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Lie algebra
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In mathematics, a Lie algebra (pronounced /l/ LEE) is a vector space together with an operation called the Lie bracket, an alternating bilinear map , that satisfies the Jacobi identity. In other words, a Lie algebra is an algebra over a field for which the multiplication operation (called the Lie bracket) is alternating and satisfies the Jacobi identity. The Lie bracket of two vectors and is denoted . A Lie algebra is typically a non-associative algebra. However, every associative algebra gives rise to a Lie algebra, consisting of the same vector space with the commutator Lie bracket, .

Lie algebras are closely related to Lie groups, which are groups that are also smooth manifolds: every Lie group gives rise to a Lie algebra, which is the tangent space at the identity. (In this case, the Lie bracket measures the failure of commutativity for the Lie group.) Conversely, to any finite-dimensional Lie algebra over the real or complex numbers, there is a corresponding connected Lie group, unique up to covering spaces (Lie's third theorem). This correspondence allows one to study the structure and classification of Lie groups in terms of Lie algebras, which are simpler objects of linear algebra.

In more detail: for any Lie group, the multiplication operation near the identity element 1 is commutative to first order. In other words, every Lie group G is (to first order) approximately a real vector space, namely the tangent space to G at the identity. To second order, the group operation may be non-commutative, and the second-order terms describing the non-commutativity of G near the identity give the structure of a Lie algebra. It is a remarkable fact that these second-order terms (the Lie algebra) completely determine the group structure of G near the identity. They even determine G globally, up to covering spaces.

In physics, Lie groups appear as symmetry groups of physical systems, and their Lie algebras (tangent vectors near the identity) may be thought of as infinitesimal symmetry motions. Thus Lie algebras and their representations are used extensively in physics, notably in quantum mechanics and particle physics.

An elementary example (not directly coming from an associative algebra) is the 3-dimensional space with Lie bracket defined by the cross product This is skew-symmetric since , and instead of associativity it satisfies the Jacobi identity:

This is the Lie algebra of the Lie group of rotations of space, and each vector may be pictured as an infinitesimal rotation around the axis , with angular speed equal to the magnitude of . The Lie bracket is a measure of the non-commutativity between two rotations. Since a rotation commutes with itself, one has the alternating property .

A fundamental example of a Lie algebra is the space of all linear maps from a vector space to itself, as discussed below. When the vector space has dimension n, this Lie algebra is called the general linear Lie algebra, . Equivalently, this is the space of all matrices. The Lie bracket is defined to be the commutator of matrices (or linear maps), .

History

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Lie algebras were introduced to study the concept of infinitesimal transformations by Sophus Lie in the 1870s,[1] and independently discovered by Wilhelm Killing[2] in the 1880s. The name Lie algebra was given by Hermann Weyl in the 1930s; in older texts, the term infinitesimal group was used.

Definition of a Lie algebra

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A Lie algebra is a vector space over a field together with a binary operation called the Lie bracket, satisfying the following axioms:[a]

  • Bilinearity,
for all scalars in and all elements in .
  • The Alternating property,
for all in .
  • The Jacobi identity,
for all in .

Given a Lie group, the Jacobi identity for its Lie algebra follows from the associativity of the group operation.

Using bilinearity to expand the Lie bracket and using the alternating property shows that for all in . Thus bilinearity and the alternating property together imply

for all in . If the field does not have characteristic 2, then anticommutativity implies the alternating property, since it implies [3]
  • Derivation property, the anti commutativity of the Lie bracket allows to rewrite the Jacobi identity as a "Leibnitz rule" for :
for all in .

It is customary to denote a Lie algebra by a lower-case fraktur letter such as . If a Lie algebra is associated with a Lie group, then the algebra is denoted by the fraktur version of the group's name: for example, the Lie algebra of SU(n) is .

Generators and dimension

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The dimension of a Lie algebra over a field means its dimension as a vector space. In physics, a vector space basis of the Lie algebra of a Lie group G may be called a set of generators for G. (They are "infinitesimal generators" for G, so to speak.) In mathematics, a set S of generators for a Lie algebra means a subset of such that any Lie subalgebra (as defined below) that contains S must be all of . Equivalently, is spanned (as a vector space) by all iterated brackets of elements of S.

Basic examples

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Abelian Lie algebras

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A Lie algebra is called abelian if its Lie bracket is identically zero. Any vector space endowed with the identically zero Lie bracket becomes a Lie algebra. Every one-dimensional Lie algebra is abelian, by the alternating property of the Lie bracket.

The Lie algebra of matrices

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  • On an associative algebra over a field with multiplication written as , a Lie bracket may be defined by the commutator . With this bracket, is a Lie algebra. (The Jacobi identity follows from the associativity of the multiplication on .) [4]
  • The endomorphism ring of an -vector space with the above Lie bracket is denoted .
  • For a field F and a positive integer n, the space of n × n matrices over F, denoted or , is a Lie algebra with bracket given by the commutator of matrices: .[5] This is a special case of the previous example; it is a key example of a Lie algebra. It is called the general linear Lie algebra.
When F is the real numbers, is the Lie algebra of the general linear group , the group of invertible n x n real matrices (or equivalently, matrices with nonzero determinant), where the group operation is matrix multiplication. Likewise, is the Lie algebra of the complex Lie group . The Lie bracket on describes the failure of commutativity for matrix multiplication, or equivalently for the composition of linear maps. For any field F, can be viewed as the Lie algebra of the algebraic group over F.

Definitions

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Subalgebras, ideals and homomorphisms

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The Lie bracket is not required to be associative, meaning that need not be equal to . Nonetheless, much of the terminology for associative rings and algebras (and also for groups) has analogs for Lie algebras. A Lie subalgebra is a linear subspace which is closed under the Lie bracket. An ideal is a linear subspace that satisfies the stronger condition:[6]

In the correspondence between Lie groups and Lie algebras, subgroups correspond to Lie subalgebras, and normal subgroups correspond to ideals.

A Lie algebra homomorphism is a linear map compatible with the respective Lie brackets:

An isomorphism of Lie algebras is a bijective homomorphism.

As with normal subgroups in groups, ideals in Lie algebras are precisely the kernels of homomorphisms. Given a Lie algebra and an ideal in it, the quotient Lie algebra is defined, with a surjective homomorphism of Lie algebras. The first isomorphism theorem holds for Lie algebras: for any homomorphism of Lie algebras, the image of is a Lie subalgebra of that is isomorphic to .

For the Lie algebra of a Lie group, the Lie bracket is a kind of infinitesimal commutator. As a result, for any Lie algebra, two elements are said to commute if their bracket vanishes: .

The centralizer subalgebra of a subset is the set of elements commuting with : that is, . The centralizer of itself is the center . Similarly, for a subspace S, the normalizer subalgebra of is .[7] If is a Lie subalgebra, is the largest subalgebra such that is an ideal of .

Example

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The subspace of diagonal matrices in is an abelian Lie subalgebra. (It is a Cartan subalgebra of , analogous to a maximal torus in the theory of compact Lie groups.) Here is not an ideal in for . For example, when , this follows from the calculation:

(which is not always in ).

Every one-dimensional linear subspace of a Lie algebra is an abelian Lie subalgebra, but it need not be an ideal.

Product and semidirect product

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For two Lie algebras and , the product Lie algebra is the vector space consisting of all ordered pairs , with Lie bracket[8]

This is the product in the category of Lie algebras. Note that the copies of and in commute with each other:

Let be a Lie algebra and an ideal of . If the canonical map splits (i.e., admits a section , as a homomorphism of Lie algebras), then is said to be a semidirect product of and , . See also semidirect sum of Lie algebras.

Derivations

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For an algebra A over a field F, a derivation of A over F is a linear map that satisfies the Leibniz rule

for all . (The definition makes sense for a possibly non-associative algebra.) Given two derivations and , their commutator is again a derivation. This operation makes the space of all derivations of A over F into a Lie algebra.[9]

Informally speaking, the space of derivations of A is the Lie algebra of the automorphism group of A. (This is literally true when the automorphism group is a Lie group, for example when F is the real numbers and A has finite dimension as a vector space.) For this reason, spaces of derivations are a natural way to construct Lie algebras: they are the "infinitesimal automorphisms" of A. Indeed, writing out the condition that

(where 1 denotes the identity map on A) gives exactly the definition of D being a derivation.

Example: the Lie algebra of vector fields. Let A be the ring of smooth functions on a smooth manifold X. Then a derivation of A over is equivalent to a vector field on X. (A vector field v gives a derivation of the space of smooth functions by differentiating functions in the direction of v.) This makes the space of vector fields into a Lie algebra (see Lie bracket of vector fields).[10] Informally speaking, is the Lie algebra of the diffeomorphism group of X. So the Lie bracket of vector fields describes the non-commutativity of the diffeomorphism group. An action of a Lie group G on a manifold X determines a homomorphism of Lie algebras . (An example is illustrated below.)

A Lie algebra can be viewed as a non-associative algebra, and so each Lie algebra over a field F determines its Lie algebra of derivations, . That is, a derivation of is a linear map such that

.

The inner derivation associated to any is the adjoint mapping defined by . (This is a derivation as a consequence of the Jacobi identity.) That gives a homomorphism of Lie algebras, . The image is an ideal in , and the Lie algebra of outer derivations is defined as the quotient Lie algebra, . (This is exactly analogous to the outer automorphism group of a group.) For a semisimple Lie algebra (defined below) over a field of characteristic zero, every derivation is inner.[11] This is related to the theorem that the outer automorphism group of a semisimple Lie group is finite.[12]

In contrast, an abelian Lie algebra has many outer derivations. Namely, for a vector space with Lie bracket zero, the Lie algebra can be identified with .

Examples

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Matrix Lie algebras

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A matrix group is a Lie group consisting of invertible matrices, , where the group operation of G is matrix multiplication. The corresponding Lie algebra is the space of matrices which are tangent vectors to G inside the linear space : this consists of derivatives of smooth curves in G at the identity matrix :

The Lie bracket of is given by the commutator of matrices, . Given a Lie algebra , one can recover the Lie group as the subgroup generated by the matrix exponential of elements of .[13] (To be precise, this gives the identity component of G, if G is not connected.) Here the exponential mapping is defined by , which converges for every matrix .

The same comments apply to complex Lie subgroups of and the complex matrix exponential, (defined by the same formula).

Here are some matrix Lie groups and their Lie algebras.[14]

  • For a positive integer n, the special linear group consists of all real n × n matrices with determinant 1. This is the group of linear maps from to itself that preserve volume and orientation. More abstractly, is the commutator subgroup of the general linear group . Its Lie algebra consists of all real n × n matrices with trace 0. Similarly, one can define the analogous complex Lie group and its Lie algebra .
  • The orthogonal group plays a basic role in geometry: it is the group of linear maps from to itself that preserve the length of vectors. For example, rotations and reflections belong to . Equivalently, this is the group of n x n orthogonal matrices, meaning that , where denotes the transpose of a matrix. The orthogonal group has two connected components; the identity component is called the special orthogonal group , consisting of the orthogonal matrices with determinant 1. Both groups have the same Lie algebra , the subspace of skew-symmetric matrices in (). See also infinitesimal rotations with skew-symmetric matrices.
The complex orthogonal group , its identity component , and the Lie algebra are given by the same formulas applied to n x n complex matrices. Equivalently, is the subgroup of that preserves the standard symmetric bilinear form on .
  • The unitary group is the subgroup of that preserves the length of vectors in (with respect to the standard Hermitian inner product). Equivalently, this is the group of n × n unitary matrices (satisfying , where denotes the conjugate transpose of a matrix). Its Lie algebra consists of the skew-hermitian matrices in (). This is a Lie algebra over , not over . (Indeed, i times a skew-hermitian matrix is hermitian, rather than skew-hermitian.) Likewise, the unitary group is a real Lie subgroup of the complex Lie group . For example, is the circle group, and its Lie algebra (from this point of view) is .
  • The special unitary group is the subgroup of matrices with determinant 1 in . Its Lie algebra consists of the skew-hermitian matrices with trace zero.
  • The symplectic group is the subgroup of that preserves the standard alternating bilinear form on . Its Lie algebra is the symplectic Lie algebra .
  • The classical Lie algebras are those listed above, along with variants over any field.

