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Mercerisation
Mercerisation
from Wikipedia
Mercerized cotton yarn reels
Spool of a two-ply mercerized cotton thread with a polyester core.

Mercerisation is a textile finishing treatment for cellulose fabric and yarn, mainly cotton and flax, which improves dye uptake and tear strength, reduces fabric shrinkage, and imparts a silk-like luster.

Development

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The process was devised in 1844 by John Mercer,[1] who treated cotton with solutions of 20–30% sodium hydroxide followed by washing. Mercer observed that the treatment shrank the fabric and increased its tensile strength and affinity for dyes. In the original process of Mercer, no tension was applied. The product was termed fulled cotton, a nod to the process of fulling in woven wool fabric. Mercer regarded the increased affinity for dyes as the most important technical aspect. Mercer also experimented with sulfuric acid and zinc chloride solutions and discovered the parchmentising effect of sulfuric acid.[2]

The silk-like lustre now commonly associated with mercerising is produced by tension and was discovered by Horace Lowe in 1889.[1]

Process

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Treatment with sodium hydroxide destroys the spiral form of the cellulose with formation of alkali cellulose, which is changed to cellulose hydrate on washing out the alkali. Caustic soda concentrations of 20–26% are used. Effective mercerization requires the use of wetting agents.[3]

The improved lustre of mercerised cotton is due to the production of nearly circular cotton fibres under tension. Another characteristic feature is the untwisting (deconvolution) of the cotton hair.

In dry mercerization, the process is carried out while drying the fabric on a stenter.

References

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from Grokipedia
Mercerisation is a chemical treatment applied to yarns or fabrics, involving immersion in a concentrated (NaOH) solution, typically under tension, to modify the structure and enhance desirable properties such as luster, dye affinity, and tensile strength. The process causes the fibers to swell, converting crystalline I to II, which increases the amorphous regions and improves overall fiber uniformity and smoothness. This treatment is primarily used for but can apply to other natural fibers like , and it is a standard step in finishing to prepare materials for and . The process was discovered in 1844 by English calico printer and chemist John Mercer, who observed that treating with caustic soda improved its dye uptake and , though it initially caused significant shrinkage and thickening without tension. Mercer patented the method in 1850 (British Patent 13,296), focusing on its benefits for , but commercial adoption was limited until 1890, when Horace Lowe introduced tension during treatment to prevent contraction and impart a silky sheen, making it viable for high-luster fabrics. Today, mercerisation remains a cornerstone of processing, with variations including slack mercerisation for stretchy products and hot mercerisation at 60–70°C for faster treatment times of about 20 seconds. Key benefits of mercerisation include up to a 56% increase in tensile strength, enhanced moisture absorbency, reduced lint shedding, and better resistance to , making treated ideal for apparel, , and threads. It also improves exhaustion and color fastness by increasing surface area and affinity for , resulting in deeper, more vibrant hues without excessive fading. However, the process generates caustic , prompting into eco-friendly alternatives like enzyme-based or liquid ammonia treatments to minimize environmental impact while retaining benefits.

History

Invention and Early Development

Mercerisation originated in the thriving 19th-century of , , a region that had become the epicenter of Britain's manufacturing during the , driven by mechanized spinning, weaving, and the rapid growth of printing mills. John Mercer, born in 1791 in Dean near , entered this industry as a self-taught and dyer, beginning his career at age nine as a winder and later working at the Oakenshaw Print Works, where he specialized in printing techniques, including the development of new dyes and mordants. By 1825, Mercer had become a partner in the Fort Brothers printing firm, focusing on chemical innovations to enhance fabric colorfastness and production efficiency amid the competitive demands of exporting printed cottons. His background in this labor-intensive sector, characterized by hand-block printing and emerging chemical processes, positioned him to explore treatments that could improve cotton's utility for dyeing and finishing. The foundational discovery occurred in 1844 when Mercer, during routine chemical experiments at his laboratory, unexpectedly observed changes in cotton fabric exposed to a solution of caustic soda (sodium hydroxide, NaOH). While filtering a strong NaOH solution—initially at 60° Twaddell (approximately 30% concentration)—through layers of fine cotton cloth overnight, he noted upon returning the next morning that the fabric had shrunk significantly, become thicker and more translucent, and acquired a subtle luster when viewed in morning light. Intrigued, Mercer conducted systematic follow-up experiments on cotton fabrics, immersing them in NaOH solutions of varying concentrations, typically 22–27%, without applying mechanical tension, which resulted in consistent shrinkage, increased weight due to swelling, and enhanced affinity for dyes. These trials, performed in collaboration with Robert Hargreaves at the Broad Oak Print Works, emphasized improvements in dyeing uniformity and color depth rather than the luster, as the excessive contraction limited practical fabric dimensions. Building on these observations, Mercer secured British 13,296 on October 24, 1850, for a process involving the treatment of (and related materials like and ) with caustic soda, caustic , dilute , or to achieve greater strength, density, and dye receptivity. The detailed methods such as or the fabric in these solutions, followed by , and highlighted applications for printing where treated required up to 70% less dyestuff for equivalent color intensity. Despite these advances, Mercer's process faced early challenges from uncontrolled shrinkage, which reduced fabric length by up to 25% without tension, restricting its immediate adoption beyond niche dyeing enhancements. This invention laid the groundwork for later refinements, such as Lowe's 1890 addition of tension to preserve dimensions and amplify luster.

