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Recycling
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Recycling is the process of converting waste materials into new materials and objects. This concept often includes the recovery of energy from waste materials. The recyclability of a material depends on its ability to reacquire the properties it had in its original state.[1] It is an alternative to "conventional" waste disposal that can save material and help lower greenhouse gas emissions. It can also prevent the waste of potentially useful materials and reduce the consumption of fresh raw materials, reducing energy use, air pollution (from incineration) and water pollution (from landfilling).
Recycling is a key component of modern waste reduction and represents the third step in the "Reduce, Reuse, and Recycle" waste hierarchy, contributing to environmental sustainability and resource conservation.[2][3] It promotes environmental sustainability by removing raw material input and redirecting waste output in the economic system.[4] There are some ISO standards related to recycling, such as ISO 15270:2008 for plastics waste and ISO 14001:2015 for environmental management control of recycling practice.
Recyclable materials include many kinds of glass, paper, cardboard, metal, plastic, tires, textiles, batteries, and electronics. The composting and other reuse of biodegradable waste—such as food and garden waste—is also a form of recycling.[5] Materials for recycling are either delivered to a household recycling center or picked up from curbside bins, then sorted, cleaned, and reprocessed into new materials for manufacturing new products.
In ideal implementations, recycling a material produces a fresh supply of the same material—for example, used office paper would be converted into new office paper, and used polystyrene foam into new polystyrene. Some types of materials, such as metal cans, can be remanufactured repeatedly without losing their purity.[6] With other materials, this is often difficult or too expensive (compared with producing the same product from raw materials or other sources), so "recycling" of many products and materials involves their reuse in producing different materials (for example, paperboard). Another form of recycling is the salvage of constituent materials from complex products, due to either their intrinsic value (such as lead from car batteries and gold from printed circuit boards), or their hazardous nature (e.g. removal and reuse of mercury from thermometers and thermostats).
History
[edit]Origins
[edit]Reusing materials has been a common practice for most of human history with recorded advocates as far back as Plato in the fourth century BC.[7] During periods when resources were scarce, archaeological studies of ancient waste dumps show less household waste (such as ash, broken tools, and pottery), implying that more waste was recycled in place of new material.[8] However, archaeological artefacts made from recyclable material, such as glass or metal, may neither be the original object nor resemble it, with the consequence that a successful ancient recycling economy can become invisible when recycling is synonymous with re-melting rather than reuse.[9]

In pre-industrial times, there is evidence of scrap bronze and other metals being collected in Europe and melted down for continuous reuse.[10] Paper recycling was first recorded in 1031 when Japanese shops sold repulped paper.[11][12] In Britain dust and ash from wood and coal fires was collected by "dustmen" and downcycled as a base material for brick making. These forms of recycling were driven by the economic advantage of obtaining recycled materials instead of virgin material, and the need for waste removal in ever-more-densely populated areas.[8] In 1813, Benjamin Law developed the process of turning rags into "shoddy" and "mungo" wool in Batley, Yorkshire, which combined recycled fibers with virgin wool.[13] The West Yorkshire shoddy industry in towns such as Batley and Dewsbury lasted from the early 19th century to at least 1914.
Industrialization spurred demand for affordable materials. In addition to rags, ferrous scrap metals were coveted as they were cheaper to acquire than virgin ore. Railroads purchased and sold scrap metal in the 19th century, and the growing steel and automobile industries purchased scrap in the early 20th century. Many secondary goods were collected, processed and sold by peddlers who scoured dumps and city streets for discarded machinery, pots, pans, and other sources of metal. By World War I, thousands of such peddlers roamed the streets of American cities, taking advantage of market forces to recycle post-consumer materials into industrial production.[14]
Manufacturers of beverage bottles, including Schweppes,[15] began offering refundable recycling deposits in Great Britain and Ireland around 1800. An official recycling system with refundable deposits for bottles was established in Sweden in 1884, and for aluminum beverage cans in 1982; it led to recycling rates of 84–99%, depending on type (glass bottles can be refilled around 20 times).[16]
Wartime
[edit]



New chemical industries created in the late 19th century both invented new materials (e.g. Bakelite in 1907) and promised to transform valueless into valuable materials. Proverbially, you could not make a silk purse of a sow's ear—until the US firm Arthur D. Little published in 1921 "On the Making of Silk Purses from Sows' Ears", its research proving that when "chemistry puts on overalls and gets down to business [...] new values appear. New and better paths are opened to reach the goals desired."[17]
Recycling—or "salvage", as it was then usually known—was a major issue for governments during World War II, where financial constraints and significant material shortages made it necessary to reuse goods and recycle materials.[18] These resource shortages caused by the world wars, and other such world-changing events, greatly encouraged recycling.[19][18] It became necessary for most homes to recycle their waste, allowing people to make the most of what was available. Recycling household materials also meant more resources were left available for war efforts.[18] Massive government campaigns, such as the National Salvage Campaign in Britain and the Salvage for Victory campaign in the United States, occurred in every fighting nation, urging citizens to donate metal, paper, rags, and rubber as a patriotic duty.
Post-World War II
[edit]A considerable investment in recycling occurred in the 1970s due to rising energy costs.[20] Recycling aluminium uses only 5% of the energy of virgin production. Glass, paper and other metals have less dramatic but significant energy savings when recycled.[21]
Although consumer electronics have been popular since the 1920s, recycling them was almost unheard of until early 1991.[22] The first electronic waste recycling scheme was implemented in Switzerland, beginning with collection of old refrigerators, then expanding to cover all devices.[23] When these programs were created, many countries could not deal with the sheer quantity of e-waste, or its hazardous nature, and began to export the problem to developing countries without enforced environmental legislation. (For example, recycling computer monitors in the United States costs 10 times more than in China.) Demand for electronic waste in Asia began to grow when scrapyards found they could extract valuable substances such as copper, silver, iron, silicon, nickel, and gold during the recycling process.[24] The 2000s saw a boom in both the sales of electronic devices and their growth as a waste stream: In 2002, e-waste grew faster than any other type of waste in the EU.[25] This spurred investment in modern automated facilities to cope with the influx, especially after strict laws were implemented in 2003.[26]
As of 2014, the European Union had about 50% of world share of waste and recycling industries, with over 60,000 companies employing 500,000 people and a turnover of €24 billion.[27] EU countries are mandated to reach recycling rates of at least 50%; leading countries are already at around 65%. The overall EU average was 39% in 2013[28] and is rising steadily, to 45% in 2015.[29][30]
In 2015, the United Nations General Assembly set 17 Sustainable Development Goals. Goal 12, Responsible Consumption and Production, specifies 11 targets "to ensure sustainable consumption and production patterns".[31] The fifth target, Target 12.5, is defined as substantially reducing waste generation by 2030, indicated by the National Recycling Rate.
In 2018, changes in the recycling industry have sparked a global "crisis". On 31 December 2017, China announced its "National Sword" policy, setting new standards for imports of recyclable material and banning materials deemed too "dirty" or "hazardous". The new policy caused drastic disruptions in the global recycling market, and reduced the prices of scrap plastic and low-grade paper. Exports of recyclable materials from G7 countries to China dropped dramatically, with many shifting to countries in southeast Asia. This generated significant concern about the recycling industry's practices and environmental sustainability. The abrupt shift caused countries to accept more materials than they could process, and raised fundamental questions about shipping waste from developed countries to countries with few environmental regulations—a practice that predated the crisis.[32]
Health and environmental impact
[edit]Health impact
[edit]This section needs expansion. You can help by adding to it. Find sources: "recycling health" – news · newspapers · books · scholar · JSTOR (December 2023) |
E-waste
[edit]According to the WHO (2023), "Every year millions of electrical and electronic devices are discarded ... a threat to the environment and to human health if they are not treated, disposed of, and recycled appropriately. Common items ... include computers ... e-waste are recycled using environmentally unsound techniques and are likely stored in homes and warehouses, dumped, exported or recycled under inferior conditions. When e-waste is treated using inferior activities, it can release as many as 1000 different chemical substances ... including harmful neurotoxicants such as lead."[33] A paper in the journal Sustainable Materials & Technologies remarks upon the difficulty of managing e-waste, particularly from home automation products, which, due to their becoming obsolete at a high rate, are putting increasing strain on recycling systems, which have not adapted to meet the recycling needs posed by this type of product.[34]
Slag recycling
[edit]Copper slag is obtained when copper and nickel ores are recovered from their source ores using a pyrometallurgical process, and these ores usually contain other elements which include iron, cobalt, silica, and alumina.[35] An estimate of 2.2–3 tons of copper slag is generated per ton of copper produced, resulting in around 24.6 tons of slag per year, which is regarded as waste.[36][37]
Environmental impact of slag include copper paralysis, which leads to death due to gastric hemorrhage, if ingested by humans. It may also cause acute dermatitis upon skin exposure.[38] Toxicity may also be uptaken by crops through soil, consequently spreading animals and food sources and increasing the risk of cardiovascular diseases, cancer, cognitive impairment, chronic anemia, and damage to kidneys, bones, nervous system, brain and skin.[39]
Substituting gravel and grit in quarries has been more cost-effective, due to having its sources with better proximity to consumer markets. Trading between countries and establishment of blast furnaces is helping increase slag utilization, hence reducing wastage and pollution.[40]
Environmental impact
[edit]Economist Steven Landsburg, author of a paper entitled "Why I Am Not an Environmentalist",[41] claimed that paper recycling actually reduces tree populations. He argues that because paper companies have incentives to replenish their forests, large demands for paper lead to large forests while reduced demand for paper leads to fewer "farmed" forests.[42]

When foresting companies cut down trees, more are planted in their place; however, such farmed forests are inferior to natural forests in several ways. Farmed forests are not able to fix the soil as quickly as natural forests. This can cause widespread soil erosion and often requiring large amounts of fertilizer to maintain the soil, while containing little tree and wild-life biodiversity compared to virgin forests.[43] Also, the new trees planted are not as big as the trees that were cut down, and the argument that there would be "more trees" is not compelling to forestry advocates when they are counting saplings.
