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Alpha hydroxycarboxylic acid
Alpha hydroxycarboxylic acid
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Structural formulae of α-, β- and γ-hydroxy acids

Alpha hydroxy carboxylic acids, or α-hydroxy carboxylic acids (AHAs), are a group of carboxylic acids featuring a hydroxy group located one carbon atom away from the acid group. This structural aspect distinguishes them from beta hydroxy acids, where the functional groups are separated by two carbon atoms.[1] Notable AHAs include glycolic acid, lactic acid, mandelic acid, and citric acid.

α-Hydroxy acids are stronger acids compared to their non-alpha hydroxy counterparts, a property enhanced by internal hydrogen bonding.[2][3][4] AHAs serve a dual purpose: industrially, they are utilized as additives in animal feed and as precursors for polymer synthesis.[5][6][7][8] In cosmetics, they are commonly used for their ability to chemically exfoliate the skin.[9]

Occurrence

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Aldonic acids, a type of sugar acid, are a class of naturally occurring hydroxycarboxylic acids. They have the general chemical formula, HO2C(CHOH)nCH2OH. Gluconic acid, a particularly common aldonic acid, the oxidized derivative of glucose.

2-Hydroxy-4-(methylthio)butyric acid is an intermediate in the biosynthesis of 3-dimethylsulfoniopropionate, precursor to natural dimethyl sulfide.[10]

Synthesis

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One common synthesis route involves the hydrolysis of α-halocarboxylic acids, readily available precursors, to produce 2-hydroxycarboxylic acids. For instance, the production of glycolic acid typically follows this method, utilizing a base-induced reaction, followed by acid workup. Similarly, unsaturated acids and fumarate and maleate esters undergo hydration to yield malic acid derivatives from esters, and 3-hydroxypropionic acid from acrylic acid.[11]

R−CH(Cl)CO2H + H2O → R−CH(OH)CO2H + HCl

Another synthetic pathway for α-hydroxy acids involves the addition of hydrogen cyanide to ketones or aldehydes, followed by the acidic hydrolysis of the cyanohydrin intermediate.[12]

R−CHO + HCN → R−CH(OH)CN
R−CH(OH)CN + 2H2O → R−CH(OH)CO2H + NH3

Furthermore, specialized synthetic routes include the reaction of dilithiated carboxylic acids with oxygen, followed by aqueous workup.[13]

R−CHLiCO2Li + O2 → R−CH(O2Li)CO2Li
R−CH(O2Li)CO2Li + H+ → R−CH(OH)CO2H + 2Li+ + ...

Additionally, α-keto aldehydes can be transformed into α-hydroxy acids through the Cannizzaro reaction.[14]

R−C(O)CHO + 2OH → R−CH(OH)CO2 + H2O

Uses

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The synthesis and utilization of polymers based on lactic acid, including polylactic acid (PLA) and its cyclic ester lactide, are used in the creation of biodegradable materials such as medical implants, drug delivery systems, and sutures.[6] Similarly, glycolic acid serves as a foundation for the development of poly(glycolic acid), spelled polyglycolide (PGA), a polymer distinguished by its high crystallinity, thermal stability, and mechanical strength, despite its synthetic origins.[5] Both PLA and PGA are fully biodegradable.[7]

Furthermore, mandelic acid, another alpha hydroxy acid, when combined with sulfuric acid produces "SAMMA", obtained via condensation with sulfuric acid.[8] Early laboratory work performed in 2002 and 2007 against notable pathogens such as the human immunodeficiency virus (HIV) and the herpes simplex virus (HSV) suggest SAMMA warrants further investigation as a topical microbicide to prevent vaginal sexually-transmitted infection transmission.[8][15]

2-Hydroxy-4-(methylthio)butyric acid, alpha hydroxy carboxylic acid, is used commercially in a racemic mixture to substitute for methionine in animal feed.[16]

α-Hydroxy acids, such as glycolic acid, lactic acid, citric acid, and mandelic acid, serve as precursors in organic synthesis, playing a role in the industrial-scale preparation of various compounds.[11][17] These acids are used when synthesizing aldehydes through oxidative cleavage.[18][19] α-Hydroxy acids are particularly prone to acid-catalyzed decarbonylation, yielding carbon monoxide, a ketone or aldehyde, and water as by-products.[20]

