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Code of Hammurabi
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| Hammurabi's code | |
|---|---|
The Louvre stele | |
| Created | c. 1792–1750 BC (middle chronology); 3818 years ago |
| Location |
|
| Author | King Hammurabi of Babylon |
| Media type | Basalt stele[1][2] |
| Subject | Law, justice |
| Purpose | Debated: legislation, law report, or jurisprudence |
| Full text | |
The Code of Hammurabi is a Babylonian legal text composed during 1755–1751 BC. It is the longest, best-organized, and best-preserved legal text from the ancient Near East. It is written in the Old Babylonian dialect of Akkadian, purportedly by Hammurabi, sixth king of the First Dynasty of Babylon. The primary copy of the text is inscribed on a basalt stele 2.25 m (7 ft 4+1⁄2 in) tall.
The stele was rediscovered in 1901 at the site of Susa in present-day Iran, where it had been taken as plunder six hundred years after its creation. The text itself was copied and studied by Mesopotamian scribes for over a millennium. The stele now resides in the Louvre Museum.
The top of the stele features an image in relief of Hammurabi with Shamash, the Babylonian sun god and god of justice. Below the relief are about 4,130 lines of cuneiform text: one fifth contains a prologue and epilogue in poetic style, while the remaining four fifths contain what are generally called the laws. In the prologue, Hammurabi claims to have been granted his rule by the gods "to prevent the strong from oppressing the weak". The laws are casuistic, expressed as "if ... then" conditional sentences. Their scope is broad, including, for example, criminal law, family law, property law, and commercial law.
Modern scholars responded to the Code with admiration at its perceived fairness and respect for the rule of law, and at the complexity of Old Babylonian society. There was also much discussion of its influence on the Mosaic Law. Scholars quickly identified lex talionis—the "eye for an eye" principle—underlying the two collections. Debate among Assyriologists has since centred around several aspects of the Code: its purpose, its underlying principles, its language, and its relation to earlier and later law collections.
Despite the uncertainty surrounding these issues, Hammurabi is regarded outside Assyriology as an important figure in the history of law and the document as a true legal code. The U.S. Capitol has a relief portrait of Hammurabi alongside those of other historic lawgivers. There are replicas of the stele in numerous institutions, including the headquarters of the United Nations in New York City, the Pergamon Museum in Berlin and the University of Chicago's Institute for the Study of Ancient Cultures.
Background
[edit]Hammurabi
[edit]
Hammurabi (or Hammurapi), the sixth king of the Amorite First Dynasty of Babylon, ruled from 1792 to 1750 BC (middle chronology). He secured Babylonian dominance over the Mesopotamian plain through military prowess, diplomacy, and treachery. When Hammurabi inherited his father Sin-Muballit's throne,[3] Babylon held little local sway; the local hegemon was Rim-Sin of Larsa. Hammurabi waited until Rim-Sin grew old, then conquered his territory in one swift campaign, leaving his organisation intact.[4] Later, Hammurabi betrayed allies in Eshnunna, Elam, and Mari to gain their territories.[5]
Hammurabi had an aggressive foreign policy, but his letters suggest he was concerned with the welfare of his many subjects and was interested in law and justice.[6] He commissioned extensive construction works, and in his letters, he frequently presents himself as his people's shepherd.[7] Justice is also a theme of the prologue to the Code,[8] and "the word translated 'justice' [ešērum]... is one whose root runs through both prologue and epilogue".[9]
Earlier law collections
[edit]Although Hammurabi's Code was the first Mesopotamian law collection to be discovered, it was not the first written; several earlier collections survive. These collections were written in Sumerian and Akkadian. They also purport to have been written by rulers. There were almost certainly more such collections, as statements of other rulers suggest the custom was widespread.[10] The similarities between these law collections make it tempting to assume a consistent underlying legal system.[10] As with the Code of Hammurabi, however, it is difficult to interpret the purpose and underlying legal systems of these earlier collections, prompting numerous scholars to question whether this should be attempted.[11] Extant collections include:
- The Code of Ur-Nammu of Ur.
- The Code of Lipit-Ishtar of Isin.
- The Laws of Eshnunna (written by Bilalama or by Dadusha).
- The "Laws of X," which, rather than a distinct collection, may be the end of the Code of Ur-Nammu.[12]
There are additionally thousands of documents from the practice of law, from before and during the Old Babylonian period. These documents include contracts, judicial rulings, letters on legal cases, and reform documents such as that of Urukagina, king of Lagash in the mid-3rd millennium BC, whose reforms combatted corruption. Mesopotamia has the most comprehensive surviving legal corpus from before the Digest of Justinian, even compared to those from ancient Greece and Rome.[13]
Copies
[edit]Louvre stele
[edit]The first copy of the text found, and still the most complete, is on a 2.25 m (7 ft 4+1⁄2 in) stele. The stele is now displayed on the ground floor of the Louvre, in Room 227 of the Richelieu wing.[14] At the top is an image of Hammurabi with Shamash, the Babylonian sun god and god of justice. Below the image are about 4,130 lines of cuneiform text: One-fifth contains a prologue and epilogue, while the remaining four-fifths contain what are generally called the laws.[15] Near the bottom, seven columns of the laws, each with more than eighty lines, were polished and erased in antiquity.[16] The stele was found in three large fragments and reconstructed.[17] It is 225 cm (7 ft 4+1⁄2 in) high, with a circumference is 165 cm (5 ft 5 in) at the summit and 190 cm (6 ft 3 in) at the base.[17] Hammurabi's image is 65 cm (2 ft 1+1⁄2 in) high and 60 cm (1 ft 11+1⁄2 in) wide.[17]
The Louvre stele was found at the site of the ancient Elamite city of Susa. Susa is in modern-day Khuzestan Province, Iran (Persia at the time of excavation). The stele was excavated by the French Archaeological Mission under the direction of Jacques de Morgan.[18] Father Jean-Vincent Scheil published the initial report in the fourth volume of the Reports of the Delegation to Persia (Mémoires de la Délégation en Perse). According to Scheil, the stele's fragments were found on the tell of the Susa acropolis (l'Acropole de Suse), between December 1901 and January 1902.[17] The few, large fragments made assembly easy.[17]
Scheil hypothesised that the stele had been taken to Susa by the Elamite king Shutruk-Nakhunte and that he had commissioned the erasure of several columns of laws to write his legend there.[17] It has been proposed that the relief portion of the stele, especially the beards of Hammurabi and Shamash, was reworked at the same time.[19] Roth suggests the stele was taken as plunder from Sippar,[20] where Hammurabi lived towards the end of his reign.[21]
Other copies
[edit]Fragments of a second and possibly third stele recording the Code were found along with the Louvre stele at Susa.[22] Over fifty manuscripts containing the laws are known. They were found not only in Susa but also in Babylon, Nineveh, Assur, Borsippa, Nippur, Sippar, Ur, Larsa, and more.[23] Copies were created during Hammurabi's reign, and also after it, since the text became a part of the scribal curriculum.[24] Copies have been found dating from one thousand years after the stele's creation,[16] and a catalog from the library of Neo-Assyrian king Ashurbanipal (685–631 BC) lists a copy of the "judgments of Hammurabi".[25] The additional copies fill in most of the stele's original text, including much of the erased section.[16]
Early scholarship
[edit]
The editio princeps of the Code was published by Father Jean-Vincent Scheil in 1902,[26] in the fourth volume of the Reports of the Delegation to Persia (Mémoires de la Délégation en Perse). After a brief introduction with details of the excavation,[27] Scheil gave a transliteration and a free translation into French,[28] as well as a selection of images.[29] Editions in other languages soon followed: in German by Hugo Winckler in 1902,[30] in English by C. H. W. Johns in 1903,[31] and in Italian by Pietro Bonfante, also in 1903.[32]
The Code was thought to be the earliest Mesopotamian law collection when it was rediscovered in 1902—for example, C. H. W. Johns' 1903 book was titled The Oldest Code of Laws in the World.[31] The English writer H. G. Wells included Hammurabi in the first volume of The Outline of History, and to Wells too the Code was "the earliest known code of law".[33] However, three earlier collections were rediscovered afterwards: the Code of Lipit-Ishtar in 1947, the Laws of Eshnunna in 1948, and the Code of Ur-Nammu in 1952.[34] Early commentators dated Hammurabi and the stele to the 23rd century BC.[35] However, this is an earlier estimate than even the "ultra-long chronology" would support. The Code was compiled near the end of Hammurabi's reign.[36] This was deduced partly from the list of his achievements in the prologue.[37]
Scheil enthused about the stele's importance and perceived fairness, calling it "a moral and political masterpiece".[17] C. H. W. Johns called it "one of the most important monuments in the history of the human race".[38] He remarked that "there are many humanitarian clauses and much protection is given the weak and the helpless",[39] and even lauded a "wonderful modernity of spirit".[40] John Dyneley Prince called the Code's rediscovery "the most important event which has taken place in the development of Assyriological science since the days of Rawlinson and Layard".[41] Charles Francis Horne commended the "wise law-giver" and his "celebrated code".[42] James Henry Breasted noted the Code's "justice to the widow, the orphan, and the poor", but remarked that it "also allows many of the old and naïve ideas of justice to stand".[43] Commentators praised the advanced society they believed the Code evinced.[44] Several singled out perceived secularism: Owen Jenkins,[45] for example, but even Charles Souvay for the Catholic Encyclopedia, who opined that unlike the Mosaic Law the Code was "founded upon the dictates of reason".[26] The question of the Code's influence on the Mosaic Law received much early attention.[46] Scholars also identified Hammurabi with the Biblical figure Amraphel,[47] but this proposal has since been abandoned.[48]
Frame
[edit]Relief
[edit]
The relief appears to show Hammurabi standing before a seated Shamash.[22] Shamash wears the horned crown of divinity[49] and has a solar attribute, flames,[50] spouting from his shoulders.[51] Contrastingly, Scheil, in his editio princeps,[26] identified the seated figure as Hammurabi and the standing figure as Shamash. Scheil also held that the scene showed Shamash dictating to Hammurabi while Hammurabi held a scribe's stylus, gazing attentively at the god.[17] Martha Roth lists other interpretations: "that the king is offering the laws to the god; that the king is accepting or offering the emblems of sovereignty of the rod and ring; or—most probably—that these emblems are the measuring tools of the rod-measure and rope-measure used in temple-building".[52] Hammurabi may even be imitating Shamash.[53] It is certain, though, that the draughtsman showed Hammurabi's close links to the divine realm,[54] using composition and iconography.[55]
Prologue
[edit]The prologue and epilogue together occupy one-fifth of the text. Out of around 4,130 lines, the prologue occupies 300 lines and the epilogue occupies 500.[15] They are in ring composition around the laws, though there is no visual break distinguishing them from the laws.[56] Both are written in poetic style,[57] and, as William W. Davies wrote, "contain much ... which sounds very like braggadocio".[58]
The 300-line prologue begins with an etiology of Hammurabi's royal authority (1–49). Anum, the Babylonian sky god and king of the gods, granted rulership over humanity to Marduk. Marduk chose the centre of his earthly power to be Babylon, which in the real world worshipped him as its tutelary god. Marduk established the office of kingship within Babylon. Finally, Anum, along with the Babylonian wind god Enlil, chose Hammurabi to be Babylon's king. Hammurabi was to rule "to prevent the strong from oppressing the weak" (37–39: dannum enšam ana lā ḫabālim). He was to rise like Shamash over the Mesopotamians (the ṣalmāt qaqqadim, literally the "black-headed people") and illuminate the land (40–44).[59][note 1]
