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Donghu people
View on WikipediaGeneral location of the Donghu people, and contemporary Asian polities c. 500 BCE | |
| Dates | 700–150 BCE |
|---|---|
| Preceded by | Upper Xiajiadian culture |
| Followed by | Xiongnu Yan Kingdom (Han dynasty) |
The Donghu (/ˈdʊŋˌhuː/; simplified Chinese: 东胡; traditional Chinese: 東胡; pinyin: Dōnghú) were a tribal confederation of nomadic Hu people that were first recorded from the 7th century BCE[1] and were taken over by the Xiongnu in 150 BCE. They lived in northern Hebei, southeastern Inner Mongolia and the western part of Liaoning, Jilin and Heilongjiang along the Yan Mountains and Greater Khingan Range.[2]
Name
[edit]Nomenclature
[edit]
The Classical Chinese name Chinese: 東胡 literally means "Eastern Barbarians".[3] The term Dōnghú contrasts with the term Xīhú meaning "Western barbarians" (Chinese: 西胡, meaning "non-Chinese peoples in the west" and Five Barbarians 五胡 (Wǔ Hú) "five northern nomadic tribes involved in the Uprising of the Five Barbarians (304–316 CE)". Hill (2009:59) translates Xīhú as "Western Hu" and notes:
The term hu 胡 was used to denote non-Han Chinese populations. It is, rather unsatisfactorily, commonly translated as 'barbarian'. While sometimes it was used in this general way to describe people of non-Han descent, and carried the same negative overtones of the English term, this was not always the case. Most frequently, it was used to denote people, usually of Caucasoid or partial Caucasoid appearance, living to the north and west of China. (2009:453)
In 307 BCE, the 胡 Hú proper, encompassing both the eastern Dōnghú (東胡, "Eastern Hu") and the western Linhu (林胡, "Forest Hu"), were mentioned as a non-Chinese people who were neighbors of Zhao[4][5] and skilled at mounted archery (a military tactic which King Wuling of Zhao would later adopt).[6] However, the term Hu can also refer to a variety of different races and different ethnic groups.[7] It was used by Han Chinese to describe anyone who is not of ethnic Han Chinese descent and were considered barbarians: for example, Sima Qian also used Hu to refer to the Xiongnu, who were then ruled by Touman Chanyu, once expelled by Qin general Meng Tian north from the Ordos Loop, yet able to regain their territory following the Qin Empire's collapse.[6][8] All Hu workmen were famed for their skills at making bows and carts even without specialization.[9][10]



The peoples categorized as the Five Barbarians, or "Five Hu", were the Xiongnu, Jie, Xianbei, Di, and Qiang.[12][13] Of these five ethnic groups, the Xiongnu and Xianbei were nomadic peoples from the northern steppes. The ethnic identity of the Xiongnu is uncertain, but the Xianbei appear to have been Mongolic. The Jie, another pastoral people, may have been a branch of the Xiongnu, who may have been Yeniseian[14] or Indo-Scythian.[15] The Di and Qiang were from the highlands of western China.[12] The Qiang were predominantly herdsmen and spoke Sino-Tibetan (Tibeto-Burman) languages, while the Di were farmers who may have spoken a Sino-Tibetan[16] or Turkic language.[17] The traditional explanation, going back to the second-century Han dynasty scholar Cui Hao 崔浩 is that the Donghu were originally located "east of the Xiongnu" who were one of the "Five Barbarians" (Hú).[18] Modern Chinese apologetics suggests that "Donghu" was a transcription of an endonym and did not literally mean "Eastern Barbarian".[19]
The usual English translation of Dōnghú is "Eastern Barbarians" (e.g., Watson, di Cosmo, Pulleyblank, and Yu), and the partial translation "Eastern Hu" is occasionally used (Pulleyblank). Note that "Eastern Barbarians" is also a translation for Dōngyì 東夷, which refers to "ancient peoples in eastern China, Korea, Japan, etc."[clarification needed]
Chinese Sinocentrism differentiates the Huáxià 華夏 "Chinese" and the Yì 夷 "barbarians, non-Chinese, foreigner": this is referred to as the Huá–Yì distinction. Many names besides Hu originally had pejorative "barbarian" meanings, for instance Nanman 南蠻 ("southern barbarians") and Beidi 北狄 ("northern barbarians"). Edwin G. Pulleyblank explains:
At the dawn of history we find the Chinese, self-identified by such terms as Hsia and Hua, surrounded and interspersed by other peoples with whom they were frequently in conflict and whom they typically looked down upon as inferior beings in the same way the Hellenes looked down on the barbaroi and, indeed, as human we-groups have always looked down on their neighbors.[20]
The historian Nicola di Cosmo concludes:
We can thus reasonably say that, by the end of the fourth century B.C., the term "Hu" applied to various ethnic groups (tribes, groups of tribes, and even states) speaking different languages and generally found living scattered across a wide territory. Their fragmentation, however, could be turned, when the need arose, into a superior form of political organization (a "state"). This explains why hu appears often preceded by a qualifier that we may take for a specific ethnic group, as with the Lin Hu and the Tung Hu. Whether or not it had originally been an ethnonym, such a designation had been lost by the Warring States period.[21]
In modern Standard Chinese usage hú has lost its original meaning although it still appears in words like èrhú 二胡 (lit. "two foreign") "Chinese two-string fiddle", hútáo 胡桃 ("foreign peach") "walnut", and húluóbō 胡萝卜 ("foreign radish") "carrot".
Etymology
[edit]
The modern pronunciation Dōnghú differs from the Old Chinese pronunciation, which roughly dates from the Warring States period (476–221 BCE) when Donghu was first recorded. Old Chinese reconstructions of Dōnghú include *Tûngɣâg,[23] *Tungg'o,[24] *Tewnggaɣ,[25] *Tongga,[26] and *Tôŋgâ > *Toŋgɑ.[27] William H. Baxter and Laurent Sagart (2014)[28] reconstruct the Old Chinese ancestor of 胡 Hú as *[g]ˤa. Recently, Christopher Atwood reconstructs a foreign ethnonym *ga, which was borrowed into Old Chinese as 胡 *gâ (> hú), while an i-suffixed derivative of *ga underlies two Middle Chinese transcriptions: namely,
- *Bo-lâk Khėi (> Bùluò-Jī) (步落稽), based on the ethnonym of a people of Xiongnu, Mountain Rong or Red Di origins[29] in Northern Shaanxi-Shanxi-Ordos; as well as
- *Gʰiei, based on the ethnonym of the Mongolic-speaking Xī (奚), whom Arab geographers knew as Qāy.[30]
The etymology of ethnonym *ga (> 胡 OC *gâ > Ch. hú) is unknown.[31]
As for Qay, Golden (2003 & 2006) proposes several Mongolic etymologies: ɣai "trouble, misfortune, misery", χai "interjection of grief", χai "to seek", χai "to hew", albeit none compelling.[32][33]
Some dictionaries and scholars (e.g. Jean-Pierre Abel-Rémusat) confuse Dōnghú 東胡 with Tungusic peoples, Tonggu 通古. Russian Mongolist Lydia Viktorova states that:
This is due to the insufficient amount of materials and partly due to the mistakes made. For example, the phonetic identification of the ancient people of the Donghu (Eastern Hu) with the Tungus, made at the beginning of the 19th century by Abel-Rémusat only on the principle of sound similarity between Donghu and Tungus. This led to the fact that for a long time all the descendants of the Donghu were considered the ancestors of the Tungus."[34]
This "chance similarity in modern pronunciation", writes Pulleyblank, "led to the once widely held assumption that the Eastern Hu were Tungusic in language. This is a vulgar error with no real foundation."[35]
History
[edit]

Among the northern ethnic groups, the Donghu were the earliest to become a civilization and the first to develop bronze technology. Their culture was associated with the Upper Xiajiadian culture, characterized by the practice of agriculture and animal husbandry supplemented by handicrafts and bronze art.[39] Through the use of cavalry and bronze weaponry in warfare, the Donghu apparently dominated over the Xiongnu to their west.[40][41][42][43] Although "Upper Xiajiadian" is indeed frequently attributed to the Donghu, such attribution remains uncertain given the lack of details in Chinese sources about what the Donghu were, beyond a name (Donghu, Eastern Hu, ie "Eastern mounted nomads") and the account of their destruction by the Xiongnu.[44]
The Shiji section on Xiongnu history first records the Donghu during the era of Duke Wen of Jin (r. 697–628 BCE) and Duke Mu of Qin (r. c. 659–621 BCE).
