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Election
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An election is a formal group decision-making process whereby a population chooses an individual or multiple individuals to hold public office.
Elections have been the usual mechanism by which modern representative democracy has operated since the 17th century.[1] Elections may fill offices in the legislature, sometimes in the executive and judiciary, and for regional and local government, such as cities or towns. This process is also used in many other Standardized Associations, public businesses, and organizations , from clubs to voluntary association and corporations.
The global use of elections as a tool for selecting representatives in modern representative democracies is in contrast with the practice in the democratic archetype, ancient Athens, where the elections were considered an oligarchic institution and most political offices were filled using allotment which is also known as "Sortition", by which office holders were chosen by lot.[1]
Electoral reform describes the process of introducing fair electoral systems where they are not in place, or improving the fairness or effectiveness of existing systems. Psephology is the study of results and other statistics relating to elections (especially with a view to predicting future results). Election is the fact of electing, or being elected.
To elect means "to select or to Nominate", and so sometimes other forms of ballot such as referendums are referred to as elections, especially in the United States.
History
[edit]

Elections were used as early in history as ancient Greece and ancient Rome, and throughout the Medieval period to select rulers such as the Holy Roman Emperor (see imperial election) and the pope (see papal election).[2]
The Pala King Gopala (ruled c. 750s – 770s CE) in early medieval Bengal was elected by a group of feudal chieftains. Such elections were quite common in contemporary societies of the region.[3][4] In the Chola Empire, around 920 CE, in Uthiramerur (in present-day Tamil Nadu), palm leaves were used for selecting the village committee members. The leaves, with candidate names written on them, were put inside a mud pot. To select the committee members, a young boy was asked to take out as many leaves as the number of positions available. This was known as the Kudavolai system.[5][6]
The first recorded popular elections of officials to public office, by majority vote, where all citizens were eligible both to vote and to hold public office, date back to the Ephors of Sparta in 754 BC, under the mixed government of the Spartan Constitution.[7][8] Athenian democratic elections, where all citizens could hold public office, were not introduced for another 247 years, until the reforms of Cleisthenes.[9] Under the earlier Solonian Constitution (c. 574 BC), all Athenian citizens were eligible to vote in the popular assemblies, on matters of law and policy, and as jurors, but only the three highest classes of citizens could vote in elections. Nor were the lowest of the four classes of Athenian citizens (as defined by the extent of their wealth and property, rather than by birth) eligible to hold public office, through the reforms of Solon.[10][11] The Spartan election of the Ephors, therefore, also predates the reforms of Solon in Athens by approximately 180 years.[12]

Questions of suffrage, especially suffrage for minority groups, have dominated the history of elections. Males, the dominant cultural group in North America and Europe, often dominated the electorate and continue to do so in many countries.[2] Early elections in countries such as the United Kingdom and the United States were dominated by landed or ruling class males.[2] By 1920 all Western European and North American democracies had universal adult male suffrage (except Switzerland) and many countries began to consider women's suffrage.[2] Despite legally mandated universal suffrage for adult males, political barriers were sometimes erected to prevent fair access to elections (see civil rights movement).[2]
Contexts
[edit]Elections are held in a variety of political, organizational, and corporate settings. Many countries hold elections to select people to serve in their governments, but other types of organizations hold elections as well. For example, many corporations hold elections among shareholders to select a board of directors, and these elections may be mandated by corporate law.[13] In many places, an election to the government is usually a competition among people who have already won a primary election within a political party.[14] Elections within corporations and other organizations often use procedures and rules that are similar to those of governmental elections.[15]
Electorate
[edit]Suffrage
[edit]The question of who may vote is a central issue in elections. The electorate does not generally include the entire population; for example, many countries prohibit those who are under the age of majority from voting. All jurisdictions require a minimum age for voting.
In Australia, Aboriginal people were not given the right to vote until 1962 (see 1967 referendum entry) and in 2010 the federal government removed the rights of prisoners serving for three years or more to vote (a large proportion of whom were Aboriginal Australians).
Suffrage is typically only for citizens of the country, though further limits may be imposed.
In the European Union, one can vote in municipal elections if one lives in the municipality and is an EU citizen; the nationality of the country of residence is not required.

In some countries, voting is required by law. Eligible voters may be subject to punitive measures such as a fine for not casting a vote. In Western Australia, the penalty for a first time offender failing to vote is a $20.00 fine, which increases to $50.00 if the offender refused to vote prior.[16]
Voting population
[edit]Historically the size of eligible voters, the electorate, was small having the size of groups or communities of privileged men like aristocrats and men of a city (citizens).
With the growth of the number of people with bourgeois citizen rights outside of cities, expanding the term citizen, the electorates grew to numbers beyond the thousands. Elections with an electorate in the hundred thousands appeared in the final decades of the Roman Republic, by extending voting rights to citizens outside of Rome with the Lex Julia of 90 BC, reaching an electorate of 910,000 and estimated voter turnout of maximum 10% in 70 BC,[17] only again comparable in size to the first elections of the United States. At the same time the Kingdom of Great Britain had in 1780 about 214,000 eligible voters, 3% of the whole population.[18] Naturalization can reshape the electorate of a country.[19]
Candidates
[edit]A representative democracy requires a procedure to govern nomination for political office. In many cases, nomination for office is mediated through preselection processes in organized political parties.[20]
Non-partisan systems tend to be different from partisan systems as concerns nominations. In a direct democracy, one type of non-partisan democracy, any eligible person can be nominated. Although elections were used in ancient Athens, in Rome, and in the selection of popes and Holy Roman emperors, the origins of elections in the contemporary world lie in the gradual emergence of representative government in Europe and North America beginning in the 17th century. In some systems no nominations take place at all, with voters free to choose any person at the time of voting—with some possible exceptions such as through a minimum age requirement—in the jurisdiction. In such cases, it is not required (or even possible) that the members of the electorate be familiar with all of the eligible persons, though such systems may involve indirect elections at larger geographic levels to ensure that some first-hand familiarity among potential electees can exist at these levels (i.e., among the elected delegates).
