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Glycerol ester of wood rosin
Glycerol ester of wood rosin
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Glycerol ester of wood rosin
Names
Other names
Glycerol ester of rosin; Glyceryl abietate; Ester gum; Resin acids and rosin acids, esters with glycerol
Identifiers
ECHA InfoCard 100.029.524 Edit this at Wikidata
EC Number
  • 232-482-5
E number E445 (thickeners, ...)
UNII
Properties
Appearance Yellow solid[1]
Melting point 62–87 °C (144–189 °F; 335–360 K)[1]
Insoluble[1]
Except where otherwise noted, data are given for materials in their standard state (at 25 °C [77 °F], 100 kPa).

Glycerol ester of wood rosin (GEWR), also known as glyceryl abietate, gum rosin or ester gum, is an oil-soluble food additive (E number E445). The food-grade material is used in foods, beverages, and cosmetics to keep oils in suspension in water,[2] and its name may be shortened in the ingredient list as glycerol ester of rosin. It is also used as an ingredient in the production of chewing gum and ice cream.

To make the glycerol ester of wood rosin, refined wood rosin (for example, from solvent extraction of aged pine stumps) is reacted with glycerin to produce the glycerol ester.

Glycerol ester of wood rosin is an alternative to brominated vegetable oil in citrus oil-flavored soft drinks. In some cases, both ingredients are used together.

References

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from Grokipedia
Glycerol ester of wood rosin, also known as ester gum or E 445, is a consisting of a complex mixture of di- and tri-esters of acids derived from wood , with minor fractions of monoesters, free acids, and neutrals. It appears as a hard, to pale amber-colored solid that is insoluble in but soluble in organic solvents like acetone, and it functions primarily as an emulsifier, stabilizer, and density adjustment agent in food applications. Wood rosin, the primary raw material, is obtained through solvent extraction of aged stumps from pine trees such as Pinus palustris and Pinus elliottii, yielding approximately 90% resin acids (predominantly abietic acid, C₂₀H₃₀O₂) and 10% neutral components, excluding sources like gum rosin or tall oil rosin. The production process involves refining the extracted rosin via liquid-liquid extraction, followed by high-temperature esterification (>250°C) with glycerol to form the esters, and final purification through steam stripping or countercurrent steam distillation to meet food-grade specifications, including an acid value of 3–9, a softening point of at least 82°C, and lead content not exceeding 1 mg/kg. In food and beverage applications, glycerol ester of wood rosin is authorized for use as a weighting agent to stabilize oil emulsions in soft drinks, preventing oil separation and enhancing clarity, often serving as an alternative to ; it is also employed in bases, surface treatments for fruits (up to 50 mg/kg), and on confections (up to 320 mg/kg). In the , it is permitted in cloudy flavored drinks and spirit drinks at levels up to 100 mg/L, while in the United States, it is (GRAS) for these purposes. Safety assessments by international bodies have established acceptable daily intakes (ADIs). The Joint FAO/WHO Expert Committee on Food Additives (JECFA) set a permanent ADI of 0–25 mg/kg body weight per day (2013), while the Scientific Committee on Food (SCF) previously allocated a temporary ADI of 0–12.5 mg/kg body weight per day (1994); the (EFSA) established a permanent ADI of 0–10 mg/kg body weight per day in 2023. These are based on a (NOAEL) of 2,500 mg/kg body weight per day from a 13-week study, with low absorption (<5%) and primarily fecal excretion. It is considered non-genotoxic, with no evidence of mutagenicity or concerns at typical exposure levels (mean 0–1.07 mg/kg body weight per day in high-consumption scenarios); EFSA's 2023 assessment confirmed no adverse reproductive or developmental effects based on new data (NOAEL ≥976 mg/kg body weight per day).

Overview

Definition and Nomenclature

Glycerol ester of wood rosin (GEWR) is defined as a complex mixture primarily consisting of di- and tri-esters of resin acids derived from wood , accompanied by minor components such as residual monoesters (1.5–3.2%), free resin acids (2.3–2.8%), and neutrals (11.4–17.6%), which include non-acidic saponifiable and unsaponifiable substances. This composition reflects its origin from the esterification of refined wood , a natural extracted from tree stumps, ensuring compliance with food-grade specifications. Commonly referred to as ester gum, glyceryl abietate, or resin acids and acids esters with , GEWR is classified under the E445 in the , where it functions as an emulsifier and stabilizer in food applications. Its chemical identifiers include the EC Number 232-482-5 and the ECHA InfoCard 100.029.524, corresponding to the CAS number 8050-31-5. GEWR is used as a safer alternative to (BVO) for stabilizing flavors in beverages.

