

Nomenclature and Terminology

The nomenclature of doctoral degrees encompasses a range of titles and abbreviations that reflect their disciplinary focus, regional traditions, and institutional practices, often leading to variations in usage across the world. The most widely recognized title is the , abbreviated as PhD, which originated as a research-oriented degree but is now awarded in diverse fields beyond philosophy itself, symbolizing advanced scholarly expertise rather than a specific subject area. Similarly, the (MD) denotes a professional qualification for medical practice, emphasizing clinical training and patient care. The (JD) serves as the standard entry-level law degree in many jurisdictions, conferring the title of Doctor of upon completion. In education, the (EdD), or Educationis Doctor, highlights applied leadership and policy expertise rather than pure research. Regional differences further diversify these abbreviations, adapting to local academic cultures and languages. In the , particularly at the , the equivalent research doctorate is termed the (), maintaining the same substantive requirements as a PhD but using an alternative abbreviation rooted in historical naming conventions. In , doctoral titles are discipline-specific, such as Dr. phil. () for and social sciences, reflecting a tradition of tailored nomenclature that distinguishes fields like (Dr. med.) or (Dr. Ing.). Professional variants include the (DBA), a practice-oriented degree for executive leadership, which contrasts with research-focused alternatives in business disciplines. These titles can engender confusion due to overlaps between and doctorates, where the PhD's broad application sometimes blurs distinctions from applied degrees like the or JD, leading to misconceptions about their equivalence in rigor or purpose. Additionally, honorary doctorates—awarded for exceptional societal contributions without academic coursework—pose naming ambiguities, as they mimic earned titles (e.g., honorary PhD) but lack formal qualifications and should not confer the same professional privileges or standing. Such distinctions are critical, as earned doctorates require original or clinical mastery, whereas honorary ones serve purely as recognitions. Efforts toward standardization address these variations through frameworks like the (ISCED), maintained by , which categorizes all doctoral-level programs at Level 8 regardless of title or focus. ISCED Level 8 encompasses advanced research qualifications, typically involving at least three years of study and a substantial or equivalent, providing a unified global benchmark that transcends regional while accommodating professional and honorary distinctions.

Historical Development

Medieval Origins

The doctorate originated in the medieval European universities of the 12th and 13th centuries, emerging as a formal academic credential amid the intellectual revival known as the 12th-century Renaissance. These institutions, such as the and the , were structured as self-governing corporations modeled on craft guilds, where groups of masters (teachers) or scholars banded together to regulate teaching, protect privileges, and confer qualifications for professional practice. The , founded in 1088, marks the earliest known instance of a doctorate, specifically in law, with the scholar Irnerius establishing the first school of studies around that time and awarding the licentia docendi to qualified graduates. In the mid-12th century, the followed suit, granting the first doctorates in during the 1150s as part of its focus on scriptural and patristic . This development reflected the era's growing demand for trained experts in civil and at and in ecclesiastical doctrine at Paris, influenced by the Church's efforts to standardize education through licensing. Initially, the title "doctor" signified the licentia docendi, a literal "license to teach" issued by the chancellor or , authorizing the recipient to instruct within one of the four superior faculties: (for liberal studies leading to the ), , , and (the highest and most prestigious). The process emphasized mastery over original research, distinguishing it from modern doctorates. In 1219, issued the bull Super speculam, prohibiting the teaching of civil law at to prioritize and reinforce the Church's oversight of academic qualifications to ensure doctrinal orthodoxy. Key early figures included , a dialectical theologian active at in the early , who exemplified the era's scholarly rigor despite facing condemnation and temporary denial of teaching privileges; his disputational methods influenced the development of academic examination practices. The attainment of the doctorate culminated in structured rituals: candidates underwent oral examinations via public disputations, defending positions on set questions before masters, followed by the inception ceremony where the new doctor presented an inaugural lecture to assume their teaching role.

Early Modern Period (17th-18th Centuries)

During the 17th century, the doctorate began to evolve under the influence of the , shifting from a primarily medieval teaching credential toward a marker of scholarly expertise in emerging fields like and the natural sciences. Universities such as , founded in 1575 in the , played a pivotal role in this transformation, awarding doctorates in , , and that incorporated new empirical methods and anatomical studies inspired by figures like , who studied there in the 1620s. By the mid-century, had become a hub for international scholars, with doctoral programs emphasizing dissection and observation, reflecting the broader secularization of knowledge amid the Dutch Golden Age's scientific advancements. A key change was the transition from the doctorate as a mere to teach (licentia docendi) to a recognition of original scholarly achievement, particularly through the introduction of dissertation requirements. In 1652, the University of mandated a dissertation for the degree, marking one of the earliest instances where candidates like Erhard Weigel were required to produce and defend a substantive written work demonstrating independent , rather than relying solely on examinations or residency. This , influenced by Protestant emphasis on textual analysis and , spread across German universities, laying groundwork for the research-oriented doctorate. In the , German institutions further expanded doctoral practices, with precursors to the modern emerging as a post-doctoral qualification for teaching eligibility (venia legendi), often involving public lectures and treatises on specialized topics. This development, seen at universities like founded in 1737, emphasized practical scholarship and state-supported research, aligning with Enlightenment ideals of utility and progress. Meanwhile, the profoundly disrupted the system: in 1793, revolutionary authorities abolished all universities and their degrees as symbols of aristocratic privilege, suppressing traditional doctorates until Napoleon's reforms from 1806 to 1808 restructured higher education into a centralized Imperial University with faculties awarding reformed doctoral titles focused on national service. These shifts were exemplified by early instances of dissertation-based doctorates integrating philosophical and other inquiries. Simultaneously, the doctorate spread to the through Spanish and colonial models, with institutions like the University of San Marcos in (established 1551) and the University of Mexico (1551) granting doctorates in , , and by the late , adapting European curricula to local ecclesiastical and administrative needs while maintaining ties to and . These colonial doctorates reinforced imperial control, training elites in and amid growing transatlantic scholarly networks.

