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Delta-sigma modulation
Delta-sigma modulation
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Figure 1: Full process of a 1st-order synchronous ΔΣ ADC (top) and ΔΣ DAC (bottom). Each contains a ΔΣ modulation negative feedback loop (the curly bracket) which outputs a new ΔΣM result on each clock cycle, which is fed back for computing the next ΔΣM result. The full conversion process for each typically includes post-filtering for demodulation and pre-filtering to remove aliases and noise. Analog is green. Digital is blue. The DDC (Digital-to-Digital Converter) requantizes its input from a high bit depth to a low bit depth.
1-bit synchronous delta-sigma modulation (blue) of a sine wave (red)

Delta-sigma (ΔΣ; or sigma-delta, ΣΔ) modulation is an oversampling method for encoding signals into low bit depth digital signals at a very high sample-frequency as part of the process of delta-sigma analog-to-digital converters (ADCs) and digital-to-analog converters (DACs). Delta-sigma modulation achieves high quality by utilizing a negative feedback loop during quantization to the lower bit depth that continuously corrects quantization errors and moves quantization noise to higher frequencies well above the original signal's bandwidth. Subsequent low-pass filtering for demodulation easily removes this high frequency noise and time averages to achieve high accuracy in amplitude, which can be ultimately encoded as pulse-code modulation (PCM).

Both ADCs and DACs can employ delta-sigma modulation. A delta-sigma ADC (e.g. Figure 1 top) encodes an analog signal using high-frequency delta-sigma modulation and then applies a digital filter to demodulate it to a high-bit digital output at a lower sampling-frequency. A delta-sigma DAC (e.g. Figure 1 bottom) encodes a high-resolution digital input signal into a lower-resolution but higher sample-frequency signal that may then be mapped to voltages and smoothed with an analog filter for demodulation. In both cases, the temporary use of a low bit depth signal at a higher sampling frequency simplifies circuit design and takes advantage of the efficiency and high accuracy in time of digital electronics.

Primarily because of its cost efficiency and reduced circuit complexity, this technique has found increasing use in modern electronic components such as DACs, ADCs, frequency synthesizers, switched-mode power supplies and motor controllers.[1] The coarsely-quantized output of a delta-sigma ADC is occasionally used directly in signal processing or as a representation for signal storage (e.g., Super Audio CD stores the raw output of a 1-bit delta-sigma modulator).

While this article focuses on synchronous modulation, which requires a precise clock for quantization, asynchronous delta-sigma modulation instead runs without a clock.

Motivation

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When transmitting an analog signal directly, all noise in the system and transmission is added to the analog signal, reducing its quality. Digitizing it enables noise-free transmission, storage, and processing. There are many methods of digitization.

In Nyquist-rate ADCs, an analog signal is sampled at a relatively low sampling frequency just above its Nyquist rate (twice the signal's highest frequency) and quantized by a multi-level quantizer to produce a multi-bit digital signal. Such higher-bit methods seek accuracy in amplitude directly, but require extremely precise components and so may suffer from poor linearity.

Advantages of oversampling

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Oversampling converters instead produce a lower bit depth result at a much higher sampling frequency. This can achieve comparable quality by taking advantage of:

  • Higher accuracy in time (afforded by high-speed digital circuits and highly accurate clocks).
  • Higher linearity afforded by low-bit ADCs and DACs (for instance, a 1-bit DAC that only outputs two values of a precise high voltage and a precise low voltage is perfectly linear, in principle).
  • Noise shaping: moving noise to higher frequencies above the signal of interest, so they can be easily removed with low-pass filtering.
  • Reduced steepness requirement for the analog low-pass anti-aliasing filters. High-order filters with a flat passband cost more to make in the analog domain than in the digital domain.

Frequency/resolution tradeoff

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Another key aspect given by oversampling is the frequency/resolution tradeoff. The decimation filter put after the modulator not only filters the whole sampled signal in the band of interest (cutting the noise at higher frequencies), but also reduces the sampling rate, and hence the representable frequency range, of the signal, while increasing the sample amplitude resolution. This improvement in amplitude resolution is obtained by a sort of averaging of the higher-data-rate bitstream.

Improvement over delta modulation

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Delta modulation is an earlier related low-bit oversampling method that also uses negative feedback, but only encodes the derivative of the signal (its delta) rather than its amplitude. The result is a stream of marks and spaces representing up or down of the signal's movement, which must be integrated to reconstruct the signal's amplitude. Delta modulation has several drawbacks. The differentiation alters the signal's spectrum by amplifying high-frequency noise, attenuating low-frequencies,[2] and dropping the DC component. This makes its dynamic range and signal-to-noise ratio (SNR) inversely proportional to signal frequency. Delta modulation suffers from slope overload if signals move too fast. And it is susceptible to transmission disturbances that result in cumulative error.

Delta-sigma modulation rearranges the integrator and quantizer of a delta modulator so that the output carries information corresponding to the amplitude of the input signal instead of just its derivative.[3] This also has the benefit of incorporating desirable noise shaping into the conversion process, to deliberately move quantization noise to frequencies higher than the signal. Since the accumulated error signal is lowpass filtered by the delta-sigma modulator's integrator before being quantized, the subsequent negative feedback of its quantized result effectively subtracts the low-frequency components of the quantization noise while leaving the higher frequency components of the noise.

1-bit delta-sigma modulation is pulse-density modulation

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In the specific case of a single-bit synchronous ΔΣ ADC, an analog voltage signal is effectively converted into a pulse frequency, or pulse density, which can be understood as pulse-density modulation (PDM). A sequence of positive and negative pulses, representing bits at a known fixed rate, is very easy to generate, transmit, and accurately regenerate at the receiver, given only that the timing and sign of the pulses can be recovered. Given such a sequence of pulses from a delta-sigma modulator, the original waveform can be reconstructed with adequate precision.

The use of PDM as a signal representation is an alternative to PCM. Alternatively, the high-frequency PDM can later be downsampled through decimation and requantized to convert it into a multi-bit PCM code at a lower sampling frequency closer to the Nyquist rate of the frequency band of interest.

History and variations

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The seminal[4] paper combining feedback with oversampling to achieve delta modulation was by F. de Jager of Philips Research Laboratories in 1952.[5]

"Feedback Integrating System" by Charles B Brahm: The entire top half of its Fig 1 is a delta-sigma modulator. Box #10 is a two-input integrator. The 4-bit analog-to-digital quantizer uses designations "S" (sign), "1", "2", and "4" for each bit. Each "F" stands for flip-flop and each "G" is a gate, controlled by the 110 kHz oscillator.

The principle of improving the resolution of a coarse quantizer by use of feedback, which is the basic principle of delta-sigma conversion, was first described in a 1954-filed patent by C. Chapin Cutler of Bell Labs.[6] It was not named as such until a 1962 paper[7] by Inose et al. of University of Tokyo, which came up with the idea of adding a filter in the forward path of the delta modulator.[8][note 1] However, Charles B Brahm of United Aircraft Corp[9] in 1961 filed a patent "Feedback integrating system"[10] with a feedback loop containing an integrator with multi-bit quantization shown in its Fig 1.[2]

Wooley's "The Evolution of Oversampling Analog-to-Digital Converters"[4] gives more history and references to relevant patents. Some avenues of variation (which may be applied in different combinations) are the modulator's order, the quantizer's bit depth, the manner of decimation, and the oversampling ratio.

Higher-order modulator

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Figure 2: Noise-feedback 2nd-order ΔΣ modulator ADC.

Noise of the quantizer can be further shaped by replacing the quantizer itself with another ΔΣ modulator. This creates a 2nd-order modulator, which can be rearranged in a cascaded fashion (Figure 2).[2] This process can be repeated to increase the order even more.

While 1st-order modulators are unconditionally stable, stability analysis must be performed for higher-order noise-feedback modulators. Alternatively, noise-feedforward configurations are always stable and have simpler analysis.[11]§6.1

Multi-bit quantizer

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The modulator can also be classified by the bit depth of its quantizer. A quantizer that distinguishes between N-levels is called a log2N bit quantizer. For example, a simple comparator has 2 levels and so is 1 bit quantizer; a 3-level quantizer is called a 1.5 bit quantizer; a 4-level quantizer is a 2-bit quantizer; a 5-level quantizer is called a 2.5-bit quantizer.[12] Higher bit quantizers inherently produce less quantization noise.