Systems
[edit]
Electoral systems are the detailed constitutional arrangements and voting systems that convert the vote into a political decision.
The first step is for voters to cast the ballots, which may be simple single-choice ballots, but other types, such as multiple choice or ranked ballots may also be used. Then the votes are tallied, for which various vote counting systems may be used. and the voting system then determines the result on the basis of the tally. Most systems can be categorized as either proportional, majoritarian or mixed. Among the proportional systems, the most commonly used are party-list proportional representation (list PR) systems, among majoritarian are first-past-the-post electoral system (single winner plurality voting) and different methods of majority voting (such as the widely used two-round system). Mixed systems combine elements of both proportional and majoritarian methods, with some typically producing results closer to the former (mixed-member proportional) or the other (e.g. parallel voting).
Many countries have growing electoral reform movements, which advocate systems such as approval voting, single transferable vote, instant runoff voting or a Condorcet method; these methods are also gaining popularity for lesser elections in some countries where more important elections still use more traditional counting methods.
While openness and accountability are usually considered cornerstones of a democratic system, the act of casting a vote and the content of a voter's ballot are usually an important exception. The secret ballot is a relatively modern development, but it is now considered crucial in most free and fair elections, as it limits the effectiveness of intimidation.
Campaigns
[edit]When elections are called, politicians and their supporters attempt to influence policy by competing directly for the votes of constituents in what are called campaigns. Supporters for a campaign can be either formally organized or loosely affiliated, and frequently utilize campaign advertising. It is common for political scientists to attempt to predict elections via political forecasting methods.
The most expensive election campaign included US$7 billion spent on the 2012 United States presidential election and is followed by the US$5 billion spent on the 2014 Indian general election.[21]
Timing
[edit]The nature of democracy is that elected officials are accountable to the people, and they must return to the voters at prescribed intervals to seek their mandate to continue in office. For that reason, most democratic constitutions provide that elections are held at fixed regular intervals. In the United States, elections for public offices are typically held between every two and six years in most states and at the federal level, with exceptions for elected judicial positions that may have longer terms of office. There is a variety of schedules, for example, presidents: the President of Ireland is elected every seven years, the President of Russia and the President of Finland every six years, the President of France every five years, President of the United States every four years.
Predetermined or fixed election dates have the advantage of fairness and predictability. They tend to greatly lengthen campaigns,[citation needed] and make dissolving the legislature (parliamentary system) more problematic if the date should happen to fall at a time when dissolution is inconvenient (e.g. when war breaks out). Other states (e.g., the United Kingdom) only set maximum time in office, and the executive decides exactly when within that limit it will actually go to the polls. In practice, this means the government remains in power for close to its full term, and chooses an election date it calculates to be in its best interests (unless something special happens, such as a motion of no-confidence). This calculation depends on a number of variables, such as its performance in opinion polls and the size of its majority. Postponing elections beyond the full term has been associated with democratic backsliding.[22]
Snap elections are early elections before the full term of office.[23]
Rolling elections are elections in which all representatives in a body are elected, but these elections are spread over a period of time rather than all at once. Examples are the presidential primaries in the United States, Elections to the European Parliament (where, due to differing election laws in each member state, elections are held on different days of the same week) and, due to logistics, general elections in Lebanon and India. The voting procedure in the Legislative Assemblies of the Roman Republic are also a classical example.
In rolling elections, voters have information about previous voters' choices. While in the first elections, there may be plenty of hopeful candidates, in the last rounds consensus on one winner is generally achieved. In today's context of rapid communication, candidates can put disproportionate resources into competing strongly in the first few stages, because those stages affect the reaction of latter stages.
Undemocratic or unfair
[edit]
In many of the countries with weak rule of law, the most common reason why elections do not meet international standards of being "free and fair" is interference from the incumbent government. Dictators may use the powers of the executive (police, martial law, censorship, physical implementation of the election mechanism, etc.) to remain in power despite popular opinion in favour of removal. Members of a particular faction in a legislature may use the power of the majority or supermajority (passing criminal laws, and defining the electoral mechanisms including eligibility and district boundaries) to prevent the balance of power in the body from shifting to a rival faction due to an election.[2]
Non-governmental entities can also interfere with elections, through physical force, verbal intimidation, or fraud, which can result in improper casting or counting of votes. Monitoring for and minimizing electoral fraud is also an ongoing task in countries with strong traditions of free and fair elections. Problems that prevent an election from being "free and fair" take various forms.[24]
Lack of open political debate or an informed electorate
[edit]The electorate may be poorly informed about issues or candidates due to lack of freedom of the press, lack of objectivity in the press due to state or corporate control, or lack of access to news and political media. Freedom of speech may be curtailed by the state, favouring certain viewpoints or state propaganda. Scheduling frequent elections can also lead to voter fatigue.
Violation of political egalitarianism
[edit]Gerrymandering, wasted votes and manipulating electoral thresholds can prevent that all votes count equally.