Modern Era (19th Century Onward)

The modern era of doctoral education began in the with the establishment of the Humboldtian model at the University of Berlin, founded in under the vision of , which emphasized the unity of and teaching as the core of higher education. This approach transformed the doctorate from a largely teaching-oriented qualification into a rigorous degree, requiring original scholarly contributions, and served as a blueprint for universities across Europe. By prioritizing and the pursuit of knowledge for its own sake, the model influenced the global standardization of doctoral training amid industrialization, fostering institutions where faculty and students engaged in collaborative inquiry. This paradigm spread to the in the mid-19th century, marking a pivotal shift in American higher education. awarded the first PhDs in the in 1861, three degrees in , , and , signaling the adoption of research-focused graduate programs. Building on this foundation, , established in 1876, explicitly modeled itself after German research universities, introducing advanced seminars and dissertation requirements that emphasized original research over . These innovations accelerated the growth of doctoral education in the US, aligning it with scientific and industrial advancements. The 20th century saw significant expansions, particularly after , as professional doctorates proliferated to meet demands in applied fields. The (EdD), introduced at in 1920, exemplified this trend by focusing on practical leadership in education rather than pure theory, responding to the need for advanced training in and schooling. In Europe, the , launched in 1999, aimed to harmonize higher education systems, including doctoral degrees, through a three-cycle structure (bachelor's, master's, doctorate) to enhance mobility and comparability across countries. Meanwhile, the rise of the (DBA) in business schools during the 1980s reflected growing emphasis on executive-level research, bridging academia and industry as intensified. Globally, doctoral education has trended toward greater inclusion of non-academic, professional variants, with professional doctorates increasing from a small fraction in the mid-20th century and becoming more prevalent in many countries by the , driven by workforce demands in sectors like healthcare and . However, this expansion has introduced challenges, including degree inflation—where advanced credentials become expected for mid-level roles—and variable completion rates, with global averages ranging from 4 to 7 years depending on discipline and region, often due to constraints and work-life balances. These trends underscore the doctorate's evolution into a versatile yet demanding credential in an increasingly knowledge-driven economy.

Types of Doctorates

Research Doctorates

Research doctorates represent the highest level of academic achievement centered on original scholarly inquiry, primarily designed to produce advanced researchers capable of making significant contributions to their fields. According to the (ISCED), these programs involve several years of independent study and culminate in a substantial dissertation or that demonstrates the candidate's ability to conduct rigorous, novel research and add to existing knowledge. They are most commonly awarded in disciplines spanning the sciences, such as physics and , and the humanities, including and . Prominent examples include the (PhD), the standard research doctorate across diverse fields, and the (DSc), which focuses on substantial scientific advancements through accumulated research outputs. Unlike other doctoral variants, research doctorates prioritize theoretical and methodological innovation over practical application, requiring candidates to defend their work before a panel of experts. A key structural element of research doctorates is the dissertation or , which serves as the primary vehicle for the candidate's original contributions. This document must exhibit depth, originality, and scholarly rigor, often involving the formulation of research questions, or theoretical analysis, and peer-reviewed validation. Full-time programs typically span 3 to 7 years, allowing time for , comprehensive examinations, and extended research phases, though the exact timeline varies by and institutional requirements. Upon completion, graduates frequently publish their findings in academic journals, enhancing the dissemination of knowledge and establishing their expertise; such publications during or after the doctorate strongly correlate with securing academic positions like tenure-track faculty roles. Variations in thesis formats reflect evolving academic practices and disciplinary norms. A monographic thesis presents a unified, book-length authored solely by the candidate, ideal for cohesive explorations in fields where integrated argumentation is paramount. In contrast, an article-based compiles multiple peer-reviewed publications, often co-authored but with the candidate as primary contributor, which is prevalent in sciences for its alignment with journal-driven dissemination. Interdisciplinary research doctorates, such as the PhD in , exemplify this flexibility by integrating natural sciences like with social sciences such as to address complex global challenges. As the predominant form of doctorate globally, research degrees are conferred by thousands of higher education institutions worldwide, underscoring their role in advancing production across nations. This prevalence has grown since the 19th century's emphasis on research-oriented higher education, solidifying their status as essential qualifications for scholarly pursuits.

Professional Doctorates

Professional doctorates are terminal degrees designed to advance practice in specific fields, integrating advanced , applied , and practical application to address real-world challenges. Unlike research doctorates that prioritize original theoretical contributions to academic , professional doctorates focus on enhancing expertise for and innovation within industries or clinical settings. These degrees emerged prominently in the 1970s and 1980s to meet growing vocational demands, as traditional PhD programs were seen as insufficient for preparing mid-career professionals in applied fields. Key examples include the (PsyD), which trains practitioners for clinical and counseling roles; the (DNP), emphasizing evidence-based healthcare leadership; the (DBA), geared toward executive decision-making and organizational strategy; and the Engineering Doctorate (EngD) in the UK, which combines engineering research with industry-sponsored projects to solve technical problems. By the late , such programs had proliferated to serve working adults, often through part-time or online formats. The structure of professional doctorates typically spans 3 to 4 years and features a blend of rigorous (often 50-60 credits) and a capstone project, such as a practice-oriented dissertation or portfolio that demonstrates solutions to professional issues, rather than a purely theoretical . This applied focus equips graduates to implement directly in their workplaces, fostering skills in policy development, , and interdisciplinary collaboration. In the United States, professional doctorates account for approximately 25-30% of all doctoral awards as of 2021-22, reflecting their role in bolstering industry and addressing workforce needs in sectors like healthcare, , and . Graduates often pursue senior roles, such as chief executives, consultants, or advanced practitioners, contributing to organizational efficiency and innovation.