One criticism of 1-bit quantization is that adequate amounts of dither cannot be used in the feedback loop, so distortion can be heard under some conditions (more discussion at Direct Stream Digital § DSD vs. PCM).[13][14]

Subsequent decimation

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Decimation is strongly associated with delta-sigma modulation, but is distinct and outside the scope of this article. The original 1962 paper didn't describe decimation. Oversampled data in the early days was sent as is. The proposal to decimate oversampled delta-sigma data using digital filtering before converting it into PCM audio was made by D. J. Goodman at Bell Labs in 1969,[15] to reduce the ΔΣ signal from its high sampling rate while increasing its bit depth. Decimation may be done in a separate chip on the receiving end of the delta-sigma bit stream, sometimes by a dedicated module inside of a microcontroller,[16] which is useful for interfacing with PDM MEMS microphones,[17] though many ΔΣ ADC integrated circuits include decimation. Some microcontrollers even incorporate both the modulator and decimator.[18]

Decimation filters most commonly used for ΔΣ ADCs, in order of increasing complexity and quality, are:

  1. Boxcar moving average filter (simple moving average or sinc-in-frequency or sinc1 filter): This is the easiest digital filter and retains a sharp step response, but is mediocre at separating frequency bands[19] and suffers from intermodulation distortion. The filter can be implemented by simply counting how many samples during a larger sampling interval are high. The 1974 paper from another Bell Labs researcher, J. C. Candy, "A Use of Limit Cycle Oscillations to Obtain Robust Analog-to-Digital Converters"[20] was one of the early examples of this.
  2. Cascaded integrator–comb filters: These are called sincN filters, equivalent to cascading the above sinc1 filter N times and rearranging the order of operations for computational efficiency. Lower N filters are simpler, settle faster, and have less attenuation in the baseband, while higher N filters are slightly more complex and settle slower and have more droop in the passband, but better attenuate undesired high frequency noise. Compensation filters can however be applied to counteract undesired passband attenuation.[21] SincN filters are appropriate for decimating sigma delta modulation down to four times the Nyquist rate.[22] The height of the first sideload is -13·N dB and the height of successive lobes fall off gradually, but only the areas around the nulls will alias into the low frequency band of interest; for instance when downsampling by 8, the largest aliased high frequency component may be -16 dB below the peak of the band of interest with a sinc1 filter but -40 dB below for a sinc3 filter, and if only interested in a narrower bandwidth, even fewer high frequency components will alias into it (see Figures 7–9 of Lyons article).[23]
  3. Windowed sinc-in-time (brick-wall in frequency) filters: Although the sinc function's infinite support prevents it from being realizable in finite time, the sinc function can instead be windowed to realize finite impulse response filters. This approximated filter design, while maintaining almost no attenuation of the lower-frequency band of interest, still removes almost all undesired high-frequency noise. The downside is poor performance in the time domain (e.g. step response overshoot and ripple), higher delay (i.e. their convolution time is inversely proportional to their cutoff transition steepness), and higher computational requirements.[24] They are the de facto standard for high fidelity digital audio converters.

Other loop filters

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Most commercial ΔΣ modulators use integrators as the loop filter, because as low-pass filters they push quantization noise up in frequency, which is useful for baseband signals. But a ΔΣ modulator's filter does not necessarily need to be a low-pass filter. If a band-pass filter is used instead, then quantization noise is moved up and down in frequency away from the filter's pass-band, so a subsequent pass-band decimation filter will result in a ΔΣ ADC with a bandpass characteristic.[25]

Reduction of baseband noise by increasing oversampling ratio and ΔΣM order

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Figure 3: Top: a sine wave input overlaid with its synchronous ΔΣ representation made using a high oversampling ratio. Middle: filtering the ΔΣ representation produces an approximation of the original sine wave. Bottom: residual error of the ΔΣ ADC, with and without adding dither noise.

When a signal is quantized, the resulting signal can be approximated by addition of white noise with approximately equal intensity across the entire spectrum. In reality, the quantization noise is, of course, not independent of the signal and this dependence results in limit cycles and is the source of idle tones and pattern noise in delta-sigma converters. However, adding dithering noise (Figure 3) reduces such distortion by making quantization noise more random.

ΔΣ ADCs reduce the amount of this noise in the baseband by spreading it out and shaping it so it is mostly in higher frequencies. It can then be easily filtered out with inexpensive digital filters, without high-precision analog circuits needed by Nyquist ADCs.

Oversampling to spread out quantization noise

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Quantization noise in the baseband frequency range (from DC to ) may be reduced by increasing the oversampling ratio (OSR) defined by

where is the sampling frequency and is the Nyquist rate (the minimum sampling rate needed to avoid aliasing, which is twice the original signal's maximum frequency ). Since oversampling is typically done in powers of two, represents how many times OSR is doubled.

Figure 4: Noise shaping curves and noise spectrum in 1st, 2nd, and 3rd-order ΔΣ modulators.

As illustrated in Figure 4, the total amount of quantization noise is the same both in a Nyquist converter (yellow + green areas) and in an oversampling converter (blue + green areas). But oversampling converters distribute that noise over a much wider frequency range. The benefit is that the total amount of noise in the frequency band of interest is dramatically smaller for oversampling converters (just the small green area), than for a Nyquist converter (yellow + green total area).

Noise shaping

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Figure 4 shows how ΔΣ modulation shapes noise to further reduce the amount of quantization noise in the baseband in exchange for increasing noise at higher frequencies (where it can be easily filtered out). The curves of higher-order ΔΣ modulators achieve even greater reduction of noise in the baseband.

These curves are derived using mathematical tools called the Laplace transform (for continuous-time signals, e.g. in an ADC's modulation loop) or the Z-transform (for discrete-time signals, e.g. in a DAC's modulation loop). These transforms are useful for converting harder math from the time domain into simpler math in the complex frequency domain of the complex variable (in the Laplace domain) or (in the z-domain).

Analysis of ΔΣ ADC modulation loop in Laplace domain

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Figure 5 represents the 1st-order ΔΣ ADC modulation loop (from Figure 1) as a continuous-time linear time-invariant system in the Laplace domain with the equation:

Figure 5: ΔΣ modulation loop in Laplace domain. Integration is multiplication by and quantization is approximated by adding noise.

The Laplace transform of integration of a function of time corresponds to simply multiplication by in Laplace notation. The integrator is assumed to be an ideal integrator to keep the math simple, but a real integrator (or similar filter) may have a more complicated expression.

The process of quantization is approximated as addition with a quantization error noise source. The noise is often assumed to be white and independent of the signal, though as quantization (signal processing) § Additive noise model explains that is not always a valid assumption (particularly for low-bit quantization).

Since the system and Laplace transform are linear, the total behavior of this system can be analyzed by separating how it affects the input from how it affects the noise:[11]§6

Low-pass filter on input
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To understand how the system affect the input signal only, the noise is temporarily imagined to be 0:

which can be rearranged to yield the following transfer function:

This transfer function has a single pole at in the complex plane, so it effectively acts as a 1st-order low-pass filter on the input signal. (Note: its cutoff frequency could be adjusted as desired by including multiplication by a constant in the loop).

High-pass filter on noise
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To understand how the system affects the noise only, the input instead is temporarily imagined to be 0:

which can be rearranged to yield the following transfer function:

This transfer function has a single zero at and a single pole at so the system effectively acts as a high-pass filter on the noise that starts at 0 at DC, then gradually rises until it reaches the cutoff frequency, and then levels off.

Analysis of synchronous ΔΣ modulation loop in z-domain

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The synchronous ΔΣ DAC's modulation loop (Figure 6) meanwhile is in discrete-time and so its analysis is in the z-domain. It is very similar to the above analysis in Laplace domain and produces similar curves. Note: many sources[11]§6.1[26][27] also analyze a ΔΣ ADC's modulation loop in the z-domain, which implicitly treats the continuous analog input as a discrete-time signal. This may be a valid approximation provided that the input signal is already bandlimited and can be assumed to be not changing on time scales higher than the sampling rate. It is particularly appropriate when the modulator is implemented as a switched capacitor circuit, which work by transferring charge between capacitors in clocked time steps.

Figure 6: ΔΣ modulation loop in the z-domain.

Integration in discrete-time can be an accumulator which repeatedly sums its input with the previous result of its summation This is represented in the z-domain by feeding back a summing node's output though a 1-clock cycle delay stage (notated as ) into another input of the summing node, yielding . Its transfer function is often used to label integrators in block diagrams.

In a ΔΣ DAC, the quantizer may be called a requantizer or a digital-to-digital converter (DDC), because its input is already digital and quantized but is simply reducing from a higher bit depth to a lower bit depth digital signal. This is represented in the z-domain by another delay stage in series with adding quantization noise. (Note: some sources may have swapped ordering of the and additive noise stages.)

The modulator's z-domain equation arranged like Figure 6 is:which can be rearranged to express the output in terms of the input and noise:The input simply comes out of the system delayed by one clock cycle. The noise term's multiplication by represents a first difference backward filter (which has a single pole at the origin and a single zero at ) and thus high-pass filters the noise.

