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Ground-coupled heat exchanger
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A ground-coupled heat exchanger is an underground heat exchanger that can capture heat from and/or dissipate heat to the ground. They use the Earth's near constant subterranean temperature to warm or cool air or other fluids for residential, agricultural or industrial uses. If building air is blown through the heat exchanger for heat recovery ventilation, they are called earth tubes (or Canadian well, Provençal well, Solar chimney, also termed earth cooling tubes, earth warming tubes, earth-air heat exchangers (EAHE or EAHX), air-to-soil heat exchanger, earth channels, earth canals, earth-air tunnel systems, ground tube heat exchanger, hypocausts, subsoil heat exchangers, thermal labyrinths, underground air pipes, and others).
Earth tubes are often a viable and economical alternative or supplement to conventional central heating or air conditioning systems since there are no compressors, chemicals or burners and only blowers are required to move the air. These are used for either partial or full cooling and/or heating of facility ventilation air. Their use can help buildings meet Passive House standards or LEED certification.
Earth-air heat exchangers have been used in agricultural facilities (animal buildings) and horticultural facilities (greenhouses) in the United States of America over the past several decades and have been used in conjunction with solar chimneys in hot arid areas for thousands of years, probably beginning in the Persian Empire. Implementation of these systems in India as well as in the cooler climates of Austria, Denmark and Germany to preheat the air for home ventilation systems has become fairly common since the mid-1990s, and is slowly being adopted in North America.
Ground-coupled heat exchanger may also use water or antifreeze as a heat transfer fluid, often in conjunction with a geothermal heat pump. See, for example downhole heat exchangers. The rest of this article deals primarily with earth-air heat exchangers or earth tubes.
Passive designs
[edit]Passive ground-coupled heat exchange is a common traditional technique. It drives circulation using pressure differences caused by wind, rain, and buoyancy-driven convection (from selectively engineering areas of solar heating and evaporative, radiative, or conductive cooling).
Design
[edit]

Earth-air heat exchangers can be analyzed for performance with several software applications using weather gage data. These software applications include GAEA, AWADUKT Thermo, EnergyPlus, L-EWTSim, WKM, and others. However, numerous earth-air heat exchanger systems have been designed and constructed improperly, and failed to meet design expectations. Earth-air heat exchangers appear best suited for air pretreatment rather than for full heating or cooling. Pretreatment of air for an air source heat pump or ground-source heat pump often provides the best economic return on investment, with simple payback often achieved within one year after installation.
Most systems are usually constructed from 100 to 600 mm (3.9 to 23.6 in) diameter, smooth-walled (so they do not easily trap condensation moisture and mold), rigid or semi-rigid plastic, plastic-coated metal pipes or plastic pipes coated with inner antimicrobial layers, buried 1.5 to 3 m (4.9 to 9.8 ft) underground where the ambient earth temperature is typically 10 to 23 °C (50 to 73 °F) all year round in the temperate latitudes where most humans live. Ground temperature becomes more stable with depth. Smaller diameter tubes require more energy to move the air and have less earth contact surface area. Larger tubes permit a slower airflow, which also yields more efficient energy transfer and permits much higher volumes to be transferred, permitting more air exchanges in a shorter time period, when, for example, you want to clear the building of objectionable odors or smoke but suffer from poorer heat transfer from the pipe wall to the air due to increased distances.
Some consider that it is more efficient to pull air through a long tube than to push it with a fan. A solar chimney can use natural convection (warm air rising) to create a vacuum to draw filtered passive cooling tube air through the largest diameter cooling tubes. Natural convection may be slower than using a solar-powered fan. Sharp 90-degree angles should be avoided in the construction of the tube – two 45-degree bends produce less-turbulent, more efficient air flow. While smooth-wall tubes are more efficient in moving the air, they are less efficient in transferring energy.
There are three configurations, a closed loop design, an open 'fresh air' system or a combination:
- Closed loop system: Air from inside the home or structure is blown through a U-shaped loop of typically 30 to 150 m (98 to 492 ft) of tube(s) where it is moderated to near earth temperature before returning to be distributed via ductwork throughout the home or structure. The closed loop system can be more effective cooling the air (during air temperature extremes) than an open system, since it cools and recools the same air.
- Open system: Outside air is drawn from a filtered air intake (Minimum Efficiency Reporting Value MERV 8+ air filter is recommended) to cool or preheat the air. The tubes are typically 30 m (98 ft) long straight tubes into the home. An open system combined with energy recovery ventilation can be nearly as efficient (80-95%) as a closed loop, and ensures that entering fresh air is filtered and tempered.
