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Field sobriety testing
Field sobriety testing
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Sobriety checkpoint in Stralsund, Germany

Field sobriety tests (FSTs), also referred to as standardized field sobriety tests (SFSTs), are a battery of tests used by police officers to determine if a person suspected of impaired driving is intoxicated with alcohol or other drugs. FSTs (and SFSTs) are primarily used in the United States and Canada, to meet "probable cause for arrest" requirements (or the equivalent in either country), necessary to sustain an alcohol-impaired driving (DWI or DUI) conviction based on a chemical blood alcohol test.

Background

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Impaired driving

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Impaired driving, referred to among other terms as driving under the influence (DUI) or driving while intoxicated (DWI), is the crime of driving a motor vehicle while impaired by alcohol or other drugs (including recreational drugs and those prescribed by physicians), to a level that renders the driver incapable of operating a motor vehicle safely. People who receive multiple DUI offenses are often people struggling with alcoholism or alcohol dependence.

Driving under the influence is a significant cause of traffic accidents. The National Highway Traffic Safety Administration found that, between 2014-2023, approximately 11,000 Americans were killed each year in alcohol-related accidents, representing nearly 30% of traffic fatalities in the United States.[1] The Centers for Disease Control and Prevention estimated the monetary cost of alcohol-related traffic fatalities in the United States (including medical costs and the actuarial value of lives lost) as more than $120 billion in 2020.[2] DUI is similarly one of the main causes of mortality for people in Europe aged 15-29.[3]

With alcohol, a drunk driver's level of intoxication is typically determined by a measurement of blood alcohol content or BAC; but this can also be expressed as a breath test measurement, often referred to as a BrAC. A BAC or BrAC measurement in excess of the specific threshold level, such as 0.08%, defines the criminal offense with no need to prove impairment. In some jurisdictions, there is an aggravated category of the offense at a higher BAC level, such as 0.12%, 0.15% or 0.20%. In many jurisdictions, police officers can conduct field tests of suspects to look for signs of intoxication. The US state of Colorado has a maximum blood content of THC for drivers who have consumed cannabis.

In most countries, driver's licence suspensions, fines and prison sentences for DUI offenders are used as a deterrent. Anyone who is convicted of driving while under the influence of alcohol or other drugs can be heavily fined and/or given a prison sentence. In some jurisdictions, impaired drivers who injure or kill another person while driving may face heavier penalties. In addition, many countries have prevention campaigns that use advertising to make people aware of the danger of driving while impaired and the potential fines and criminal charges, discourage impaired driving, and encourage drivers to take taxis or public transport home after using alcohol or drugs. In some jurisdictions, the bar that served an impaired driver may face civil liability. In some countries, non-profit advocacy organizations, a well-known example being Mothers Against Drunk Driving (MADD), run their own publicity campaigns against drunk driving.

History

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In the United States, drunk driving laws were enacted as early as 1906.[4] However, prior to the early 1980s, drunk driving was regarded as a "folk crime", routinely committed by both good and bad citizens alike, and the crime was rarely prosecuted successfully.[5] The US National Highway Traffic Safety Administration (NHTSA) was formed in 1970. In the early 1970s, Marcelline Burns was writing her Ph.D. thesis in psychology, in California, and she was guided to the idea of researching sobriety tests by Herb Moskowitz, her psychology thesis review professor. The NHTSA had issued several requests for proposals (RFPs). Burns submitted a grant proposal in response to an RFP focused on creating standardized pre-arrest tools for police officers to use to decide which drivers were impaired. The NHTSA funded her proposal, and Burns and Moskowitz began the research in 1975.[6]

Burns began by conducting a literature survey. No researchers in the US, including her, had any significant background in roadside testing.[6] Her survey did find research by Penttilä, Tenhu, and Kataja, who did a retrospective study of the 15 tests then in use by Finnish law enforcement.[6][7] Burns also examined officer training manuals[7] and went on ride-alongs with the DUI or special enforcement teams of several police departments. Burns observed numerous tests which had been devised, adopted, and modified by officers, with no records of origin or validation of the tests. Burns also observed inconsistent practices, such as some departments not using tests at all.[6][7] Burns compiled a list of around 15 to 20 tests.[6] She conducted a series of pilot studies, statistical analyses, and practical considerations, and reduced this list to three "recommended" tests: the One-Leg Stand, Walk-and-Turn, and Alcohol Gaze Nystagmus.[7] By 1981, officers in the United States began using this battery of standardized sobriety tests to help make decisions about whether to arrest suspected impaired drivers.[8] As the Los Angeles Police Department was among the first to use these field tests, the law enforcement community sometimes referred to them as the "California tests".[9] The tests were used in real-world conditions and reported as being able to determine intoxication above the then-effective blood alcohol concentration (BAC) limit of .10 grams per deciliter (g/dL) of blood. After some US states began lowering their legal BAC limits to .08 g/dL, other studies reported that the battery could also be used to detect BACs at or above .08 g/dL and above and below .04 g/dL.[10][11]

Use and purpose

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The National Highway Traffic Safety Administration (NHTSA) has developed a model system for managing Standardized Field Sobriety Test (SFST) training. They have published several training manuals associated with FSTs. FSTs and SFSTs are promoted as "used to determine whether a subject is impaired",[12][13] but FST tests are widely regarded having, as their primary purpose, establishing tangible evidence of "probable cause for arrest" ("reasonable grounds" in Canada).[9][14][15][13] A secondary purpose is to provide supporting corroborative tangible evidence for use against the suspect for use at trial. Probable cause is necessary under US law (4th Amendment) to sustain an arrest and invocation of the implied consent law.

Similar considerations apply under the Canadian requirement to establish "reasonable grounds" for making an approved instrument demand, by establishing that there is reasonable and probable cause which lies at the "point where credibly-based probability replaces suspicion".[16][17] It is likely that, if FSTs are being used, some equivalent to probable cause is necessary to sustain a conviction based on a demand for a chemical test.

While the primary purpose of FSTs is to document probable cause or the equivalent, in some jurisdictions, FST performance can be introduced as corroborating evidence of impairment.[18]

Testing

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During a traffic stop, upon suspicion of DUI, the officer will administer one or more field sobriety tests. FSTs are considered "divided attention tests" that test the suspect's ability to perform the type of mental and physical multitasking that is required to operate an automobile. According to the NHTSA, a suspect does not "pass" or "fail" a field sobriety test, but rather the police determine whether "clues" are observed during the test.[19][12] Nevertheless, some of the literature will still include comments that a suspect "fails" one or more of these tests.[19]

Standardized Field Sobriety Tests

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The three tests chosen to constitute the "Standardized Field Sobriety Tests" (SFSTs), which have been validated by NHTSA, are:

  1. The Horizontal Gaze Nystagmus Test, which involves following an object with the eyes (such as a pen) to determine characteristic eye movement reaction.[20]
  2. The Walk-and-Turn Test (heel-to-toe in a straight line). This test is designed to measure a person's ability to follow directions and remember a series of steps while dividing attention between physical and mental tasks.
  3. The One-Leg-Stand Test

Most law enforcement agencies use this three-test battery on all DUI traffic stops.

On the subject of standardization, Burns stated that the tests must be administered in a standardized way in order to have meaning as objective measures. That is, the instructions must be given properly, and the critical elements of the test must be preserved, for the scientific studies to meaningfully validate the results of the tests.[6] Up through 2009, NHTSA manuals stated:[21] (emphasis and capitalization as originally supplied)

IT IS NECESSARY TO EMPHASIZE THIS VALIDATION APPLIES ONLY WHEN:

  • THE TESTS ARE ADMINISTERED IN THE PRESCRIBED, STANDARDIZED MANNER; THE STANDARDIZED CLUES ARE USED TO ASSESS THE SUSPECT’S PERFORMANCE AND THE STANDARDIZED CRITERIA ARE EMPLOYED TO INTERPRET THAT PERFORMANCE.
  • IF ANY ONE OF THE STANDARDIZED FIELD SOBRIETY TEST ELEMENTS IS CHANGED, THE VALIDITY IS COMPROMISED.

Horizontal Gaze Nystagmus Test (HGN)

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The first test that is typically administered is the Horizontal Gaze Nystagmus or HGN test, which is administered by the police officer checking the test subject's eyes. During this test, the officer looks for involuntary jerking of the suspect's eyes as they gaze toward the side. The officer checks for three clues in each eye, which gives six clues for this test. The clues are: lack of smooth pursuit of the eyes, distinct and sustained nystagmus at the eyes' maximum deviation and nystagmus starting before the eyes reach 45 degrees.[22]

Horizontal Gaze Nystagmus Instructions (HGN)

  1. I am going to check your eyes. (Please remove your glasses)
  2. Keep your head still and follow the stimulus with your eyes only.
  3. Do not move your head.
  4. Do you understand the instructions?