In particular, wood from tropical rainforests is rarely harvested for paper because of their heterogeneity.[44] According to the United Nations Framework Convention on Climate Change secretariat, the overwhelming direct cause of deforestation is subsistence farming (48% of deforestation) and commercial agriculture (32%), which is linked to food, not paper production.[45]
Other non-conventional methods of material recycling, like Waste-to-Energy (WTE) systems, have garnered increased attention in the recent past due to the polarizing nature of their emissions. While viewed as a sustainable method of capturing energy from material waste feedstocks by many, others have cited numerous explanations for why the technology has not been scaled globally.[46]
Legislation
[edit]Supply
[edit]For a recycling program to work, a large, stable supply of recyclable material is crucial. Three legislative options have been used to create such supplies: mandatory recycling collection, container deposit legislation, and refuse bans. Mandatory collection laws set recycling targets for cities, usually in the form that a certain percentage of a material must be diverted from the city's waste stream by a target date. The city is responsible for working to meet this target.[5]
Container deposit legislation mandates refunds for the return of certain containers—typically glass, plastic and metal. When a product in such a container is purchased, a small surcharge is added that the consumer can reclaim when the container is returned to a collection point. These programs have succeeded in creating an average 80% recycling rate.[47] Despite such good results, the shift in collection costs from local government to industry and consumers has created strong opposition in some areas[5]—for example, where manufacturers bear the responsibility for recycling their products. In the European Union, the WEEE Directive requires producers of consumer electronics to reimburse the recyclers' costs.[48]
An alternative way to increase the supply of recyclates is to ban the disposal of certain materials as waste, often including used oil, old batteries, tires, and garden waste. This can create a viable economy for the proper disposal of the products. Care must be taken that enough recycling services exist to meet the supply, or such bans can create increased illegal dumping.[5]
Government-mandated demand
[edit]Four forms of legislation have also been used to increase and maintain the demand for recycled materials: minimum recycled content mandates, utilization rates, procurement policies, and recycled product labeling.[5]
Both minimum recycled content mandates and utilization rates increase demand by forcing manufacturers to include recycling in their operations. Content mandates specify that a certain percentage of a new product must consist of recycled material. Utilization rates are a more flexible option: Industries can meet their recycling targets at any point of their operations, or even contract out recycling in exchange for tradable credits. Opponents to these methods cite their large increase in reporting requirements, and claim that they rob the industry of flexibility.[5][49]
Governments have used their own purchasing power to increase recycling demand through "procurement policies". These policies are either "set-asides", which reserve a certain amount of spending for recycled products; or "price preference" programs that provide larger budgets when recycled items are purchased. Additional regulations can target specific cases: in the United States, for example, the Environmental Protection Agency mandates the purchase of oil, paper, tires and building insulation from recycled or re-refined sources whenever possible.[5]
The final government regulation toward increased demand is recycled product labeling. When producers are required to label their packaging with the amount of recycled material it contains (including the packaging), consumers can make more educated choices. Consumers with sufficient buying power can choose more environmentally conscious options, prompting producers to increase the recycled material in their products and increase demand. Standardized recycling labeling can also have a positive effect on the supply of recyclates when it specifies how and where the product can be recycled.[5]
Recyclates
[edit]
"Recyclate" is a raw material sent to and processed in a waste recycling plant or materials-recovery facility[50] so it can be used in the production of new materials and products. For example, plastic bottles can be made into plastic pellets and synthetic fabrics.[51]
Quality of recyclate
[edit]The quality of recyclates is one of the principal challenges for the success of a long-term vision of a green economy and achieving zero waste. It generally refers to how much of it is composed of target material, versus non-target material and other non-recyclable material.[52] Steel and other metals have intrinsically higher recyclate quality; it is estimated that two-thirds of all new steel comes from recycled steel.[53] Only target material is likely to be recycled, so higher amounts of non-target and non-recyclable materials can reduce the quantity of recycled products.[52] A high proportion of non-target and non-recyclable material can make it more difficult to achieve "high-quality" recycling; and if recyclate is of poor quality, it is more likely to end up being down-cycled or, in more extreme cases, sent to other recovery options or landfilled.[52] For example, to facilitate the remanufacturing of clear glass products, there are tight restrictions for colored glass entering the re-melt process. Another example is the downcycling of plastic, where products such as plastic food packaging are often downcycled into lower quality products, and do not get recycled into the same plastic food packaging.
The quality of recyclate not only supports high-quality recycling, but it can also deliver significant environmental benefits by reducing, reusing, and keeping products out of landfills.[52] High-quality recycling can support economic growth by maximizing the value of waste material.[52] Higher income levels from the sale of quality recyclates can return value significant to local governments, households and businesses.[52] Pursuing high-quality recycling can also promote consumer and business confidence in the waste and resource management sector, and may encourage investment in it.
There are many actions along the recycling supply chain, each of which can affect recyclate quality.[54] Waste producers who place non-target and non-recyclable wastes in recycling collections can affect the quality of final recyclate streams, and require extra efforts to discard those materials at later stages in the recycling process.[54] Different collection systems can induce different levels of contamination. When multiple materials are collected together, extra effort is required to sort them into separate streams and can significantly reduce the quality of the final products.[54] Transportation and the compaction of materials can also make this more difficult. Despite improvements in technology and quality of recyclate, sorting facilities are still not 100% effective in separating materials.[54] When materials are stored outside, where they can become wet, can also cause problems for re-processors. Further sorting steps may be required to satisfactorily reduce the amount of non-target and non-recyclable material.[54]
Recycling consumer waste
[edit]Collection
[edit]
A number of systems have been implemented to collect recyclates from the general waste stream, occupying different places on the spectrum of trade-off between public convenience and government ease and expense. The three main categories of collection are drop-off centers, buy-back centers and curbside collection.[5] About two-thirds of the cost of recycling is incurred in the collection phase.[55]
Curbside collection
[edit]

Curbside collection encompasses many subtly different systems, which differ mostly on where in the process the recyclates are sorted and cleaned. The main categories are mixed waste collection, commingled recyclables, and source separation.[5] A waste collection vehicle generally picks up the waste.
In mixed waste collection, recyclates are collected mixed with the rest of the waste, and the desired materials are sorted out and cleaned at a central sorting facility. This results in a large amount of recyclable waste (especially paper) being too soiled to reprocess, but has advantages as well: The city need not pay for the separate collection of recyclates, no public education is needed, and any changes to the recyclability of certain materials are implemented where sorting occurs.[5]
In a commingled or single-stream system, recyclables are mixed but kept separate from non-recyclable waste. This greatly reduces the need for post-collection cleaning, but requires public education on what materials are recyclable.[5][10]
Source separation
[edit]Source separation is the other extreme, where each material is cleaned and sorted prior to collection. It requires the least post-collection sorting and produces the purest recyclates. However, it incurs additional operating costs for collecting each material, and requires extensive public education to avoid recyclate contamination.[5] In Oregon, USA, Oregon DEQ surveyed multi-family property managers; about half of them reported problems, including contamination of recyclables due to trespassers such as transients gaining access to collection areas.[56]
Source separation used to be the preferred method due to the high cost of sorting commingled (mixed waste) collection. However, advances in sorting technology have substantially lowered this overhead, and many areas that had developed source separation programs have switched to what is called co-mingled collection.[10]
Buy-back centers
[edit]
At buy-back centers, separated, cleaned recyclates are purchased, providing a clear incentive for use and creating a stable supply. The post-processed material can then be sold. If profitable, this conserves the emission of greenhouse gases; if unprofitable, it increases their emission. Buy-back centres generally need government subsidies to be viable. According to a 1993 report by the U.S. National Waste & Recycling Association, it costs an average $50 to process a ton of material that can be resold for $30.[5]
Drop-off centers
[edit]
Drop-off centers require the waste producer to carry recyclates to a central location—either an installed or mobile collection station or the reprocessing plant itself. They are the easiest type of collection to establish but suffer from low and unpredictable throughput.