- Combination system: This can be constructed with dampers that allow either closed or open operation, depending on fresh air ventilation requirements. Such a design, even in closed loop mode, could draw a quantity of fresh air when an air pressure drop is created by a solar chimney, clothes dryer, fireplace, kitchen or bathroom exhaust vents. It is better to draw in filtered passive cooling tube air than unconditioned outside air.
Single-pass earth air heat exchangers offer the potential for indoor air quality improvement over conventional systems by providing an increased supply of outdoor air. In some configurations of single-pass systems, a continuous supply of outdoor air is provided. This type of system would usually include one or more ventilation heat recovery units.
Shared Ground Arrays
[edit]
A shared ground array comprises connected ground heat exchangers for use by more than one home.[1] They can deliver low-carbon heating where individual ground-coupled heat exchangers are not viable, such as in terraced housing with little outside space. They can also provide opportunities to decarbonise heating for groups of homes away from dense urban centres where traditional district heating is unlikely to be economically viable.[1] Other benefits include higher efficiency and lower capital cost, greater resident control to choose their own electricity supplier, and reduction in the number of exchangers required due to the variance in peak load times between different households.[1]
Thermal Labyrinths
[edit]A thermal labyrinth performs the same function as an earth tube, but they are usually formed from a larger volume rectilinear space, sometimes incorporated into building basements or under ground floors, and which are in turn divided by numerous internal walls to form a labyrinthine air path. Maximising the length of the air path ensures a better heat transfer effect. The construction of the labyrinth walls, floors, and dividing walls is normally of high thermal mass cast concrete and concrete block, with the exterior walls and floors in direct contact with the surrounding earth.[2]
Safety
[edit]If humidity and associated mold colonization is not addressed in system design, occupants may face health risks. At some sites, the humidity in the earth tubes may be controlled simply by passive drainage if the water table is sufficiently deep and the soil has relatively high permeability. In situations where passive drainage is not feasible or needs to be augmented for further moisture reduction, active (dehumidifier) or passive (desiccant) systems may treat the air stream.
Formal research indicates that earth-air heat exchangers reduce building ventilation air pollution. Rabindra (2004) states, “The tunnel [earth-Air heat exchanger] is found not to support the growth of bacteria and fungi; rather it is found to reduce the quantity of bacteria and fungi thus making the air safer for humans to inhale. It is therefore clear that the use of EAT [Earth Air Tunnel] not only helps save the energy but also helps reduce the air pollution by reducing bacteria and fungi.”[3] Likewise, Flueckiger (1999) in a study of twelve earth-air heat exchangers varying in design, pipe material, size and age, stated, “This study was performed because of concerns of potential microbial growth in the buried pipes of ground-coupled air systems. The results however demonstrate, that no harmful growth occurs and that the airborne concentrations of viable spores and bacteria, with few exceptions, even decreases after passage through the pipe-system”, and further stated, “Based on these investigations the operation of ground-coupled earth-to-air heat exchangers is acceptable as long as regular controls are undertaken and if appropriate cleaning facilities are available”.[4]
Whether using earth tubes with or without antimicrobial material, it is extremely important that the underground cooling tubes have an excellent condensation drain and be installed at a 2-3 degree grade to ensure the constant removal of condensed water from the tubes. When implementing in a house without a basement on a flat lot, an external condensation tower can be installed at a depth lower than where the tube enters into the house and at a point close to the wall entry. The condensation tower installation requires the added use of a condensate pump in which to remove the water from the tower. For installations in houses with basements, the pipes are graded so that the condensation drain located within the house is at the lowest point. In either installation, the tube must continually slope towards either the condensation tower or the condensation drain. The inner surface of the tube, including all joints must be smooth to aid in the flow and removal of condensate. Corrugated or ribbed tubes and rough interior joints must not be used. Joints connecting the tubes together must be tight enough to prevent water or gas infiltration. In certain geographic areas, it is important that the joints prevent Radon gas infiltration. Porous materials like uncoated concrete tubes cannot be used. Ideally, Earth Tubes with antimicrobial inner layers should be used in installations to inhibit the potential growth of molds and bacteria within the tubes.
Effectiveness
[edit]Implementations of earth-air heat exchangers for either partial or full cooling and/or heating of facility ventilation air have had mixed success. The literature is, unfortunately, well populated with over-generalizations about the applicability of these systems – both in favor of, and against. A key aspect of earth-air heat exchangers is the passive nature of operation and consideration of the wide variability of conditions in natural systems.