Safety

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Alpha hydroxy acids are generally safe when used on the skin as a cosmetic agent using the recommended dosage. The most common side-effects are mild skin irritations, redness and flaking.[9] The United States Food and Drug Administration (FDA) and Cosmetic Ingredient Review expert panels both suggest that alpha hydroxy acids are safe to use as long as they are sold at low concentrations, pH levels greater than 3.5, and include thorough safety instructions.[9]

The FDA has warned consumers that care should be taken when using alpha hydroxy acids after an industry-sponsored study found that they can increase the likelihood of sunburns.[9] This effect is reversible after stopping the use of alpha hydroxy acids. Other sources suggest that glycolic acid, in particular, may protect from sun damage.[9]

See also

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Further reading

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References

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Revisions and contributorsEdit on WikipediaRead on Wikipedia
from Grokipedia
Alpha-hydroxycarboxylic acids, commonly referred to as α-hydroxy acids (AHAs), are a class of organic compounds featuring a carboxyl group (-COOH) and a hydroxyl group (-OH) attached to the α-carbon, which is the carbon atom immediately adjacent to the carboxyl carbon. Their general molecular formula is R-CH(OH)-COOH, where R represents a or an , distinguishing them from simple carboxylic acids by the presence of this vicinal hydroxyl functionality. These compounds occur naturally in various sources such as fruits, , and , and they play significant roles in biochemical processes and industrial applications. Physically, alpha-hydroxycarboxylic acids typically appear as colorless liquids or crystalline solids at , depending on the length of the R chain, with lower molecular weight members like being liquids and higher ones like forming solids. They exhibit high solubility in due to extensive hydrogen bonding involving both the carboxyl and hydroxyl groups, which also leads to elevated boiling points compared to analogous hydrocarbons or simple alcohols of similar molecular weight. In the solid and liquid states, they often exist as dimers stabilized by intermolecular hydrogen bonds between the hydroxyl of one molecule and the carbonyl oxygen of another. Chemically, alpha-hydroxycarboxylic acids are stronger acids than their non-hydroxylated counterparts, with pKa values typically ranging from 3.5 to 4.0, attributed to the electron-withdrawing of the adjacent hydroxyl group that stabilizes the conjugate base. For instance, has a pKa of 3.86, lower than that of propanoic acid (4.87), enhancing their reactivity in salt formation and esterification. The dual functional groups enable reactions characteristic of both carboxylic acids (e.g., , amide formation) and alcohols (e.g., oxidation to keto acids, etherification), while the proximity of the groups allows for intramolecular cyclization to form lactides or lactones under dehydrating conditions. Notable examples include (HO-CH₂-COOH), the simplest AHA derived from ; lactic acid (CH₃-CH(OH)-COOH), produced via of sugars; and mandelic acid (C₆H₅-CH(OH)-COOH), which features an aromatic substituent. These compounds are pivotal in , serving as monomers for biodegradable polyesters like polylactic acid (), and they exhibit chelating properties useful in coordination chemistry with metal ions.

Fundamentals

Structure and Nomenclature

Alpha hydroxycarboxylic acids, commonly referred to as α-hydroxy acids (AHAs), are organic compounds featuring a carboxyl group (-COOH) and a hydroxyl group (-OH) attached to the alpha carbon, which is the carbon atom directly adjacent to the carboxyl carbon. This structural arrangement distinguishes them from other hydroxy acids, where the hydroxyl group occupies beta, gamma, or further positions along the chain. The general molecular formula for these acids is R\ceCH(OH)COOHR-\ce{CH(OH)-COOH}, where R represents a hydrogen atom or an organic substituent, such as an alkyl, aryl, or other hydrocarbon group. Representative examples illustrate the versatility of this structure. , with R = H, has the formula \ceHOCH2COOH\ce{HOCH2COOH} and is the simplest member of the class. , where R = \ceCH3\ce{CH3}, is \ceCH3CH(OH)COOH\ce{CH3CH(OH)COOH} and occurs widely in biological systems. , featuring an aryl substituent (R = \ceC6H5\ce{C6H5}), is \ceC6H5CH(OH)COOH\ce{C6H5CH(OH)COOH} and exemplifies aromatic variants. These compounds highlight how the R group influences properties while maintaining the core α-hydroxy carboxylic motif. Nomenclature follows International Union of Pure and Applied Chemistry (IUPAC) conventions for substituted carboxylic acids, treating the chain as an alkanoic acid with a hydroxy at the 2-position (alpha carbon). Thus, is systematically named 2-hydroxypropanoic acid, as 2-hydroxyacetic acid (or hydroxyacetic acid), and as 2-hydroxy-2-phenylacetic acid. Trivial names like "" persist due to historical and common usage, particularly for naturally occurring members. When ≠ H, the alpha carbon bears four different substituents—, OH, H, and COOH—creating a chiral center that gives rise to . is denoted using either the D/L system, based on relative configuration to , or the absolute R/S designation from the Cahn-Ingold-Prelog priority rules. For , the naturally predominant L-lactic acid corresponds to the (S)-2-hydroxypropanoic acid , while D-lactic acid is (R)-2-hydroxypropanoic acid. This is crucial for their roles in biochemical processes, though the racemic forms are often used in synthetic applications.

