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International Regulations for Preventing Collisions at Sea
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The International Regulations for Preventing Collisions at Sea 1972, also known as Collision Regulations (COLREG), are published by the International Maritime Organization (IMO) and set out, among other things, the "rules of the road" or navigation rules to be followed by ships and other vessels at sea to prevent collisions between two or more vessels.[1][2] COLREG can also refer to the specific political line that divides inland waterways, which are subject to their own navigation rules, and coastal waterways which are subject to international navigation rules. They are derived from a multilateral treaty called the Convention on the International Regulations for Preventing Collisions at Sea,[3] also known as Collision Regulations of 1960.[3]
Although rules for navigating vessels inland may differ, the international rules specify that they should be as closely in line with the international rules as possible. In most of continental Europe, the Code Européen des Voies de la Navigation Intérieure (CEVNI, or the European Code for Navigation on Inland Waters) apply. In the United States, the rules for vessels navigating inland are published alongside the international rules.[4]
Organization of the regulatory documents
[edit]As of 2022, there are 41 Rules and four annexes in COLREGs Rules in force.[5]
PART A - GENERAL
[edit]Rule 1 - Application.[6] This rule states that the COLREGs should be complied with by all vessels on the "high seas".[6]
Rule 2 – Responsibility.[6] This rule allows Master mariners and other persons in charge of vessels to depart from the rules to "avoid immediate danger", provided there are special circumstances for doing so.[6] The rule also effectively requires all navigators to exercise good seamanship in applying the rules.[6]
Rule 3 – General Definitions.[7] This rule sets out key definitions that apply to terms in the rest of the rules, including definitions for 'power-driven vessels', 'sailing vessels' and other terms such as 'not under command' and 'vessel restricted in her ability to manoeuvre.[7]
PART B - Section I Conduct of Vessels in any Condition of Visibility
[edit]Rule 4 – Application.[8] This rule states that the rules in this section apply to all vessels in any condition of visibility.[8]
Rule 5 – Look-out.[9] This rule concerns the keeping of a proper lookout to sea.[9] It involves keeping the lookout by all available means, including audible means, visual means and by the use of marine radar.[9]
Rule 6 – Safe Speed.[10] This rule sets out a requirement for all vessels to proceed at a safe speed with reference to the prevailing circumstances and conditions.[10] Relevant circumstances include, for example, the state of visibility, the presence of other ships (traffic), as well as the draught and manoeuvrability of the mariner's own ship.[10]
Rule 7 – Risk of Collision.[11] This rule requires all vessels to use all available means to determine if a risk of collision exists.[11] These include the proper use of marine radar and the taking of bearings by ship's compass to determine if there is a steady bearing and risk of collision.[11]
Rule 8 – Action to Avoid Collision.[12][13] This rule sets out requirements for vessels to alter course and/or speed to pass a safe distance with other vessels.[12] It requires alterations to be consistent with the concept of good seamanship, as well as be sufficient to be observed by the other vessel, i.e., a large and bold angle of course alteration.[12][13] The rule is designed to work in operation with other rules, including Rules 16 and 17.[13]
Rule 9 – Narrow Channels.[14] This rule concerns those vessels keeping a course within narrow channels and fairways.[14] It requires vessels less than 20 metres in length, fishing vessels and sailing vessels to not impede the passage of larger vessels in the narrow channel.[14] It also gives reference to signals (sound and light) that can be given to allow vessels to overtake one another if following the narrow channel or fairway, as well as a separate signal when approaching a bend.[14] Vessels are also not allowed to anchor unless there are legitimate circumstances for doing so.[14]
Rule 10 – Traffic Separation Schemes.[15] Typically abbreviated to TSS by mariners, these schemes aim to promote the safety of navigation by ensuring ships follow a general direction of travel within defined traffic lanes.[15] The TSS lanes are shown on paper and electronic charts and by monitoring their position, a ship can determine their navigation within the scheme.[15] Additionally, a TSS provides separation zones and inshore-traffic zones, to which restrictions apply.[15] Additional restrictions also apply to some vessel types, such as fishing vessels and vessels less than 20m in length to not impede the safe passage of other/larger vessels.[15]
PART B - Section II Conduct of Vessels in Sight of One Another
[edit]Rule 11 - Application
Rule 12 – Sailing Vessels.[16][17] The rule details how two or more sailing vessels should give way to each other when meeting.[16][17] This is based on the wind direction.[17] When each[16] sailing vessel has the wind on a different side, the vessel which has the wind on the port side should keep out of the way of the other.[16] Alternatively when both sailing vessels have the wind on the same side, the vessel which is to windward should keep out of the way of the vessel which is to leeward.[16] Finally, if a vessel with the wind on the port side sees a vessel to windward and cannot determine with certainty whether the other vessel has the wind on her port or starboard side, they should keep out of the way of the other, i.e. they take action to make the situation safe regardless of knowing for sure the wind situation of the other vessel.[16]

Rule 13 – Overtaking.[18][19] This rule governs overtaking situations between different vessels.[19] The primary requirement is that for all overtaking vessels, they must keep clear of the vessels they are overtaking.[19] For sailing vessels Rule 13 also takes precedence over rules 12 and 18 meaning the overtaking sailing vessel must keep clear.[19]
Rule 14 – Head-on Situation.[20][21] This rule requires power-driven vessels that meet head-on i.e. bow directly facing another bow, to both alter course to starboard so as to pass clear of each other.[20][21] This is referred to as passing 'port to port' as the port sides separate away from each other as vessels alter.[20] The rule effectively assigns equal responsibility to vessels to prevent collision.[21]
Rule 15 – Crossing Situation.[22] This rule concerns actions for vessels in crossing situations and essentially requires a vessel that has another vessel on their starboard (right hand) side to stay out of the way of the other, becoming the give way vessel under rule 17.[22] The other vessel is required to stand-on under rule 17.[22] Also, if the circumstances of the case admit, the vessel that has the other on their starboard side should avoid crossing ahead of the other vessel.[23]
Rule 16 – Action by Give-way Vessel.[24] This rule requires the give-way vessel to take early and substantial action to keep well clear of the other vessel.[24]
Rule 17 – Action by Stand-on Vessel.[25] Rule 17 requires the stand-on vessel to maintain their course and speed.[25] However, if it appears that the other vessel who is required to give way is not taking action, then they may take action to avoid collision according to certain requirements having been met.[25]
Rule 18 – Responsibilities Between Vessels.[26][27] Rule 18 effectively establishes an order of priority between all vessels and modes of operation of those vessels.[26] For power-driven vessels operating normally, these types of vessels are required to keep clear of all other vessels, including sailing and fishing vessels.[27] However, where vessels are subject to restrictions such as not under command, constrained by draft or restricted in their ability manoeuvre, then other vessels, including other power-driven vessels, sailing vessels and fishing vessels are either required to keep out of the way or not impede their passage, depending on the requirements.[27]
PART B - Section III Conduct of Vessels in Restricted Visibility