Earth-air heat exchangers can be very cost effective in both up-front/capital costs as well as long-term operation and maintenance costs. However, this varies widely depending on the location’s latitude, altitude, ambient Earth temperature, climatic temperature-and-relative-humidity extremes, solar radiation, water table, soil type (thermal conductivity), soil moisture content and the efficiency of the building's exterior envelope design / insulation. Generally, dry-and-low-density soil with little or no ground shade will yield the least benefit, while dense damp soil with considerable shade should perform well. A slow drip watering system may improve thermal performance. Damp soil in contact with the cooling tube conducts heat more efficiently than dry soil.
Earth cooling tubes are much less effective in hot humid climates (like Florida) where the ambient temperature of the earth approaches human comfort temperature. The higher the ambient temperature of the earth, the less effective it is for cooling and dehumidification. However, the earth can be used to partially cool and dehumidify the replacement fresh air intake for passive-solar thermal buffer zone[5] areas like the laundry room, or a solarium / greenhouse, especially those with a hot tub, swim spa, or indoor swimming pool, where warm humid air is exhausted in the summer, and a supply of cooler drier replacement air is desired.
Not all regions and sites are suitable for earth-air heat exchangers. Conditions which may hinder or preclude proper implementation include shallow bedrock, high water table, and insufficient space, among others. In some areas, only cooling or heating may be afforded by earth-air heat exchangers. In these areas, provision for thermal recharge of the ground must especially be considered. In dual function systems (both heating and cooling), the warm season provides ground thermal recharge for the cool season and the cool season provides ground thermal recharge for the warm season, though overtaxing the thermal reservoir must be considered even with dual function systems.
Environmental impact
[edit]In the context of today's diminishing fossil fuel reserves, increasing electrical costs, air pollution and global warming, properly designed earth cooling tubes offer a sustainable alternative to reduce or eliminate the need for conventional compressor-based air conditioning systems, in non-tropical climates. They can also help to balance the electricity grid to support fluctuating supply from other renewable energy sources.[1] They also provide the added benefit of controlled, filtered, temperate fresh air intake, which is especially valuable in tight, well-weatherized, efficient building envelopes.
Water to earth
[edit]An alternative to the earth-to-air heat exchanger is the "water" to earth heat exchanger. This is typically similar to a geothermal heat pump tubing embedded horizontally in the soil (or could be a vertical sonde) to a similar depth of the earth-air heat exchanger. It uses approximately double the length of pipe of 35 mm diameter, e.g., around 80 m compared to an EAHX of 40 m. A heat exchanger coil is placed before the air inlet of the heat recovery ventilator. Typically a brine liquid (heavily salted water) is used as the heat exchanger fluid.
Many European installations are now using this setup due to the ease of installation. No fall or drainage point is required and it is safe because of the reduced risk from mold.
See also
[edit]References
[edit]- ^ a b c d Bale, C.; Barns, D.; Turner, J. (2022-04-06). "Shared ground heat exchange for the decarbonisation of heat". eprints.whiterose.ac.uk. doi:10.48785/100/91. Retrieved 2022-04-07.
- ^ "Integrating Active Thermal Mass Strategies in Responsive Buildings" (PDF). Archived from the original (PDF) on 3 July 2011. Retrieved 21 December 2012.
- ^ Bhattarai, Rabindra Nath; Mishra, Shailendra Kumar; Basnyat, Pawan. "USE OF EARTH AIR TUNNEL HVAC SYSTEM IN MINIMIZING INDOOR AIR POLLUTION".
{{cite journal}}: Cite journal requires|journal=(help) - ^ Measurement, Modeling and Simulation of an Earth-to-Air Heat Exchanger in Marburg (Germany) Archived 2012-04-26 at the Wayback Machine, Rainer Wagner, Stefan Beisel, Astrid Spieler, Klaus Vajen Philipps-Universität Marburg, Department of Physics (2000)
- ^ "Two Small Delta Ts Are Better Than One Large Delta T". U.S. DOE / ORNL Zero Energy Design Workshop. Retrieved 2007-12-23.