Distributed recycling
[edit]For some waste materials such as plastic, recent technical devices called recyclebots[57] enable a form of distributed recycling called DRAM (distributed recycling additive manufacturing). Preliminary life-cycle analysis (LCA) indicates that such distributed recycling of HDPE to make filament for 3D printers in rural regions consumes less energy than using virgin resin, or using conventional recycling processes with their associated transportation.[58][59]
Another form of distributed recycling mixes waste plastic with sand to make bricks in Africa.[60] Several studies have looked at the properties of recycled waste plastic and sand bricks.[61][62] The composite pavers can be sold at 100% profit while employing workers at 1.5× the minimum wage in the West African region, where distributed recycling has the potential to produce 19 million pavement tiles from 28,000 tons of plastic water sachets annually in Ghana, Nigeria, and Liberia.[63] This has also been done with COVID19 masks.[64]
Sorting
[edit]Once commingled recyclates are collected and delivered to a materials recovery facility, the materials must be sorted. This is done in a series of stages, many of which involve automated processes, enabling a truckload of material to be fully sorted in less than an hour.[10] Some plants can now sort materials automatically; this is known as single-stream recycling. Automatic sorting may be aided by robotics and machine learning.[65][66] In plants, a variety of materials is sorted including paper, different types of plastics, glass, metals, food scraps, and most types of batteries.[67] A 30% increase in recycling rates has been seen in areas with these plants.[68] In the US, there are over 300 materials recovery facilities.[69]
Initially, commingled recyclates are removed from the collection vehicle and placed on a conveyor belt spread out in a single layer. Large pieces of corrugated fiberboard and plastic bags are removed by hand at this stage, as they can cause later machinery to jam.[10]
Next, automated machinery such as disk screens and air classifiers separate the recyclates by weight, splitting lighter paper and plastic from heavier glass and metal. Cardboard is removed from mixed paper, and the most common types of plastic—PET (#1) and HDPE (#2)—are collected, so these materials can be diverted into the proper collection channels. This is usually done by hand; but in some sorting centers, spectroscopic scanners are used to differentiate between types of paper and plastic based on their absorbed wavelengths.[10] Plastics tend to be incompatible with each other due to differences in chemical composition; their polymer molecules repel each other, similar to oil and water.[70]
Strong magnets are used to separate out ferrous metals such as iron, steel and tin cans. Non-ferrous metals are ejected by magnetic eddy currents: A rotating magnetic field induces an electric current around aluminum cans, creating an eddy current inside the cans that is repulsed by a large magnetic field, ejecting the cans from the stream.[10]

Finally, glass is sorted according to its color: brown, amber, green, or clear. It may be sorted either by hand,[10] or by a machine that uses colored filters to detect colors. Glass fragments smaller than 10 millimetres (0.39 in) cannot be sorted automatically, and are mixed together as "glass fines".[71]
In 2003, San Francisco's Department of the Environment set a citywide goal of zero waste by 2020.[72] San Francisco's refuse hauler, Recology, operates an effective recyclables sorting facility that has helped the city reach a record-breaking landfill diversion rate of 80% as of 2021.[73] Other American cities, including Los Angeles, have achieved similar rates.
Recycling industrial waste
[edit]Although many government programs concentrate on recycling at home, 64% of waste in the United Kingdom is generated by industry.[74] The focus of many recycling programs in industry is their cost-effectiveness. The ubiquitous nature of cardboard packaging makes cardboard a common waste product recycled by companies that deal heavily in packaged goods, such as retail stores, warehouses, and goods distributors. Other industries deal in niche and specialized products, depending on the waste materials they handle.
Glass, lumber, wood pulp and paper manufacturers all deal directly in commonly recycled materials; however, independent tire dealers may collect and recycle rubber tires for a profit.
The waste produced from burning coal in a Coal-fired power station is often called fuel ash or fly ash in the United States. It is a very useful material and used in concrete construction. It exhibits Pozzolanic activity.[75]
Levels of metals recycling are generally low. In 2010, the International Resource Panel, hosted by the United Nations Environment Programme (UNEP), published reports on metal stocks[76] and their recycling rates.[76] It reported that the increase in the use of metals during the 20th and into the 21st century has led to a substantial shift in metal stocks from below-ground to use in above-ground applications within society. For example, in the US, in-use copper grew from 73 to 238 kg per capita between 1932–1999.
The report's authors observed that, as metals are inherently recyclable, metal stocks in society can serve as huge above-ground mines (the term "urban mining" has thus been coined[77]). However, they found that the recycling rates of many metals are low. They warned that the recycling rates of some rare metals used in applications such as mobile phones, battery packs for hybrid cars and fuel cells, are so low that unless future end-of-life recycling rates are dramatically increased, these critical metals will become unavailable for use in modern technology.
The military recycles some metals. The U.S. Navy's Ship Disposal Program uses ship breaking to reclaim the steel of old vessels. Ships may also be sunk to create artificial reefs. Uranium is a dense metal that has qualities superior to lead and titanium for many military and industrial uses. Uranium left over from processing it into nuclear weapons and fuel for nuclear reactors is called depleted uranium, and is used by all branches of the U.S. military for the development of such things as armor-piercing shells and shielding.
The construction industry may recycle concrete and old road surface pavement, selling these materials for profit.
Some rapidly growing industries, particularly the renewable energy and solar photovoltaic technology industries, are proactively creating recycling policies even before their waste streams have considerable volume, anticipating future demand.[78]
Recycling of plastics is more difficult, as most programs are not able to reach the necessary level of quality. Recycling of PVC often results in downcycling of the material, which means only products of lower quality standard can be made with the recycled material.

E-waste is a growing problem, accounting for 20–50 million metric tons of global waste per year according to the EPA. It is also the fastest growing waste stream in the EU.[25] Many recyclers do not recycle e-waste responsibly. After the cargo barge Khian Sea dumped 14,000 metric tons of toxic ash in Haiti, the Basel Convention was formed to stem the flow of hazardous substances into poorer countries. They created the e-Stewards certification to ensure that recyclers are held to the highest standards for environmental responsibility and to help consumers identify responsible recyclers. It operates alongside other prominent legislation, such as the Waste Electrical and Electronic Equipment Directive of the EU and the United States National Computer Recycling Act, to prevent poisonous chemicals from entering waterways and the atmosphere.
In the recycling process, television sets, monitors, cell phones, and computers are typically tested for reuse and repaired. If broken, they may be disassembled for parts still having high value if labor is cheap enough. Other e-waste is shredded to pieces roughly 10 centimetres (3.9 in) in size and manually checked to separate toxic batteries and capacitors, which contain poisonous metals. The remaining pieces are further shredded to 10 millimetres (0.39 in) particles and passed under a magnet to remove ferrous metals. An eddy current ejects non-ferrous metals, which are sorted by density either by a centrifuge or vibrating plates. Precious metals can be dissolved in acid, sorted, and smelted into ingots. The remaining glass and plastic fractions are separated by density and sold to re-processors. Television sets and monitors must be manually disassembled to remove lead from CRTs and the mercury backlight from LCDs.[79][80][81]
Vehicles, solar panels and wind turbines can also be recycled. They often contain rare-earth elements (REE) and/or other critical raw materials. For electric car production, large amounts of REE's are typically required.[82]
Whereas many critical raw elements and REE's can be recovered, environmental engineer Phillipe Bihouix Archived 6 September 2021 at the Wayback Machine reports that recycling of indium, gallium, germanium, selenium, and tantalum is still very difficult and their recycling rates are very low.[82]
Plastic recycling
[edit]
Plastic recycling is the process of recovering scrap or waste plastic and reprocessing the material into useful products, sometimes completely different in form from their original state. For instance, this could mean melting down soft drink bottles and then casting them as plastic chairs and tables.[83] For some types of plastic, the same piece of plastic can only be recycled about 2–3 times before its quality decreases to the point where it can no longer be used.[6]
Physical recycling
[edit]Some plastics are remelted to form new plastic objects; for example, PET water bottles can be converted into polyester destined for clothing. A disadvantage of this type of recycling is that the molecular weight of the polymer can change further and the levels of unwanted substances in the plastic can increase with each remelt.[84][85]
A commercial-built recycling facility was sent to the International Space Station in late 2019. The facility takes in plastic waste and unneeded plastic parts and physically converts them into spools of feedstock for the space station additive manufacturing facility used for in-space 3D printing.[86]
Chemical recycling
[edit]For some polymers, it is possible to convert them back into monomers, for example, PET can be treated with an alcohol and a catalyst to form a dialkyl terephthalate. The terephthalate diester can be used with ethylene glycol to form a new polyester polymer, thus making it possible to use the pure polymer again. In 2019, Eastman Chemical Company announced initiatives of methanolysis and syngas designed to handle a greater variety of used material.[87]
Waste plastic pyrolysis to fuel oil
[edit]Another process involves the conversion of assorted polymers into petroleum by a much less precise thermal depolymerization process. Such a process would be able to accept almost any polymer or mix of polymers, including thermoset materials such as vulcanized rubber tires and the biopolymers in feathers and other agricultural waste. Like natural petroleum, the chemicals produced can be used as fuels or as feedstock. A RESEM Technology[88] plant of this type in Carthage, Missouri, US, uses turkey waste as input material. Gasification is a similar process but is not technically recycling since polymers are not likely to become the result. Plastic Pyrolysis can convert petroleum based waste streams such as plastics into quality fuels, carbons. Given below is the list of suitable plastic raw materials for pyrolysis:
Recycling codes
[edit]
In order to meet recyclers' needs while providing manufacturers a consistent, uniform system, a coding system was developed. The recycling code for plastics was introduced in 1988 by the plastics industry through the Society of the Plastics Industry.[89] Because municipal recycling programs traditionally have targeted packaging—primarily bottles and containers—the resin coding system offered a means of identifying the resin content of bottles and containers commonly found in the residential waste stream.[90]
In the United States, plastic products are printed with numbers 1–7 depending on the type of resin. Type 1 (polyethylene terephthalate) is commonly found in soft drink and water bottles. Type 2 (high-density polyethylene) is found in most hard plastics such as milk jugs, laundry detergent bottles, and some dishware. Type 3 (polyvinyl chloride) includes items such as shampoo bottles, shower curtains, hula hoops, credit cards, wire jacketing, medical equipment, siding, and piping. Type 4 (low-density polyethylene) is found in shopping bags, squeezable bottles, tote bags, clothing, furniture, and carpet. Type 5 is polypropylene and makes up syrup bottles, straws, Tupperware, and some automotive parts. Type 6 is polystyrene and makes up meat trays, egg cartons, clamshell containers, and compact disc cases. Type 7 includes all other plastics such as bulletproof materials, 3- and 5-gallon water bottles, cell phone and tablet frames, safety goggles and sunglasses.[91] Having a recycling code or the chasing arrows logo on a material is not an automatic indicator that a material is recyclable but rather an explanation of what the material is. Types 1 and 2 are the most commonly recycled.