Horizontal Gaze Nystagmus Evaluation
There are six cues or clues that a police officer is looking for on the Horizontal Gaze Nystagmus Test, they are as follows:

  1. Lack of smooth pursuit
  2. Distinct and sustained nystagmus and maximum deviation
  3. Onset of nystagmus prior to 45 degrees

Total Cues: 6 Cues – Decision Point: 4/6 Cues

While the original research indicated that 6 out of 6 clues (or cues) meant that a person was more likely above 0.08% at the time of the test, subsequent research conducted by the NHTSA has indicated that a "Hit" occurred when the number of reported signs for a given BAC fell within the range: a > 0.06% at 4–6 clues; a 0.05 – 0.059% at 2–4 clues; a 0.03 – 0.049% at 0–4 clues and a < 0.03% at 0–2 cues or clues.[23] The police may also then check for Vertical Gaze Nystagmus, which is used to test for high blood alcohol levels and/or the presence of certain drugs.

While the purpose is obtaining probable cause support for an arrest and possibly screening, in some jurisdictions, the HGN test may be used as corroborating evidence at the trial stage. US jurisdictions differ on whether trial use of the HGN test requires that an expert establish a reliable foundation, as required under the Daubert standard.[24]

Walk and Turn Test (WAT)

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The second test that is usually administered is the Walk and Turn Test, or WAT Test.[25] This test measures the suspect's ability to maintain their balance, walk in a straight line, and follow directions. To perform the test, the suspect will take nine heel-to-toe steps along a straight line during which time they must keep their arms to their side and count each step out loud. While the suspect performs this test, the officer is attempting to observe if the suspect fails to follow instructions; is having difficulty keeping their balance; stops walking in order to regain their balance; takes an incorrect number of steps; or fails to walk the line heel-to-toe.

The walk-and-turn test is composed of two phases: the Instruction Phase and Walking Phase. During the test, the individual is directed to take nine steps along a straight line. The individual is supposed to walk heel to toe, and while looking down at a real or imaginary line, count the steps out loud. The test subject's arms must remain at their side. Reaching the ending point, the individual must turn around using a series of small steps, and return to the starting point. The proper instruction, according to the NHTSA Guidelines, is as follows:[26]

Walk-and-Turn test instructions

  1. Put your left foot on the line, then place your right foot on the line ahead of your left, with the heel of your right foot against the toe of your left foot.
  2. Do not start until I tell you to do so.
  3. Do you understand? (must receive affirmative response)
  4. When I tell you to begin, take 9 heel-to-toe steps on the line (demonstrate) and take 9 heel-to-toe steps back down the line.
  5. When you turn on the ninth step, keep your front foot on the line and turn taking several small steps with the other foot (demonstrate) and take 9 heel-to-toe steps back down the line.
  6. Ensure you look at your feet, count each step out loud, keep your arms at your side, ensure you touch heel-to-toe and do not stop until you have completed the test.
  7. Do you understand the instructions?
  8. You may begin.
  9. If the suspect does not understand some part of the instructions, only the part in which the suspect does not understand should be repeated

Walk-and-Turn test evaluation
There are eight cues or clues that a police officer is looking for on the Walk & Turn Test; they are as follows:

  1. Can’t keep balance during instructions
  2. Starts too soon
  3. Stops walking
  4. Misses heel-to-toe
  5. Steps off line
  6. Uses arms for balance
  7. Improper turn
  8. Incorrect number of steps

Total cues: 8 cues – Decision point: 2/8 cues

One Leg Stand test (OLS)

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The other standardized test is the One Leg Stand (OLS). The OLS test requires the suspect to stand on one leg for 30 seconds and also measures balance, coordination, and similar to the WAT test, divides the suspect's attention. The officer is looking for any of the four possible clues: Sways while balancing, uses arms for balance, hopping and puts their foot down.

The One-Leg Stand test is composed of two stages: the Instruction Phase and Balancing Phase. The proper instruction, according to the NHTSA Guidelines, is as follows:[27]

One-Leg Stand test instructions

  1. Stand with your feet together and your arms at your side (demonstrate).
  2. Maintain position until told otherwise.
  3. When I tell you to, I want you to raise one leg, either one, approximately 6 inches off the ground, foot pointed out, both legs straight and look at the elevated foot. Count out loud in the following manner: 1001, 1002, 1003, 1004 and so on until told to stop.
  4. Do you understand the instructions?
  5. You may begin the test.

One-Leg Stand Test evaluation There are four cues or clues that a police officer is looking for on the One-Leg Stand Test; they are as follows:

  1. Sways while balancing
  2. Uses arms to balance
  3. Hops
  4. Puts foot down

Total cues: 4 cues – Decision point: 2/4 cues

Other tests

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The NHTSA training lists several alternative tests. The term "non-standardized" is used (in contrast to SFSTs), but it is also referenced by the NHTSA as "other sobriety tests".[19] Some of these tests have been scientifically studied and found reliable, while others have not, but in general they do not have as much evidence as the SFSTs.[7] Nevertheless, these tests are common in North America, because the primary purpose of FSTs is to establish probable cause to sustain an arrest and invoke the implied consent law, and thus they do not need to be scientifically validated. In Ohio, only the standardized tests will be admitted into evidence, provided they were administered and objectively scored "in substantial compliance" with NHTSA standards (ORC 4511.19(D)(4)(b)).[28] Such tests include:

  • Romberg test, or the Modified-Position-of-Attention Test, (feet together, head back, eyes closed for thirty seconds, measure swaying).
  • The Finger-to-Nose Test (tip head back, eyes closed, touch the tip of nose with tip of index finger).
  • The Alphabet Test (recite all or part of the alphabet, forwards or backwards).
  • The Finger Count Test (touch each finger of hand to thumb counting with each touch (1, 2, 3, 4, 4, 3, 2, 1)).
  • The Counting Test (counting backwards from a number ending in a number other than 5 or 0 and stopping at a number ending other than 5 or 0. The series of numbers should be more than 15).
  • The Preliminary Alcohol Screening Test, PAS Test or PBT, (breathe into a "portable or preliminary breath tester", PAS Test or PBT).

Preliminary Breath Test (PBT) or Preliminary Alcohol Screening test (PAS)

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The Preliminary Breath Test (PBT) or Preliminary Alcohol Screening test (PAS) is sometimes categorised as part of 'field sobriety testing', although it is not part of the series of performance tests. The PBT (or PAS) uses a portable breath tester, but its primary use is for screening and establishing probable cause for arrest, to invoke the implied consent requirements or to establish "reasonable grounds" for making an approved instrument demand in Canada.

Different requirements apply in many states to drivers under DUI probation, in which case participation in a preliminary breath test (PBT) may be a condition of probation, and for commercial drivers under "drug screening" requirements. Some US states, notably California, have statutes on the books penalizing PBT refusal for drivers under 21; however the Constitutionality of those statutes has not been tested. (As a practical matter, most criminal lawyers advise not engaging in discussion or "justifying" a refusal with the police.)

In Canada, PBT refusal may be considered a 'refusal' offense under Canada Criminal Code § 320.15(1).[29] The status of PBT refusal in Australia is unclear, although in Western Australia it appears to mandate submission to PBTs under the Road Traffic Act 1974.[30][31] (National states without probable cause or "reasonable grounds" requirements are of course likely to be less restrictive on PBT/PAS requirements.)

Limitations and accuracy

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The use of Field Sobriety Tests (FST) during DUI stops is controversial.[32] The training manuals associated with FSTs cite as statistics "correct-arrest decision accuracy",[33] which measures positive predictive value,[32] and the studies cited also list an "overall accuracy" figure,[11] also called Rand accuracy. However, these statistics do not directly relate to the probability that drivers who fail the SFSTs are impaired, as both of these are affected by the prevalence rate.[32] For example, the 1998 NHTSA study reports that the officer's decisions (Figure 4) had an overall accuracy of 90.6%, and an arrest accuracy of 89.7%. But 72% of drivers tested had BAC over 0.08%.[11] If only 1% of drivers tested had BAC over 0.08%, the arrest accuracy would fall to 3.3% (due to a large number of false arrests) and the overall accuracy to 71.3%.[11][32] Rubenzer alleges that FSD analysis reports do not meet scientific peer review standards: "The reports for all three studies issued by NHTSA are lacking much of the material and analysis expected in a scientific paper, and none have been published in peer-reviewed journals".[34][35]

One can instead calculate the sensitivity and specificity, which are independent of prevalence. For the 1998 NHTSA study these are 98.1% and 71.1% respectively.[11] The high sensitivity indicates that genuinely impaired drivers are correctly identified as impaired. However, the low specificity indicates a significant fraction of sober drivers will fail the tests. One study involved completely sober individuals who were asked to perform the standardized field sobriety tests, and their performances were videotaped. "After viewing the 21 videos of sober individuals taking the standardized field tests, the police officers believed that forty-six percent of the individuals had 'too much to drink'".[36] In general, sober drivers will fail the tests for a variety of reasons, particularly those who are sedentary, elderly, obese, or have conditions affecting mobility such as Ehlers-Danlos syndrome.[34] The walk-and-turn test in particular may be affected by fatigue, injury, illness, or nervousness.[34] The NHTSA used to say that those who are 50 pounds or more overweight may have difficulty performing the test, and that the suspect must walk along a real line. Later NHTSA manuals removed the weight comment, and also inserted the phrase 'imaginary line' at the instruction phase, even though original research always used a visible line.[37]