Two dimensions

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Some Lie algebras of low dimension are described here. See the classification of low-dimensional real Lie algebras for further examples.

  • There is a unique nonabelian Lie algebra of dimension 2 over any field F, up to isomorphism.[15] Here has a basis for which the bracket is given by . (This determines the Lie bracket completely, because the axioms imply that and .) Over the real numbers, can be viewed as the Lie algebra of the Lie group of affine transformations of the real line, .
The affine group G can be identified with the group of matrices
under matrix multiplication, with , . Its Lie algebra is the Lie subalgebra of consisting of all matrices
In these terms, the basis above for is given by the matrices
For any field , the 1-dimensional subspace is an ideal in the 2-dimensional Lie algebra , by the formula . Both of the Lie algebras and are abelian (because 1-dimensional). In this sense, can be broken into abelian "pieces", meaning that it is solvable (though not nilpotent), in the terminology below.

Three dimensions

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  • The Heisenberg algebra over a field F is the three-dimensional Lie algebra with a basis such that[16]
.
It can be viewed as the Lie algebra of 3×3 strictly upper-triangular matrices, with the commutator Lie bracket and the basis
Over the real numbers, is the Lie algebra of the Heisenberg group , that is, the group of matrices
under matrix multiplication.
For any field F, the center of is the 1-dimensional ideal , and the quotient is abelian, isomorphic to . In the terminology below, it follows that is nilpotent (though not abelian).
  • The Lie algebra of the rotation group SO(3) is the space of skew-symmetric 3 x 3 matrices over . A basis is given by the three matrices[17]
The commutation relations among these generators are
The cross product of vectors in is given by the same formula in terms of the standard basis; so that Lie algebra is isomorphic to . Also, is equivalent to the Spin (physics) angular-momentum component operators for spin-1 particles in quantum mechanics.[18]
The Lie algebra cannot be broken into pieces in the way that the previous examples can: it is simple, meaning that it is not abelian and its only ideals are 0 and all of .
  • Another simple Lie algebra of dimension 3, in this case over , is the space of 2 x 2 matrices of trace zero. A basis is given by the three matrices
Vector field H
H
Vector field E
E
Vector field F
F
The action of on the Riemann sphere . In particular, the Lie brackets of the vector fields shown are: , , .
The Lie bracket is given by:
Using these formulas, one can show that the Lie algebra is simple, and classify its finite-dimensional representations (defined below).[19] In the terminology of quantum mechanics, one can think of E and F as raising and lowering operators. Indeed, for any representation of , the relations above imply that E maps the c-eigenspace of H (for a complex number c) into the -eigenspace, while F maps the c-eigenspace into the -eigenspace.
The Lie algebra is isomorphic to the complexification of , meaning the tensor product . The formulas for the Lie bracket are easier to analyze in the case of . As a result, it is common to analyze complex representations of the group by relating them to representations of the Lie algebra .

Infinite dimensions

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  • The Lie algebra of vector fields on a smooth manifold of positive dimension is an infinite-dimensional Lie algebra over .
  • The Kac–Moody algebras are a large class of infinite-dimensional Lie algebras, say over , with structure much like that of the finite-dimensional simple Lie algebras (such as ).
  • The Moyal algebra is an infinite-dimensional Lie algebra that contains all the classical Lie algebras as subalgebras.
  • The Virasoro algebra is important in string theory.
  • The functor that takes a Lie algebra over a field F to the underlying vector space has a left adjoint , called the free Lie algebra on a vector space V. It is spanned by all iterated Lie brackets of elements of V, modulo only the relations coming from the definition of a Lie algebra. The free Lie algebra is infinite-dimensional for V of dimension at least 2.[20]

Representations

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Definitions

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Given a vector space V, let denote the Lie algebra consisting of all linear maps from V to itself, with bracket given by . A representation of a Lie algebra on V is a Lie algebra homomorphism

That is, sends each element of to a linear map from V to itself, in such a way that the Lie bracket on corresponds to the commutator of linear maps.

A representation is said to be faithful if its kernel is zero. Ado's theorem states that every finite-dimensional Lie algebra over a field of characteristic zero has a faithful representation on a finite-dimensional vector space. Kenkichi Iwasawa extended this result to finite-dimensional Lie algebras over a field of any characteristic.[21] Equivalently, every finite-dimensional Lie algebra over a field F is isomorphic to a Lie subalgebra of for some positive integer n.

Adjoint representation

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For any Lie algebra , the adjoint representation is the representation

given by . (This is a representation of by the Jacobi identity.)

Goals of representation theory

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One important aspect of the study of Lie algebras (especially semisimple Lie algebras, as defined below) is the study of their representations. Although Ado's theorem is an important result, the primary goal of representation theory is not to find a faithful representation of a given Lie algebra . Indeed, in the semisimple case, the adjoint representation is already faithful. Rather, the goal is to understand all possible representations of . For a semisimple Lie algebra over a field of characteristic zero, Weyl's theorem[22] says that every finite-dimensional representation is a direct sum of irreducible representations (those with no nontrivial invariant subspaces). The finite-dimensional irreducible representations are well understood from several points of view; see the representation theory of semisimple Lie algebras and the Weyl character formula.

Universal enveloping algebra

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The functor that takes an associative algebra A over a field F to A as a Lie algebra (by ) has a left adjoint , called the universal enveloping algebra. To construct this: given a Lie algebra over F, let

be the tensor algebra on , also called the free associative algebra on the vector space . Here denotes the tensor product of F-vector spaces. Let I be the two-sided ideal in generated by the elements for ; then the universal enveloping algebra is the quotient ring . It satisfies the Poincaré–Birkhoff–Witt theorem: if is a basis for as an F-vector space, then a basis for is given by all ordered products with natural numbers. In particular, the map is injective.[23]

Representations of are equivalent to modules over the universal enveloping algebra. The fact that is injective implies that every Lie algebra (possibly of infinite dimension) has a faithful representation (of infinite dimension), namely its representation on . This also shows that every Lie algebra is contained in the Lie algebra associated to some associative algebra.

Representation theory in physics

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The representation theory of Lie algebras plays an important role in various parts of theoretical physics. There, one considers operators on the space of states that satisfy certain natural commutation relations. These commutation relations typically come from a symmetry of the problem—specifically, they are the relations of the Lie algebra of the relevant symmetry group. An example is the angular momentum operators, whose commutation relations are those of the Lie algebra of the rotation group . Typically, the space of states is far from being irreducible under the pertinent operators, but one can attempt to decompose it into irreducible pieces. In doing so, one needs to know the irreducible representations of the given Lie algebra. In the study of the hydrogen atom, for example, quantum mechanics textbooks classify (more or less explicitly) the finite-dimensional irreducible representations of the Lie algebra .[18]

Structure theory and classification

[edit]

Lie algebras can be classified to some extent. This is a powerful approach to the classification of Lie groups.

Abelian, nilpotent, and solvable

[edit]

Analogously to abelian, nilpotent, and solvable groups, one can define abelian, nilpotent, and solvable Lie algebras.

A Lie algebra is abelian if the Lie bracket vanishes; that is, [x,y] = 0 for all x and y in . In particular, the Lie algebra of an abelian Lie group (such as the group under addition or the torus group ) is abelian. Every finite-dimensional abelian Lie algebra over a field is isomorphic to for some , meaning an n-dimensional vector space with Lie bracket zero.

A more general class of Lie algebras is defined by the vanishing of all commutators of given length. First, the commutator subalgebra (or derived subalgebra) of a Lie algebra is , meaning the linear subspace spanned by all brackets with . The commutator subalgebra is an ideal in , in fact the smallest ideal such that the quotient Lie algebra is abelian. It is analogous to the commutator subgroup of a group.

A Lie algebra is nilpotent if the lower central series

becomes zero after finitely many steps. Equivalently, is nilpotent if there is a finite sequence of ideals in ,

such that is central in for each j. By Engel's theorem, a Lie algebra over any field is nilpotent if and only if for every u in the adjoint endomorphism

is nilpotent.[24]

More generally, a Lie algebra is said to be solvable if the derived series:

becomes zero after finitely many steps. Equivalently, is solvable if there is a finite sequence of Lie subalgebras,

such that is an ideal in with abelian for each j.[25]

Every finite-dimensional Lie algebra over a field has a unique maximal solvable ideal, called its radical.[26] Under the Lie correspondence, nilpotent (respectively, solvable) Lie groups correspond to nilpotent (respectively, solvable) Lie algebras over .

For example, for a positive integer n and a field F of characteristic zero, the radical of is its center, the 1-dimensional subspace spanned by the identity matrix. An example of a solvable Lie algebra is the space of upper-triangular matrices in ; this is not nilpotent when . An example of a nilpotent Lie algebra is the space of strictly upper-triangular matrices in ; this is not abelian when .

Simple and semisimple

[edit]

A Lie algebra is called simple if it is not abelian and the only ideals in are 0 and . (In particular, a one-dimensional—necessarily abelian—Lie algebra is by definition not simple, even though its only ideals are 0 and .) A finite-dimensional Lie algebra is called semisimple if the only solvable ideal in is 0. In characteristic zero, a Lie algebra is semisimple if and only if it is isomorphic to a product of simple Lie algebras, .[27]

For example, the Lie algebra is simple for every and every field F of characteristic zero (or just of characteristic not dividing n). The Lie algebra over is simple for every . The Lie algebra over is simple if or .[28] (There are "exceptional isomorphisms" and .)

The concept of semisimplicity for Lie algebras is closely related with the complete reducibility (semisimplicity) of their representations. When the ground field F has characteristic zero, every finite-dimensional representation of a semisimple Lie algebra is semisimple (that is, a direct sum of irreducible representations).[22]

A finite-dimensional Lie algebra over a field of characteristic zero is called reductive if its adjoint representation is semisimple. Every reductive Lie algebra is isomorphic to the product of an abelian Lie algebra and a semisimple Lie algebra.[29]

For example, is reductive for F of characteristic zero: for , it is isomorphic to the product

where F denotes the center of , the 1-dimensional subspace spanned by the identity matrix. Since the special linear Lie algebra is simple, contains few ideals: only 0, the center F, , and all of .

Cartan's criterion

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Cartan's criterion (by Élie Cartan) gives conditions for a finite-dimensional Lie algebra of characteristic zero to be solvable or semisimple. It is expressed in terms of the Killing form, the symmetric bilinear form on defined by

where tr denotes the trace of a linear operator. Namely: a Lie algebra is semisimple if and only if the Killing form is nondegenerate. A Lie algebra is solvable if and only if [30]

Classification

[edit]

The Levi decomposition asserts that every finite-dimensional Lie algebra over a field of characteristic zero is a semidirect product of its solvable radical and a semisimple Lie algebra.[31] Moreover, a semisimple Lie algebra in characteristic zero is a product of simple Lie algebras, as mentioned above. This focuses attention on the problem of classifying the simple Lie algebras.