Cost–benefit analysis
[edit]This article may be confusing or unclear to readers. (March 2019) |
| Material | Energy savings vs. new production | Air pollution savings vs. new production |
|---|---|---|
| Aluminium | 95%[5][21] | 95%[5][93] |
| Cardboard | 24% | — |
| Glass | 5–30% | 20% |
| Paper | 40%[21] | 73%[94] |
| Plastics | 70%[21] | — |
| Steel | 60%[10] | — |
In addition to environmental impact, there is debate over whether recycling is economically efficient. According to a Natural Resources Defense Council study, waste collection and landfill disposal creates less than one job per 1,000 tons of waste material managed; in contrast, the collection, processing, and manufacturing of recycled materials creates 6–13 or more jobs per 1,000 tons.[95] According to the U.S. Recycling Economic Informational Study, there are over 50,000 recycling establishments that have created over a million jobs in the US.[96] The National Waste & Recycling Association (NWRA) reported in May 2015 that recycling and waste made a $6.7 billion economic impact in Ohio, U.S., and employed 14,000 people.[97] Economists[who?] would classify this extra labor used as a cost rather than a benefit since these workers could have been employed elsewhere; the cost effectiveness of creating these additional jobs remains unclear.[citation needed]
Sometimes cities have found recycling saves resources compared to other methods of disposal of waste. Two years after New York City declared that implementing recycling programs would be "a drain on the city", New York City leaders realized that an efficient recycling system could save the city over $20 million.[98] Municipalities often see fiscal benefits from implementing recycling programs, largely due to the reduced landfill costs.[99] A study conducted by the Technical University of Denmark according to the Economist found that in 83 percent of cases, recycling is the most efficient method to dispose of household waste.[10][21] However, a 2004 assessment by the Danish Environmental Assessment Institute concluded that incineration was the most effective method for disposing of drink containers, even aluminium ones.[100]
Fiscal efficiency is separate from economic efficiency. Economic analysis of recycling does not include what economists call externalities: unpriced costs and benefits that accrue to individuals outside of private transactions[citation needed]. Examples include less air pollution and greenhouse gases from incineration and less waste leaching from landfills. Without mechanisms such as taxes or subsidies, businesses and consumers following their private benefit would ignore externalities despite the costs imposed on society. If landfills and incinerator pollution is inadequately regulated, these methods of waste disposal appear cheaper than they really are, because part of their cost is the pollution imposed on people nearby. Thus, advocates have pushed for legislation to increase demand for recycled materials.[5] The United States Environmental Protection Agency (EPA) has concluded in favor of recycling, saying that recycling efforts reduced the country's carbon emissions by a net 49 million metric tonnes in 2005.[10] In the United Kingdom, the Waste and Resources Action Programme stated that Great Britain's recycling efforts reduce CO2 emissions by 10–15 million tonnes a year.[10] The question for economic efficiency is whether this reduction is worth the extra cost of recycling and thus makes the artificial demand creates by legislation worthwhile.

Certain requirements must be met for recycling to be economically feasible and environmentally effective. These include an adequate source of recyclates, a system to extract those recyclates from the waste stream, a nearby factory capable of reprocessing the recyclates, and a potential demand for the recycled products. These last two requirements are often overlooked—without both an industrial market for production using the collected materials and a consumer market for the manufactured goods, recycling is incomplete and in fact only "collection".[5]
Free-market economist Julian Simon remarked "There are three ways society can organize waste disposal: (a) commanding, (b) guiding by tax and subsidy, and (c) leaving it to the individual and the market". These principles appear to divide economic thinkers today.[101]
Frank Ackerman favours a high level of government intervention to provide recycling services. He believes that recycling's benefit cannot be effectively quantified by traditional laissez-faire economics. Allen Hershkowitz supports intervention, saying that it is a public service equal to education and policing. He argues that manufacturers should shoulder more of the burden of waste disposal.[101]
Paul Calcott and Margaret Walls advocate the second option. A deposit refund scheme and a small refuse charge would encourage recycling but not at the expense of illegal dumping. Thomas C. Kinnaman concludes that a landfill tax would force consumers, companies and councils to recycle more.[101]
Most free-market thinkers detest subsidy and intervention, arguing that they waste resources. The general argument is that if cities charge the full cost of garbage collection, private companies can profitably recycle any materials for which the benefit of recycling exceeds the cost (e.g. aluminum[102]) and do not recycle other materials for which the benefit is less than the cost (e.g. glass[103]). Cities, on the other hand, often recycle even when they not only do not receive enough for the paper or plastic to pay for its collection, but must actually pay private recycling companies to take it off of their hands.[102] Terry Anderson and Donald Leal think that all recycling programmes should be privately operated, and therefore would only operate if the money saved by recycling exceeds its costs. Daniel K. Benjamin argues that it wastes people's resources and lowers the wealth of a population.[101] He notes that recycling can cost a city more than twice as much as landfills, that in the United States landfills are so heavily regulated that their pollution effects are negligible, and that the recycling process also generates pollution and uses energy, which may or may not be less than from virgin production.[104]
Trade in recyclates
[edit]Certain countries trade in unprocessed recyclates. Some have complained that the ultimate fate of recyclates sold to another country is unknown and they may end up in landfills instead of being reprocessed. According to one report, in America, 50–80 percent of computers destined for recycling are actually not recycled.[105][106] There are reports of illegal-waste imports to China being dismantled and recycled solely for monetary gain, without consideration for workers' health or environmental damage. Although the Chinese government has banned these practices, it has not been able to eradicate them.[107] In 2008, the prices of recyclable waste plummeted before rebounding in 2009. Cardboard averaged about £53/tonne from 2004 to 2008, dropped to £19/tonne, and then went up to £59/tonne in May 2009. PET plastic averaged about £156/tonne, dropped to £75/tonne and then moved up to £195/tonne in May 2009.[108]
Certain regions have difficulty using or exporting as much of a material as they recycle. This problem is most prevalent with glass: both Britain and the U.S. import large quantities of wine bottled in green glass. Though much of this glass is sent to be recycled, outside the American Midwest there is not enough wine production to use all of the reprocessed material. The extra must be downcycled into building materials or re-inserted into the regular waste stream.[5][10]
Similarly, the northwestern United States has difficulty finding markets for recycled newspaper, given the large number of pulp mills in the region as well as the proximity to Asian markets. In other areas of the U.S., however, demand for used newsprint has seen wide fluctuation.[5]
In some U.S. states, a program called RecycleBank pays people to recycle, receiving money from local municipalities for the reduction in landfill space that must be purchased. It uses a single stream process in which all material is automatically sorted.[109]
Criticisms and responses
[edit]Much of the difficulty inherent in recycling comes from the fact that most products are not designed with recycling in mind. In the USA around 6 to 7 percent of plastic is recycled.[110] The concept of sustainable design aims to solve this problem, and was laid out in the 2002 book Cradle to Cradle: Remaking the Way We Make Things by architect William McDonough and chemist Michael Braungart.[111] They suggest that every product (and all packaging it requires) should have a complete "closed-loop" cycle mapped out for each component—a way in which every component either returns to the natural ecosystem through biodegradation or is recycled indefinitely.[10][112]
Complete recycling is impossible from a practical standpoint. In summary, substitution and recycling strategies only delay the depletion of non-renewable stocks and therefore may buy time in the transition to true or strong sustainability, which ultimately is only guaranteed in an economy based on renewable resources.[113]: 21
— M. H. Huesemann, 2003
While recycling diverts waste from entering directly into landfill sites, current recycling misses the dispersive components. Critics believe that complete recycling is impracticable as highly dispersed wastes become so diluted that the energy needed for their recovery becomes increasingly excessive.