[edit]Rule 19 – Conduct of Vessels in Restricted Visibility.[28] This rule governs collision avoidance for vessels not in sight of another when navigating in or near an area of restricted visibility.[28] Causes include fog, smoke and other phenomena such as heavy precipitation. The rule requires all vessels to proceed at a safe speed adapted to the conditions and to effectively take action to avoid collision in ample time.[29] As far as possible, vessels should avoid altering to port for vessels forward of their beam unless being overtaken and avoid altering course towards a vessel abeam or abaft the beam.[29] For ships that have heard another vessels sound signal but not observed them on radar, part e requires the ship to reduce speed to the minimum required to maintain their course and if necessary to take all way off.[28]
PART C - Lights and Shapes
[edit]Rule 20 – Application
Rule 21 – Definitions
Rule 22 – Visibility of Lights.[30] The minimum visible distance requirements of navigational lights are detailed under this rule.[30] These vary according to the length of the vessel.[30] For example, for vessels greater than 50 metres in length, the visibility ranges of lights are 6 miles for masthead lights, 3 miles for sidelights, 3 miles for the sternlight, 3 miles for towing lights and 3 miles for an all round light.[30]
Rule 23 – Power-driven Vessels Underway
Rule 24 – Towing and Pushing
Rule 25 – Sailing Vessels Underway and Vessels Under Oars
Rule 26 – Fishing Vessels
Rule 27 – Vessels Not Under Command or Restricted in their Ability to Manoeuvre
Rule 28 – Vessels Constrained by their Draught
Rule 29 – Pilot Vessels
Rule 30 – Anchored Vessels and Vessels Aground
Rule 31 – Seaplanes
PART D - Sound and Light Signals
[edit]Rule 32 – Definitions
Rule 33 – Equipment for Sound Signals
Rule 34 – Manoeuvring and Warning Signals
Rule 35 - Sound Signals in Restricted Visibility
Rule 36 - Signals to Attract Attention
Rule 37 - Distress Signals
PART E - Exemptions
Rule 38 - Exemptions
PART F - Verification of Compliance with the Provisions of the Convention
Rule 39 - Definitions
Rule 40 - Application
Rule 41 - Verification of Compliance
Annexes
[edit]ANNEX I - Positioning and Technical Details of Lights and Shapes
ANNEX II Addition Signals for Fishing Vessels Fishing in Close Proximity
ANNEX III : Technical Details of Sound Signal Appliances
ANNEX IV Distress Signals. The annex lists the official international distress signals.[31] These include signals such as the spoken word "Mayday", the Code flag Signal "N.C. (November Charlie)", flares showing red lights, "SOS" in morse code", an orange smoke signal and others.[31]
History
[edit]Prior to the development of a single set of international rules and practices, separate practices and various conventions and informal procedures existed in different parts of the world.[32] As a result, there were inconsistencies and contradictions between navigation lights that gave rise to unintended collisions, including not least that many sailing vessels did not display navigation lights.[33] Vessel navigation lights for operating in darkness as well as navigation marks were also not standardised, giving rise to dangerous confusion and ambiguity between vessels resulting in collisions and groundings.[33]
With the advent of steam-powered ships in the mid-19th century, conventions for sailing vessel navigation had to be supplemented with conventions for power-driven vessel navigation. Sailing vessels are limited as to their manoeuvrability in that they cannot sail directly into the wind and are limited in the absence of wind. On the other hand, ships propelled by machinery can manoeuvre in all 360 degrees of direction and therefore can be manoeuvred irrespective of the wind conditions.[34]
In 1840 in London, Trinity House drew up a set of regulations which were enacted by Parliament in 1846. The Trinity House rules were included in the Steam Navigation Act 1846, and the Admiralty regulations regarding lights for steam ships were included in this statute in 1848.[32] In 1849 Congress extended the light requirements to sailing vessels on US waters. In the UK in 1858 coloured sidelights were recommended for sailing vessels and fog signals were required to be given, by steam vessels on the ship's whistle and by sailing vessels on the fog horn or bell, while a separate but similar action was also taken in the United States as by 1850 onwards, English maritime law on collisions was being gradually adopted in United States law.[35][a] Also in 1850, courts in the England and the United States adopted common law pertaining to reasonable speed within the Assured Clear Distance Ahead.[36][b][37][c][38][d]
In 1863 a new set of rules drawn up by the British Board of Trade, in consultation with the French government, came into force. By 1864 the regulations (or Articles) had been adopted by more than thirty maritime countries, including Germany and the United States (passed by the United States Congress as Rules to prevent Collisions at Sea. An act fixing certain rules and regulations for preventing collisions on the water. 29 April 1864, ch. 69.[39] and signed into law by President Abraham Lincoln). International regulations would continue to be further developed over the next several decades as a result of legislative and government action by the UK, US and other maritime States. For example, in 1867, Thomas Gray, assistant secretary to the Maritime Department of the Board of Trade, wrote The Rule of the Road, a pamphlet that became famous for its well-known mnemonic verses.[40] Furthermore, in 1878, the United States codified its common law rules for reducing the risk of collisions.[41][e] By 1880, the 1863 international Articles were supplemented with whistle signals and in 1884 a new set of international regulations was implemented.
In 1889, the United States convened the first international maritime conference in Washington, D.C to further codify international collision regulations, including requirements for lights and shapes.[32] The resulting rules were adopted in 1890 and effected in 1897. Some minor changes were made during the 1910 Brussels Maritime Conference and some rule changes were proposed, but never ratified, at the 1929 International Conference on Safety of Life at Sea (S.O.L.A.S.) With the recommendation that the direction of a turn be referenced by the rudder instead of the helm or tiller being informally agreed by all maritime nations in 1935.
The 1948 S.O.L.A.S. International Conference made several recommendations, including the recognition of radar; these were eventually ratified in 1952 and became effective in 1954. Further recommendations were made by a SOLAS Conference in London in 1960 which became effective in 1965.[42]
The 1972 International Regulations for Preventing Collisions at Sea
[edit]
The International Regulations for Preventing Collisions at Sea were adopted as a convention of the International Maritime Organization on 20 October 1972 and entered into force on 15 July 1977. They were designed to update and replace the Collision Regulations of 1960, particularly with regard to Traffic Separation Schemes (TSS) following the first of these, introduced in the Strait of Dover in 1967.[1] As of June 2013, the convention has been ratified by 155 states representing 98.7% of the tonnage of the world's merchant fleets.[43]
The international regulations have been amended several times since their first adoption. In 1981 Rule 10 was amended with regard to dredging or surveying in traffic separation schemes. In 1987 amendments were made to several rules, including rule 1(e) for vessels of special construction; rule 3(h), vessels constrained by her draught and Rule 10(c), crossing traffic lanes. In 1989 Rule 10 was altered to stop unnecessary use of the inshore traffic zones associated with Traffic Separation Schemes (TSS).[44] In 1993 amendments were made concerning the positioning of lights on vessels. In 2001 new rules were added relating to wing-in-ground-effect (WIG) craft and in 2007 the text of Annex IV (Distress signals) was rewritten.[1]
The 2013 amendments (resolution A.1085(28)) Adoption: 4 December 2013 Entry into force: 1 January 2016 After existing part E (Exemptions), a new part F (Verification of compliance with the provisions of the convention) is added in order for the Organization to make necessary verifications under the IMO Member State Audit Scheme.