At this time Qin and Jin were the most powerful states in China. Duke Wen of Jin expelled the Di barbarians and drove them into the region west of the Yellow River between the Yun and Luo rivers; there they were known as the Red Di and the White Di. Shortly afterwards, Duke Mu of Qin, having obtained the services of You Yu, succeeded in getting the eight barbarian tribes of the west to submit to his authority.
Thus at this time there lived in the region west of Long the Mianzhu, the Hunrong, and the Diyuan tribes. North of Mts. Qi and Liang and the Jing and Qi rivers lived the Yiqu, Dali, Wuzhi, and Quyuan tribes. North of Jin were the Linhu (Forest Barbarians) and the Loufan, while north of Yan lived the Donghu (Eastern Barbarians) and Shanrong (Mountain Barbarians), each of them with their own chieftains. From time to time they would have gatherings of a hundred or so men, but no one tribe was capable of unifying the others under a single rule.[1]
In 307 BCE King Wuling of Zhao, instituted a military reform called "Hu clothes, Cavalry archery" after having been repeatedly harassed earlier in his reign by Donghu horse-archers. In 300 BCE Qin Kai, a general taken hostage from the state of Yan (whose capital "Ji" is now Beijing), defeated the Donghu after having gained the esteem of the Donghu and learning their battle tactics. In 273 BCE during the reign of King Huiwen, Zhao defeated the Donghu. In 265 BCE Li Mu of the Zhao state, one of the four most prominent generals of the Warring States period, defeated the Donghu after stopping a major Xiongnu invasion. By the time of the rule of the Xiongnu chanyu Touman (c. 220 BCE to 209 BCE), "the Donghu were very powerful and the Yuezhi were likewise flourishing."[45] When the Xiongnu crown prince Modu Chanyu killed his father Touman in 209 BCE and took the title of chanyu, the Donghu thought that Modu feared them, and they started to ask for tribute from the Xiongnu that included his best horses and even a consort of Modu's. Modu conceded. Not satisfied with this they asked for some of the Xiongnu territories. This enraged Modu attacked and defeated them, killing their ruler, taking his subjects prisoner, and seizing their livestock, before turning west to attack and defeat the Yuezhi.[46] This caused disintegration in the Donghu federation. Thereafter, the Wuhuan (southern Donghu) moved to Mount Wuhuan and engaged in continuous warfare with the Xiongnu on the west and China on the south. As they became worn out from the lengthy battles, the Xianbei (northern Donghu) moved northward to Mount Xianbei to preserve their strength. When the Han dynasty vassal king Lu Wan defected to the Xiongnu in 195 BCE he was made King of Donghu (東胡王) by the Xiongnu. This Kingdom of Donghu fiefdom lasted until 144 BCE when Lu Wan's grandson Lu Tazhi defected back to the Han dynasty. The Wuhuan inhabitants of the fiefdom continued as vassals of the Xiongnu until 121 BCE. Gradually the name Donghu stopped being used. In the 1st century, the Xianbei defeated the Wuhuan and northern Xiongnu, and developed into a powerful state under the leadership of their elected Khan, Tanshihuai.[47][48][49][50]

The Book of Jin, published in 648, linked the Donghu and their Xianbei descendants to the Youxiong lineage (有熊氏),[51] associated with the Yellow Emperor[52] and possibly named after the Yellow Emperor's "hereditary principality".[53] However, many non-Han Chinese rulers were claimed to be the Yellow Emperor's descendants, for individual and national prestige.[54][55]
Chinese historian Yu Ying-shih describes the Donghu.
The Tung-hu peoples were probably a tribal federation founded by a number of nomadic peoples, including the Wu-huan and Hsien-pi. After its conquest of the Hsiung-nu, the federation apparently ceased to exist. Throughout the Han period, no trace can be found of activities of the Tung-hu as a political entity.[18]
Di Cosmo says the Chinese considered the Hu as "a new type of foreigner", and believes, "This term, whatever its origin, soon came to indicate an 'anthropological type' rather than a specific group or tribe, which the records allow us to identify as early steppe nomads. The Hu were the source of the introduction of cavalry in China."[56]

Pulleyblank cites Paul Pelliot that the Donghu, Xianbei, and Wuhuan were "proto-Mongols".
The Eastern Hu, mentioned in the Shih-chi along with the Woods Hu and the Lou-fan as barbarians to the north of Chao in the fourth century B.C., appear again as one of the first peoples whom the Hsiung-nu conquered in establishing their empire. Toward the end of the Former Han, as the Hsiung-nu empire was weakening through internal dissension, the Eastern Hu became rebellious. From then on they played an increasingly prominent role in Chinese frontier strategy as a force to play off against the Hsiung-nu. Two major divisions are distinguished, the Hsien-pei to the north and the Wu-huan to the south. By the end of the first century B.C. these more specific names had supplanted the older generic term.[58]
Pulleyblank also writes that although
there is now archaeological evidence of the spread of pastoral nomadism based on horse riding from Central Asia into Mongolia and farther east in the first half of the first millennium BCE, as far as we have evidence it did not impinge on Chinese consciousness until the northward push of the state of Zhao 趙 to the edge of the steppe in present Shanxi province shortly before the end of the fifth century B.C.E. brought them into contact with a new type of horse-riding “barbarian” that they called Hu 胡. … In Han times the term Hu was applied to steppe nomads in general but especially to the Xiongnu who had become the dominant power in the steppe. Earlier it had referred to a specific proto-Mongolian people, now differentiated as the Eastern Hu 東胡, from whom the Xianbei 鮮卑 and the Wuhuan 烏桓 later emerged.[59]
Legacy
[edit]
The Donghu later divided into the Wuhuan in the Yan Mountains[60] and the Xianbei in the Greater Khingan Range:[61][62] the Wuhuan were ancestors of the Kumo Xi,[63][60] while the Xianbei were ancestors of the Khitan[64][62] and the Mongols.[65][66] Another people of Donghu descent were the Rouran (Proto-Mongolic tribe).[67][68]
In the past, scholars such as Fan Zuoguai and Han Feimu mistakenly[why?] thought that Jurchens (ancestors of the Manchus) descended from the Donghu.[69] In 1980, Russian scholar Lydia Leonidovna Viktorova criticized the 19th century phonetic identification of the ancient people of the Donghu (Eastern Hu) with the Tungus.[34]
A genetic study published in the American Journal of Physical Anthropology detected the paternal haplogroup C2b1a1b among the Xianbei and Rouran. This lineage has also been found among the Donghu. Haplogroup C2b1a1b has a high frequency among Mongols.[70]
Ethnic origins
[edit]The ethnic composition of the Donghu people remains unclear. It is suggested that the majority was of Mongolic and Tungusic origins, and that they stood in contact with other Steppe nomadic entities, such as the Xiongnu and the Saka people further West. The Donghu were ethnically related to the Xianbei, Jinggouzi and Rouran, which are described as either Proto-Mongols or Para-Mongols.[72][73][74]
While often being referred as tribal confederation, they may rather be an only loosely united group of nomadic tribes "that occupied territories between the Mongolian steppes and the Great Xing'an Mountains of China".[75]
Genetics
[edit]A genetic study published in the American Journal of Physical Anthropology in August 2018 detected the paternal haplogroup C2b1a1b among the Xianbei and Rouran. This lineage has also been found among remains associated with the Donghu people.[76] The authors of the study suggested that haplogroup C2b1a1b was an important lineage among the Donghu, and that the Rouran were paternally descended from the Xianbei and Donghu. Haplogroup C2b1a1b has a high frequency among Mongols.[70]
Genetic data support a close genetic relationship between the Donghu, the ancient Jinggouzi people, and the Xianbei. The closest modern extant people to the historical Donghu are the Oroqen people of Northern China.[73]
See also
[edit]References
[edit]- ^ a b Sima Qian (author); Watson, Burton (translator), 1993. Shiji, "vol. 110 - Account of the Xiongnu"; p. 132.
- ^ Origins of Minority Ethnic Groups in Heilongjiang
- ^ Liang (1992) and DeFrancis (2003).
- ^ Shiji "Hereditary House of Zhao" quote: "今中山在我腹心,北有燕,東有胡,西有林胡、樓煩、秦、韓之邊,而無彊兵之救,是亡社稷,柰何?" translation: "Now Zhongshan is at our heart and belly [note: Zhao surrounded Zhongshan, except on the Zhongshan's north-eastern side], Yan to the north, Hu to the east, Forest Hu to the west, Loufan, Qin, Han at our borders. Yet we have no strong army to help us, surely we will lose our country. What is to be done?"