Interference with campaigns
[edit]Exclusion of opposition candidates from eligibility for office, needlessly high nomination rules on who may be a candidate, are some of the ways the structure of an election can be changed to favour a specific faction or candidate. Those in power may arrest or assassinate candidates, suppress or even criminalize campaigning, close campaign headquarters, harass or beat campaign workers, or intimidate voters with violence. Foreign electoral intervention can also occur, with the United States interfering between 1946 and 2000 in 81 elections and Russia or the Soviet Union in 36.[25] In 2018 the most intense interventions, utilizing false information, were by China in Taiwan and by Russia in Latvia; the next highest levels were in Bahrain, Qatar and Hungary.[26]
Tampering with mechanisms
[edit]This can include falsifying voter instructions,[27] violation of the secret ballot, ballot stuffing, tampering with voting machines,[28] destruction of legitimately cast ballots,[29] voter suppression, voter registration fraud, failure to validate voter residency, fraudulent tabulation of results, and use of physical force or verbal intimation at polling places. Other examples include persuading candidates not to run, such as through blackmailing, bribery, intimidation or physical violence.
Shams
[edit]
A sham election, or show election is an election that is held purely for show; that is, without any significant political choice or real impact on the results of the election.[30]
Sham elections are a common event in dictatorial regimes that feel the need to feign the appearance of public legitimacy. Published results usually show high voter turnout and high support (typically at least 80%, and close to 100% in many cases) for the prescribed candidates or for the referendum choice that favours the political party in power. Dictatorial regimes can also organize sham elections with results simulating those that might be achieved in democratic countries.[31]
Sometimes, only one government-approved candidate is allowed to run in sham elections with no opposition candidates allowed, or opposition candidates are arrested on false charges (or even without any charges) before the election to prevent them from running.[32][33][34] Ballots may contain only one "yes" option, or in the case of a simple "yes or no" question, security forces often persecute people who pick "no", thus encouraging them to pick the "yes" option. In other cases, those who vote receive stamps in their passport for doing so, while those who did not vote (and thus do not receive stamps) are persecuted as enemies of the people.[35][36]
Sham elections can sometimes backfire against the party in power, especially if the regime believes they are popular enough to win without coercion, fraud or suppressing the opposition. The most famous example of this was the 1990 Myanmar general election, in which the government-sponsored National Unity Party suffered a landslide defeat by the opposition National League for Democracy and consequently, the results were annulled.[37]

Aristocratic
[edit]Some scholars argue that the predominance of elections in modern liberal democracies masks the fact that they are actually aristocratic selection mechanisms[38] that deny each citizen an equal chance of holding public office. Such views were expressed as early as the time of Ancient Greece by Aristotle.[38] According to French political scientist Bernard Manin, the inegalitarian nature of elections stems from four factors: the unequal treatment of candidates by voters, the distinction of candidates required by choice, the cognitive advantage conferred by salience, and the costs of disseminating information.[39] These four factors result in the evaluation of candidates based on voters' partial standards of quality and social saliency (for example, skin colour and good looks). This leads to self-selection biases in candidate pools due to unobjective standards of treatment by voters and the costs (barriers to entry) associated with raising one's political profile. Ultimately, the result is the election of candidates who are superior (whether in actuality or as perceived within a cultural context) and objectively unlike the voters they are supposed to represent.[39]
Evidence suggests that the concept of electing representatives was originally conceived to be different from democracy.[40] Prior to the 18th century, some societies in Western Europe used sortition as a means to select rulers, a method which allowed regular citizens to exercise power, in keeping with understandings of democracy at the time.[41] The idea of what constituted a legitimate government shifted in the 18th century to include consent, especially with the rise of the enlightenment. From this point onward, sortition fell out of favor as a mechanism for selecting rulers. On the other hand, elections began to be seen as a way for the masses to express popular consent repeatedly, resulting in the triumph of the electoral process until the present day.[42]
This conceptual misunderstanding of elections as open and egalitarian when they are not innately so may thus be a root cause of the problems in contemporary governance.[43] Those in favor of this view argue that the modern system of elections was never meant to give ordinary citizens the chance to exercise power - merely privileging their right to consent to those who rule.[44] Therefore, the representatives that modern electoral systems select for are too disconnected, unresponsive, and elite-serving.[38][45][46] To deal with this issue, various scholars have proposed alternative models of democracy, many of which include a return to sortition-based selection mechanisms. The extent to which sortition should be the dominant mode of selecting rulers[45] or instead be hybridised with electoral representation[47] remains a topic of debate.
See also
[edit]- Artificial intelligence and elections - Use of AI in elections and political campaigning.
- Ballot access
- Concession (politics)
- Demarchy – "democracy without elections"
- Electoral calendar
- Electoral system
- Election law
- Election litter
- Elections by country
- Electronic voting
- Fenno's paradox
- Full slate
- Garrat Elections
- Gerontocracy
- Issue voting
- Landslide election
- List of next general elections
- Meritocracy
- Multi-party system
- Non-human electoral candidate
- Party system
- Pluralism (political philosophy)
- Political polarization
- Political science
- Polling station
- Proportional representation
- Re-election
- Slate
- Stunning elections
- Two-party system
- Voter turnout
- Voting system
References
[edit]- ^ a b Manin, Bernard (1997). The Principles of Representative Government. Cambridge University Press. pp. 1–7. ISBN 9780511659935.
- ^ a b c d e f "Election (political science)". Encyclopædia Britannica. Retrieved 18 August 2009
- ^ Nitish K. Sengupta (2011). "The Imperial Palas". Land of Two Rivers: A History of Bengal from the Mahabharata to Mujib. Penguin Books India. pp. 39–49. ISBN 978-0-14-341678-4.
- ^ Biplab Dasgupta (2005). European Trade and Colonial Conquest. Anthem Press. pp. 341–. ISBN 978-1-84331-029-7.
- ^ VK Agnihotri, ed. (2010). Indian History (26th ed.). Allied. pp. B-62 – B-65. ISBN 978-81-8424-568-4.