Higher order modulators

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Without getting into the mathematical details,[26](equations 8-11) cascading integrators to create an -order modulator results in:Since this first difference backwards filter is now raised to the power it will have a steeper noise shaping curve, for improved properties of greater attenuation in the baseband, so a dramatically larger portion of the noise is above the baseband and can be easily filtered by an ideal low-pass filter.

Theoretical effective number of bits

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The theoretical SNR in decibels (dB) for a sinusoid input travelling through a -order modulator with a OSR (and followed by an ideal low-pass decimation filter) can be mathematically derived to be approximately:[26](equations 12-21)

The theoretical effective number of bits (ENOB) resolution is thus improved by bits when doubling the OSR (incrementing ), and by bits when incrementing the order. For comparison, oversampling a Nyquist ADC (without any noise shaping) only improves its ENOB by bits for every doubling of the OSR,[28] which is only 13 of the ENOB growth rate of a 1st-order ΔΣM.

Theoretical SNR and ENOB versus delta-sigma modulation order and oversampling ratio (OSR)
Oversampling ratio each OSR

doubling

24 OSR 25 OSR 26 OSR 27 OSR 28 OSR
1st-order:
24 dB

3+34 bits

33 dB

5+14 bits

42 dB

6+34 bits

51 dB

8+14 bits

60 dB

9+34 bits

+1+12 bits
2nd-order:
39 dB

6+14 bits

54 dB

8+34 bits

69 dB

11+14 bits

84 dB

13+34 bits

99 dB

16+14 bits

+2+12 bits
3rd-order:
53 dB

8+34 bits

75 dB

12+14 bits

96 dB

15+34 bits

117 dB

19+14 bits

138 dB

22+34 bits

+3+12 bits
4th-order:
68 dB

11+14 bits

95 dB

15+34 bits

112 dB

20+14 bits

149 dB

24+34 bits

177 dB

29+12 bits

+4+12 bits
5th-order:
83 dB

13+12 bits

116 dB

19 bits

149 dB

24+12 bits

182 dB

30 bits

215 dB

35+12 bits

+5+12 bits
6th-order:
99 dB

16 bits

137 dB

22+12 bits

176 dB

29 bits

215 dB

35+12 bits

254 dB

42 bits

+6+12 bits
each additional order:
+2+12 bits +3+12 bits +4+12 bits +5+12 bits +6+12 bits

These datapoints are theoretical. In practice, circuits inevitably experience other noise sources that limit resolution, making the higher-resolution cells impractical.

Relationship to delta modulation

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Figure 7: Derivation of delta-sigma from delta modulation

Delta-sigma modulation is related to delta modulation by the following steps (Figure 7):[11]§6

  1. Start with a block diagram of a delta modulator/demodulator.
  2. The linearity property of integration, , makes it possible to move the integrator from the demodulator to be before the summation.
  3. Again, the linearity property of integration allows the two integrators to be combined and a delta-sigma modulator/demodulator block diagram is obtained.

If quantization were homogeneous (e.g., if it were linear), the above would be a sufficient derivation of their hypothetical equivalence. But because the quantizer is not homogeneous, delta-sigma is inspired by delta modulation, but the two are distinct in operation.

From the first block diagram in Figure 7, the integrator in the feedback path can be removed if the feedback is taken directly from the input of the low-pass filter. Hence, for delta modulation of input signal vin, the low-pass filter sees the signal

However, delta-sigma modulation of the same input signal places at the low-pass filter

In other words, doing delta-sigma modulation instead of delta modulation has effectively swapped the ordering of the integrator and quantizer operations. The net effect is a simpler implementation that has the profound added benefit of shaping the quantization noise to be mostly in frequencies above the signals of interest. This effect becomes more dramatic with increased oversampling, which allows for quantization noise to be somewhat programmable. On the other hand, delta modulation shapes both noise and signal equally.

Additionally, the quantizer (e.g., comparator) used in delta modulation has a small output representing a small step up and down the quantized approximation of the input while the quantizer used in delta-sigma must take values outside of the range of the input signal.

In general, delta-sigma has some advantages versus delta modulation:

  • The structure is simplified as
    • only one integrator is needed,
    • the demodulator can be a simple linear filter (e.g., RC or LC filter) to reconstruct the signal, and
    • the quantizer (e.g., comparator) can have full-scale outputs.
  • The quantized value is the integral of the difference signal, which
    • makes it less sensitive to the rate of change of the signal, and
    • helps capture low frequency and DC components.

Analog-to-digital conversion example

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Figure 8a: Schematic of simple delta-sigma converter.
Figure 8b: Simulated scope view of key voltage signals over time. Each minor vertical division is 1 μs, which corresponds to a sampling event of the 1 MHz clock.

Delta-sigma ADCs vary in complexity. The below circuit focuses on a simple 1st-order, 2-level quantization synchronous delta-sigma ADC without decimation.

Simplified circuit example

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To ease understanding, a simple circuit schematic (Figure 8a) using ideal elements is simulated (Figure 8b voltages). It is functionally the same Analog-to-Digital ΔΣ modulation loop in Figure 1 (note: the 2-input inverting integrator combines the summing junction and integrator and produces a negative feedback result, and the flip-flop combines the sampled quantizer and conveniently naturally functions as a 1-bit DAC too).

The 20 kHz input sine wave s(t) is converted to a 1-bit PDM digital result Q(t). 20 kHz is used as an example because that is considered the upper limit of human hearing.

This circuit can be laid out on a breadboard with inexpensive discrete components (note some variations use different biasing and use simpler RC low-pass filters for integration instead of op amps).[29][30]

For simplicity, the D flip-flop is powered by dual supply voltages of VDD = +1 V and VSS = -1 V, so its binary output Q(t) is either +1 V or -1 V.

2-input inverting integrator

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The 2-input inverting op amp integrator combines s(t) with Q(t) to produce Ɛ(t):The Greek letter epsilon is used because Ɛ(t) contains the accumulated error that is repeatedly corrected by the feedback mechanism. While both its inputs s(t) and Q(t) vary between -1 and 1 volts, Ɛ(t) instead only varies by a couple millivolts about 0 V.

Because of the integrator's negative sign, when Ɛ(t) next gets sampled to produce Q(t), the +Q(t) in this integral actually represents negative feedback from the previous clock cycle.

Quantizer and sampler flip-flop

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An ideal D flip-flop samples Ɛ(t) at the clock rate of 1 MHz. The scope view (Figure 8b) has a minor division equal to the sampling period of 1 μs, so every minor division corresponds to a sampling event. Since the flip-flop is assumed to be ideal, it treats any input voltage greater than 0 V as logical high and any input voltage smaller than 0 V as logical low, no matter how close it is to 0 V (ignoring issues of sample-and-hold time violations and metastability).

Whenever a sampling event occurs:

  • if Ɛ(t) is above the 0 V threshold, then Q(t) will go high (+1 V), or
  • if Ɛ(t) is below the 0 V threshold, then Q(t) will go low (-1 V).

Q(t) is sent out as the resulting PDM output and also fed back to the 2-input inverting integrator.

Demodulation

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The rightmost integrator performs digital-to-analog conversion on Q(t) to produce a demodulated analog output r(t), which reconstructs the original sine wave input as piece-wise linear diagonal segments. Although r(t) appears coarse at this 50x oversampling rate, r(t) can be low-pass filtered to isolate the original signal. As the sampling rate is increased relative to the input signal's maximum frequency, r(t) will more closely approximate the original input s(t).

Digital-to-analog conversion

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It is worth noting that if no decimation ever took place, the digital representation from a 1-bit delta-sigma modulator is simply a PDM signal, which can easily be converted to analog using a low-pass filter, as simple as a resistor and capacitor.[30]

However, in general, a delta-sigma DAC converts a discrete time series signal of digital samples at a high bit depth into a low-bit-depth (often 1-bit) signal, usually at a much higher sampling rate. That delta-modulated signal can then be accurately converted into analog (since lower bit-depth DACs are easier to be highly-linear), which then goes through inexpensive low-pass filtering in the analog domain to remove the high-frequency quantization noise inherent to the delta-sigma modulation process.

Upsampling

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As the discrete Fourier transform and discrete-time Fourier transform articles explain, a periodically sampled signal inherently contains multiple higher frequency copies or images of the signal. It is often desirable to remove these higher-frequency images prior to performing the actual delta-sigma modulation stage, in order to ease requirements on the eventual analog low-pass filter. This can be done by upsampling using an interpolation filter and is often the first step prior to performing delta-sigma modulation in DACs. Upsampling is strongly associated with delta-sigma DACs but not strictly part of the actual delta-sigma modulation stage (similar to how decimation is strongly associated with delta-sigma ADCs but not strictly part of delta-sigma modulation either), and the details are out of the scope of this article.