There are also concerns about how objective the SFSTs are. The inter-rater reliability—which measures how often different officers agree on the test results—ranges from 0.6 to 0.74, which is considered low to abysmal by most but "highly reliable" by some.[34] Typically, what matters is the officer's decision based on everything the officer saw and inferred during the traffic stop—not just the results of the Standardized Field Sobriety Tests (SFSTs).[11][34] The likelihood ratio for the SFSTs alone is 1.50 for 0.05% BAC and 1.87 for 0.01% BAC, "very weak",[32] whereas the officer's judgment has a likelihood ratio between 3.8 and 4.4, a slight to moderate discrimination.[34] In the opinion of Kane and Kane, the SFSTs have no clinically meaningful power to discriminate between drivers with high and low BACs.[32] In the vast majority of cases, an officer has already decided that a person is impaired, and the field sobriety test is solely to bolster the officer's testimony in court regarding their decision to arrest.[38]

Field sobriety test refusals

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In all US jurisdictions, participation in a Field Sobriety Test is voluntary.[39] (Police are not obliged to advise the suspect that participation in a FST or other pre-arrest procedures is voluntary. In contrast, formal evidentiary tests given under implied consent requirements are considered mandatory.)[40]

A suspect requested to participate in a Field Sobriety Test is likely to be told that the purpose is to determine whether the suspect is impaired;[12][13] however, FST tests are widely regarded as having, as their primary purpose, gaining tangible evidence for use against the suspect.[14][15] The evidence is important in the establishment of probable cause for arrest. Since 'probable cause' is necessary under US law (4th Amendment) to sustain an arrest and invocation of the implied consent law, it is important that the police document 'probable cause'.

"HGN first"

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The NHTSA recommends administering the HGN test as the first of the SFSTs,[12] but does not state the reason. FSTs are voluntary, so consideration is given to encourage suspects to comply with requests to participate in the tests. The HST is characterized by the tester performing a visible activity, so the suspect is less likely to decline at that stage. The completion of one test increases the likelihood that the suspect will participate in follow-up FSTs. The suspect may also perceive the HGN (as administered) as having a scientific foundation.

In cases in which a PBT (or PAS) is administered first, the HGN may be administered after completion of other SFSTs, as the purpose of administering the HGN first is obviated by the PBT/PAS.

National procedures

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FSTs are primarily used in jurisdictions that require the police to establish probable cause for arrest (reasonable grounds in Canada and the United Kingdom) as a prerequisite for requiring a chemical blood alcohol test. FSTs are generally regarded as a curiosity elsewhere.[citation needed]

Australia

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To determine impairment in countries such as Australia, a simple breath or urine test is often taken. If police suspect that a driver is under the influence of a substance such as alcohol, then the driver will undergo a breath test.[41] If over the legal limit of 0.05g per 100 millilitres of blood, then a second breath test will be taken and used as evidence against the driver when charged with the offence.[41] If a person is suspected to be under the influence of an illegal drug, they will be required to supply a urine sample.[42] If the urine sample is positive, then the urine is sent for more testing to determine the exact drug taken (confirmation of being illegal or prescribed).[42] A similar process to being over the legal BAC level is undertaken using the evidence to penalise the user.[42]

Canada

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Commentary varies on taking SFSTs in Canada. Some sources, especially official ones, indicate that the SFSTs are mandatory,[43][44][45] and required under § 320.15(1) of the Criminal code, whereas other sources are silent on FST testing.[46] The assertion regarding mandatory compliance with SFSTs is based on "failure to comply with a demand", as an offence under § 320.15(1) of the Criminal Code. Canada Criminal Code § 320.15 (1) addresses only chemical testing (breath, blood, etc.).[29] There are some reports that refusal to submit to an SFST can result in the same penalties as impaired driving, but it is unclear whether there has ever been a prosecution under this interpretation of "failure to comply with a demand" as applied to SFSTs.[citation needed]

United Kingdom

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In England, Scotland, and Wales, it is an offence to be "unfit to drive through drink or drugs" or "[drive] or [be] in charge of a motor vehicle with alcohol concentration above prescribed limit" under, respectively, section 4 or 5 of the Road Traffic Act 1988 (RTA).[47] Similar provisions exist for Northern Ireland under the Road Traffic (Northern Ireland) Order 1995.[48]

Where a police officer has reasonable suspicion that a driver is under the influence, Section 6 RTA gives the police power to require that the driver undertake a preliminary test which can then form grounds for arrest. If a driver is obviously under the influence, for example they are staggering or falling over or smell strongly of alcohol, this provides reasonable grounds for arrest, meaning that preliminary tests are not required (sections 4(6) and 6D(2)(b)). There are three types of preliminary test that can be used: PITs, a preliminary breath test (i.e. a breathalyser), or a preliminary drug test (roadside drug tests that use a swab of sweat or saliva to detect controlled substances).[49] The power to administer preliminary tests is governed by section 6 and these three specific tests by sections 6B, 6A and 6C of the Road Traffic Act respectively, together with statutory codes of practice issued by the Secretary of State for Transport. A Preliminary Impairment Test is not a prerequisite of any arrest, and the FIT code of practice says "It is not possible to 'pass' or 'fail' all or any one of the tests", but the officer may deem the results of any one or all three of these tests to provide reasonable grounds for arrest. The tests used are at the discretion of the police officer, and they may use all three if they deem it appropriate. Failure to comply with a preliminary test without a reasonable excuse (such as a medical condition) is itself an offence and also provides grounds for arrest.[50] Once arrested by the officer on suspicion of drink driving or for refusing to comply with a preliminary test, a driver can subsequently be made to take an evidentiary test which can be used in criminal proceedings under section 7 of the RTA.[51]

Due to the evidentiary test which uses far more accurate equipment, preliminary tests are rarely used in court to prove the fact of the offence, but rather that the arrest was reasonable. Further, in cases where a preliminary test is inadmissible due to it being improperly or unlawfully conducted, this does not usually affect the legality of the evidentiary test.[51]

The PITs used in the UK are based on the American Drug Evaluation and Classification (DEC) system, a derivative of the Standardized Field Sobriety Test.[52] PITs consist of the following tests conducted by the roadside:[53][54]

  • Pupilliary Examination
  • The Modified Romberg Balance Test
  • Walk and Turn Test
  • One Leg Stand
  • Finger to Nose Test

PITs can only be conducted by specifically trained officers. While all frontline officers receive training in breath testing, a separate 3 day course is required to deliver PITs and roadside drug tests; this course is only routinely taken by specialist traffic police officers.[53] Additionally, PITs may only be conducted by officers wearing uniform.[51] The RTA also requires the government to publish and review a specific code of practice for PITs.[49][54]

PITs have been criticised for a number of reasons. Some argue that the tests lack scientific validation, with the Faculty of Forensic and Legal Medicine withdrawing their support for PITs as the test had never been calibrated using a control group of drivers not under the influence of drink or drugs. Another criticism is that "impairment" is poorly defined in legislation and police guidelines, and that the tests would also measure impairment not caused by drink or drugs.[52] Similarly, PITs are often criticised for being subjective, with studies of similar field tests producing high numbers of false positives. Further, unlike the DEC system it is based on, PITs do not score subjects based off certain indicators or have a set pass/fail mark, with officers having to make a general decision based on what they observe.[52]

United States

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In the United States, DUI primarily falls under state law, but is still subject to federal constitutional requirements, specifically the Fifth Amendment right against self-incrimination. Thus, in all jurisdictions, participation in FSTs is voluntary.[39]

In the US, the legal procedure is 'police stop' (police stop requiring "reasonable suspicion" or another qualified reason for a police stop), 'probable cause', and 'arrest'. FSTs are requested in the 'police stop' phase, and are used to provide tangible evidence sufficient to meet the requirements for 'probable cause' for an arrest. Evidential tests are performed in the 'arrest' stage, although the terminology may vary.[55][40] Regardless of the terminology, in order to sustain a conviction based on evidential tests, 'probable cause' must be shown (or the suspect must volunteer to take the evidential test without implied consent requirements being invoked).[40]

Police are not obliged to advise the suspect that participation in a FST or other pre-arrest procedures is voluntary. In contrast, formal evidentiary tests given under implied consent requirements are considered mandatory.[40]