- ^ Stratagems of the Warring States, "King Wuling spends his day in idleness", quote: "自常山以至代、上黨,東有燕、東胡之境,西有樓煩、秦、韓之邊,而無騎射之備。" Jennifer Dodgson's translation: "From Mount Chang to Dai and Shangdang, our lands border Yan and the Donghu in the east, and to the west we have the Loufan and shared borders with Qin and Han. Nevertheless, we have no mounted archers ready for action."
- ^ a b Pulleyblank E. G. (1994) “Ji Hu: Indigenous Inhabitants of Shaanbei and Western Shanxi,” in Edward H. Kaplan, ed., Opuscula Altaica: Essays presented in honor of Henry Schwarz. ed. by. Bellingham: Western Washington University. pp. 518-519 of 499-531
- ^ Encyclopedia of the Peoples of Asia and Oceania By Barbara A. West [1]
- ^ Shiji "Ch. 110 Account of the Xiongnu"
- ^ Zhouli (Rites of Zhou) "Dongguan Kaogong Ji (Winter Office(r)s: Records on the Examination of Craftsmanship)" 4 quote: 「胡無弓車。……胡之無弓車也,非無弓車也,夫人而能為弓車也。」Translation by Jun (2013): "Among the nomads Hu there are no special craftsmen of bow and chariot but all the men there are proficient in the art."
- ^ Jun Wenren (translator) (2013) Ancient Chinese Encyclopedia of Technology: Translation and Annotation of the Kaogong Ji (the Artificers' Records). New York: Routledge. p. 3
- ^ a b Bi, Zhicheng (2019). "Stone Reliefs of the Han Tombs in Shandong Province: Relationship Between Motifs and Composition" (PDF). Advances in Social Science, Education and Humanities Research. 368: 175–177.
- ^ a b A History of Chinese Civilization, Jacques Gernet, Cambridge University Press 1996 P.186-87
- ^ Peter Van Der Veer, "III. Contexts of Cosmopolitanism" in Steven Vertovec, Robin Cohen eds., Conceiving Cosmopolitanism: Theory, Context and Practice Oxford University Press 2002 p. 200-01
- ^ Vovin, Alexander. "Did the Xiongnu speak a Yeniseian language?". Central Asiatic Journal 44/1 (2000), pp. 87-104.
- ^ Dorothy Wong, Chinese Steles: Pre-Buddhist and Buddhist Use of a Symbolic Form University of Hawaii Press P.44
- ^ (Chinese) 段渝, 先秦巴蜀地区百濮和氐羌的来源 Archived 2018-09-08 at the Wayback Machine 2006-11-30
- ^ Guo Ji Zhongguo Yu Yan Xue Ping Lun, Volume 1, Issue 1, J. Benjamins 1996. page 7.
- ^ a b Yu (1986), p. 436.
- ^ Hao and Qimudedaoerji (2007), p. 17.
- ^ Pulleyblank (1983), p. 411.
- ^ Di Cosmo (2002), p. 130.
- ^ Ban, Lin (2022). ""Shelter My Soul with Your Body" – A Burial Custom Influenced by Shamanism: A Case of Covering a Dead Face with the Right Ribs of a Local Sheep in Inner Mongolia, China" (PDF).
The most typical early form of metal mask was a combination of sackcloth, copper clasps and mussels found in the Zhoujiadi cemetery in Aohan Banner, Inner Mongolia, of the Xiajiadian upper culture (Yang and Gu 1984). (...) Besides, both Zhoujiadi M45 and Iheura M2 can be identified as remains of the Donghu clan, with Zhoujiadi M45 considered to be an ancestor of the Donghu clan...
{{cite journal}}: Cite journal requires|journal=(help) - ^ Dong 1948:?.
- ^ Karlgren 1957:303, 34.
- ^ Zhou 1972:?.
- ^ Baxter 1992:754, 763.
- ^ Schuesler 2007:215, 281.
- ^ Baxter, William H. and Laurent Sagart. 2014. Old Chinese: A New Reconstruction. Oxford University Press, ISBN 978-0-19-994537-5.
- ^ Book of Zhou "稽胡一曰步落稽,蓋匈奴別種,劉元海五部之苗裔也。或云山戎赤狄之後。" tr. "Jihu, another appellation is Buluoji, probably a splinter kind of Xiongnu [and] descendants of Liu Yuanhai's five tribes. Or said [to be] successors of Mountain Rong [or] Red Di".
- ^ Atwood, Christopher P. "The Qai, the Khongai, and the Names of the Xiōngnú" International Journal of Eurasian Studies II. p. 47-53
- ^ Schuessler (2007), p. 281
- ^ Golden, Peter B. (2006). "Cumanica V: The Basmils and Qipčaqs" in Archivum Eurasiae Medii Aevi 15: notes 24–25. p. 17 of 13-42
- ^ Golden, P.B. (2003) "Cumanica II: The Olberli (Olperli): The Fortunes and Misfortunes of an Inner Asian Nomadic Clan" in Nomads and their neighbours in the Russian Steppe note. 49 p. 17 of 5-29
- ^ a b Viktorova, Lydia Leonidovna (1980). Mongols: Origin of the People and Source of Culture (in Russian). Moscow: Nauka. p. 183.
Это отчасти связано с недостаточным количеством материалов, отчасти - с допущенными ошибками. Например, фонетическое отождествление древнего народа дунху (восточные ху) с тунгусами, сделанное в начале XIX в. Абелем Ремюса лишь на принципе звукового сходства дунху - тунгус, привело к тому, что всех потомков дунху долгое время считали предками тунгусов.
- ^ Pulleyblank (1983), p. 452.
- ^ Psarras, Sophia-Karin (January 1999). "Upper Xiajiadian". Monumenta Serica. 47 (1): 90, Figure 19. doi:10.1080/02549948.1999.11731324.
- ^ "Certificate".
- ^ Yang, Jianhua; Shao, Huiqiu; Pan, Ling (2020). The metal road of the Eastern Eurasian steppe: the formation of the Xiongnu Confederation and the Silk Road. Singapore: Springer. p. 249 Fig 4.12 No25. doi:10.1007/978-981-32-9155-3. ISBN 978-981-32-9154-6.
- ^ Lin (2007)[page needed]
- ^ Ma (1962)[page needed]
- ^ Liu (1994)[page needed]
- ^ Wang (2007)[page needed]
- ^ Lü (2002), pp. 15–16.
- ^ Psarras, Sophia-Karin (January 1999). "Upper Xiajiadian". Monumenta Serica. 47 (1): 4–6. doi:10.1080/02549948.1999.11731324. ISSN 0254-9948.
The study of Upper Xiaiadianis hampered by the small number of well-reported excavations, the conditions of the tombs themselves, and by confusion concerning the nature of the culture and its dating. In general,"Upper Xiajiadian" is considered to refer to a nomadic culture,frequently attributed to the Donghu.(p.4) The attribution of any non-Chinese culture to a name provided by early Chinese texts is risky. Unless material evidence appears to coincide with written evidence (assuming there is indeed written evidence, other than the notation of a name), we cannot be sure such attribution is justified. In the case of the Donghu, we have scant textual evidence.(p.5) In any case, attributing Upper Xiajiadian to the Donghu compounds the problems the material remains themselves present. At this time,I see no benefit in making any specific attribution (p.6)
- ^ Watson (1993), p. 134.
- ^ Watson (1993), p. 135.
- ^ Ma (1962)[page needed]
- ^ Liu (1994)[page needed]
- ^ Wang (2007)[page needed]
- ^ Lü (2002)[page needed]
- ^ Fang Xuanling et al., Jinshu, vol. 108 Murong Hui text: "慕容廆,字弈洛瑰,昌黎棘城鮮卑人也。其先有熊氏之苗裔,世居北夷,邑于紫蒙之野,號曰東胡。" tr.: "Murong Hui, courtesy name Yìluòguī, a Xianbei man from the Jí Citadel, Chānglí. He/They descended from the Youxiong lineage in former times; for generations [they] had been dwelling [among] the Northern Yi, [their] settlement in the wilderness of Zimeng, [their] appellation Eastern Hu."
- ^ Sima Qian, Shiji, vol. 1 [2] txt: "自黃帝至舜、禹,皆同姓而異其國號,以章明德。故黃帝爲有熊,..." tr.: "From the Yellow Emperor to Shùn, [and then] Yǔ, all [had] the same tribal surname (姓) yet [each] called [his] nation differently; [each] used [a different appellation] to stamp [his] bright virtue; therefore, the Yellow Emperor['s nation] was Youxiong..."