Physical and Chemical Properties

Alpha hydroxycarboxylic acids (AHCAs) are typically low-molecular-weight organic compounds, often appearing as colorless crystals, powders, or viscous liquids at . For example, possesses a molecular weight of 76.05 g/mol and exhibits high in (approximately 60 g/100 mL at 25°C), while has a molecular weight of 90.08 g/mol and is miscible with . These compounds demonstrate moderate acidity, with pKa values generally ranging from 3.4 to 4.0, which is lower than that of simple carboxylic acids like acetic acid (pKa 4.76); this enhancement arises from the inductive electron-withdrawing effect of the alpha hydroxyl group, stabilizing the anion. Representative pKa values include 3.83 for , 3.86 for , and 3.37 for . Chemically, AHCAs display increased acidity relative to non-hydroxylated carboxylic acids due to the proximity of the alpha hydroxyl group, enabling stronger hydrogen bonding and resonance stabilization in the deprotonated form. The bifunctional nature of these molecules allows for intramolecular esterification to form lactones or intermolecular dehydration to yield cyclic dimers like , particularly upon heating; , for instance, undergoes thermal dehydration to produce via a two-step process involving formation followed by cyclization. Additionally, AHCAs possess chelating capabilities with metal ions, facilitated by the adjacent hydroxyl and groups, which form five-membered chelate rings with ions such as calcium or aluminum. Key reactions of AHCAs include esterification with alcohols under acidic conditions to produce esters, a process common to carboxylic acids but enhanced by the alpha hydroxyl for selective reactivity. Oxidation selectively converts the alpha hydroxyl to a carbonyl, yielding alpha-keto acids, as demonstrated by the use of radical catalysts like AZADO in aerobic conditions. Decarboxylation can occur under oxidative or photochemical conditions, such as aerobic photo-decarboxylation with iodine , leading to aldehydes or ketones, though thermal decarboxylation is less common and typically requires specific catalysts or bases. Spectroscopically, AHCAs exhibit characteristic infrared (IR) absorptions: a broad O-H stretch from hydrogen bonding at 2500–3300 cm⁻¹ and a sharp C=O stretch at approximately 1710 cm⁻¹, with the alpha hydroxyl influencing the intensity of these bands due to intramolecular interactions. In ¹H nuclear magnetic resonance (NMR) spectroscopy, the alpha proton signal is deshielded, appearing in the 4.0–5.0 ppm range owing to the anisotropic effects of the adjacent carbonyl and hydroxyl groups; for glycolic acid, the methylene protons resonate around 4.2 ppm.