References

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Revisions and contributorsEdit on WikipediaRead on Wikipedia
from Grokipedia
Field sobriety testing refers to a series of standardized psychophysical assessments conducted by law enforcement officers at roadside stops to evaluate a driver's coordination, balance, and divided , thereby indicating potential impairment from alcohol or other substances. The most common protocol, the Standardized Field Sobriety Tests (SFST), comprises three specific tests: the horizontal gaze (HGN) test, which detects involuntary eye jerking; the walk-and-turn test, assessing heel-to-toe walking and turning; and the one-leg stand test, measuring balance while standing on one foot and counting. Developed through (NHTSA)-sponsored research beginning in the 1970s, these tests aim to provide for arrest in investigations by correlating performance deficits with blood alcohol concentrations (BAC) exceeding legal limits. NHTSA validation studies, including field evaluations in (1998), report combined SFST accuracy rates of approximately 91% for distinguishing BAC levels above 0.08 g/dL, with individual test accuracies of 88% for HGN, 79% for walk-and-turn, and 83% for one-leg stand at that threshold. These figures derive from controlled comparisons of officer observations against subsequent BAC measurements, emphasizing standardized administration to minimize variability. However, the studies' lack of sober control groups and reliance on post-arrest validations have drawn scrutiny, potentially inflating reported reliability by conflating arrest decisions with true impairment detection. Empirical data from peer-reviewed research highlights significant limitations, including false positive rates of 16% to 50% among sober or placebo-administered subjects, influenced by extraneous factors such as anxiety, fatigue, medical conditions, age, footwear, and uneven surfaces. For instance, a randomized trial on cannabis impairment found SFST sensitivity at 81% but specificity only 51%, with nearly half of unimpaired participants failing due to non-substance-related performance issues. Such findings underscore that while SFSTs offer utility as screening tools when corroborated by chemical tests, their standalone evidentiary weight in court is contested, particularly for drug detection where validation remains weaker than for alcohol.

Background

Definition and Purpose

Field sobriety testing encompasses psychophysical assessments performed by law enforcement at roadside stops to detect impairment in drivers, primarily due to alcohol but also extending to drugs and other substances. These tests evaluate an individual's balance, coordination, and cognitive processing through divided-attention tasks that require simultaneous mental and physical performance under field conditions. The standardized field sobriety tests (SFSTs), developed and validated by the (NHTSA) in collaboration with the International Association of Chiefs of Police, form the core of this approach, providing officers with objective indicators of impairment without requiring equipment. The principal purpose of field sobriety testing is to function as a pre-arrest screening mechanism, enabling officers to establish for driving while intoxicated (DWI) arrests by differentiating sober drivers from those exceeding legal blood alcohol concentration (BAC) thresholds, such as 0.08% in most U.S. jurisdictions. NHTSA-supported laboratory and field validation studies, including those conducted in , , and , have confirmed the SFST battery's discriminatory power at this BAC level, with combined test results yielding high accuracy in identifying impairment. This screening role supports immediate intervention to prevent further operation of vehicles by impaired individuals, thereby prioritizing public safety over on-site conviction determinations. Empirically, field sobriety testing underpins broader strategies that deter impaired driving and correlate with reduced traffic fatalities; NHTSA curricula emphasize its role in increasing DWI detection, which contributes to national declines in alcohol-impaired crash deaths, from 13,458 in 2022 to 12,429 in 2023. By facilitating swift removal of impaired drivers, these tests address causal factors in roadway incidents, where alcohol impairment accounts for approximately 30% of U.S. fatalities annually, underscoring their utility in causal interruption of high-risk behaviors.

Historical Development

The development of field sobriety testing (FST) emerged in response to escalating alcohol-related traffic fatalities during the mid-20th century, prompting federal efforts to standardize roadside impairment assessments beyond informal officer observations like slurred speech or unsteady gait. Prior to the 1970s, relied on psychomotor and behavioral checks without uniform protocols, leading to inconsistent enforcement. In 1975, the (NHTSA) initiated funded research involving psychologists Marcelline Burns and Herbert Moskowitz, who rode along with officers across multiple states to evaluate over 100 potential tests from existing practices. This laboratory-to-field validation process, spanning 1975 to 1981, narrowed the options to a battery of psychophysical indicators predictive of blood alcohol concentrations above legal thresholds, establishing initial empirical foundations for alcohol detection. By the early 1980s, NHTSA formalized these findings into the Standardized Field Sobriety Test (SFST) protocol in collaboration with the International Association of Chiefs of Police (IACP), releasing materials in 1981 to promote nationwide adoption. Subsequent refinements in the addressed evidentiary admissibility concerns, with NHTSA-supported studies confirming the SFST's reliability through controlled field validations extrapolating lab data to real-world conditions. This culminated in the 1995 participant manual and instructor guidelines, which codified the three-test sequence as the core standardized battery, emphasizing strict administration to minimize officer subjectivity. Post-2000 developments reflected growing awareness of drug-impaired driving amid rising polydrug use and prescription epidemics, prompting NHTSA and IACP to extend SFST applications beyond alcohol through integration with the Drug Recognition Expert (DRE) program. Originally piloted in the , the DRE protocol—validated for distinguishing categories via expanded sensory cues—saw enhanced training modules and field studies in the 2000s to correlate SFST cues with impairing substances like and stimulants. By 2015, updated NHTSA guidelines incorporated DRE protocols into broader impaired driving enforcement, including refresher curricula linking SFST observations to toxicological confirmation, though primarily as supplementary tools due to alcohol-centric origins.

Impaired Driving Context

Impaired driving constitutes a major crisis , with alcohol-impaired crashes claiming 12,429 lives in 2023 alone, accounting for approximately 31% of all traffic fatalities. These incidents impose substantial economic burdens, estimated at $68.9 billion annually in costs related to medical care, lost , and property damage. While alcohol remains the predominant impairing substance, drug-impaired driving has risen notably, particularly following cannabis legalization in multiple states; studies indicate lagged increases in traffic fatalities after retail sales commence, with positive THC tests among nighttime drivers climbing from 8.6% to 12.6% in 2014. This escalation underscores the need for effective roadside screening to identify impairment from both substances prior to more invasive confirmatory testing. Neurologically, alcohol and impairing drugs disrupt critical brain functions, slowing reaction times—such as at blood alcohol concentrations of 0.10% or higher—and impairing , coordination, and by interfering with areas controlling balance, , and impulse control. These effects causally elevate crash risks through diminished vehicle control and heightened error proneness, rendering delayed post-arrest diagnostics like blood tests insufficient for immediate prevention; field sobriety tests thus serve as essential pre-arrest tools to interdict unsafe drivers efficiently. Empirical data affirm the value of rigorous enforcement frameworks, including field screening, in mitigating impaired driving: states with stringent DUI measures, such as license suspensions and sobriety checkpoints, exhibit reduced alcohol-related crashes and rates, with checkpoints alone lowering fatalities by up to 20%. Higher penalties, like those for elevated BAC levels, further decrease reconvictions by 17% or more, countering claims that dismiss enforcement's deterrent efficacy in favor of purported inefficacy. Such outcomes highlight field sobriety testing's role in bolstering broader strategies that prioritize causal intervention over reactive measures.

Core Testing Procedures

Standardized Field Sobriety Tests Overview

The Standardized Field Sobriety Tests (SFST) consist of a battery of three psychophysical tests—Horizontal Gaze (HGN), Walk-and-Turn (WAT), and One-Leg Stand (OLS)—developed and validated through laboratory and field studies to detect alcohol impairment by assessing involuntary eye movements, balance, coordination, and divided attention capabilities. These tests target physiological and cognitive effects of alcohol on the and , providing officers with observable clues of impairment rather than relying solely on subjective judgment. The SFST protocol, endorsed by the (NHTSA) since the 1980s, standardizes administration conditions, instructions, and scoring to enhance reliability and admissibility in court, with the full battery demonstrating approximately 83% accuracy in discriminating blood alcohol concentrations (BAC) at or above 0.08% in validation studies. Each test evaluates specific impairment indicators: HGN checks for jerking eye movements exacerbated by alcohol, with four or more clues (out of six possible per eye) indicating a likelihood of BAC ≥0.08%; WAT and OLS require simultaneous mental and physical tasks, where failure cues such as improper turns, stepping off lines, or swaying signal divided attention deficits common at impairing BAC levels. The tests are conducted sequentially, typically starting with HGN to establish initial impairment probability before proceeding to psychomotor assessments, thereby informing the officer's decision on or further chemical testing while minimizing environmental variables like uneven surfaces or medical conditions that could confound results. Law enforcement officers must complete a NHTSA-approved 24-hour initial training course covering detection principles, test administration, and clue interpretation, followed by periodic refreshers to maintain and ensure consistent application. This standardization, rooted in empirical data from controlled studies rather than anecdotal observation, aims to balance enforcement efficiency with evidentiary rigor, though real-world accuracy can vary based on adherence to protocols and subject factors.