The simple Lie algebras of finite dimension over an algebraically closed field F of characteristic zero were classified by Killing and Cartan in the 1880s and 1890s, using root systems. Namely, every simple Lie algebra is of type An, Bn, Cn, Dn, E6, E7, E8, F4, or G2.[32] Here the simple Lie algebra of type An is , Bn is , Cn is , and Dn is . The other five are known as the exceptional Lie algebras.

The classification of finite-dimensional simple Lie algebras over is more complicated, but it was also solved by Cartan (see simple Lie group for an equivalent classification). One can analyze a Lie algebra over by considering its complexification .

In the years leading up to 2004, the finite-dimensional simple Lie algebras over an algebraically closed field of characteristic were classified by Richard Earl Block, Robert Lee Wilson, Alexander Premet, and Helmut Strade. (See restricted Lie algebra#Classification of simple Lie algebras.) It turns out that there are many more simple Lie algebras in positive characteristic than in characteristic zero.

Relation to Lie groups

[edit]
The tangent space of a sphere at a point . If were the identity element of a Lie group, the tangent space would be a Lie algebra.

Although Lie algebras can be studied in their own right, historically they arose as a means to study Lie groups.

The relationship between Lie groups and Lie algebras can be summarized as follows. Each Lie group determines a Lie algebra over (concretely, the tangent space at the identity). Conversely, for every finite-dimensional Lie algebra , there is a connected Lie group with Lie algebra . This is Lie's third theorem; see the Baker–Campbell–Hausdorff formula. This Lie group is not determined uniquely; however, any two Lie groups with the same Lie algebra are locally isomorphic, and more strongly, they have the same universal cover. For instance, the special orthogonal group SO(3) and the special unitary group SU(2) have isomorphic Lie algebras, but SU(2) is a simply connected double cover of SO(3).

For simply connected Lie groups, there is a complete correspondence: taking the Lie algebra gives an equivalence of categories from simply connected Lie groups to Lie algebras of finite dimension over .[33]

The correspondence between Lie algebras and Lie groups is used in several ways, including in the classification of Lie groups and the representation theory of Lie groups. For finite-dimensional representations, there is an equivalence of categories between representations of a real Lie algebra and representations of the corresponding simply connected Lie group. This simplifies the representation theory of Lie groups: it is often easier to classify the representations of a Lie algebra, using linear algebra.

Every connected Lie group is isomorphic to its universal cover modulo a discrete central subgroup.[34] So classifying Lie groups becomes simply a matter of counting the discrete subgroups of the center, once the Lie algebra is known. For example, the real semisimple Lie algebras were classified by Cartan, and so the classification of semisimple Lie groups is well understood.

For infinite-dimensional Lie algebras, Lie theory works less well. The exponential map need not be a local homeomorphism (for example, in the diffeomorphism group of the circle, there are diffeomorphisms arbitrarily close to the identity that are not in the image of the exponential map). Moreover, in terms of the existing notions of infinite-dimensional Lie groups, some infinite-dimensional Lie algebras do not come from any group.[35]

Lie theory also does not work so neatly for infinite-dimensional representations of a finite-dimensional group. Even for the additive group , an infinite-dimensional representation of can usually not be differentiated to produce a representation of its Lie algebra on the same space, or vice versa.[36] The theory of Harish-Chandra modules is a more subtle relation between infinite-dimensional representations for groups and Lie algebras.

Real form and complexification

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Given a complex Lie algebra , a real Lie algebra is said to be a real form of if the complexification is isomorphic to . A real form need not be unique; for example, has two real forms up to isomorphism, and .[37]

Given a semisimple complex Lie algebra , a split form of it is a real form that splits; i.e., it has a Cartan subalgebra which acts via an adjoint representation with real eigenvalues. A split form exists and is unique (up to isomorphism). A compact form is a real form that is the Lie algebra of a compact Lie group. A compact form exists and is also unique up to isomorphism.[37]

Lie algebra with additional structures

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A Lie algebra may be equipped with additional structures that are compatible with the Lie bracket. For example, a graded Lie algebra is a Lie algebra (or more generally a Lie superalgebra) with a compatible grading. A differential graded Lie algebra also comes with a differential, making the underlying vector space a chain complex.

For example, the homotopy groups of a simply connected topological space form a graded Lie algebra, using the Whitehead product. In a related construction, Daniel Quillen used differential graded Lie algebras over the rational numbers to describe rational homotopy theory in algebraic terms.[38]

Lie ring

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The definition of a Lie algebra over a field extends to define a Lie algebra over any commutative ring R. Namely, a Lie algebra over R is an R-module with an alternating R-bilinear map that satisfies the Jacobi identity. A Lie algebra over the ring of integers is sometimes called a Lie ring. (This is not directly related to the notion of a Lie group.)

Lie rings are used in the study of finite p-groups (for a prime number p) through the Lazard correspondence.[39] The lower central factors of a finite p-group are finite abelian p-groups. The direct sum of the lower central factors is given the structure of a Lie ring by defining the bracket to be the commutator of two coset representatives; see the example below.

p-adic Lie groups are related to Lie algebras over the field of p-adic numbers as well as over the ring of p-adic integers.[40] Part of Claude Chevalley's construction of the finite groups of Lie type involves showing that a simple Lie algebra over the complex numbers comes from a Lie algebra over the integers, and then (with more care) a group scheme over the integers.[41]

Examples

[edit]
  • Here is a construction of Lie rings arising from the study of abstract groups. For elements of a group, define the commutator . Let be a filtration of a group , that is, a chain of subgroups such that is contained in for all . (For the Lazard correspondence, one takes the filtration to be the lower central series of G.) Then
is a Lie ring, with addition given by the group multiplication (which is abelian on each quotient group ), and with Lie bracket given by commutators in the group:[42]
For example, the Lie ring associated to the lower central series on the dihedral group of order 8 is the Heisenberg Lie algebra of dimension 3 over the field .

Definition using category-theoretic notation

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The definition of a Lie algebra can be reformulated more abstractly in the language of category theory. Namely, one can define a Lie algebra in terms of linear maps—that is, morphisms in the category of vector spaces—without considering individual elements. (In this section, the field over which the algebra is defined is assumed to be of characteristic different from 2.)

For the category-theoretic definition of Lie algebras, two braiding isomorphisms are needed. If A is a vector space, the interchange isomorphism is defined by

The cyclic-permutation braiding is defined as

where is the identity morphism. Equivalently, is defined by

With this notation, a Lie algebra can be defined as an object in the category of vector spaces together with a morphism

that satisfies the two morphism equalities

and

Generalization

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Several generalizations of a Lie algebra have been proposed, many from physics. Among them are graded Lie algebras, Lie superalgebras, Lie n-algebras,

See also

[edit]

Remarks

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  1. ^ More generally, one has the notion of a Lie algebra over any commutative ring R: an R-module with an alternating R-bilinear map that satisfies the Jacobi identity (Bourbaki (1989, Section 2)).

References

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Sources

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A Lie algebra is a vector space g\mathfrak{g} over a field KK (typically R\mathbb{R} or C\mathbb{C}) equipped with a bilinear operation [,]:g×gg[\cdot, \cdot]: \mathfrak{g} \times \mathfrak{g} \to \mathfrak{g}, called the Lie bracket, that is alternating (i.e., [x,x]=0[x, x] = 0 for all xgx \in \mathfrak{g}) and satisfies the Jacobi identity [x,[y,z]]+[y,[z,x]]+[z,[x,y]]=0[x, [y, z]] + [y, [z, x]] + [z, [x, y]] = 0 for all x,y,zgx, y, z \in \mathfrak{g}. This structure captures the algebraic essence of infinitesimal transformations and symmetries in a non-associative manner, distinguishing it from associative algebras. Lie algebras are intimately connected to Lie groups, smooth manifolds that form groups under a compatible multiplication operation; the Lie algebra of a Lie group GG is defined as the tangent space at the identity element eGe \in G, endowed with the Lie bracket derived from the commutator of left-invariant vector fields. This correspondence, known as the Lie algebra of a Lie group, linearizes the nonlinear geometry of the group, facilitating the study of continuous symmetries through linear algebra. For matrix Lie groups, such as GL(n,R)GL(n, \mathbb{R}) or SO(n)SO(n), the Lie algebra consists of matrices AA satisfying certain conditions, with the bracket given by [A,B]=ABBA[A, B] = AB - BA. The theory of Lie algebras originated in the late 19th century with the work of Sophus Lie, who developed it as part of his study of transformation groups, now called Lie groups, to analyze continuous symmetries in differential equations. Key examples include the Heisenberg algebra, modeling quantum mechanics, and classical algebras like sl(n,C)\mathfrak{sl}(n, \mathbb{C}), the special linear Lie algebra of trace-zero matrices. Over the complex numbers, finite-dimensional semisimple Lie algebras are completely classified into four infinite families (types An,Bn,Cn,DnA_n, B_n, C_n, D_n) and five exceptional types (G2,F4,E6,E7,E8G_2, F_4, E_6, E_7, E_8), a result due to Killing and Cartan that underpins much of modern representation theory. Lie algebras play a central role in diverse fields, including differential geometry for studying foliations and connections, algebraic geometry via algebraic groups, and theoretical physics for symmetry principles in particle physics (e.g., SU(3)SU(3) for quantum chromodynamics) and general relativity. Their representations, homomorphisms into gl(V)\mathfrak{gl}(V) (general linear Lie algebra of endomorphisms of a vector space VV), provide tools for decomposing complex systems into irreducible components, with profound implications for quantum field theory and integrable systems.

History and Motivations

Historical Development

The concept of Lie algebras originated from Sophus Lie's pioneering work on continuous transformation groups in the 1870s, where he sought to generalize Galois's discrete group theory to continuous symmetries for solving differential equations. Lie's investigations led him to the idea of infinitesimal transformations, which generate these groups and form the algebraic structure now known as a Lie algebra. In his key publications during the 1880s, such as the 1888 paper on transformation groups, Lie formalized these infinitesimal generators as vector fields satisfying certain commutation relations, laying the groundwork for the modern theory. Building on Lie's ideas, Wilhelm Killing independently developed the structure of Lie algebras in his studies of non-Euclidean geometry during 1888–1890. In a series of memoirs published in the Mathematische Annalen, Killing classified the simple Lie algebras over the complex numbers, introducing the concept of root systems to describe their structure and identifying the four infinite families along with the five exceptional types. His work provided the first systematic classification, though it contained some gaps that were later addressed. Élie Cartan refined and completed Killing's classification in his 1894 doctoral thesis, Sur la structure des groupes de transformations finis et continus, offering a rigorous proof for simple Lie algebras over the complex numbers using the Killing form and Cartan subalgebras. Cartan extended this in 1913–1914 by classifying the real forms of these complex Lie algebras, distinguishing compact, split, and other forms based on their geometric properties. These advancements solidified the algebraic framework. In the mid-20th century, Harish-Chandra advanced the representation theory of semisimple Lie algebras through a series of papers in the 1950s, including his 1951 work on the universal enveloping algebra and 1953 studies on unitary representations, introducing tools like Harish-Chandra modules to analyze infinite-dimensional representations. Following the development of quantum mechanics in the 1920s, Lie algebras evolved into essential tools for describing symmetries in physical systems, such as angular momentum in quantum theory and gauge symmetries in particle physics models like the Standard Model from the 1970s onward. Lie algebras serve as infinitesimal approximations to Lie groups, capturing the local structure of continuous symmetries in these applications.