Digital-to-digital delta-sigma modulation

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The modulation loop in Figure 6 in § Noise shaping can easily be laid out with basic digital elements of a subtractor for the difference, an accumulator for the integrator, and a lower-bit register for the quantization, which carries over the most-significant bit(s) from the integrator to be the feedback for the next cycle.

Multi-stage noise shaping

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This simple 1st-order modulation can be improved by cascading two or more overflowing accumulators, each of which is equivalent to a 1st-order delta-sigma modulator. The resulting multi-stage noise shaping (MASH)[31] structure has a steeper noise shaping property, so is commonly used in digital audio. The carry outputs are combined through summations and delays to produce a binary output, the width of which depends on the number of stages (order) of the MASH. Besides its noise-shaping function, it has two more attractive properties:

  • simple to implement in hardware; only common digital blocks such as accumulators, adders, and D flip-flops are required
  • unconditionally stable (there are no feedback loops outside the accumulators)

Naming

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The technique was first presented in the early 1960s by professor Yasuhiko Yasuda while he was a student at the University of Tokyo.[32][11] The name delta-sigma comes directly from the presence of a delta modulator and an integrator, as firstly introduced by Inose et al. in their patent[clarification needed] application.[7] That is, the name comes from integrating or summing differences, which, in mathematics, are operations usually associated with Greek letters sigma and delta respectively.

In the 1970s, Bell Labs engineers used the terms sigma-delta because the precedent was to name variations on delta modulation with adjectives preceding delta, and an Analog Devices magazine editor justified in 1990 that the functional hierarchy is sigma-delta, because it computes the integral of a difference.[33]

Both names sigma-delta and delta-sigma are frequently used.

Asynchronous delta-sigma modulation

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Figure 9: 1-bit asynchronous ΔΣ modulation produces a PWM output (blue in bottom plot) which is subtracted from the input signal (green in top plot) to form an error signal (blue in top plot). This error is integrated (magenta in middle plot). When the integral of the error exceeds the limits (the upper and lower grey lines in middle plot), the PWM output changes state.

Kikkert and Miller published a continuous-time variant called Asynchronous Delta Sigma Modulation (ADSM or ASDM) in 1975 which uses either a Schmitt trigger (i.e. a comparator with hysteresis) or (as the paper argues is equivalent) a comparator with fixed delay.[34]

In the example in Figure 9, when the integral of the error exceeds its limits, the output changes state, producing a pulse-width modulated (PWM) output wave.

Amplitude information is converted, without quantization noise, into time information of the output PWM.[35] To convert this continuous time PWM to discrete time, the PWM may be sampled by a time-to-digital converter, whose limited resolution adds noise which can be shaped by feeding it back.[36]

See also

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Notes

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References

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Further reading

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Delta-sigma modulation, also known as sigma-delta modulation, is a signal processing technique primarily used in analog-to-digital converters (ADCs) that combines oversampling with negative feedback to shape quantization noise, thereby achieving high resolution by shifting the noise spectrum to higher frequencies outside the band of interest. This method employs a loop filter, typically consisting of integrators, a coarse quantizer (often 1-bit), and a feedback digital-to-analog converter (DAC) to produce a high-speed digital bitstream whose average value represents the input signal. The resulting bitstream is then processed by a digital decimation filter to yield a lower-rate, high-resolution output. The origins of delta-sigma modulation trace back to the 1940s with early work on for , evolving through key patents in the 1950s and 1960s that introduced and shaping concepts. In 1962, researchers Inose, Yasuda, and Murakami formalized the technique, naming it "delta-sigma" to reflect the differencing (delta) and integration (sigma) operations in the feedback loop. By the 1970s, adopted the "sigma-delta" terminology, and practical implementations emerged in the 1980s for audio applications, with significant advancements in the 1990s enabling widespread use in high-resolution ADCs. Modern developments include higher-order modulators (up to sixth-order) and continuous-time variants that provide inherent . Recent advancements as of 2025 include low-power, energy-efficient designs for IoT applications and no-latency interleaved modulators for multi-channel processing. At its core, delta-sigma modulation operates by the input signal at a rate much higher than the —often 30 to 64 times or more—distributing the quantization over a wider bandwidth and reducing its power within the signal band. The (NTF) of a first-order modulator is 1z11 - z^{-1}, which provides 9 dB per roll-off of in-band , while second-order designs achieve 15 dB per through a squared NTF like (1z1)2(1 - z^{-1})^2, dramatically improving (SNR) as the order increases. In a basic block diagram, the analog input subtracts the feedback from the DAC, passes through the loop filter (e.g., one or more integrators), and feeds into the quantizer; the quantizer output loops back via the DAC, ensuring the error is shaped away from low frequencies. Stability is maintained for inputs within the unit range, though higher-order loops require careful design to avoid overload. Key advantages of delta-sigma modulation include achieving resolutions up to 24 bits with relatively simple analog components, as much of the precision is handled digitally, leading to cost-effective implementations and inherent monotonicity. It relaxes requirements for anti-aliasing filters due to and excels in applications demanding , such as audio processing (e.g., 1-bit D/A conversion in CD players) and precision measurements in industrial sensors. Common uses span voiceband telephony, receivers, WCDMA base stations (with 60-67 dB over 1 MHz bandwidth), and modern DC precision . Despite these benefits, challenges like clock sensitivity in continuous-time designs and potential tonal artifacts in digital variants drive ongoing research into robust architectures.

Fundamentals

Basic Principle

Delta-sigma modulation is an oversampled analog-to-digital (A/D) or digital-to-analog (D/A) conversion technique that employs a loop to achieve high effective resolution from a coarse quantizer. The core structure includes an , a low-resolution quantizer (typically 1-bit), and a (DAC) in the feedback path, where the quantizer output is converted back to analog and subtracted from the input signal. The term "delta" refers to the differencing operation that computes the between the input signal and the feedback from the DAC, while "" denotes the integration of this signal over time, which accumulates to drive the quantizer. This loop operates at a sampling rate much higher than the (), producing a high-rate, low-resolution digital bit stream whose average value represents the input signal. Through noise shaping, the modulator pushes quantization noise to higher frequencies outside the signal band of interest, allowing a subsequent digital and decimator to extract a high-resolution, low-rate output from the oversampled . For a simple first-order loop with a constant positive DC input, the ramps upward until the quantizer outputs a "1" (or positive ), which feeds back to pull the down; this process repeats, resulting in a bit with a higher density of "1"s than "0"s, such that the time-averaged value approximates the input .

Block Diagram and Operation

A first-order delta-sigma modulator consists of an analog input signal fed into a subtractor, where it is differenced with the feedback from a (DAC); the resulting error signal is then passed through an (serving as the loop filter), which accumulates the error over time. The integrator's output drives a 1-bit quantizer, typically a that thresholds the signal to produce a binary output (1 or 0, or equivalently +1 or -1), generating a high-rate . This bitstream is converted back to an analog level by the 1-bit DAC in the feedback path, closing the loop to the subtractor, while the bitstream itself serves as the modulator's output. In operation, the modulator processes the input signal at a high sampling rate, typically much higher than the Nyquist rate, to enable oversampling. The subtractor computes the difference between the input and the feedback signal, representing the quantization error from the previous cycle. This error is integrated, causing the integrator's output to ramp up or down depending on the sign and magnitude of the error—positive errors increase the integrator value, while negative errors decrease it. When the integrator output exceeds the quantizer's threshold (often set at zero for a symmetric 1-bit system), the quantizer flips the output bit from 0 to 1 (or -1 to +1), triggering the DAC to inject an opposite-polarity feedback pulse that corrects the error and pulls the integrator back toward balance. This cycle repeats rapidly, with the feedback ensuring the average error at the subtractor remains near zero over time, while the quantization noise introduced by the quantizer is integrated and thus shaped to higher frequencies away from the low-frequency signal band. The resulting 1-bit output bitstream is a form of pulse-density modulation (PDM), where the density of 1s (or high states) in the stream is proportional to the input signal —for a DC input near the positive , the stream approaches a continuous train of 1s, while a negative input yields mostly 0s, and the average value of the matches the input after low-pass filtering. This PDM representation allows the modulator to achieve effective multi-bit resolution through the statistical averaging of the binary pulses, despite the coarse 1-bit quantization. First-order delta-sigma loops are inherently due to the single integration stage, which provides sufficient loop gain to keep the output bounded without risk of overload or under normal operating conditions, as the feedback mechanism promptly corrects excursions. This stability contrasts with higher-order designs, making first-order modulators reliable for introductory implementations, though they offer limited noise shaping compared to multi-stage variants.