Hammurabi then lists his achievements and virtues (50–291). These are expressed in noun form, in the Akkadian first person singular nominal sentence construction "[noun] ... anāku" ("I am [noun]").[60] The first nominal sentence (50–53) is short: "I am Hammurabi, the shepherd, selected by the god Enlil" (ḫammurabi rē'ûm nibīt enlil anāku). Then Hammurabi continues for over 200 lines in a single nominal sentence with the anāku delayed to the very end (291).[61][note 1]
Hammurabi repeatedly calls himself na'dum, "pious" (lines 61, 149, 241, and 272). The metaphor of Hammurabi as his people's shepherd also recurs. It was a common metaphor for ancient Near Eastern kings, but is perhaps justified by Hammurabi's interest in his subjects' affairs.[62] His affinities with many different gods are stressed throughout. He is portrayed as dutiful in restoring and maintaining temples and peerless on the battlefield. The list of his accomplishments has helped establish that the text was written late in Hammurabi's reign. After the list, Hammurabi explains that he fulfilled Marduk's request to establish "truth and justice" (kittam u mīšaram) for the people (292–302), although the prologue never directly references the laws.[63] The prologue ends "at that time:" (303: inūmišu) and the laws begin.[64][note 1]
Epilogue
[edit]
Unlike the prologue, the 500-line epilogue is explicitly related to the laws.[63] The epilogue begins (3144'–3151'): "These are the just decisions which Hammurabi ... has established" (dīnāt mīšarim ša ḫammurabi... ukinnu-ma). He exalts his laws and his magnanimity (3152'–3239').[65] He then expresses a hope that "any wronged man who has a lawsuit" (awīlum ḫablum ša awātam iraššû) may have the laws of the stele read aloud to him and know his rights (3240'–3256').[66] This would bring Hammurabi praise (3257'–3275') and divine favour (3276'–3295').[67] Hammurabi wishes for good fortune for any ruler who heeds his pronouncements and respects his stele (3296'–3359').[68] However, he invokes the wrath of the gods on any man who disobeys or erases his pronouncements (3360'–3641', the end of the text).[69][note 1]
The epilogue contains much legal imagery, and the phrase "to prevent the strong from oppressing the weak" (3202'–3203': dannum enšam ana lā ḫabālim)[70] is reused from the prologue. However, the king's main concern appears to be ensuring that his achievements are not forgotten and his name not sullied.[71] The list of curses heaped upon any future defacer is 281 lines long and extremely forceful. Some of the curses are very vivid: "may the god Sin ... decree for him a life that is no better than death" (3486'–3508': sîn... balāṭam ša itti mūtim šitannu ana šīmtim lišīmšum);[72] "may he [the future defacer] conclude every day, month, and year of his reign with groaning and mourning" (3497'–3501': ūmī warḫī šanāt palēšu ina tānēḫim u dimmatim lišaqti);[72] may he experience "the spilling of his life force like water" (3435'–3436': tabāk napištišu kīma mê).[73] Hammurabi implores a variety of gods individually to turn their particular attributes against the defacer. For example: "may the [storm] god Adad ... deprive him of the benefits of rain from heaven and flood from the springs" (3509'–3515': adad... zunnī ina šamê mīlam ina nagbim līṭeršu);[72] "may the god [of wisdom] Ea ... deprive him of all understanding and wisdom, and may he lead him into confusion" (3440'–3451': ea... uznam u nēmeqam līṭeršu-ma ina mīšītim littarrūšu).[73][note 1] Gods and goddesses are invoked in this order:[69]
- Anum (3387'–3394')
- Enlil (3395'–3422')
- Ninlil (3423'–3439')
- Ea (3440'–3458')
- Shamash (3459'–3485')
- Sin (3486'–3508')
- Adad (3509'–3525')
- Zababa (3526'–3536')
- Ishtar (3537'–3573')
- Nergal (3574'–3589')
- Nintu (3590'–3599')
- Ninkarrak (3600'–3619')
- All the gods (3620'–3635')
- Enlil, a second time (3636'–3641')
Laws
[edit]The Code of Hammurabi is the longest and best-organised legal text from the ancient Near East,[74] as well as the best-preserved.[75] The classification below (columns 1–3) is Driver & Miles',[76] with several amendments, and Roth's translation is used.[77] Laws represented by letters are those reconstructed primarily from documents other than the Louvre stele.
| Legal area | Laws | Specific provisions | Example (English) | Example (Akkadian) |
|---|---|---|---|---|
| Offences against the administration of law | 1–5 |
|
If a man accuses another man and charges him with homicide, but cannot bring proof against him, his accuser shall be killed. (1)[78] | šumma awīlum awīlam ubbir-ma nērtam elišu iddi-ma lā uktīnšu mubbiršu iddâk (1) |
| Property offences | 6–25 |
|
If a man breaks into a house, they shall kill him and hang him in front of that very breach. (21)[79] | šumma awīlum bītam ipluš ina pāni pilšim šuāti idukkūšu-ma iḫallalūšu (21) |
| Land and houses | 26–k | If a man has a debt lodged against him, and the storm-god Adad devastates his field or a flood sweeps away the crops, or there is no grain grown in the field due to insufficient water—in that year he will not repay grain to his creditor; he shall suspend performance of his contract [literally "wet his clay tablet"] and he will not give interest payments for that year. (48)[80] | šumma awīlum ḫubullum elišu ibašši-ma eqelšu adad irtaḫiṣ u lū bibbulum itbal u lū ina lā mê še'um ina eqlim lā ittabši ina šattim šuāti še'am ana bēl ḫubullišu ul utār ṭuppašu uraṭṭab u ṣibtam ša šattim šuāti ul inaddin (48) | |
| Commerce | l–126 |
|
If a merchant should give silver to a trading agent for an investment venture, and he [the trading agent] incurs a loss on his journeys, he shall return silver to the merchant in the amount of the capital sum. (102)[81] | šumma tamkārum ana šamallim kaspam ana tadmiqtim ittadin-ma ašar illiku bitiqtam ītamar qaqqad kaspim ana tamkārim utār (102) |
| Marriage, family, and property | 127–194 |
|
If a man takes in adoption a young child at birth [literally "in its water"] and then rears him, that child will not be reclaimed. (185)[82] | šumma awīlum ṣeḫram ina mêšu ana mārūtim ilqe-ma urtabbīšu tarbītum šī ul ibbaqqar (185) |
| Assault | 195–214 |
|
If an [awīlum] should blind the eye of another [awīlum], they shall blind his eye. (196)[83] | šumma awīlum īn mār awīlim uḫtappid īnšu uḫappadū (196) |
| Professional men | 215–240 |
|
If a builder constructs a house for a man but does not make it conform to specifications so that a wall then buckles, that builder shall make that wall sound using his silver. (233)[84] | šumma itinnum bītam ana awīlim īpuš-ma šipiršu lā ušteṣbi-ma igārum iqtūp itinnum šū ina kasap ramānišu igāram šuāti udannan (233) |
| Agriculture | 241–273 |
|
If an ox gores to death a man while it is passing through the streets, there is no legal basis for claims. (250)[85] | šumma alpum sūqam ina alākišu awīlam ikkip-ma uštamīt dīnum šū rugummâm ul išu (250) |
| Rates of hire | 274–277 |
|
If a man rents a boat of 60-[kur] capacity, he shall give one-sixth [of a shekel] of silver per day as its hire. (277)[86] | šumma awīlum elep šūšim īgur ina ūmim ištēn šuduš kaspam idīša inaddin (277) |
| Slaves | 278–282 |
|
If a slave should declare to his master, "You are not my master", he [the master] shall bring charge and proof against him that he is indeed his slave, and his master shall cut off his ear. (281)[86] | šumma wardum ana bēlišu ul bēlī atta iqtabi kīma warassu ukānšu-ma bēlšu uzunšu inakkis (282) |
Theories of purpose
[edit]The purpose and legal authority of the Code have been disputed since the mid-20th century.[87] Theories fall into three main categories: that it is legislation, whether a code of law or a body of statutes; that it is a sort of law report, containing records of past cases and judgments; and that it is an abstract work of jurisprudence. The jurisprudence theory has gained much support within Assyriology.[88]
Legislation
[edit]The term "code" presupposes that the document was intended to be enforced as legislation. It was used by Scheil in his editio princeps,[89] and widely adopted afterwards. C. H. W. Johns, one of the most prolific early commentators on the document, proclaimed that "the Code well deserves its name".[40] Recent Assyriologists have used the term without comment,[90] as well as scholars outside Assyriology.[91] However, only if the text was intended as enforced legislation can it truly be called a code of law and its provisions laws.
The document, on first inspection, resembles a highly organised code similar to the Code of Justinian and the Napoleonic Code.[92] There is also evidence that dīnātum, which in the Code of Hammurabi sometimes denote individual "laws", were enforced.[93] One copy of the Code calls it a ṣimdat šarrim, "royal decree", which denotes a kind of enforced legislation.[94]
However, the arguments against this view are strong. Firstly, it would make a very unusual code—Reuven Yaron called the designation "Code" a "persistent misnomer".[95] Vital areas of society and commerce are omitted.[96] For example, Marc Van De Mieroop observes that the Code "deals with cattle and agricultural fields, but it almost entirely ignores the work of shepherds, vital to Babylonia's economy".[97] Then, against the legislation theory more generally, highly implausible circumstances are covered, such as threshing with goats, animals far too unruly for the task (law 270).[98] The laws are also strictly casuistic ("if ... then"); unlike in the Mosaic Law, there are no apodictic laws (general commands). These would more obviously suggest prescriptive legislation. The strongest argument against the legislation theory, however, is that most judges appear to have paid the Code no attention. This line of criticism originated with Benno Landsberger in 1950.[87] No Mesopotamian legal document explicitly references the Code or any other law collection,[92] despite the great scale of the corpus.[99] Two references to prescriptions on "a stele" (narû)[100] come closest. In contrast, numerous judgments cite royal mīšarum-decrees.[92] Raymond Westbrook held that this strengthened the argument from silence that ancient Near Eastern legal "codes" had legal import.[101] Furthermore, many Old Babylonian judgments run entirely counter to the Code's prescriptions.[102]
Law report
[edit]
A second theory is that the Code is a sort of law report, and as such contains records of past cases and judgments, albeit phrased abstractly. This would provide one explanation for the casuistic format of the "laws"; indeed, Jean Bottéro believed he had found a record of a case that inspired one.[103] However, such finds are inconclusive and very rare, despite the scale of the Mesopotamian legal corpus.[104] Furthermore, legal judgments were frequently recorded in Mesopotamia, and they recount the facts of the case without generalising them.[105] These judgments were concerned almost exclusively with points of fact, prompting Martha Roth to comment: "I know of only one case out of thousands extant that might be said to revolve around a point of law".[106]
Jurisprudence
[edit]A third theory, which has gained traction within Assyriology, is that the Code is not a true code but an abstract treatise on how judgments should be formulated. This led Fritz Rudolf Kraus, in an early formulation of the theory, to call it jurisprudence (Rechtssprüche).[107] Kraus proposed that it was a work of Mesopotamian scholarship in the same category as omen collections like šumma ālu and ana ittišu.[107] Others have provided their own versions of this theory.[108] A. Leo Oppenheim remarked that the Code of Hammurabi and similar Mesopotamian law collections "represent an interesting formulation of social criticism and should not be taken as normative directions".[109]
This interpretation bypasses the problem of low congruence between the Code and actual legal judgments. Secondly, the Code does bear striking similarities to other works of Mesopotamian scholarship. Key points of similarity are the list format and the order of the items,[110] which Ann Guinan describes as a complex "serial logic".[111] Marc Van De Mieroop explains that, in common with other works of Mesopotamian scholarship such as omen lists, king lists, and god lists, the entries of the Code of Hammurabi are arranged according to two principles. These are "opposition"—whereby a variable in one entry is altered to make another entry—and "pointillism"—whereby new conditions are added to an entry, or paradigmatic series pursued, to generate a sequence.[112] Van De Mieroop provides the following examples:
If a physician performs major surgery with a bronze lancet upon an [awīlum] and thus heals the [awīlum], or opens an [awīlum]'s temple with a bronze lancet and thus heals the [awīlum]'s eye, he shall take ten shekels of silver (as his fee).