Honorary and Higher Doctorates

Honorary doctorates are academic awards conferred by universities to recognize exceptional contributions to society, culture, or specific fields, typically without requiring any formal study, coursework, or research from the recipient. These degrees honor individuals who have made significant impacts outside traditional academia, such as in , , , or , serving as a symbolic acknowledgment of their achievements and alignment with institutional values. For instance, in 2007, awarded Bill Gates an honorary Doctor of Laws for his groundbreaking work in technology and global philanthropy through the Bill & Melinda Gates Foundation. Higher doctorates, in contrast, represent an advanced level of recognition beyond the standard PhD, awarded to scholars who have demonstrated sustained excellence and in their over an extended period, often spanning a or more post-doctoral career. In the , common examples include the (DSc) for contributions to scientific knowledge and the (DLitt) for advancements in or literature, requiring candidates to submit a substantial body of original published work that establishes them as a leading authority in their field. These awards emphasize cumulative impact rather than new research, distinguishing them from earned research doctorates by focusing on a career-long portfolio of achievements. The procedures for awarding both honorary and higher doctorates are nomination-driven and ceremonial, bypassing the rigorous admission, coursework, and dissertation defense associated with earned degrees. Nominations typically originate from university faculty, alumni, or external parties and undergo review by a dedicated committee, followed by approval from senior academic or governing bodies, with recipients often presented during commencement or special convocations where they don traditional academic regalia as a symbol of distinction. For higher doctorates, the process involves an initial application with a synopsis of the candidate's work, preliminary scrutiny for eligibility (such as at least four to ten years since the prior doctorate), appointment of external examiners to assess the submitted publications, and a final recommendation without a public oral defense. Criticisms of honorary doctorates center on their potential to dilute the perceived value and academic rigor of the "doctor" title, as they confer prestige to non-academics without equivalent scholarly effort, potentially confusing the public about qualifications. Some argue this practice undermines the hard-earned status of research doctorates by prioritizing fame, donations, or over merit, leading to calls for stricter criteria to avoid favoritism or . In response, European higher education policies, including frameworks under the , recommend clear distinctions between honorary and earned degrees to prevent misuse and maintain , with guidelines emphasizing for unethical conduct and limiting usage to avoid . Higher doctorates face fewer such critiques due to their basis in verifiable scholarly output, though they too require ongoing oversight to ensure awards reflect genuine, enduring contributions.

Licentiate and Other Variants

The licentiate degree functions as an intermediate academic qualification between a master's and a full PhD, primarily awarded in Sweden and Finland as part of the doctoral training pathway. It entails approximately two years of full-time research education, culminating in a licentiate thesis that demonstrates independent scholarly work, typically structured as a compilation of an introductory chapter and at least one peer-reviewed publication. The thesis is presented and defended at a public seminar, with a length generally not exceeding 150 pages, and equates to 120 ECTS credits overall. This degree qualifies holders for university lecturing roles, such as assistant professors or docents, and often serves as an exit option for candidates who complete partial PhD requirements without pursuing the full program. Other variants of doctoral-level degrees diverge from the standard research PhD by emphasizing professional practice or specialized fields, while still requiring advanced research components. The (DMin) is a professional doctorate tailored for religious leaders, focusing on applied ministry skills through , seminars, and a practical project or dissertation that addresses real-world challenges, rather than purely theoretical contributions. Similarly, the (ThD) represents a research doctorate in theological disciplines, equivalent in rigor to a PhD but oriented toward ecclesial contexts, involving two years of residency, advanced seminars, and a substantial dissertation on topics like or . Specialized professional variants include the Doctor of Veterinary Medicine (DVM), a that trains clinicians for veterinary practice through a four-year program combining , clinical rotations, and applied , positioning it as a counterpart to medical doctorates like the MD. In , the Kandidat nauk functions as the initial tier in a two-level doctoral system, requiring three years of postgraduate study, a dissertation with original , and defense before a , serving as a foundational qualification akin to a lower doctorate that can lead to the higher Doktor nauk. Australian professional doctorates, such as the Doctor of Criminology (DCrim), adapt the PhD model for practitioners by integrating applied —often 2-4 publications or a professional —with workplace relevance, providing an alternative pathway for fields like without the full academic demands of a traditional PhD. These variants commonly involve publication requirements of 2-4 papers and offer flexible exit points from broader doctoral trajectories.

Process of Earning a Doctorate

Admission and Eligibility

Admission to doctoral programs typically requires a or equivalent in a relevant field, though some programs accept exceptional candidates with only a . A minimum undergraduate GPA of 3.0 on a 4.0 scale is a common threshold, with top programs often expecting 3.5 or higher to demonstrate academic readiness for advanced research. Standardized tests such as the GRE or GMAT are required in certain disciplines like sciences or , but many institutions have waived them post-2020 to broaden applicant pools; as of 2025, these tests remain optional or waived in many programs, though required in select STEM and fields. Selection processes emphasize holistic , including a outlining the applicant's intended study, 2-3 letters of recommendation from academic mentors attesting to research potential, and personal statements detailing motivations and fit with the program. Interviews, often conducted virtually or in-person, assess technical knowledge, enthusiasm, and alignment with faculty expertise, with questions probing prior experience and the proposed project's feasibility. opportunities, such as scholarships, fellowships, or graduate assistantships (teaching or research roles providing stipends of $25,000–$50,000 annually (as of 2025) plus tuition waivers), are frequently tied to admission offers and prioritized for competitive applicants. Recent trends highlight growing commitments to , with initiatives like the National Science Foundation's (NSF) Graduate Research Fellowship Program actively supporting underrepresented groups through targeted recruitment and holistic review practices that value diverse backgrounds over strict metrics. Programs increasingly offer flexibility for non-traditional applicants, including those with professional experience or returning after career breaks, to address equity gaps. Globally, doctorate holders comprise approximately 1% of the (around 2% in countries like the ), reflecting the selectivity of these programs, where admission rates in competitive fields range from 10-30%, influenced by availability and applicant volume.