Jurisdictions
[edit]The International Maritime Organization (IMO) convention, including the almost four dozen "rules" contained in the international regulations, must be adopted by each member country that is signatory to the convention—COLREG laws must exist within each jurisdiction.[45] Thereafter, each IMO member country must designate an "administration"—national authority or agency—for implementing the provisions of the COLREG convention, as it applies to vessels over which the national authority has jurisdiction.[46] Individual governing bodies must pass legislation to establish or assign such authority, as well as to create national navigation laws (and subsequent specific regulations) which conform to the international convention; each national administration is thereafter responsible for the implementation and enforcement of the regulations as it applies to ships and vessels under its legal authority.[47] As well, administrations are typically empowered to enact modifications that apply to vessels in waters under the national jurisdiction concerned, provided that any such modifications are not inconsistent with the COLREGs.[48]
Canada
[edit]The Canadian version of the COLREGs is provided by Transport Canada, which regulates Canadian vessels.[49][50]
Korea
[edit]South Korea ratified the COLREGs in 1977 and enacted enforcing legislation under the 1986 Korea Marine Traffic Safety Act.[51]
Marshall Islands
[edit]For Marshall Islands waters and ships, Chapter 22.11.4 requires all vessels to comply with the 1972 COLREGs, as amended.[52] Section 150 of the Maritime Act encompasses the fitting and provision of navigation lights, shapes and sound signalling equipment.[52]
Singapore
[edit]The version of the COLREGs applicable to the territorial waters of Singapore is the Merchant Shipping (Prevention of Collisions at Sea) Regulations.[53] These Rules were enacted by Singapore in 1983 and then revised and reissued 25 March 1992.[53]
United Kingdom
[edit]The UK version of the COLREGs is provided by the Maritime and Coastguard Agency (MCA), in the Merchant Shipping (Distress Signals and Prevention of Collisions) Regulations of 1996.[54] They are distributed and accessed in the form of a "Merchant Shipping Notice" (MSN), which is used to convey mandatory information that must be complied with under UK legislation. These MSNs relate to Statutory Instruments and contain the technical detail of such regulations.[55] Material published by the MCA is subject to Crown copyright protection, but the MCA allows it to be reproduced free of charge in any format or medium for research or private study, provided it is reproduced accurately and not used in a misleading context.[56]
United States
[edit]The US version of the COLREGs is provided by the United States Coast Guard of the US Department of Homeland Security.[57]
No right-of-way
[edit]A commonly held misconception concerning the rules of marine navigation is that by following specific rules, a vessel can gain certain rights of way over other vessels.[58] No vessel ever has "right of way" over other vessels. Rather, there can be a "give way" vessel and a "stand on" vessel, or there may be two give way vessels with no stand on vessel. A stand on vessel does not have any right of way over any give way vessel, and is not free to maneuver however it wishes, but is obliged to keep a constant course and speed (so as to help the give way vessel in determining a safe course). So standing on is an obligation, not a right, and is not a privilege. Furthermore, a stand on vessel may still be obliged (under Rule 2 and Rule 17) to give way itself, in particular when a situation has arisen where a collision can no longer be avoided by actions of the give way vessel alone.[59][60] For example, two power-driven vessels approaching each other head-to-head, are both deemed to be "give way" and both are required to alter course so as to avoid colliding with the other. Neither vessel has "right of way".[61]
Future
[edit]In recent years, the IMO, States and other interested parties have assessed the COLREGs with a view to potential future amendment to facilitate Maritime Autonomous Surface Ships.[62][63][64] These include a regulatory scoping exercise to review the applicability of the COLREGs for autonomous ships.[65]
Racing Rules
[edit]The Racing Rules of Sailing, which govern the conduct of yacht and dinghy racing under the sanction of national sailing authorities which are members of World Sailing, are based on the COLREGs, but differ in some important matters such as overtaking and right of way close to turning marks in competitive sailing.[66]
See also
[edit]References
[edit]- ^ a b c Convention on the International Regulations for Preventing Collisions at Sea, 1972 (COLREG) Archived 14 October 2009 at the Portuguese Web Archive, from the IMO (The International Maritime Organisation). Retrieved 13 February 2006.
- ^ Prevention of Collisions at Sea Regulations 1983 Archived 27 July 2011 at the Wayback Machine, from Western Australian Legislation Archived 15 May 2009 at the Wayback Machine. Retrieved 6 June 2009.
- ^ a b "Convention on the International Regulations for Preventing Collisions at Sea, 1972 (COLREG)". www.imo.org. 2019. Retrieved 22 May 2024.
- ^ Navigation Rules Archived 27 September 2010 at the Wayback Machine, from the U.S. Coast Guard. Retrieved 16 December 2006.
- ^ "COLREGs - International Regulation for Prevention of Collision at Sea ⋆ iMariners". imariners.com. 14 August 2022. Retrieved 22 May 2024.
- ^ a b c d e COLREGS. Livingston: Witherby Publishing Group. 2023. p. 181. ISBN 978-1-914993-20-6.
- ^ a b Cockcroft, A. N.; Lameijer, J. N. F. (11 November 2003). Guide to the Collision Avoidance Rules. Elsevier. pp. 9–10. ISBN 978-0-08-052192-3.
- ^ a b Cockcroft, A. N.; Lameijer, J. N. F. (11 November 2003). Guide to the Collision Avoidance Rules. Elsevier. p. 17. ISBN 978-0-08-052192-3.
- ^ a b c Cockcroft, A. N.; Lameijer, J. N. F. (11 November 2003). Guide to the Collision Avoidance Rules. Elsevier. pp. 24–25. ISBN 978-0-08-052192-3.
- ^ a b c Association, North of England P&I (2013). Collisions. How to avoid them. North of England P&I Association. ISBN 978-0-9558257-9-8.
- ^ a b c "COLREGs Rule 8 - Action to Avoid Collision". Retrieved 22 September 2024.
- ^ a b c Allen, Craig H. (2005). Farwell's Rules of the Nautical Road. Annapolis, Md: US Naval Institute Press. pp. 245–249. ISBN 978-1-59114-008-5.
- ^ a b c d e 21st century seamanship. Livingston: Witherby Publishing Group. 2015. pp. 401–402. ISBN 978-1-85609-632-4.
- ^ a b c d e Vallance, Kevin (2014). Rule 10 TSS. Livingston: Witherby Publishing Group. ISBN 978-1-85609-605-8.
- ^ a b c d e f Mellor, John (1990). A Small Boat Guide to the Rules of the Road. Hove, Eng: Fernhurst Books. p. 16. ISBN 978-0-906754-54-2.
- ^ a b c Mosenthal, Basil (3 November 2009). Learning the Rule of the Road. A&C Black. ISBN 978-1-4081-9787-5.
- ^ Allen, Craig H. (2005). Farwell's Rules of the Nautical Road. Annapolis, Md: US Naval Institute Press. p. 397. ISBN 978-1-59114-008-5.
- ^ a b c d Cockcroft, A. N.; Lameijer, J. N. F. (3 November 2011). A Guide to the Collision Avoidance Rules. Elsevier. pp. 68–73. ISBN 978-0-08-097171-1.
- ^ a b c Paul, Todd (27 August 2021). Advanced Introduction to Maritime Law. Cheltenham, UK; Northampton, MA, USA: Edward Elgar Publishing. ISBN 978-1-83910-701-6. OCLC 1240492682.
- ^ a b c Cockcroft, A. N.; Lameijer, J. N. F. (3 November 2011). A Guide to the Collision Avoidance Rules. Elsevier. p. 73. ISBN 978-0-08-097171-1.
- ^ a b c Jr., Alfredo C. Robles (8 December 2022). Vessel Collisions in the Law of the Sea. Basingstoke: Springer Nature. p. 140. ISBN 978-981-16-9793-7.
- ^ Stanton, Neville (30 June 2020). Advances in Human Aspects of Transportation. Cham, Switzerland: Springer Nature. p. 431. ISBN 978-3-030-50943-9.
- ^ a b Cockcroft, A. N.; Lameijer, J. N. F. (3 November 2011). A Guide to the Collision Avoidance Rules. Elsevier. p. 79. ISBN 978-0-08-097171-1.
- ^ a b c Cockcroft, A. N.; Lameijer, J. N. F. (3 November 2011). A Guide to the Collision Avoidance Rules. Elsevier. p. 39. ISBN 978-0-08-097171-1.
- ^ a b Healy, Nicholas J.; Sweeney, Joseph Conrad (1998). The Law of Marine Collision. Centreville, Md: Cornell Maritime Press/Tidewater Publishers. p. 190. ISBN 978-0-87033-505-1.