— Law 215[113]
If a physician performs major surgery with a bronze lancet upon an [awīlum] and thus causes the [awīlum]'s death, or opens an [awīlum]'s temple with a bronze lancet and thus blinds the [awīlum]'s eye, they shall cut off his hand.
— Law 218[113]
Laws 215 and 218 illustrate the principle of opposition: one variable of the first law, the outcome of the operations, is altered to create the second.[114]
If there is either a soldier or [an auxiliary] who is taken captive while serving in a royal fortress [...] if he should [...] return and get back to his city, they shall return to him his field and orchard and he himself shall perform his service obligation.
If there is either a soldier or [an auxiliary] who is taken captive in a royal fortress, and his son is able to perform the service obligation, the field and orchard shall be given to him, and he shall perform his father's service obligation.
If his son is young and is unable to perform his father's service obligation, one third of the field and orchard shall be given to his mother, and his mother shall raise him.
— Laws 27–29[115]
Here, following the principle of pointillism, circumstances are added to the first entry to create more entries.[116] Pointillism also lets list entries be generated by following paradigmatic series common to multiple branches of scholarship. It can thus explain the implausible entries. For example, in the case of the goat used for threshing (law 270),[117] the previous laws concern other animals that were used for threshing. The established series of domesticated beasts dictated that a goat come next.[118]
Wolfram von Soden, who decades earlier called this way of thinking Listenwissenschaft ("list science"),[119] often denigrated it.[120] However, more recent writers, such as Marc Van De Mieroop, Jean Bottéro, and Ann Guinan, have either avoided value judgments or expressed admiration. Lists were central to Mesopotamian science and logic, and their distinctive structural principles let entries be generated infinitely.[118] Linking the Code to the scribal tradition within which "list science" emerged also explains why trainee scribes copied and studied it for over a millennium.[23] The Code appears in a late Babylonian (7th–6th century BC) list of literary and scholarly texts.[121] No other law collection became so entrenched in the curriculum.[122] Rather than a code of laws, then, it may be a scholarly treatise.[100]
Much has been written on what the Code suggests about Old Babylonian society and its legal system.[failed verification] For example, whether it demonstrates that there were no professional advocates,[123] or that there were professional judges.[124] Scholars who approach the Code as a self-contained document renounce such claims.[125]
Underlying principles
[edit]One principle widely accepted to underlie the Code is lex talionis, or "eye for an eye". Laws 196 and 200 respectively prescribe an eye for an eye and a tooth for a tooth when one man destroys another's. Punishments determined by lex talionis could be transferred to the sons of the wrongdoer.[123] For example, law 229 states that the death of a homeowner in a house collapse necessitates the death of the house's builder. The following law 230 states that if the homeowner's son died, the builder's son must die also.[84]
Persons were not equal before the law; not just age and profession but also class and gender dictated the punishment or remedy they received. Three main kinds of person, awīlum, muškēnum, and wardum (male)/amtum (female), are mentioned throughout the Code. A wardum/amtum was a male/female slave. As for awīlum and muškēnum, though contentious, it seems likely that the difference was one of social class, with awīlum meaning something like "gentleman" and muškēnum something like "commoner".[126] The penalties were not necessarily stricter for a muškēnum than an awīlum: a muškēnum's life may have been cheaper, but so were some of his fines.[127] There was also inequality within these classes: laws 200 and 202, for example, show that one awīlum could be of higher rank than another.[128]
The above principles are distant in spirit from modern systems of common and civil law, but some may be more familiar. One such principle is the presumption of innocence; the first two laws of the stele prescribe punishments, determined by lex talionis, for unsubstantiated accusations. Written evidence was valued highly,[129] especially in matters of contract.[42] One crime was given only one punishment.[130] The laws also recognized the importance of the intentions of a defendant.[123] Lastly, the Code's establishment on public stelae was supposedly intended to increase access to justice. Whether or not this was true, suggesting that a wronged man have the stele read aloud to him (lines 3240'–3254')[note 1] is a concrete measure in this direction, given the inaccessibility of scribal education in the Old Babylonian period.[131]
The prologue asserts that Hammurabi was chosen by the gods. Raymond Westbrook observed that in ancient Near Eastern law, "the king was the primary source of legislation".[132] However, they could delegate their god-given legal authority to judges.[133] However, as Owen B. Jenkins observed, the prescriptions themselves bear "an astonishing absence ... of all theological or even ceremonial law".[45]
Language
[edit]The laws are written in the Old Babylonian dialect of Akkadian. Their style is regular and repetitive, and today they are a standard set text for introductory Akkadian classes.[134] However, as A. Leo Oppenheim summarises, the cuneiform signs themselves are "vertically arranged ... within boxes placed in bands side by side from right to left", an arrangement already antiquated by Hammurabi's time.[135]
The laws are expressed in casuistic format: they are conditional sentences with the case detailed in the protasis ("if" clause) and the remedy given in the apodosis ("then" clause). The protasis begins šumma, "if",[136] except when it adds to circumstances already specified in a previous law (e.g. laws 36, 38, and 40).[137] The preterite is used for simple past verbs in the protasis, or possibly for a simple conditional.[136] The perfect often appears at the end of the protasis after one or more preterites to convey sequence of action, or possibly a hypothetical conditional.[136] The durative, sometimes called the "present" in Assyriology, may express intention in the laws.[136] For ease of English reading, some translations give preterite and perfect verbs in the protasis a present sense.[138] In the apodosis, the verbs are in the durative, though the sense varies between permissive—"it is permitted that x happen"—and instructive—"x must/will happen".[139] In both protasis and apodosis, sequence of action is conveyed by suffixing verbs with -ma, "and".[140] -ma can also have the sense "but".[141]
The Code is relatively well-understood, but some items of its vocabulary are controversial.[vague] As mentioned, the terms awīlum and muškēnum have proved difficult to translate. They probably denote respectively a male member of a higher and lower social class.[142] Wolfram von Soden, in his Akkadisches Handwörterbuch, proposed that muškēnum was derived from šukênum, "to bow down/supplicate".[143] As a word for a man of low social standing, it has endured, possibly from a Sumerian root, into Arabic (miskīn), Italian (meschino), Spanish (mezquino), and French (mesquin).[144] However, some earlier translators, also seeking to explain the muškēnum's special treatment, translated it as "leper" and even "noble".[145] Some translators have supplied stilted readings for awīlum, such as "seignior",[146] "elite man",[147] and "member of the aristocracy";[148] others have left it untranslated.[149] Certain legal terms have also proved difficult to translate. For example, dīnum and dīttum can denote the law in general as well as individual laws, verdicts, divine pronouncements and other phenomena.[150] mīšarum can likewise denote the law in general as well as a kind of royal decree.[151]
Relation to other law collections
[edit]Other Mesopotamian
[edit]
The Code of Hammurabi bears strong similarities to earlier Mesopotamian law collections. Many purport to have been written by rulers, and this tradition was probably widespread.[10] Earlier law collections express their god-given legitimacy similarly.[152] Like the Code of Hammurabi, they feature prologues and epilogues: the Code of Ur-Nammu has a prologue, the Code of Lipit-Ishtar a prologue and an epilogue, and the Laws of Eshnunna an epilogue. Also, like the Code of Hammurabi, they uphold the "one crime, one punishment" principle.[153] The cases covered and language used are, overall, strikingly similar.[10] Scribes were still copying earlier law collections, such as the Code of Ur-Nammu, when Hammurabi produced his own Code.[154] This suggests that earlier collections may have not only resembled the Code but influenced it. Raymond Westbrook maintained that there was a fairly consistent tradition of "ancient Near Eastern law" which included the Code of Hammurabi,[155] and that this was largely customary law.[156] Nonetheless, there are differences: for example, Stephen Bertman has suggested that where earlier collections are concerned with compensating victims, the Code is concerned with physically punishing offenders.[157] Additionally, the above conclusions of similarity and influence apply only to the law collections themselves. The actual legal practices from the context of each code are mysterious.[158]
The Code of Hammurabi also bears strong similarities to later Mesopotamian law collections: to the casuistic Middle Assyrian Laws and to the Neo-Babylonian Laws,[159] whose format is largely relative ("a man who ..."). It is easier to posit direct influence for these later collections, given the Code's survival through the scribal curriculum.[23] Lastly, although influence is more difficult to trace, there is evidence that the Hittite laws may have been part of the same tradition of legal writing outside Mesopotamia proper.[160]
Mosaic, Graeco-Roman, and modern
[edit]
The relationship of the Code of Hammurabi to the Mosaic Law, specifically the Covenant Code of Exodus 20:22–23:19, has been a subject of discussion since its discovery.[46] Friedrich Delitzsch argued the case for strong influence in a 1902 lecture, in one episode of the "Babel und Bibel" ("Babel and Bible", or "Panbabylonism") debate on the influence of ancient Mesopotamian cultures on ancient Israel. However, he was met with strong resistance.[161] There was cultural contact between Mesopotamia and the Levant, and Middle Bronze Age tablets of casuistic cuneiform law have been found at Hazor.[162] There are also similarities between the Code of Hamurabi and the Covenant Code: in the casuistic format, in principles such as lex talionis ("eye for an eye"), and in the content of the provisions. Some similarities are striking, such as in the provisions concerning a man-goring ox (Code of Hammurabi laws 250–252,[85] Exodus 21:28–32).[163] Certain writers have posited direct influence: David P. Wright, for example, asserts that the Covenant Code is "directly, primarily, and throughout dependent upon the Laws of Hammurabi", "a creative rewriting of Mesopotamian sources ... to be viewed as an academic abstraction rather than a digest of laws".[164] Others[who?] posit indirect influence, such as via Aramaic or Phoenician intermediaries.[165] The consensus, however, is that the similarities are a result of inheriting common traditions.[166] In 1916, George A. Barton cited "a similarity of antecedents and of general intellectual outlook".[167] More recently, David Winton Thomas has stated: "There is no ground for assuming any direct borrowing by the Hebrew from the Babylonian. Even where the two sets of laws differ little in the letter, they differ much in the spirit".[168]
The influence of the Code of Hammurabi on later law collections is difficult to establish. Marc Van De Mieroop suggests that it may have influenced the Greek Gortyn Code and the Roman Twelve Tables.[169] However, even Van De Mieroop acknowledges that most Roman law is not similar to the Code, or likely to have been influenced by it.[170]
Knowing the Code's influence on modern law requires knowing its influence on Mosaic and Graeco-Roman law. Since this is contentious, commentators have restricted themselves to observing similarities and differences between the Code and, e.g., United States law and medieval law.[171] Some[who?] have remarked that the punishments found in the Code are no more severe, and, in some cases, less so.[172][needs update]
Law 238 stipulates that a sea captain, ship-manager, or ship charterer that saved a ship from total loss was only required to pay one-half the value of the ship to the ship-owner.[173][174][175] In the Digesta seu Pandectae (533), the second volume of the codification of laws ordered by Justinian I (527–565) of the Eastern Roman Empire, a legal opinion written by the Roman jurist Paulus at the beginning of the Crisis of the Third Century in 235 AD was included about the Lex Rhodia ("Rhodian law") that articulates the general average principle of marine insurance established on the island of Rhodes in approximately 1000 to 800 BC as a member of the Doric Hexapolis, plausibly by the Phoenicians during the proposed Dorian invasion and emergence of the purported Sea Peoples during the Greek Dark Ages (c. 1100 – c. 750) that led to the proliferation of the Doric Greek dialect.[176][177][178] The law of general average constitutes the fundamental principle that underlies all insurance.[177][better source needed]
Reception outside Assyriology
[edit]
The Code is often referred to in legal scholarship, where its provisions are assumed to be laws, and the document is assumed to be a true code of laws. This is also true outside academia.[179][original research?]