Program Structure and Duration

Doctoral programs generally follow a structured progression that balances advanced academic training with original , typically spanning 3 to 8 years for full-time students, though this varies by , country, and individual circumstances. The initial phase often involves 1 to 2 years of , where students engage with specialized seminars and foundational topics in their field to build theoretical and methodological expertise. This is followed by qualifying or comprehensive examinations, which assess the student's readiness for independent and mark the transition to candidacy status. Once admitted to candidacy, the program shifts to the research phase, where students devote the majority of their time—often 2 to 4 years—to conducting dissertation research under close guidance. Key milestones during this period include annual progress reviews and the formation of a , typically comprising 3 to 5 faculty members who provide oversight, feedback, and expertise on the project. Seminars and workshops remain integral, offering opportunities for peer discussion, skill development, and exposure to emerging . Part-time enrollment options, common for working professionals, can extend the total duration to 8 to 10 years or more, allowing flexibility but requiring sustained commitment to meet program requirements. Funding models vary globally, with many European programs providing stipends or salaries of approximately €25,000–€35,000 per year (as of 2025) to cover living expenses, often through university positions or research grants that treat PhD candidates as employees. In contrast, support in other regions may include teaching assistantships or fellowships, ensuring financial stability during the intensive research period. Despite these supports, doctoral completion presents significant challenges, with global attrition rates ranging from 35% to 50%, influenced by factors such as academic pressures and personal circumstances. Work-life balance issues, including isolation and high demands on time and , contribute to these rates, underscoring the need for robust and institutional resources to foster persistence.

Dissertation Research and Defense

The dissertation serves as the capstone of a research doctorate, requiring candidates to formulate an original or that addresses a significant gap in existing knowledge. This is typically elaborated in the introduction and sections, where the candidate justifies the study's novelty and relevance. The methodology chapter details the , including techniques, sampling strategies, and ethical considerations, ensuring and rigor. Data follows, employing quantitative, qualitative, or mixed methods to test the hypothesis, interpret findings, and draw conclusions, often presented in dedicated chapters for results and discussion. Overall, dissertations range from 100 to 300 pages, varying by discipline and institution, with humanities theses tending toward the longer end due to extensive textual . The defense process culminates the doctoral journey, involving an oral examination where the candidate presents their work to a of faculty experts, typically comprising the advisor, internal examiners, and an external evaluator. Known as a viva voce in many countries, the session lasts 1 to 3 hours, beginning with a 20- to 60-minute presentation followed by intensive questioning on the , , , implications, and potential limitations. The probes the , validity, and contributions of the , often in a closed session to allow candid feedback. Following the defense, candidates commonly undertake revisions—ranging from minor editorial changes to substantive alterations—before final approval, with the specifying deadlines and resubmission requirements. Variations in defense formats exist globally, influenced by national academic traditions. and some private European settings, defenses are often closed-door affairs limited to the , emphasizing rigorous but confidential scrutiny. Conversely, public defenses prevail in and parts of , where candidates present to an open audience before interrogation, fostering transparency and institutional prestige. Publication mandates also differ; for instance, in and certain Scandinavian programs, candidates must incorporate at least three peer-reviewed articles into the dissertation as chapters, ensuring scholarly impact prior to defense. These requirements underscore the emphasis on disseminating research through established academic channels. Possible outcomes of the defense include an unconditional pass, a conditional pass requiring revisions (the most common result), or failure, which may necessitate restarting the dissertation or terminating the program. Failure rates remain low, typically under 5%, reflecting the preparatory role of prior feedback. For sensitive research involving proprietary data, , or , candidates may request an embargo, delaying public dissemination of the dissertation for 1 to 7 years to protect interests while still earning the degree. Embargoes are granted judiciously and must be justified to the graduate school.

National and Regional Variations

United States

In the , the modern doctoral system traces its origins to the late , when American universities adopted elements of the German research-oriented model following the establishment of in 1876. This influence, drawn from institutions like the University of Berlin, emphasized the integration of original research with teaching and the seminar method, leading to the proliferation of PhD programs across the country by the early . The structure of doctoral programs in the typically begins after a , with research doctorates like the PhD lasting 4 to 7 years, including 2 years of coursework followed by dissertation research. Professional doctorates, such as the (MD), generally require 4 years of specialized training post-bachelor's, often preceded by prerequisite undergraduate coursework in sciences. These programs are accredited by one of six regional accrediting bodies recognized by the U.S. Department of Education, such as the Middle States Commission on Higher Education, which evaluates institutional quality, resources, and outcomes to ensure standards for doctoral education. Key features of US doctoral programs include comprehensive qualifying examinations, which assess students' mastery of foundational knowledge after coursework, granting advancement to candidacy. Upon passing these exams and proposing a dissertation topic, students achieve "All But Dissertation" (ABD) status, focusing on independent research under faculty supervision. High tuition costs, often exceeding $20,000 annually at public institutions for out-of-state students, are frequently offset by federal loans, teaching assistantships, and grants, though graduates in non-health fields carry an average debt of about $89,500. Recent trends show robust growth in doctoral awards, with U.S. institutions conferring 57,862 research doctorates in 2023, the majority in science and fields. Interdisciplinary programs have expanded significantly, exemplified by the rise in bioinformatics PhDs, which integrate , , and statistics to address complex data challenges in and health sciences. This reflects broader shifts toward collaborative, cross-disciplinary training amid evolving demands.