Connections to Lie Groups and Symmetry

Lie algebras arise naturally as the tangent spaces to Lie groups at their identity element, providing a linear algebraic framework to study the infinitesimal generators of continuous symmetries represented by the group. In this context, the Lie bracket operation encodes the commutation relations among these infinitesimal transformations, allowing for the algebraic description of symmetry operations that are otherwise captured geometrically by the manifold structure of the Lie group. This perspective shifts the focus from the global, nonlinear nature of Lie groups to their local, linearized approximations, facilitating computations in areas such as differential geometry and representation theory. A key motivation for Lie algebras stems from their role in Noether's theorem, which establishes a profound link between continuous symmetries of physical systems and conserved quantities. Specifically, symmetries generated by Lie group actions on the Lagrangian of a system correspond to Lie algebra elements that yield conservation laws through the theorem's machinery, such as angular momentum conservation from rotational invariance. This connection underscores how Lie algebras capture the "infinitesimal" aspects of symmetries, enabling the derivation of conserved currents and charges in classical and quantum mechanics. In physics, Lie algebras find prominent applications in describing symmetry groups like the rotation group SO(3), whose Lie algebra so(3) consists of skew-symmetric matrices representing infinitesimal rotations in three-dimensional space, essential for understanding rigid body dynamics and quantum spin. Similarly, the Lie algebra of the Lorentz group, so(3,1), underpins the symmetries of spacetime in special relativity, where its generators correspond to boosts and rotations that preserve the Minkowski metric, facilitating the formulation of relativistic invariants and particle representations. Historically, the study of Lie algebras evolved from the geometric analysis of Lie groups to emphasize algebraic classification, driven by efforts to systematize infinite-dimensional transformation groups into finite-dimensional structures amenable to root system decompositions and Cartan subalgebras. This algebraic turn, initiated by figures like Sophus Lie and Wilhelm Killing, proved crucial for classifying simple Lie algebras over the complex numbers, providing tools for deeper insights into symmetry structures beyond the original group-theoretic motivations.

Formal Definition

Abstract Definition over a Field

A Lie algebra g\mathfrak{g} over a field KK is a vector space over KK equipped with a bilinear operation [,]:g×gg[\cdot, \cdot]: \mathfrak{g} \times \mathfrak{g} \to \mathfrak{g}, called the Lie bracket, that satisfies two axioms: antisymmetry, [x,y]=[y,x][\mathbf{x}, \mathbf{y}] = -[\mathbf{y}, \mathbf{x}] for all x,yg\mathbf{x}, \mathbf{y} \in \mathfrak{g}, and the Jacobi identity, [x,[y,z]]+[y,[z,x]]+[z,[x,y]]=0[\mathbf{x}, [\mathbf{y}, \mathbf{z}]] + [\mathbf{y}, [\mathbf{z}, \mathbf{x}]] + [\mathbf{z}, [\mathbf{x}, \mathbf{y}]] = 0 for all x,y,zg\mathbf{x}, \mathbf{y}, \mathbf{z} \in \mathfrak{g}. Over fields of characteristic not equal to 2, antisymmetry implies [x,x]=0[\mathbf{x}, \mathbf{x}] = 0 for all xg\mathbf{x} \in \mathfrak{g}. Bilinearity means that for all a,bKa, b \in K and x,y,zg\mathbf{x}, \mathbf{y}, \mathbf{z} \in \mathfrak{g}, [x,ay+bz]=a[x,y]+b[x,z][\mathbf{x}, a\mathbf{y} + b\mathbf{z}] = a[\mathbf{x}, \mathbf{y}] + b[\mathbf{x}, \mathbf{z}] and [ax+by,z]=a[x,z]+b[y,z][a\mathbf{x} + b\mathbf{y}, \mathbf{z}] = a[\mathbf{x}, \mathbf{z}] + b[\mathbf{y}, \mathbf{z}]. This definition is standard over fields of characteristic zero, such as the real numbers R\mathbb{R} or complex numbers C\mathbb{C}, where the axioms hold without modification. In positive characteristic, complications arise; for instance, in characteristic 2, antisymmetry does not imply [x,x]=0[\mathbf{x}, \mathbf{x}] = 0, so the axiom is often replaced by the explicit condition [x,x]=0[\mathbf{x}, \mathbf{x}] = 0 for all xg\mathbf{x} \in \mathfrak{g}. The trivial Lie algebra over KK is the vector space with the zero bracket, [x,y]=0[\mathbf{x}, \mathbf{y}] = 0 for all x,y\mathbf{x}, \mathbf{y}, which satisfies the axioms vacuously. Lie algebras over a field can also arise from associative algebras by defining the bracket as the commutator [x,y]=xyyx[\mathbf{x}, \mathbf{y}] = \mathbf{xy} - \mathbf{yx}.

Dimension and Basis

Lie algebras are defined as vector spaces equipped with a bilinear Lie bracket operation, and thus inherit the linear structure of vector spaces over their base field. For a Lie algebra g\mathfrak{g} over a field KK, the dimension dimg\dim \mathfrak{g} is the dimension of g\mathfrak{g} as a KK-vector space, which is finite or infinite depending on the algebra. In the finite-dimensional case, suppose dimg=n<\dim \mathfrak{g} = n < \infty. A basis for g\mathfrak{g} is any ordered set of nn linearly independent vectors {e1,,en}\{e_1, \dots, e_n\}. The Lie bracket on g\mathfrak{g}, being bilinear, is completely determined by its values on basis elements. Specifically, for each pair i,ji, j, there exist unique scalars cijkKc_{ij}^k \in K (for k=1,,nk = 1, \dots, n) such that [ei,ej]=k=1ncijkek.[e_i, e_j] = \sum_{k=1}^n c_{ij}^k e_k. These scalars cijkc_{ij}^k are called the structure constants of g\mathfrak{g} with respect to the basis {ei}\{e_i\}. They satisfy antisymmetry cijk=cjikc_{ij}^k = -c_{ji}^k (from the antisymmetry of the bracket) and must obey the Jacobi identity when expressed in this basis, ensuring the algebraic structure is preserved under linear combinations. The structure constants depend on the choice of basis; under a change of basis via an invertible matrix PP, they transform according to the rule cijk=p,q,rPipPjq(P1)rkcpqr{c'}_{ij}^k = \sum_{p,q,r} P_{ip} P_{jq} (P^{-1})_{rk} c_{pq}^r, reflecting the isomorphism class of the Lie algebra. A generating set for a Lie algebra g\mathfrak{g} is a subset SgS \subseteq \mathfrak{g} such that the smallest Lie subalgebra containing SS equals g\mathfrak{g}. In the finite-dimensional case, generating sets can have cardinality ranging from the minimal number of generators (which is at most dimg\dim \mathfrak{g} and often smaller) up to dimg\dim \mathfrak{g}. In particular, any basis is a generating set, since the Lie subalgebra it generates contains its span, which equals g\mathfrak{g}. While the theory is most developed for finite-dimensional Lie algebras, infinite-dimensional examples exist, such as the Witt algebra or Virasoro algebra in conformal field theory, where the dimension is the cardinality of a Hamel basis over the base field; detailed treatment of such cases, including generalized notions of bases and constants, is deferred to discussions of extensions and infinite structures.

Basic Examples

Abelian Lie Algebras

An abelian Lie algebra is a Lie algebra g\mathfrak{g} over a field kk in which the Lie bracket vanishes identically, that is, [x,y]=0[\mathbf{x}, \mathbf{y}] = 0 for all x,yg\mathbf{x}, \mathbf{y} \in \mathfrak{g}. This condition implies that the bracket operation is both alternating and satisfies the Jacobi identity trivially, reducing the structure to that of a vector space equipped with the zero multiplication. Consequently, abelian Lie algebras are commutative under the Lie bracket, highlighting their simplicity as the most basic nontrivial examples beyond mere vector spaces. Key properties of abelian Lie algebras stem from the triviality of the bracket. Every subspace of an abelian Lie algebra is itself a subalgebra, and since the bracket is zero, all such subalgebras are automatically abelian. Similarly, any subspace that is an ideal—meaning [g,I]I[\mathfrak{g}, I] \subseteq I—is abelian, as the left-hand side is zero. Regarding derivations, a derivation of a Lie algebra is a linear map D:ggD: \mathfrak{g} \to \mathfrak{g} satisfying D([x,y])=[Dx,y]+[x,Dy]D([\mathbf{x}, \mathbf{y}]) = [D\mathbf{x}, \mathbf{y}] + [\mathbf{x}, D\mathbf{y}] for all x,yg\mathbf{x}, \mathbf{y} \in \mathfrak{g}; in the abelian case, this Leibniz rule holds vacuously for every linear endomorphism, so the derivation algebra Der(g)\mathrm{Der}(\mathfrak{g}) coincides with the full endomorphism algebra Endk(g)\mathrm{End}_k(\mathfrak{g}). Examples of abelian Lie algebras abound due to their direct correspondence with vector spaces. Any vector space VV over kk becomes an abelian Lie algebra by defining [x,y]=0[\mathbf{x}, \mathbf{y}] = 0 for all x,yV\mathbf{x}, \mathbf{y} \in V, with the dimension of the Lie algebra matching dimV\dim V. A concrete instance is the quotient of the 3-dimensional Heisenberg Lie algebra by its 1-dimensional center, yielding a 2-dimensional abelian Lie algebra. Abelian Lie algebras exist in arbitrary finite or infinite dimensions and are classified up to isomorphism solely by their dimension as vector spaces, with no further structural invariants needed. Abelian Lie algebras play a foundational role as building blocks in more complex constructions, such as semidirect products with non-abelian factors.

Matrix Lie Algebras

Matrix Lie algebras provide concrete realizations of abstract Lie algebras through the vector space of square matrices equipped with the commutator as the Lie bracket. The general linear Lie algebra gl(n,K)\mathfrak{gl}(n, K) consists of all n×nn \times n matrices over a field KK of characteristic zero, with the Lie bracket defined by [A,B]=ABBA[A, B] = AB - BA for A,Bgl(n,K)A, B \in \mathfrak{gl}(n, K). This bracket satisfies the bilinearity, skew-symmetry, and Jacobi identity, turning gl(n,K)\mathfrak{gl}(n, K) into a Lie algebra, as the commutator inherits these properties from the associative matrix multiplication. The dimension of gl(n,K)\mathfrak{gl}(n, K) is n2n^2, corresponding to the basis of matrix units EijE_{ij}, where EijE_{ij} has a 1 in the (i,j)(i,j)-entry and zeros elsewhere. The Lie bracket on these basis elements is given explicitly by [Eij,Ekl]=δjkEilδliEkj,[E_{ij}, E_{kl}] = \delta_{jk} E_{il} - \delta_{li} E_{kj}, where δ\delta denotes the Kronecker delta; this formula follows directly from computing the matrix products EijEklEklEijE_{ij} E_{kl} - E_{kl} E_{ij}. As an associative algebra under matrix multiplication, gl(n,K)\mathfrak{gl}(n, K) induces its Lie algebra structure via the commutator, providing a foundational example for studying more specialized Lie algebras. Important subalgebras of gl(n,K)\mathfrak{gl}(n, K) include the special linear Lie algebra sl(n,K)\mathfrak{sl}(n, K), comprising matrices with trace zero, which is closed under the commutator since tr([A,B])=0\operatorname{tr}([A, B]) = 0. Another example is the orthogonal Lie algebra so(n,K)\mathfrak{so}(n, K), consisting of skew-symmetric matrices (satisfying AT=AA^T = -A), which preserves the standard bilinear form and has dimension n(n1)/2n(n-1)/2. These subalgebras inherit the Lie structure from gl(n,K)\mathfrak{gl}(n, K) and serve as models for classical Lie algebras. The set of diagonal matrices forms an abelian subalgebra of gl(n,K)\mathfrak{gl}(n, K), where the bracket vanishes.