Motivation

Advantages of Oversampling

Oversampling in delta-sigma modulation involves sampling the input signal at a frequency significantly higher than the , defined as twice the signal bandwidth fBf_B. The ratio (OSR) is given by OSR=fs2fB\text{OSR} = \frac{f_s}{2 f_B}, where fsf_s is the sampling , allowing the quantization to be spread across a broader frequency spectrum rather than being concentrated within the signal band. This approach trades increased sampling speed for enhanced resolution, enabling higher effective bit depth without requiring a multi-bit quantizer. Under the assumption of white quantization noise, the total noise power is uniformly distributed over the frequency range from fs/2-f_s/2 to fs/2f_s/2, with the power spectral density constant at Δ212fs\frac{\Delta^2}{12 f_s}, where Δ\Delta is the quantizer step size. The overall quantization noise power is σe2=Δ212\sigma_e^2 = \frac{\Delta^2}{12}, independent of the sampling rate. However, only the portion within the signal band 2fB2 f_B contributes to in-band noise, reducing the in-band noise power by a factor of OSR compared to Nyquist-rate sampling. Subsequent low-pass digital filtering removes out-of-band noise, yielding a signal-to-noise ratio (SNR) improvement of 3 dB per octave of oversampling—that is, for each doubling of the OSR—equivalent to gaining half a bit of resolution. This frequency-resolution tradeoff is particularly advantageous in delta-sigma modulators, as it relaxes the demands on analog filters by shifting concerns to higher frequencies that can be easily filtered digitally. While alone provides modest SNR gains, it forms the foundation for further enhancements through noise shaping techniques that preferentially push noise to higher frequencies.

Noise Shaping Concept

Noise shaping is a core mechanism in delta-sigma modulation that redistributes quantization away from the low-frequency signal band toward higher frequencies, thereby improving the (SNR) in the band of interest beyond what alone can achieve. This process relies on the feedback structure of the modulator, where the noise transfer function (NTF) imposes a characteristic on the quantization , suppressing it at low frequencies while amplifying it at high frequencies. As a result, the in-band is significantly reduced, allowing for higher effective resolution from coarse quantizers like 1-bit types. In contrast, the signal transfer function (STF) ensures that the input signal passes through the modulator with minimal , typically experiencing only a one-sample delay in the . For a delta-sigma modulator, the STF is STF(z)=z1STF(z) = z^{-1}, which preserves the signal unattenuated within the Nyquist band. This separation—low-pass for the signal and high-pass for the —arises directly from the feedback loop, distinguishing noise shaping from plain ; the latter spreads uniformly across the extended bandwidth without active redistribution, whereas the loop filter in delta-sigma modulation creates the selective attenuation. A simple example illustrates this for a modulator, where the NTF is NTF(z)=1z1NTF(z) = 1 - z^{-1}. In the , this corresponds to a magnitude response of NTF(ejω)=2sin(ω/2)|NTF(e^{j\omega})| = 2 |\sin(\omega/2)|, which is near zero at low frequencies (ω0\omega \approx 0) and approaches 2 at high frequencies (ωπ\omega \approx \pi). Consequently, the noise spectrum, originally and flat, becomes shaped with a quadratic increase toward the sampling frequency, concentrating most outside the signal band. This shaping effect is evident in spectral illustrations: pre-shaping, the quantization noise power (PSD) is constant at σe2/fs\sigma_e^2 / f_s; post-shaping, the in-band PSD drops proportionally to (πf/fs)2(\pi f / f_s)^2 for designs, enabling SNR gains of 9 dB per of ratio increase. Such behavior, first analyzed in foundational work on interpolative modulators, underpins the practical utility of delta-sigma architectures in high-resolution applications.

Historical Development

Origins and Early Work

The origins of delta-sigma modulation trace back to the development of in the mid-20th century, which emerged as a simplified form of (PCM) for efficient signal transmission. , introduced in the 1940s and formalized by F. de Jager in 1952, focused on encoding the difference (delta) between consecutive signal samples using a single-bit code to reduce bandwidth requirements in PCM systems. This approach laid the groundwork for differential encoding techniques but suffered from limitations such as slope overload and granular noise in handling varying signal amplitudes. A significant early contribution came from C. Chapin Cutler at Bell Laboratories, who in 1954 filed a patent describing a feedback system that employed oversampling and noise shaping to improve quantization efficiency in transmission systems. Although Cutler's work introduced key principles like integrating the signal before quantization to shape quantization noise away from the signal band, it did not fully articulate the combined delta-sigma structure and was primarily aimed at telephony applications. H. van de Weg at Laboratories analyzed quantization noise in multi-digit code systems for single-integration delta modulation in 1953, laying early groundwork for improved noise shaping in practical implementations and addressing limitations in for analog-to-digital conversion. The explicit invention of sigma-delta modulation occurred in 1962 at the , where researchers Haruo Inose, Yasuhiko Yasuda, and Junichi Murakami proposed it as an enhancement to by adding an in the feedback path to better handle low-frequency signals and reduce error accumulation. This architecture, which integrates the input signal () before applying , was detailed in their seminal 1963 , "A Unity Bit Coding Method by ," published in Proceedings of the IEEE, where they demonstrated its use for unity-bit quantization in differential PCM systems suitable for video . In the , early implementations of delta-sigma techniques appeared in systems for remote signal acquisition and basic analog-to-digital converters, leveraging the method's simplicity for one-bit processing in bandwidth-constrained environments.

Key Milestones and Contributors

In the 1970s, AT&T researchers adopted the "sigma-delta" terminology, emphasizing the integration (sigma) before differencing (delta), and advanced noise analysis in oversampled systems for transmission applications. During the 1980s, delta-sigma modulation gained traction in audio applications, with companies like Philips and Sony incorporating oversampling techniques in early digital audio systems, paving the way for high-resolution conversion in consumer electronics. A notable contribution was the 1987 paper by W.L. Lee and C.G. Sodini on a topology for higher-order interpolative coders, which improved linearity and reduced quantization noise through expanded quantizer levels in oversampling converters. Key figures included James Candy at IBM, whose 1985 IEEE paper on double integration in sigma-delta modulation provided seminal analysis of noise shaping mechanisms, enabling higher effective resolution in oversampled systems. Complementing this, Bob Adams at Analog Devices developed practical integrated circuit designs for sigma-delta converters, introducing techniques like mismatch shaping that facilitated commercial viability in the late 1980s. The 1990s marked widespread commercialization, with delta-sigma ADCs integrated into chips for audio applications, such as Crystal Semiconductor's early monolithic offerings that achieved 18-bit resolution suitable for professional recording. These advancements enabled the first mass-market audio ADCs with dynamic ranges exceeding 100 dB, driving adoption in CD players and studio equipment. By 2024-2025, the delta-sigma modulator market has seen significant growth in low-power designs tailored for (IoT) devices, with projections estimating a of 8% through 2032, fueled by demand for energy-efficient sensors in battery-operated applications. This expansion reflects ongoing innovations in integrated, high-resolution converters that balance performance with minimal power consumption.

Mathematical Analysis

First-Order Modulator in Z-Domain

The first-order delta-sigma modulator is analyzed in the z-domain using a that treats the quantizer as an additive source E(z)E(z) with variance σe2=Δ2/12\sigma_e^2 = \Delta^2 / 12, where Δ\Delta is the quantization step size. The core of the modulator is a discrete-time with H(z)=11z1H(z) = \frac{1}{1 - z^{-1}}. The input to the is the difference between the modulator input X(z)X(z) and the feedback output Y(z)Y(z), leading to the loop equation Y(z)=H(z)[X(z)Y(z)]+E(z)Y(z) = H(z) [X(z) - Y(z)] + E(z). Solving for the output yields the signal transfer function (STF) and noise transfer function (NTF): Y(z)=z1X(z)+(1z1)E(z)Y(z) = z^{-1} X(z) + (1 - z^{-1}) E(z) Thus, STF(z)=z1STF(z) = z^{-1}, which introduces a one-sample delay but passes the signal with unity gain at low frequencies, and NTF(z)=1z1NTF(z) = 1 - z^{-1}, a that shapes quantization noise away from the . This noise transfer function corresponds to a first-order , pushing toward higher frequencies. The power spectral density of the output quantization noise is NTF(ejω)2σe2fs|NTF(e^{j\omega})|^2 \cdot \frac{\sigma_e^2}{f_s}, where fsf_s is the sampling and ω=2πf/fs\omega = 2\pi f / f_s. For the NTF, NTF(ejω)2=4sin2(ω/2)ω2|NTF(e^{j\omega})|^2 = 4 \sin^2(\omega/2) \approx \omega^2 at low frequencies. The in-band noise power, integrated over the signal bandwidth fb=fs/(2OSR)f_b = f_s / (2 \cdot OSR) (with ratio OSR), is given by Pn=π/OSRπ/OSRNTF(ejω)2σe22πdωπ23σe2OSR3.P_n = \int_{-\pi / OSR}^{\pi / OSR} |NTF(e^{j\omega})|^2 \frac{\sigma_e^2}{2\pi} \, d\omega \approx \frac{\pi^2}{3} \cdot \frac{\sigma_e^2}{OSR^3}. This approximation holds for large OSR, demonstrating a cubic reduction in noise with increasing . For a full-scale sinusoidal input, the signal power is Δ2/8\Delta^2 / 8 (assuming peak-to-peak Δ\Delta for a 1-bit quantizer). The (SNR) for an ideal , 1-bit modulator (N=1N=1) is then SNR=6.02N+1.76+30log10(OSR)dB,SNR = 6.02N + 1.76 + 30 \log_{10}(OSR) \, \text{dB}, where the 30log10(OSR)30 \log_{10}(OSR) term reflects the combined benefits of and noise shaping, yielding approximately 9 dB improvement per of OSR.