Sources and Production

Natural Occurrence

Alpha hydroxycarboxylic acids, also known as alpha hydroxy acids (AHAs), occur widely in nature as key components of biological processes and environmental sources. These compounds play essential roles in , , and , often serving as intermediates in production pathways. In human physiology, (2-hydroxypropanoic acid), a prominent alpha hydroxycarboxylic acid, is produced during anaerobic glycolysis in skeletal muscles when oxygen levels are low, converting glucose into via lactate as the end product. This process allows muscles to sustain activity under hypoxic conditions, with lactate subsequently transported to the liver for reconversion to glucose through the . In plants and fruits, malic acid (2-hydroxybutanedioic acid) is abundant, particularly in apples where it constitutes the primary contributing to their tart flavor and metabolic processes. (2-hydroxypropane-1,2,3-tricarboxylic acid), an alpha hydroxy acid, is abundant in citrus fruits such as lemons and oranges. Alpha variants such as (2,3-dihydroxybutanedioic acid) predominate in grapes, where it accounts for a significant portion of the total acidity and influences fruit development. Microbial production of alpha hydroxycarboxylic acids is exemplified by generated through by species, which convert in to during yogurt production, lowering pH and creating the characteristic texture. Similar occurs in , where bacteria transform sugars in into , preserving the food and enhancing its flavor. Environmental sources include (2-hydroxyacetic acid), a trace component naturally present in , where it arises from metabolic breakdown of sugars. (2-hydroxy-2-phenylacetic acid) is derived from bitter almonds, occurring as a natural metabolite in the plant's biosynthetic pathways. From an evolutionary perspective, alpha hydroxycarboxylic acids are integral to ancient metabolic pathways, such as the Krebs cycle (tricarboxylic acid cycle), where malic acid serves as a key intermediate in aerobic respiration, facilitating energy production across diverse organisms and underscoring their conserved role in cellular evolution. links to , an even older anaerobic process predating oxygen-rich environments.

Synthesis Methods

Alpha hydroxycarboxylic acids, also known as α-hydroxy acids (AHAs), can be synthesized through various and industrial methods, including chemical transformations, fermentative processes, and enzymatic pathways. These routes allow for the production of specific AHAs such as , , and , depending on the starting materials and conditions employed.

Chemical Synthesis

In settings, one common method involves the of α-halocarboxylic acids, where the is replaced by a hydroxyl group under aqueous basic or acidic conditions. For instance, can be hydrolyzed with to yield , a process that proceeds via . This approach is straightforward and provides high yields for simple AHAs, though it requires careful control to minimize side reactions like elimination. Another route is the oxidation of α-hydroxy aldehydes, which converts the functionality to a while preserving the α-hydroxyl group. , for example, can be oxidized using mild agents like or to produce . This method is particularly useful for synthesizing AHAs from readily available aldoses or their derivatives, offering selectivity in multifunctional molecules. The method represents a versatile classical synthesis, starting from aldehydes or ketones reacting with (HCN) to form α-hydroxynitriles, followed by to the corresponding AHAs. This two-step process is exemplified in the production of from : \ceCH3CHO+HCN>CH3CH(OH)CN\ce{CH3CHO + HCN -> CH3CH(OH)CN} \ceCH3CH(OH)CN+2H2O+HCl>CH3CH(OH)COOH+NH4Cl\ce{CH3CH(OH)CN + 2H2O + HCl -> CH3CH(OH)COOH + NH4Cl} The initial cyanohydrin formation is acid- or base-catalyzed, and subsequent acid cleaves the group. This method is widely used for aromatic AHAs like from and provides opportunities through chiral catalysts. However, handling toxic HCN necessitates safety measures, often employing generation from salts.

Industrial Processes

On an industrial scale, fermentation dominates the production of lactic acid, involving bacterial cultures such as Lactobacillus species that convert glucose or other carbohydrates under anaerobic conditions. The process typically yields L-lactic acid with high optical purity (>95% ee) and utilizes renewable feedstocks like corn starch or sugarcane molasses, achieving titers up to 130 g/L in optimized bioreactors. This biotechnological route is cost-effective for large volumes, with global production reaching approximately 1.8 million tons annually as of 2024, primarily for bioplastics and food applications. In contrast, petrochemical routes are employed for , notably through the of derived from acetic acid chlorination. The reaction with aqueous NaOH at 90–130°C produces sodium glycolate, which is acidified to the free acid, yielding up to 90% based on chloroacetic acid. This method is favored for its scalability and integration with existing chlorination infrastructure, though it generates saline byproducts requiring downstream purification.

Biosynthesis

Biosynthetic pathways leverage enzymes for stereoselective production, with (LDH) playing a central role in converting pyruvate to lactate in microbial systems. LDH catalyzes the NADH-dependent reduction: \ceCH3C(O)COOH+NADH+H+CH3CH(OH)COOH+NAD+\ce{CH3C(O)COOH + NADH + H+ ⇌ CH3CH(OH)COOH + NAD+} This reversible reaction occurs in during , enabling high enantioselectivity for L- or D-lactate depending on the LDH isoform. Engineered strains, such as those overexpressing LDH in or , enhance yields and tolerate higher substrate concentrations, supporting sustainable production from .