There is a relief portrait of Hammurabi over the doors to the House Chamber of the U.S. Capitol, along with portraits of 22 others "noted for their work in establishing the principles that underlie American law".[180] There are replicas of the Louvre stele in institutions around the world,[citation needed] including the Headquarters of the United Nations in New York City[181] and the Peace Palace in The Hague (seat of the International Court of Justice).[182]
Medico-legal legacy and political implications
[edit]Hammurabi's Code is notable for its comprehensive approach to law, covering subjects from criminal acts to medical practices. The Code includes specific rules that regulate medical treatments, set surgery fees, and punish malpractice. For instance, if a physician caused the death of a noble during surgery, they would be severely punished, sometimes having their hand cut off. This harshness portrays how seriously medical responsibility was taken even in ancient times.
From a political science perspective, Hammurabi's Code is valuable and fundamental because it demonstrates how law was used to reinforce social hierarchies and maintain control. Pearn (2016) writes that the Code's laws were applied differently depending on a person's social class, so nobles received greater protection than commoners and enslaved people. This legal stratification reflects the power dynamic of Babylonian society and shows how law was used not just to govern but also to preserve the social order.[183]
See also
[edit]References
[edit]Notes
[edit]- ^ a b c d e f CDLI (2019)'s line numbering, Roth (1995a)'s translation. The line numbers may seem low, since the CDLI edition does not include sections not found on the Louvre stele.
Citations
[edit]- ^ Sasson, Jack. Civilizations of the Ancient Near East. Hendrickson. pp. 901, 908. ISBN 0684192799.
- ^ Ross, Leslie. Art and Architecture of the World's Religions. Greenwood Press. p. 35.
- ^ Renger (2020).
- ^ Van De Mieroop (2007), pp. 92–93.
- ^ Van De Mieroop (2007), pp. 100–104.
- ^ Driver & Miles (1952), p. 52; Van De Mieroop (2007), pp. 111–113.
- ^ Van De Mieroop (2007), pp. 111–113.
- ^ Driver & Miles (1952), p. 36.
- ^ Driver & Miles (1952), p. 37.
- ^ a b c d Driver & Miles (1952), p. 9.
- ^ Kraus (1960), pp. 295–296; Bottéro (1992), p. 181; Roth (1995b), p. 13.
- ^ Roth (1995a), p. 36.
- ^ Driver & Miles (1952), pp. 56–57.
- ^ Louvre (n.d.).
- ^ a b Roth (1995b), pp. 15–16.
- ^ a b c Roth (1995a), p. 74.
- ^ a b c d e f g h Scheil (1902), p. 12.
- ^ Roth (1995b), pp. 23–24.
- ^ Ornan, Tallay, "Unfinished Business: the Relief on the Hammurabi Louvre Stele Revisited", Journal of Cuneiform Studies, vol. 71, pp. 85–109, 2019
- ^ Roth (1995b), pp. 21–22.
- ^ Driver & Miles (1952), pp. 29–30.
- ^ a b Roth (1995a), p. 73.
- ^ a b c Roth (1995b), p. 20.
- ^ Driver & Miles (1952), pp. 25–56; Van De Mieroop (2016), p. 145.
- ^ Van De Mieroop (2016), p. 147.
- ^ a b c Souvay (1910).
- ^ Scheil (1902), pp. 11–12.
- ^ Scheil (1902), pp. 13–162.
- ^ Scheil (1902), plates 3–15.
- ^ Winckler (1902).
- ^ a b Johns (1903a).
- ^ Bonfante (1903).
- ^ Wells (1920), p. 245.
- ^ Kramer (1988), pp. 51–52.
- ^ Johns (1903b), p. 257; Harper (1904), the title; Equitable Trust Company (1910), the title.
- ^ Driver & Miles (1952), p. 34ff.; Roth (1995a), p. 71.
- ^ Finkelstein (1961), p. 101.
- ^ Johns (1903a), p. v.
- ^ Johns (1904), p. 68.
- ^ a b Johns (1903b), p. 258.
- ^ Prince (1904), p. 601.
- ^ a b Horne (1915).
- ^ Breasted (1916), p. 131.
- ^ Johns (1903b), p. 257; Souvay (1910); Everts (1920), p. 45.
- ^ a b Jenkins (1905), p. 335.
- ^ a b Sampey (1904a); Sampey (1904b); Davies (1905); Johns (1914); Everts (1920); Edwards (1921).
- ^ Johns (1903a), pp. v–vi; Prince (1904), pp. 601–602; Souvay (1910).
- ^ North (1993), p. 5.
- ^ Van Buren (1943); Black & Green (1998), pp. 102–103; Slanski (2012), p. 106.
- ^ Black & Green (1998), p. 183.
- ^ Breasted (1916), p. 132.
- ^ Roth (1995b), pp. 22–23.
- ^ Charpin (2010), pp. 81–82.
- ^ Roth (1995b), p. 23.
- ^ Elsen-Novák & Novák (2006), pp. 148–149.
- ^ Roth (1995b), p. 16.
- ^ Huehnergard (2011), p. 160.
- ^ Davies (1905), p. 15.
- ^ Roth (1995a), pp. 76–77.
- ^ Huehnergard (2011), pp. 11–12.
- ^ Roth (1995a), pp. 77–80.
- ^ Van De Mieroop (2005), p. 82.
- ^ a b Driver & Miles (1952), pp. 40–41.
- ^ Roth (1995a), pp. 80–81.
- ^ Roth (1995a), pp. 133–134.
- ^ Roth (1995a), p. 134.
- ^ Roth (1995a), pp. 134–135.
- ^ Roth (1995a), pp. 135–136.
- ^ a b Roth (1995a), pp. 136–140.
- ^ Roth (1995a), p. 133.
- ^ Driver & Miles (1952), p. 37; Bottéro (1992), p. 167.
- ^ a b c Roth (1995a), p. 138.
- ^ a b Roth (1995a), p. 137.
- ^ Roth (1995a), p. 71.
- ^ Van De Mieroop (2016), p. 144.
- ^ Driver & Miles (1952), pp. 43–45.
- ^ Roth (1995a), pp. 76–142.
- ^ Roth (1995a), p. 81.
- ^ Roth (1995a), p. 85.
- ^ Roth (1995a), p. 90.
- ^ Roth (1995a), p. 100.
- ^ Roth (1995a), p. 119.
- ^ Roth (1995a), p. 121.
- ^ a b Roth (1995a), p. 125.
- ^ a b Roth (1995a), p. 128.
- ^ a b Roth (1995a), p. 132.
- ^ a b Kraus (1960), p. 292.
- ^ Kraus (1960); Oppenheim (1977); Bottéro (1992), chapter 10; Van De Mieroop (2016), chapters 6–7.
- ^ Souvay (1910); Kraus (1960), p. 283.
- ^ Pfeifer (2011); Rositani (2017).
- ^ Alkadry (2002–2003); Pearn (2016).
- ^ a b c Van De Mieroop (2016), p. 170.
- ^ Oppenheim & Reiner (1959), pp. 150–153.
- ^ Bottéro (1992), pp. 180–181.
- ^ Yaron (2013), p. 580.
- ^ Driver & Miles (1952), pp. 45ff.; Bottéro (1992), p. 161.
- ^ Van De Mieroop (2016), p. 165.
- ^ Van De Mieroop (2016), p. 167; Roth (1995a), p. 130.
- ^ Van De Mieroop (2016), p. 172.
- ^ a b Van De Mieroop (2016), p. 173.
- ^ Westbrook (2003), p. 19.
- ^ Oppenheim (1977), p. 211; Bottéro (1992), pp. 163–164; Roth (1995a), pp. 5–6.
- ^ Bottéro (1992), pp. 171–172.
- ^ Bottéro (1992), pp. 163–164.
- ^ Roth (2001); Klein (2007).
- ^ Roth (2001), p. 255.
- ^ a b Kraus (1960), p. 288.
- ^ Saggs (1965), pp. 80ff.; Oppenheim (1977), p. 287; Bottéro (1992), pp. 166–167; Van De Mieroop (2016), chapters 6–7.
- ^ Oppenheim (1977), p. 158.
- ^ Bottéro (1992), pp. 173ff.; Van De Mieroop (2016), pp. 165ff.
- ^ Guinan (2014), p. 115.
- ^ Van De Mieroop (2016), pp. 165ff..
- ^ a b Roth (1995a), p. 123.
- ^ Van De Mieroop (2016), p. 166.
- ^ Roth (1995a), p. 86.
- ^ Van De Mieroop (2016), pp. 166–167.
- ^ Roth (1995a), p. 130.
- ^ a b Van De Mieroop (2016), p. 167.
- ^ von Soden (1936).
- ^ von Soden (1936); von Soden (1994), pp. 146, 158.
- ^ Van De Mieroop (2016), p. 175.
- ^ Charpin (2010), p. 81.
- ^ a b c Johns (1911).
- ^ Charpin (2010), p. 52.
- ^ Kraus (1960), pp. 295–296; Roth (1995b), pp. 13ff.
- ^ Roth (1995a), pp. 72–73.
- ^ Jenkins (1905), p. 339.
- ^ Roth (1995b), pp. 34ff.; Roth (1995a), p. 121.
- ^ Johns (1911); Roth (1995a), p. 72.
- ^ Prince (1904), p. 607.
- ^ George (2005), p. 7.
- ^ Westbrook (2003), p. 26.
- ^ Bottéro (1992), p. 165.
- ^ Richardson (2004), p. 7.
- ^ Oppenheim (1977), p. 240.
- ^ a b c d Roth (1995a), p. 8.
- ^ Roth (1995a), p. 88.
- ^ Roth (1995a); Van De Mieroop (2016), chapters 6–7.
- ^ Roth (1995a), pp. 7–8.
- ^ Huehnergard (2011), pp. 49–50.
- ^ Huehnergard (2011), p. 50.
- ^ Roth (1995a), pp. 8–9.
- ^ von Soden (1972), p. 684.
- ^ Wohl (1968), p. 6.
- ^ Johns (1914), p. 76.
- ^ Meek (1958), pp. 139ff.
- ^ Van De Mieroop (2016).
- ^ Bottéro (1992), p. 166.
- ^ Roth (1995a), pp. 76ff.
- ^ Kraus (1960), p. 285; Roth (1995b), p. 20; Charpin (2010), p. 72.
- ^ Kraus (1960), p. 294; Finkelstein (1961); Charpin (2010), p. 72.
- ^ Driver & Miles (1952), p. 5.
- ^ Van De Mieroop (2016), p. 161.
- ^ Van De Mieroop (2016), pp. 144–145.
- ^ Westbrook (2003), pp. 4ff..
- ^ Westbrook (2003), p. 21.
- ^ Bertman (2003), p. 71.
- ^ Kraus (1960), pp. 295–296; Roth (1995b), p. 13.
- ^ Roth (1995a), p. 145.
- ^ Roth (1995b), p. 19.
- ^ Ziolkowski (2012), p. 25.
- ^ Horowitz, Oshima & Vukosavović (2012).
- ^ Wright (2009), chapter 8.
- ^ Wright (2009), p. 3.
- ^ Van De Mieroop (2016), p. 152.
- ^ Wright (2009), p. vii.
- ^ Barton (1916), p. 340.
- ^ Thomas (1958), p. 28.
- ^ Van De Mieroop (2016), pp. 152–153.
- ^ Van De Mieroop (2016), pp. 153–154.
- ^ Equitable Trust Company (1910); Jenkins (1905); Driver & Miles (1952), p. 57; Van De Mieroop (2016), p. 154.
- ^ Johns (1903b), p. 258; Driver & Miles (1952), p. 57.
- ^ Hammurabi (1903). "Code of Hammurabi, King of Babylon". Records of the Past. 2 (3). Translated by Sommer, Otto. Washington, DC: Records of the Past Exploration Society: 86. Retrieved 20 June 2021.