Horizontal Gaze Nystagmus Test

The Horizontal Gaze Nystagmus (HGN) test evaluates an involuntary jerking of the eyes that becomes pronounced as the eyes move toward the periphery, a phenomenon exacerbated by alcohol's depressive effects on the . Alcohol impairs the brain's oculomotor control, disrupting eye movements and inducing or amplifying , which serves as an early indicator of impairment independent of voluntary motor skills. This test forms the initial component of the standardized field sobriety test battery, as it relies on physiological responses rather than balance or coordination, making it applicable even to seated or standing subjects. The procedure involves holding a stimulus, such as a penlight or pen, 12-15 inches from the subject's nose and slightly above eye level, ensuring the subject does not wear corrective glasses if possible to avoid optical distortions. The officer first checks for equal size and tracking in both eyes by moving the stimulus slowly side-to-side, then assesses each of the three standardized clues per eye: lack of (jerky tracking during horizontal movement), distinct and sustained at maximum deviation (jerking observed while holding the stimulus at the extreme lateral gaze for at least four seconds), and onset of prior to 45 degrees of deviation from center (jerking beginning before the stimulus reaches a 45-degree angle). Each pass of the stimulus takes approximately four seconds, with at least two passes per eye to confirm observations, totaling a minimum of 82 seconds for a full . Officers are trained to administer the test in controlled conditions, avoiding environmental confounders like flashing emergency lights or wind that could induce artificial nystagmus, and to inquire about medical conditions such as congenital nystagmus, , or certain medications that might mimic alcohol effects. The test can be performed with the subject seated in a patrol car or standing roadside, prioritizing minimal head movement to isolate eye function. Empirical validation stems from laboratory and field studies demonstrating HGN's correlation with blood alcohol concentration (BAC) levels, particularly through alcohol's inhibition of neural pathways governing eye stability. A 1981 National Highway Traffic Safety Administration (NHTSA) study found the HGN test alone to be 77% accurate in discriminating drivers with BAC at or above 0.10%, outperforming other individual psychophysical tests. Subsequent analyses, including experienced officer evaluations, reported accuracies up to 96% for BAC thresholds of 0.10%, though standalone rates vary with administration precision and subject factors. Four or more clues across both eyes (out of six possible) indicate significant impairment probability.

Walk-and-Turn Test

The Walk-and-Turn (WAT) test is a standardized field sobriety test designed to assess a suspect's balance, coordination, and ability to divide between physical movement and mental tasks, simulating the psychomotor demands of operating a . Developed as part of the National Traffic Safety Administration's (NHTSA) battery of Standardized Field Sobriety Tests (SFST), it evaluates impairments primarily from alcohol but can indicate other substances affecting . In the test setup, the officer instructs the suspect to stand with their left foot on a real or imaginary straight line, placing the right foot heel-to-toe in front of the left, maintaining a heel-to-toe stance during the instructional phase. The suspect then takes nine heel-to-toe steps forward along the line while counting aloud from 1 to 9, turns by lifting the front foot and pivoting on the other in a specified manner, and returns by taking nine heel-to-toe steps back, again counting aloud. Officers observe for eight specific clues of impairment: inability to maintain balance during instructions, starting the walk too soon, stopping while walking, missing heel-to-toe contact, stepping off the line, using arms for balance, making an improper turn, or taking an incorrect number of steps. The presence of two or more clues suggests a blood alcohol concentration (BAC) above 0.08% with high reliability, based on NHTSA validation studies. Physiologically, the WAT targets deficits in proprioception, small muscle control, and divided attention, which alcohol disrupts by depressing cerebellar function responsible for gait stability and motor coordination. Ethanol's interference with cerebellar Purkinje cells impairs the neural pathways for precise sequential movements and balance, leading to observable errors like swaying or missteps that sober individuals rarely exhibit. This rationale stems from first-principles of alcohol's central nervous system depression, where even moderate doses (e.g., BAC 0.05-0.10%) degrade the cerebellum's role in integrating sensory input for coordinated ambulation. In field applications, the test accommodates uneven terrain by using an imaginary line when a straight, level surface is unavailable, with officers demonstrating and repeating verbal instructions to ensure understanding and compliance before scoring begins. Suspects are advised not to start until instructed and to keep arms at sides, minimizing self-corrections. Training emphasizes observing from the suspect's side to accurately detect line deviations or balance losses without influencing performance.

One-Leg Stand Test

The One-leg stand (OLS) test evaluates a suspect's balance and divided by requiring sustained single-leg posture, which alcohol impairs through its effects on the , , and . Officers administer the test on a firm, level, dry surface whenever possible to minimize environmental confounders like uneven ground, which can mimic impairment clues. To perform the test, the subject stands with feet together and arms at sides until instructed otherwise. The officer then directs the subject to raise either leg approximately 6 inches off the ground, keeping the foot parallel to the ground, both legs straight, and arms down at the sides, while counting aloud in a prescribed manner—"one thousand one, one thousand two"—up to "thirty thousand one." The subject maintains this position for about 30 seconds, with the officer positioned to observe from the front or side. Officers score the test based on four validated clues of impairment: (1) swaying while balancing, defined as any side-to-side or forward-backward movement exceeding a foot's width; (2) using arms to balance by raising them more than 6 inches from the sides; (3) hopping, involving two or more instances of lifting the supporting foot off the ground; and (4) putting the raised foot down one or more times before completing the count. The presence of two or more clues indicates a high likelihood of impairment, correlating with disruptions in inner ear function and muscular control caused by alcohol. NHTSA validation studies, including laboratory evaluations of subjects at blood alcohol concentrations (BAC) above 0.10 g/dL, demonstrate that the OLS test achieves 83% accuracy in correctly classifying impaired individuals when administered properly as part of the standardized battery. This figure reflects sensitivity for BAC thresholds relevant to driving impairment, though standalone use yields lower reliability than in combination with other psychophysical tests. Standardization emphasizes unmodified execution for consistent validity, but officers may note or adapt for obvious physical limitations like leg injuries, which could independently cause failure without alcohol involvement; however, such accommodations risk reducing the test's discriminatory power. Research underscores that and proprioceptive deficits from alcohol specifically exacerbate these balance demands, distinguishing impairment from baseline physiological variations.

Supplementary and Non-Standardized Tests

Preliminary Breath Tests

Preliminary breath tests (PBTs), also known as preliminary alcohol screening (PAS) devices, are portable handheld instruments used by law enforcement as a chemical adjunct to psychophysical field sobriety tests, providing an approximate indication of a driver's blood alcohol concentration (BAC) to inform pre-arrest decisions. These devices primarily employ technology, where exhaled breath interacts with an electrochemical to generate an electrical current proportional to alcohol content, yielding semi-quantitative estimates rather than precise measurements. Unlike stationary evidential breath analyzers, PBTs are designed solely for roadside screening and lack the standards or legal safeguards required for courtroom admissibility in most U.S. jurisdictions, with results serving only to establish for rather than quantify impairment at trial. PBTs are typically administered after standardized field sobriety tests (SFSTs) when officers suspect alcohol involvement, helping to corroborate behavioral cues of impairment without replacing al assessments. Prior to testing, officers enforce a 15-minute period to mitigate residual mouth alcohol from recent , , or regurgitation, which can artificially inflate readings by introducing non-lung-derived into the sample. However, even with protocols like sequential breath slope detection to flag potential mouth alcohol, empirical case reports demonstrate that these devices occasionally fail to identify , leading to unreliable overestimations; for instance, breath alcohol analyzers have produced elevated results undetected by built-in safeguards in documented instances of recent beverage residue. Calibration for screening thresholds, such as 0.08% BAC, further limits precision, with portable units exhibiting greater variability than laboratory-grade equipment due to environmental factors like and . Legally, PBTs are classified as non-evidentiary and non-testimonial, meaning their outcomes do not invoke Fifth Amendment protections against , as affirmed in broader precedents on warrantless chemical testing incident to drunk-driving arrests. Refusal to submit to a PBT does not universally trigger the enhanced penalties of laws applicable to post-arrest evidentiary tests—such as license suspension or criminal charges—in all states, though it may heighten reliance on SFST performance and other indicators for . In jurisdictions like and , courts have explicitly deemed PBT results inadmissible at trial due to inherent unreliability, underscoring their role as investigative tools rather than prosecutorial evidence.