- International Energy Agency, Air Infiltration and Ventilation Center, Ventilation Information Paper No. 11, 2006, "Use of Earth to Air Heat Exchangers for Cooling"
External links
[edit]- Energy Savers: Earth Cooling Tubes (US Dept of Energy) Archived 2010-01-05 at the Wayback Machine
Ground-coupled heat exchanger
View on GrokipediaFundamentals
Definition and operating principles
A ground-coupled heat exchanger is a subsurface system of pipes buried in the soil that transfers thermal energy between the ground and a circulating fluid, such as water or a water-antifreeze solution, serving as a heat source in winter or sink in summer for building heating and cooling applications.[3][10] This exchanger couples directly with the thermal mass of the earth, exploiting its stable subsurface temperatures, which typically range from 10°C to 16°C at depths of 1.5 to 3 meters in temperate climates, remaining closer to the annual average air temperature than fluctuating surface conditions.[3][11] The fundamental operating principle involves conductive heat transfer driven by temperature gradients between the fluid and the surrounding soil, following Fourier's law where heat flux is proportional to the thermal conductivity of the soil and the temperature difference across the pipe-soil interface.[11] In heating mode, cooler fluid circulates through the pipes, absorbing latent and sensible heat from the warmer ground via conduction and convection within the fluid, raising its temperature before returning to the coupled heat pump for further concentration and delivery indoors.[10] Conversely, during cooling, warmer fluid rejects heat to the cooler ground, maintaining a smaller temperature differential—and thus higher coefficient of performance—compared to air-source alternatives that contend with extreme outdoor air swings.[3][12] System performance depends on soil thermal properties, including conductivity (typically 0.5–2.5 W/m·K for common soils) and moisture content, which enhance heat transfer rates; dry sands exhibit lower conductivity around 0.5 W/m·K, while wet clays reach up to 2.5 W/m·K.[13] The closed-loop design prevents direct fluid-ground contact, minimizing contamination risks and allowing antifreeze use in cold climates to avoid freezing, with circulation driven by pumps to sustain flow rates of 0.1–0.5 liters per second per ton of cooling capacity.[12][13] Over time, repeated heat extraction or injection can induce thermal plumes in the soil, altering local gradients and necessitating design considerations for long-term capacity, as empirical studies show ground temperature changes of 2–5°C after years of operation in densely loaded systems.[14]Historical development
Passive ground-coupled heat exchange systems trace their origins to ancient civilizations, where buried conduits exploited the earth's thermal stability for ventilation and cooling. In Persia and ancient Greece, structures akin to earth-air heat exchangers—such as qanats integrated with wind towers—facilitated airflow through underground channels, preconditioning air to mitigate extreme outdoor temperatures before it entered buildings.[15] These designs, employed for millennia in arid regions, relied on conductive heat transfer between soil and air without mechanical assistance, demonstrating early empirical recognition of subsurface temperature moderation.[1] The transition to active systems began in the early 20th century with theoretical advancements in heat pump technology. A pivotal milestone occurred in 1912 when Swiss engineer Heinrich Zoelly patented an electrically driven ground-source heat pump, conceptualizing the ground as a stable thermal reservoir for heating via buried exchangers.[16] Practical implementation followed in the 1940s; American engineer Robert C. Webber constructed the first direct-exchange ground-source heat pump using horizontal ground loops in the late 1940s, while Professor Carl Nielsen installed the inaugural residential open-loop system at Ohio State University in 1948, adapting ground coupling for broader heating applications.[17] Horizontal ground-coupled configurations gained traction post-World War II amid energy efficiency pursuits. In Europe, the first operational ground-source heat pump employing horizontal loops was installed in Germany in 1969, marking a shift toward closed-loop designs that minimized groundwater dependency and installation complexity compared to vertical boreholes.[16] Subsequent decades saw refinements driven by the 1970s oil crises, with research emphasizing empirical performance data from field installations, leading to standardized horizontal loop geometries for residential and commercial use by the 1980s.[18] These developments underscored causal advantages of shallow ground coupling—lower drilling costs and accessible thermal mass—over deeper alternatives, though early systems often grappled with loop sizing inaccuracies absent modern modeling.[19]System configurations
Passive designs