Commercial Adoption and Evolution

The introduction of tension to the mercerisation process by British chemist Horace Lowe in 1890 marked a pivotal advancement, as detailed in his British Patent No. 4,452. This method involved treating cotton yarn or fabric with under tension, which prevented the shrinkage observed in John Mercer's original 1844 slack treatment and imparted a pronounced silk-like luster, establishing the foundation for the modern process. Lowe's patent employed the spelling "mercerising" with an 's', which became the standard British term. In 1895, German inventors Thomas and Prevost built upon Lowe's work with patents (e.g., German Patent No. 85,564) that specified tension application during both the alkali immersion and subsequent washing, eliminating residual contraction and further boosting commercial viability. This refinement aroused significant industry interest, leading to the formation of a cotton lustring syndicate in around 1896 and the installation of the first commercial mercerising machines in European and U.S. textile mills during the early . By the , mercerisation had solidified as a standard pretreatment in processing, enhancing uptake and fabric quality to meet growing demands in the global . Throughout the , the process evolved with key innovations in machinery and applications. In the and , advanced through the adoption of chain mercerising ranges—featuring clipped chains up to 40 feet long for precise tension control—and tubular ranges for , enabling higher throughput and uniformity in large-scale production. Post-World War II, adaptations extended mercerisation to cotton-synthetic blends, such as those with , by modifying concentrations and tension parameters to improve compatibility and performance in emerging hybrid fabrics. These developments not only reduced costs—up to 70% savings on heavy applications—but also elevated cotton's competitiveness in international markets, particularly in and the , where enhanced luster and strength drove exports of finished textiles.

Chemical Principles

Cellulose Structure and Reactivity

is a linear homopolymer composed of β-1,4-linked D-glucose units, forming long, ribbon-like chains that hydrogen-bond to create microfibrils within fibers. These microfibrils exhibit a semi-crystalline structure, consisting of ordered crystalline regions where chains align parallel and form tightly packed lattices, interspersed with disordered amorphous regions that allow greater flexibility and accessibility. In , this organization provides the fiber with its characteristic tensile strength and hierarchical architecture, essential for its role in plant cell walls. The reactivity of cellulose during mercerization stems from structural differences between its amorphous and crystalline domains. Amorphous regions, being less densely packed, swell more readily in (NaOH) solutions, enabling deeper penetration of the alkali and disruption of intra- and intermolecular hydrogen bonds. In contrast, crystalline regions resist swelling due to their high degree of order and strong hydrogen bonding, thereby preserving the overall structural integrity of the microfibrils even under alkaline conditions. This selective reactivity allows NaOH to preferentially interact with accessible hydroxyl groups in the amorphous zones, initiating the transformation process without compromising the fiber's core framework. Native typically has a (DP) of 10,000 to 15,000 glucose units per , reflecting the extensive length of these polymers. This high DP enhances the fiber's mechanical strength and toughness, as longer s facilitate stronger intermolecular interactions and load distribution during stress. Consequently, the DP influences the fiber's response to mercerization, where controlled swelling and interaction can optimize property enhancements without excessive degradation. In the swollen state induced by NaOH, cellulose hydroxyl groups (-OH) react to form sodium cellulosate (Cellulose-ONa), a key intermediate in mercerization, as depicted in the following equation: Cellulose-OH+NaOHCellulose-ONa+H2O\text{Cellulose-OH} + \text{NaOH} \rightarrow \text{Cellulose-ONa} + \text{H}_2\text{O} This ionization step disrupts native hydrogen bonding, promoting lattice rearrangement while the sodium salt stabilizes the swollen conformation.