- ^ a b c Allen, Craig H. (2005). Farwell's Rules of the Nautical Road. Annapolis, Md: US Naval Institute Press. p. 14. ISBN 978-1-59114-008-5.
- ^ a b c COLREGS. Livingston: Witherby Publishing Group. 2023. p. 175. ISBN 978-1-914993-20-6.
- ^ a b COLREGS. Livingston: Witherby Publishing Group. 2023. pp. 154–155. ISBN 978-1-914993-20-6.
- ^ a b c d Olsen, Alexander Arnfinn (12 August 2022). Core Principles of Maritime Navigation. Taylor & Francis. p. 34. ISBN 978-1-000-61420-6.
- ^ a b COLREGS. Livingston: Witherby Publishing Group. 2023. p. 171. ISBN 978-1-914993-20-6.
- ^ a b c Dong, Wenhai; Zhang, Pengfei; Li, Jie (29 July 2023). "Safety First—A Critical Examination of the Lights and Shapes in COLREGs". Journal of Marine Science and Engineering. 11 (8): 1508. Bibcode:2023JMSE...11.1508D. doi:10.3390/jmse11081508. ISSN 2077-1312.
- ^ a b Crosbie, John Wilde (2006). "Lookout Versus Lights: Some Sidelights on the Dark History of Navigation Lights". Journal of Navigation. 59 (1): 1–7. doi:10.1017/S0373463305003607. ISSN 0373-4633.
- ^ Greenhill, Basil (1993). The Advent of Steam. London: Brassey's. ISBN 978-0-85177-563-0.
- ^ "St. John v. Paine, 51 U.S. 557". United States Reports. 51: 557. December 1850. Archived from the original on 4 March 2016. Retrieved 4 January 2016.
- ^ Judicial Committee of the Privy Council (11 June 1850). "The Europa". English Reports in Law and Equity. 2: 564. OCLC 4370213.
- ^ Judicial Committee of the Privy Council (14 July 1854). "The Batavier". English Reports in Law and Equity. 40: 25. OCLC 4370213.
- ^ "Newton v. Stebbins, 51 U.S. 586". United States Reports. 51: 586. December 1850. Archived from the original on 26 January 2016. Retrieved 4 January 2016.
- ^ Library of Congress. Statutes at Large, 1789–1875. http://memory.loc.gov/ammem/amlaw/lwsllink.html Archived 7 April 2013 at the Wayback Machine
- ^ "Observations on the Rule of the Road at Sea :: Digital Library@Villanova University". Villanova Digital Library. 17 November 2017. Retrieved 22 September 2024.
- ^ "Revised Statutes (1878), Title XLVIII (48), Chapter 5: Navigation, Section 4233, rules for preventing collisions". Congress of the United States. 1878. Archived from the original on 26 January 2016. Retrieved 4 January 2016.
- ^ "Safety of Life at Sea (SOLAS)". Marine Insight. 12 May 2024. Retrieved 22 September 2024.
- ^ "Status of multilateral Conventions and instruments in respect of which the International Maritime Organization or its Secretary-General performs depositary or other functions" (PDF). International Maritime Organization. 31 July 2013. Archived from the original (PDF) on 27 August 2013. Retrieved 14 December 2017.
- ^ "1987 AMENDMENTS TO THE INTERNATIONAL REGULATIONS FOR PREVENTING COLLISIONS AT SEA, 1972" (PDF). Retrieved 22 September 2024.
- ^ Lloyd's Register (22 September 2009). "COLREGS - International Regulations for Preventing Collisions at Sea" (PDF). Lloyd’s Register Rulefinder 2005 – Version 9.4. p. 3. Archived from the original (PDF) on 26 March 2022. Retrieved 29 May 2020.
- ^ "IRPCS". Sailtrain. Retrieved 30 May 2020.
- ^ Lavelle, Jennifer (13 December 2013). The Maritime Labour Convention 2006: International Labour Law Redefined. CRC Press. ISBN 978-1-317-93187-4.
- ^ . Rule 1 – via Wikisource.
- ^ "Consolidated federal laws of canada, Collision Regulations". 29 January 2014. Archived from the original on 1 March 2020. Retrieved 1 March 2020.
- ^ "Consolidated federal laws of canada, Canada Shipping Act, 2001". 30 July 2019. Archived from the original on 24 February 2020. Retrieved 1 March 2020.
- ^ Mukherjee, Proshanto K.; Jr., Maximo Q. Mejia; Xu, Jingjing (23 January 2020). Maritime Law in Motion. Cham: Springer Nature. pp. 378–379. ISBN 978-3-030-31749-2.
- ^ a b "The Republic of the Marshall Islands, Maritime Regulations" (PDF). Retrieved 22 September 2024.
- ^ a b "Merchant Shipping (Prevention of Collisions at Sea) Regulations". Singapore Statutes Online. 22 September 2024. Retrieved 22 September 2024.
- ^ MCA Staff (2004) [1996]. The Merchant Shipping (Distress Signals and Prevention of Collisions) Regulations 1996 (PDF). Southampton, ENG: Crown Department of Transport, Maritime and Coastguard Agency (MCA). Archived (PDF) from the original on 10 September 2016. Retrieved 2 February 2017.
- ^ "M-Notices". Maritime and Coastguard Agency. Archived from the original on 4 August 2012. Retrieved 26 March 2017.
- ^ "Copyright Guidance". Maritime and Coastguard Agency. Archived from the original on 4 August 2012. Retrieved 26 March 2017.
- ^ "Understanding COLREGS". Royal Yachting Association. Archived from the original on 19 August 2018. Retrieved 18 August 2018.
- ^ "COLREGS Rule 2 - Responsibility" (PDF). Archived (PDF) from the original on 8 April 2017.
- ^ "COLREGS Rule 17 - Action by Stand-On Vessel" (PDF). Archived (PDF) from the original on 12 July 2017.
- ^ "COLREGS Rule 14 - Head-on Situation" (PDF). Archived (PDF) from the original on 8 April 2017.
- ^ Stępień, Barbara (2 April 2024). "Towards a New Horizon: 1972 COLREG in the Era of Autonomous Ships". Ocean Development & International Law. 55 (1–2): 170–184. doi:10.1080/00908320.2024.2359908. ISSN 0090-8320.
- ^ "The Collision Regulations and Autonomous Shipping". Norton Rose Fulbright. 18 September 2024. Retrieved 22 September 2024.
- ^ Weigel, Alan M.; LLP, Blank Rome (14 July 2022). "Autonomous Cargo Ships and New Collision Regulations". MarineLink. Retrieved 22 September 2024.
- ^ "Autonomous shipping". International Maritime Organization. Retrieved 22 September 2024.
- ^ Elvstrom, Paul; Krause, Soren (5 January 2021). Elvstrøm Explains the Racing Rules. Bloomsbury Publishing. ISBN 978-1-4729-8059-5.
Notes
[edit]- ^ "Among the nautical rules applicable to the navigation of sailing vessels are the following, viz.: A vessel that has the wind free or sailing before or with the wind must get out of the way of the vessel that is close-hauled, or sailing by or against it and the vessel on the starboard tack has a right to keep her course, and the one on the larboard tack must give way or be answerable for the consequences. So when two vessels are approaching each other, both having the wind free and consequently the power of readily controlling their movements, the vessel on the larboard tack must give way and each pass to the right. The same rule governs vessels sailing on the wind and approaching each other when it is doubtful which is to windward. But if the vessel on the larboard tack is so far to windward that if both persist in their course, the other will strike her on the lee side abaft the beam or near the stern, in that case the vessel on the starboard tack should give way, as she can do so with greater facility and less loss of time and distance than the other. Again, when vessels are crossing each other in opposite directions and there is the least doubt of their going clear, the vessel on the starboard tack should persevere in her course, while that on the larboard tack should bear up, or keep away before the wind. ... no one can look through the reports in admiralty in England without being struck with the steadiness and rigor with which these general nautical rules have been enforced in cases of collision, under the advice of the Trinity Masters of that court, or fail to be impressed with the justice and propriety of such application and the salutary results flowing from it." [emphasis added]
- ^ “Whether any given rate is dangerous or not must depend upon the circumstances of each individual case, as the state of the weather, locality, and other similar facts.”