As with environmental economics, care must be taken to ensure a complete view of the costs and benefits involved. For example, paperboard packaging for food products is more easily recycled than most plastic, but is heavier to ship and may result in more waste from spoilage.[114] Economic expenses can incentivize fraud.[115]
Net environmental benefits
[edit]
Critics dispute the net economic and environmental benefits of recycling over its costs, and suggest that proponents of recycling often make matters worse and suffer from confirmation bias. Specifically, critics argue that the costs and energy used in collection and transportation detract from (and outweigh) the costs and energy saved in the production process; also that the jobs produced by the recycling industry can be a poor trade for the jobs lost in logging, mining, and other industries associated with production; and that materials such as paper pulp can only be recycled a few times before material degradation prevents further recycling.[116]
The amount of energy saved through recycling depends upon the material being recycled and the type of energy accounting that is used. Correct accounting for this saved energy can be accomplished with life-cycle analysis using real energy values, and in addition, exergy, which is a measure of how much useful energy can be used. In general, it takes far less energy to produce a unit mass of recycled materials than it does to make the same mass of virgin materials.[117][118][119]
Some scholars use emergy (spelled with an m) analysis, for example, budgets for the amount of energy of one kind (exergy) that is required to make or transform things into another kind of product or service. Emergy calculations take into account economics that can alter pure physics-based results. Using emergy life-cycle analysis researchers have concluded that materials with large refining costs have the greatest potential for high recycle benefits. Moreover, the highest emergy efficiency accrues from systems geared toward material recycling, where materials are engineered to recycle back into their original form and purpose, followed by adaptive reuse systems where the materials are recycled into a different kind of product, and then by-product reuse systems where parts of the products are used to make an entirely different product.[120]
The Energy Information Administration (EIA) states on its website that "a paper mill uses 40 percent less energy to make paper from recycled paper than it does to make paper from fresh lumber."[121] Some critics argue that it takes more energy to produce recycled products than it does to dispose of them in traditional landfill methods, since the curbside collection of recyclables often requires a second waste truck. However, recycling proponents point out that a second timber or logging truck is eliminated when paper is collected for recycling, so the net energy consumption is the same. An emergy life-cycle analysis on recycling revealed that fly ash, aluminum, recycled concrete aggregate, recycled plastic, and steel yield higher efficiency ratios, whereas the recycling of lumber generates the lowest recycle benefit ratio. Hence, the specific nature of the recycling process, the methods used to analyse the process, and the products involved affect the energy savings budgets.[120]
It is difficult to determine the amount of energy consumed or produced in waste disposal processes in broader ecological terms, where causal relations dissipate into complex networks of material and energy flow.
[C]ities do not follow all the strategies of ecosystem development. Biogeochemical paths become fairly straight relative to wild ecosystems, with reduced recycling, resulting in large flows of waste and low total energy efficiencies. By contrast, in wild ecosystems, one population's wastes are another population's resources, and succession results in efficient exploitation of available resources. However, even modernized cities may still be in the earliest stages of a succession that may take centuries or millennia to complete.[122]: 720
How much energy is used in recycling also depends on the type of material being recycled and the process used to do so. Aluminium is generally agreed to use far less energy when recycled rather than being produced from scratch. The EPA states that "recycling aluminum cans, for example, saves 95 percent of the energy required to make the same amount of aluminum from its virgin source, bauxite."[123][124] In 2009, more than half of all aluminium cans produced came from recycled aluminium.[125] Similarly, it has been estimated that new steel produced with recycled cans reduces greenhouse gas emissions by 75%.[126]
Every year, millions of tons of materials are being exploited from the earth's crust, and processed into consumer and capital goods. After decades to centuries, most of these materials are "lost". With the exception of some pieces of art or religious relics, they are no longer engaged in the consumption process. Where are they? Recycling is only an intermediate solution for such materials, although it does prolong the residence time in the anthroposphere. For thermodynamic reasons, however, recycling cannot prevent the final need for an ultimate sink.[127]: 1
— P. H. Brunner
Economist Steven Landsburg has suggested that the sole benefit of reducing landfill space is trumped by the energy needed and resulting pollution from the recycling process.[128] Others, however, have calculated through life-cycle assessment that producing recycled paper uses less energy and water than harvesting, pulping, processing, and transporting virgin trees.[129] When less recycled paper is used, additional energy is needed to create and maintain farmed forests until these forests are as self-sustainable as virgin forests.
Other studies have shown that recycling in itself is inefficient to perform the "decoupling" of economic development from the depletion of non-renewable raw materials that is necessary for sustainable development.[130] The international transportation or recycle material flows through "... different trade networks of the three countries result in different flows, decay rates, and potential recycling returns".[131]: 1 As global consumption of a natural resources grows, their depletion is inevitable. The best recycling can do is to delay; complete closure of material loops to achieve 100 percent recycling of nonrenewables is impossible as micro-trace materials dissipate into the environment causing severe damage to the planet's ecosystems.[132][133][134] Historically, this was identified as the metabolic rift by Karl Marx, who identified the unequal exchange rate between energy and nutrients flowing from rural areas to feed urban cities that create effluent wastes degrading the planet's ecological capital, such as loss in soil nutrient production.[135][136] Energy conservation also leads to what is known as Jevon's paradox, where improvements in energy efficiency lowers the cost of production and leads to a rebound effect where rates of consumption and economic growth increases.[134][137]

Economic costs
[edit]Journalist John Tierney notes that it is generally more expensive for municipalities to recycle waste from households than to send it to a landfill and that "recycling may be the most wasteful activity in modern America."[138]
The amount of money actually saved through recycling depends on the efficiency of the recycling program used to do it. The Institute for Local Self-Reliance argues that the cost of recycling depends on various factors, such as landfill fees and the amount of disposal that the community recycles. It states that communities begin to save money when they treat recycling as a replacement for their traditional waste system rather than an add-on to it and by "redesigning their collection schedules and/or trucks".[139]
In some cases, the cost of recyclable materials also exceeds the cost of raw materials. Virgin plastic resin costs 40 percent less than recycled resin.[121] Additionally, a United States Environmental Protection Agency (EPA) study that tracked the price of clear glass from 15 July to 2 August 1991, found that the average cost per ton ranged from $40 to $60[140] while a USGS report shows that the cost per ton of raw silica sand from years 1993 to 1997 fell between $17.33 and $18.10.[141]
Comparing the market cost of recyclable material with the cost of new raw materials ignores economic externalities—the costs that are currently not counted by the market. Creating a new piece of plastic, for instance, may cause more pollution and be less sustainable than recycling a similar piece of plastic, but these factors are not counted in market cost. A life cycle assessment can be used to determine the levels of externalities and decide whether the recycling may be worthwhile despite unfavorable market costs. Alternatively, legal means (such as a carbon tax) can be used to bring externalities into the market, so that the market cost of the material becomes close to the true cost.
Working conditions and social costs
[edit]
The recycling of waste electrical and electronic equipment can create a significant amount of pollution. This problem is specifically occurrent in India and China. Informal recycling in an underground economy of these countries has generated an environmental and health disaster. High levels of lead (Pb), polybrominated diphenylethers (PBDEs), polychlorinated dioxins, and furans, as well as polybrominated dioxins and furans (PCDD/Fs and PBDD/Fs), concentrated in the air, bottom ash, dust, soil, water, and sediments in areas surrounding recycling sites.[142] These materials can make work sites harmful to the workers themselves and the surrounding environment.
In some countries, recycling is performed by the entrepreneurial poor such as the karung guni, zabbaleen, the rag-and-bone man, waste picker, and junk man. With the creation of large recycling organizations that may be profitable, either by law or economies of scale,[143][144] the poor are more likely to be driven out of the recycling and the remanufacturing job market. To compensate for this loss of income, a society may need to create additional forms of societal programs to help support the poor.[145] Like the parable of the broken window, there is a net loss to the poor and possibly the whole of a society to make recycling artificially profitable, e.g. through the law. However, in Brazil and Argentina, waste pickers/informal recyclers work alongside the authorities, in fully or semi-funded cooperatives, allowing informal recycling to be legitimized as a paid public sector job.[146]
Because the social support of a country is likely to be less than the loss of income to the poor undertaking recycling, there is a greater chance for the poor to come in conflict with the large recycling organizations.[147][148] This means fewer people can decide if certain waste is more economically reusable in its current form rather than being reprocessed. Contrasted to the recycling poor, the efficiency of their recycling may actually be higher for some materials because individuals have greater control over what is considered "waste".[145]
One labor-intensive underused waste is electronic and computer waste. Because this waste may still be functional and wanted mostly by those on lower incomes, who may sell or use it at a greater efficiency than large recyclers.
Some recycling advocates believe that laissez-faire individual-based recycling does not cover all of society's recycling needs. Thus, it does not negate the need for an organized recycling program.[145] Local government can consider the activities of the recycling poor as contributing to the ruining of property.
Public participation rates
[edit]

Changes that have been demonstrated to increase recycling rates include:
- Single-stream recycling
- Pay as you throw fees for trash
In a study done by social psychologist Shawn Burn,[149] it was found that personal contact with individuals within a neighborhood is the most effective way to increase recycling within a community. In her study, she had 10 block leaders talk to their neighbors and persuade them to recycle. A comparison group was sent fliers promoting recycling. It was found that the neighbors that were personally contacted by their block leaders recycled much more than the group without personal contact. As a result of this study, Shawn Burn believes that personal contact within a small group of people is an important factor in encouraging recycling. Another study done by Stuart Oskamp[150] examines the effect of neighbors and friends on recycling. It was found in his studies that people who had friends and neighbors that recycled were much more likely to also recycle than those who did not have friends and neighbors that recycled.