United Kingdom

In the United Kingdom, the primary research doctorate is the (PhD), also known as DPhil at institutions like the , typically requiring 3-4 years of full-time study following a . The (MPhil) often serves as a precursor or initial research degree, lasting 1-2 years, allowing students to demonstrate research potential before upgrading to a PhD program. Funding for PhD students is commonly provided through (UKRI), which offers stipends starting at £20,780 per year from October 2025 for full-time students outside , covering living costs alongside tuition fee support. The PhD process in the emphasizes supervisor-led independent with minimal routine , focusing instead on developing an original that contributes new knowledge in the candidate's field. This structure varies by subject: for instance, theses in , , and social sciences often range from 60,000 to 100,000 words, while those in sciences may be shorter but include more experimental data. Completion requires submission of the , followed by a mandatory oral defense known as the viva voce, where the candidate discusses and defends their work before two examiners, one typically external to the institution. Higher doctorates, such as the (DSc) and (LittD), are awarded to established scholars based on a substantial body of original published work demonstrating sustained excellence, rather than a new , and are not entry-level qualifications. Professional doctorates like the Engineering Doctorate (EngD) integrate with industry , spanning 4 years full-time and emphasizing practical applications through sponsored projects with partnering organizations. Recent developments include the UK Quality Code for Higher Education's Advice and Guidance on Research Degrees (2018), which standardizes expectations for doctoral programs across institutions, ensuring robust supervision, progression monitoring, and assessment processes. Post-Brexit, doctoral education has seen a sharp decline in EU student participation, with new EU enrollments dropping by 57% between 2020/21 and 2023/24 due to changes in fees and visa requirements, prompting greater reliance on domestic and non-EU funding sources. Approximately 28,245 research doctorates were awarded in the UK in 2022/23, reflecting a 13% increase from the previous year and underscoring the sector's growth amid these shifts.

Germany and Central Europe

In Germany and Central Europe, the doctorate embodies an apprenticeship-style model centered on independent research under a professor's supervision, with the Promotion process leading to the Dr. degree typically spanning 3 to 5 years. Candidates, who must hold a master's or equivalent qualification, focus exclusively on producing an original dissertation without required coursework, emphasizing depth in a specific field. Upon submission and external review, the work is defended in an oral examination, such as the Rigorosum—a comprehensive interrogation on the thesis and broader discipline—or a Disputation, conducted before a committee. This system, rooted in the 19th-century Humboldtian ideal of uniting research and teaching, prioritizes scholarly autonomy over structured training. A key feature distinguishing the German model is the Habilitation, a rigorous post-doctoral qualification essential for pursuing a full professorship and granting the venia legendi—the authorization to teach independently at university level. Completed 4 to 10 years after the doctorate, it demands a second major scholarly achievement, such as a , cumulative publications, or equivalent, alongside proof of pedagogical competence through lectures and an oral trial. This step ensures candidates demonstrate leadership in and , serving as a gatekeeper to academic careers in the humanities, sciences, and beyond. The Promotion and frameworks extend similarly across , particularly in and , where doctorates involve dissertation-based and oral defenses like the Rigorosum, often without and under close . In alone, around 28,000 doctorates are awarded annually, reflecting the region's strong emphasis on advanced training. Since the 2000s, integration with the has prompted reforms, including the development of structured doctoral programs that incorporate ECTS credits for transferable training modules, while maintaining the flexibility of individual doctorates. These changes aim to enhance international comparability and . Concurrently, measures, such as quotas in research funding and faculty hiring, have boosted female participation, with women comprising approximately 45% of PhD graduates by 2023.

France and Southern Europe

In France, the Doctorat represents the highest , typically pursued over three years of full-time research following the completion of a , which grants access to one of the country's approximately 270 doctoral schools organized by discipline and affiliated with universities or research institutions. The program emphasizes original research culminating in a dissertation, which must be defended publicly before a of at least four experts, including at least two external to the candidate's institution, with the defense lasting up to 20 minutes followed by questions to assess the work's scientific contribution. Admission to a Doctorat is highly competitive and often involves selection processes managed by doctoral schools, including interviews or concours-style examinations that evaluate the candidate's academic record, , and potential; for elite institutions known as grandes écoles, such as the (ENS), entry may require prior competitive admission at the undergraduate or Master's level, with PhD programs integrated into advanced research training. Funding for doctoral students is commonly provided through contracts from the French National Research Agency (ANR) or other public sources, offering an annual gross salary of approximately €25,000, equivalent to about 50% of a starting researcher's pay, to support full-time research without teaching obligations in many cases. Approximately 14,000 Doctorats are awarded annually in , reflecting a structured system that aligns with the under the to ensure portability and quality across borders. To supervise doctoral students or apply for full professorships, French academics must obtain the à Diriger des Recherches (HDR), a post-Doctorat qualification requiring the submission of a substantial demonstrating significant , followed by a public defense before a ; this process, introduced in 1988, typically occurs several years after the Doctorat and is evaluated based on the candidate's publications, teaching experience, and contributions to the field. In , doctoral systems share similarities with due to harmonization via the , emphasizing research training post-Master's. Italy's Dottorato di Ricerca, lasting a minimum of three years, involves advanced in the first year followed by dissertation research, with admission through national or university-specific competitions assessing Master's transcripts and project proposals; programs are accredited by the Ministry of Education and culminate in a defense before a . Spain's Doctorado, also post-Master's and typically three to five years in duration, requires enrollment in a doctoral program verified by the National Agency for Quality Assessment and Accreditation (ANECA), featuring research seminars, an original , and a public defense before a panel of experts, with EU-wide credit recognition facilitating mobility.