Algebraic Operations and Structures

Subalgebras, Ideals, and Homomorphisms

A subalgebra of a Lie algebra g\mathfrak{g} over a field KK is a subspace hg\mathfrak{h} \subseteq \mathfrak{g} that is closed under the Lie bracket, meaning [h,h]h[\mathfrak{h}, \mathfrak{h}] \subseteq \mathfrak{h}. This structure inherits the bilinear, alternating, and Jacobi properties from g\mathfrak{g}, forming its own Lie algebra. An ideal i\mathfrak{i} of g\mathfrak{g} is a subspace such that [g,i]i[\mathfrak{g}, \mathfrak{i}] \subseteq \mathfrak{i}. Due to the antisymmetry of the Lie bracket, [x,y]=[y,x][x, y] = -[y, x] for all x,ygx, y \in \mathfrak{g}, left and right ideals coincide, and every ideal is two-sided. For instance, in the Lie algebra sl(n,K)\mathfrak{sl}(n, K) of trace-zero matrices, the subspace of strictly upper triangular matrices forms an ideal. A Lie algebra g\mathfrak{g} is simple if it is non-abelian and has no nontrivial ideals, i.e., the only ideals are {0}\{0\} and g\mathfrak{g} itself. Simple Lie algebras play a foundational role in the structure theory of semisimple Lie algebras, as the latter decompose into direct sums of simples. A Lie algebra homomorphism ϕ:gg\phi: \mathfrak{g} \to \mathfrak{g}' is a linear map preserving the bracket: ϕ([x,y])=[ϕ(x),ϕ(y)]\phi([x, y]) = [\phi(x), \phi(y)] for all x,ygx, y \in \mathfrak{g}. The kernel of such a ϕ\phi is an ideal in g\mathfrak{g}, and the image is a subalgebra of g\mathfrak{g}'.

Lie Algebra Homomorphisms and Isomorphisms

A Lie algebra homomorphism between two Lie algebras g\mathfrak{g} and h\mathfrak{h} over the same field kk is a linear map ϕ:gh\phi: \mathfrak{g} \to \mathfrak{h} that preserves the Lie bracket, satisfying ϕ([x,y])=[ϕ(x),ϕ(y)]\phi([x, y]) = [\phi(x), \phi(y)] for all x,ygx, y \in \mathfrak{g}. Such maps preserve the bilinear and skew-symmetric nature of the bracket, ensuring compatibility with the vector space structure and the Jacobi identity. An isomorphism is a bijective Lie algebra homomorphism, meaning it has an inverse that is also a homomorphism, thereby preserving all structural properties including dimension and basis relations. Isomorphisms identify Lie algebras up to structural equivalence, allowing classification problems to focus on invariant properties like solvability or semisimplicity. Automorphisms are isomorphisms ϕ:gg\phi: \mathfrak{g} \to \mathfrak{g}, forming the automorphism group Aut(g)\mathrm{Aut}(\mathfrak{g}) under composition, which acts on g\mathfrak{g} by preserving its Lie structure. For finite-dimensional Lie algebras over R\mathbb{R} or C\mathbb{C}, Aut(g)\mathrm{Aut}(\mathfrak{g}) is itself a Lie group whose Lie algebra consists of derivations. Derivations are special linear endomorphisms D:ggD: \mathfrak{g} \to \mathfrak{g} satisfying the Leibniz rule D([x,y])=[D(x),y]+[x,D(y)]D([x, y]) = [D(x), y] + [x, D(y)] for all x,ygx, y \in \mathfrak{g}, representing infinitesimal automorphisms generated by one-parameter subgroups of Aut(g)\mathrm{Aut}(\mathfrak{g}). The kernel of a Lie algebra homomorphism ϕ:gh\phi: \mathfrak{g} \to \mathfrak{h} is an ideal in g\mathfrak{g}, and the image ϕ(g)\phi(\mathfrak{g}) is a subalgebra of h\mathfrak{h}. By the first isomorphism theorem, there is a unique isomorphism g/ker(ϕ)im(ϕ)\mathfrak{g}/\ker(\phi) \cong \mathrm{im}(\phi), inducing quotient Lie algebras when the kernel is an ideal.

Direct and Semidirect Products

The direct product of two Lie algebras l\mathfrak{l} and m\mathfrak{m} over a field kk, denoted lm\mathfrak{l} \oplus \mathfrak{m}, is the direct sum of the underlying vector spaces equipped with the Lie bracket defined componentwise: [(x1,m1),(x2,m2)]=([x1,x2]l,[m1,m2]m)[(x_1, m_1), (x_2, m_2)] = ([x_1, x_2]_{\mathfrak{l}}, [m_1, m_2]_{\mathfrak{m}}) for all x1,x2lx_1, x_2 \in \mathfrak{l} and m1,m2mm_1, m_2 \in \mathfrak{m}. This structure makes lm\mathfrak{l} \oplus \mathfrak{m} a Lie algebra, where both l\mathfrak{l} (identified with l{0}\mathfrak{l} \oplus \{0\}) and m\mathfrak{m} (identified with {0}m\{0\} \oplus \mathfrak{m}) are ideals. The direct product is solvable if and only if both l\mathfrak{l} and m\mathfrak{m} are solvable, as the derived series of the product terminates precisely when those of the factors do. The semidirect product lρm\mathfrak{l} \rtimes_{\rho} \mathfrak{m} arises when there is a Lie algebra homomorphism ρ:mDer(l)\rho: \mathfrak{m} \to \mathrm{Der}(\mathfrak{l}) specifying an action of m\mathfrak{m} on l\mathfrak{l} by derivations. It is defined on the direct sum of vector spaces lm\mathfrak{l} \oplus \mathfrak{m} by the bracket [(x,m),(x,m)]=([x,x]+ρ(m)(x),[m,m])[(x, m), (x', m')] = ([x, x'] + \rho(m)(x'), [m, m']) for x,xlx, x' \in \mathfrak{l} and m,mmm, m' \in \mathfrak{m}. Here, l\mathfrak{l} (as l{0}\mathfrak{l} \oplus \{0\}) forms an ideal, while m\mathfrak{m} (as {0}m\{0\} \oplus \mathfrak{m}) is a subalgebra, and the action ρ\rho encodes how elements of m\mathfrak{m} "twist" the bracket in l\mathfrak{l}. The semidirect product is solvable if both l\mathfrak{l} and m\mathfrak{m} are solvable, since the derived series remains contained within the solvable factors under the action. When ρ\rho is the zero map, this reduces to the direct product. A concrete example is the Lie algebra of affine transformations in one dimension over R\mathbb{R}, which is the semidirect product RR\mathbb{R} \rtimes \mathbb{R}. Identifying the first R\mathbb{R} with translations and the second with scalings (via the derivation d/dxd/dx acting on the translation basis element), the nontrivial bracket reflects the non-commutativity of scaling and translating.

Representations and Modules

Definition of Representations

A representation of a Lie algebra g\mathfrak{g} over a field kk is a Lie algebra homomorphism ρ:ggl(V)\rho: \mathfrak{g} \to \mathfrak{gl}(V), where VV is a vector space over kk and gl(V)\mathfrak{gl}(V) denotes the Lie algebra of all endomorphisms of VV equipped with the commutator bracket [A,B]=ABBA[A, B] = AB - BA. This means that ρ\rho is a linear map preserving the Lie bracket, so ρ([x,y])=[ρ(x),ρ(y)]\rho([x, y]) = [\rho(x), \rho(y)] for all x,ygx, y \in \mathfrak{g}. Equivalently, a representation can be defined as a bilinear map g×VV\mathfrak{g} \times V \to V, denoted (x,v)xv(x, v) \mapsto x \cdot v or ρ(x)v\rho(x)v, satisfying the Leibniz rule [x,y]v=x(yv)y(xv)[x, y] \cdot v = x \cdot (y \cdot v) - y \cdot (x \cdot v) for all x,ygx, y \in \mathfrak{g} and vVv \in V. This action turns VV into a g\mathfrak{g}-module, where the module structure is given precisely by this bilinear operation compatible with the Lie bracket on g\mathfrak{g}. In this view, representations of g\mathfrak{g} correspond bijectively to modules over the universal enveloping algebra U(g)U(\mathfrak{g}), which is the associative algebra generated by g\mathfrak{g} subject to the relations from the Lie bracket. A representation ρ:ggl(V)\rho: \mathfrak{g} \to \mathfrak{gl}(V) is called irreducible if the only g\mathfrak{g}-invariant subspaces of VV are {0}\{0\} and VV itself, where a subspace WVW \subseteq V is g\mathfrak{g}-invariant if ρ(x)wW\rho(x)w \in W for all xgx \in \mathfrak{g} and wWw \in W. In representations of semisimple Lie algebras, particularly those with a chosen Cartan subalgebra h\mathfrak{h}, the concepts of weight spaces and roots provide a decomposition framework. A weight is an element λh\lambda \in \mathfrak{h}^*, the dual space of h\mathfrak{h}, and the corresponding weight space is the subspace Vλ={vVρ(h)v=λ(h)v hh}V_\lambda = \{ v \in V \mid \rho(h)v = \lambda(h) v \ \forall h \in \mathfrak{h} \}. Roots are the nonzero weights appearing in the decomposition of the adjoint action of h\mathfrak{h} on g\mathfrak{g}, forming the root system that underlies the structure of such representations.

Adjoint Representation

The adjoint representation of a finite-dimensional Lie algebra g\mathfrak{g} over a field of characteristic zero is defined by the linear map ad:ggl(g)\mathrm{ad}: \mathfrak{g} \to \mathfrak{gl}(\mathfrak{g}) given by adx(y)=[x,y]\mathrm{ad}_x(y) = [x, y] for all x,ygx, y \in \mathfrak{g}, where [,][\cdot, \cdot] denotes the Lie bracket. This map is a Lie algebra homomorphism because it preserves the bracket: [adx,ady]=ad[x,y][\mathrm{ad}_x, \mathrm{ad}_y] = \mathrm{ad}_{[x,y]}, as follows from the Jacobi identity. Thus, ad\mathrm{ad} equips g\mathfrak{g} with a representation on itself by endomorphisms, making it a canonical example of a Lie algebra representation. The kernel of the adjoint representation is the center Z(g)={xg[x,g]=0}Z(\mathfrak{g}) = \{ x \in \mathfrak{g} \mid [x, \mathfrak{g}] = 0 \}, consisting of elements that commute with everything in g\mathfrak{g}. The image ad(g)\mathrm{ad}(\mathfrak{g}) lies in the derivation algebra Der(g)\mathrm{Der}(\mathfrak{g}), the space of all linear maps D:ggD: \mathfrak{g} \to \mathfrak{g} satisfying D([x,y])=[Dx,y]+[x,Dy]D([x,y]) = [Dx, y] + [x, Dy] for all x,ygx, y \in \mathfrak{g}, since the adjoint action preserves the bracket by the Jacobi identity. For a semisimple Lie algebra, the adjoint representation is faithful and surjective onto Der(g)\mathrm{Der}(\mathfrak{g}), meaning every derivation is inner (of the form adx\mathrm{ad}_x for some xgx \in \mathfrak{g}). Associated to the adjoint representation is the Killing form, a symmetric bilinear form B:g×gkB: \mathfrak{g} \times \mathfrak{g} \to k defined by B(x,y)=tr(adxady),B(x, y) = \operatorname{tr}(\mathrm{ad}_x \circ \mathrm{ad}_y), where tr\operatorname{tr} is the trace in the endomorphism algebra gl(g)\mathfrak{gl}(\mathfrak{g}). This form is invariant under the adjoint action, satisfying B([x,z],y)+B(z,[x,y])=0B([x, z], y) + B(z, [x, y]) = 0 for all x,y,zgx, y, z \in \mathfrak{g}, which follows from the cyclicity of the trace and the properties of the bracket. For semisimple Lie algebras over C\mathbb{C}, the Killing form is nondegenerate, providing a key tool for studying the structure.