Passive ground-coupled heat exchangers, commonly implemented as earth-to-air heat exchangers (EAHE), precondition ventilation or process air by routing it through buried pipes, exploiting the earth's stable subsurface temperatures for heat exchange without relying on mechanical pumps or compressors.[20] These systems operate via conduction and convection between the air and surrounding soil, achieving passive cooling in summer—when inlet air exceeds soil temperature—and preheating in winter, thereby reducing reliance on active HVAC components.[21] Subsurface soil temperatures, stable at depths of 1.5–4 m (e.g., approximately 25 °C in subtropical regions like Bhopal, India, or 10–15 °C in temperate zones), serve as the thermal reservoir, with performance governed by the temperature differential and contact time.[21][22] Designs typically feature horizontal PVC pipes with inner diameters of 0.1–0.4 m and burial lengths of 20–100 m to maximize the number of transfer units (NTU), where effectiveness rises significantly up to NTU ≈ 3 before diminishing returns.[21][23] Configurations include straight parallel pipes or branched networks, with air velocities of 2–5 m/s optimizing convective heat transfer coefficients while minimizing pressure drops, calculated via Nusselt number correlations such as Nu = 0.023 Re^{0.8} Pr^{0.4} for turbulent flow.[21] Burial depth influences undisturbed earth temperature stability, with shallower installations (1.5–2 m) sufficient in many climates but deeper placements (up to 4 m) preferred for greater thermal mass and reduced surface fluctuations.[22] Materials like PVC are selected for corrosion resistance and low thermal conductivity to prioritize soil-side heat transfer, though pipe spacing (typically 0.5–1 m) prevents mutual interference.[20] Performance metrics, such as thermal effectiveness (ε = (T_out - T_soil)/(T_in - T_soil)), depend on air mass flow rate (ṁ = ρ v_a (π D²/4) N_p), soil thermal properties, and inlet conditions, with empirical studies showing outlet air temperature reductions of 8–15 °C in cooling mode under typical summer loads.[21][22] In a parametric analysis, optimal lengths of 80–100 m with smaller diameters enhanced heat transfer rates, yielding up to 20–30% reductions in ventilation-related cooling energy for buildings.[23] Factors like soil moisture (increasing conductivity) and inlet air humidity can boost efficiency but risk condensation, necessitating drainage slopes (1–2%) and filters to mitigate microbial growth.[20] Real-world applications, such as Natural Resources Canada's EATEX systems, demonstrate viability for low-energy buildings, though efficacy varies with climate—most pronounced in arid or moderate zones with large diurnal swings—and requires integration with building envelopes to avoid efficiency losses from short-circuiting or fouling.[20][22]Active designs integrated with heat pumps
![Horizontal ground-coupled heat exchanger installation][float-right] Active ground-coupled heat exchanger designs employ mechanical pumps to circulate a heat transfer fluid, typically water or a water-antifreeze mixture, through buried pipe networks, facilitating enhanced heat exchange with the surrounding soil compared to passive systems reliant on natural convection.[3] These systems are commonly integrated with ground-source heat pumps (GSHPs), where the exchanger serves as the low-grade thermal source or sink, enabling the heat pump to achieve coefficients of performance (COP) exceeding 4 under optimal conditions by leveraging the stable subsurface temperatures, which fluctuate less than ambient air.[24] In such configurations, the fluid absorbs heat from the ground during heating mode or rejects excess heat during cooling, with circulation pumps consuming approximately 5-15% of the system's total energy use depending on loop length and flow rates.[25] Horizontal loop arrangements, buried at depths of 1-2 meters, predominate in active designs due to lower drilling costs, though they necessitate larger land areas—often 200-400 meters of pipe per kilowatt of capacity.[26] Empirical studies demonstrate that horizontal GSHP systems in temperate climates yield seasonal performance factors (SPF) of 3.5-4.5 for heating, outperforming air-source alternatives by 20-50% in efficiency, as ground temperatures remain above freezing year-round in mid-latitudes.[27] Integration challenges arise from seasonal load imbalances, where predominant heating demands deplete soil thermal energy, reducing long-term exchanger effectiveness by up to 10-20% without mitigation.[28] Hybrid active systems address this by supplementing with air-source auxiliary heat pumps during peak loads, restoring ground thermal balance and sustaining COP above 3 even after years of operation, as evidenced in field trials spanning 8 years in cold climates.[25] Vertical boreholes, extending 50-150 meters, offer compact alternatives for space-constrained sites, with active pumping ensuring uniform flow and heat transfer rates of 20-50 W/m in saturated soils.[29] Materials like high-density polyethylene (HDPE) pipes, with thermal conductivities around 0.4 W/m·K, minimize degradation, supporting system lifespans of 50+ years for loops and 25 years for heat pumps.[30]Loop types and geometries