238. If a skipper wrecks ... money to its owner.
- ^ Hammurabi (1904). "Code of Hammurabi, King of Babylon" (PDF). Liberty Fund. Translated by Harper, Robert Francis (2nd ed.). Chicago: University of Chicago Press. p. 85. Archived (PDF) from the original on 13 June 2021. Retrieved 20 June 2021.
§238. If a boatman sink ... one-half its value.
- ^ Hammurabi (1910). "Code of Hammurabi, King of Babylon". Avalon Project. Translated by King, Leonard William. New Haven, CT: Yale Law School. Archived from the original on 10 May 2021. Retrieved 20 June 2021.
238. If a sailor wreck ... its value in money.
- ^ "The Civil Law, Volume I, The Opinions of Julius Paulus, Book II". Constitution.org. Translated by Scott, S.P. Central Trust Company. 1932. Archived from the original on 24 June 2021. Retrieved 16 June 2021.
TITLE VII. ON THE LEX RHODIA. It is provided by the Lex Rhodia that if merchandise is thrown overboard for the purpose of lightening a ship, the loss is made good by the assessment of all which is made for the benefit of all.
- ^ a b The Documentary History of Insurance, 1000 B.C. – 1875 A.D. Newark, NJ: Prudential Press. 1915. pp. 5–6. Retrieved 15 June 2021.
- ^ "Duhaime's Timetable of World Legal History". Duhaime's Law Dictionary. Archived from the original on 24 June 2021. Retrieved 9 April 2016.
- ^ United Nations (1985); Schwartz (1993); Mark (2021); International Court of Justice (2014); Rattini (2019); Scharping (2020); United Nations (n.d.); Louvre (n.d.); Hammurabi Human Rights Organization (n.d.).
- ^ Architect of the Capitol (n.d.).
- ^ United Nations (n.d.).
- ^ International Court of Justice (2014).
- ^ Pearn (2016).
Sources
[edit]Books and journals
[edit]- Alkadry, Mohamad G. (2002–2003). "Bureaucracy: Weber's or Hammurabi's? Ideal or Ancient?". Public Administration Quarterly. 26 (3/4): 317–345. doi:10.1177/073491490202600303. JSTOR 41288176. Archived from the original on 30 October 2021. Retrieved 18 February 2021.
- Barton, George A. (1916). Archæology and the Bible. Philadelphia, Pennsylvania: American Sunday-School Union. OCLC 38608139. Archived from the original on 29 December 2022. Retrieved 6 April 2021.
- Bertman, Stephen (2003). Handbook to Life in Ancient Mesopotamia (illustrated ed.). Oxford, England: Oxford University Press. ISBN 0195183649.
- Black, Jeremy; Green, Anthony (1998). Gods, Demons and Symbols of Ancient Mesopotamia: An Illustrated Dictionary. Illustrated by Tessa Rickards (2nd ed.). London, England: British Museum Press. ISBN 0714117056. Archived from the original on 28 October 2021. Retrieved 22 February 2021.
- Bonfante, Pietro (1903). Le leggi di Hammurabi re di Babilonia (a. 2285-2242 a. C.) con prefazione e note. Milan, Italy: Società Editrice Libraria. OCLC 458622280.
- Bottéro, Jean (1992). Mesopotamia: Writing, Reasoning, and the Gods. Translated by Bahrani, Zainab; Van De Mieroop, Marc. Chicago, IL: University of Chicago Press. ISBN 0226067262. Archived from the original on 3 March 2021. Retrieved 6 April 2021.
- Breasted, James H. (1916). Ancient Times: A History of the Early World. An Introduction to the Study of Ancient History and the Career of Early Man (PDF). Vol. 1. Boston: Ginn and Company. OCLC 819692479. Archived (PDF) from the original on 7 August 2021. Retrieved 21 March 2021.
- Charpin, Dominique (2010). Writing, Law, and Kingship in Old Babylonian Mesopotamia. Translated by Todd, Jane M. Chicago, IL: University of Chicago Press. ISBN 9780226101583. Archived from the original on 2 March 2021. Retrieved 18 February 2021.
- Davies, William W. (1905). The Codes of Hammurabi and Moses. Cincinnati, OH: Jennings & Graham. ISBN 9781594621437.
{{cite book}}: ISBN / Date incompatibility (help) - Driver, Godfrey R.; Miles, John C. (1952). The Babylonian Laws: Edited with Translation and Commentary. Vol. 1: Legal Commentary. Oxford, England: Clarendon Press. ISBN 9781556352294. OCLC 493362814.
{{cite book}}: ISBN / Date incompatibility (help) - Edwards, Chilperic (1921). The Hammurabi Code and the Sinaitic Legislation (3rd ed.). London, England: Watts & Co. OCLC 1057941378.
- Elsen-Novák, Gabriele; Novák, Mirko (2006). "Der "König der Gerechtigkeit": Zur Ikonologie und Teleologie des 'Codex' Ḫammurapi" (PDF). Baghdader Mitteilungen. 37: 131–155. Archived (PDF) from the original on 1 November 2018.
- Equitable Trust Company (1910). Laws of Descent and Inheritance, Ancient and Modern: A Comparison of the Code of Hammurabi (Babylon 2250 B.C.) with the Present Law of Illinois. Chicago, IL. OCLC 12714901. Archived from the original on 7 March 2023. Retrieved 18 February 2021.
{{cite book}}: CS1 maint: location missing publisher (link) - Everts, William W. (1920). "The Laws of Moses and of Hammurabi". Review and Expositor. 17 (1): 37–50. doi:10.1177/003463732001700104. S2CID 147308826.
- Finkelstein, J. J. (1961). "Ammiṣaduqa's Edict and the Babylonian "Law Codes"" (PDF). Journal of Cuneiform Studies. 15 (3): 91–104. doi:10.2307/1359019. JSTOR 1359019. S2CID 159897894. Archived (PDF) from the original on 25 March 2022.
- George, Andrew R. (2005). "In search of the é . d u b . b a . a : The ancient Mesopotamian school in literature and reality". In Sefati, Yitzhak (ed.). "An Experienced Scribe who Neglects Nothing". Ancient Near Eastern Studies in Honor of Jacob Klein. Bethesda, MD: CDL Press. pp. 127–137. ISBN 1883053838. Archived from the original on 2 May 2021. Retrieved 22 February 2021.
- Guinan, Ann (2014). "Laws and Omens: Obverse and Inverse". In Fincke, Jeanette C. (ed.). Divination in the Ancient Near East: a workshop on divination conducted during the 54th Rencontre Assyriologique Internationale, Würzburg, 2008. Winona Lake, IN: Eisenbrauns. pp. 105–121. ISBN 9781575063010.
- Harper, Robert F. (1904). The Code of Hammurabi, King of Babylon: About 2250 B.C. Chicago, IL: University of Chicago Press. ISBN 9781584770039. Archived from the original on 7 April 2022. Retrieved 21 March 2021.
{{cite book}}: ISBN / Date incompatibility (help) - Horne, Charles F. (1915). "Introduction". In Horne, Charles F.; King, Leonard W. (eds.). The Code of Hammurabi. CreateSpace Independent Publishing Platform. ISBN 9781517169084. Archived from the original on 27 February 2021. Retrieved 18 February 2021.
{{cite book}}: ISBN / Date incompatibility (help) - Horowitz, Wayne; Oshima, Takayoshi; Vukosavović, Filip (2012). "Hazor 18: Fragments of a Cuneiform Law Collection from Hazor" (PDF). Israel Exploration Journal. 62 (2): 158–176. JSTOR 43855622. Archived (PDF) from the original on 7 August 2021.
- Huehnergard, John (2011). A Grammar of Akkadian. Harvard Semitic Studies (45) (3rd ed.). Winona Lake, IN: Eisenbrauns. ISBN 9781575069418. Archived from the original on 28 October 2021. Retrieved 22 February 2021.
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- Pfeifer, Guido (2011). "Judicial Authority in backlit Perspective:Judges in the Old Babylonian Period". Forum Historiae Iuris. Erste europäische Internetzeitschrift für Rechtsgeschichte. Archived from the original on 28 October 2021. Retrieved 18 February 2021.
- Prince, John D. (1904). "Review: The Code of Hammurabi". The American Journal of Theology. 8 (3): 601–609. doi:10.1086/478479. JSTOR 3153895.