Other Common Field Tests

Non-standardized field sobriety tests encompass a variety of psychophysical and divided-attention tasks historically employed by law enforcement to assess impairment prior to the development of the National Highway Traffic Safety Administration (NHTSA)-validated Standardized Field Sobriety Tests (SFSTs) in the late 1970s. These include the finger-to-nose test, where suspects close their eyes, extend their arms, and alternately touch the tip of their nose with their index finger; the Romberg balance test, involving standing with feet together, eyes closed, head tilted back, and estimating the passage of 30 seconds; alphabet recitation, requiring suspects to recite the alphabet from a specified letter to another without singing; and backward counting from a number like 100 to a lower one such as 80. Initial NHTSA research in the 1970s evaluated over a dozen such tests for alcohol detection, but most were discarded due to inconsistent performance across field conditions. These tests serve primarily as preliminary indicators to establish for rather than as standalone , often supplementing SFSTs or preliminary breath tests. NHTSA guidelines emphasize that non-standardized tests lack the rigorous validation of SFSTs and should not be over-relied upon, citing poor —where different officers may interpret the same performance differently—and absence of standardized administration or scoring criteria. For instance, the finger-to-nose test assesses coordination but yields subjective evaluations prone to variability from factors like natural tremors or instructional differences. Empirical limitations are pronounced, with high rates of false positives attributed to non-impairment confounders such as anxiety, , age-related balance issues, or medical conditions like disorders, which mimic intoxication cues without defined thresholds for "failure." Unlike SFSTs, which underwent and field validation studies demonstrating discriminatory accuracy above 0.08% alcohol concentration (BAC), non-standardized tests have not received comparable peer-reviewed scrutiny, rendering their evidentiary weight contested in . NHTSA-approved training materials explicitly advise against their routine use, prioritizing SFSTs to minimize officer discretion and enhance defensibility.

Empirical Validation and Accuracy

Studies on Alcohol Detection

The Standardized Field Sobriety Tests (SFST), comprising the Horizontal Gaze (HGN), Walk-and-Turn (WAT), and One-Leg Stand (OLS) tests, were initially validated in a 1977 laboratory study conducted by the for the (NHTSA), evaluating their ability to discriminate blood alcohol concentrations (BAC) above 0.10%. In this controlled setting with 185 subjects, the HGN test alone achieved 77% accuracy, WAT 68%, and OLS 65%, while the combined battery reached 83% accuracy in identifying impairment at or above 0.10% BAC, establishing preliminary empirical support for their discriminatory power based on alcohol's observable effects on , balance, and coordination. A pivotal field validation occurred in 1998, led by Anacapa Sciences under NHTSA auspices in , involving 297 volunteer drivers subjected to SFST administration followed by BAC measurement via breath testing. This study adjusted the criterion to 0.08% BAC, reflecting emerging legal thresholds, and found the SFST battery enabled officers to correctly classify drivers as above or below this level in 91% of cases, with 96% sensitivity for detecting BAC ≥0.08% and high specificity when cues were absent. The results underscored the battery's superior performance over individual tests, attributing efficacy to standardized cues that correlate with alcohol-induced deficits in divided and psychomotor control. Subsequent analyses and NHTSA-endorsed reviews affirm the SFST's overall ranging from 80% to 95% for BAC ≥0.08% in alcohol-only scenarios, outperforming single tests due to the additive detection of impairment cues. This range derives from aggregated field and lab data, where the full battery minimizes false positives compared to isolated assessments, as confirmed in psychophysical evaluations linking alcohol's dose-dependent CNS depression to measurable gaze involuntary (), gait divergence, and postural sway—effects biomechanically tied to vestibular and cerebellar disruption at BAC levels as low as 0.04% but pronounced above 0.08%. Peer-reviewed verifies these physiological mechanisms, with alcohol impairing eye movements and in a linearly increasing manner with dosage, providing a causal foundation for the tests' empirical validity independent of subjective officer interpretation.

Detection of Drug and Other Impairments

Standardized field sobriety tests (SFSTs), comprising the horizontal gaze , walk-and-turn, and one-leg stand assessments, were originally validated for alcohol impairment detection, with empirical support derived from controlled studies correlating test failures to alcohol concentrations above 0.08%. Extensions to impairment, particularly , reveal substantial limitations, as these tests exhibit low specificity and fail to reliably predict functional driving deficits. A 2023 double-blind, -controlled trial published in JAMA Psychiatry involving 191 participants administered vaporized (THC) or found that while officers classified 99.2% of suspected THC-exposed individuals as impaired based on SFSTs, this determination showed minimal association with actual performance metrics, such as lane weaving or speed variability, indicating poor for cannabis-related impairment. Drug recognition expert (DRE) protocols augment SFSTs with a 12-step , including , psychophysical tests, and darkroom examinations, to identify specific drug categories beyond alcohol. Field validation studies report variable accuracy, with DREs correctly classifying impairment in approximately 81% of cases and narcotic analgesics in 94%, though rates drop to 78% for stimulants. However, post-legalization field data from regions with increased use question overall efficacy, as DRE determinations often rely on subjective cues that overlap with non-drug factors, and confirmatory frequently mismatches initial classifications. NHTSA's 2023 updates to DRE training materials incorporate expanded guidance on cross-substance impairment indicators, such as pupil dilation patterns and changes, to address evolving drug landscapes including synthetic cannabinoids, but emphasize these as presumptive tools requiring laboratory corroboration. SFSTs and DRE assessments also demonstrate elevated false-positive rates for drug-naive individuals, with one study of 185 sober, drug-naive subjects reporting a 26% on SFSTs, attributable to inherent test sensitivity to baseline motor variability rather than substance effects. Detection of non-substance impairments, such as or prescription medications, remains empirically underexplored, with anecdotal and observational evidence indicating that divided-attention tasks like walk-and-turn can be confounded by or therapeutic doses of sedatives, mimicking drug cues without establishing causation. These tests thus serve as initial screening mechanisms rather than definitive diagnostics, prone to over-identification of impairment in the absence of or oral .

Limitations and Scientific Challenges

Physiological and Environmental Confounders

Physiological factors such as advanced age, , injuries, and certain medical conditions can impair balance and coordination, thereby increasing the likelihood of false positives on standardized field sobriety tests (SFSTs). For instance, individuals over 50 years old or those weighing 50 pounds or more above their ideal body weight exhibit greater sway during the one-leg stand test, mimicking alcohol-induced impairment. Conditions like vertigo, disorders, or neurological issues further exacerbate performance deficits in tests requiring divided attention or , such as the walk-and-turn. Environmental conditions also compromise SFST reliability by altering test execution and observation. Poor lighting hinders accurate assessment of horizontal gaze nystagmus cues and foot placement in walk-and-turn, while uneven terrain, slippery surfaces, or inclement weather like wind and rain amplify sway or missteps in balance tests. Distracting noises or suboptimal roadside locations can heighten anxiety, further degrading performance independent of impairment. NHTSA training manuals explicitly instruct officers to account for these variables, including and surface conditions, to distinguish genuine impairment from external influences. Empirical studies quantify these confounders' impact, with false positive rates among sober subjects ranging from 26% in baseline SFST administrations to 49.2% in placebo-controlled evaluations of field tests. These rates suggest confounders contribute to 10-50% of erroneous classifications depending on , though the battery's design—requiring failures across multiple tests—reduces overall error by cross-validating indicators. Officer training emphasizes empirical observation over isolated cues, prioritizing holistic assessments to mitigate confounder effects while maintaining thresholds.

Methodological Critiques of Validation Research

Early validation studies for field sobriety tests, including laboratory efforts in 1977 by the Research Institute under NHTSA auspices, prioritized standardization of components like the walk-and-turn and one-leg stand but employed small samples and lacked double-blinding or comprehensive sober control groups, potentially biasing results toward higher apparent accuracy by minimizing false positives from non-impaired subjects. Similarly, the 1981 field validation reported decision accuracies around 80-90% for BAC thresholds but drew from populations with elevated mean BAC levels (e.g., 0.156% in related assessments), where 80% of participants exceeded legal limits, thus underrepresenting sober performance and inflating without robust controls for baseline sobriety. These designs conflated BAC estimation with functional impairment detection, as tests were evaluated primarily against chemical measures rather than observed deficits, leading critics to argue that reported reliabilities (e.g., 91% in some aggregates) reflect officer predictions of threshold exceedance in skewed cohorts rather than inherent test precision. Critiques intensified in the and , exemplified by Cole and Nowaczyk's perceptual-motor study, which demonstrated sober individuals exhibiting cues on walk-and-turn (46% failure rate) and one-leg stand (23%), labeling tests as prone to subjective interpretation and non-specificity to alcohol, a perspective amplified in defense contexts as "junk science" due to absent peer-reviewed blinding and ecological validity. Such analyses highlighted absent randomization and overreliance on post-hoc correlations, where officer decisions aligned with BAC outcomes in non-representative samples, ignoring confounders like age or fatigue that validation protocols inadequately stratified. However, these dismissals often overlook real-world arrest correlations, as subsequent meta-analyses indicate that early flaws, while present, did not negate observational utility, with false negative rates remaining low even in imperfect designs. Post-1990 field validations, such as the 1998 study involving 277 drivers, addressed some gaps through larger, roadside samples at 0.08% BAC thresholds, yielding 91% decision accuracy without prior knowledge of impairment status, affirming SFST as a probabilistic aid for despite residual issues like variable environmental execution. These efforts incorporated breath test verifications post-administration, revealing sustained correlations between cue accumulation and impairment odds (e.g., four or more HGN clues predicting BAC ≥0.08 with 77% standalone accuracy), though critiques persist on statistic selection inflating overall figures by weighting high-BAC cases disproportionately. Empirical enforcement data further counters absolutist invalidation, as jurisdictions adopting standardized protocols post-1990 reported DUI arrest upticks aligning with fatality reductions (e.g., NHTSA-linked declines in alcohol-related crashes), prioritizing causal intervention over laboratory perfection amid evidence that untested laxity correlates with elevated road harm. While not infallible diagnostics, methodological evolutions underscore practical value in screening, tempering ideological overstatements of obsolescence.