- ^ Giles, Herbert Allen (1898), A Chinese Biographical Dictionary, p. 338 cited in Unschuld, Paul U.; Tessenow, Hermann, eds. (2011), Huang Di Nei Jing Su Wen: An Annotated Translation of Huang Di's Inner Classic – Basic Questions, 2 volumes, p.5
- ^ Lewis, Mark Edward (2009), China's Cosmopolitan Empire: the Tang Dynasty, Harvard University Press. p. 202
- ^ Abramson, Mark Samuel (2008), Ethnic Identity in Tang China, University of Pennsylvania Press, p. 154
- ^ Di Cosmo (1999), pp. 951–52.
- ^ Several photographs and descriptions in: 徐, 龙国 (2017). "山东发现的汉代大型胡人石雕像再研究" (PDF). 美术研究 (Art Research).
上述石雕像为胡人形象,对此学者们均无异议。胡人是我国古代中原汉人对北方和西方异族的通称。在汉人的认知领域,胡人的概念比较模糊,大致也有个变化的过程。先秦时的胡,专指匈奴,汉晋时期泛指匈奴、鲜卑、羯、氐、羌,"胡人"的范围已由北方逐渐扩大到西部族群。
"The above-mentioned stone statues are images of Hu people, and scholars have no objection to this. Hu people are the general name given by the Han people in the Central Plains of our country to the foreign ethnic groups in the north and west in ancient China. In the cognitive field of Han people, the concept of Hu people is relatively vague, and it has a tendency to change with time. The Hu in the pre-Qin period refers specifically to the Xiongnu, but in the Han and Jin dynasties generally Hu refers to the Xiongnu, Xianbei, Jie, Di, and Qiang. The scope of "Hu people" also expanded from the north to the west."
山东发现的这种高鼻深目、头戴尖帽的胡人形象,很可能是与斯基泰人文化有关的某些白种民族,并推测可能是月氏或早于月氏的民族
"The image of a barbarian with a high nose, deep eyes, and a pointed hat found in Shandong is likely to be some white ethnic group related to the Scythian culture, it is also speculated that it may be the Yuezhi or an ethnic group earlier than the Yuezhi." - ^ Pulleyblank (1983), p. 452
- ^ Pulleyblank (2000), p 20.
- ^ a b New Book of Tang vol. 219 "奚亦東胡種, 為匈奴所破, 保烏丸山. 漢曹操斬其帥蹋頓蓋其後也." tr. "The Xi are also a Donghu race. Defeated by the Xiongnu, their refuge was Wuwan mountains. During Han time, Cao Cao slew their leader Tadun. [Xi] are probably their descendants"
- ^ Book of Later Han "Vol. 90 Accounts of the Wuhuan & Xianbei - Xianbei" quote: "鮮卑者,亦東胡之支也,別依鮮卑山,故因號焉。其言語習俗與烏桓同。…… 漢初,亦為冒頓所破,遠竄遼東塞外,與烏桓相接,未常通中國焉。" Xu (2005)'s translation: "The Xianbei who were a branch of the Donghu, relied upon the Xianbei Mountains. Therefore, they were called the Xianbei. [...] At the beginning of the Han Dynasty (206 B.C.-A.D. 220), (they) were defeated by Maodun, and then fled in disorder to Liaodong beyond the northern border of China Proper ..."
- ^ a b Xu 2005, p. 24.
- ^ Suishu vol. 84 "奚本曰庫莫奚東部胡之種" tr. "The Xi were originally called the Kumo Xi. They are a race of Eastern Hu"
- ^ New Book of Tang "Vol. 219 - Northern Barbarians - Khitans" quote: "契丹,本東胡種,其先爲匈奴所破,保鮮卑山。" Xu (2005)'s translation: "The Khitan were of Donghu origin. Their ancestors were defeated by the Xiongnu, and then sought refuge in the Xianbei Mountains."
- ^ Xu 2005, pp. 75, 86, 175–179.
- ^ Janhunen 2006, pp. 405–6.
- ^ Book of Wei vol. 103 "蠕蠕,東胡之苗裔也,姓郁久閭氏" tr. "Rúrú, offsprings of Dōnghú, surnamed Yùjiŭlǘ"
- ^ Pulleyblank (2000), p. 20, n. 57
- ^ Zarrow, Peter (2015-09-23). Educating China: Knowledge, Society and Textbooks in a Modernizing World, 1902–1937. Cambridge University Press. p. 191. ISBN 978-1-107-11547-7.
Fan and Han noted that the Jurchens were of the Eastern Hu race (Donghuzu)
- ^ a b Li et al. 2018, pp. 1, 8–9.
- ^ Guan, Liu; Bing, Huang (2023). "The hybrid origin of the dragon-wrapped column in Han dynasty China". Journal of Asian Architecture and Building Engineering. 22 (4): 1970–1994. doi:10.1080/13467581.2022.2153057.
Other evidence to support our argument is that Western, Asian-style architectural elements such as Hu statue columns and arched doorways (Figure 35) indicate the influence of foreign styles in some of the large, high-grade Han pictorial stone tombs currently found in this region, such as the afore-mentioned Wu Baizhuang 吳白莊 tomb in Linyi 臨 沂, Shandong.
- ^ Vidaković, Nenad (2012-04-01). "From the Ethnic History of Asia – the Dōnghú, Wūhuán and Xiānbēi Proto-Mongolian Tribes". Migracijske i Etniĉke Teme. 28 (1): 75–95. ISSN 1333-2546.
- ^ a b Wang, Haijing; Chen, Lu; Ge, Binwen; Zhang, Ye; Zhu, Hong; Zhou, Hui (August 2012). "Genetic data suggests that the Jinggouzi people are associated with the Donghu, an ancient nomadic group of North China". Human Biology. 84 (4): 365–378. doi:10.3378/027.084.0402. ISSN 1534-6617. PMID 23249313.
- ^ Li, Jiawei; Zhang, Ye; Zhao, Yongbin; Chen, Yongzhi; Ochir, A.; Sarenbilige, null; Zhu, Hong; Zhou, Hui (August 2018). "The genome of an ancient Rouran individual reveals an important paternal lineage in the Donghu population". American Journal of Physical Anthropology. 166 (4): 895–905. doi:10.1002/ajpa.23491. ISSN 1096-8644. PMID 29681138.
- ^ Dalziel, Nigel; MacKenzie, John M, eds. (2016-01-11). The Encyclopedia of Empire (1 ed.). Wiley. doi:10.1002/9781118455074.wbeoe153. ISBN 978-1-118-44064-3.
- ^ Li et al. 2018, p. 4, Table 2.
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- Di Cosmo, Nicola. (2002). Ancient China and its Enemies: The Rise of Nomadic Power in East Asian History. Cambridge University Press. ISBN 0-521-77064-5 (hbk); ISBN 0-521-54382-7 (pbk).
- Dong, Tonghe [董同龢]. (1948). "Shanggu yinyun biao gao 上古音韻表搞", Bulletin of the Institute of History and Philology, Academia Sinica 18:1–249. (in Chinese)
- Hao, Weimin [郝维民] and Qimudedaoerji [齐木德道尔吉]. (2007). Neimenggu tong shi gang yao [Outline of Comprehensive History of Inner Mongolia] 内蒙古通史纲要. Beijing [北京], Renmin chubanshe [People's Press] 人民出版社.
- Hill, John. 2009. Through the Jade Gate to Rome: A Study of the Silk Routes during the Later Han Dynasty, First to Second Centuries CE. BookSurge. ISBN 978-1-4392-2134-1.
- Janhunen, Juha (2003). The Mongolic Languages. Routledge.
- Janhunen, Juha (27 January 2006). The Mongolic Languages. Routledge. ISBN 978-1-135-79690-7.
- Karlgren, Bernhard. (1957). Grammata Serica Recensa. Museum of Far Eastern Antiquities.
- Lebedynsky, Iaroslav. (2007). Les nomades. Editions Errance, Paris. ISBN 978-2-87772-346-6
- Li, Jiawei; et al. (August 2018). "The genome of an ancient Rouran individual reveals an important paternal lineage in the Donghu population". American Journal of Physical Anthropology. 166 (4). American Association of Physical Anthropologists: 895–905. doi:10.1002/ajpa.23491. PMID 29681138. Retrieved April 11, 2020.
- Liang Shih-Chiu (1992). Far East Chinese-English Dictionary. Far East Book Co.
- Lin, Gan [林干]. (2007). Donghu shi [A History of the Donghu] 东胡史. Huhehaote [呼和浩特], Nei Menggu renmin chubanshe [Inner Mongolia People's Publishing House] 内蒙古人民出版社.