Higher-Order Modulators

Higher-order delta-sigma modulators employ a loop filter of order L>1L > 1 to achieve more aggressive quantization noise shaping than designs. The noise transfer function (NTF) takes the form NTF(z)=(1z1)LNTF(z) = (1 - z^{-1})^L, which exhibits a high-pass characteristic with a slope of 6L6L dB/, concentrating quantization noise at higher frequencies and reducing in-band noise density. This steeper shaping allows for substantial improvements in (SNR) within the , particularly as the ratio (OSR) increases, though it demands careful filter coefficient selection to maintain . Stability becomes a primary concern in higher-order modulators due to amplified loop gain and the potential for integrator saturation, which can lead to overload and erratic behavior. Techniques such as resonator feedback address this by introducing local feedback paths around pairs of integrators, forming second-order resonators that dampen resonances and enhance robustness without significantly altering the overall NTF. The Lee criterion offers a practical guideline for stability assessment, recommending that the peak magnitude of the NTF remain below 1.5 to ensure the quantizer input stays within bounds for typical inputs, thereby avoiding nonlinear overload. A key tradeoff arises from increasing the modulator order: while higher LL boosts peak SNR through enhanced noise suppression—potentially by tens of dB for moderate OSR—it heightens susceptibility to instability and the emergence of discrete tones in the output spectrum, which degrade performance under certain input conditions. These tones often stem from periodic limit cycles in the nonlinear feedback loop, necessitating additional dithering or multi-bit quantization (as explored elsewhere) to mitigate them while preserving the core noise-shaping benefits. As an illustrative example, consider a second-order modulator (L=2L=2), which features two cascaded in the forward path, a one-bit quantizer, and dual feedback paths: the primary path subtracts the quantized output from the input before the first , while a scaled feedback (typically with gain 0.5) subtracts from the output of the first before the second. This configuration yields an NTF of (1z1)2(1 - z^{-1})^2, providing 12 dB/octave noise roll-off and an in-band noise power approximation of π45OSR5σe2\frac{\pi^{4}}{5 \cdot OSR^{5}} \sigma_e^2, where σe2\sigma_e^2 denotes the quantizer noise variance; for OSR=64, this results in roughly 30 dB lower in-band noise than a modulator under identical conditions.

Effective Number of Bits Calculation

The effective number of bits (ENOB) quantifies the dynamic range performance of a delta-sigma modulator by relating its signal-to-noise ratio (SNR) to the resolution of an ideal Nyquist-rate analog-to-digital converter. It is defined as ENOB=SNR1.766.02,ENOB = \frac{SNR - 1.76}{6.02}, where SNR is expressed in decibels; this formula arises from the 6.02 dB increase in SNR per bit for an ideal quantizer and the 1.76 dB adjustment for a full-scale sinusoidal input. For an ideal L-th order, 1-bit delta-sigma modulator, the peak SNR is given by SNR=1.76+(2L+1)10log10(OSR)10log10(π2L(2L+1)) dB,SNR = 1.76 + (2L+1) \cdot 10\log_{10}(OSR) - 10\log_{10}\left( \frac{\pi^{2L}}{(2L+1)} \right)~\text{dB}, assuming uniform quantization noise, no modulator overload, and a full-scale input signal, with the oversampling ratio OSR = f_s / (2 f_B) where f_s is the sampling frequency and f_B is the signal bandwidth. This expression accounts for the noise power within the band of interest after shaping and oversampling. The ENOB increases with both the modulator order L and OSR, as higher L strengthens noise shaping while larger OSR reduces in-band noise density. For instance, with OSR = 64 and L = 3, the calculated SNR is approximately 107 dB, corresponding to an effective resolution of ~17.5 bits. These theoretical values assume an ideal loop filter, quantizer, and absence of thermal or other noise sources; in real implementations, non-idealities such as finite op-amp gain, capacitor mismatch, and clock degrade the ENOB, often by several bits.

Variations

Multi-Bit Quantizers

Multi-bit quantizers in delta-sigma modulators utilize more than two output levels, typically 2^b for b > 1, to significantly reduce in-band quantization noise compared to single-bit designs. This reduction occurs because the quantization noise power scales inversely with the square of the number of levels, yielding an approximate 6 dB improvement in signal-to-noise ratio (SNR) per additional bit in the quantizer resolution. As a result, multi-bit quantizers enable higher dynamic range without requiring excessive oversampling ratios, making them suitable for achieving resolutions beyond 16 bits in practical systems. A key advantage of multi-bit quantization is the attenuation of the noise transfer function (NTF) peak gain, which enhances loop stability, particularly for higher-order modulators. With larger feedback amplitudes from the multi-bit (DAC), the swings are constrained, allowing steeper noise shaping slopes while avoiding overload and limit cycles. This stability improvement permits the design of aggressive topologies that would be unstable with single-bit feedback, broadening the input signal range for reliable operation. Despite these benefits, multi-bit quantizers introduce challenges stemming from nonlinearities in the feedback DAC, primarily due to element mismatches in unit-element implementations. These mismatches generate static errors that manifest as harmonic distortion and spurious tones within the signal band, as the loop filter does not shape DAC nonlinearity; this can limit the effective to below theoretical predictions. In severe cases, such distortions degrade the signal-to-noise-and-distortion ratio (SNDR) by several decibels, necessitating careful mismatch management. To address DAC nonlinearity, dynamic element matching (DEM) techniques are integrated into the modulator architecture, with data-weighted averaging (DWA) being a widely adopted first-order mismatch-shaping method. DWA operates by sequentially rotating the selection of DAC elements based on input data patterns, ensuring uniform usage over time and pushing mismatch errors into high-frequency regions where they can be filtered out. This deterministic approach avoids the added noise of random DEM while effectively linearizing the DAC, often improving SNDR by 10-20 dB in multi-bit loops. Higher-order DEM variants, such as rotated data-weighted averaging, further enhance performance by applying additional shaping to residual errors. As an illustrative example, implementing a 4-bit quantizer in a third-order delta-sigma modulator can yield an SNR improvement of approximately 18 dB (corresponding to about 3 additional bits of ENOB) over a comparable 1-bit , translating to enhanced resolution for mid-range audio applications with SNRs exceeding 90 dB. Recent developments, such as multi-bit delta-sigma modulators for , demonstrate these techniques in practice, achieving 98.6 dB SNR over a 25 kHz bandwidth through optimized architectures and DEM integration.

Asynchronous Delta-Sigma Modulation

Asynchronous delta-sigma modulation (ADSM) operates on an event-driven , where sampling occurs at zero-crossings of the signal rather than at a fixed , resulting in a variable pulse density output that encodes the input amplitude through the timing and density of pulses. This continuous-time approach, first proposed by Kikkert and Miller in 1975, translates an analog input into a square-wave digital stream via joint and duty-cycle modulation, eliminating the need for a master clock and enabling adaptive operation to the signal's dynamics. Although initially overlooked, the technique gained renewed interest in the late and early for its potential in low-power applications, with significant advances emerging between 2023 and 2025 in neuromorphic computing and (IoT) sensors, where event-based processing aligns with sparse, bio-inspired signal patterns. The primary benefits of ASDM include reduced average power consumption for sparse or low-activity signals, as the sampling rate scales with signal content rather than running continuously at a high fixed rate, achieving efficiencies in scenarios like data where silence periods dominate. Additionally, the absence of a clock eliminates artifacts from clock , providing inherent and improved noise performance without additional filtering hardware. These advantages make ASDM particularly suitable for power-constrained environments, such as neuromorphic systems processing event-based or IoT nodes monitoring intermittent environmental changes. Despite these gains, ASDM introduces challenges, including heightened design complexity due to the need for precise analog circuitry that handles variable-rate feedback without issues, such as in the and stages. Furthermore, the asynchronous output stream requires adaptive decimation techniques to reconstruct a uniform digital representation, complicating downstream digital processing compared to fixed-rate systems. A representative example is the continuous-time asynchronous loop employing a (VCO) as both integrator and quantizer, where the input voltage modulates the VCO frequency to generate phase-encoded pulses that feedback into the loop, enabling high-resolution conversion with minimal static power draw in wideband applications. This structure has been demonstrated in ultralow-voltage designs achieving 53 dB SNDR at 37 nW, highlighting its viability for battery-operated IoT devices.