- ^ "Pre-Independence Method of Election". Tamil Nadu State Election Commission, India. Archived from the original on 29 October 2011. Retrieved 3 November 2011.
- ^ "Ephor | Spartan magistrate". Encyclopedia Britannica.
- ^ Herodotus. The Histories. Project Gutenberg.
- ^ "Ancient Greek Democracy". History Channel. 5 June 2023.
- ^ "Birth of Democracy: Solon the Lawgiver". Agathe.gr.
- ^ Aristotle. The Constitution of Athens. Project Gutenberg.
- ^ "Solon | Biography, Reforms, Importance, & Facts". Encyclopedia Britannica. 9 November 2023.
- ^ Cai, J.; Garner, J. L.; Walkling, R. A. (2009). "Electing Directors". Journal of Finance. 64 (5): 2387–2419. doi:10.1111/j.1540-6261.2009.01504.x. S2CID 6133226.
- ^ Sandri, Giulia; Seddone, Antonella (2015). Party Primaries in Comparative Perspective. Routledge. p. 1. ISBN 9781472450388.
- ^ Glazer, Amihai; Glazer, Debra G.; Grofman, Bernard (1984). "Cumulative Voting in Corporate Elections: Introducing Strategy into the Equation". South Carolina Law Review. 35 (2): 295–311.
- ^ "Failure to Vote | Western Australian Electoral Commission". www.elections.wa.gov.au. Retrieved 26 November 2018.
- ^ Vishnia 2012, p. 125
- ^ "Exhibitions > Citizenship > The struggle for democracy > Getting the vote > Voting rights before 1832". The National Archives. Retrieved 11 June 2020.
- ^ Jordan, Miriam (12 August 2024). "Immigrants Are Becoming U.S. Citizens at Fastest Clips in Years". The New York Times. Retrieved 13 August 2024.
- ^ Reuven Hazan, 'Candidate Selection', in Lawrence LeDuc, Richard Niemi and Pippa Norris (eds), Comparing Democracies 2, Sage Publications, London, 2002 [ISBN missing]
- ^ "India's spend on elections could challenge US record: report". NDTV.com. Retrieved 25 February 2016.
- ^ James, Toby S.; Alihodzic, Sead (2020). "When Is It Democratic to Postpone an Election? Elections During Natural Disasters, COVID-19, and Emergency Situations". Election Law Journal: Rules, Politics, and Policy. 19 (3): 344–362. doi:10.1089/elj.2020.0642. ISSN 1533-1296.
- ^ Turnbull-Dugarte, Stuart J. (2023). "Do opportunistic snap elections affect political trust? Evidence from a natural experiment". European Journal of Political Research. 62 (1): 308–325. doi:10.1111/1475-6765.12531. ISSN 1475-6765.
- ^ "Free and Fair Elections". Public Sphere Project. 2008. Retrieved 8 November 2015.
- ^ Levin, Dov H. (June 2016). "When the Great Power Gets a Vote: The Effects of Great Power Electoral Interventions on Election Results". International Studies Quarterly. 60 (2): 189–202. doi:10.1093/isq/sqv016.
- ^ Democracy Facing Global Challenges, V-Dem Annual Democracy Report 2019 (PDF) (Report). V-Dem. 14 May 2019. p. 36. Archived from the original (PDF) on 5 June 2019. Retrieved 1 January 2020.
- ^ San Mateo County Civil Grand Jury (24 July 2019). "Security of Election Announcements" (PDF). Superior Court of California. Archived from the original (PDF) on 20 August 2019. Retrieved 20 August 2019.
- ^ Zetter, Kim (26 September 2018). "The Crisis of Election Security". The New York Times Magazine. ISSN 0362-4331. ProQuest 2112081778. Archived from the original on 1 January 2022. Retrieved 20 August 2019.
- ^ Gardner, Amy (21 February 2019). "N.C. board declares a new election in contested House race after the GOP candidate admitted he was mistaken in his testimony". The Washington Post. Retrieved 20 August 2019.
- ^ "Sham Election Law and Legal Definition". USLegal, Inc. Retrieved 14 July 2018.
- ^ "Kim Jong-un wins 100% of the vote in his constituency". The Independent. 10 March 2014.
- ^ Jamjoom, Mohammed (21 February 2012). "Yemen holds presidential election with one candidate". CNN.
- ^ Sanchez, Raf; Samaan, Magdy (29 January 2018). "Egyptian opposition calls for boycott of elections after challengers are arrested and attacked". The Telegraph. Archived from the original on 11 January 2022.
- ^ "Russia: Justice in The Baltic". Time. 19 August 1940. ISSN 0040-781X. Retrieved 14 July 2018.
- ^ "Yes, There Are Elections in North Korea and Here's How They Work". The Atlantic. 6 March 2014.
- ^ "Burma: 20 Years After 1990 Elections, Democracy Still Denied". Human Rights Watch. 26 May 2010. Retrieved 14 July 2018.
- ^ a b c Ferejohn, John; Rosenbluth, Frances (2010). "10". In Shapiro, Ian; Stokes, Susan C.; Wood, Elisabeth Jean; Kirshner, Alexander S. (eds.). Political Representation. Cambridge University Press. ISBN 9780511813146.
- ^ a b Manin, Bernard (1997). The Principles of Representative Government. Cambridge University Press. pp. 134–149. ISBN 9780511659935.
- ^ Manin, Bernard (1997). The Principles of Representative Government. Cambridge University Press. p. 4. ISBN 9780511659935.
- ^ Manin, Bernard (1997). The Principles of Representative Government. Cambridge University Press. p. 42. ISBN 9780511659935.
- ^ Manin, Bernard (1997). The Principles of Representative Government. Cambridge University Press. pp. 79–93. ISBN 9780511659935.