Scalability Challenges

Fermentative processes face purity issues due to byproduct accumulation (e.g., acetic acid, ) and the need for extensive downstream separation, such as or ion-exchange, which can account for 50% of production costs. In comparison, chemical methods offer higher yields (often >90%) and simpler purification but rely on non-renewable and produce racemic mixtures unless chiral auxiliaries are used. Balancing these trade-offs drives ongoing research into hybrid biocatalytic-chemical approaches for improved efficiency and .

Applications

Cosmetics and Skincare

Alpha hydroxycarboxylic acids, commonly known as alpha hydroxy acids (AHAs), serve as key chemical exfoliants in cosmetics and skincare products by disrupting the intercellular adhesions between corneocytes in the stratum corneum, leading to the shedding of dead skin cells and promotion of cell turnover. This mechanism enhances skin renewal without the abrasiveness of physical exfoliants, making AHAs suitable for addressing surface-level imperfections. Among AHAs, is the most prevalent due to its smallest molecular size, enabling deeper penetration into the skin compared to larger AHA molecules. , derived from , complements this by offering exfoliation alongside properties that attract and retain moisture, providing additional hydration benefits. In over-the-counter formulations, AHAs are typically used at concentrations of 5-10% to ensure safety and mild efficacy, while professional chemical peels employ higher levels, such as up to 70% for , for more intensive resurfacing under supervised conditions. Clinical studies from the 1990s demonstrated that topical AHAs reduce the appearance of wrinkles and while improving elasticity; for instance, a 1996 trial using 12% lotion over 12 weeks showed increased epidermal and dermal thickness, contributing to enhanced firmness. Similarly, a 1996 double-blind study with 8% cream reported significant lightening of solar lentigines and overall improvement after 22 weeks. These benefits stem from AHAs' ability to stimulate production and even out pigmentation without invasive procedures. Formulating AHA products requires careful pH adjustment to 3-4, as this range optimizes the acids' dissociation for effective exfoliation while minimizing such as redness or stinging, which can occur at lower pH levels. The U.S. Food and Drug Administration recommends maintaining pH at or above 3.5 in leave-on with up to 10% AHA to balance efficacy and safety.

Pharmaceuticals and Medicine

Alpha hydroxycarboxylic acids, commonly known as alpha hydroxy acids (AHAs), play significant roles in pharmaceutical applications, particularly in the of metabolic disorders and infections. , in the form of , is a key component of intravenous fluids such as , which is widely used for fluid resuscitation in patients with . This solution helps prevent hyperchloremic by providing a balanced composition that supports acid-base equilibrium during critical care, reducing the risk of renal and improving hemodynamic stability compared to normal saline. Mandelic acid serves as a urinary , often employed in bladder irrigation to combat catheter-associated urinary tract infections. At concentrations of 1% w/v, effectively eliminates biofilms formed by common uropathogens, including those responsible for persistent infections in patients with indwelling catheters, by exerting antibacterial activity at acidic levels. This application leverages its ability to disrupt bacterial adhesion and growth independently of combination therapies, making it suitable for targeted washouts. In dermatological therapeutics, , a prominent AHA, is utilized for the treatment of through topical applications that promote lesion clearance. Formulations containing 15% combined with 2% have demonstrated safety and efficacy in resolving facial when applied daily, achieving complete clearance without significant adverse effects. Similarly, topical has proven successful in treating plantar , facilitating keratolysis and viral inactivation at the site of application. AHAs are integral to medical procedures aimed at skin rejuvenation and scar management. Chemical peels employing alpha hydroxy acids, such as glycolic acid at concentrations of 30-70%, are effective in treating post-acne scarring by promoting epidermal turnover and collagen remodeling, leading to improved pigmentation and texture in affected areas. These peels exert dual effects on the skin, enhancing exfoliation while stimulating dermal repair, particularly in conditions like atrophic acne scars, with clinical studies confirming their superiority over non-peel controls in Asian skin types. The of topical AHAs favor localized action with minimal systemic exposure. , for instance, exhibits variable percutaneous absorption depending on formulation vehicles, but overall penetration remains limited, resulting in low plasma levels and reduced risk of systemic effects during prolonged use in therapeutic concentrations. Absorbed portions are primarily metabolized through hepatic pathways, where phase I enzymes convert them into less active forms, facilitating renal excretion and preventing accumulation.