Admissibility in Court

In the United States, standardized field sobriety tests (SFSTs), developed by the (NHTSA) and the International Association of Chiefs of Police (IACP), are generally admissible as evidence of impairment in criminal trials when administered by officers who have completed NHTSA-approved and , which emphasizes standardized procedures to enhance reliability. Courts evaluate SFST results under evidentiary rules such as the Frye or Daubert standards, particularly for components like the horizontal gaze nystagmus (HGN) test, which is considered due to its reliance on physiological indicators of alcohol's effect on the . Proper ensures officers can testify to the tests' administration and scoring, with often focusing on the number of observed clues (e.g., four or more HGN clues correlating to 77% accuracy for BAC over 0.10 in validation studies) and potential deviations from protocol. Non-standardized field sobriety tests face greater scrutiny for lack of empirical validation, with courts requiring demonstration of reliability akin to SFSTs before admission, as they do not meet the same peer-reviewed benchmarks established in NHTSA research from the and . For HGN specifically, a of jurisdictions applying Daubert have upheld its admissibility as a field sobriety indicator when performed by certified officers, rejecting challenges that view it as novel by classifying it as an observational tool grounded in established optometric principles, though some states limit its use to determinations rather than direct proof of guilt. Expert testimony typically draws from NHTSA manuals, which courts recognize as authoritative, but admissibility hinges on foundational evidence of the officer's training and the absence of confounding factors like improper instructions. Judicial trends favor admitting SFST evidence to establish probable cause for arrest or reasonable suspicion of impairment, with appellate courts consistently rejecting motions for blanket exclusion despite acknowledged limitations in sensitivity and specificity, as seen in federal cases affirming SFSTs' role in DWI prosecutions. SFST results are not deemed probative of a specific blood alcohol concentration but serve as corroborative evidence of divided attention deficits, with states varying on whether HGN qualifies as "scientific" testimony requiring additional expert validation beyond officer certification. This framework prioritizes procedural adherence over absolute accuracy, ensuring courts weigh SFSTs alongside other evidence like breath tests while allowing defense challenges to administration errors.

Refusal Rights and Implications

In the United States, drivers are generally not constitutionally required to submit to field sobriety tests (FSTs), which are considered voluntary psychophysical evaluations rather than compelled searches or interrogations under the Fourth or Fifth Amendments. Courts have held that FSTs do not constitute testimonial evidence protected by the Fifth Amendment's privilege against , as they primarily assess physical coordination and do not elicit communicative responses, though some state rulings treat them as limited searches requiring . Refusal itself carries no automatic administrative penalties, such as suspension, in most jurisdictions, distinguishing FSTs from post-arrest chemical tests governed by statutes. Refusing an FST may heighten an officer's suspicion of impairment, potentially leading to based solely on observational cues like slurred speech, erratic driving, or alcohol odor, which can establish independently of test results. In certain states, evidence of may be admissible at to infer of guilt, though its evidentiary weight varies and is often challenged as circumstantial rather than direct proof of intoxication. Unlike chemical breath or blood tests, where triggers mandatory license revocation periods—typically 6 to 12 months under laws—FST avoids such per se sanctions but does not eliminate the risk of prosecution relying on officer testimony. From a tactical standpoint, declining FSTs can preserve the of subsequent by avoiding subjective interpretations prone to from factors like or medical conditions, thereby limiting the prosecution's case to pre-test observations; however, this strategy does not negate existing and may invite judicial scrutiny of the driver's demeanor during refusal. Legal experts often advise polite refusal to request an attorney, as performing poorly on non-standardized tests can inadvertently bolster for arrest and chemical testing.

Probable Cause and Enforcement Practices

Field sobriety tests serve as a critical tool in the investigative phase of suspected driving while intoxicated (DWI) stops, enabling officers to evaluate impairment indicators and establish for arrest based on observable evidence. (NHTSA) protocols outline that probable cause arises from the totality of circumstances, including initial observations like erratic driving, slurred speech, or alcohol odor, augmented by performance on standardized tests revealing multiple impairment clues. This threshold prioritizes direct, empirically grounded assessments over isolated failures, allowing arrests when cumulative evidence—such as failure on two or more test components—indicates substantial likelihood of impairment sufficient for legal action. A "HGN-first" approach, initiating with the Horizontal Gaze Nystagmus (HGN) test, enhances enforcement efficiency, as this ocular assessment detects alcohol-induced involuntary eye jerking with high reliability; observation of four or more clues across both eyes correlates to a blood alcohol concentration (BAC) exceeding 0.08% in 77% of cases per validation studies. Sequential administration follows, progressing to divided-attention tasks like Walk-and-Turn and One-Leg Stand, where two or more clues per test (e.g., improper turns or balance loss) further substantiate impairment. Officer training, mandated by NHTSA, enforces standardized cues and scoring to promote objectivity, countering claims of subjective bias through repeatable procedures that minimize interpretive variance, though real-world application requires adherence to protocol for validity. Enforcement practices leveraging FSTs demonstrate causal links to reduced impaired mileage, with NHTSA indicating that intensified detection via these tests contributes to overall deterrence; for instance, alcohol-impaired fatalities declined 7.6% from 2022 to 2023 (from 13,458 to 12,429), partly attributable to proactive roadside assessments that elevate perceived risk and discourage violations. This safety-oriented realism underscores FSTs' value in prioritizing empirical prevention of crashes over unsubstantiated concerns of excessive , as broader impaired interventions, including FST-supported stops, align with observed reductions in high-risk behaviors.

Jurisdictional Variations

United States Practices

The Standardized Field Sobriety Tests (SFSTs), comprising horizontal gaze , walk-and-turn, and one-leg stand evaluations, are utilized by law enforcement officers across all 50 states to assess alcohol impairment and establish for (DUI) arrests. Developed and validated by the (NHTSA), these tests provide a uniform protocol amid decentralized enforcement, with training curricula co-developed alongside the International Association of Chiefs of Police (IACP). Compliance with NHTSA/IACP standards supports eligibility for federal highway safety grants under programs like those authorized by the Fixing America's Surface Transportation (FAST) Act, incentivizing statewide adoption. A per se blood alcohol concentration (BAC) limit of 0.08% applies in 49 states and the District of Columbia, defining legal intoxication irrespective of observed impairment, while enforces a lower 0.05% threshold since December 2018. State-level enhancements to SFST protocols vary, including mandates or common practices for video recording of tests—such as in , where dash-mounted cameras capture roadside evaluations to aid in admissibility and reduce disputes over administration. For drug-related impairment, the Drug Evaluation and Classification (DEC) Program integrates Drug Recognition Expert (DRE) assessments in all 50 states, extending beyond alcohol-focused SFSTs through a 12-step protocol evaluating physiological indicators of specific drug categories. Post-2018 Agriculture Improvement Act (Farm Bill), which legalized -derived products with under 0.3% delta-9 THC, at least 20 states have implemented or refined per se limits for active drug metabolites like THC (typically 2-5 ng/mL in ), though enforcement faces hurdles from cross-reactivity in testing that conflates legal with prohibited . Officer training mandates initial NHTSA-certified courses of approximately 24 hours, followed by refresher sessions every 24-36 months or as state policy requires, with NHTSA issuing updated SFST participant and instructor manuals in 2023 to incorporate refined psychomotor cue interpretations and procedural safeguards against common defense challenges. These refreshers, often 4-8 hours in duration, emphasize dry runs under varied conditions to maintain standardization.

Canadian Approaches

In , field sobriety testing aligns closely with the Standardized Field Sobriety Test (SFST) protocol for alcohol impairment, incorporating the horizontal gaze (HGN) test, walk-and-turn test, and one-leg stand test to establish reasonable grounds for arrest under . These tests, authorized since 2008, allow officers to demand performance from lawfully stopped drivers upon suspicion of impairment by alcohol or drugs, with poor results contributing to demands for evidential breath or blood samples. For alcohol-specific cases, SFST provides a standardized roadside assessment, though its validity relies on officer training to minimize subjective interpretation. Post-2018 cannabis legalization, Canadian protocols expanded to address drug impairment, mandating Drug Recognition Expert (DRE) evaluations for cases suspecting substances beyond alcohol, as SFST alone exhibits lower sensitivity to cannabis effects compared to alcohol. DREs, certified through a rigorous 10-day RCMP-administered program based on the 12-step Drug Evaluation and Classification Program, assess , eye examinations (including lack of convergence and pupil responses), psychophysical tests, and dark room checks to identify drug categories like via THC-specific cues such as elevated body temperature or eyelid tremors, rather than pronounced HGN jerkiness which THC induces less reliably. This approach reflects a pragmatic shift, with over 500 additional DRE certifications targeted since to counter rising drug-impaired incidents. Recent adaptations emphasize integration of evidential tools to enhance accuracy; 2025 RCMP training updates incorporate oral fluid screening devices, approved for roadside detection of THC and other drugs upon , reducing reliance on SFST/DRE alone and yielding fewer false positives through confirmatory saliva analysis before arrest. While HGN remains part of initial screening for potential THC cues like vertical , studies indicate its limited standalone efficacy for , prompting combined protocols that prioritize behavioral and physiological convergence over isolated ocular tests. These measures, enforced federally via the Criminal Code's section 320.27 demands, underscore a response to post-legalization trends without presuming impairment from drug presence alone.