- Liu, Xueyao [劉學銚] (1994). Xianbei shi lun [the Xianbei History] 鮮卑史論. Taipei [台北], Nantian shuju [Nantian Press] 南天書局.
- Lü, Jianfu [呂建福]. (2002). Tu zu shi [The Tu History] 土族史. Beijing [北京], Zhongguo shehui kexue chubanshe [Chinese Social Sciences Press] 中囯社会科学出版社.
- Ma, Changshou [馬長壽]. (1962). Wuhuan yu Xianbei [Wuhuan and Xianbei] 烏桓與鮮卑. Shanghai [上海], Shanghai renmin chubanshe [Shanghai People's Press] 上海人民出版社.
- Pulleyblank, Edwin G. (1994). “Ji Hu 稽胡: Indigenous Inhabitants of Shaanbei and Western Shanxi,” in Edward H. Kaplan, ed., Opuscula Altaica: Essays presented in honor of Henry Schwarz. ed. by. Bellingham: Western Washington University. pp. 518–519 of 499–531
- Pulleyblank, Edwin G. (1983). "The Chinese and Their Neighbors in Prehistoric and Early Historic China," in The Origins of Chinese Civilization, University of California Press, pp. 411–466.
- Pulleyblank, Edwin G. (2000). "Ji 姬 and Jiang 姜: The Role of Exogamic Clans in the Organization of the Zhou Polity", Early China 25:1–27.
- Schuessler, Axel. (2007). An Etymological Dictionary of Old Chinese. University of Hawaii Press.
- Wang, Zhongluo [王仲荦] (2007). Wei jin nan bei chao shi [History of Wei, Jin, Southern and Northern Dynasties] 魏晋南北朝史. Beijing [北京], Zhonghua shuju [China Press] 中华书局.
- Xu, Elina-Qian (2005). Historical development of the pre-dynastic Khitan (PhD). University of Helsinki.
- Watson, Burton. (1993). Records of the Grand Historian by Sima Qian. Translated by Burton Watson. Revised Edition. Columbia University Press. ISBN 0-231-08167-7.
- Yu Ying-Shih. (1986). "Han Foreign Relations," in The Cambridge History of China. 1. The Ch'in and Han Empires, Cambridge University Press, pp. 377–462.
- Zhou Fagao [周法高]. (1972). "Shanggu Hanyu he Han-Zangyu 上古漢語和漢藏語", Journal of the Institute of Chinese Studies of the Chinese University of Hong Kong 5:159–244. (in Chinese)
- Wang, Haijung; et al. (August 2012). "Genetic data suggests that the Jinggouzi people are associated with the Donghu, an ancient nomadic group of North China". Human Genetics. 84 (4). Springer: 365–378. doi:10.3378/027.084.0402. PMID 23249313. S2CID 202599607. Retrieved April 11, 2020.
External links
[edit]- The Hu Peoples, Silk Road Seattle Virtual Art Exhibit.
- Non-Chinese peoples and neighboring states: Hu 胡, ChinaKnowledge.
Donghu people
View on GrokipediaName
Etymology and nomenclature
The designation Donghu (Chinese: 東胡; pinyin: Dōnghú) literally translates to "Eastern Hu," where dōng (東) indicates an eastern position relative to other nomadic groups, and hú (胡) served as a broad Chinese term for foreign steppe pastoralists characterized by horsemanship, archery, and tent-dwelling lifestyles north of the Central Plains.[2] This nomenclature emerged during the Warring States period (c. 475–221 BCE), distinguishing the Donghu from western Hu subgroups like the Xiongnu, who were sometimes implicitly or explicitly termed "Western Hu" in relational contexts.[2] The hú descriptor encompassed diverse non-Han peoples, including Indo-European groups like the Yuezhi, but for the Donghu, it emphasized their geographic separation east of the Xiongnu heartland in the Mongolian Plateau.[3] No attested self-name for the Donghu as a cohesive entity survives in Chinese records, which form the primary sources; the term appears as an exonym imposed by Zhou and early Han observers to categorize them alongside other hú based on shared nomadic traits rather than linguistic or genetic unity.[4] One interpretive tradition posits that the Donghu may have self-identified simply as hú, with the "eastern" qualifier added by Chinese chroniclers to denote their position vis-à-vis the Xiongnu, though this remains speculative absent direct evidence from Donghu inscriptions or oral traditions.[5] Early references in texts like the Shiji (Records of the Grand Historian, compiled c. 94 BCE) employ Donghu descriptively in accounts of their tribute demands from the Xiongnu and conflicts with states like Zhao, without indicating an alternative native ethnonym.[2] Post-defeat by Qin forces in 222 BCE, remnants of the Donghu fragmented into subgroups such as the Wuhuan and Xianbei, which Chinese sources continued to classify under the "Eastern Hu" umbrella, perpetuating the geographic nomenclature even as these groups dispersed further northeast into Manchuria and beyond.[6] Nineteenth-century European sinologists occasionally equated Donghu with "Tungus" based on phonetic similarity, linking them to Tungusic peoples, but this hypothesis lacks substantiation in ancient phonology or archaeology and has been largely discarded in favor of recognizing Donghu as a positional label rather than an ethnic self-identifier.[4][7]Geography and early context
Territorial extent
The Donghu confederation occupied territories east of the Xiongnu, primarily along the Yan Mountains (Yanshan) and the Greater Khingan Range, which demarcates northeastern China from Mongolia and Russia. Their domain included northern Hebei province, southeastern Inner Mongolia Autonomous Region, and the western portions of Liaoning, Jilin, and Heilongjiang provinces in modern China, with proximity to Lake Hulun (ancient Daze).[1] This positioning placed them in a transitional zone between the central Mongolian steppes and the northeastern plains, facilitating pastoral nomadism and interactions with sedentary states like Yan to the south.[1] As a loose tribal alliance rather than a centralized state, the Donghu's territorial extent was fluid, shaped by seasonal migrations and military dominance over adjacent nomadic groups. Chinese historical texts, such as the Shiji, describe them as powerful neighbors exerting tribute demands on the Xiongnu prior to the latter's expansion under Modu Chanyu around 209 BCE. Their eastern reach likely extended toward areas contested with Gojoseon, while westward boundaries were defined by Xiongnu incursions. Archaeological evidence from Upper Xiajiadian culture sites correlates with this range, indicating Bronze Age settlements and pastoral economies in southeastern Inner Mongolia and northern Hebei from circa 1000–600 BCE.[2] The Donghu's strategic location enabled raids into Yan territories during the Warring States period (475–221 BCE), prompting defensive constructions like the Yan Wall. Post-defeat fragmentation saw remnants retreating eastward, with Wuhuan establishing in the western Greater Khingan foothills and Xianbei in the eastern ranges, underscoring the original confederation's broad northeastern steppe influence.[1]Archaeological correlates
![Upper Xiajiadian culture, Horse bit and harness ornaments.jpg][float-right] The Upper Xiajiadian culture, spanning approximately 1000 to 600 BCE in northeastern China including western Liaoning Province and eastern Inner Mongolia, exhibits material traits consistent with early Donghu nomadic pastoralism, such as bronze weapons, horse harnesses, and fortified hilltop settlements reflecting a transition from sedentary to mobile lifestyles influenced by Eurasian steppe traditions.[8] This culture's artifacts, including daggers, axes, and arrowheads, demonstrate advanced bronze metallurgy adapted for warfare and herding, aligning with textual accounts of Donghu as horse-riding confederations active from the 7th century BCE.[9] Burial sites like Jinggouzi in Chifeng, Inner Mongolia, dated to the Spring and Autumn period (ca. 770–476 BCE), provide direct archaeological correlates through tombs containing nomadic grave goods such as weapons and animal remains, with genetic analyses of remains revealing mitochondrial DNA haplogroups (e.g., D4 and G) and Y-chromosome lineages typical of northern East Asian nomads, supporting their identification with the Donghu.[10] [11] These findings indicate a population practicing pastoralism with limited agriculture, distinct from contemporaneous Chinese cultures to the south. Other evidence includes scattered bronze artifacts, such as helmets and daggers from the early Spring and Autumn period, found in regions historically attributed to Donghu territory, suggesting military capabilities and cultural exchanges with neighboring groups like the Yan state.[8] However, definitive attribution remains tentative due to the mobility of nomads, which limits permanent settlements, and the lack of written records from the Donghu themselves, relying instead on correlations between artifact distributions and later historical texts.[10]Historical timeline
Pre-3rd century BCE developments
The Donghu originated as a tribal confederation in the eastern Eurasian steppe, with archaeological evidence linking their proto-form to the Upper Xiajiadian culture (c. 1000–600 BCE), distributed across modern Liaoning, Hebei, and Inner Mongolia. This culture featured fortified settlements on hills, bronze metallurgy for weapons, tools, and ornaments, and a mixed subsistence of millet agriculture, animal herding, and hunting.[12][1] Key artifacts include horse bits, harness fittings, and daggers, evidencing early equestrianism and mounted combat derived from broader Northern Zone influences, marking a shift toward nomadic pastoralism.[1] Genetic studies of remains from Upper Xiajiadian sites, such as Jinggouzi (c. 800–400 BCE), reveal Y-chromosome haplogroups like C3 and O2, aligning with later Donghu-associated nomads and indicating population continuity amid cultural transitions from the preceding Lower Xiajiadian.[10][13] By the 7th century BCE, during the Spring and Autumn period, Chinese records first attest to the Donghu as a cohesive entity east of the proto-Xiongnu, capable of exerting regional dominance through loose tribal alliances rather than centralized hierarchy.[1] Their polity likely functioned as a heterarchy of chiefdoms, fostering bronze advancements and steppe interactions without recorded major incursions into Zhou territories until later Warring States expansions.[14] Limited textual evidence prior to the 4th century BCE suggests gradual consolidation, with no verified large-scale events, emphasizing archaeological material over sparse annals for this era.[15]Conflicts with Yan state