Many schools have created recycling awareness clubs in order to give young students an insight on recycling. These schools believe that the clubs actually encourage students to not only recycle at school but at home as well.
Recycling of metals varies extremely by type. Titanium and lead have an extremely high recycling rates of over 90%. Copper and cobalt have high rates of recycling around 75%. Only about half of aluminum is recycled. Most of the remaining metals have recycling rates of below 35%, while 34 types of metals have recycling rates of under 1%.[151]
"Between 1960 and 2000, the world production of plastic resins increased 25 times its original amount, while recovery of the material remained below 5 percent."[152]: 131 Many studies have addressed recycling behaviour and strategies to encourage community involvement in recycling programs. It has been argued[153] that recycling behavior is not natural because it requires a focus and appreciation for long-term planning, whereas humans have evolved to be sensitive to short-term survival goals; and that to overcome this innate predisposition, the best solution would be to use social pressure to compel participation in recycling programs. However, recent studies have concluded that social pressure does not work in this context.[154] One reason for this is that social pressure functions well in small group sizes of 50 to 150 individuals (common to nomadic hunter–gatherer peoples) but not in communities numbering in the millions, as we see today. Another reason is that individual recycling does not take place in the public view.
Following the increasing popularity of recycling collection being sent to the same landfills as trash, some people kept on putting recyclables on the recyclables bin.[155]
Recycling in art
[edit]

Art objects are more and more often made from recycled material.
Embracing a circular economy through advanced sorting technologies
[edit]By extending the lifespan of goods, parts, and materials, a circular economy seeks to minimize waste and maximize resource utilization.[156] Advanced sorting techniques like optical and robotic sorting may separate and recover valuable materials from waste streams, lowering the requirement for virgin resources and accelerating the shift to a circular economy.
Community engagement, such as education and awareness campaigns, may support the acceptance of recycling and reuse programs and encourage the usage of sustainable practices. One can lessen our influence on the environment, save natural resources, and generate economic possibilities by adopting a circular economy using cutting-edge sorting technology and community engagement. According to Melati et al.,[157] to successfully transition to a circular economy, legislative and regulatory frameworks must encourage sustainable practices while addressing possible obstacles and difficulties in putting these ideas into action.
See also
[edit]- 2000s commodities boom
- Aircraft recycling
- Appliance recycling
- Automotive oil recycling
- Bottle recycling
- Drug recycling
- E-cycling
- Electronic waste recycling
- Energy recycling
- Greening
- List of elements facing shortage
- List of waste management acronyms
- Mobile phone recycling
- Nutrient cycle
- Optical sorting
- Paint recycling
- Pallet crafts
- PET bottle recycling
- Plastic recycling
- Reclaimed lumber
- Reclaimed water
- Recycling bin
- Recycling by product
- Recycling rates by country
- Recycling symbol
- Resource recovery
- Refurbishment (electronics)
- Reuse
- Rigs-to-Reefs
- Scrap
- Textile recycling
- Timber recycling
- Tire recycling
- Upcycling
- USPS Post Office Box Lobby Recycling program
- Water heat recycling
- Water recycling shower
- Wishcycling
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{{cite journal}}: CS1 maint: multiple names: authors list (link)
Further reading
[edit]- Ackerman, F. (1997). Why Do We Recycle?: Markets, Values, and Public Policy. Island Press. ISBN 1-55963-504-5, ISBN 978-1-55963-504-2
- Ayres, R.U. (1994). "Industrial Metabolism: Theory and Policy", In: Allenby, B.R., and D.J. Richards, The Greening of Industrial Ecosystems. National Academy Press, Washington, DC, pp. 23–37.
- Braungart, M., McDonough, W. (2002). Cradle to Cradle: Remaking the Way We Make Things. North Point Press, ISBN 0-86547-587-3.
- Derbeken, Jaxon Van (30 March 2023). "San Francisco Crushing Plant Ordered Shut Down Over Dust Concerns". NBC Bay Area.
- Huesemann, M.H., Huesemann, J.A. (2011).Technofix: Why Technology Won't Save Us or the Environment, "Challenge #3: Complete Recycling of Non-Renewable Materials and Wastes", New Society Publishers, Gabriola Island, British Columbia, Canada, ISBN 0-86571-704-4, pp. 135–137.
- Lienig, Jens; Bruemmer, Hans (2017). "Recycling Requirements and Design for Environmental Compliance". Fundamentals of Electronic Systems Design. pp. 193–218. doi:10.1007/978-3-319-55840-0_7. ISBN 978-3-319-55839-4.
- Minter, Adam (2015). Junkyard Planet: Travels in the Billion-Dollar Trash Trade. Bloomsbury Press. ISBN 978-1-60819-793-4.
- Porter, R.C. (2002). The Economics of Waste. Resources for the Future. ISBN 1-891853-42-2, ISBN 978-1-891853-42-5
- Sheffield, H. Sweden's recycling is so revolutionary, the country has run out of rubbish (December 2016), The Independent (UK)
- Tierney, J. (3 October 2015). "The Reign of Recycling". The New York Times.
- Worrell Ernst; Reuter Markus A., eds. (2014). Handbook of recycling: State-of-the-art for Practitioners, Analysts, and Scientists (1st ed.). Waltham: Elsevier. ISBN 978-0-12-396506-6.
External links
[edit]Related journals
[edit]- Environment and Behavior
- International Journal of Physical Distribution & Logistics Management
- Journal of Applied Social Psychology
- Journal of Environmental Psychology
- Journal of Environmental Systems
- Journal of Industrial Ecology
- Journal of Socio-Economics
- Journal of Urban Economics
- Psychology and Marketing
- Recycling: North America's Recycling and Composting Journal
- Resources, Conservation and Recycling
- Waste Management & Research
Recycling
View on GrokipediaDefinition and Fundamentals
Core Principles of Recycling
Recycling fundamentally entails the recovery of materials from post-consumer or post-industrial waste streams for reprocessing into new products, substituting for the extraction and refinement of virgin raw materials. This process adheres to the waste management hierarchy, which prioritizes source reduction and reuse over recycling, positioning the latter as a preferable alternative to energy recovery or landfilling only when higher-tier options are infeasible.[14][1] The hierarchy reflects empirical recognition that preventing waste generation yields greater environmental gains than managing it downstream, as recycling still incurs costs in collection, sorting, and processing that can offset benefits if not optimized.[15] A central principle is resource and energy conservation, where recycling diminishes reliance on finite natural deposits and the energy-intensive steps of primary production. For metals, this yields substantial savings: aluminum recycling consumes 95% less energy than smelting bauxite ore, while steel recycling requires 60-74% less energy than blast furnace production from iron ore. Paper recycling similarly saves 40-60% of the energy needed for virgin pulp production from trees.[16] These efficiencies arise because recycled inputs bypass mining, refining, and high-heat synthesis, though net savings depend on transportation distances and processing yields, which can erode advantages for low-value or contaminated feedstocks.[1] Recycling systems distinguish between closed-loop and open-loop processes, with closed-loop ideally returning materials to identical or equivalent products without quality degradation, enabling indefinite cycles as in aluminum cans or glass bottles. Open-loop recycling, more common for plastics and composites, converts materials into lower-grade applications (downcycling), such as turning mixed plastics into park benches rather than new bottles, which limits long-term sustainability due to accumulating impurities and value loss.[17] Empirical assessments confirm closed-loop systems enhance resource efficiency over open-loop or disposal, but real-world implementation often favors open-loop owing to sorting complexities and economic disincentives.[18] Viability hinges on minimizing contamination and ensuring market demand for recycled outputs, as high impurity levels—prevalent in curbside programs—reduce material purity and increase processing energy, sometimes rendering recycling less beneficial than incineration with energy recovery for certain fractions. Economic principles demand that recycled materials compete on cost and performance with virgin alternatives; without subsidies or mandates, low recycling rates for plastics (around 9% globally in recent estimates) stem from collection inefficiencies and degradation during reprocessing.[19][20] Thus, effective recycling requires integrated systems evaluating full lifecycle emissions, not isolated diversion metrics, to avoid unintended environmental trade-offs like increased transport-related greenhouse gases.[1]Types of Materials and Processes
Recycling processes are tailored to the physical and chemical properties of specific materials, generally involving sorting to remove contaminants, mechanical breakdown, purification, and remanufacturing into raw feedstocks or products. Common recyclable materials include metals, paper, plastics, and glass, each requiring distinct handling to achieve economic viability and material recovery.[1] Metals. Ferrous metals such as steel undergo shredding of scrap into uniform pieces, magnetic separation from non-ferrous materials, melting in electric arc furnaces, and refining to produce new steel billets or sheets.[21] This secondary production method utilizes over 70 million tons of scrap annually in the United States, making steel the most recycled material globally.[22] Non-ferrous metals like aluminum follow a similar sequence: collection of scrap, shredding, delacquering to remove coatings, melting, and casting, which conserves up to 95% of the energy required for primary production from bauxite ore.[23] Paper. Waste paper is repulped by mixing with water to create a slurry, screened to remove large contaminants, and subjected to deinking, where inks and toners are detached using chemicals like surfactants, caustic soda, and hydrogen peroxide, then removed via flotation or washing.[24] The cleaned pulp is refined, bleached if needed, and formed into new paper sheets, enabling multiple recycling cycles though fiber length shortens with each iteration.[25] Plastics. Plastics are initially sorted by resin type using identification codes from 1 (PET) to 7 (other), with PET and HDPE (types 1 and 2) comprising the majority of curbside recyclables due to their market demand and processing feasibility.[26] Mechanical recycling entails grinding into flakes, washing to eliminate residues, drying, melting, and extruding into pellets for resin production; chemical recycling, less common, breaks polymers into monomers for repolymerization but faces scalability hurdles.[27] Glass. Post-consumer glass is crushed into cullet, sorted by color via optical or manual methods to preserve clarity, and melted at around 1,500°C with silica sand and additives to form new containers or fiberglass, a process repeatable indefinitely without degradation.[28] Contaminants like ceramics or metals are screened out prior to melting to avoid defects in the final product.[29]Historical Evolution