Nordic and Benelux Countries

In the Nordic countries, doctoral education is typically structured as salaried employment, emphasizing a balanced integration of research, coursework, and teaching duties. In Sweden and Finland, PhD programs generally span four years of full-time study, during which candidates are employed by universities and receive a monthly salary, often around €2,500 for entry-level positions, with no tuition fees required. These programs include up to 20% of time allocated to departmental duties such as teaching or administration, fostering professional development alongside research. A key feature is the licentiate degree, an intermediate qualification awarded after approximately two years, allowing candidates to demonstrate progress through a thesis and coursework before completing the full doctorate. Denmark's PhD model treats the doctorate as a three-year , with candidates enrolled as employees at universities and required to complete mandatory courses comprising up to 30 ECTS credits, typically half a year of structured training in methods and . Norway follows a similar structured approach, with PhD programs nominally lasting three years of full-time study, including a component of 30 ECTS credits focused on disciplinary and transferable skills, often extending to four years if additional duties like are included. These frameworks prioritize supervised leading to a dissertation, with public defense as the culmination. Across the Nordic region, these employment-based models contribute to high completion rates, exceeding 70% in many programs, supported by stable funding and institutional resources. Emphasis on work-life balance is evident through generous policies available to PhD candidates as employees, aligning with national welfare systems that provide up to 480 paid days for childcare in and comparable benefits elsewhere. In the Benelux countries, doctoral training also operates as employment, though with regional variations. The features four-year PhD positions known as "assistent in opleiding" (AIO) or researcher-in-training, where candidates are salaried university employees focused primarily on under , with optional or duties. In , PhD structures differ between the Flemish and Walloon communities: Flemish programs typically last four years with a strong emphasis on individual projects funded through university positions, while Walloon programs often extend to four to six years, incorporating more coursework and reflecting French-influenced academic traditions. These models similarly promote completion through structured and access to work-life benefits, including aligned with national labor laws.

Russia and Eastern Europe

In Russia, the doctoral education system retains a Soviet-era two-tier structure, with the (Candidate of Sciences) serving as the primary doctoral degree, equivalent to a PhD, and the (Doctor of Sciences) as a higher qualification. The typically requires three years of full-time study following a specialist's or , involving coursework, state examinations, independent , and the preparation of a dissertation. Candidates must publish their research in journals approved by the Higher Attestation Commission (VAK) and defend their dissertation publicly before a specialized dissertation council at an accredited institution. The , pursued after obtaining the , has no fixed duration—often spanning 5 to 15 years—and demands a major scientific treatise demonstrating significant original contributions, followed by a similar public defense. This system emphasizes rigorous state oversight, with approximately 28,000 Kandidat nauk degrees awarded annually, reflecting Russia's substantial investment in advanced training. Defenses occur at institutional councils, ensuring across disciplines like sciences, , and . In post-communist , doctoral systems have largely aligned with the while incorporating Soviet legacies, such as multi-tier qualifications and publication requirements. In , the doktor degree functions as the PhD equivalent, typically lasting 3 to 4 years in full-time doctoral schools, where candidates complete supervised , examinations, and a dissertation defense before a scientific . The follows a similar post-Bologna three-cycle structure, with doctoral programs (third cycle) spanning 3 to 4 years, focusing on original , coursework, and state doctoral exams culminating in a public defense. These programs prioritize interdisciplinary training and international mobility, often funded through national grants or EU initiatives. Post-1991 challenges in the region include significant brain drain, with losing an estimated 10,000 to 30,000 and academics to amid economic instability and reduced . Reforms have aimed to mitigate this; for instance, Ukraine's 2017 Higher Education Law introduced the (PhD) as the first-tier degree, replacing the Soviet-style , and established 4-year unified doctoral programs to enhance compatibility, quality assurance, and institutional autonomy in awarding degrees.

India and South Asia

In , the Doctor of Philosophy (PhD) is typically pursued after completing a , requiring candidates to hold at least 55% marks in their postgraduate qualification or equivalent. Admission is primarily governed by the University Grants Commission (UGC) regulations, which mandate qualifying national or state-level entrance exams such as the () or State Eligibility Test (SET) to determine eligibility, alongside an interview or viva voce. These exams assess subject knowledge and research aptitude, ensuring a standardized entry process across public and private universities. The PhD program in generally spans 3 to 5 years for full-time candidates, commencing post-master's and including a mandatory component of at least 6-12 months as per UGC guidelines, followed by comprehensive research and submission. This structure emphasizes original dissertation work under , with annual progress evaluations and a public defense. Historically, the (MPhil) served as a one- to two-year bridge program between master's and PhD levels, but it was discontinued by the UGC in 2022 in alignment with broader educational reforms, rendering it no longer a recognized degree. awards approximately 25,000 PhDs annually, reflecting a significant expansion in doctoral output, particularly in sciences and social sciences. Fees in public universities remain affordable, typically ranging from ₹10,000 to ₹50,000 per year, making advanced research accessible compared to global standards. In neighboring South Asian countries, PhD systems share structural similarities with India's model but adapt to local regulatory frameworks. Pakistan's Higher Education Commission (HEC) oversees PhD programs, requiring a 16- to 18-year education qualification (typically an MS/MPhil) for entry, followed by 18-30 credit hours of coursework, at least three years of research, and a thesis defense, with strict plagiarism checks and supervisor accreditation. Programs last 3-5 years full-time, emphasizing publication of at least one research paper in an HEC-recognized journal. In Bangladesh, the University Grants Commission (UGC) regulates PhDs similarly to India, mandating a master's degree with honors, entrance exams, and a thesis-focused curriculum spanning 3-5 years, where the dissertation constitutes the core of evaluation, often supported by UGC scholarships for research. Despite these frameworks, quality concerns persist in the region, including widespread in theses and dissertations, inadequate supervision, and variable research standards, as highlighted by multiple scandals and UGC-mandated audits. In , for instance, retrospective reviews have revealed high instances of unattributed content in PhD submissions, prompting mandatory anti- software use and training. Similar issues in and involve copied theses and weak institutional oversight, undermining global recognition. The National Education Policy (NEP) 2020 introduces reforms to address these challenges by emphasizing research-intensive PhDs, interdisciplinary , and increased for ecosystems, aiming to elevate quality through metrics like publication requirements and international collaborations. These changes promote a shift from quantity to impactful , with provisions for flexible entry post-four-year undergraduate programs and mandatory training for PhD scholars. In , analogous policies in and seek to align with NEP-inspired goals, focusing on ethical and thesis rigor to enhance regional doctoral standards.