The Donghu exerted pressure on the Yan state's northern frontiers through repeated raids during the mid-to-late Warring States period, exploiting Yan's vulnerabilities amid internal strife and competition with neighboring Chinese states.[16] These incursions targeted Yan's pastoral and agricultural peripheries east of the Yan Mountains, where Donghu horse-archers leveraged mobility advantages over Yan's infantry-heavy forces.[17] To counter this threat, Yan dispatched Qin Kai (秦開) as a hostage to the Hu confederations, including Donghu elements, where he resided for over a decade, mastering their language, tactics, and internal divisions.[16] Upon his return during the reign of King Zhao of Yan (c. 312–279 BCE), Qin Kai exploited this intelligence to orchestrate a preemptive strike, launching a surprise offensive that shattered Donghu resistance around 311–300 BCE.[18] The campaign routed Donghu forces, forcing their withdrawal more than a thousand li (roughly 415–500 km) northeastward, beyond the Liao River basin.[16][18] This decisive engagement, detailed in Sima Qian's Shiji, marked Yan's most significant expansion into nomadic territories, securing control over fertile steppe lands and enabling the erection of earthen long walls from the Bohai Gulf to the Yan Mountains for defense against future incursions.[18][17] The victory temporarily stemmed Donghu aggression toward Yan but did not eliminate their presence, as fragmented Donghu groups persisted in raiding Yan's flanks until the Xiongnu's rise disrupted the regional balance.[16] Subsequent Yan-Donghu skirmishes remained sporadic, with no recorded major battles on the scale of Qin Kai's campaign.[19]Wars with Xiongnu
The Donghu confederation maintained dominance over the Xiongnu during the reign of Chanyu Touman (c. 220–209 BCE), compelling the Xiongnu to submit tribute and restricting their territorial expansion eastward, as recorded in the Shiji by Sima Qian. This subservient relationship stemmed from the Donghu's larger population and military strength, with the Xiongnu confined to the region north of the Gobi Desert while the Donghu controlled lands farther east toward the Liao River. In 209 BCE, Modu (r. 209–174 BCE), Touman's son, seized power by executing his father and consolidating control through rigorous training of his cavalry, using specially crafted whistling arrows to enforce absolute obedience during maneuvers. The Donghu, perceiving Modu's coup as a sign of vulnerability, dispatched envoys demanding Touman's finest horse and principal consort as additional tribute, further testing Xiongnu resolve. Modu rejected these demands outright, interpreting them as an affront, and immediately mobilized his forces for a preemptive strike. Modu's campaign against the Donghu ensued swiftly in late 209 or early 208 BCE, leveraging surprise and disciplined archery cavalry to overrun Donghu encampments before they could unite effectively. The Shiji recounts that Modu feigned a minor incursion to draw out Donghu forces, then encircled and annihilated them, slaying their king and capturing vast herds of over 1 million livestock. This decisive victory shattered the Donghu confederation, incorporating their western territories into the expanding Xiongnu domain and eliminating their capacity for organized resistance. Surviving Donghu groups fragmented, with eastern remnants fleeing to form the Wuhuan along the Greater Khingan Range and western groups evolving into the Xianbei. The conflict highlighted the Xiongnu's tactical superiority in mobile warfare under Modu, contrasting with the Donghu's overconfidence in their prior hegemony, and marked the Xiongnu's ascent as the preeminent steppe power until Han interventions later subdued them. No prolonged series of battles is detailed in primary accounts, indicating a rapid conquest rather than attritional wars, though sporadic raiding likely preceded the final campaign.Defeat and fragmentation
The Donghu confederation suffered a catastrophic defeat at the hands of the Xiongnu under Modu Chanyu (r. 209–174 BCE) around 209–208 BCE, marking the end of their dominance in the eastern steppes. Modu, having assassinated his father Touman and unified fractious Xiongnu tribes through ruthless purges and military drills, launched a surprise campaign against the Donghu, who had long exacted tribute from weaker neighbors but grew complacent toward the resurgent Xiongnu. Historical accounts indicate the Donghu leadership misjudged Modu's resolve, initially demanding concessions such as his father's prized horse, which he complied with to feign weakness; this deception enabled a rapid Xiongnu assault that shattered Donghu forces before they could mobilize effectively.[20] The defeat dispersed the Donghu across the Mongolian plateau and adjacent regions, with survivors fleeing westward and eastward to evade Xiongnu subjugation. Core Donghu elements relocated to the areas east of the Xiongnu heartland, where they coalesced into the Xianbei, who settled in the Greater Khingan Range and later emerged as a formidable nomadic power by the 1st century CE. Meanwhile, other remnants migrated southward toward the Yan Mountains, forming the Wuhuan, who positioned themselves between Xiongnu territories and the Han dynasty frontiers, often serving as buffers in subsequent steppe conflicts. This bifurcation reflected both geographic pressures from Xiongnu expansion and internal Donghu tribal divisions, preventing any unified revival.[21][20] Archaeological and textual evidence corroborates the scale of this fragmentation, as Donghu-associated material culture—such as horse gear and bronze ornaments from Upper Xiajiadian sites—disappears from core territories post-200 BCE, reemerging in diluted forms among Wuhuan and Xianbei successor groups. The event not only elevated the Xiongnu to steppe hegemony but also set precedents for nomadic realignments, with Wuhuan and Xianbei later allying variably with Han China against Xiongnu incursions. No Donghu polity reformed as a cohesive entity thereafter, underscoring the irreversible impact of Modu's victory.[11]Society and organization
Political structure
The Donghu operated as a tribal confederation of nomadic pastoralists, characterized by decentralized governance among allied clans rather than a unified monarchy or bureaucratic state. Leadership was vested in chieftains who coordinated through consensus or temporary alliances, enabling collective responses to external threats such as incursions from the Yan state around 300 BCE. This heterarchical structure, blending tribal autonomy with overarching polities, facilitated mobility and warfare but lacked the hierarchical centralization seen in contemporaneous agrarian kingdoms.[14] Archaeological and textual evidence from Chinese annals, including the Shiji, portrays the Donghu as divided into eastern and western branches by the late 3rd century BCE, with chieftains wielding authority over horse-mounted warriors and tribute networks. Their political cohesion relied on kinship ties and ritual alliances, evidenced by shared material culture like bronze weaponry across sites in northeastern China and Inner Mongolia, rather than fixed institutions or succession laws. Following defeats by the Xiongnu under Modu Chanyu circa 209 BCE, remnant groups fragmented into successor entities like the Wuhuan and Xianbei, underscoring the confederation's vulnerability to conquest without enduring centralized command.[22][20]Economy and subsistence
The Donghu maintained a subsistence economy centered on nomadic pastoralism, herding livestock such as horses, sheep, cattle, and possibly camels across the eastern steppes, following seasonal patterns of water and grass availability as described in Han historical records for Hu groups.[23] This mobile herding system supported their tribal confederation's expansion and military prowess, with horses playing a pivotal role in transport, warfare, and secondary products like milk and hides.[1] Archaeological evidence from the Upper Xiajiadian culture (ca. 1000–600 BCE), associated with proto-Donghu populations, indicates a transitional mixed economy featuring pastoralism alongside millet agriculture and supplemental hunting or fishing, reflecting adaptation to drier conditions and steppe expansion.[24] Zooarchaeological remains show increased reliance on domesticated animals, marking a shift toward pastoral tendencies over earlier sedentary farming.[25] Fortified settlements and bronze artifacts suggest localized crafting of tools, weapons, and harnesses, which facilitated herding and exchange with sedentary neighbors.[26] Raiding and tribute extraction from Chinese states like Yan provided grain, silk, and metal goods to supplement pastoral yields, as evidenced by records of Donghu demands on weaker rivals before their 3rd-century BCE defeats.[27] This integration of mobility, herding, and opportunistic acquisition sustained their confederation amid ecological constraints.Military capabilities