Physical and Chemical Properties

Glycerol ester of wood rosin is a complex mixture primarily composed of glycerol di- and tri-esters of resin acids derived from wood rosin, sourced from pine species such as Pinus palustris and Pinus elliottii. The resin acids, which constitute approximately 90% of the mixture, include abietic acid (19.5–26.0%), dehydroabietic acid (22.7–34.6%), pimaric acid (5.31–6.45%), and other related isomers, while the remaining ~10% consists of neutrals such as diterpene alcohols and hydrocarbons. Residual components include free resin acids (~2.6%, range 2.3–2.8%) and glycerol monoesters (~2.2%, range 1.5–3.2%). Key analytical metrics include an acid value of 3–9 mg KOH/g, reflecting the degree of esterification and residual acidity. Physically, glycerol ester of wood rosin appears as a hard, to pale solid or semi-solid with low and . It has a softening point of 82–90 °C (ring and ball method), with a drop-softening point of 88–96 °C as specified by regulatory standards, and no sharp due to its polymeric nature. The specific gravity is approximately 1.08 at 25 °C, enabling its use in density adjustments. It is insoluble in but readily soluble in oils, , acetone, and other organic solvents. Color grading follows the Official Naval Stores Standards of the , requiring it to be N or paler to ensure purity and consistency. The compound exhibits hydrolytic stability under normal conditions, resisting breakdown by water, acids, or alkalis due to steric hindrance in the linkages, though minor of monoesters may occur in biological environments. It remains stable during typical handling but can decompose at elevated temperatures exceeding 250 °C, as encountered in processing.

Production

Source Materials

Glycerol ester of wood rosin is primarily derived from wood rosin, which is extracted from the aged stumps of trees left after operations. The main species used are Pinus palustris (longleaf pine) and (slash pine), predominantly sourced from the , where these trees are abundant in managed pine forests. To a lesser extent, wood rosin is obtained from (Aleppo pine) and (Turkish pine) stumps in Mediterranean regions such as parts of and the , though food-grade applications lack safety assessments for these sources. Wood rosin is produced through solvent extraction of these stumps, a process that isolates the resinous material without harvesting living trees. This distinguishes it from gum rosin, which is derived from the oleoresin exuded by incisions in living pine trees, and tall oil rosin, a byproduct of the kraft pulping process in paper production. The resulting wood rosin consists of approximately 90% resin acids, including abietic acid, neoabietic acid, and pimaric acid, along with about 10% neutral compounds such as diterpene alcohols and hydrocarbons. As a product of forestry byproducts, wood rosin utilizes material that would otherwise be discarded, contributing to use, though managed forests have faced criticism for environmental impacts like . Its sourcing traces back to the 19th-century U.S. naval stores industry, which relied on southern stumps for production to supply materials like and resins for maritime and industrial uses.

Manufacturing Process

The manufacturing process of glycerol ester of wood rosin involves several key steps starting from refined wood to produce a food-grade product with high ester content. Refined wood rosin, derived from aged stumps of species such as Pinus palustris and , is first prepared through liquid-liquid extraction to eliminate impurities like color bodies, waxes, and unsaponifiable materials, followed by to isolate the acids fraction (approximately 90% acids and 10% neutrals). This refining ensures the rosin is suitable for esterification while minimizing off-flavors and discoloration in the final product. The core step is the esterification reaction, where refined wood rosin is heated with glycerol at temperatures exceeding 250 °C (typically 250–300 °C) under an inert atmosphere to drive the formation of predominantly di- and tri-esters of the resin acids, with minor mono-esters. The generalized reaction equation is: Rosin acids (R-COOH)+Glycerol (C3H8O3)Glycerol esters (R-COO-C3H5(OH)3n)+nH2O\text{Rosin acids (R-COOH)} + \text{Glycerol (C}_3\text{H}_8\text{O}_3\text{)} \rightarrow \text{Glycerol esters (R-COO-C}_3\text{H}_5\text{(OH)}_{3-n}\text{)} + n\text{H}_2\text{O} where n=13n = 1–3. This thermal process, often conducted without a catalyst for food-grade applications to prevent residue issues, can incorporate an acid catalyst (e.g., phosphinic acid) in some industrial variants to accelerate the reaction and improve yield. The high overcomes steric hindrance from the resin acids' conjugated double bonds, promoting and ester bond formation over 1–5 hours. Purification follows to remove residuals and meet regulatory specifications. The crude ester mixture undergoes countercurrent steam distillation or steam stripping, where steam at elevated temperatures volatilizes unreacted , free acids, and low-boiling impurities, yielding a product with an acid number of 3–9, drop-softening point of 88–96 °C, and color of N or paler. Steam stripping is commonly applied for grades, while countercurrent is used for beverage-grade variants to fine-tune and clarity. This step ensures compliance with standards and achieves an ester content of approximately 84%. Process variations arise from the rosin source; for instance, rosin from Pinus elliottii typically includes higher neutral content (up to 15%), influencing the ester's stability and color compared to Pinus palustris-derived rosin. Commercial food-grade products, such as Ester Gum 8BG, are optimized through these tailored refinements for specific applications like beverage emulsification. Developed in the early , the overall delivers efficient production with yields generally above 90%, balancing cost and purity for industrial-scale output.