Industrial and Other Uses

Alpha hydroxycarboxylic acids play significant roles in various beyond personal care and medical applications, leveraging their chemical reactivity and . , a prominent member of this class, serves as a key in the production of (PLA), a biodegradable used in , textiles, and disposable goods. PLA is synthesized primarily through the of , which is derived from the and cyclization of , enabling the creation of high-molecular-weight polymers with tunable properties for sustainable materials. In the , (E330) and malic acid (E296) function as essential acidulants and , enhancing flavor profiles and extending in beverages, , and processed foods. imparts tartness and stabilizes while inhibiting microbial growth, commonly added to soft drinks and canned goods at concentrations up to 0.5%. Malic acid similarly provides a smoother acidity than , acting as a flavor enhancer and in fruit-flavored products and baked goods, where it also prevents discoloration and supports processes. Glycolic acid finds application in industrial cleaning formulations due to its dual functionality as a and alcohol, which facilitates removal and scale dissolution in metal processing and . In removers and detergents, it chelates metal ions effectively, outperforming stronger acids like by causing less corrosion while breaking down oxide layers on surfaces such as and . This makes it suitable for eco-friendly cleaners in and sectors. Mandelic acid contributes to textile processing as an intermediate in dye and pigment synthesis, where its aromatic structure aids in producing colorants for fabrics. It is employed in reactive dye formulations to minimize hydrolysis during dyeing, ensuring better fixation on cellulose fibers like cotton and improving color fastness in low-temperature processes. Emerging applications in the 2020s include the use of fermented derivatives, such as , as additives and oxygenates in blends to enhance combustion efficiency and reduce emissions. , produced via esterification of with , acts as an anti-knock agent and improves volatility, with studies demonstrating its compatibility in tests at blends up to 10% without performance loss. This bio-based approach supports sustainable formulations amid growing demand for renewable alternatives.

Safety and Environmental Considerations

Health and Toxicity

Alpha hydroxycarboxylic acids, commonly known as alpha hydroxy acids (AHAs), generally exhibit low acute toxicity through oral and dermal routes, with variations depending on the specific compound and concentration. For lactic acid, the oral LD50 in rats is reported as 3,730 mg/kg, indicating low toxicity, while for glycolic acid, oral LD50 values in rats range from 1,950 to 4,000 mg/kg across different studies. Dermal acute toxicity is also low, with LD50 values exceeding 2,000 mg/kg for glycolic acid in rabbits, and no systemic effects observed from dermal application of AHAs in animal models. However, high concentrations can cause skin irritation; for instance, undiluted glycolic acid (70%) is corrosive to skin, producing moderate to severe irritation (primary irritation index of 0.23–1.60 at 2–20% concentrations, pH 3.25–4.4), while lactic acid at similar levels causes mild to moderate dermal irritation. Ocular exposure to undiluted lactic acid results in severe irritation, including total eye destruction in animal tests. Chronic effects from prolonged exposure are primarily observed in high-dose oral studies and are less relevant to typical topical uses. Oral administration of glycolic acid at 1–2% in male rats over 218–248 days led to nephrotoxicity and increased renal oxalate levels, potentially forming calculi. In subchronic studies, lactic acid at doses up to 18 g/kg showed no overt toxic effects in pigs over 5 months, and long-term feeding of calcium lactate in rats demonstrated no carcinogenicity or significant toxicity. Dermal chronic exposure in cosmetic concentrations (e.g., 8% glycolic acid, pH 3.25–4.4, over 3 weeks) increased epidermal thickness by 18–56% without adverse systemic effects, though it reduced stratum corneum thickness by 22–55%. In medical contexts, overuse of intravenous sodium lactate can contribute to lactic acidosis, particularly in patients with liver disease or shock, as the liver converts lactate to bicarbonate, and excess infusion elevates serum lactate levels. AHAs are metabolized via pathways leading to pyruvate, supporting their endogenous role but highlighting risks in impaired metabolism. Allergic reactions to AHAs are rare, with no evidence of sensitization in guinea pig maximization tests for lactic or glycolic acid. Clinical repeat insult patch tests with up to 10% concentrations showed no dermal sensitization in humans, though isolated cases of contact dermatitis have been reported with 3% lactic acid formulations. Photoallergic responses are uncommon but can occur with topical use, as AHAs increase skin sensitivity to UV radiation; for example, 12% lactic acid or 8–10% glycolic acid reduced the minimal erythema dose by up to 50% in some studies, necessitating sun protection. Occupational exposure limits for AHAs are not uniformly established by OSHA, but manufacturer guidelines provide reference values; for , recommends a time-weighted of 10 mg/m³ over 8–12 hours. Safe cosmetic use limits include ≤10% concentration at ≥3.5 for leave-on products and ≤30% at ≥3.0 for rinse-off applications, based on irritation thresholds. Systemic exposure from topical use is estimated at 0.16 mg/kg/day assuming 10% absorption in a 50-kg individual, with no-observed-adverse-effect levels of 150 mg/kg for in rats. Vulnerable populations require caution with AHA use due to heightened risks. In , high-dose oral (300–600 mg/kg during gestation days 7–21 in rats) caused maternal and reduced fetal weight, with delayed observed, though no teratogenicity at non-maternally toxic doses. Individuals with renal impairment should avoid excessive IV lactate, as impaired clearance can exacerbate . Those with photosensitive skin conditions may experience amplified UV damage, and patients with liver dysfunction face risks from lactate overload in medical applications.