- ^ “At whatever rate she (the steamer) was going, if going at such a rate as made it dangerous to any craft which she ought to have seen, and might have seen, she had no right to go at that rate. ... at all events, she was bound to stop if it was necessary to do so, in order to prevent damage being done ...”
- ^ "It may be a matter of convenience that steam vessels should proceed with great rapidity, but the law will not justify them in proceeding with such rapidity if the property and lives of other persons are thereby endangered. ... It is a mistake to suppose that a rigorous enforcement of the necessity of adopting precautionary measures by the persons in charge of steamboats to avoid damage to sailing vessels on our rivers and internal waters will have the effect to produce carelessness and neglect on the part of the persons in charge of the latter. The vast speed and power of the former, and consequent serious damage to the latter in case of a collision, will always be found a sufficient admonition to care and vigilance on their part. A collision usually results in the destruction of the sailing vessel, and not unfrequently in the loss of the lives of persons on board."
- ^ "Rule twenty-one. Every steam-vessel, when approaching another vessel, so as to involve risk of collision, shall slacken her speed, or, if necessary, stop and reverse: and every steam-vessel shall, when in a fog, go at a moderate speed..."
Further reading
[edit]- Caufield, T.G. (2001). A Beginner's Guide to the Rules of the Road. Great Lakes Marine Transportation.[full citation needed]
- Morgans Technical Books (2016) [1985], A Seaman's Guide to the Rule of the Road, Wooton-under-edge: Morgans Technical Books, ISBN 978-0-948254-58-1 RN approved self-study book. Includes the full text of the colregs.
- Witherby Publishing Group (2023), COLREGS, Livingston, ISBN 978-1-914993-20-6
{{citation}}: CS1 maint: location missing publisher (link)
External links
[edit]- International Regulations for Preventing Collisions at Sea. Wikisource. Retrieved 18 July 2010
International Regulations for Preventing Collisions at Sea
View on GrokipediaIntroduction
Purpose and Scope
The International Regulations for Preventing Collisions at Sea (COLREGS) establish uniform rules to prevent collisions by defining predictable actions and responsibilities for vessels in diverse navigational scenarios, such as crossing paths, overtaking, or operating in congested areas.[1] These regulations prioritize collision avoidance over strict adherence to right-of-way privileges, requiring every vessel to take positive action when a risk of collision arises, regardless of its designated role.[6] The scope of the COLREGS extends to all vessels navigating the high seas and all connected navigable waters, encompassing powered vessels, sailing vessels, fishing vessels, and non-displacement craft like hovercraft or wing-in-ground-effect (WIG) craft.[6] This broad applicability ensures consistent safety standards across international waters, though it allows for special rules in harbors, rivers, or inland waterways that align closely with the core principles, as well as limited exemptions for vessels of war, those under convoy, or ships of special construction where alternative signals are authorized by governments to avoid confusion.[6] Certain pre-existing vessels, such as those built before the convention's entry into force, may operate under transitional conditions.[1] Key principles underlying the COLREGS emphasize proactive prevention, including maintaining a continuous lookout, proceeding at safe speeds, and adapting maneuvers to conditions like restricted visibility or limited maneuverability, thereby promoting safe navigation for all vessel types.[1] These evolved from the post-World War II surge in global shipping traffic and radar-equipped vessels, which heightened collision risks and necessitated international standardization.[7] The COLREGS complement other International Maritime Organization (IMO) conventions, such as the International Convention for the Safety of Life at Sea (SOLAS), by focusing specifically on collision prevention within the broader maritime safety framework.[1]Legal Status and Applicability
The International Regulations for Preventing Collisions at Sea, 1972 (COLREGS), were adopted by the International Maritime Organization (IMO) on October 20, 1972, as a multilateral treaty formally titled the Convention on the International Regulations for Preventing Collisions at Sea. The convention entered into force on July 15, 1977, following ratification by states representing at least 65% of the world's gross tonnage of vessels over 100 gross tons, as required by Article IV.[8] As of November 2025, COLREGS has been ratified or acceded to by 166 contracting states, encompassing approximately 98.7% of global merchant shipping tonnage, making it one of the most universally adopted maritime treaties.[5] The regulations are legally binding on all vessels registered in contracting states, which must incorporate the rules into their national legislation to ensure uniform application. For instance, many states, such as the United States through the Coast Guard, have enacted domestic laws mirroring COLREGS to enforce compliance on their flagged vessels. Non-contracting states, though not formally bound, frequently adopt equivalent rules voluntarily to align with international standards and facilitate safe navigation in shared waters.[8] This widespread adoption underscores the treaty's role in promoting global maritime safety without direct extraterritorial enforcement mechanisms. COLREGS applies to all vessels navigating the high seas and connected waters navigable by seagoing vessels, excluding internal waters such as harbors, rivers, and lakes where local rules may prevail, provided those local provisions conform as closely as possible to the international standards. The rules primarily target vessels over 7 meters in length, with specific provisions for lights and signals scaled accordingly, though core principles of collision avoidance extend to smaller craft. Seaplanes are included as vessels when operating on the water but follow adapted display requirements; submerged submarines must adhere to steering and sailing rules to avoid collisions but are exempt from surface light and shape displays under operational protocols.[9] These applicability boundaries ensure broad coverage while accommodating practical limitations. Enforcement of COLREGS falls primarily under the responsibility of the flag state, which must survey and certify its vessels' compliance through inspections and flag state control measures. Port states supplement this by conducting port state control inspections on foreign vessels to verify adherence to the regulations, with authority to detain non-compliant ships until deficiencies are rectified. This dual framework, supported by IMO guidelines, enhances accountability across jurisdictions. The regulations also intersect briefly with the United Nations Convention on the Law of the Sea (UNCLOS) by operationalizing safe navigation freedoms on the high seas.Historical Development
Early Collision Prevention Rules
The advent of steam-powered navigation in the early 19th century highlighted the dangers of collisions at sea, prompting initial national efforts to establish preventive rules. In 1840, the Corporation of Trinity House in the United Kingdom drafted regulations for steam vessels, emphasizing port-to-port passing in narrow channels and altering course to starboard to avoid crossing paths. These were formalized in the Steam Navigation Act of 1846, marking the first statutory framework for collision avoidance in British waters. Complementing these, the British Admiralty's 1848 regulations introduced standardized navigation lights, including red and green sidelights for port and starboard, along with a white masthead light, to improve visibility during nighttime or restricted conditions. Across the Atlantic, the United States enacted its own rules in 1864 through an Act of Congress signed by President Abraham Lincoln, which adopted similar principles such as keeping to the starboard side and requiring clear visibility of sidelights. By the end of that year, these provisions—often referred to as the "Articles"—had been embraced by over 30 maritime nations, including Germany, fostering a degree of informal international alignment. Trinity House further refined its guidelines in subsequent years, mandating fog signals for sailing vessels by 1858 and whistle signals for maneuvers by 1880, though enforcement remained inconsistent due to varying national interpretations. Efforts toward global uniformity gained momentum with the 1889 International Marine Conference in Washington, D.C., convened by the United States and attended by representatives from more than 30 nations. The resulting regulations, effective from 1897 in key maritime powers like the UK and US, introduced concepts such as the "stand-on" vessel maintaining course and speed while the "giving-way" vessel takes early evasive action, along with a second masthead light for larger steamships. The 1910 Brussels Convention for the Unification of Certain Rules of Law with Respect to Collisions between Vessels shifted focus to post-collision liability, apportioning damages based on degrees of fault rather than prevention, and requiring mutual assistance between vessels involved.[10] In the interwar period, the League of Nations convened the 1929 International Convention for the Safety of Life at Sea (SOLAS), which annexed revised collision rules emphasizing direct helm commands (e.g., "starboard" for rudder to starboard) and minor updates to visibility and signaling protocols; these entered force in 1933 but saw limited ratification. Broader League initiatives to harmonize maritime safety stalled amid rising geopolitical tensions leading to World War II. The resulting patchwork of national and partial international rules created persistent inconsistencies, such as divergent interpretations of overtaking and crossing scenarios, which undermined effective prevention and prompted the postwar establishment of the Intergovernmental Maritime Consultative Organization (now the International Maritime Organization) in 1948 to pursue comprehensive standardization. These foundational efforts directly influenced the organizational structure of the 1972 COLREGS.Adoption of the 1972 COLREGS