- ^ Landemore, Hélène (2020). Open Democracy: Reinventing Popular Rule for the Twenty-First Century. Princeton University Press. p. 33. ISBN 978-0691181998.
- ^ Landemore, Hélène (2020). "Prologue". Open Democracy: Reinventing Popular Rule for the Twenty-First Century. Princeton University Press. pp. xiv. ISBN 978-0691181998.
- ^ a b Landemore, Hélène (2020). Open Democracy: Reinventing Popular Rule for the Twenty-First Century. Princeton University Press. ISBN 978-0691181998.
- ^ Reybrouck, David Van (2016). Against Elections: The Case for Democracy. Random House UK. ISBN 978-1847924223.
- ^ Gastil, John; Wright, Erik Olin (2019). Legislature by Lot: Transformative Designs for Deliberative Governance. Verso. ISBN 9781788736084.
Bibliography
[edit]- Arrow, Kenneth J. 1963. Social Choice and Individual Values. 2nd ed. New Haven, CT: Yale University Press.
- Benoit, Jean-Pierre and Lewis A. Kornhauser. 1994. "Social Choice in a Representative Democracy". American Political Science Review 88.1: 185–192.
- Corrado Maria, Daclon. 2004. US Elections and War On Terrorism – Interview With Professor Massimo Teodori Analisi Difesa, n. 50
- Farquharson, Robin. 1969. A Theory of Voting. New Haven, CT: Yale University Press.
- Mueller, Dennis C. 1996. Constitutional Democracy. Oxford: Oxford University Press.
- Owen, Bernard, 2002. "Le système électoral et son effet sur la représentation parlementaire des partis: le cas européen", LGDJ;
- Riker, William. 1980. Liberalism Against Populism: A Confrontation Between the Theory of Democracy and the Theory of Social Choice. Prospect Heights, IL: Waveland Press.
- Thompson, Dennis F. 2004. Just Elections: Creating a Fair Electoral Process in the U.S. Chicago: University of Chicago Press. ISBN 978-0226797649
- Ware, Alan. 1987. Citizens, Parties and the State. Princeton: Princeton University Press.
External links
[edit]- . Encyclopædia Britannica. Vol. 9 (11th ed.). 1911. pp. 169–172.
Election counts
[edit]- Marx, B., Pons, V., & Rollet, V. (2024). National Elections Database (Version 1.0).
- PARLINE database on national parliaments. Results for all parliamentary elections since 1966
- "Psephos", archive of recent electoral data from 182 countries
- ElectionGuide.org – Worldwide Coverage of National-level Elections
- parties-and-elections.de: Database for all European elections since 1945
- Angus Reid Global Monitor: Election Tracker
Election organizations
[edit]- ACE Electoral Knowledge Network – electoral encyclopedia and related resources from a consortium of electoral agencies and organizations.
- International Foundation for Electoral Systems
- International Institute for Democracy and Electoral Assistance
- European Conferences of Electoral Management Bodies (Council of Europe)
- OSCE Office for Democratic Institutions and Human Rights (ODIHR)
- European Election Law Association (Eurela), closed in 2008
- List of Local Elected Offices in the United States Archived 2 April 2016 at the Wayback Machine
- Caltech/ MIT Voting Technology Project
Election
View on GrokipediaAn election is a formal decision-making process by which a population selects individuals for public office or decides on propositions through voting by eligible participants.[1][2] This mechanism underpins representative governance, enabling periodic accountability of leaders to citizens via expressed preferences.[3] Elections trace their origins to ancient societies, with direct participation evident in Athens from approximately 508 B.C., where male citizens voted on magistrates and policies using methods like pebble or potsherd ballots.[4][5] In contemporary systems, elections function to allocate power peacefully, foster competition among candidates, and aggregate diverse interests, though empirical analyses indicate that voter influence on policy outcomes varies by institutional design and turnout levels.[6] Major types include plurality systems, where the candidate with the most votes wins regardless of majority; majority runoff systems requiring over 50% support; and proportional representation, which aims to mirror vote shares in seat allocation.[7][8] These variations affect representation, with single-member districts often favoring larger parties and multi-member systems enhancing minority inclusion.[9] Despite their role in democratic legitimacy, elections face challenges including voter suppression, ballot irregularities, and manipulation attempts, as evidenced by documented cases and official probes into fraud.[10][11] Claims of widespread misconduct, particularly in high-stakes contests, persist amid debates over verification processes, underscoring the need for robust safeguards to maintain causal links between voter intent and outcomes.[12][13]
Definition and Principles
Core Definition and Etymology
An election is a structured process in which eligible voters select individuals to occupy public offices or decide on propositions, typically through casting ballots to express preferences among candidates or options. This mechanism serves as a foundational element of representative governance, enabling the populace to confer authority on chosen representatives while aggregating individual preferences into collective outcomes.[14][1] In empirical terms, elections quantify support via vote tallies, with outcomes determined by predefined rules such as majority or plurality thresholds, ensuring decisions reflect verifiable counts rather than subjective interpretations.[2] The word "election" originates from the Latin electio, denoting the act of choosing, derived from eligere ("to pick out" or "select"), a compound of ex- ("out") and legere ("to gather, choose, or read"). This etymological root underscores the core function of discernment and selection, entering English via Old French election in the 13th century, initially in ecclesiastical contexts before broadening to secular political usage by the 15th century.[15][16] The term's evolution parallels the institutionalization of voting as a deliberate exclusionary choice, distinguishing it from acclamation or inheritance-based systems prevalent in pre-modern societies.[17]Theoretical Foundations and Justifications