Other Loop Filter Designs

In delta-sigma modulators, loop filters beyond basic integrators enable optimized noise shaping by tailoring the noise transfer function (NTF) to specific performance requirements, such as enhanced stability or targeted selectivity. (IIR) filters are commonly employed in loop designs to achieve higher-order noise shaping with fewer components compared to (FIR) alternatives, particularly in oversampled systems where recursive structures efficiently suppress in-band quantization noise. These IIR configurations, often realized as cascaded biquads, provide sharp in the NTF while maintaining low computational overhead in digital implementations. FIR compensators complement IIR loop filters by addressing phase distortions or excess loop delay, improving overall modulator without introducing risks inherent to recursive paths. In hybrid designs, FIR sections pre-distort the input signal to counteract non-idealities in the analog loop, resulting in better (SNR) for applications. For NTF synthesis, classical filter prototypes like Chebyshev or Butterworth responses are adapted to shape noise more aggressively than simple Butterworth low-pass forms, offering steeper transitions and reduced peak NTF gain for enhanced stability margins. Chebyshev designs, with equiripple stopbands, provide superior rejection in higher-order modulators, minimizing sensitivity to component variations such as mismatches in switched-capacitor realizations. Butterworth approximations, conversely, yield maximally flat passbands, which are beneficial for preserving in low-distortion scenarios. In bandpass delta-sigma modulators for (IF) sampling, resonator-based loop filters utilize second-order sections tuned to the center frequency, enabling direct of narrowband RF signals with minimal requirements. These structures, often implemented with LC tanks or active-RC integrators forming complex poles, concentrate noise shaping around the , achieving dynamic ranges exceeding 80 dB in IF applications up to several hundred MHz. (BAW) or (SAW) resonators enhance Q-factor selectivity, reducing power consumption in subsampling architectures. Multi-stage noise shaping (MASH) architectures cascade multiple low-order modulators, where quantization noise from preceding stages is estimated and subtracted digitally in subsequent stages, effectively canceling in-band noise while inheriting higher-order shaping without the stability issues of single-loop high-order designs. This approach improves robustness to analog non-idealities like finite op-amp gain, with digital cancellation filters ensuring precise noise subtraction after decimation. For instance, a 2-1 MASH configuration can achieve 108 dB SNDR in audio-band applications by combining a first-stage second-order modulator with a subsequent stage. A practical example is the second-order modulator augmented with a path, which bypasses the first to limit internal signal swing and stabilize the loop against overload, reducing integrator output peaks by up to 50% while preserving NTF shape. This topology enhances out-of-band and desensitizes performance to DAC nonlinearities, making it suitable for continuous-time implementations. Overall, these designs collectively boost out-of-band rejection and mitigate non-idealities, extending delta-sigma applicability to demanding high-resolution scenarios.

Implementations

Analog-to-Digital Conversion

Delta-sigma modulation serves as the core mechanism in many high-resolution analog-to-digital converters (ADCs), where an delta-sigma modulator produces a 1-bit digital at a rate significantly higher than the , followed by a digital low-pass filter and decimator to yield a multi-bit output sampled at the signal bandwidth. This structure enables effective quantization noise management through and feedback, allowing resolutions exceeding 16 bits in applications like audio and without demanding ultra-precise analog circuitry. A basic first-order delta-sigma ADC circuit comprises a switched-capacitor integrator to accumulate the error between the input signal and feedback, a acting as a 1-bit quantizer to threshold the integrated voltage, a D-flip-flop to sample and latch the quantizer output on the clock edge, and a simple 1-bit feedback DAC—often a or network—to subtract the digital decision from the analog input. Higher-order modulators extend this by cascading multiple with appropriate feedback coefficients to enhance noise shaping, while maintaining the same quantizer and sampler elements. During operation, the analog input is differenced with the DAC feedback at the integrator input, resulting in a discrete-time 1-bit output stream whose pulse density directly corresponds to the input amplitude; the loop continuously adjusts the feedback to keep the integrator output near zero, thereby encoding the signal in the bitstream statistics. This high-rate bitstream, as referenced in the fundamental block diagram, then undergoes decimation after low-pass filtering to convert it into a lower-rate, higher-bit-width digital representation at the Nyquist rate, exploiting the noise shaping to concentrate quantization errors outside the signal band. For example, a third-order delta-sigma modulator with an ratio (OSR) of 64 can realize a 16-bit audio ADC suitable for applications like recording, where the modulator operates at approximately 2.8 MHz for a 44.1 kHz bandwidth to deliver the necessary . in such systems typically uses a digital (FIR) filter, often a multi-stage sinc design, to attenuate the high-frequency shaped noise while extracting the low-frequency signal content and enabling efficient decimation by integer factors like 64.

Digital-to-Analog Conversion

In delta-sigma digital-to-analog converters (DACs), the architecture typically comprises three main components: a digital filter, a delta-sigma modulator, and an analog . The filter increases the sampling rate of the input , while the delta-sigma modulator generates a high-rate, 1-bit pulse-density modulated (PDM) stream by applying shaping to push quantization to higher frequencies outside the signal band. The analog then reconstructs the smooth analog output by attenuating the and artifacts. The conversion process begins with upsampling the multi-bit input signal using the digital interpolation filter, which inserts zeros between samples and applies low-pass filtering to suppress . This oversampled signal is then fed into the delta-sigma modulator, which employs feedback to the quantization , producing a 1-bit digital stream where the density represents the signal . The 1-bit stream is converted to an analog waveform via a simple switched analog circuit, such as a current-steering or capacitor-based DAC, and passed through the analog low-pass filter to recover the signal with minimal . A key advantage of this approach is the relaxation of requirements on the analog , as noise shaping confines most quantization noise to frequencies well above the signal band, allowing the filter to have a less sharp transition band and lower order compared to traditional Nyquist-rate DACs. This simplifies analog , reduces power consumption, and improves , particularly in integrated circuits. For example, in high-fidelity audio DACs, multi-stage noise shaping (MASH) topologies—cascading multiple first- or second-order modulators—can achieve signal-to-noise ratios (SNR) exceeding 100 dB within the 20 Hz to 20 kHz audio band, enabling 24-bit resolution at ratios of 64 or higher. Delta-sigma modulation also finds use in digital-to-digital variants within (DSP) systems, where a fully digital modulator converts multi-bit signals to oversampled 1-bit streams for efficient transmission or further processing, such as in all-digital audio pipelines or FPGA-based implementations.

Decimation and Interpolation

In delta-sigma analog-to-digital converters (ADCs), decimation is a critical post-modulation process that reduces the high sampling rate output of the modulator to the while suppressing high-frequency quantization noise shaped outside the signal band. This downsampling is typically achieved using digital filters such as or cascaded integrator-comb (CIC) filters, which provide low-complexity and noise attenuation suitable for signals. , based on the , effectively attenuate frequencies above the desired bandwidth, preventing upon decimation. CIC filters, a type of moving-average filter, are particularly efficient for high ratios due to their multiplier-free structure, consisting of and comb stages that perform both filtering and decimation. The transfer function of a CIC filter for decimation by factor RR (the oversampling ratio, OSR) and LL stages is given by H(z)=(1zRR(1z1))L,H(z) = \left( \frac{1 - z^{-R}}{R(1 - z^{-1})} \right)^L, where the integrators precede the decimator and the combs follow, ensuring sharp roll-off at multiples of the output sampling rate while passing the baseband signal. This design minimizes computational overhead in hardware implementations, as coefficients are limited to powers of 2, avoiding floating-point multiplications. For higher-order delta-sigma modulators, which produce even more pronounced high-frequency noise, multi-stage decimation schemes are employed, with initial CIC stages handling coarse downsampling followed by finer FIR or half-band filters to optimize overall computation and reduce passband droop. In delta-sigma digital-to-analog converters (DACs), upsamples the low-rate input signal to match the modulator's high sampling rate, preventing spectral images from distorting the analog output. This process begins with upsampling, which inserts zeros between samples to increase the rate, followed by a to smooth the signal and suppress imaging artifacts caused by the abrupt transitions. The , often a sinc-based or design, attenuates replicas of the signal centered at multiples of the input sampling rate, ensuring clean reconstruction after the analog low-pass stage. To enhance efficiency in both decimation and , multi-rate techniques such as polyphase filter structures decompose the into parallel branches operating at reduced rates, avoiding unnecessary computations on discarded samples. In decimation, polyphase CIC implementations partition the comb sections across the decimation factor, reducing the filter's operating rate and power consumption in sigma-delta ADCs. Similarly, for , polyphase decompositions enable with minimal delay and resource usage, making them ideal for real-time audio or communication systems. These methods exploit the noble identity in multirate to interchange filtering and rate conversion, achieving significant savings in hardware area and latency.