Universal Enveloping Algebra

The universal enveloping algebra U(g)U(\mathfrak{g}) of a Lie algebra g\mathfrak{g} over a commutative ring kk with unit is defined as the quotient of the tensor algebra T(g)=n=0gnT(\mathfrak{g}) = \bigoplus_{n=0}^\infty \mathfrak{g}^{\otimes n} (with g0=k\mathfrak{g}^{\otimes 0} = k) by the two-sided ideal II generated by all elements of the form xyyx[x,y]x \otimes y - y \otimes x - [x, y] for x,ygx, y \in \mathfrak{g}. This construction embeds g\mathfrak{g} into U(g)U(\mathfrak{g}) via the canonical inclusion i:gU(g)i: \mathfrak{g} \hookrightarrow U(\mathfrak{g}), turning U(g)U(\mathfrak{g}) into an associative unital algebra that "envelops" the Lie structure of g\mathfrak{g}. The map ii is a Lie algebra homomorphism, and U(g)U(\mathfrak{g}) is universal among all associative algebras receiving a Lie homomorphism from g\mathfrak{g}: for any Lie homomorphism ϕ:gA\phi: \mathfrak{g} \to A into an associative algebra AA, there exists a unique algebra homomorphism ϕ~:U(g)A\tilde{\phi}: U(\mathfrak{g}) \to A extending ϕ\phi. A fundamental result characterizing the structure of U(g)U(\mathfrak{g}) is the Poincaré–Birkhoff–Witt (PBW) theorem, which provides an explicit basis when kk has characteristic zero. If {e1,,en}\{e_1, \dots, e_n\} is a basis for the finite-dimensional Lie algebra g\mathfrak{g}, then the images in U(g)U(\mathfrak{g}) of the monomials e1k1e2k2enkne_1^{k_1} e_2^{k_2} \cdots e_n^{k_n} for all nonnegative integers k1,,knk_1, \dots, k_n form a basis for U(g)U(\mathfrak{g}) as a kk-vector space. Equivalently, grU(g)S(g)\operatorname{gr} U(\mathfrak{g}) \cong S(\mathfrak{g}), the symmetric algebra on g\mathfrak{g}, where gr\operatorname{gr} denotes the associated graded algebra with respect to the natural filtration on U(g)U(\mathfrak{g}) by degree. This theorem ensures that U(g)U(\mathfrak{g}) is free as a left or right U(g)U(\mathfrak{g})-module generated by 1, and it highlights how the Lie bracket relations deform the commutative multiplication of the symmetric algebra into an associative one. Representations of the Lie algebra g\mathfrak{g} on a vector space VV correspond bijectively to left modules over U(g)U(\mathfrak{g}), where the action of elements of g\mathfrak{g} on VV extends uniquely to an action of all of U(g)U(\mathfrak{g}) satisfying the universal property. In particular, the adjoint representation of g\mathfrak{g} on itself extends to a U(g)U(\mathfrak{g})-module structure via left multiplication on U(g)U(\mathfrak{g}). For semisimple Lie algebras over C\mathbb{C}, the center Z(U(g))Z(U(\mathfrak{g})) consists of central elements that act as scalars on irreducible representations, and the Harish-Chandra isomorphism identifies Z(U(g))Z(U(\mathfrak{g})) with the ring of invariants S(h)WS(\mathfrak{h})^W, where h\mathfrak{h} is a Cartan subalgebra and WW is the Weyl group.

Structure Theory

Solvable and Nilpotent Lie Algebras

A Lie algebra g\mathfrak{g} over a field KK is defined to be solvable if its derived series terminates at the zero algebra after finitely many steps. The derived series is constructed recursively as g(0)=g\mathfrak{g}^{(0)} = \mathfrak{g} and g(k+1)=[g(k),g(k)]\mathfrak{g}^{(k+1)} = [\mathfrak{g}^{(k)}, \mathfrak{g}^{(k)}] for k0k \geq 0, where [,][ \cdot, \cdot ] denotes the Lie bracket; thus, g\mathfrak{g} is solvable if there exists some integer nn such that g(n)={0}\mathfrak{g}^{(n)} = \{0\}. This condition captures the idea of successive commutator subalgebras becoming trivial, analogous to solvable groups via the commutator subgroup series. In contrast, a Lie algebra g\mathfrak{g} is nilpotent if its lower central series reaches the zero subalgebra in finitely many steps. The lower central series is defined by g0=g\mathfrak{g}_0 = \mathfrak{g} and gk+1=[g,gk]\mathfrak{g}_{k+1} = [\mathfrak{g}, \mathfrak{g}_k] for k0k \geq 0; hence, g\mathfrak{g} is nilpotent if gm={0}\mathfrak{g}_m = \{0\} for some positive integer mm. Every nilpotent Lie algebra is solvable, since the lower central series refines the derived series in the sense that each term in the former lies within the corresponding derived term, ensuring the derived series also terminates. Over an algebraically closed field of characteristic zero, a finite-dimensional Lie algebra g\mathfrak{g} is nilpotent if and only if the adjoint map adx:gg\mathrm{ad}_x: \mathfrak{g} \to \mathfrak{g} is a nilpotent endomorphism for every xgx \in \mathfrak{g}, as stated by Engel's theorem. This characterization links nilpotency directly to the nilpotency of individual adjoint operators, providing a useful criterion for verification. Abelian Lie algebras, where the Lie bracket vanishes identically [g,g]={0}[\mathfrak{g}, \mathfrak{g}] = \{0\}, form the simplest examples of both solvable and nilpotent algebras, as their derived and lower central series terminate immediately at the first step. A non-abelian example is the three-dimensional Heisenberg Lie algebra over a field KK, with basis {x,y,z}\{x, y, z\} and nontrivial bracket [x,y]=z[x, y] = z while all other brackets among basis elements are zero; its lower central series is g0=g\mathfrak{g}_0 = \mathfrak{g}, g1=[g,g]=Kz\mathfrak{g}_1 = [ \mathfrak{g}, \mathfrak{g} ] = Kz, and g2=[g,g1]={0}\mathfrak{g}_2 = [ \mathfrak{g}, \mathfrak{g}_1 ] = \{0\}, confirming nilpotency (and thus solvability), whereas the derived series is g(0)=g\mathfrak{g}^{(0)} = \mathfrak{g}, g(1)=Kz\mathfrak{g}^{(1)} = Kz, g(2)={0}\mathfrak{g}^{(2)} = \{0\}. This algebra exemplifies how nilpotency can arise from a single central commutator extension of an abelian algebra.

Semisimple Lie Algebras and Levi Decomposition

A Lie algebra g\mathfrak{g} over a field of characteristic zero is said to have a radical, denoted rad(g)\mathrm{rad}(\mathfrak{g}), which is the unique maximal solvable ideal of g\mathfrak{g}. This radical coincides with the largest solvable ideal and, in the finite-dimensional case, contains the nilradical as its maximal nilpotent ideal. A Lie algebra is semisimple if and only if its radical vanishes, i.e., rad(g)={0}\mathrm{rad}(\mathfrak{g}) = \{0\}. The Levi decomposition theorem provides a fundamental structural result for finite-dimensional Lie algebras over fields of characteristic zero. Specifically, any such Lie algebra g\mathfrak{g} can be expressed as a semidirect product g=srad(g)\mathfrak{g} = \mathfrak{s} \ltimes \mathrm{rad}(\mathfrak{g}), where s\mathfrak{s} is a semisimple Lie subalgebra that complements the radical, meaning g=s+rad(g)\mathfrak{g} = \mathfrak{s} + \mathrm{rad}(\mathfrak{g}) and srad(g)={0}\mathfrak{s} \cap \mathrm{rad}(\mathfrak{g}) = \{0\}. This decomposition highlights how the "non-solvable" part of g\mathfrak{g} acts on its solvable radical via the Lie bracket. Semisimple Lie algebras possess a particularly simple internal structure: they decompose as a direct sum of simple Lie ideals. That is, if g\mathfrak{g} is semisimple, then gi=1kgi\mathfrak{g} \cong \bigoplus_{i=1}^k \mathfrak{g}_i, where each gi\mathfrak{g}_i is a simple Lie algebra (possessing no nontrivial ideals) and the sum is direct with respect to the Lie bracket. This orthogonality of the simple factors underscores the absence of solvable or nilpotent components within semisimple algebras. The Killing form offers an invariant bilinear form that distinguishes semisimple Lie algebras. Defined as B(X,Y)=Tr(adXadY)B(X, Y) = \mathrm{Tr}(\mathrm{ad}_X \circ \mathrm{ad}_Y) for X,YgX, Y \in \mathfrak{g}, where ad\mathrm{ad} denotes the adjoint representation, the Killing form is symmetric and invariant under the adjoint action. On a semisimple Lie algebra, the Killing form is non-degenerate, meaning its radical (the set of elements pairing to zero with all others) is trivial; conversely, non-degeneracy of the Killing form implies semisimplicity.

Cartan's Criteria for Solvability and Semisimplicity

Lie's theorem characterizes the representation theory of solvable Lie algebras over algebraically closed fields of characteristic zero. It states that if LL is a solvable Lie algebra, then for any finite-dimensional representation ρ:Lgl(V)\rho: L \to \mathfrak{gl}(V) on a vector space VV, there exists a flag of subspaces 0=V0V1Vn=V0 = V_0 \subset V_1 \subset \cdots \subset V_n = V such that each ViV_i is invariant under the action of ρ(L)\rho(L). In particular, applied to the adjoint representation, a solvable Lie algebra admits a flag of ideals invariant under the adjoint action. Cartan's criterion for solvability provides an algebraic test using the Killing form, defined as B(x,y)=tr(adxady)B(x, y) = \operatorname{tr}(\operatorname{ad}_x \operatorname{ad}_y), where ad\operatorname{ad} denotes the adjoint representation. A Lie algebra LL over a field of characteristic zero is solvable if and only if B(x,y)=0B(x, y) = 0 for all x[L,L]x \in [L, L] and yLy \in L. This condition implies that the Killing form degenerates on the derived algebra [L,L][L, L]. For semisimplicity, Cartan's criterion states that a Lie algebra LL over a field of characteristic zero is semisimple if and only if its Killing form BB is non-degenerate. This non-degeneracy ensures that LL has no non-trivial solvable ideals. Weyl's theorem offers an equivalent characterization: a Lie algebra LL over a field of characteristic zero is semisimple if and only if it contains no non-zero abelian ideals. This highlights the absence of proper abelian subalgebras that are ideals as a defining feature of semisimplicity.