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External links
[edit]Code of Hammurabi
View on GrokipediaHistorical Context
Hammurabi and the Old Babylonian Period
Hammurabi ascended the throne of Babylon circa 1792 BCE as the sixth king of the First Babylonian Dynasty, during the Old Babylonian Period spanning approximately 2000 to 1600 BCE.[10] His father, Sin-Muballit, had ruled a modest territory centered on Babylon, but Hammurabi inherited a landscape of competing city-states and kingdoms in Mesopotamia, including rivals like Larsa, Eshnunna, and Mari.[11] Throughout his 42-year reign, ending around 1750 BCE, Hammurabi pursued aggressive military expansion, initially securing alliances and then launching campaigns that subdued key adversaries.[12] By the later years of his rule, particularly after conquests such as the defeat of Rim-Sin I of Larsa around 1763 BCE and the subjugation of Mari circa 1761 BCE, Hammurabi had unified southern and central Mesopotamia under Babylonian hegemony, transforming a regional power into an empire stretching from the Persian Gulf to the Zagros foothills.[13] These victories, documented in year-name inscriptions and administrative records, imposed Babylonian oversight on diverse populations with varying local customs, creating imperatives for centralized governance to enforce uniformity in taxation, labor, and dispute resolution across conquered territories.[10] Hammurabi's empire-building thus addressed the logistical strains of administering a multi-ethnic domain, where fragmented legal traditions risked undermining royal authority.[14] In royal inscriptions, Hammurabi presented himself as a divinely mandated ruler tasked with restoring cosmic and social order, explicitly claiming that the sun god Shamash had conferred upon him the instruments of justice to "make the land flourish" and protect the weak from oppression.[4] This self-portrayal, echoed in dedicatory texts from temples, aligned with Mesopotamian royal ideology where kings acted as intermediaries between gods and subjects, legitimizing conquests as acts of divine will to rectify prior anarchy following the collapse of earlier unified states like the Ur III dynasty.[15] Such rhetoric underscored Hammurabi's efforts to consolidate power through ideological claims of universal justice, facilitating the integration of disparate regions into a coherent imperial framework.Antecedent Legal Collections in Mesopotamia
The earliest surviving Mesopotamian legal code is that of Ur-Nammu, ruler of the Third Dynasty of Ur, dating to circa 2100 BCE.[16] Preserved in fragmentary Sumerian cuneiform on clay tablets, it prescribes restitution through monetary compensation for offenses including assault, theft, and bodily harm, such as fines scaled to injury severity rather than equivalent retaliation.[17] This approach prioritized financial penalties to maintain social stability in an agrarian economy, reflecting pragmatic royal intervention over retributive justice.[18] Approximately two centuries later, the Code of Lipit-Ishtar, promulgated around 1930 BCE by the Sumerian king of Isin, built upon Ur-Nammu's framework with expanded provisions on property rights, inheritance, and servitude contracts. Surviving in incomplete form, it similarly emphasizes compensatory fines for harms like false accusations or breaches of lease agreements, underscoring continuity in codifying customary norms for dispute resolution in city-state administration.[16] These texts served not as exhaustive statutes but as exemplars of royal equity, invoked in judicial proceedings to guide verdicts.[19] The Laws of Eshnunna, inscribed circa 1770 BCE in Akkadian under a local dynasty, mark a transitional phase toward Babylonian jurisprudence with fixed tariffs for commodities, labor wages, and surgical fees alongside penalties for violence.[20] Provisions for injuries often mandated fines or, in severe cases, reciprocal harm, paralleling later formulations without implying uniform application across social classes.[21] As an immediate precursor, Eshnunna's code evidences incremental evolution from Sumerian restitution models, adapting to commercial complexities in inter-city trade while rooted in temple-maintained records of precedents.[19] Preceding these written collections, Mesopotamian legal practices relied on oral customs documented sporadically in temple and palace archives, which accumulated verdicts from assemblies and overseers to enforce contracts and deter breaches through witnessed oaths.[19] This archival tradition facilitated the causal progression to codified laws, enabling rulers to standardize enforcement amid territorial expansion and economic interdependence, prioritizing administrative coherence over ideological reform.[22]Discovery and Copies
Initial Discovery of the Primary Stele
The primary stele bearing the Code of Hammurabi was discovered during French excavations at the ancient Elamite capital of Susa in southwestern Iran, now Khuzestan province. In December 1901 to January 1902, archaeologist Jacques de Morgan's team unearthed the monument in three large fragments amid the ruins of the acropolis.[23] The stele, carved from black diorite basalt and standing approximately 2.25 meters (7 feet 5 inches) tall and 0.65 meters wide, had been relocated to Susa centuries earlier as plunder.[1][24] Originally erected in Babylon or possibly Sippar during Hammurabi's reign around 1755–1750 BCE, the stele was seized by the Elamite king Shutruk-Nahhunte I during his campaigns against Babylonia in the mid-12th century BCE, circa 1155 BCE.[25][26] This looting reflected Elamite expansionism, with Susa serving as a repository for captured Mesopotamian trophies, including other stelae and artifacts. The stele's relocation preserved it from local destruction but exposed it to Elamite environmental conditions, contributing to partial erosion.[27] Upon recovery, the fragments were transported to France and reassembled at the Louvre Museum in Paris, where Assyriologist Jean-Vincent Scheil oversaw initial cleaning and documentation. Early examinations via photography and squeezing techniques revealed the cuneiform inscription's structure: a prologue, 282 numbered laws, and an epilogue, inscribed in Akkadian script.[25] The upper section, featuring a relief of Hammurabi receiving laws from the sun god Shamash, sustained breakage—likely from ancient toppling or transport—but the main body of the text remained largely intact, with legible columns enabling comprehensive transcription despite some lacunae from surface wear and fractures.[3] This condition facilitated prompt scholarly publication in 1902, confirming the stele's authenticity as a primary Old Babylonian legal monument.[23]Additional Copies and Fragmentary Evidence
Several clay tablet copies and fragments of the Code of Hammurabi, dating to the Old Babylonian period or shortly thereafter, have been recovered from Mesopotamian sites including Nippur and Sippar, demonstrating the text's early circulation beyond the primary diorite stele. These artifacts, often smaller in scale, served practical purposes such as scribal training in edubba (tablet houses) or reference in judicial settings. For instance, a terracotta tablet excavated at Nippur preserves portions of the laws in a condensed format suitable for educational or administrative use.[28] Minor orthographic and phrasing variations across these manuscripts arise from scribal replication techniques, such as incremental adjustments for clarity or dialectal preferences, rather than intentional doctrinal shifts, affirming the code's consistency as an authoritative model. Such copies, produced as part of the scribal curriculum during Hammurabi's reign and into the succeeding generations, supplemented the stele's public proclamation by enabling replication for institutional dissemination.[29] [30] These fragments have aided in reconstructing obscured sections of the stele, recovering details for approximately 30 additional provisions since its initial decipherment. Ongoing digitization initiatives, including the Cuneiform Digital Library Initiative (CDLI) and the Electronic Hammurabi project, provide high-resolution scans and collations of extant tablets, supporting precise textual comparisons amid limited new excavations.[31] [32]Physical and Artistic Features
The Stele Relief and Symbolism
The bas-relief crowning the stele depicts Hammurabi standing in reverence before the enthroned Shamash, the Babylonian sun god and patron of justice, who extends to the king a staff and a ring—implements symbolizing the establishment of boundaries, measurement of equity, and authoritative promulgation of ordinances.[1][3] Shamash, distinguished by rays projecting from his shoulders emblematic of solar radiance and divine oversight, sits upon a throne evoking stability and cosmic dominion, while Hammurabi, rendered smaller in stature with beard, high-crowned headdress, and one bare shoulder, raises a hand to his mouth in pious supplication as he receives the tokens.[1][24] This composition employs hierarchical scaling and iconographic motifs to propagate the notion of divine kingship, wherein Hammurabi functions as conduit for celestial decree rather than originator of mere human edict, thereby anchoring legal authority in transcendent sanction over autonomous fiat.[15] The staff and ring, recurrent in Mesopotamian glyptic art as markers of ordered governance and harmonious cosmic structure, underscore justice as alignment with eternal divine metrics, hierarchical in application and geared toward preservation of societal strata rather than universal parity.[33][34] Visually positioned above the inscribed laws, the relief functions as an immediate deterrent, imprinting upon viewers the fused royal-divine potency undergirding enforcement and retribution, thereby causally bolstering compliance through evoked awe of unassailable legitimacy.[3][24]Inscription Layout and Prologue-Epilogue Frame
The inscription occupies the main body of the 2.25-meter-tall diorite stele below the upper relief, rendered in Old Babylonian Akkadian cuneiform script arranged in 51 vertical columns read top-to-bottom and right-to-left across the front face.[3] This layout, comprising approximately 4,130 lines in total, frames the 282 casuistic laws between a prologue and epilogue, optimizing visibility and legibility for display in a public or temple setting accessible primarily to literate scribes and elites. The columnar progression underscores the monument's propagandistic intent, presenting the text as an enduring, authoritative record rather than ephemeral administrative notes. The prologue, spanning the initial columns, invokes Hammurabi's divine mandate by tracing his kingship to the gods Anu, Enlil, and Marduk, portraying him as their chosen shepherd to shepherd the people.[35] It enumerates his conquests over cities like Larsa, Eshnunna, and Mari, consolidating Babylonian dominance circa 1760 BCE, and claims restorative acts—rebuilding temples, clearing canals, and reinstating ancient ordinances—to foster abundance and equity, evoking a return to primordial order disrupted by prior rulers' neglect.[36] This narrative rhetorically legitimizes the code as a god-ordained instrument for cosmic and social harmony, distinct from mere royal decree. The epilogue, concluding the inscription, exhorts future kings and judges to uphold the laws as Hammurabi's eternal justice, with provisions for inscribing copies on steles for reference.[37] It deploys extensive curses invoking deities such as Shamash, Enlil, and Ishtar against any who efface, alter, or disregard the text, promising afflictions like crop failure, military rout, and familial doom, while extending blessings of longevity and victory to preservers.[4] These imprecatory formulas function as a supernatural deterrent, embedding enforcement in divine oversight to perpetuate the code's influence beyond Hammurabi's reign.Legal Content
Organization and Scope of the Laws
The Code of Hammurabi contains 282 provisions arranged in a casuistic format, consisting of conditional statements structured as "if" a specific circumstance occurs, "then" a prescribed penalty or remedy applies.[38] [24] These provisions lack explicit general principles or abstract rules, instead presenting discrete case examples intended to guide judicial decisions through analogy or direct application.[39] The laws are grouped thematically without strict categorization, progressing roughly from judicial procedures and false accusations (e.g., laws 1–5) to property offenses like theft (e.g., laws 6–25), followed by sections on agriculture, labor, and family matters. The scope encompasses a wide array of civil, criminal, and economic disputes reflective of an agrarian society's priorities, including personal injuries such as assaults and surgical errors (laws 196–223, which detail retaliatory penalties varying by social class, like eye-for-eye retribution among equals).[40] Provisions also address commercial transactions, such as wages for laborers and boatmen (e.g., laws 268–277 specifying daily or seasonal rates), rental agreements for fields and houses (e.g., laws 42–52 on crop failures and repairs), and contracts for sales or hires (e.g., laws 104–107 on innkeeper liabilities).[41] Theft, slavery duties, and trade liabilities receive detailed treatment, with penalties calibrated to the value of goods or the offender's status, underscoring a stratified system where free persons, dependents, and slaves faced differential outcomes.[42] Notable gaps exist in areas like taxation, military service, or certain religious offenses, suggesting the code functioned as a selective manual for resolving common disputes rather than an exhaustive statutory compilation; unaddressed cases likely drew on prevailing customs, oral traditions, or ad hoc royal decrees for supplementation.[43] This case-driven approach emphasized practical adjudication over comprehensive codification, prioritizing resolution in hierarchical contexts where judges applied provisions to analogous situations.Categories of Provisions: Criminal, Civil, and Economic