Applications

Traditional Uses

Delta-sigma modulation has been a cornerstone in audio analog-to-digital converters (ADCs) and digital-to-analog converters (DACs), enabling high-fidelity signal processing in (CD) players and (DAT) systems with resolutions of 16 to 18 bits over bandwidths of 20 to 24 kHz. These converters achieve dynamic ranges exceeding 100 dB, such as 106 dB (equivalent to 17.6 bits) using fourth-order modulators at ratios of 128, supporting standard CD audio specifications of 16-bit resolution at 44.1 kHz sampling. In , delta-sigma DACs like the CS4398 provide 120 dB for stereo audio playback in portable devices and home systems, facilitating 24-bit/96 kHz high-resolution formats in microphones and amplifiers. In , delta-sigma ADCs excel in precision measurement applications, including multimeters, sensors, and strain gauges, where they deliver 16- to 24-bit resolution for detecting subtle signal variations in industrial and scientific settings. For example, the AD7768, an 8-channel 24-bit sigma-delta ADC, is employed in systems for energy exploration, offering low noise of 1.76 µV rms at 1 kSPS output data rate and total harmonic distortion below -120 dB. These devices integrate seamlessly with resistive bridge sensors and thermocouples, providing high and without extensive analog preconditioning. Early applications in wireless communications utilized delta-sigma modulators for processing in and EGSM mobile phones, where a 5 mW modulator achieves 84 dB over a 180 kHz bandwidth to handle voice and data signals efficiently. This architecture supports the stringent linearity requirements of second-generation cellular standards while maintaining low power consumption in designs. The primary benefits of delta-sigma modulation in these traditional uses include low cost through simplified analog circuitry—relying on a single-bit quantizer and inexpensive digital filtering—and up to 110 dB, achieved via and noise shaping without needing precision analog components like high-order filters. This enables robust performance in cost-sensitive consumer and industrial products, with often exceeding 20 in audio and contexts.

Modern Applications

In recent years, delta-sigma modulation has found significant application in low-power analog-to-digital converters (ADCs) for devices and wearable health monitors, particularly in biomedical sensing where energy efficiency is paramount. A 2025 study demonstrated a second-order sigma-delta ADC consuming just 498 µW, achieving 84.8 dB signal-to-noise ratio (SNR) and 14-bit resolution over a 5 kHz bandwidth, optimized for acquiring electrocardiogram (ECG), electroencephalogram (EEG), and photoplethysmography (PPG) signals in wearable and implantable systems. This design leverages hybrid operational amplifiers and counter-based integrators to reduce power by up to 44% in the modulator core, enabling prolonged battery life in portable diagnostics and remote health monitoring without compromising accuracy. In and emerging communications, wideband delta-sigma modulators support millimeter-wave (mmWave) in distributed multiple-input multiple-output (D-MIMO) systems, facilitating high-capacity wireless networks. A implementation using sigma-delta-over-fiber technology distributed coherent signals to remote radio heads, achieving 748 MHz bandwidth for multi-user mmWave transmission over short-range areas, with full phase coherence essential for adaptive and . This approach addresses the challenges of fronthaul latency and in dense urban deployments, enabling scalable antenna arrays for beyond-5G . Delta-sigma modulation enhances in matrix converters for drives, improving and control in industrial and . A 2025 method applied improved delta-sigma modulation to indirect matrix converters, delivering superior output waveforms with reduced harmonic distortion and precise regulation of motor speed and torque across multiple loads. This technique minimizes switching losses and , supporting high-reliability industrial motor drives. In the automotive sector, delta-sigma modulators are integral to (EV) battery management systems (BMS) and advanced processing. A second-order feed-forward delta-sigma modulator designed in 2025 for BMS DC voltage measurement provides high-resolution monitoring with low power, ensuring accurate state-of-charge estimation and fault detection in high-voltage packs to enhance safety and range. Similarly, continuous-time delta-sigma ADCs integrated into battery measurement circuits in 2024 achieve 15.97 µW power consumption, supporting real-time cell balancing and thermal management in EVs. For , delta-sigma techniques enable high-fidelity digitization of return pulses in automotive perception systems, contributing to robust amid noise in autonomous driving environments, as part of broader isolated modulator adoption in vehicle electronics. Market trends indicate strong growth for isolated delta-sigma modulators in industrial automation, projected to expand from USD 1.42 billion in to USD 2.87 billion by 2033 at a (CAGR) of 8.3%, driven by demands for precise interfaces in smart factories and process control. This surge reflects the technology's role in enabling noise-immune, high-resolution in harsh environments, with automotive and power sectors accounting for significant shares.

Relationship to Delta Modulation

Delta modulation represents a foundational technique in , functioning as a simple 1-bit differential (DPCM) scheme that quantizes the difference (delta) between successive samples of an input signal using a basic at the encoder and an at the decoder. This approach transmits only the sign of the difference via a 1-bit code, aiming to reduce bandwidth compared to full , but it lacks an integrator in the forward path, leading to inherent limitations. Specifically, delta modulation is prone to slope overload distortion, which occurs when the input signal changes too rapidly for the fixed step size to track, and granular , which arises during periods of slow signal variation, resulting in inefficient idle channel behavior. These issues stem from the absence of error accumulation control, causing quantization errors to propagate without bound in the reconstructed signal. Delta-sigma modulation evolved as an integrated refinement of , incorporating an accumulator () in the feedback loop before the quantizer to integrate the input signal and the quantized feedback, thereby bounding the quantization and facilitating shaping. In this architecture, the delta operation is effectively performed on the integrated , transforming the modulator into a that shapes quantization away from the signal band through . This addition of the sigma element addresses the unbounded growth in basic by ensuring that low-frequency components are preserved with higher fidelity, as the prevents runaway and enables the push of to higher frequencies for subsequent filtering. The result is a more robust 1-bit modulator capable of achieving effective resolutions far beyond the single bit, particularly for bandlimited signals. A key distinction lies in their handling of low-frequency signals: while delta modulation struggles with unbounded error accumulation and requires precise step-size adaptation to mitigate overload, excels in such scenarios by leveraging the to maintain stability and suppress without similar growth in reconstruction errors. Historically, , first patented in 1946 by Deloraine et al., served as the precursor, with sigma-delta concepts emerging in Cutler's 1954 patent introducing and principles, and further refined in Inose, Yasuda, and Murakami's 1962 paper, which explicitly termed the integrated approach as for improved in systems. In terms of output representation, a 1-bit produces an advanced signal, where correlates with signal through noise-shaped feedback, contrasting with the simpler of basic that directly encodes sample differences without such spectral control.

Naming Conventions

The nomenclature for this modulation technique has historically varied, reflecting differences in emphasis on the within the modulator. The original term "delta-sigma" was coined to describe the sequence of a delta operation—representing the or feedback between the input signal and the feedback path—followed by a sigma operation, denoting integration or accumulation. This naming aligns with the causal signal flow in the foundational architecture, where differencing precedes . In contrast, "sigma-delta" emerged as an alternative, particularly in early , by reversing the order to highlight the as the primary functional element before the differencing stage in certain block diagrams. This convention gained traction at Bell Laboratories shortly after the initial , where engineers adapted the to fit precedents in naming extensions of , placing descriptive adjectives before "delta." Despite the reversal, both terms refer to identical underlying principles and architectures, with no functional or performance differences. The technique was first introduced as "Δ-Σ modulation" in a 1962 paper by Japanese researchers H. Inose, Y. Yasuda, and J. Murakami, establishing "delta-sigma" as the inaugural nomenclature in the literature. Subsequent U.S. developments, including work at in the 1960s and 1970s, popularized "sigma-delta," leading to its dominance in many textbooks and industry applications today. Other synonymous terms include ΔΣ modulation and oversampled (PCM), the latter emphasizing the technique's reliance on high sampling rates beyond the to shape quantization noise. Usage conventions continue to vary by context and author preference, though "sigma-delta" prevails in much contemporary engineering discourse.

References

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