Classification

Classification over Algebraically Closed Fields

Over algebraically closed fields of characteristic zero, such as the complex numbers C\mathbb{C}, the classification of finite-dimensional semisimple Lie algebras reduces to the classification of their simple ideals, as every semisimple Lie algebra is a direct sum of simple ones. This classification, originally established by Wilhelm Killing and refined by Élie Cartan, identifies all such simple Lie algebras up to isomorphism through their root systems and associated Dynkin diagrams. The process hinges on the structure theory, where a semisimple Lie algebra g\mathfrak{g} admits a Cartan subalgebra h\mathfrak{h} such that g=hαΦgα\mathfrak{g} = \mathfrak{h} \oplus \bigoplus_{\alpha \in \Phi} \mathfrak{g}_\alpha, with Φ\Phi the root system in the dual space h\mathfrak{h}^*. The root system Φ\Phi consists of nonzero linear functionals αh\alpha \in \mathfrak{h}^* (roots) for which the root spaces gα\mathfrak{g}_\alpha are one-dimensional. A choice of positive roots Φ+\Phi^+ determines simple roots ΔΦ+\Delta \subset \Phi^+, a basis for Φ\Phi over Z\mathbb{Z} such that every root is an integer linear combination of elements in Δ\Delta. The Weyl group WW is the finite group generated by reflections sα:ββ2(β,α)(α,α)αs_\alpha: \beta \mapsto \beta - 2 \frac{(\beta, \alpha)}{(\alpha, \alpha)} \alpha across root hyperplanes, acting on h\mathfrak{h}^* and preserving Φ\Phi. These simple roots encode the structure via the Cartan matrix A=(aij)A = (a_{ij}) with aij=2(αi,αj)(αj,αj)a_{ij} = 2 \frac{(\alpha_i, \alpha_j)}{(\alpha_j, \alpha_j)}, whose realization as a Dynkin diagram—a graph with nodes for simple roots and edges indicating non-perpendicularity and length ratios—classifies the possible root systems. The irreducible root systems, and thus the simple Lie algebras, fall into four infinite classical families and five exceptional cases, distinguished by their Dynkin diagrams:
  • Type AnA_n (n1n \geq 1): A chain of nn nodes, corresponding to sl(n+1,C)\mathfrak{sl}(n+1, \mathbb{C}).
  • Type BnB_n (n2n \geq 2): A chain of nn nodes with a double bond (length ratio 2:1) at the end, corresponding to so(2n+1,C)\mathfrak{so}(2n+1, \mathbb{C}).
  • Type CnC_n (n3n \geq 3): A chain of nn nodes with a double bond (length ratio 1:2) at the end, corresponding to sp(2n,C)\mathfrak{sp}(2n, \mathbb{C}).
  • Type DnD_n (n4n \geq 4): A chain of n2n-2 nodes branching into two at the end, corresponding to so(2n,C)\mathfrak{so}(2n, \mathbb{C}).
The exceptional types are E6,E7,E8E_6, E_7, E_8 (extended chains with a branch), F4F_4 (chain with double and triple bonds), and G2G_2 (two nodes with triple bond). These diagrams are the only connected, simply-laced or folded graphs satisfying the classification criteria (no loops, nodes of degree at most 3, etc.), ensuring all finite-dimensional simple complex Lie algebras are isomorphic to one of these. For each such Lie algebra, a Chevalley basis provides an integral structure: it consists of basis elements eα,fαgα,gαe_\alpha, f_\alpha \in \mathfrak{g}_\alpha, \mathfrak{g}_{-\alpha} for αΦ+\alpha \in \Phi^+, and hih_i for simple coroots, with all structure constants integers under the bracket relations [eα,fα]=hα[e_\alpha, f_\alpha] = h_\alpha, [hi,eα]=aiαeα[h_i, e_\alpha] = a_{i\alpha} e_\alpha, etc. This basis, constructed by Claude Chevalley, allows realization over Z\mathbb{Z} and extension to any field, preserving the classification.

Real Forms and Complexification

A real Lie algebra g\mathfrak{g} over R\mathbb{R} can be extended to a complex Lie algebra via its complexification gC=gRC\mathfrak{g}_\mathbb{C} = \mathfrak{g} \otimes_{\mathbb{R}} \mathbb{C}, where the Lie bracket on gC\mathfrak{g}_\mathbb{C} is defined by extending the bracket on g\mathfrak{g} using complex bilinearity. This construction identifies gC\mathfrak{g}_\mathbb{C} with the direct sum gig\mathfrak{g} \oplus i\mathfrak{g} as real vector spaces, with the bracket [X+iY,X+iY]=[X,X][Y,Y]+i([X,Y]+[Y,X])[X + iY, X' + iY'] = [X,X'] - [Y,Y'] + i([X,Y'] + [Y,X']) for X,Y,X,YgX,Y,X',Y' \in \mathfrak{g}. The complexification preserves the structure of g\mathfrak{g} while allowing the application of tools from complex semisimple Lie algebra theory, such as root decompositions relative to a Cartan subalgebra. For semisimple complex Lie algebras, the complexification process relates real forms to their complex counterparts. Every semisimple complex Lie algebra g\mathfrak{g} admits at least one real form, meaning a real subalgebra hg\mathfrak{h} \subseteq \mathfrak{g} (viewed as a real vector space) such that the complexification hCg\mathfrak{h}_\mathbb{C} \cong \mathfrak{g}. In particular, every semisimple complex Lie algebra is the complexification of a unique (up to isomorphism) compact real form, which is the Lie algebra of a compact semisimple Lie group. A classic example is su(2)\mathfrak{su}(2), the Lie algebra of 3×33 \times 3 skew-Hermitian matrices with trace zero, which is a compact real form of sl(2,C)\mathfrak{sl}(2,\mathbb{C}). The classification of real simple Lie algebras, completed by Élie Cartan in 1914, identifies all real forms of the simple complex Lie algebras classified by Killing and Cartan over C\mathbb{C}. For a given simple complex Lie algebra g\mathfrak{g}, the real simple forms are finite in number and determined by involutive automorphisms of g\mathfrak{g} (Cartan involutions). For instance, sl(3,C)\mathfrak{sl}(3,\mathbb{C}) has exactly three inequivalent real simple forms: the split form sl(3,R)\mathfrak{sl}(3,\mathbb{R}), the compact form su(3)\mathfrak{su}(3), and the non-compact non-split form su(2,1)\mathfrak{su}(2,1). This classification extends the complex case by accounting for the possible real structures compatible with the root system of g\mathfrak{g}. Real forms are further distinguished by the signature of the Killing form B(X,Y)=tr(adXadY)B(X,Y) = \operatorname{tr}(\operatorname{ad}_X \operatorname{ad}_Y). For the compact real form of a semisimple complex Lie algebra, the Killing form is negative definite, reflecting the compactness of the associated Lie group. In contrast, the split real form, which maximizes the dimension of the abelian part in a Cartan decomposition, has an indefinite Killing form whose signature is (dimgr,r)( \dim \mathfrak{g} - r, r ), where rr is the rank of g\mathfrak{g}; equivalently, the number of positive eigenvalues equals dimgr\dim \mathfrak{g} - r. For example, in sl(2,R)\mathfrak{sl}(2,\mathbb{R}) (the split form of sl(2,C)\mathfrak{sl}(2,\mathbb{C})), the Killing form has signature (2,1)(2,1). These signatures provide an invariant to differentiate forms within the classification.

Relation to Lie Groups

Lie Algebra of a Matrix Lie Group

A matrix Lie group GG is a Lie group that can be realized as a closed subgroup of the general linear group GL(n,R)\mathrm{GL}(n, \mathbb{R}) for some nn, consisting of invertible n×nn \times n real matrices. The Lie algebra g\mathfrak{g} of such a group GG is defined as the vector space of all n×nn \times n real matrices XX such that exp(tX)G\exp(tX) \in G for all sufficiently small real numbers t>0t > 0. This construction identifies g\mathfrak{g} concretely with elements of the matrix algebra Mn(R)M_n(\mathbb{R}) that are tangent to GG at the identity matrix InI_n. The Lie algebra g\mathfrak{g} is isomorphic to the tangent space TInGT_{I_n}G at the identity, which serves as the space of left-invariant vector fields on GG. These left-invariant vector fields are generated by curves through the identity in GG, and the Lie bracket on g\mathfrak{g} is induced by the commutator of vector fields, providing a bilinear operation [X,Y]=XYYX[X, Y] = XY - YX for X,YgX, Y \in \mathfrak{g}. For matrix Lie groups, this bracket corresponds directly to the matrix commutator, ensuring that g\mathfrak{g} inherits a Lie algebra structure from the group's smooth manifold topology. A representative example is the special unitary group SU(2)\mathrm{SU}(2), the Lie group of 2×22 \times 2 complex unitary matrices with determinant 1. Its Lie algebra su(2)\mathfrak{su}(2) consists of all 2×22 \times 2 complex matrices XX satisfying X=XX^\dagger = -X (skew-Hermitian) and Tr(X)=0\operatorname{Tr}(X) = 0, with the standard basis given by the Pauli matrices (up to factors of ii). Another example is the special linear group SL(2,R)\mathrm{SL}(2, \mathbb{R}), the Lie group of 2×22 \times 2 real matrices with determinant 1; its Lie algebra sl(2,R)\mathfrak{sl}(2, \mathbb{R}) comprises all 2×22 \times 2 real matrices with trace zero, equipped with the commutator bracket. These examples illustrate how the Lie algebra captures the infinitesimal symmetries of the group near the identity.