Elections provide a primary mechanism for establishing the legitimacy of government through the periodic renewal of consent by the governed, as articulated in John Locke's social contract theory in his Second Treatise of Government (1689). Locke contended that the legislative authority originates from the majority consent of free individuals entering civil society, with representatives chosen by the people for limited terms, after which they revert to ordinary subjects, enabling accountability and the potential dissolution of government if trust is violated.[18] This framework justifies elections as a procedural safeguard against arbitrary rule, allowing the populace to entrust and reclaim power without perpetual subjection to any single assembly.[19] In contrast, Jean-Jacques Rousseau's conception in The Social Contract (1762) emphasized direct expression of the general will, viewing representative elections with suspicion as they alienate sovereignty from the people; he argued that electing deputies relinquishes freedom, though he acknowledged electoral laws as essential for structuring assemblies in larger polities where pure direct democracy proves impractical.[20] Rousseau's ideas underpin justifications for elections as approximations of collective sovereignty, particularly in systems balancing scale with participation, though they highlight tensions between representation and authentic self-rule.[21] Utilitarian philosophers, including Jeremy Bentham and John Stuart Mill, defended elections as instruments for maximizing aggregate utility by enabling the selection of policies and leaders that best promote general welfare. James Mill, extending Benthamite principles, advocated representative government with broad suffrage to ensure rulers prioritize the greatest happiness, positing that electoral competition aligns incentives with public interest over elite capture.[22] This consequentialist rationale views elections not merely as consent rituals but as aggregative processes where voter preferences, weighted by competence in Mill's plural voting scheme, yield outcomes superior to autocratic decision-making.[23] From a republican perspective, elections enforce accountability by subjecting rulers to retrospective judgment, compelling them to align actions with constituent interests under threat of replacement. This mechanism, rooted in classical republicanism and echoed in modern analyses, posits that electoral cycles create incentives for responsiveness, mitigating principal-agent problems where delegates might otherwise pursue self-interest.[24] Empirical extensions, such as studies on voter sanctions for misconduct, reinforce this by demonstrating vote share reductions for incumbents exhibiting poor performance, though causal identification remains debated due to confounding factors like economic conditions.[25] Epistemic justifications frame elections as probabilistic truth-trackers, drawing on the Condorcet Jury Theorem (1785), which proves that if individual voters are slightly more likely than random to select the superior option, majority rule converges toward certainty as group size increases, assuming independence.[26] This theorem supports democratic elections over expert or elite rule by leveraging collective competence, with generalizations extending to multi-candidate plurality systems under conditions of voter diversity and minimal correlation in errors.[27] Critics note premises like competence and independence often falter in real elections influenced by information asymmetries or manipulation, yet the model underscores elections' potential for epistemic reliability absent better alternatives.[28]Historical Evolution
Ancient Origins
The earliest documented systematic use of elections emerged in ancient Athens following the reforms of Cleisthenes in 508 BCE, which laid the foundations for democratic governance by reorganizing the citizenry into demes and tribes to dilute aristocratic power. Free adult male citizens, excluding women, slaves, and resident foreigners (metics)—who constituted roughly 10 to 20 percent of the population—participated in the Ecclesia, an assembly where decisions on war, peace, and laws were made by majority vote, often via show of hands or division into aye and nay groups. While many administrative roles, such as members of the Council of 500, were filled by sortition to prevent elite dominance, elections were held annually for key positions like the ten strategoi (generals), who required proven competence and thus competitive selection. This system prioritized direct participation over representative election, with voting mechanisms evolving from oral acclamation to physical tokens like pebbles or bronze balls for secrecy in trials and ostracisms.[5][29][4] In parallel, the Roman Republic, established around 509 BCE after the expulsion of the last king, institutionalized elections within its mixed constitution, blending aristocratic senate oversight with popular assemblies. Adult male citizens voted in the Comitia Centuriata, divided into 193 centuries weighted by wealth and military equipment—favoring the propertied classes, where the first class alone held 80 votes—and the Comitia Tributa, organized by geographic tribes for more equitable plebeian input on magistrates like tribunes. Elections occurred annually in the Campus Martius or Forum, initially by viva voce (oral declaration) to enable elite intimidation, shifting to secret wooden tablets under the Lex Gabinia in 139 BCE for curule offices amid rising corruption concerns. Consuls, praetors, and quaestors were selected through this process, with candidacy requiring prior office-holding under the cursus honorum, ensuring experienced leadership but entrenching oligarchic control.[30][5][31] These ancient practices, while innovative in empowering citizens beyond monarchy or pure oligarchy, were inherently exclusionary and prone to manipulation, reflecting causal realities of scale-limited direct involvement and property-based hierarchies rather than universal equality. Athenian elections emphasized merit for strategic roles amid frequent assemblies of up to 6,000 participants, whereas Roman systems balanced patrician vetoes with plebeian veto via tribunes, averting stasis through institutional checks verifiable in surviving texts like Polybius' analyses. Preceding tribal societies occasionally elected leaders, but lacked the formalized, recurring assemblies of Greece and Rome, marking these as pivotal origins for electoral legitimacy tied to collective consent.[32][33]Medieval and Early Modern Developments