Pre-Industrial and Early Modern Practices
In antiquity, metal recycling emerged as a fundamental practice driven by resource scarcity and the labor-intensive nature of extraction and smelting. Archaeological evidence from the Bronze Age (circa 3000–1200 BCE) indicates that communities in Europe and the Near East routinely remelted scrap bronze tools and weapons, with axes serving as standardized units for metal trade and reuse before final fabrication into other forms.[30] This cyclical process minimized waste, as surplus ingots or broken implements were directly reprocessed, reflecting a causal link between limited ore availability and systematic material recovery.[31] During the Roman Empire (27 BCE–476 CE), organized recycling of metals intensified, particularly bronze, which was melted down from decommissioned statues, coins, and military equipment to fund campaigns and infrastructure. Historical records confirm that in times of shortage, such as during sieges or economic strain, urban scavengers collected and traders resold scrap to foundries, with estimates suggesting up to 20–30% of bronze production derived from recycled sources by the late Republic.[32] Reuse extended to other materials like lead pipes and pottery shards, though less systematically, underscoring pre-industrial priorities of economic utility over disposal.[33] In medieval Europe (circa 500–1500 CE), rag-picking became a prominent reuse mechanism, with itinerant collectors gathering discarded textiles for papermaking after the technology's introduction from the Islamic world around the 12th century. These rags, often linen or wool from worn clothing, supplied up to 90% of fiber for early European paper mills, as virgin materials like cotton were scarce and costly.[34] Stone from ruined structures, such as Roman aqueducts, was quarried and repurposed for new cathedrals and fortifications, exemplifying adaptive scavenging in agrarian societies where waste accumulation was low due to localized consumption.[35] Early modern practices (1500–1800 CE) saw urbanization amplify scavenging roles, with municipal authorities in cities like London and Paris employing official rag-pickers and night-soil men from the 14th century onward to collect textiles, bones, and metals from streets and dumps for resale.[36] In England, pre-industrial industries recycled production offcuts—such as wool scraps into felt or iron filings into new bars—comprising a significant portion of output, as documented in guild records showing waste reintegration to offset high raw material costs before mechanized production lowered them.[31] Colonial America mirrored this, with figures like Paul Revere remelting imported and local metals due to British import restrictions, highlighting reuse as a response to supply constraints rather than environmental ideology.[37] These methods persisted informally, without centralized systems, as material value inherently incentivized recovery in low-consumption economies.[38]Wartime and Post-WWII Expansion
During World War II, resource shortages prompted governments in the United States and Europe to launch extensive salvage campaigns to repurpose waste materials for military production. In the US, following Japan's attack on Pearl Harbor on December 7, 1941, the War Production Board initiated nationwide scrap drives targeting metals, rubber, paper, and fats.[39] The Salvage for Victory program, formally launched in 1942, encouraged civilian collection of scrap metal, ropes, paper, and even kitchen waste fats, resulting in millions of tons of materials gathered by war's end to alleviate import disruptions and boost domestic manufacturing.[40] A notable rubber drive from June 15 to 30, 1942, collected old tires, raincoats, hot water bottles, and similar items at a rate of one penny per pound, addressing acute shortages after trade routes to rubber-producing regions were severed.[41] In Britain, paper salvage efforts began at the war's outset in 1939, as part of broader recycling initiatives to conserve resources amid blockades and bombing campaigns that heightened material demands. These drives extended to metals, textiles, and other scraps, with public campaigns emphasizing reuse to sustain industrial output for the Allied effort. Across both regions, such programs not only supplied critical inputs—such as scrap steel for tanks and ships—but also fostered public morale by involving civilians directly in the war effort, though actual contributions to total production were often supplemented by new mining and manufacturing.[42] Post-World War II, consumer-led recycling drives diminished rapidly in the US as rationing ended and consumer goods production surged, leading to a shift toward landfilling as the dominant waste disposal method by the late 1940s.[43] Economic abundance and the rise of disposable packaging reduced the urgency of wartime austerity, with recycling practices largely fading by the late 1950s.[43] However, industrial scrap metal recycling persisted and expanded due to its cost advantages in reconstruction efforts, particularly for steel, aluminum, and iron, which remained valuable amid Europe's rebuilding via the Marshall Plan and US industrial growth.[44] This continuity in metals processing laid groundwork for later formalized systems, though broader household recycling awaited environmental pressures in the 1960s and 1970s.[37]Late 20th Century Institutionalization
The institutionalization of recycling in the late 20th century was driven by heightened environmental awareness following the first Earth Day in 1970 and the establishment of the U.S. Environmental Protection Agency (EPA) that same year, which began promoting waste reduction and resource recovery as part of broader pollution control efforts.[45] The Resource Conservation and Recovery Act (RCRA) of 1976 marked a pivotal legislative step, enacting federal standards for solid waste disposal, closing open dumps, and encouraging recycling to conserve resources and reduce landfill dependency.[46] By the late 1970s, municipal recycling initiatives emerged in response to growing public concern over waste management, with early programs focusing on paper, metals, and glass collection.[3] Curbside recycling programs proliferated in the 1980s, beginning with Woodbury, New Jersey's mandatory system in 1981, which required residents to separate recyclables and spurred adoption in other U.S. cities amid landfill shortages and "landfill crisis" narratives.[46][47] These programs shifted recycling from voluntary, community-driven efforts to institutionalized municipal services, often subsidized by local governments to address capacity constraints; by the mid-1980s, hundreds of U.S. communities had implemented such systems, increasing national recycling rates from about 10% of municipal solid waste in 1980 to higher levels by decade's end.[3] In Europe, similar developments occurred, with the European Union's 1991 amendments to its 1975 waste directive prioritizing "reduce, reuse, recycle" hierarchies and laying groundwork for extended producer responsibility (EPR) schemes.[48] The 1990s saw further entrenchment through widespread municipal adoption and policy innovations, including Germany's 1991 packaging ordinance that mandated high recycling quotas for producers, achieving collection rates exceeding 70% for some materials by enforcing dual collection systems.[49] In the U.S., the Pollution Prevention Act of 1990 reinforced source reduction and recycling incentives, while EPA data indicated waste recovery via recycling and composting rose from 7% in 1970 to 24% by 1994, reflecting expanded infrastructure like materials recovery facilities.[50][51] This era's institutional framework, supported by federal grants and public campaigns, transformed recycling into a standardized component of waste management policy across developed nations, though implementation varied by region due to economic and logistical factors.[52]Collection and Logistics
Household and Consumer Collection Methods
Household and consumer recycling collection methods encompass curbside pickup, drop-off centers, and deposit-refund systems, each designed to facilitate the separation and recovery of materials like paper, plastics, metals, and glass from residential waste streams.[1] Curbside collection involves residents placing sorted or commingled recyclables in designated bins or bags at the curb for periodic pickup by municipal or private haulers using specialized trucks.[1] This method predominates in urban and suburban areas, with approximately 73% of U.S. residents having access as of 2017, though participation varies by community opt-in requirements.[53] In participating households, curbside programs achieve an average recycling rate of 57% for available materials, influenced by factors such as bin size, collection frequency, and public education efforts.[54] Drop-off centers require consumers to transport recyclables to fixed locations, such as municipal facilities or retailer-sponsored sites, where materials are deposited into segregated containers for later processing.[1] These centers often handle a broader range of items, including bulky or hard-to-recycle goods like electronics or tires, complementing curbside services in rural or low-density areas where truck routes are uneconomical.[55] Compared to curbside, drop-off methods may yield lower overall volumes due to the effort required from residents but can result in cleaner streams with reduced contamination from improper sorting.[56] In California, for instance, communities supplement curbside with drop-off sites to meet state recycling mandates.[57] Deposit-refund systems, also known as bottle bills, impose a small fee (typically 5-10 cents per container) at purchase, refunded upon return to certified redemption centers or automated machines.[58] Implemented in ten U.S. states and widely in Europe, these programs target beverage containers and achieve return rates of 84-96% in European schemes, far exceeding general curbside capture for similar items.[59] In California's CRV program, enacted in 1986, consumers receive 5 cents for containers under 24 ounces and 10 cents for larger ones, funding infrastructure while incentivizing direct returns over mixed waste disposal.[60] Such systems promote high-purity collection but cover only specific materials, often integrating with drop-off logistics via retailer-hosted machines.[61]Industrial Waste Handling