Exponential Map and Logarithm

The exponential map provides a fundamental connection between a Lie algebra g\mathfrak{g} and its associated Lie group GG, mapping elements of the algebra to group elements via a smooth homomorphism. For matrix Lie groups, where g\mathfrak{g} consists of matrices, the exponential map is defined explicitly as exp(X)=k=0Xkk!,\exp(X) = \sum_{k=0}^{\infty} \frac{X^k}{k!}, which converges for all XgX \in \mathfrak{g} since the series is the standard matrix exponential. This map generalizes to arbitrary Lie groups by defining exp(X)\exp(X) as the time-1 flow of the left-invariant vector field generated by XgX \in \mathfrak{g}, ensuring it is well-defined and smooth. The exponential map is a Lie group homomorphism from the additive group of g\mathfrak{g} (viewed as Rn\mathbb{R}^n) to GG, and it plays a crucial role in "delinearizing" the tangent space at the identity. A key property of the exponential map is that it is a local diffeomorphism near the origin of g\mathfrak{g}. Specifically, the differential dexp0:gTeGgd\exp_0: \mathfrak{g} \to T_e G \cong \mathfrak{g} is the identity map, implying that exp\exp restricts to a diffeomorphism from a neighborhood of 0g0 \in \mathfrak{g} onto a neighborhood of the identity eGe \in G. Reparameterization in local coordinates maps the identity to (0,0), allowing a clean Taylor expansion of the group multiplication ϕ(α,β)\phi(\alpha, \beta), where α\alpha and β\beta are coordinates of nearby group elements. The first-order terms in this expansion are α+β\alpha + \beta, capturing the linear addition in the Lie algebra, while higher-order terms, beginning with a bilinear commutator [α,β][\alpha, \beta], encode non-commutativity; ignoring these higher terms approximates the group operation by the linear behavior of the Lie algebra, thus connecting the finite group structure to its infinitesimal algebra via analytic approximations. This local invertibility allows the construction of one-parameter subgroups: for each XgX \in \mathfrak{g}, the curve texp(tX)t \mapsto \exp(tX) is a smooth homomorphism from R\mathbb{R} to GG with derivative XX at t=0t=0. Global behavior varies by group type; for simply connected nilpotent Lie groups, exp\exp is a global diffeomorphism, providing a bijection between g\mathfrak{g} and GG. In contrast, for compact connected Lie groups, exp\exp is surjective but generally not injective, as the group is covered by the image with possible discrete kernel related to the fundamental group. The logarithm serves as the local inverse to the exponential map near the identity. For elements gGg \in G sufficiently close to ee, there exists a unique XgX \in \mathfrak{g} such that exp(X)=g\exp(X) = g, and this X=log(g)X = \log(g) is smooth in a neighborhood of ee. The logarithm is multi-valued globally in general, but its principal branch is well-defined locally, facilitating computations like solving differential equations on the group. This inverse property underscores the exponential map's role in parameterizing small group elements via algebra elements. The exponential map intertwines the adjoint representations of the group and algebra. The adjoint action of GG on g\mathfrak{g} is given by Adg(X)=gXg1\mathrm{Ad}_g(X) = g X g^{-1} for gGg \in G and XgX \in \mathfrak{g} (in the matrix case), while the algebra's adjoint is adX(Y)=[X,Y]\mathrm{ad}_X(Y) = [X, Y]. A fundamental relation is Adexp(X)=exp(adX)\mathrm{Ad}_{\exp(X)} = \exp(\mathrm{ad}_X), where the right-hand side is the exponential of the linear operator adX:gg\mathrm{ad}_X: \mathfrak{g} \to \mathfrak{g}. This identity links conjugation in the group to nested commutators in the algebra, with applications in computing conjugacy classes and stability analysis.

Extensions and Generalizations

Derivations and Automorphisms

A derivation of a Lie algebra L\mathfrak{L} over a field FF of characteristic zero is a linear endomorphism δ:LL\delta: \mathfrak{L} \to \mathfrak{L} satisfying the Leibniz rule δ([x,y])=[δ(x),y]+[x,δ(y)]\delta([x, y]) = [\delta(x), y] + [x, \delta(y)] for all x,yLx, y \in \mathfrak{L}. This condition ensures that derivations capture infinitesimal symmetries preserving the Lie bracket structure. The space Der(L)\operatorname{Der}(\mathfrak{L}) of all such derivations forms a Lie algebra under the commutator bracket [δ1,δ2]=δ1δ2δ2δ1[\delta_1, \delta_2] = \delta_1 \circ \delta_2 - \delta_2 \circ \delta_1, which itself satisfies the derivation property. The adjoint representation provides a canonical family of derivations: for each xLx \in \mathfrak{L}, the map adx:y[x,y]\operatorname{ad}_x: y \mapsto [x, y] is a derivation, known as an inner derivation. The image ad(L)\operatorname{ad}(\mathfrak{L}) under the adjoint map ad:LDer(L)\operatorname{ad}: \mathfrak{L} \to \operatorname{Der}(\mathfrak{L}) is a Lie subalgebra of Der(L)\operatorname{Der}(\mathfrak{L}), and the kernel of ad\operatorname{ad} is the center of L\mathfrak{L}. Outer derivations are the cosets in the quotient Lie algebra Der(L)/ad(L)\operatorname{Der}(\mathfrak{L}) / \operatorname{ad}(\mathfrak{L}), measuring derivations not arising from the algebra's own elements. For semisimple Lie algebras, all derivations are inner, so Der(L)=ad(L)\operatorname{Der}(\mathfrak{L}) = \operatorname{ad}(\mathfrak{L}) and there are no nontrivial outer derivations. An automorphism of L\mathfrak{L} is an invertible linear map σ:LL\sigma: \mathfrak{L} \to \mathfrak{L} preserving the bracket, i.e., σ([x,y])=[σ(x),σ(y)]\sigma([x, y]) = [\sigma(x), \sigma(y)] for all x,yLx, y \in \mathfrak{L}. The set Aut(L)\operatorname{Aut}(\mathfrak{L}) of all automorphisms forms a group under composition, acting as the symmetry group of the Lie algebra. Inner automorphisms are those induced by the adjoint action, Int(L)={eadxxL}\operatorname{Int}(\mathfrak{L}) = \{ e^{\operatorname{ad}_x} \mid x \in \mathfrak{L} \}, a normal subgroup of Aut(L)\operatorname{Aut}(\mathfrak{L}), with the outer automorphism group given by the quotient Out(L)=Aut(L)/Int(L)\operatorname{Out}(\mathfrak{L}) = \operatorname{Aut}(\mathfrak{L}) / \operatorname{Int}(\mathfrak{L}). In the context of Lie groups, one often considers the Lie algebra of continuous automorphisms, which for a connected Lie group GG with Lie algebra L\mathfrak{L} is Der(L)\operatorname{Der}(\mathfrak{L}). Derivations and automorphisms play a role in constructing semidirect products of Lie algebras.

Infinite-Dimensional Lie Algebras

Infinite-dimensional Lie algebras generalize finite-dimensional ones by allowing vector spaces of countable or uncountable dimension, leading to richer structures but also significant analytical challenges, such as the need for topological completions to ensure well-defined operations. Unlike their finite-dimensional counterparts, which admit complete classifications over algebraically closed fields of characteristic zero, infinite-dimensional Lie algebras often lack such global classifications and require additional structure like gradings or central extensions to study their representations and symmetries. A prominent example is the Witt algebra, which consists of vector fields on the circle S1S^1 with Laurent polynomial coefficients, realized over C\mathbb{C} with basis elements Ln=zn+1ddzL_n = -z^{n+1} \frac{d}{dz} for nZn \in \mathbb{Z} satisfying the commutation relations [Lm,Ln]=(mn)Lm+n[L_m, L_n] = (m - n) L_{m+n}. This algebra arises as the Lie algebra of infinitesimal conformal transformations in two dimensions and serves as a foundational structure for more complex extensions. Its unique nontrivial central extension, the Virasoro algebra, introduces a central element cc with relations [Lm,Ln]=(mn)Lm+n+c12(m3m)δm,n[L_m, L_n] = (m - n) L_{m+n} + \frac{c}{12} (m^3 - m) \delta_{m, -n}, capturing quantum anomalies in physical systems. Another key class is the family of Kac-Moody algebras, defined via generalized Cartan matrices and generated by elements satisfying Serre relations, extending finite-dimensional semisimple Lie algebras to infinite dimensions through affine or hyperbolic types. To equip infinite-dimensional Lie algebras with a suitable topology, they are often modeled on complete normed spaces, such as Banach spaces over R\mathbb{R} or C\mathbb{C}, ensuring the Lie bracket remains continuous and bilinear. This topological framework is essential for defining exponentials and analyzing representations, as Fréchet or nuclear topologies may also be employed for smoother manifolds underlying associated Lie groups. Representations of these algebras, particularly affine Kac-Moody types, involve infinite weights due to the extended root systems, with Verma modules serving as universal highest-weight modules induced from characters on the Cartan subalgebra. These modules are cyclic and infinite-dimensional, decomposing into weight spaces with multiplicities determined by Weyl group orbits, providing building blocks for irreducible representations. In applications, the Virasoro algebra underpins the symmetry algebra of two-dimensional conformal field theories, where the central charge cc parametrizes the theory's anomaly and unitary minimal models correspond to specific rational values of cc. Kac-Moody algebras appear in these theories as current algebras, generating integrable representations at positive integer levels that realize affine symmetries, while in string theory, they describe the gauge symmetries of the heterotic string worldsheet, with the Virasoro algebra ensuring conformal invariance and anomaly cancellation.

Lie Rings and Category-Theoretic Views

A Lie ring is an abelian group LL (equivalently, a Z\mathbb{Z}-module) equipped with a bilinear operation [,]:L×LL[ \cdot, \cdot ]: L \times L \to L, called the Lie bracket, that satisfies antisymmetry [x,x]=0[x, x] = 0 for all xLx \in L and the Jacobi identity [x,[y,z]]+[y,[z,x]]+[z,[x,y]]=0[x, [y, z]] + [y, [z, x]] + [z, [x, y]] = 0 for all x,y,zLx, y, z \in L. This structure generalizes Lie algebras by replacing the underlying field with the ring of integers, allowing the theory to extend to settings without division, such as integral models of Lie structures. Sub-Lie rings and ideals are defined analogously to those in Lie algebras, preserving the bracket operation, and concepts like nilpotency and solvability carry over via the additive group structure. Prominent examples of Lie rings include integral forms of Lie algebras, which are Z\mathbb{Z}-submodules of a Lie algebra over Q\mathbb{Q} or R\mathbb{R} that span the full space upon tensoring with the field and respect the bracket. For instance, the special linear Lie ring sln(Z)\mathfrak{sl}_n(\mathbb{Z}) consists of n×nn \times n integer matrices with trace zero, equipped with the commutator bracket [A,B]=ABBA[A, B] = AB - BA, serving as an integral model for the Lie algebra sln(Q)\mathfrak{sl}_n(\mathbb{Q}). Another class comprises current Lie rings, constructed as tensor products of a finite-dimensional Lie algebra with the additive group of a commutative ring, such as smooth functions on a manifold valued in the Lie algebra, where the bracket is pointwise; these arise in the study of symmetries in field theories and extend finite-dimensional structures to infinite settings while maintaining the Lie ring axioms over Z\mathbb{Z}. The category LieAlgk\mathbf{LieAlg}_k of Lie algebras over a field kk has objects given by Lie algebras (vector spaces over kk with compatible brackets) and morphisms by linear maps preserving the bracket, i.e., Lie algebra homomorphisms ϕ:LL\phi: L \to L' satisfying ϕ([x,y])=[ϕ(x),ϕ(y)]\phi([x, y]) = [\phi(x), \phi(y)]. This category admits various functors relating it to the category of Lie groups LieGrp\mathbf{LieGrp}, such as the infinitesimalization functor that assigns to a Lie group its Lie algebra via left-invariant vector fields, and the integration functor attempting to recover Lie groups from Lie algebras, though the latter is not always an equivalence due to topological obstructions. These functors facilitate the study of Lie algebras as tangent spaces to Lie groups, enabling algebraic tools to analyze continuous symmetries. A key categorical feature is the adjunction involving the forgetful functor U:LieAlgkVectkU: \mathbf{LieAlg}_k \to \mathbf{Vect}_k, which forgets the bracket structure and views a Lie algebra as its underlying vector space. This forgetful functor has a left adjoint, the free Lie algebra functor FreeLie:VectkLieAlgk\mathrm{FreeLie}: \mathbf{Vect}_k \to \mathbf{LieAlg}_k, which constructs the free Lie algebra on a vector space VV as the quotient of the free associative algebra by the ideal generated by relations enforcing antisymmetry and the Jacobi identity, with the universal property ensuring any linear map from VV to a Lie algebra extends uniquely to a Lie homomorphism. This adjunction underscores the algebraic generation of Lie structures and parallels similar constructions in other algebraic categories, providing a framework for universal properties in Lie theory.

References

  1. https://groupprops.subwiki.org/wiki/Abelian_Lie_algebra
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