The provisions of the Code of Hammurabi encompassed criminal offenses, civil disputes involving family and personal status, and economic transactions, with approximately 282 casuistic laws addressing specific scenarios rather than general rules.[9] These categories reflected the practical governance needs of Babylonian society around 1750 BCE, drawing from earlier Mesopotamian customs but systematized under Hammurabi's authority.[9] Criminal provisions targeted threats to social order, including false accusations, theft, and bodily harm. Law 1 mandated execution for an accuser who failed to prove a capital charge, such as murder, against another party before the elders.[4] Similarly, Law 3 imposed death on anyone presenting an unsubstantiated claim before judicial authorities.[44] Theft from temples or state property under Law 6 required the thief to be burned alive, while Laws 6–13 outlined restitution or execution for stolen goods depending on recovery and value.[44] Assault and homicide cases, such as those in Laws 196–214, prescribed penalties scaled to the injury's severity and parties' status, emphasizing deterrence through direct consequences.[9] Civil provisions regulated interpersonal relations, particularly marriage, inheritance, and slavery, to maintain household structures and resolve debts. Marriage laws, in sections like 128–184, permitted a husband to take a second wife if the first bore no children but required him to support the first as a dependent rather than expelling her (Law 138).[4] Inheritance favored sons, who divided the estate equally after the father's death (Law 165), while daughters received dowries as their share without claiming the paternal property (Law 181).[44] Slavery rules addressed debt bondage, limiting service to three years before manumission in the fourth (Law 117), and protected slaves from excessive punishment by owners, such as prohibiting death for mere verbal correction (Law 116).[4] These measures facilitated debt recovery while curbing indefinite servitude. Economic provisions standardized commerce, labor wages, and professional accountability to ensure predictable trade and construction quality. Laws 253–256 fixed prices for staples, mandating one kor (about 180 liters) of corn per shekel of silver from merchants during shortages.[44] Wages for workers were set, such as five-sixths of a shekel daily for field laborers (Law 257).[44] Builder liability under Law 229 required the builder's execution if a defective house collapsed and killed the owner, with the builder's son killed if the owner's son died (Law 230), extending to property damage via fines or rebuilding.[9] Similar strictures applied to boat builders (Laws 234–236), where faulty vessels sinking cargo led to compensation or the builder's death if a life was lost.[44] These rules aimed to enforce reliability in essential services through severe repercussions for negligence.Core Principles and Jurisprudence
Retributive Justice and Lex Talionis
The principle of lex talionis, or the law of retaliation, forms a cornerstone of retributive justice in the Code of Hammurabi, prescribing punishments that mirror the harm inflicted to ensure proportionality. For instance, Law 196 states that if a man blinds the eye of a free man (awīlum), his own eye shall be blinded, while similar rules apply to knocking out teeth (Law 200) or causing fractures (Law 197).[40][4] This approach extended to other bodily injuries among equals, enforcing an "eye for an eye, tooth for a tooth" standard that capped retribution at equivalence rather than allowing escalation into cycles of excessive vengeance common in pre-codified tribal disputes.[45] Unlike unregulated personal revenge, which risked indefinite feuds, the Code's lex talionis operated within a state-mediated framework, where royal judges or assemblies adjudicated cases, often requiring evidentiary thresholds such as witness testimony or oaths to substantiate claims before imposing talionic penalties.[4] For example, provisions for assault presupposed verified intent or negligence through communal verification processes, distinguishing codified justice from impulsive private retaliation and thereby institutionalizing deterrence.[46] Punishments varied by the relative status of victim and perpetrator—such as monetary compensation equivalent to half the slave's value for blinding a slave's eye (Law 199)—to align retribution with perceived societal value differentials, though full equivalence applied among free peers.[4] This calibrated retributive system likely functioned as a deterrent by limiting punitive excess, fostering social order in a hierarchical, conflict-prone Mesopotamian context; Hammurabi's Babylon endured and expanded from approximately 1792 to 1750 BCE, outlasting many contemporaries amid regional instability, suggesting the Code's role in curbing vendetta spirals through enforced proportionality.[16][47] Scholarly analyses attribute this stability to lex talionis as a "muted form of punishment" compared to unchecked vengeance, prioritizing measured response over emotional overreach to maintain communal cohesion.[46][48]Social Hierarchy and Class-Based Application
The Code of Hammurabi delineates a stratified society divided into three primary classes: awīlu (nobles or full freemen, often landowners or officials), muškenu (commoners or dependent freemen, typically laborers or clients of elites), and wardum (male slaves or servants, the lowest social class, who possessed limited rights but were considered property).[49] These distinctions underpin the application of justice, with penalties calibrated to the relative status of offender and victim rather than applied uniformly.[50] In cases of physical injury, such as causing the loss of an eye or breaking a bone, retribution follows lex talionis strictly between awīlu but diminishes for lower-status victims: an awīlu offender pays one mina of silver to a muškenu victim and half the slave's market value to a wardum owner if the slave is injured. Analogous scaling appears in provisions for false accusations, theft, and property damage, where fines or restitutions are reduced when targeting inferiors, while offenses against superiors incur harsher consequences, including potential death or mutilation.[49] This framework acknowledges empirical status differentials, as evidenced by Old Babylonian contracts showing awīlu commanding wages several times higher than muškenu for comparable labor, underscoring the code's alignment with prevailing economic realities.[49] Such class-attuned jurisprudence pragmatically reinforced cohesion in a hierarchical polity by safeguarding elite authority—deterring frivolous inter-class conflicts that could erode upper-stratum incentives for governance—while extending minimal deterrents against abuse of dependents and slaves, thereby averting widespread disorder from unchecked exploitation.[8] The code's internal logic prioritizes outcomes preserving systemic stability over abstract equality, as uniform penalties would disproportionately burden higher classes, potentially undermining the social order they sustained; protections for lower classes, though subordinate, ensured basic reciprocity to forestall rebellion.[50] This approach mirrors archaeological indications of entrenched inequality in Babylonian settlements, where elite residences and burial goods far exceeded those of commoners.[51]Emphasis on Evidence, Contracts, and Property Rights
The Code of Hammurabi mandates evidentiary protocols in property transactions and disputes, requiring witnesses and written records to verify claims and prevent fraud. For deposits of valuables such as silver or gold, Law 122 requires the depositor to display the items before witnesses and prepare a formal contract before handover; failure by the safekeeper to return them necessitates an oath but shields against unsubstantiated denial.[52] [53] Similar safeguards govern sales of livestock, slaves, or other goods, where transactions without witnesses or contracts deem the recipient a thief subject to execution, thus incentivizing documented exchanges.[4] Contractual provisions extend to loans, partnerships, and agency, recognizing sale, lease, barter, gift, pledge, and deposit as binding under specified terms, with penalties for breach to enforce reliability in commerce. Merchants and agents face liability for misappropriation, such as deducting unauthorized fees from proceeds (Laws 100–107), while debtors must repay with interest limits tied to collateral like fields or houses, protecting lenders' property rights.[43] [39] Builders and artisans incur severe accountability for defective work—execution if a collapsing structure kills the owner (Law 229)—compelling professional diligence and reducing risks in construction essential to urban expansion.[32] These mechanisms prioritize verifiable proof over mere assertion, aligning participant incentives toward transparency in an era of growing trade networks, as undocumented dealings invite presumption of theft and judicial scrutiny.[8] By embedding property protections within procedural rigor, the code facilitates economic stability, curtailing disputes through predefined liabilities rather than ad hoc resolutions.[43]Theories of Origin and Purpose
As Prospective Legislation vs. Retrospective Precedents
Scholars debate whether the Code of Hammurabi functioned primarily as prospective legislation—intended to govern future judicial decisions—or as a retrospective compilation of precedents drawn from prior rulings and customs. The casuistic structure of its 282 provisions, phrased in conditional "if...then" formulations (e.g., "If a man put out the eye of another man, his eye shall be put out"), closely resembles records of resolved disputes preserved in Mesopotamian archives rather than abstract hypotheticals or general statutes designed for uniform future application.[43] This style aligns with the period's judicial practices, where daybooks and temple records documented specific cases involving contracts, thefts, and injuries, suggesting the Code aggregated exemplary decisions to illustrate royal justice rather than mandate novel rules.[54] Evidence supporting a retrospective nature includes the scarcity of direct invocations of the Code in surviving Old Babylonian legal documents from Hammurabi's era (c. 1792–1750 BCE), such as court records and private contracts, which instead reference oaths, witnesses, and customary norms without citing codified laws. Later Mesopotamian texts similarly show judges applying analogous reasoning to new cases without rote adherence to the Code, implying it served as persuasive authority or educational tool rather than binding precedent.[55] Comparative analysis with earlier codes, like that of Ur-Nammu (c. 2100–2050 BCE), reinforces this view, as these texts compiled customs and decisions without evidence of enforced legislative use across their societies.[56] Counterarguments portray the Code as aspirational legislation, citing its monumental stele inscription—erected publicly in Babylonian cities—as a means to promote uniformity and deter arbitrary rulings by inscribing Hammurabi's standards for the realm.[57] The epilogue exhorts judges to uphold its "just decisions" and curses violators, evoking a legislative intent to shape future conduct.[43] However, empirical gaps undermine this: no archaeological or textual record confirms systematic enforcement or amendments, and the Code's inconsistencies with contemporaneous practices (e.g., harsher penalties than typical fines in contracts) indicate a symbolic or ideological role over practical codification.[58] Overall, the weight of evidence favors its dominance as retrospective precedents, reflecting accumulated judicial wisdom rather than a comprehensive statute book.Divine Mandate and Royal Authority
The prologue of the Code of Hammurabi asserts a divine mandate for the king's rule, portraying Hammurabi as selected by the chief gods Anu and Enlil to establish justice throughout the land, with Shamash, the Babylonian god of the sun and justice, specifically conferring righteous law upon him.[4] This theocratic framing is visually reinforced in the stele's bas-relief, where Shamash, enthroned and radiating divine authority, extends a rod and ring—traditional emblems of measurement, kingship, and judicial power—to the standing Hammurabi, symbolizing the transfer of legal sovereignty from deity to monarch.[59] Such iconography and rhetoric served to elevate Hammurabi's enactments beyond mere human decree, embedding them in cosmic order to deter opposition and ensure compliance across his expansive Babylonian realm, which by circa 1750 BCE encompassed Sumer, Akkad, and beyond.[35] Despite this divine proxy, the code underscores Hammurabi's direct royal agency in its compilation and promulgation, as he declares himself the "king of righteousness" who personally "inscribed the law of the land" to illuminate justice for his people.[4] The epilogue reinforces this by invoking future rulers and officials to adhere to the inscribed decisions, positioning Hammurabi as the authoritative editor who resolved "all great difficulties" through his wisdom.[37] Provisions within the laws themselves, such as those regulating judicial errors—where a judge who alters a sealed verdict faces severe penalty—imply a system of human adjudication under royal oversight, with dayyanum (judges) handling cases rather than priests or direct divine oracles.[60] This interplay of divine sanction and monarchical enforcement constituted a pragmatic hybrid, wherein godly endorsement constrained arbitrary exercise of power by tying the king's legitimacy to codified justice, fostering stability in a hierarchical society prone to conquest and internal strife.[4] Unlike purer theocratic models reliant on clerical intermediation, Hammurabi's framework centralized causal authority in the crown, enabling swift enforcement via military and administrative apparatus while invoking Shamash's oversight to promote equitable application, thereby mitigating risks of unchecked despotism evident in contemporaneous Near Eastern polities.[59]Linguistic and Textual Scholarship
Akkadian Language and Cuneiform Script
The Code of Hammurabi is inscribed in the Old Babylonian dialect of Akkadian, an East Semitic language spoken and written in Mesopotamia from approximately 2100 to 1400 BCE.[61] [62] This dialect features fusional morphology with grammatical cases and consonantal roots typical of Semitic languages, alongside extensive Sumerian loanwords due to the adaptation of cuneiform from Sumerian scribal traditions.[62] [63] Cuneiform script, consisting of wedge-shaped signs impressed or incised to represent syllables, logograms, or determinatives, was employed on the diorite stele for the Code's inscription.[42] The technique involved chiseling the wedges into the hard stone surface, enabling visibility from a distance and ensuring durability against environmental degradation, unlike the more common clay tablets used for administrative records.[45] This monumental medium, measuring about 2.25 meters in height, preserved approximately 4,130 lines of text in vertical columns.[24] Linguistic analysis confirms the Old Babylonian dialect's use through comparative philology with contemporaneous documents, such as royal letters and contracts, revealing formal archaisms in the Code that enhance its authoritative tone, including standardized verbal forms and orthographic conventions.[64] These features distinguish the inscription from vernacular Old Babylonian usage, prioritizing precision and permanence in legal expression.[65]Translation Methodologies and Debates
The translation of the Code of Hammurabi requires meticulous philological reconstruction of its Old Babylonian Akkadian text, inscribed in cuneiform script on a diorite stele. Scholars first transliterate cuneiform signs into Romanized script, accounting for polyvalent logograms and syllabic values, then normalize archaic forms and parse complex syntax influenced by casuistic conditional structures ("if... then..."). Contextual evidence from lexical lists, omen tablets, and administrative documents informs ambiguous terms, emphasizing literal rendering over interpretive liberties to preserve legal precision.[66] Martha T. Roth's 1997 edition in Law Collections from Mesopotamia and Asia Minor establishes the benchmark for English translations, integrating prior collations with grammatical fidelity to Akkadian moods and tenses for over 280 provisions.[67] Subsequent scholarly efforts, such as M.E.J. Richardson's 2000 Hammurabi's Laws: Text, Translation and Glossary, refine glossaries for pedagogical use but adhere closely to Roth's textual base.[68] Digital platforms like eHammurabi provide post-2010 updates with interactive transliterations and minor emendations from fragment comparisons, though core readings remain stable absent major epigraphic advances.[32] Debates center on lexical ambiguities, particularly verbs in family law provisions where terms for child disposal evoke exposure versus outright killing. For example, in contexts akin to laws on illegitimate offspring (e.g., §§191–194), interpreters weigh whether Akkadian roots imply balālu (mixing/abandonment) or lethal intent, cross-referencing exposure practices in non-legal texts like birth omens that treat abandonment as survivable neglect rather than homicide.[69] Such disputes underscore philological rigor: empirical parallels from Mesopotamian letters favor "expose" for indirect infanticide analogs, rejecting anachronistic equations with modern euthanasia absent direct attestation.[70] Translations thus prioritize verifiable cuneiform variants over speculative ethics, as seen in filiation clauses (§§185–193) where relational terms like mārūtu (sonship) demand scrutiny of adoption idioms to avoid class-biased misreadings.[70] Post-2020 refinements via databases like the Cuneiform Digital Library Initiative enable pixel-level verification of eroded passages, yielding subtle adjustments (e.g., to §229's builder liability phrasing) but no paradigm shifts, reinforcing Roth's empiricist approach against over-reliance on hypothetical reconstructions.[19] This methodology sustains causal fidelity to the text's intent as royal decree, eschewing glosses that import extraneous ideologies.Comparative Relations