Ground-coupled heat exchangers employ horizontal buried pipe networks to exchange heat with the soil, typically installed at depths of 1 to 2 meters where soil temperatures remain relatively stable year-round.[31] The primary loop geometries include straight (linear) configurations, slinky coils, and spiral layouts, each designed to optimize heat transfer surface area relative to excavation requirements.[32] Selection depends on site constraints such as available land area, soil thermal properties, and installation costs, with straight loops requiring more extensive trenching but simpler construction. Straight pipe loops consist of parallel high-density polyethylene (HDPE) pipes, often in U-tube or single-pass arrangements, laid flat in shallow trenches spaced 1 to 3 meters apart.[33] This geometry provides uniform soil contact and minimal flow resistance, achieving heat transfer rates of approximately 10-20 W/m of pipe length under typical operating conditions, though performance diminishes in low-conductivity soils like clay.[34] Installation involves excavating continuous or segmented trenches, backfilling with thermally enhanced grout or native soil, and connecting pipes to a manifold for fluid circulation, making it suitable for sites with ample horizontal space but less viable in rocky terrains.[35] Slinky loops, also known as coiled or helical configurations, compact pipe lengths by forming overlapping loops within narrower trenches, typically achieving 2-3 times the pipe density of straight layouts per unit volume. Pipes are coiled with diameters of 0.6 to 1 meter and pitches of 0.6 to 0.9 meters, enhancing effective heat exchange through increased surface area exposure, though this introduces higher pressure drops requiring larger pumps.[36] Numerical studies indicate slinky designs yield 10-20% higher thermal capacities than equivalent straight loops in the same trench footprint, particularly beneficial for space-limited residential applications, but long-term efficiency can suffer from uneven soil moisture redistribution around coils.[32] Spiral loops feature flat, circular coils laid in shallow ponds or trenches, offering a hybrid between slinky and straight geometries with radial heat flow patterns that improve uniformity in homogeneous soils.[37] This arrangement, often with pipe spacings of 0.2 to 0.5 meters, supports higher fluid velocities and reduced pumping energy compared to tightly coiled slinkies, with simulations showing up to 15% better heat rejection rates in horizontal setups versus linear alternatives under steady-state conditions.[32] However, spirals demand precise trench shaping to avoid buckling and are prone to thermal short-circuiting if coils are too closely spaced, limiting their use to softer soils without expansive clay content.[26] Overall, geometry choice must balance initial excavation costs—straight loops often lowest per meter—with long-term performance, as empirical data from field tests underscore the dominance of soil thermal conductivity (typically 0.5-2.5 W/m·K) over loop shape in determining system efficacy.[38]Design and installation
Sizing and modeling approaches
Sizing ground-coupled heat exchangers (GCHEs) requires determining the required length, depth, or surface area of the exchanger to meet a building's heating and cooling loads while accounting for long-term ground thermal depletion. This process typically begins with calculating the peak hourly and annual thermal loads using hour-by-hour simulations of the building's energy demands, influenced by climate data, insulation, and internal gains.[39] Ground properties, including undisturbed soil temperature, thermal conductivity (typically 0.5–2.5 W/m·K depending on soil type and moisture), diffusivity, and groundwater flow, are critical inputs, as they govern heat transfer rates; empirical tests like formation thermal conductivity (FTC) measurements are recommended over assumptions to avoid oversizing, which studies indicate occurs by 10–30% in North American installations due to conservative defaults.[40][41][42] Analytical methods dominate initial sizing for their computational efficiency. For vertical boreholes, the ASHRAE method employs a three-pulse approximation to estimate borehole thermal resistance and long-term interference effects, solving for total length via equations incorporating effective ground thermal resistance over 15–25 year horizons; modifications to this approach refine pulse durations for better accuracy in transient conditions.[43][44] Horizontal GCHEs, such as slinky or straight loops buried at 1–2 m depths, use line-source or cylindrical-source models assuming infinite or finite domains, where heat transfer is modeled as radial conduction with shape factors adjusted for geometry; for instance, flat-panel designs apply line-source solutions to predict exchanger length based on soil diffusivity and load profiles.[45][46] Simplified procedures iterate on exchanger length until entering fluid temperatures stay within heat pump operational limits (e.g., 0–35°C for cooling-dominated systems), prioritizing soil thermal conductivity as the dominant parameter.[42][47] Numerical modeling provides higher fidelity for complex sites, simulating transient heat conduction and advection in 2D or 3D domains using finite difference or finite element methods. These account for borehole spacing (typically 4–6 m for vertical loops to minimize thermal interference), fluid flow dynamics, and heterogeneities like variable moisture or aquifers, often implemented in tools like GLHEPRO, which generates custom g-functions from finite line-source models for up to 30 boreholes.[48] For horizontal configurations or earth-air heat exchangers (EAHEs), models couple pipe-wall convection with soil heat storage, revealing performance drops from thermal saturation (e.g., 10–20% outlet temperature swing over seasons); hybrid analytical-numerical approaches combine line-source approximations for far-field effects with detailed finite-volume simulations near pipes for efficiency.[49][32] Validation against field data emphasizes groundwater advection's role in enhancing capacity by 20–50% in aquifers, underscoring the need for site hydrogeological surveys over generic assumptions.[11] Overall, iterative coupling of building simulation software (e.g., TRNSYS with Duct Storage models) and GCHE tools ensures designs balance capital costs with sustained coefficient of performance above 3.0–4.0.[50]Materials, construction methods, and site considerations