The Donghu military centered on cavalry units, capitalizing on their pastoralist equestrian expertise during the Warring States period (475–221 BCE). Horse gear artifacts, including bits and harness ornaments from Upper Xiajiadian culture sites (ca. 1000–300 BCE) associated with proto-Donghu groups, attest to capabilities for mounted warfare and mobility across northeastern steppes.[28] Mounted archery formed a core tactic, enabling rapid ranged engagements typical of eastern steppe nomads, with warriors employing composite bows for volleys from horseback.[29] Bronze weaponry predominated, encompassing daggers, swords, spearheads, and arrowheads, as evidenced in Northern Zone burials; iron implements emerged later, enhancing durability by the 4th century BCE.[28] These arms supported raiding and territorial dominance, initially subjugating the Xiongnu through superior numbers and organization. Donghu forces raided Yan frontiers persistently, prompting Zhao's King Wuling to adopt cavalry reforms around 307 BCE for countermeasures.[30] In retaliation, Yan's General Qin Kai repelled them ca. 300 BCE, forcing a retreat of over 1,000 li (approximately 415 km).[28] Despite early successes, overconfidence led to swift defeat by Modu Chanyu of the Xiongnu in 209 BCE, fragmenting the confederation without prolonged resistance, highlighting tactical reliance on intimidation over fortified defenses.[31] Successor groups like the Wuhuan and Xianbei inherited similar cavalry-oriented structures, perpetuating eastern nomadic military traditions.[28]Ethnic identity debates
Linguistic hypotheses
The linguistic affiliation of the Donghu people is inferred primarily from fragmentary onomastic evidence in Chinese historical texts, such as the Shiji and Hou Hanshu, which record names of Donghu rulers (e.g., Tanshihuai's predecessors) and tribal designations. These names exhibit phonological and morphological parallels with reconstructed Proto-Mongolic vocabulary, supporting the hypothesis that the Donghu spoke a Para-Mongolic language—a proposed extinct sister branch to the Mongolic family, distinct from but closely related to the ancestor of modern languages like Mongolian and Buryat. Linguist Juha Janhunen, in his classification of Mongolic and related languages, positions the Donghu and their splinter groups (Wuhuan and Xianbei) within this Para-Mongolic category, based on etymological matches such as potential cognates for terms denoting "east" or "alliance" that align with Mongolic roots like dong (related to eastern directions) and hu (barbarian or nomadic group). Alternative hypotheses, such as a Tungusic affiliation, arise from the Donghu's geographical overlap with later Tungusic-speaking groups in Manchuria and the ethnic heterogeneity of steppe confederations, but lack robust onomastic support and are considered secondary. For example, some tribal names may reflect substrate influences from proto-Tungusic elements due to proximity, yet systematic comparisons favor Mongolic correspondences over Tungusic ones, as Tungusic languages show fewer shared innovations with Donghu-era nomenclature. Yeniseian or early Turkic affiliations, occasionally speculated for broader steppe nomads like the Xiongnu, find no credible parallels in Donghu records, which instead align with eastern steppe linguistic patterns traced to Mongolic divergence around the late 2nd millennium BCE.[32] Direct attestation of the Donghu language is absent, as no inscriptions or glosses survive, limiting hypotheses to comparative reconstruction and historical linguistics. Bayesian phylolinguistic models of Northeast Asian languages reinforce a Mongolic homeland in the eastern steppes, consistent with Donghu territories east of the Liao River circa 7th–2nd centuries BCE, though these models emphasize areal contacts over strict genetic descent. Ongoing debates highlight the challenges of distinguishing Para-Mongolic from early Proto-Mongolic, with some scholars arguing for a continuum rather than discrete branches, but the consensus privileges empirical name analysis over unsubstantiated broader "Altaic" macro-family claims.[33]Cultural affiliations
The Donghu people's material culture aligns closely with the Upper Xiajiadian culture (circa 1000–600 BCE), an archaeological complex in northeastern China characterized by bronze artifacts derived from Eurasian steppe traditions. This includes weapons such as daggers, axes, chisels, arrowheads, knives, and helmets, alongside horse harness fittings that reflect equestrian mobility central to their nomadic lifestyle.[8][34] Sites associated with this culture, like those in western Liaoning Province, show a shift toward animal husbandry and hunting, with reduced emphasis on agriculture compared to preceding Lower Xiajiadian phases, underscoring a pastoralist orientation.[8] Archaeological evidence further ties the Donghu to slab-burial practices prevalent in eastern Mongolia during the 2nd–1st millennia BCE, featuring simple stone-lined graves containing bronze tools and weaponry indicative of warrior societies. These burials, part of a broader nomadic tradition, exhibit heterarchical social structures with elements of hierarchy, as seen in varying grave goods and spatial distributions.[23] The Jinggouzi site's artifacts and genetic profile reinforce this linkage, portraying the Donghu as inheritors of steppe bronze-working techniques adapted to local environments.[11] Distinct from contemporaneous Central Plain Chinese cultures, Donghu affiliations emphasize eastern steppe influences, with animal motifs in bronzes paralleling Scytho-Siberian styles but localized in form and function. This cultural sphere prefigures later northeastern nomadic groups, though direct continuities remain debated due to limited textual corroboration beyond Chinese annals, which portray the Donghu as peripheral "Hu" barbarians.[23][35]Genetic and biological evidence
Ancient DNA findings
Ancient DNA analysis of human remains from the Jinggouzi cemetery in Chifeng, Inner Mongolia, dated to approximately 700–400 BCE and archaeologically linked to the Donghu nomadic culture, identified four mitochondrial DNA haplogroups (D, G, C, and M10) and one Y-chromosome haplogroup (C) across the sampled individuals.[10] These haplogroups exhibit affinities to ancient Xianbei populations and modern Oroqen groups, both pastoralist peoples of northern East Asia, supporting an inference of genetic continuity with Donghu based on shared nomadic subsistence patterns and regional proximity.[13] A whole-genome sequence from a Rouran individual (dated 4th–5th century CE), considered a successor group to the Donghu, revealed a paternal Y-chromosome lineage (F3889, downstream of F3830) interpreted as a key marker originating from ancient Donghu nomads in the eastern steppe.[36] This lineage's persistence underscores paternal genetic stability among post-Donghu eastern nomadic confederations, distinct from the more admixed profiles observed in contemporaneous Xiongnu samples.[21] Genetic data from Upper Xiajiadian culture sites (ca. 1000–500 BCE), associated with proto-Donghu pastoralists in the West Liao River region, show elevated frequencies of northern East Asian Y-haplogroups such as N1c and C3 compared to earlier local Neolithic groups, indicating influxes from Siberian or Amur Basin sources that align with the emergence of nomadic economies.[8] These findings reflect a predominantly East Asian autosomal profile with limited western Eurasian admixture, contrasting with the multiethnic composition of the Xiongnu Empire.[24]Admixture patterns
Ancient DNA analyses from the Jinggouzi site, associated with the Donghu nomadic confederation around 300 BCE, indicate a predominantly Northeast Asian genetic profile with limited evidence of substantial western Eurasian admixture. Mitochondrial DNA haplogroups identified include D, G, C, and M10, all characteristic of ancient East Asian populations, while Y-chromosome haplogroup C2b1a1 (specifically lineages like C-F3918) predominates, linking paternally to other Eastern Steppe pastoralists such as the Xianbei and modern Mongolic-Tungusic groups.[10][8] Admixture modeling for related Bronze Age populations in the West Liao River region, tied to the Upper Xiajiadian culture (ca. 1050–350 BCE) and considered ancestral or contemporaneous with Donghu development, reveals a composite ancestry of approximately 79% local Late Neolithic West Liao River components (derived from Yellow River-related farmer ancestry) and 21% Amur River Basin-related ancestry, reflecting an influx of eastern pastoralist elements associated with the shift to mobile herding economies.[24] This pattern suggests gene flow from northern forest-steppe groups rather than significant southern agricultural or western Indo-European influences, with one outlier individual showing stronger Amur River affinity clustering near Iron Age Xianbei samples.[24] Comparisons with neighboring steppe groups highlight Donghu's relative genetic homogeneity within Eastern Eurasian lineages, lacking the higher proportions of Ancient North Eurasian or western steppe ancestry seen in Xiongnu or Scythian samples from the same period, consistent with their position as eastern nomads focused on interactions with Chinese states rather than trans-Eurasian migrations.[37] Paternal continuity in C2 lineages further underscores male-biased admixture from nomadic elites, potentially driving cultural transitions without diluting core East Asian autosomal components.[10]Comparisons with neighbors