In medieval Europe, elections were predominantly confined to ecclesiastical and imperial contexts, reflecting a blend of consensual traditions inherited from late antiquity and efforts to curb monarchical or aristocratic dominance. The selection of popes, formalized by Pope Nicholas II's decree of 1059, empowered the College of Cardinals—initially the cardinal-bishops—to deliberate and vote, excluding broader lay participation that had previously invited imperial interference, as seen in the disruptions of the 11th-century Investiture Controversy.[34] This system aimed at unanimity or a two-thirds majority, influencing later conclave procedures, though deadlocks persisted, such as the two-year vacancy from 1268 to 1271 in Viterbo, where cardinals were confined to hasten decisions.[35] Episcopal elections similarly evolved, with 12th-century reforms at the First Lateran Council (1123) emphasizing clerical consensus to resolve disputes between bishops, chapters, and secular rulers.[36] Secular elections emerged in fragmented polities like the Holy Roman Empire, where the electoral college originated from Carolingian precedents but crystallized in the 13th century amid princely resistance to hereditary imperial claims. By the Golden Bull of 1356, Emperor Charles IV enshrined seven prince-electors—three archbishops (Mainz, Trier, Cologne) and four lay princes (Bohemia, Palatinate, Saxony, Brandenburg)—to select the king by majority vote, requiring meetings in Frankfurt and oaths of fealty post-election.[37] This indirect process preserved feudal balances but often favored Habsburg candidates through alliances, as in the 1438 election of Albert II.[38] In Italian city-republics, such as Venice, Genoa, and Florence, elections sustained oligarchic governance from the 12th century onward; Venice's doge was chosen via a multi-stage lottery and vote in the Great Council (restricted to noble families after the 1297 Serrar del Maggior Consiglio), minimizing factionalism while electing magistrates for short terms.[39] Florence's priors, elected monthly from guild members, exemplified guild-based representation, though violence and exiles frequently undermined outcomes.[40] Early modern developments (c. 1450–1789) extended electoral practices to representative assemblies, driven by fiscal needs of monarchs and urban autonomy, yet suffrage remained narrow, typically limited to propertied males amid widespread corruption like bribery and violence. In England, parliamentary elections for knights of the shire and burgesses originated in 1254 under Henry III, expanding with Edward I's Model Parliament of 1295, which summoned elected commons alongside lords and clergy; by the 15th century, 40 counties and over 100 boroughs returned members via voice votes among freeholders worth at least 40 shillings annually.[41] The Dutch Republic's States General, formalized post-1581 independence, featured delegates from provincial estates elected by urban oligarchs, reflecting confederalism where cities like Amsterdam controlled votes through closed councils.[42] Sweden's Riksdag, evolving from 1435 assemblies, adopted four-estate voting by the 16th century, with nobles, clergy, burghers, and peasants electing representatives, though royal influence dominated until the 1719 Age of Liberty introduced more competitive polls.[43] These systems prioritized consensus over mass participation, foreshadowing modern reforms while entrenching elite control, as electoral rolls excluded the vast majority—e.g., only about 3% of England's adult males voted in 1688.[44]Modern Expansion and Global Spread
The expansion of elections in the modern era commenced in the 19th century, as industrialization and urbanization prompted reforms broadening suffrage beyond property-owning elites in Western nations. In the United States, the Jacksonian era from the 1820s onward eliminated many property requirements for white male voters, increasing participation from about 25% of the adult male population in 1824 to nearly 80% by 1840.[45] Similar shifts occurred in Europe; Britain's Reform Act of 1832 extended the franchise to middle-class males, enfranchising roughly 20% of adult males, while subsequent acts in 1867 and 1884 further expanded it to urban working men.[46] By the late 19th century, France's Third Republic achieved near-universal male suffrage in 1875, reflecting pressures from republican movements against monarchical restrictions.[47] Women's suffrage marked a pivotal broadening, with New Zealand granting voting rights to women in 1893, the first self-governing polity to do so comprehensively for all adults.[48] In the United States, the 19th Amendment, ratified on August 18, 1920, extended the vote to women, adding an estimated 26 to 30 million potential voters and constituting the largest single expansion of the electorate up to that point.[49] European nations followed variably: Finland in 1906, Norway in 1913, and Germany in 1918, often tied to wartime concessions or revolutionary upheavals, achieving de facto universal adult suffrage in many by the 1920s.[50] In Latin America, electoral practices spread earlier through independence from Spain and Portugal; countries like Argentina implemented secret ballots and expanded male suffrage via the Sáenz Peña Law of 1912, enabling broader participation amid oligarchic dominance.[51] Post-World War I, elections proliferated amid the collapse of empires, with new states in Eastern Europe and the Middle East adopting constitutions featuring popular voting, though often unstable.[52] The interwar period saw reversals, but World War II catalyzed further expansion: Western Europe's democratization, including Italy's 1946 referendum establishing a republic and West Germany's 1949 Basic Law enabling federal elections, aligned with the "second wave" of global democratization from 1943 to 1962, raising the number of democracies from 12 to 36.[52] Decolonization accelerated the global spread; between 1945 and 1960, over 30 Asian and African territories gained independence, with many—such as India in 1947 and Ghana in 1957—promptly instituting multiparty elections to legitimize new regimes, though outcomes varied in electoral integrity due to ethnic divisions and external influences.[53] This diffusion embedded elections as a normative institution worldwide, influenced by U.S. and Soviet promotion of competing models during the Cold War.[54]Recent Global Trends
In 2024, over 60 countries held national elections involving nearly half the world's population, resulting in widespread defeats for incumbents and established parties amid economic discontent, inflation, and geopolitical instability.[55] [56] This "super-year" highlighted electoral volatility, with non-incumbent and challenger parties securing victories in key democracies such as the United States, where Donald Trump defeated Kamala Harris, and several European nations including France and Germany, where nationalist and conservative factions advanced.[57] [58] Voter preferences shifted toward candidates emphasizing national sovereignty, border control, and fiscal restraint, driven by empirical correlates like stagnant wages and rising migration pressures rather than abstract ideological realignments.[59] Global measures of democratic health continued a downward trajectory into 2024-2025, with the Economist Intelligence Unit's Democracy Index recording an average score of 5.17—the lowest since tracking began in 2006—reflecting erosion in electoral processes, civil liberties, and political participation across 167 countries.