Role of Sodium Hydroxide and Tension

Sodium hydroxide (NaOH), commonly referred to as caustic soda, serves as the key chemical reagent in mercerization, typically employed at concentrations ranging from 15% to 30% weight per volume (w/v) to achieve optimal fiber treatment. This strong alkaline solution penetrates the amorphous and crystalline regions of cellulose, disrupting intermolecular and intramolecular hydrogen bonds that hold the polymer chains together, thereby causing significant swelling of the fibers and converting the native cellulose structure into an alkali cellulose complex. The chemical transformation begins with the interaction of I—the natural crystalline form of —with NaOH, forming a swollen sodium intermediate where Na⁺ ions intercalate into the lattice, further breaking hydrogen bonds and expanding the unit cell. Upon subsequent washing with , which removes the NaOH and neutralizes the system, this intermediate converts to II, characterized by a more accessible and stable antiparallel chain arrangement that enhances overall fiber reactivity. The highly alkaline environment (pH approximately 13-14) of the NaOH solution drives of hydroxyl groups on the chains, facilitating this polymorphic transition without degrading the backbone. Mechanical tension is applied simultaneously during NaOH immersion, typically inducing a 5-10% extension of the fibers to counteract the natural contraction that occurs due to swelling. This controlled aligns the microfibrils more parallel to the fiber axis, restricting radial expansion and longitudinal shrinkage while promoting the reorganization of the lattice into the permanent II form, which contributes to the process's characteristic luster development. Without tension, the fibers would revert partially to their original disordered state upon relaxation. To prevent excessive degradation or uneven reaction, mercerization is performed as a cold process at temperatures between 15°C and 20°C, which slows the kinetics of bond disruption and maintains the integrity of the chains during swelling and transformation. Higher temperatures could accelerate , reducing fiber strength.

Process Description

Preparation and Pretreatment

The preparation and pretreatment of materials for mercerisation begins with the selection of appropriate yarns or fabrics to achieve optimal results. High-quality , such as combed varieties, is preferred due to their longer fiber lengths, reduced short fibers, and inherent smoothness, which contribute to enhanced luster upon treatment. Combed yarns, typically produced from long-staple fibers, ensure better uniformity and minimal impurities, making them suitable for premium mercerised products. Raw contains natural contaminants like waxes (0.4-1.0%), pectins, proteins, and oils, which must be minimized to levels below 0.5% for effective processing. Scouring is a critical step to remove these non-cellulosic impurities, improving the fabric's wettability and absorbency for subsequent immersion. This process involves treating the cotton with alkaline solutions (2-5% ) combined with or chelating agents at elevated temperatures (90-100°C) for 1-2 hours, or using enzymatic methods with pectinases and lipases for milder, eco-friendly removal of pectins, waxes, and oils. Enzymatic scouring, in particular, reduces water and energy use while preserving fiber strength and effectively removing impurities without damaging the structure. For woven fabrics, precedes or accompanies scouring to eliminate starch-based or synthetic sizing agents (e.g., ) applied during , which can form barriers hindering penetration. employs bacterial amylases (0.8-1.0% concentration) at 60-80°C or oxidative methods with , confirmed complete by iodine testing for absence. These steps ensure the cotton surface is clean and receptive, preventing uneven swelling during alkali treatment. Following cleaning, the pretreated is prepared for immersion by winding yarns onto perforated spools, beams, or rollers to facilitate even liquor flow and tension application. Yarns are wound in packages around rigid, perforated tubes (typically 10-20 cm ) to allow radial penetration of the caustic solution, with industrial machines batches depending on equipment scale. Fabrics may be beamed onto perforated rollers for continuous . Pre-treatment quality checks include verifying moisture content at 8-10% (standard regain for untreated yarns) to optimize controlled swelling and avoid excess dilution of the bath, alongside tests for absorbency (e.g., AATCC Method 79 time <3 seconds) and residual impurities. These measures ensure uniform pretreatment, setting the stage for consistent immersion.