Genetic analyses of proxies for the Donghu, such as individuals from the Jinggouzi site (dated to the late Bronze Age/Iron Age transition, circa 800–400 BCE), reveal a profile dominated by Northeast Asian ancestry, with principal component analysis (PCA) positioning them closest to ancient Xianbei populations among ancient groups and to modern Oroqen (a Tungusic-speaking pastoralist group) among extant populations.[10] This affinity underscores shared pastoralist adaptations in the eastern steppe, contrasting with the more diverse admixture in western neighbors like the Xiongnu, who incorporated substantial western Eurasian (Saka/Scythian-related) components alongside local eastern steppe ancestry, as evidenced by genome-wide data from Xiongnu-period burials showing up to 20–30% non-East Asian input in some elites.[37] In contrast, Donghu-associated samples exhibit minimal western Eurasian signals, maintaining higher homogeneity in East Asian-derived lineages, including Y-chromosome haplogroups like O3a-M324 and O3a3c-M117 prevalent in Upper Xiajiadian culture remains.[8] Comparisons with southern neighbors, represented by Yellow River (YR) farming populations ancestral to Han Chinese, highlight reduced genetic affinity in Donghu proxies; Upper Xiajiadian individuals from the West Liao River region (circa 1000–600 BCE) show a shift toward Amur River (AR)-related ancestry, with one Bronze Age sample genetically indistinguishable from AR hunter-gatherers and others modeling as 21% AR-like plus 79% local late Neolithic mixture, indicating decreased YR farmer input (from 74–88% in preceding phases) linked to pastoralist migrations from northern regions.[24] This northern tilt—emphasizing AR components associated with millet pastoralists and foragers—differentiates Donghu from YR groups, who maintained higher southern East Asian continuity, though some Y-chromosomal overlap with northern Han (e.g., Shanxi populations) suggests limited gene flow via trade or conflict.[38] Relative to eastern and successor groups, Donghu genetics align closely with later Xianbei (circa 200–500 CE), sharing pastoralist markers and mitochondrial haplogroups that persist in modern Mongolic and Tungusic speakers, implying continuity disrupted only by later expansions like the Mongols, who amplified eastern Eurasian elements.[10] Unlike the multi-ethnic Xiongnu empire's internal diversity (comparable to imperial-wide variation in 18 sampled communities), Donghu samples reflect a more cohesive Northeast Asian cluster, with substructure in Upper Xiajiadian tied to subsistence—pastoral sites showing stronger AR pull versus agropastoral ones retaining YR traces—highlighting adaptive isolation from western steppe admixtures.[39][40]Legacy
Immediate successors
Following the defeat of the Donghu confederation by the Xiongnu under Modu Chanyu around 208 BCE, the Donghu fragmented into remnant groups that re-emerged as distinct nomadic entities.[1] The primary immediate successors were the Xianbei, who occupied the northern territories in the Mongolian plateau, and the Wuhuan, who settled in the southeastern regions around modern Liaoning province.[41][20] These groups retained cultural and linguistic continuities with the Donghu, including pastoral nomadic lifestyles and horse-based warfare, though they operated independently from the Xiongnu overlords.[42] The Wuhuan, numbering around 100,000 households by the early 1st century CE, allied variably with the Han dynasty against Xiongnu threats, while the Xianbei initially remained subordinate but later asserted autonomy in the 1st century BCE.[20] This bifurcation marked the direct transition from Donghu dominance to a dual successor structure in the eastern steppe.[41]Long-term influences
The Donghu confederation's defeat by the Xiongnu under Modu Chanyu circa 209 BCE led to its fragmentation into the Wuhuan in the south and the Xianbei in the north, marking the onset of their enduring impact on eastern Eurasian steppe dynamics. These successor groups preserved Donghu nomadic traditions, including horse-based warfare and pastoralism, which facilitated the Xianbei's expansion into Mongolia by the 1st century CE and their establishment of the Northern Wei dynasty in 386 CE, a regime that controlled northern China until 534 CE and integrated steppe military tactics with Han administrative structures.[43][35] Linguistically, the Donghu and their Xianbei descendants are posited as speakers of proto-Mongolic languages, with recorded Xianbei terms in Chinese annals—such as those from the 4th–6th centuries CE—exhibiting phonological and lexical parallels to classical Mongolian, suggesting a foundational role in the Mongolic language family's development. This continuity influenced later confederations like the Rouran (4th–6th centuries CE), whose khaganate title and governance models echoed earlier steppe hierarchies derived from Donghu precedents.[44][45] Genetically, ancient DNA from the Jinggouzi site (circa 250 BCE), linked to Donghu-associated populations, reveals Y-chromosome haplogroups like C2 and O, which show partial continuity in eastern steppe lineages, including those of later Mongolic-speaking groups; paternal lineages trace proto-Mongols to Donghu, Xianbei, and Shiwei tribes originating in northeastern China around the late Bronze Age. Admixture patterns indicate Donghu-derived groups contributed to the ethnogenesis of medieval Mongols, with their eastern Eurasian ancestry dominating modern Mongolic populations despite subsequent Turkic and other inflows.[11][44] Culturally, Donghu legacies in bronze weaponry, horse gear, and heterarchical tribal structures—evident in Upper Xiajiadian artifacts (1000–600 BCE)—persisted in Xianbei art and warfare, influencing the Mongol Empire's (1206–1368 CE) emphasis on mobility and archery, though diluted by Sinicization in settled dynasties like Northern Wei. These elements underscore a causal chain from Donghu fragmentation to the recurrent pattern of nomadic empires challenging sedentary states across millennia.[46][35]Historiographical interpretations
In classical Chinese historiography, the Donghu are primarily documented in Sima Qian's Shiji (completed c. 94 BCE), which portrays them as a nomadic tribal confederation inhabiting regions east of the Xiongnu, first attested during the reigns of Duke Wen of Jin (r. 697–628 BCE) and Duke Mu of Qin (r. c. 659–621 BCE).[47] Sima Qian depicts the Donghu as initially dominant over the Xiongnu, extracting tribute until their decisive defeat by Modu Chanyu around 209 BCE, after which they fragmented into the Wuhuan and Xianbei subgroups; this narrative frames them as formidable "Hu" barbarians—nomadic outsiders contrasted with sedentary Han civilization—emphasizing their military prowess, tribal organization, and role in regional power dynamics without deeper ethnographic detail.[48] Later Han dynasty texts, such as Ban Gu's Hanshu (completed 111 CE), build on the Shiji by integrating Donghu remnants into accounts of Han frontier policies, portraying the Wuhuan as eastern allies against the Xiongnu and the Xianbei as emerging threats, thus interpreting the Donghu legacy as a source of ongoing nomadic instability subdued through diplomacy and conquest.[23] These sources exhibit ethnocentric bias, using the broad "Hu" label for diverse non-Han nomads and prioritizing Han-centric causal narratives of barbarian subjugation over indigenous perspectives, a pattern reflective of imperial historiography's focus on legitimizing central rule.[47] Modern scholarship interprets the Donghu as a loose confederation rather than a monolithic ethnicity, associating their material culture with the Upper Xiajiadian phase (c. 1000–600 BCE), characterized by fortified settlements, bronze weaponry, and horse gear indicating early pastoralism in northeastern China.[1] Debates center on their linguistic and cultural affiliations, with some historians proposing proto-Altaic roots linking them to forerunners of Mongolic and Tungusic peoples, evidenced by the divergent paths of their successors—the Wuhuan (aligned with Tungusic traits) and Xianbei (potentially proto-Mongolic)—while critiquing traditional texts for underrepresenting internal Donghu diversity and overemphasizing their defeat as a pivotal "civilizing" event.[48] [23] This view privileges archaeological and comparative evidence over textual absolutism, highlighting the Donghu's role in steppe confederation formation amid interactions with Zhou and early Qin states.References
- https://en.wiktionary.org/wiki/%25E6%259D%25B1%25E8%2583%25A1