High-density polyethylene (HDPE) pipes, with diameters typically ranging from ¾ to 1¼ inches, are the predominant material for closed-loop ground-coupled heat exchangers due to their corrosion resistance, flexibility, and longevity exceeding 50 years under buried conditions.[3] Cross-linked polyethylene (PEX) and polyethylene-raised temperature (PE-RT) serve as alternatives, offering similar durability and compatibility with water-glycol heat transfer fluids, though HDPE remains preferred for its superior resistance to environmental stresses like soil movement.[51] The circulating fluid is usually a mixture of water and propylene glycol antifreeze to prevent freezing, with concentrations of 20-30% glycol ensuring thermal performance without excessive viscosity increases.[52] For passive earth-air heat exchangers, materials include PVC or concrete ducts, selected for airtightness and minimal condensation buildup, though concrete variants enhance thermal mass but raise installation costs.[1] Construction for horizontal loops involves excavating trenches 4-6 feet deep—below the frost line—to accommodate pipe layouts in straight runs, U-bends, or coiled "slinky" configurations, followed by backfilling with sand or gravel for improved thermal contact and pipe protection.[53] Vertical loops require directional drilling or boreholes 100-400 feet deep, with pipes inserted in single or double U-tubes grouted using thermally enhanced bentonite or cement slurries to minimize thermal resistance, achieving borehole resistances as low as 0.05-0.1 m·K/W.[54] Installation methods prioritize minimal disturbance to site utilities, often using chain trenchers for horizontal work or hydraulic rigs for vertical, with pipe fusion welding ensuring leak-proof joints rated for pressures up to 160 psi.[30] Passive systems employ trenched or bored ducts with filters at inlets to prevent clogging from debris or biological growth. Site selection hinges on soil thermal conductivity, typically 0.5-2.5 W/m·K for common soils like clay (lower) versus sand (higher), necessitating geotechnical testing to model heat transfer accurately.[55] Horizontal systems demand ample land—often 400-600 feet per ton of capacity—flat terrain to avoid excessive trenching costs, and avoidance of rocky or waterlogged areas that impede excavation or reduce effective conductivity via excess moisture saturation.[40] Vertical configurations suit constrained sites but require assessments for bedrock depth and groundwater flow, which can enhance performance through advective heat transport yet risk pipe degradation if corrosive.[56] Proximity to existing structures must account for minimum setbacks (10-20 feet) to prevent thermal interference or foundation undermining, while regional groundwater tables influence open-loop feasibility if closed loops prove uneconomical.[3]Performance evaluation
Efficiency metrics and empirical data
Passive ground-coupled heat exchangers, such as earth-air systems, exhibit empirical cooling effectiveness through temperature drops of 8.0–12.7 °C at air velocities of 2–5 m/s in field tests conducted in Jaipur, India, using a 23.42 m pipe length buried at typical shallow depths.[57] Heating applications in New Delhi greenhouses achieved 6–7 °C temperature increases in winter and 3–4 °C reductions in summer, demonstrating bidirectional thermal moderation tied to soil's thermal inertia.[57] Coefficient of performance (COP) values for these passive configurations ranged from 1.9 to 2.9 under the Jaipur conditions, with lower values (0.928–2.785) observed in shorter finned-pipe experiments yielding 1–3 °C drops.[57] In active systems paired with heat pumps, horizontal ground-coupled loops contribute to higher overall efficiencies. Field demonstrations of foundation-integrated horizontal exchangers in East Tennessee homes reported seasonal heating COPs of 3.6 and cooling COPs of 4.1–4.2, inclusive of circulation pumping energy, with annual heat rejection and extraction nearly balanced at 36,000–38,000 kBtu per unit.[58] Heat extraction rates per meter of pipe length varied from 3.29 W/m at 2 L/min flow to 5.98 W/m at 1 L/min in controlled horizontal loop tests, with vertical ("standing") orientations outperforming slinky ("reclined") by 11.6–19.2% due to enhanced backfill contact and thermal conductivity.[59] These rates declined over operational time as soil temperatures equilibrated with fluid, underscoring ground thermal capacity limits.| Metric | Passive EAHE (e.g., Jaipur tests) | Active Horizontal GSHP (e.g., foundation loops) |