Alkali Immersion and Tension Application

The core reactive phase of the mercerization process involves immersing pretreated or fabric in a (NaOH) bath to induce swelling and structural modification of the . The NaOH concentration is typically maintained at 20–27% to achieve optimal penetration and reaction, with the bath temperature controlled between 15–30°C to prevent excessive degradation while promoting uniform swelling. Immersion duration generally lasts 45 seconds to 5 minutes, depending on the material form and desired degree of modification, allowing the caustic solution to diffuse into the . To ensure even treatment, the bath employs agitation through mechanical movement of the material or solution circulation, which facilitates uniform contact between the NaOH and . The caustic liquor is recirculated continuously to sustain the required concentration, as dilution from absorption can otherwise reduce efficacy; this is particularly critical in continuous processing lines where efficiency and consistency are paramount. Tension application distinguishes the primary variants of this phase: slack mercerization and tension mercerization. In slack mercerization, the cotton is immersed without mechanical restraint, permitting free swelling that enhances fiber flexibility but may lead to some contraction upon removal. This method is commonly applied to yarns in batch processes, such as pot immersion where hanks are steeped in the NaOH solution for the dwell period. Tension mercerization, the more prevalent industrial approach, involves mechanically stretching the material to 5–10% elongation immediately upon immersion, with tension sustained throughout the dwell time to align and straighten the swollen for improved luster and dimensional stability. For yarns, tension is applied via weighted or roller systems in semi-continuous setups, while fabrics are processed continuously using chainless systems (relying on guide rollers for warp-wise tension) or chained systems (employing clips and endless chains to grip selvedges and control width). These mechanisms prevent shrinkage and promote the transition to a more crystalline II structure under load.

Washing, Neutralization, and Finishing

Following the alkali immersion and tension application phase, the mercerized fibers undergo immediate rinsing with hot at 60-80°C to remove excess (NaOH), preventing further unwanted reactions and stabilizing the swollen structure. This step typically involves two to three rinses lasting 5-10 minutes each, with temperatures controlled to efficiently extract residual without damaging the fibers. Neutralization follows, where dilute acids such as acetic acid (1-10% concentration) or (2 g/L) are applied to adjust the to approximately 7, neutralizing any remaining and halting the chemical modification. This process occurs at room temperature for 5 minutes, ensuring the fibers are safe for subsequent handling and dyeing while preserving enhanced properties like luster. Subsequent washing stages involve cold water dilution at ambient temperatures (18-25°C) to further dilute and remove residual liquor, followed by mechanical squeezing through rollers to extract up to 90% of the liquid, minimizing water usage. Drying then proceeds under controlled tension at temperatures below 80°C to set the reoriented structure, avoiding shrinkage and maintaining dimensional stability. For finishing, optional applications of lubricants or softeners may be added to improve and processability, particularly for yarns, with final ensuring uniform luster, strength, and absence of defects like uneven swelling. In modern mercerization plants, is enhanced through caustic soda recovery from washing effluents via to remove impurities followed by multi-stage to concentrate the NaOH for , achieving 60-80% recovery rates and reducing chemical consumption. This closed-loop approach minimizes environmental discharge while maintaining process efficiency.

Effects on Fibers

Physical Property Enhancements

Mercerisation enhances the tensile strength of fibers by 20-50%, attributed to the improved alignment of and reduction in crystallinity defects that occur during the swelling phase and subsequent tension application. This structural reorganization minimizes defects in the crystalline regions, promoting better load-bearing capacity and overall fiber integrity under stress. The treatment also imparts a notable increase in luster and sheen, arising from the reflection of light off the straightened and more parallel microfibrils, which results in a silk-like appearance of the fabric. This optical enhancement stems from the smoother, more uniform surface formed after swelling and under tension. Furthermore, mercerisation confers greater dimensional stability, reducing shrinkage by up to 30% during subsequent processing while improving elongation at break for enhanced flexibility. These changes are accompanied by a 10-20% increase in due to initial swelling. Mercerisation also increases moisture regain from approximately 7-8.5% in untreated to about 10%, due to the greater accessibility of hydroxyl groups in the II . The underlying chemical basis for these physical improvements involves the transformation to II .