The negotiation process for the 1972 Convention on the International Regulations for Preventing Collisions at Sea (COLREGS) spanned several sessions of the International Maritime Organization (IMO) from 1967 to 1972, involving representatives from more than 50 nations. These discussions addressed significant gaps in the 1960 International Regulations for Preventing Collisions at Sea, which had been adopted alongside the 1960 Safety of Life at Sea (SOLAS) Convention but lacked comprehensive provisions for emerging technologies like radar and structured approaches to vessel traffic management, such as traffic separation schemes.[7][1] The process culminated in an international conference convened by the IMO in London, where the regulations were finalized and adopted on October 20, 1972, marking a key milestone in establishing a unified global standard for maritime collision prevention. The convention entered into force 12 months after the date on which at least 15 states, whose combined merchant fleets constituted not less than 65 per cent of the gross tonnage of the world's merchant shipping (of vessels of 100 gross tons and over), had become parties to it. This threshold was met, leading to the COLREGS taking effect on July 15, 1977, thereby replacing the 1960 regulations.[7][1][2] Among the innovations introduced in the 1972 COLREGS were a restructured format dividing the rules into five parts and four annexes for enhanced clarity and usability; explicit definitions of responsibilities for "give-way" vessels (required to take early and substantial action to avoid collision) and "stand-on" vessels (required to maintain course and speed but permitted to act if necessary); and the formal integration of traffic separation schemes as mandatory under Rule 10, building on voluntary schemes first implemented in areas like the Dover Strait in 1967 and endorsed by the IMO Assembly in 1971.[7][1] Initial challenges during adoption included resistance from some nations to extending the rules' applicability to inland waters, preferring separate domestic regulations, while the United States strongly advocated for a unified set of rules harmonizing international and inland navigation to simplify compliance for its extensive inland waterways.[7]Amendments and Revisions
The process for amending the International Regulations for Preventing Collisions at Sea (COLREGS) is governed by Article XI of the 1972 Convention, under which proposals are submitted by Contracting Parties to the International Maritime Organization (IMO) Maritime Safety Committee for consideration and recommendation to the IMO Assembly for adoption, either explicitly or through a tacit acceptance procedure requiring no objections within a specified period.[1] The first major set of amendments was adopted by IMO Assembly Resolution A.464(XII) on 19 November 1981, primarily clarifying the application of the regulations under Rule 1, including provisions for vessels of special construction and exemptions for certain operations, and entered into force on 1 June 1983.[11] Subsequent amendments in 1987, adopted by IMO Resolution A.626(15), refined Rule 10 on traffic separation schemes to emphasize their applicability only to IMO-adopted schemes and clarified crossing procedures, entering into force on 19 November 1989.[1] Amendments adopted in 1989 by IMO Resolution A.678(16) further clarified provisions in Rule 10 regarding vessels using the inshore traffic zone, entering into force on 19 April 1991.[1] Further updates in 1993, adopted by IMO Resolution A.736(18) on 4 November 1993, addressed refinements to traffic separation schemes under Rule 10 and entered into force on 4 November 1995. The 2001 amendments, adopted by IMO Assembly Resolution A.910(22) on 29 November 2001, introduced provisions for wing-in-ground (WIG) craft in Rule 3 and related definitions, along with adjustments for vessels engaged in dynamic positioning operations treated as restricted in ability to maneuver under Rule 3(g), entering into force on 29 November 2003.[12] Amendments adopted in 2007 by IMO Assembly Resolution A.1004(25) on 29 November 2007 focused on sound and light signals, including revisions to Rules 33 and 35 for equipment on small vessels and Annex III for technical details of sound signal appliances, entering into force on 1 December 2009.[13] These changes incorporated considerations for emerging technologies like Automatic Identification System (AIS) in conjunction with traditional signals, though AIS integration remains guided by broader IMO safety standards rather than direct COLREGS revisions.[14] As of 2025, no major amendments have been adopted since the 2013 revisions by IMO Assembly Resolution A.1085(28), adopted on 4 December 2013, which added Part F (Rules 39–41) for compulsory audits of Contracting Parties' compliance but included minor clarifications on light positioning in Annex I, entering into force on 1 January 2016; the IMO continues to review potential updates for unmanned vessels through its Maritime Safety Committee, but none have been formally adopted.[1] Since 1972, the COLREGS have undergone a total of seven formal amendment cycles to address technological and operational evolutions.[15]Structure of the Regulations
Part A: General Provisions
Part A of the International Regulations for Preventing Collisions at Sea (COLREGS), adopted in 1972 under the auspices of the International Maritime Organization (IMO), establishes the foundational framework for the entire set of rules, defining their scope, responsibilities, and key terminology to ensure uniform application across international waters. These provisions apply universally to promote safe navigation and prevent collisions by setting baseline obligations that subsequent parts build upon.[3] Rule 1 delineates the application of the COLREGS, stating that they govern all vessels upon the high seas and in all connected navigable waters accessible to seagoing vessels. This includes territorial seas, but the rules do not supersede special local regulations established by appropriate authorities for areas such as roadsteads, harbors, rivers, lakes, or inland waterways, provided those local rules align as closely as possible with the COLREGS. Exemptions are also carved out for military vessels, convoys, and fishing fleets, allowing governments to prescribe additional signal lights or whistles that remain distinguishable from standard ones authorized under the regulations. Furthermore, the IMO may adopt traffic separation schemes to enhance orderly vessel movement, and vessels of unique construction or purpose—such as research ships or icebreakers—may receive government-approved alternatives for lights, shapes, and sound signals that achieve the closest practical compliance without compromising their specialized functions. These provisions ensure broad applicability while accommodating operational necessities and local variations, reinforcing the COLREGS' role as a baseline international standard tied to their legal status as a binding convention for ratifying states.[3] Rule 2 addresses responsibility, emphasizing that no vessel, owner, master, or crew is absolved from liability for failing to adhere to the COLREGS or for omitting precautions dictated by standard seamanship practices or case-specific conditions. This underscores a principle of absolute accountability, where neglect of the rules or undue risks cannot be excused, promoting a culture of prudence in navigation. However, the rule allows flexibility by requiring interpreters and operators to consider all navigational hazards and collision risks, as well as special circumstances like vessel limitations, permitting deviations from the rules if necessary to avert immediate danger. In essence, this balances strict compliance with practical judgment, ensuring safety remains paramount without rigid adherence that could exacerbate threats.