United Kingdom Methods

In the , field sobriety testing for suspected impaired driving prioritizes preliminary breath tests over psychophysical assessments, as mandated by Section 6A of the Road Traffic Act 1988, which empowers constables to require a breath specimen roadside using an approved screening device to detect alcohol exceeding prescribed limits. A positive result or refusal prompts arrest for evidential breath, blood, or urine analysis at a , rendering breath tests the core initial method for alcohol-related enforcement rather than field sobriety maneuvers. Preliminary impairment tests (PITs), authorized under Section 6B of the Act, serve a supportive role to evaluate overall unfitness to drive under Section 4, particularly when drugs are suspected or breath results require corroboration, but they are not standardized for alcohol detection alone. PITs involve subjective officer observations of psychomotor functions, including , modified Romberg balance (eyes-closed time estimation), walk-and-turn, one-leg stand, and finger-to-nose coordination, without fixed pass/fail thresholds. Derived loosely from U.S. Standardized Field Sobriety Tests (SFSTs), UK PITs diverge by omitting formal horizontal gaze (HGN) as a core element—though informal forward-gaze may occur during examinations—and emphasizing evidential technology like station-based breath analyzers over roadside physical batteries. This reflects enforcement practices favoring breath devices for quantifiable alcohol evidence, with PITs applied discretionarily for impairment beyond blood alcohol concentration (BAC). Critiques highlight PITs' limited empirical backing for predicting actual impairment, contrasting SFSTs' validated 79% accuracy in estimating BAC ≥0.08% via walk-and-turn cues. The Faculty of Forensic and Legal Medicine retracted support in 2019, citing uncalibrated subjectivity and absence of control-group validation against real-world metrics, where judgments mismatched simulator outcomes in 25-30% of evaluated cases. Consequently, protocols deprioritize field psychophysical tests in favor of breath technology, aligning with stricter BAC limits (80 mg/100 ml blood) and reducing reliance on less corroborated observational methods.

Australian Protocols

In , field sobriety testing protocols are managed by state and territory police forces, often incorporating components of the Standardized Field Sobriety Tests (SFST) such as Horizontal Gaze Nystagmus (HGN), Walk-and-Turn (WAT), and One-Leg Stand (OLS), administered when officer observations or preliminary breath tests suggest impairment beyond routine screening. These psychophysical tests assess divided attention, balance, and coordination, mirroring U.S. validations but adapted for local enforcement priorities, with primary reliance on random breath testing (RBT) for alcohol—conducted millions of times annually across jurisdictions—rather than routine field tests at checkpoints. In (NSW) and Victoria, HGN involves checking involuntary eye jerkiness at maximum deviation, WAT requires nine heel-to-toe steps forward and back with arm positioning cues, and OLS demands balancing on one foot while counting to 30, used to establish reasonable grounds for further testing or . Novice drivers—learners and provisional licence holders—operate under zero-tolerance BAC limits of 0.00 g/100mL, prompting heightened scrutiny via these tests if any alcohol is detected. Australian Institute of Criminology audits confirm SFST components yield high procedural compliance among officers, with OLS showing strongest correlation to impairment (odds ratio up to 12.5 for positive detection), though environmental factors like uneven surfaces or wind can confound balance-based results. Protocols integrate SFST with roadside saliva wipes for drugs under random drug testing (RDT) frameworks, where a positive preliminary oral screen for THC, , , or triggers sobriety assessments to gauge actual impairment rather than mere presence. In , drug driving enforcement expanded after random commenced on December 1, 2007, incorporating SFST alongside Drug Recognition Expert protocols for post-cannabis legalization scrutiny, emphasizing impairment over zero-tolerance for trace metabolites alone. State variations persist, with RBT volumes exceeding 4 million annually in Victoria by 2023, minimizing divided-attention tests in favor of objective chemical analysis.

Recent Advances and Ongoing Debates

Updates to Training and Standards

In response to emerging research on impairment patterns, particularly the limitations of standardized field sobriety tests (SFST) for detecting drug influence beyond alcohol, the (NHTSA) released updated DWI Detection and SFST manuals in March 2023, refining instructor and participant guidance on test administration, clue documentation, and evidentiary articulation to bolster defensibility. These revisions emphasize precise recording of observed impairment indicators during the horizontal gaze , walk-and-turn, and one-leg stand tests, addressing vulnerabilities exposed in cross-examinations where incomplete notation has undermined case outcomes. A key focus of post-2020 training enhancements involves bridging SFST with Drug Recognition Expert (DRE) protocols via the Advanced Roadside Impaired Driving Enforcement (ARIDE) curriculum, which equips officers with hybrid evaluation techniques for substances like , where traditional SFST sensitivity is lower. This integration responds to evidence such as a 2023 JAMA Psychiatry randomized , which found SFST administered by trained officers achieved only moderate accuracy ( curve values of 0.73 to 0.80) in identifying cannabis-induced driving impairment relative to controls, highlighting the need for supplementary drug-specific cues like response and body temperature checks. Refresher courses, mandated periodically for certification maintenance, stress mitigation of confounders—including age, , neurological conditions, and environmental variables—that can produce false positives, while reinforcing SFST's validated 80-91% accuracy for alcohol concentrations above 0.08% BAC in controlled studies. Debates surrounding these standards pit evidentiary refinements against the imperative for uninterrupted enforcement continuity, as legalization in multiple jurisdictions has amplified advocacy for de-emphasizing behavioral tests in favor of per se drug thresholds, potentially eroding officer despite persistent on observational reliability for observable impairment. Proponents of stringent updates argue they counter defense challenges rooted in selective research interpretations, preserving SFST as a tool without awaiting technological overhauls.

Integration with Emerging Technologies

Emerging technologies are being explored as adjuncts to traditional field sobriety tests (FSTs) to enhance objectivity in detecting impairment, particularly for drugs like where standardized FSTs show limited specificity. Oral fluid testing devices, such as the Abbott SoToxa system, have undergone pilot evaluations for roadside use, detecting THC and other substances with reported sensitivity for recent use, though correlation with actual impairment remains under scrutiny in controlled trials. In New York, legislative efforts in 2025, including Assembly Bill A5271, propose authorizing saliva-based oral fluid tests for during vehicle stops to establish , aiming to address gaps in FSTs for non-alcohol intoxicants. These tools promise faster preliminary screening than lab confirmation, but pilot data indicate false positives from passive exposure, necessitating hybrid protocols where FSTs provide behavioral corroboration. AI-driven gaze tracking systems leverage horizontal nystagmus (HGN), a core FST component, by automating detection via smartphone apps or in-vehicle cameras to quantify involuntary eye jerkiness indicative of alcohol or effects. Devices like EyeGage use mobile eye scans to assess impairment with claims of high accuracy in distinguishing sober from intoxicated states, based on pupillometry and analysis in field trials. Similarly, University's AI system for HGN processes video to reduce officer subjectivity, with preliminary tests showing improved consistency over manual observation. However, these technologies' empirical promise in hybrid use—combining AI metrics with FST balance and walk-and-turn tasks—requires broader validation, as early studies report 75% accuracy for intoxication detection but falter with confounders like or medical conditions. FSTs retain utility as a low-cost, non-invasive baseline, with tech adjuncts best viewed as supportive rather than replacement until causal links to crash-risk reduction are empirically confirmed. Portable spectrometers and breath analyzers further integrate by providing on-site chemical verification, minimizing reliance on FSTs' psychomotor cues alone. Handheld Raman and spectrometers identify drug residues in oral fluids or surfaces with lab-grade specificity, as demonstrated in applications for narcotics detection. For alcohol, advanced passive sensors in vehicles or apps estimate BAC in real-time via facial cues or touch-based detection, with NHTSA-backed exploring their in preventing impaired starts. Pilot hybrids combining these with FSTs yield accuracy gains in controlled settings, yet deployment lags due to costs, training needs, and unproven field reliability against FSTs' established threshold. Future integration prioritizes technologies verifiable in reducing impaired driving incidence, with caution against over-reliance on unvalidated pilots that may inflate false arrests without causal impairment evidence.

References

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