Parallels with Earlier and Contemporary Mesopotamian Codes
The Code of Hammurabi shares structural and substantive parallels with preceding Mesopotamian legal collections, including the Code of Ur-Nammu (c. 2100 BC), the Code of Lipit-Ishtar (c. 1930 BC), and the Laws of Eshnunna (c. 1770 BC), reflecting a tradition of casuistic lawmaking where hypothetical scenarios trigger specified penalties.[19] These earlier codes, preserved on clay tablets, address similar domains such as bodily injury, theft, and social offenses, often employing fines scaled to injury severity and victim status. For example, Ur-Nammu prescribes 0.5 mina of silver for knocking out an eye or tooth, emphasizing restitution over retaliation, while Lipit-Ishtar includes provisions for inheritance disputes and slave conduct with comparable monetary or corporal sanctions.[56][71] Hammurabi's code demonstrates textual overlap and refinement of these motifs, expanding penalties to incorporate lex talionis for elites—such as eye for eye in cases of equal-status free men—while retaining fines for commoners or slaves, as seen in laws 196–201 contrasting with Eshnunna's tariff for facial assaults (e.g., 60 shekels for a nose).[19] Provisions on false accusation of homicide mandate death for the accuser without proof in both Ur-Nammu and Hammurabi (§1), and Eshnunna's rules for negligent boat sinking require restoration of losses, paralleling Hammurabi's contract and property damage clauses.[56] Lipit-Ishtar similarly features death for unsubstantiated murder claims and regulates matrimonial agreements, with Hammurabi echoing these in greater detail on family and commercial matters.[72] These affinities stem from scribal diffusion across Mesopotamian city-states, where codes functioned as pedagogical tools in cuneiform schools, fostering incremental elaboration rather than isolated innovation; Hammurabi's version, with 282 laws versus Eshnunna's 60, accommodates the administrative demands of a unified Babylonian empire through broader coverage of trade, labor, and imperial justice.[19] Unlike the more localized focus of predecessors, Hammurabi integrates class-based gradations more systematically, applying talionic justice primarily to free persons while imposing vicarious fines on dependents, thus adapting shared precedents to a hierarchical polity.[19]Distinctions from Biblical, Greco-Roman, and Later Systems
While the Code of Hammurabi shares superficial resemblances with Biblical law, such as the principle of lex talionis ("an eye for an eye") outlined in laws like §196–197 for injuries between equals, the Mosaic Torah applies retaliation more uniformly without explicit class differentiations that mitigate or exacerbate penalties based on social status.[73] For instance, Hammurabi's code prescribes death for a builder whose faulty house collapses and kills the owner's son (§229), but Biblical provisions in Exodus 21 emphasize proportional restitution tied to ethical imperatives rather than stratified hierarchies.[74] Unlike the Torah's foundation in monotheistic divine revelation directly to Moses, emphasizing moral absolutes and provisions for atonement or forgiveness absent in Hammurabi's rigid casuistry, the Babylonian code derives from polytheistic oracles via the king, prioritizing pragmatic royal enforcement over transcendent ethical monotheism.[75] In contrast to the Roman Twelve Tables (c. 450 BCE), which codified procedural rights and aimed toward equality among citizens by bridging patrician-plebeian divides through public inscription and debt regulations, Hammurabi's code enforces stark class rigidity, with penalties varying sharply by rank—for example, a commoner's assault on a noble warranting fines rather than equivalent bodily harm (§204), underscoring no comparable ideal of civic equality.[76] The Twelve Tables focus on declarative rules for disputes and inheritance without the Babylonian emphasis on evidentiary contracts or property hierarchies, reflecting Rome's emergent republican balance rather than autocratic divine-kingly imposition, with no evidentiary lineage linking the two beyond shared ancient Near Eastern motifs.[77] Compared to later systems, Hammurabi's fixed, harsh penalties—such as amputation for theft (§22) or drowning for adultery (§129)—contrast with modern discretionary sentencing, where judicial flexibility correlates empirically with higher recidivism rates; studies show longer, determinate incarceration reduces reoffending by up to 51% in likelihood and delays recidivism onset.[78] This Babylonian approach embodies secular pragmatism through codified deterrence, unbound by egalitarian pretensions or rehabilitative leniency that empirical data links to elevated relapse, prioritizing causal certainty in punishment over variable mercy.[79]Scholarly Interpretations and Controversies
Early 20th-Century Scholarship and Initial Readings
 preempted disproportionate kin-based retaliations pervasive in pre-Hammurabic tribal disputes.[94] Gender-specific edicts, often misconstrued through a lens of patriarchal oppression, instead reflect causal safeguards for female dependents in a context of high paternal mortality and limited welfare structures. For instance, adultery penalties under Laws 129 and 130—drowning both adulterers unless the husband waived execution—enforced monogamous fidelity to secure inheritance lines and deter cuckoldry, which threatened women's post-marital provisioning, while Law 137 mandated full dowry return plus compensation if a husband initiated divorce without fault, thereby insulating wives from destitution.[95] These rules, prioritizing familial deterrence over individual autonomy, aligned with the code's broader aim to protect vulnerable classes including widows and orphans (proem and epilogue), fostering demographic resilience in an agrarian economy where unchecked dissolution could precipitate clan collapse.[96] Contemporary analyses biased toward progressive historiography understate this protective calculus, overlooking how analogous strictures mitigated exploitation more effectively than vague customary norms.[97] Parallels to modern deterrence failures underscore the pitfalls of anachronistic leniency: U.S. violent crime rates escalated 126% from 1960 to 1970 amid procedural reforms diluting sanction certainty, such as expanded due process rights, prompting a policy pivot toward incapacitation that later halved peak offending levels by the 1990s.[98] Criminological evidence affirms that perceived risks of severe, predictable reprisal—mirroring Hammurabi's unyielding tariffs—outweigh rehabilitative optimism in high-stakes environments, where moralistic condemnations of "barbarism" evade the first-principles reality that attenuated consequences invite predation on the weak.[99] Institutions exhibiting left-leaning predispositions, including much of academia, amplify emotive repudiations of ancient rigor while sidelining cross-temporal data on order maintenance.[100]Enduring Legacy
Influence on Concepts of Rule of Law and Deterrence
The Code of Hammurabi, inscribed circa 1754 BCE, represented an early effort to codify and publicize legal norms on a monumental stele placed in public view, thereby standardizing judgments across Babylonian territories and mitigating inconsistencies arising from local customs or individual caprice among officials. This formalization constrained discretionary power to some degree by requiring adherence to enumerated rules rather than ad hoc rulings, as evidenced by the code's casuistic structure addressing specific scenarios in commerce, property, and family matters. However, such publicity primarily reinforced the king's centralized authority, deriving legitimacy from divine mandate in the prologue, rather than subordinating the sovereign to impersonal law.[57][19] In terms of deterrence, the code prioritized swift and certain penalties calibrated to the offense, such as death for theft from temples or false accusations, embodying a principle of proportional retribution that aimed to dissuade violations through predictable severity. This approach prefigured classical deterrence theory, where the certainty of apprehension and punishment outweighs mere harshness in efficacy, as later corroborated by empirical analyses showing jurisdictions with reliable enforcement exhibit 20-30% lower recidivism rates compared to those emphasizing delayed or uncertain sanctions. Babylonian records imply effective order maintenance under Hammurabi's expansions, suggesting the model's practical impact in a pre-modern context reliant on visible exemplars over abstract rehabilitation.[101][102] Notwithstanding these elements, the code's influence on rule-of-law concepts manifests indirectly as a template for absolutist legalism, not as a progenitor of egalitarian constraints on power seen in later traditions. Social stratification in penalties—e.g., fines for elites versus mutilation for commoners—underscored hierarchical enforcement, prioritizing regime stability over universal applicability. No linear transmission to Western frameworks exists; instead, it modeled royal promulgation of statutes to consolidate control, as paralleled in Assyrian and Persian edicts, without engendering doctrines of limited government or judicial independence.[103][104]Medico-Legal Provisions and Their Rationality
The medico-legal provisions of the Code of Hammurabi, primarily in sections 215–225, regulated surgical interventions by asû physicians, imposing penalties scaled to the patient's social status and the procedure's outcome.[4] For instance, if a physician performed a major operation with a bronze lancet on a free-born man and caused death or loss of an eye, the physician's hand was to be cut off.[105] In cases involving slaves, the penalty shifted to restitution: replacement of the deceased slave or payment equivalent to the slave's value, without bodily harm to the physician.[106] Fees for successful operations mirrored this hierarchy, with 10 shekels of silver awarded for saving a free man's life versus 2 shekels for a slave, reflecting the perceived value and risk differential.[107] These rules embodied a rationality rooted in incentive alignment, compelling practitioners to internalize the costs of failure through personal stakes, which deterred unqualified or reckless interventions in an era lacking standardized training or oversight.[38] The severe penalty for errors on free persons—effectively wagering the surgeon's primary tool of trade—functioned as a proto-insurance mechanism, where competence was enforced by "skin in the game," ensuring only skilled operators undertook high-risk procedures on valued patients.[8] This approach reduced quackery by filtering out low-skill actors from lucrative cases, as empirical patterns in pre-modern high-stakes professions demonstrate that personal liability correlates with elevated performance standards and lower incidence of negligence.[108] The scaling by status further optimized resource allocation: harsh deterrents protected elites who bore societal costs, while compensatory fines for slaves maintained economic utility without over-penalizing physicians for lower-value risks, promoting overall surgical reliability in a stratified society.[109] Such provisions verifiably advanced causal deterrence, as surviving cuneiform records indicate regulated medical practices persisted with fewer anecdotal failures compared to unregulated contemporaneous systems.[110]Political and Social Implications in Historical Context
The Code of Hammurabi facilitated state-building by centralizing judicial authority under the monarchy, portraying the king as the divinely appointed dispenser of justice from the god Shamash, which legitimized royal control over dispute resolution and reduced reliance on local or kin-based adjudication. This monopoly on justice helped curb decentralized power structures akin to feudal arrangements in Mesopotamian city-states, where local elites previously wielded significant autonomy in enforcing norms, thereby enabling Hammurabi's unification of disparate territories into a cohesive empire spanning southern Mesopotamia by around 1760 BCE.[42] Empirical evidence of this consolidation appears in the code's emphasis on standardized penalties and procedures, which supplanted ad hoc tribal vengeance and fostered administrative predictability across conquered regions.[87] Socially, the code codified existing hierarchies—dividing society into awilu (nobles and freemen), mushkenu (dependents or commoners), and wardu (slaves)—with graduated punishments reflecting status differences, such as lesser fines for harms to lower classes, which mirrored the causal realities of property ownership and social function rather than imposing artificial equality.[42] These provisions acknowledged natural inequalities in capability and contribution, yet permitted limited mobility through enforceable contracts for adoption, marriage, and commerce, allowing capable individuals to elevate status via economic success rather than birth alone.[8] This structure promoted stability by aligning legal incentives with societal roles, deterring disruptions from unchecked envy or revolt, as evidenced by the code's regulations on labor, trade, and family that sustained productive hierarchies.[111] The code's implementation correlated with enduring political stability, as the Old Babylonian Empire persisted for approximately 155 years after Hammurabi's death in 1750 BCE, until the Hittite sack in 1595 BCE, outlasting many contemporaneous egalitarian or loosely structured polities that fragmented under internal strife. Subsequent Kassite rule maintained Babylon as a cultural and administrative hub until 1155 BCE, suggesting the code's framework contributed to resilience against invasions by providing a deterrent legal order that prioritized order over uniformity.[86] In contrast to modern critiques framing such systems as oppressive, the empirical longevity of hierarchical Babylonian governance underscores how codified status-based justice yielded greater societal cohesion than experiments lacking clear differentiation, averting the chaos observed in less stratified ancient societies.[87]References
- https://en.wikisource.org/wiki/Codex_Hammurabi_%28King_translation%29