[3] Rule 3 provides general definitions to clarify terms used throughout the COLREGS, preventing ambiguity in their interpretation and application. Central to these is the broad definition of a vessel, encompassing every type of watercraft—including non-displacement craft like hovercraft and seaplanes—capable of waterborne transport. It distinguishes power-driven vessels as those propelled by machinery, sailing vessels as those under sail (with machinery disengaged if present), and vessels engaged in fishing as those using gear like nets or trawls that impair maneuverability, excluding less restrictive methods such as trolling. Specialized categories include vessels not under command, which face exceptional circumstances preventing compliance with maneuvering requirements; vessels restricted in their ability to maneuver, such as those laying navigation marks, dredging, or towing in ways that limit deviation; and vessels constrained by their draught, power-driven ships whose deep draft relative to water depth severely restricts course changes. Other key terms cover operational states, like a vessel being underway when not anchored, aground, or secured to shore; physical measurements, where length and breadth refer to overall dimensions; visibility contexts, with vessels in sight only if visually observable to each other; and environmental conditions, defining restricted visibility as any reduction due to fog, mist, snow, rain, sandstorms, or similar factors. These definitions, amended in 2001 (effective 29 July 2003) to include wing-in-ground (WIG) craft, provide a precise lexicon that supports consistent enforcement and operational decision-making.[12][3] Collectively, Part A's provisions lay a prudent regulatory foundation, insisting on compliance while encouraging vigilant adaptation to real-world maritime challenges, thereby mitigating collision risks through clear scope, accountability, and standardized language.[3]Part B: Steering and Sailing Rules
Part B of the International Regulations for Preventing Collisions at Sea (COLREGS), known as the Steering and Sailing Rules, encompasses Rules 4 through 19 and establishes the primary obligations for vessels to navigate safely and avoid collisions regardless of vessel type or operational status. These rules are structured into three sections differentiated by visibility conditions, prioritizing proactive measures, clear responsibilities between vessels, and the overriding duty to take action when necessary to prevent danger. Adopted under the 1972 Convention, they apply to all vessels upon the high seas and in waters connected therewith navigable by seagoing vessels, promoting uniform conduct to reduce maritime accidents.[3]Section I: Application in Any Visibility (Rules 4–10)
Section I outlines fundamental conduct applicable in all visibility conditions, ensuring vessels maintain vigilance and assess situations systematically to mitigate collision risks from the outset. Rule 4 specifies that these provisions govern all vessels in any visibility, forming the baseline for subsequent actions.[3] A core requirement under Rule 5 is the maintenance of a proper look-out at all times using sight, hearing, and all available means appropriate to the circumstances, enabling a full appraisal of the situation and potential collision hazards. This includes radar and other detection equipment when fitted, underscoring the need for constant awareness to detect other vessels, obstacles, or environmental factors early.[3] Rule 6 mandates proceeding at a safe speed, defined as one allowing proper and effective action to avoid collision and stop within a distance suitable to prevailing conditions, such as visibility, traffic density, vessel maneuverability, and background light. Factors like the state of the vessel's engines, presence of navigational hazards, and traffic density must be considered; for instance, in congested areas, speeds should permit timely alterations without relying solely on stopping power.[3] Assessing risk of collision is addressed in Rule 7, requiring the use of all available means, including radar plotting or systematic observations if equipped, to determine if risk exists; doubt must be resolved by assuming risk is present. Key indicators include a constant compass bearing of an approaching vessel, signaling a steady closing course, though risk may also arise even with changing bearings, particularly near large vessels or tows at close range. Assumptions based on limited data, especially sparse radar plots, are prohibited to prevent misjudgments.[3] Rule 8 emphasizes that any action to avoid collision must be positive, timely, and substantial, with alterations in course or speed large enough to be apparent to others visually or by radar, avoiding successive small changes. If sea room allows, course alteration alone may suffice if made early and decisively, but all maneuvers must ensure a safe passing distance, with effectiveness monitored until clear. Vessels may slacken speed, stop, or reverse propulsion if needed to assess or avert danger, and those required not to impede others must provide ample sea room proactively.[3] In constrained areas, Rule 9 requires vessels in narrow channels or fairways to keep as near as safe and practicable to the starboard outer limit, with smaller vessels, sailing vessels, or those fishing not impeding larger ones restricted to the channel. Crossing such areas is prohibited if it impedes passage, and overtaking signals must be used when necessary, while vessels approaching bends must navigate cautiously and sound appropriate signals. Anchoring in narrow channels should be avoided when possible.[3] Rule 10 governs traffic separation schemes, directing vessels to proceed in the appropriate lane's general flow direction, joining or leaving at small angles, and crossing lanes at near right angles when unavoidable. Separation zones and lines should be avoided, and non-participating vessels must keep clear; fishing or small vessels must not impede those in lanes, with exceptions for emergencies or safety operations.[3]Section II: Conduct in Sight of One Another (Rules 11–18)
Section II applies specifically when vessels are in visual sight of each other (Rule 11), detailing maneuvers for common encounter scenarios and assigning give-way and stand-on roles to clarify responsibilities and prevent confusion during close-quarters navigation. These rules build on Section I by specifying vessel interactions visible to the naked eye.[3] For sailing vessels under Rule 12, when risk of collision exists in a crossing situation, the vessel with the wind on its port side keeps clear of the one with wind on the starboard side; if both have wind on the same side, the windward vessel yields to the leeward one. Same-wind situations on opposite tacks follow the port-yielding-to-starboard principle, ensuring predictable avoidance based on wind direction observable visually.[3] Rule 13 defines overtaking: any vessel approaching another from more than 22.5 degrees abaft the beam must keep clear, regardless of vessel type, with the overtaken vessel maintaining course and speed. This applies until well clear, promoting the overtaker's sole responsibility to maneuver safely astern.[3] In head-on situations between power-driven vessels (Rule 14), both must alter course to starboard to pass port-to-port, assuming mutual compliance unless otherwise apparent.[3] For crossing situations (Rule 15), the vessel that sees the other on its starboard side acts as give-way and keeps clear, establishing a simple starboard privilege to resolve ambiguities when courses intersect at less than 90 degrees.[3] The give-way vessel under Rule 16 must take early and substantial action to avoid the stand-on vessel, such as altering course or speed decisively, ensuring the stand-on vessel can maintain its path without deviation.[3] Rule 17 outlines stand-on vessel duties: it maintains course and speed but must take action to avoid collision if the give-way vessel fails to do so or if risk becomes imminent, particularly in close quarters. This reinforces that no vessel is absolved from the ultimate responsibility to avert danger, even if designated stand-on. For example, a stand-on vessel may slacken speed or alter course substantially if the give-way shows no intent to maneuver.[3] Rule 18 establishes a hierarchy of responsibilities: power-driven vessels give way to vessels not under command, restricted in ability to maneuver, engaged in fishing, or sailing; vessels engaged in fishing yield to those not under command or restricted in maneuverability. This prioritization protects more vulnerable or constrained vessels, with all types required to avoid impeding privileged ones while still complying with other rules. A vessel restricted in its ability to maneuver, such as one dredging or laying cables, holds priority over most others due to its limited options, though every vessel retains the duty to act if collision looms.[3]Section III: Conduct in Restricted Visibility (Rule 19)