Chemical and Dyeing Improvements

Mercerization induces a polymorphic transformation in fibers, converting the native I lattice—characterized by parallel chain arrangements—into the II lattice with antiparallel chains, primarily through the swelling action of that disrupts inter- and intramolecular hydrogen bonds. This reconfiguration increases the accessibility of hydroxyl groups, particularly those previously shielded within the crystalline regions of I, thereby enhancing the overall reactivity of the fiber at the molecular level. The swollen structure resulting from this conversion facilitates more uniform penetration, especially in the amorphous regions, leading to enhanced uptake typically ranging from 20% to 40% compared to untreated . This improvement in exhaustion reduces the amount of required for achieving desired shades, contributing to more efficient coloration processes. Mercerized cellulose exhibits improved affinity for direct, reactive, and due to the increased availability of reactive sites and better swelling properties, resulting in deeper shades and superior color fastness properties. The enhanced hydrogen bonding interactions between the dye molecules and the reoriented cellulose chains in the form further stabilize the dye-fiber bonds, improving wash and light fastness. While the primary changes in standard mercerization are physical and structural, certain variants—such as those leading to production—involve minor chemical modifications, including the introduction of sodium carboxymethyl groups during subsequent etherification steps after alkali treatment.

Applications and Impacts

Textile Industry Uses

Mercerized finds primary application in high-end apparel, including dress shirts, jeans, and , where its superior luster, smooth texture, and enhanced strength deliver a premium hand-feel and aesthetic appeal that elevates garment quality. In dress shirts, the treatment imparts a silky sheen and improved uptake for vibrant, long-lasting colors, while in , it boosts fabric durability and reduces fading over time. For and , the increased tensile strength and moisture-wicking properties support comfortable, long-wearing performance in active contexts. In home textiles, mercerized is widely used for towels and bedsheets, capitalizing on its heightened absorbency and resistance to wear for superior softness and longevity in daily use. These attributes make it ideal for premium products, where home textiles such as bed linens and towels account for approximately 25% of the global mercerized market, reflecting consumer demand for high-end household fabrics. Industrial applications feature mercerized cotton in sewing threads, valued for their exceptional strength and reduced breakage during high-stress sewing operations. These threads are particularly suited for , where they ensure secure seams in durable furniture coverings, and technical fabrics, supporting reinforced stitching in items like filters and protective gear. Global production of mercerized processes around 6.2 million metric tons annually (as of 2024), comprising roughly 25% of total world output of approximately 25 million tons, with the majority concentrated in , particularly in and . These uses primarily exploit the process's enhancements in luster and dyeability for visually striking and colorfast textiles.

Environmental and Economic Considerations

Mercerization involves substantial environmental challenges due to its high consumption of and chemicals. The process typically requires up to 100 liters of per of fabric, primarily during immersion, washing, and neutralization stages. Additionally, it consumes 175–300 grams of (NaOH) per of fabric, much of which ends up in effluents if not recovered. These alkaline wastewaters demand rigorous treatment for neutralization to avoid contaminating bodies with high and (COD). On a global scale, cotton processing, including mercerization, contributes to the textile industry's role in approximately 20% of worldwide industrial , largely from and finishing effluents. This pollution arises from untreated discharges that introduce , salts, and organics into aquatic ecosystems, exacerbating and toxicity. Economically, mercerization enhances cotton's market value by improving its luster, strength, and dye uptake, enabling 10–20% higher for treated yarns and fabrics in premium sectors like and home textiles. This value addition yields positive returns on investment through reduced dyeing costs and access to high-end markets, where mercerized cotton commands a global market size projected to reach $5.5 billion by 2032. As of 2025, the market is projected to grow at a CAGR of 5.7% from 2025 to 2032. To address environmental concerns, modern facilities employ closed-loop caustic recovery systems, which reclaim 60–80% of NaOH through and , significantly cutting waste and chemical procurement needs. into bio-based alternatives, such as treatments with cellulases and pectinases, offers promise for reducing NaOH dependency while achieving similar enhancements, though these remain in development stages. Despite its drawbacks, mercerization's global impact is partially offset by the increased durability of treated fabrics, which extend product lifespan and lower overall resource consumption through reduced replacement frequency.

References

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