Applications

Food and Beverage Uses

Glycerol ester of wood rosin serves primarily as an emulsifier, stabilizer, and density adjuster in and beverage products, particularly to suspend citrus oils such as orange and in -based beverages and prevent . By increasing the of flavoring oils to approximately match that of (around 1.00 specific gravity through blends achieving effective densities near 1.08 for the ester gum component), it enables the formation of homogeneous mixtures without sedimentation or creaming. In the , it is authorized for use in cloudy flavored drinks at levels up to 100 mg/L. Key applications include citrus-flavored soft drinks, where it has been employed as an alternative to (BVO) to maintain stability since the , with increased adoption in the United States following health concerns about BVO in the and the FDA's revocation of BVO authorization in July 2024 (effective August 2024, with compliance required by August 2025). It is now a standard ingredient in brands like for this purpose. In , it functions as a base component to improve texture and chewability, while it is used in for on hard-coated products at up to 320 mg/kg in the . Globally, glycerol ester of wood rosin is authorized for food use in over 50 countries, including the (up to 100 ppm in beverages), the , , , , , , and others in and . It is also applied in the surface treatment of fruits at 50 mg/kg in the to enhance appearance and stability.

Industrial and Other Applications

Glycerol ester of wood rosin serves as a key in adhesives and coatings, enhancing and in formulations such as hot-melt glues and pressure-sensitive adhesives used in and . Its compatibility with (EVA) copolymers and natural rubbers makes it ideal for these applications, providing strong bonding without compromising flexibility. In paints and varnishes, it contributes to improved gloss and durability, particularly in oil-based enamels and lacquers. In cosmetics and pharmaceuticals, glycerol ester of wood rosin functions as an emulsifier and stabilizer in lotions, creams, and ointments, helping to maintain uniform texture and prevent in oil-in-water emulsions. It acts as a in like depilatory waxes, offering good adhesion and tack while being compatible with skin-contact formulations. Beyond these, glycerol ester of wood rosin finds use in printing and varnishes for its compatibility and film-forming abilities, ensuring even ink distribution and resistance to smudging in lithographic processes. It is also incorporated into emulsions for industrial coatings, where its oil solubility aids in dispersing pigments and resins effectively. These properties stem from its high viscosity and adhesive nature, making it suitable for solvent-based systems. The material's oil solubility and thermal stability position it advantageously in solvent-based industrial formulations, enabling reliable performance in demanding environments like high-temperature adhesives. Global production supports diverse applications, with the ester gum market valued at approximately USD 344 million in , a notable portion allocated to non-food industrial sectors such as adhesives and coatings. Emerging applications leverage its renewable pine-derived sourcing for bio-based sustainable adhesives, including thermoplastic road marking paints that reduce environmental impact through enhanced alkali and oxidation resistance. Recent developments include expanded production of eco-friendly variants for green adhesives, aligning with demands for biodegradable alternatives in manufacturing.