|---|---|---|
| Temperature Swing (°C) | 8–12.7 (cooling) | N/A (focus on fluid temp stability: 33–93 °F)[58] |
| COP Range | 1.9–2.9[57] | 3.6 (heating), 4.1–4.2 (cooling)[58] |
| Heat Rate (W/m) | N/A | 3.3–6.0 (varies by flow/orientation)[59] |
Influencing factors and real-world variability
The thermal performance of ground-coupled heat exchangers varies significantly due to soil properties, with thermal conductivity—a key determinant of heat transfer rates—typically ranging from 0.9 to 1.2 W/(m·K) in unsaturated soils and increasing substantially with moisture content, which can boost efficiency by up to 40% through enhanced conduction pathways.[26][60] Soil type further modulates this, as sandy soils exhibit higher conductivity (1.5–5 W/m·K) than clayey ones (around 1.2 W/m·K), yielding up to 8% superior performance in sand-based installations for shallow exchangers.[60][61] Moisture variability introduces real-world unpredictability, with optimal content near 30–32% in earth-air configurations maximizing exchange, while fluctuations from seasonal drying or precipitation can degrade long-term output by altering effective conductivity and inducing thermal gradients not fully captured in steady-state models.[62] Installation geometry and depth also exert causal influence, though depth effects are often muted in horizontal systems buried at 1–3 m, where soil temperature stability prevails below the frost line without proportional gains in heat flux.[26] Pipe configuration matters decisively: linear loops achieve higher coefficients of performance (COP >4 in heating, >6 in cooling) with shorter lengths (e.g., 66.7 m), outperforming slinky-coil variants that suffer from excessive length (up to 239 m) and greater susceptibility to surface disturbances, resulting in temperature swings up to 9.24°C.[26] Empirical data reveal discrepancies between simulations and field results, with models underestimating transfer by up to 24% when neglecting dynamic moisture migration in clayey-sand profiles.[26] Operational and environmental factors amplify variability, including groundwater advection, which augments heat rejection or extraction beyond diffusive models, and surface processes like evaporation or rainfall that perturb shallow exchanger efficacy.[60][26] Backfill materials with elevated conductivity (e.g., graphite-enhanced bentonite up to 5 W/m·K) can reduce thermal resistance by over 10% and shorten required lengths, yet real-world heterogeneity in soil layering and unmeasured flows often leads to 10–20% deviations from design predictions in long-term operation.[60] These factors underscore the need for site-specific empirical validation, as idealized simulations frequently overlook causal interactions like freezing-thawing cycles or uneven moisture, eroding projected efficiencies in diverse climates.[26][61]Economic assessment
Capital and operational costs
Capital costs for ground-coupled heat exchanger (GCHE) systems, often integrated with ground-source heat pumps (GSHPs), are dominated by the installation of ground loops, which can account for 30-50% of total expenses depending on configuration and site conditions.[63] For residential applications, total installed costs typically range from $2,500 to $3,500 per ton of nominal cooling capacity, equating to 10,500 for a standard 3-ton unit, though larger commercial systems may normalize at 4,000 per ton.[64] Horizontal loop configurations, involving shallow trenching, incur lower upfront expenses due to reduced excavation demands compared to vertical boreholes, which require drilling to depths of 100-400 feet and can increase loop costs by 20-50% or more.[64] [65] These figures, derived from U.S. analyses in 2023 dollars, exclude incentives but reflect economies from standardized materials like high-density polyethylene piping; regional factors such as soil type, bedrock presence, and labor rates can elevate costs by 10-30% in challenging terrains.[66] Operational costs for GCHE-GSHP systems are substantially lower than conventional air-source or fossil fuel alternatives, driven by coefficients of performance (COPs) of 3.0-5.0, enabling 25-50% reductions in annual heating and cooling energy expenditures.[67] Electricity consumption for circulation pumps and compressors constitutes the primary ongoing expense, estimated at $200-600 per kW of capacity annually in moderate climates, with total operating costs often under half those of propane or resistance electric systems when paired with efficient ground thermal stability.[68] [69] Maintenance, including periodic loop flushing and pump servicing, adds $100-300 yearly for residential setups, though empirical data from monitored installations show minimal degradation over decades, yielding net savings of 30-60% versus air-source heat pumps in variable climates.[3] [70]| Cost Component | Horizontal Loops (per ton) | Vertical Loops (per ton) | Key Drivers |
|---|---|---|---|
| Ground Loop Installation | 2,000 | 4,000 | Trenching vs. drilling depth and equipment |
| Heat Pump Unit | 2,000 | 2,000 | Capacity and efficiency rating (EER/COP) |
| Total Capital (excl. incentives) | 3,500 | 5,000+ | Site geology, loop length required for heat rejection |
| Annual Operating (electricity + maintenance) | 300 | 300 | Pump power draw, system sizing accuracy |