Regulatory Aspects

In the United States, the (FDA) affirms as (GRAS) for use as a direct human food ingredient when employed in accordance with current good manufacturing practices, permitting its application in , acidification, and at levels up to 4.6% in various products. For cosmetics, FDA guidance mandates specific labeling for products containing alpha hydroxy acids (AHAs) at concentrations of 10% or greater and pH of 3.5 or lower, requiring a "Sunburn Alert" statement to warn of increased sun sensitivity and recommend and protective clothing use, based on findings that such formulations heighten sunburn risk after one application. Under the European Union's REACH regulation, is registered and classified as a skin corrosive ( Corr. 1B) and eye damaging (Eye Dam. 1), necessitating risk assessments for manufacturers and importers to ensure safe handling and use in mixtures below certain thresholds, though it faces no specific entry restrictions in Annex XVII. Compliance involves submitting safety data and exposure scenarios, with harmonized classifications under the emphasizing protective measures against severe burns and irritation during industrial or cosmetic applications. Environmentally, (PLA), a derived from alpha hydroxycarboxylic acids like , exhibits biodegradability primarily under industrial composting conditions at temperatures above 58°C and sufficient humidity, achieving up to 90% degradation within six months, but persists longer in natural settings due to its crystalline structure and resistance. Recent 2024-2025 research has further demonstrated that PLA can be absorbed by crops like , disrupting and soil microbial communities, with toxicity profiles similar to polystyrene in marine . Industrial effluents containing alpha hydroxy acids pose treatment challenges in systems, as their acidic nature and potential chelating properties can inhibit microbial activity in conventional biological processes, often requiring (AOPs) like UV/H2O2 to achieve over 80% removal and prevent downstream ecological impacts. Globally, the (WHO) aligns pharmaceutical purity standards for with international pharmacopoeias such as the USP and , requiring minimum 88-92% assay purity, limits on below 10 ppm, and absence of microbial contamination to ensure safety in medicinal uses like buffering agents or excipients. In the 2020s, updates on PLA degradation have highlighted concerns over incomplete breakdown forming persistent micro- and nanoplastics in marine and environments, prompting calls for enhanced end-of-life management to mitigate risks, as evidenced by studies showing oligomer nanoparticles from PLA persisting beyond initial phases. Compliance for alpha hydroxycarboxylic acids includes hazard communication through Safety Data Sheets (SDSs) under the OSHA Hazard Communication Standard, detailing corrosive and irritant hazards for workplace safety, with GHS pictograms and precautionary statements mandatory for handling bulk quantities. Import and export of bulk chemicals are regulated under the U.S. Toxic Substances Control Act (TSCA), requiring prior notice to the EPA for new or non-PMMed substances and certification of compliance, while international shipments must adhere to guidelines for to prevent illicit trade.

References

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