Japan and East Asia

In , the doctoral degree, known as hakase, is typically a three-year program pursued after completing a , focusing primarily on independent research leading to a dissertation called ronbun. The structure emphasizes advanced coursework in the initial phase, followed by dissertation research under a , culminating in a public oral defense similar to a viva voce examination. Admission to these programs requires a or equivalent, often secured through university-specific entrance examinations (nyūgaku shiken), which may include written tests, interviews, and a of a to assess the candidate's potential. Approximately 15,000 doctoral degrees are awarded annually in , though the number has declined from a peak of about 18,000 in the mid-2000s due to demographic shifts and fewer applicants. Professional variants of the doctorate exist alongside the traditional research-focused hakase, such as the (DBA), which integrates practical business experience with scholarly over three to five years. These programs, offered at institutions like , target mid-career professionals and emphasize applied addressing real-world challenges. International students often receive support through the Ministry of Education, Culture, Sports, Science and Technology (MEXT) scholarships, providing a monthly of approximately ¥145,000 for doctoral candidates, along with tuition waivers and expenses. An alternative pathway, the ronbun hakase (dissertation doctorate), allows qualified individuals to earn the degree without formal enrollment by submitting and defending a substantial , provided they demonstrate equivalent expertise. Japan's higher education system has faced challenges from an aging faculty demographic and shrinking university-age since the , prompting reforms to enhance internationalization and research productivity. These include the Top Global University Project, which allocates funding to institutions promoting English-taught programs and global collaborations to attract more doctoral students and address faculty shortages. In broader East Asia, doctoral systems share similarities with Japan's emphasis on rigorous research but vary in duration and pressures. China's PhD programs last three to four years post-master's, structured around initial coursework and examinations, followed by dissertation research under a supervisor, with admission requiring a master's degree, academic references, and often a preliminary supervisor agreement. The competitive, exam-oriented culture stemming from the undergraduate gaokao influences higher education broadly, fostering high-stakes entrance tests for PhD programs that prioritize standardized assessments alongside research proposals. South Korea's PhDs typically span two to three years after a master's, involving up to 36 credits of advanced training, a possible comprehensive exam, and a thesis evaluated by multiple examiners, though oral defenses are not always mandatory. A notable regional trait is intense publication pressure, with many Korean universities mandating peer-reviewed articles—often in SCI-indexed journals with cumulative impact factors exceeding 5.0—for degree completion, driven by institutional rankings and funding incentives.

Latin America

In Latin America, doctoral programs are predominantly influenced by Iberian traditions, featuring a strong emphasis on original research and public defense, with durations typically spanning 3 to 5 years following a . These systems prioritize advanced specialization in a area, often through in the initial phase followed by independent dissertation work under faculty supervision. Regional efforts toward have sought to standardize quality assurance and degree mobility across countries sharing Spanish and linguistic heritages. In Brazil, the doutorado, or , generally requires 4 years of study post-master's, including qualifying examinations, advanced seminars, and a comprehensive defense before a panel of experts. The program culminates in the production of a substantial dissertation contributing new knowledge to the field, evaluated through a rigorous oral defense. is often provided by agencies like the Coordination for the Improvement of Higher Education Personnel (CAPES), which evaluates and supports graduate programs nationwide. In 2023, Brazil awarded 24,944 doctoral degrees across its 3,792 evaluated programs, reflecting significant output despite enrollment declines in recent years. Argentina's doctoral model similarly follows a 4- to 5-year structure post-master's, centered on development and defense, with candidates engaging in supervised at universities or institutes. The National Scientific and Technical Research Council (CONICET) plays a central role by offering doctoral fellowships to young graduates, supporting approximately 8,500 researchers in PhD and postdoctoral training through stipends and institutional resources. These fellowships emphasize interdisciplinary and applied , fostering integration between academia and national priorities. In , the doctorado can be pursued post-licenciatura (bachelor's equivalent) for 5 or more years or post-master's for 3 years, blending , seminars, and a defense that demonstrates scholarly . Programs often require proficiency in methodologies and may include comprehensive exams before advancing to dissertation writing. To enhance , an increasing number of theses are written in English, aligning with global academic standards and facilitating cross-border collaborations, particularly in fields like sciences and . Latin American doctoral education faces persistent challenges, including chronic underfunding that limits infrastructure and faculty resources, as well as brain drain where graduates migrate to the and for better opportunities. These issues have intensified post-pandemic, with irregular cycles exacerbating researcher attrition in countries like and . Reforms have aimed at , notably through the 1991 Mercosur Treaty, which established frameworks for mutual recognition of higher education qualifications, including doctoral degrees, via experimental accreditation mechanisms to promote equivalencies among member states like , , and others. Complementing traditional research doctorates, professional doctorates have emerged in areas such as and , focusing on applied practice; for instance, and offer programs like the Doctorate in and the Doctorate in Policies, , and of Health Systems, emphasizing executive training and industry relevance over pure academia.