[60] [61] Authoritarian consolidation in regions like Eastern Europe and Latin America contrasted with fragile gains in Asia, where incumbents in India and Indonesia retained power through high-turnout mandates exceeding 65% in both cases.[62] [63] Over 40% of 2024's national elections featured documented violence or intimidation against candidates, underscoring causal links between institutional distrust and physical disruptions in polling.[64] Voter turnout exhibited mixed patterns, with record highs in conflict-affected or polarized contexts like the U.S. (over 66% of voting-age population in 2020, sustained into 2024) but stagnation or declines in Western Europe, where averages hovered below 70% for parliamentary votes.[65] [66] Innovations in digital campaigning and mail-in options boosted accessibility in some jurisdictions, yet integrity concerns— including disinformation and procedural disputes—eroded confidence, as evidenced by post-election audits in multiple nations revealing discrepancies in 20-30% of cases.[67] Looking to 2025, fewer than 50 major elections are anticipated, but persistent trends of anti-elite sentiment and geoeconomic fragmentation suggest continued challenges to multilateral electoral norms.[68][69]Electoral Systems
Major Types of Systems
Electoral systems are broadly classified into three main families: plurality/majority systems, proportional representation (PR) systems, and mixed systems.[70] [8] This categorization reflects differences in how votes translate into seats, with plurality/majority favoring winners in districts, PR emphasizing party vote shares across larger constituencies, and mixed systems blending both approaches.[71] Plurality systems, often exemplified by first-past-the-post (FPTP), award seats to the candidate with the highest number of votes in single-member districts, even without an absolute majority.[72] This method is employed in the national legislatures of countries such as the United States, United Kingdom, and Canada.[73] Majority systems, a subset, require candidates to obtain over 50% of votes, typically via two-round runoffs if needed, as in France's presidential contests since 1962.[74] These systems promote stable governments through district accountability but often yield disproportional outcomes, where parties win large seat majorities on slim vote shares.[72] Proportional representation systems distribute seats in multi-member districts roughly in line with parties' vote percentages, using formulas like the d'Hondt method.[8] Party-list PR, where voters choose parties and candidates are drawn from pre-ordered lists, predominates in nations including Sweden and South Africa.[73] Preference-based variants like single transferable vote (STV) enable ranking of candidates, facilitating intra-party competition and used in Ireland's Dáil Éireann elections since 1922.[8] PR systems, adopted by about 80 countries for lower houses as of recent data, enhance minority representation but can fragment parliaments and weaken local ties.[75] [71] Mixed systems integrate district-based and list-based elements, with voters typically casting two votes: one for a local candidate and one for a party list.[70] In mixed-member proportional (MMP) setups, like Germany's Bundestag elections since 1949, compensatory seats adjust for disproportionality to achieve overall PR.[73] Parallel mixed systems, such as Japan's House of Representatives since 1994, allocate seats independently without full compensation, favoring larger parties.[8] These systems balance local representation with proportionality and are used in roughly 20-30 countries, including New Zealand and South Korea.[71]Variations in Voting Mechanisms
Voting mechanisms encompass the diverse methods by which voter preferences are recorded, tallied, and translated into electoral outcomes, influencing representation and stability. These variations range from simple plurality rules to complex preference-based systems, each with distinct implications for voter strategy and result proportionality.[76] In plurality voting, also known as first-past-the-post, the candidate receiving the most votes in a district wins, even without an absolute majority, which can lead to winner-take-all outcomes and underrepresentation of minority preferences. This system predominates in single-member districts, such as those for the U.S. House of Representatives, where it encourages strategic voting to avoid vote splitting.[77][78] Majoritarian systems, including the two-round runoff, require a candidate to secure over 50% of votes for victory; if none does in the initial round, a second round pits the top two contenders against each other. Adopted in French presidential elections since 1962, this mechanism aims to ensure broader consensus but increases costs and voter fatigue due to multiple voting rounds.[79][80] Ranked-choice voting (RCV) allows voters to rank candidates in order of preference; if no candidate achieves a majority, the lowest-ranked is eliminated, and votes redistribute until a majority is reached. Implemented in U.S. jurisdictions like Maine (since 2018 for federal elections) and New York City (2021 primaries), RCV reduces the spoiler effect and promotes civility by eliminating vote wastage, though it demands higher voter education. Alaska adopted RCV for its 2022 special congressional election, where it facilitated the victory of a moderate Republican in a top-four primary followed by ranked runoff.[81][82] Approval voting permits voters to select all candidates they approve of, with the candidate garnering the most approvals winning; this simplifies expression of support without ranking. Employed in Fargo, North Dakota, municipal elections since 2018, it has shown potential to elect candidates with wider appeal, though a 2022 Seattle ballot measure to adopt it failed while RCV passed.[80][83] Historically, secret ballot mechanisms replaced open voting to curb intimidation and bribery; Australia's 1856 adoption marked an early shift, spreading globally by the 1890s, including U.S. states where prior oral or party-ticket systems enabled coercion, as votes were public until the Australian ballot's introduction. Open ballots, used in early U.S. elections, allowed employers and parties to monitor and influence choices, contributing to corruption until secrecy became standard.[84][85][86]| Voting Mechanism | Key Feature | Notable Use |
|---|---|---|
| Plurality | Most votes wins, no majority needed | U.S. congressional districts[78] |
| Two-Round Runoff | Majority required; top-two advance if needed | French presidency[79] |
| Ranked-Choice | Preferences ranked; transfers until majority | Maine, Alaska elections[81] |
| Approval | Vote for all approved; highest total wins | Fargo, ND locals[80] |