Regulation and Safety

Regulatory Standards

In the United States, the (FDA) authorizes the use of glycerol ester of wood rosin under 21 CFR 172.735 as a for adjusting the of oils in the preparation of beverages, with a maximum level of 100 parts per million in the finished beverage. The specifications require an acid number of 3 to 9, a drop-softening point of 88 to 96 °C, a color of N or paler as determined by Official Naval Stores Standards, and purification by countercurrent or equivalent stripping process. In the , esters of wood s are approved as E 445 under Regulation (EC) No 1333/2008 for use as an emulsifier, stabilizer, and carrier, specifically in surface treatment of citrus fruit at a maximum of 50 mg/kg, in printing on hard-coated at 320 mg/kg, and in cloudy flavored drinks, cloudy spirit drinks, and cloudy alcoholic drinks (less than 15% alcohol) at 100 mg/L. Specifications outlined in Commission Regulation (EU) No 231/2012 include an of 3–9, a of 15–45, and limits for heavy metals such as arsenic (≤3 mg/kg), lead (≤2 mg/kg), mercury (≤1 mg/kg), and (≤1 mg/kg); following the 2018 EFSA re-evaluation, updates were recommended to include limits on free resin acids (e.g., neoabietic acid ≤0.05 wt.%) and other impurities like monoesters and neutrals to ensure consistency with wood rosin sources from Pinus palustris and P. elliottii. The Joint FAO/WHO Expert Committee on Food Additives (JECFA) established an (ADI) of 0–25 mg/kg body weight per day for glycerol ester of wood rosin at its 77th meeting in 2013, based on toxicological data and specifications including an of 3–9, a ring and ball softening point of ≥82 °C, and lead ≤1 mg/kg. Earlier, the Scientific Committee on Food (SCF) set a temporary ADI of 12.5 mg/kg body weight per day in 1994, pending further data on reproductive and developmental , which influenced subsequent evaluations. Glycerol ester of wood rosin is approved in other regions with similar limits, including where it is permitted for density adjustment in beverages under Health Canada's List of Permitted Food Additives with Other Generally Accepted Uses, and under Standard 1.3.1 as INS 445 for emulsifying and stabilizing functions in specified foods, and as a designated with usage levels aligned to standards; bans or restrictions are rare, though regulatory monitoring continues as it serves as a replacement for in certain applications. Compliance testing for glycerol ester of wood rosin follows pharmacopeial standards such as those in the (FCC), which specify methods for determining via (ASTM D4652 or equivalent), drop-softening point using a standard ball-and-ring apparatus (ASTM E28), and rosin identity through or to confirm profiles.

Toxicological Profile and Safety Assessments

Glycerol esters of wood rosin (GEWR) exhibit low oral , with absorption estimated at ≤5% in rats following administration of radiolabelled material. The majority of the dose is excreted unchanged in the feces, indicating limited systemic uptake, while any absorbed portion is primarily eliminated via . In the , GEWR undergoes partial to release free rosin acids and , though the ester bonds show resistance to enzymatic breakdown, resulting in minimal to polar conjugates. Toxicological studies on GEWR, derived from Pinus palustris and Pinus elliottii, demonstrate low acute and subchronic toxicity. In a 13-week oral gavage study in rats, no adverse effects were observed at the highest dose tested of 2,500 mg/kg body weight (bw) per day, establishing this as the no-observed-adverse-effect level (NOAEL). Genotoxicity assessments, including the Ames test, in vitro chromosomal aberration assays, and in vivo micronucleus tests, were negative, indicating no mutagenic or clastogenic potential; equivocal results for neoabietic acid were attributed to possible impurities rather than GEWR itself. No data are available on reproductive or developmental toxicity from the original evaluations, though a subsequent dietary reproduction/developmental toxicity screening study in rats identified a NOAEL of 976 mg/kg bw per day. Carcinogenicity and chronic toxicity studies remain unavailable, with no identified concerns based on existing data. Exposure assessments for GEWR as a , based on refined brand-loyal scenarios, estimate mean intakes ranging from 0 to 1.07 mg/kg bw per day across population groups, with the 95th percentile up to 4.06 mg/kg bw per day; toddlers represent the highest exposed subgroup due to beverage consumption. These refined estimates remain below the (ADI). The (EFSA) concluded in 2018 that GEWR from Pinus palustris and Pinus elliottii is safe at authorized use levels and reported consumption, with a temporary ADI of 12.5 mg/kg bw per day; this was revised in 2023 to a full ADI of 10 mg/kg bw per day following new reproductive/developmental data, applying only to these species due to insufficient toxicological information for others like Pinus halepensis or Pinus brutia. No safety concerns arise from the lack of chronic data, as short-term studies show no effects at high doses. Regarding allergenicity, GEWR has low sensitizing potential in food use, though unmodified components can cause in occupational exposures; esterification with reduces this risk compared to free rosin acids.

References

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