Section III addresses navigation solely in or near restricted visibility (Rule 19), where visual cues are limited, requiring vessels to proceed at a safe (often minimal) speed, post extra look-outs, and use radar or equivalent aids to detect others promptly. If a close-quarters situation develops, speed must be reduced to the minimum or stopped to assess actions, with course alterations preferably to starboard but avoiding port turns when unsure of the other's position or course to prevent compounding risks. Sound signals must be made as prescribed, and vessels detected ahead, abeam, or crossing from the port side prompt immediate substantial action to avoid them; those crossing from starboard or overtaking require keeping clear. This section ensures cautious, radar-informed decision-making in fog, rain, or darkness, overriding visual rules from Section II.[3] Throughout Part B, the hierarchy prioritizes vessels restricted in maneuverability—such as those constrained by draft, towing, or operations—over others, including power-driven vessels, to account for their reduced evasion capabilities, while emphasizing that no rule excuses collision; all must deviate if needed. The key principle in Rule 17—that stand-on vessels act if give-way vessels falter—embeds flexibility, ensuring safety trumps rigid adherence and allowing intervention when default maneuvers fail.[3]Part C: Lights and Shapes
Part C of the International Regulations for Preventing Collisions at Sea (COLREGS) outlines the requirements for visual signals through lights and shapes, enabling vessels to identify each other's type, status, activity, and course from a distance to avoid collisions. These rules, spanning Rules 20 to 31, emphasize standardized displays that convey critical navigation information, particularly when vessels are in sight of one another, complementing the steering and sailing rules in Part B. The provisions ensure that lights are used at night or in restricted visibility, while shapes serve daytime identification, promoting mutual awareness in congested or open waters. Compliance is mandatory in all weather conditions, with lights and shapes adhering to technical specifications in Annex I, including color, intensity, and positioning to maintain visibility without confusion.[3] Rule 20 mandates the application of these signals universally, requiring lights from sunset to sunrise unless they could be mistaken for navigation aids or impair lookouts, and shapes exclusively by day. Lights may also be shown in daylight during restricted visibility or when necessary for safety. This framework prioritizes clear, unambiguous signaling to allow early detection, typically at ranges determined by vessel size and light intensity as detailed in Rule 22 and Annex I Section 8. For instance, on vessels over 50 meters, a masthead light must be visible for at least 6 nautical miles, sidelights for 3 nautical miles, and all-round lights for 3 nautical miles, ensuring reliable recognition up to several miles away.[3] Central to Part C are the definitions in Rule 21, which standardize key lights for consistent interpretation. A masthead light is a white forward-facing light spanning 225 degrees of the horizon (from right ahead to 22.5 degrees abaft each beam), indicating the vessel's heading. Sidelights consist of a red light on the port side and green on starboard, each covering 112.5 degrees (right ahead to 22.5 degrees abaft the beam), revealing the vessel's broadside direction. The sternlight, a white aft light over 135 degrees (67.5 degrees from right astern on each side), marks the rear. Additional types include the towing light (yellow, identical to the sternlight), all-round light (360 degrees unbroken), and flashing light (at least 120 flashes per minute for specific uses). These arcs and colors, specified in Annex I, prevent overlap or ambiguity, with sidelights combinable in one fixture for vessels under 20 meters.[3] For power-driven vessels underway, Rule 23 requires a forward masthead light, a second masthead light abaft and higher (optional under 50 meters), sidelights, and a sternlight to clearly signal propulsion and direction. Smaller vessels under 12 meters may substitute with an all-round white light and sidelights, or just an all-round white light if under 7 meters and not exceeding 7 knots. Special categories include air-cushion vessels in non-displacement mode, which add an all-round flashing yellow light, and wing-in-ground (WIG) craft during takeoff, landing, or low flight, which add a high-intensity all-round flashing red light. These configurations allow observers to discern a power-driven vessel's size, speed potential, and operational mode from afar.[3] Towing and pushing operations under Rule 24 demand enhanced visibility to highlight the extended length and configuration. A towing power-driven vessel displays two masthead lights in a vertical line (three if the tow exceeds 200 meters from stern to tow's end), sidelights, a sternlight, and a yellow towing light above the sternlight, with a diamond shape by day for tows over 200 meters. Pushed vessels not rigidly connected as a composite unit (treated as a single power-driven vessel under Rule 23) show two masthead lights, sidelights, and a sternlight. Towed vessels exhibit sidelights and a sternlight, plus a diamond if over 200 meters; inconspicuous or submerged tows use multiple all-round white lights spaced no more than 100 meters apart for lengths over 100 meters, plus diamonds at ends. If full lighting is impracticable, alternative measures must indicate presence, ensuring the entire tow string is visible to approaching traffic.[3] Sailing vessels and those under oars, per Rule 25, require simpler displays without power-driven lights: sidelights and a sternlight, combinable in one lantern near the mast top for vessels under 12 meters. An optional tricolor (red over green all-round lights vertically) may supplement but not replace the lantern. Vessels under 7 meters or under oars must, if practicable, show these lights or have a white-light torch ready for immediate exhibition to avert collision. A conical shape (apex down) indicates when a sailing vessel is also using auxiliary machinery. This minimal setup reflects their reliance on wind or manual power, prioritizing directional cues over propulsion status.[3] Fishing vessels, addressed in Rule 26, display unique signals to denote their activity and gear deployment, which may restrict maneuverability. Trawling vessels show two all-round lights vertically (green over white) or two cones apex-to-apex (or a basket for under 20 meters), plus a masthead light abaft the green (optional under 50 meters), and sidelights/sternlight when making way. Non-trawling fishing uses red over white all-round lights or a ball over diamond shape. For gear extending more than 150 meters perpendicular to the vessel, all-round white lights mark the outer edges, with flashing yellow lights (if gear obstructs >50% of the horizon) or additional signals for direction and presence. These prevent entanglements by alerting others to the vessel's engaged status and hazard zone.[3] Vessels not under command or restricted in ability to maneuver (Rule 27) use red and white all-round lights in vertical lines—two reds for not under command (with two black balls by day), or red-white-red for restricted maneuverability (with ball-diamond-ball shapes)—positioned to show in all directions. Underwater operations or dredging add lights and a diamond to indicate safe or obstructed sides. Such displays signal limited control, prompting others to keep clear. Rule 28 specifies vessels constrained by draft (international waters only) with three red all-round lights or a cylinder shape, highlighting their channel restriction. Pilot vessels (Rule 29) exhibit white over red all-round lights when engaged, plus standard underway lights, and may use an identifying signal.[3] Anchored or aground vessels under Rule 30 display one or more all-round white lights (forward and aft for over 50 meters) or a single central light for smaller ones, with a black ball shape by day; aground vessels add two vertical red lights or balls. Seaplanes and WIG craft (Rule 31) approximate these displays as closely as their structure allows, adapting positions per Annex I. Overall, these rules in Part C, supported by Annex I's technical standards for heights (e.g., masthead at least 6 meters above hull for vessels over 20 meters) and intensities, ensure shapes like balls (anchored/not under command) and diamonds (towing/restricted) provide daytime equivalents to lights, fostering safe, predictable interactions at sea.[3]| Vessel Type | Key Lights (Night) | Key Shapes (Day) | Purpose |
|---|---|---|---|
| Power-driven (underway) | Masthead (1-2 white), sidelights (red/green), sternlight (white) | None required | Indicate propulsion and heading |
| Towing (>200m tow) | 2-3 masthead white, sidelights, sternlight, yellow towing light | Diamond | Highlight extended length and tow status |
| Sailing (underway) | Sidelights, sternlight (combinable) | Cone (apex down if motorized) | Show non-power direction |
| Fishing (trawling) | Green over white all-round; masthead, sidelights/sternlight if making way | Two cones apex-to-apex | Denote gear activity and restrictions |
| Not under command | Two red all-round (vertical) | Two balls (vertical) | Signal inability to maneuver |
| Anchored | All-round white (1-2) | Black ball | Mark stationary position |
| Aground | All-round white + two red vertical | Black ball + two vertical balls | Indicate hazard and location |