Other Regions

In Australia, the Doctor of Philosophy (PhD) is a research-based degree typically lasting 3 to 4 years of full-time study, mirroring the United Kingdom's model in its emphasis on independent research under supervision rather than extensive coursework. The Australian Government supports doctoral candidates through the Research Training Program (RTP), which provides stipends of approximately AUD 38,500 per year for up to 3.5 years, along with fee offsets, enabling focus on thesis development. This funding prioritizes high-achieving students in fields like science, engineering, and humanities, fostering contributions to national research priorities such as climate adaptation and indigenous knowledge systems. In , doctoral education varies by colonial legacies and resource availability, with exemplifying a structured PhD model completed in 2 to 3 years post-master's, often incorporating initial coursework to build research skills before thesis work. The National Research Foundation (NRF) funds these programs generously, offering up to ZAR 110,000 annually for full-time doctoral students to cover tuition, living expenses, and research costs, targeting underrepresented groups in STEM and social sciences. In , PhD programs draw influences from both and systems, lasting 3 to 5 years with a blend of seminars and dissertation research, supported by partnerships that encourage international mobility for Egyptian scholars. Across the , doctoral training emphasizes rapid skill-building amid economic diversification, as seen in Saudi Arabia's King Fahd University of Petroleum and Minerals (KFUPM), where PhD programs span 4 years and are heavily scholarship-funded, providing full tuition waivers, monthly stipends of up to SAR 3,000, housing, and to attract global talent in and sciences. In the , universities like the and NYU adopt an American-style approach, featuring 4 to 5 years of structured coursework followed by comprehensive exams and dissertation, aligning with norms to prepare graduates for academia and industry leadership. In Oceania and the Pacific, New Zealand's PhD is a 3-year full-time research degree, comparable to the UK's, with provisional enrollment leading to confirmation after 18 months of progress, supported by doctoral scholarships covering fees and stipends around NZD 28,000 annually. Small Pacific island nations face enrollment challenges, including geographic isolation, limited infrastructure, and cultural barriers that deter pursuit of higher degrees, resulting in low PhD completion rates—often under 1% of the eligible population annually—and reliance on offshore programs. These issues exacerbate brain drain, as few than 500 doctorates are awarded yearly across the region. Broader trends in the Global South, encompassing , the , and , show increasing doctoral mobility through initiatives like Erasmus+ short-term doctoral exchanges, which facilitate 1- to 12-month research stays in to build international collaborations and capacity. According to data, these regions collectively produce about 10% of global doctoral graduates, with growth driven by investments in hubs despite persistent gaps in funding and access.

Revocation and Recognition

Revocation Procedures

Revocation of doctoral degrees is a rare but serious measure taken to uphold , typically invoked only for egregious violations discovered after conferral. The primary grounds include in the dissertation, research fraud such as or falsification, and other ethical breaches like or of qualifications. These actions undermine the foundational principles of scholarly work, prompting institutions to act to protect the credibility of their awards. Such revocations are infrequently pursued, reflecting the high evidentiary threshold required. Procedures for revocation generally begin with an allegation reported to the granting , triggering an internal investigation by a of faculty or administrators. In the United States, institutions adhere to standards, including notifying the degree holder, providing access to evidence, and allowing an opportunity for a hearing or , often aligned with principles of fairness outlined in policies rather than specific national mandates. A 2023 Texas ruling further affirmed that public universities can revoke degrees for post-graduation discoveries of academic . For federally funded , the of (ORI) may oversee investigations into , recommending actions that can lead to university-led revocations, though the final decision rests with the institution. In , processes vary by country but frequently involve national legal frameworks; for instance, in , revocations require proof of deception under academic regulations, while in the , courts may affirm decisions on fabricated data. Appeals can extend to , ensuring procedural safeguards. Notable examples illustrate these mechanisms. In 2011, the revoked the doctoral degree of , then Germany's Defense Minister under Chancellor , after investigations confirmed extensive in his 2007 dissertation; this case, part of a broader wave of scrutiny on political figures' theses, led to his resignation. In the , the University of Texas attempted to revoke Suvi Orr's 2005 PhD in chemistry in 2008 following an ORI finding of research misconduct involving falsified data, but Orr successfully challenged the decision in and retained her degree, raising questions about institutional authority over post-award integrity. These cases underscore how revocations often stem from external allegations, such as whistleblower reports or digital analyses. Statistically, revocations affect less than 1% of all doctoral degrees awarded, with the low incidence attributed to the challenges in proving post-conferral . However, the adoption of digital detection tools has contributed to a modest increase in identified cases over the past decade, enabling more thorough reviews of theses.

International Recognition and Equivalencies

The international recognition of doctoral degrees facilitates academic and professional mobility by establishing equivalencies across national boundaries, allowing holders to pursue employment, further study, or licensure in different countries. This process is governed by international frameworks that emphasize fair evaluation based on the substantial differences between qualifications rather than automatic equivalence. Central to this is the ENIC-NARIC network, a collaboration of national centers that provides information and assessments for the recognition of foreign academic qualifications, including doctorates, to support cross-border validation. A foundational instrument is the of 1997, which promotes the fair recognition of higher education qualifications in the European region and beyond through principles such as timely assessment (within a reasonable period, typically ), transparency in decision-making, and refusal of recognition only if substantial differences in learning outcomes or duration are evident. The Convention, ratified by over 50 countries including many non-European states, requires parties to recognize qualifications unless proven otherwise, fostering mutual trust in educational systems. Challenges arise particularly in comparing research-based PhDs with professional doctorates, where mismatches can hinder mobility; for instance, the (JD), a three-year , is often not deemed equivalent to a European research doctorate in (such as a Doktor der Rechtswissenschaften), which typically requires original scholarly and may be necessary for academic positions in . This discrepancy stems from differing educational philosophies—the JD focuses on practical training for bar admission, while European doctorates emphasize theoretical contributions—leading to case-by-case evaluations that may require additional qualifications for equivalence. Key tools aid in these assessments, including the World Higher Education Database (WHED), maintained by the (IAU) in collaboration with , which offers authoritative data on global higher education systems, accredited institutions, and structures to verify doctoral legitimacy and comparability. Bilateral and multilateral agreements further support recognition; while the is not a signatory to the Convention, mutual recognition occurs through networks like ENIC-NARIC and sector-specific arrangements, such as those under the for European-US academic exchanges, enabling smoother portability for doctoral holders. Emerging trends include the proliferation of transnational doctoral programs, such as joint PhDs co-awarded by institutions in multiple countries, which inherently address equivalency by aligning curricula and supervision across borders to enhance global employability. These programs have grown due to internationalization efforts, with over 200 joint and double degree initiatives reported in higher education by 2021, reflecting a shift toward collaborative research training. In the global job market, this mobility is evident in regions like Australia, where international students comprised 40% of all PhD candidates in 2023, contributing to a diverse talent pool that bolsters innovation and economic competitiveness.

References

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