Industrial waste handling in recycling encompasses the management of byproducts from manufacturing, construction, mining, and other production processes, distinct from municipal solid waste due to its higher volume, uniformity, and often greater economic viability for recovery. Globally, industrial activities generate approximately 9.2 billion tonnes of waste annually, dwarfing municipal waste volumes which total around 2 billion tonnes. In the United States, non-hazardous industrial waste constitutes a significant portion of the total waste stream, with manufacturing sectors alone managing increasing volumes that rose through 2022 before stabilizing. Unlike consumer waste, industrial streams are typically generated in controlled environments, enabling higher recycling efficiencies through pre-sorted, less contaminated materials—often achieving recovery rates exceeding 70% for valuables like metals, compared to municipal rates around 30%.[62][63][64][65] Core handling methods prioritize source reduction, on-site segregation, and specialized processing to minimize disposal. Industries employ techniques such as shredding solid waste for volume reduction, compacting for transport efficiency, and chemical treatments for reclaiming solvents or acids, often integrating these into closed-loop systems where waste becomes input for subsequent production cycles. For instance, metal fabrication facilities segregate scrap steel or aluminum at the point of generation, baling it for direct sale to mills, which recycle it via electric arc furnaces—a process recovering up to 90% of material value while saving 74% of energy compared to primary production. Reuse strategies, like repurposing manufacturing offcuts as raw materials, further reduce waste, with sectors like automotive achieving near-total recovery of ferrous metals through dedicated scrap yards. Regulations, such as U.S. EPA guidelines under the Resource Conservation and Recovery Act, mandate tracking and minimization for non-hazardous industrial waste, incentivizing recycling over landfilling.[66][67][68] Key sectors demonstrate tailored approaches yielding high recycling yields. In metals processing, the steel industry recycles over 80 million tons of scrap annually in the U.S., driven by market demand from construction and appliances, with global trade in ferrous scrap exceeding 150 million tons yearly. Plastics manufacturing handles post-industrial scrap through melt filtration and pelletizing, recovering 20-30% of production waste on-site, though cross-contamination limits broader reuse compared to virgin resins. Electronics and e-waste handling focuses on dismantling for precious metals like gold and copper, with industrial generators—such as data centers—achieving 95% recovery rates via automated shredding and hydrometallurgical separation, far surpassing end-of-life consumer e-waste processing. Construction and demolition waste, comprising concrete, wood, and aggregates, is crushed on-site for aggregate reuse, recycling about 60% in developed economies to supply road base and new builds. These efficiencies stem from economic incentives absent in municipal systems, where material purity and scale enable profitability without subsidies.[69][70][71] Challenges persist in hazardous industrial waste streams, such as solvents from chemical manufacturing or sludges from metal plating, requiring specialized neutralization or incineration for energy recovery before any recycling. Overall, industrial handling emphasizes causal integration of waste into supply chains, yielding environmental benefits like reduced virgin resource extraction—evident in aluminum recycling's 95% energy savings—but dependent on volatile commodity markets and technological upgrades for non-metallics.[72][68]Sorting and Contamination Challenges
Sorting recyclables involves separating mixed waste streams into distinct material categories, such as metals, plastics, paper, and glass, to enable efficient downstream processing. This step occurs primarily at material recovery facilities (MRFs) using a combination of mechanical, optical, and manual methods. Mechanical sorting employs screens, magnets, and air classifiers to segregate items by size, density, and composition, while optical sorters utilize near-infrared spectroscopy to identify polymer types in plastics. Manual inspection supplements automation to remove outliers, though labor costs and human error remain significant hurdles.[73][74] Contamination arises when non-recyclable or incompatible materials enter collection bins, including food residues, plastic bags, and hazardous items, compromising the purity of recyclate streams. In the United States, contamination rates in municipal curbside programs average 17 to 25 percent, with some regions exceeding 40 percent due to inconsistent consumer education and "wishcycling"—the practice of including uncertain items in hopes of recyclability. Single-stream collection systems, which combine all recyclables in one bin, exacerbate contamination compared to multi-stream approaches, as evidenced by studies showing higher error rates and processing disruptions in single-stream MRFs.[75][76][77] The presence of contaminants degrades material quality by introducing impurities that cannot be fully removed, leading to downcycling or rejection of batches for recycling. For instance, organic residues foster bacterial growth and odor issues, while non-target plastics like bags tangle machinery, halting operations and necessitating costly cleanups. At facilities such as those at the University of Texas, 21 percent contamination results in diverted loads to landfills, escalating disposal fees and undermining economic viability. Overall, contamination inflates sorting and processing expenses by 20-50 percent in affected systems, often rendering recycled outputs less competitive than virgin materials. The percentage of collected recyclables that are actually processed into new products is influenced by contamination levels, processing capabilities at MRFs, and material type differences; plastics exhibit lower success rates (around 9-23 percent) due to sorting complexities and limited end-markets, compared to higher rates for metals (36-50 percent), glass (41 percent), and paper (30-50 percent).[78][79][80][69] Addressing these challenges requires advances in sorting technologies, such as AI-driven robotics for precise identification, but persistent consumer confusion from varying local guidelines limits efficacy. Programs employing feedback mechanisms, like bin tagging for contaminated loads, have reduced rates by up to 50 percent in trials, yet systemic issues like inadequate enforcement and misinformation continue to impede progress. In regions with high contamination, entire recycling hauls are occasionally landfilled, highlighting the causal link between poor sorting fidelity and diminished recycling rates, which hovered at 32.1 percent nationally in 2018.[81][7][69]Processing Technologies
Mechanical and Physical Methods
Mechanical and physical methods encompass the primary techniques for processing recyclable waste through non-chemical means, relying on differences in material properties such as size, density, magnetism, conductivity, and shape to separate and refine components. These processes typically follow initial sorting at material recovery facilities (MRFs) and include size reduction, screening, various separation modalities, and purification steps to produce clean recyclates suitable for remanufacturing.[82][83] Widely applied to metals, plastics, paper, and glass, these methods dominate conventional recycling due to their relative simplicity and lower energy demands compared to chemical alternatives, though they often result in material degradation over cycles.[84] Size reduction begins the core mechanical processing, where waste is shredded or ground into uniform particles to facilitate downstream separation and handling; for instance, plastics and metals are typically reduced to flakes or chips measuring 5-10 mm to increase surface area and liberate contaminants.[82] Grinding equipment, such as hammer mills or granulators, applies shear and impact forces, with throughput rates in industrial settings reaching up to 10 tons per hour depending on material type.[85] Following size reduction, washing and drying remove adhesives, labels, and residues, often using friction washers or flotation tanks, which can achieve purity levels exceeding 95% for post-consumer plastics when combined with air classification to separate lighter debris via pneumatic forces.[86] Physical separation exploits inherent material differences without altering molecular structure. Magnetic separation uses permanent or electromagnetic fields to extract ferrous metals like steel from mixed streams, recovering over 90% of iron-based scrap in automotive shredder residue processing.[87] For non-ferrous metals, eddy current separators induce repulsive forces via rapidly rotating magnetic fields, propelling conductive materials such as aluminum or copper away from non-conductors at velocities up to 3 m/s, with recovery efficiencies of 85-95% for particles larger than 5 mm.[88][87] Density-based methods, including sink-float tanks filled with water or salt solutions, differentiate plastics by specific gravity—e.g., high-density polyethylene (HDPE, ~0.95 g/cm³) floats while polyvinyl chloride (PVC, ~1.4 g/cm³) sinks—enabling separation of mixed polymer streams with purities up to 98% in controlled conditions.[86] Electrostatic separation further refines fine particles by charging them and applying electric fields to separate based on triboelectric properties, commonly used for post-shredder plastics or electronics waste.[83] Screening and air classification complement these by leveraging particle size and aerodynamic behavior; vibrating screens or trommels segregate fractions into coarse and fine streams, while zigzag air classifiers remove lightweight paper or film from heavier recyclables at flow rates of 5-20 m/s.[89] Optical sorting, an advanced physical method, employs near-infrared (NIR) spectroscopy to identify polymers by spectral signatures, achieving sort accuracies of 90-95% for PET and HDPE in high-volume MRFs processing thousands of tons annually.[90] These techniques culminate in compaction or pelletization, where cleaned flakes are melted and extruded into uniform pellets for resale, preserving material identity but often requiring virgin additives to offset property losses from thermal and mechanical stress.[82] Despite high recovery rates for clean inputs, mechanical-physical methods face limitations from contamination and heterogeneity in mixed waste, leading to downcycling where recyclate quality diminishes—e.g., repeated processing shortens polymer chains in plastics, reducing tensile strength by 20-50% per cycle.[91] Empirical assessments indicate overall recycling efficiencies of 70-85% for sorted metals but lower for plastics (50-70%) due to sorting errors and residue buildup, underscoring the need for precise initial segregation to maximize viable output.[87][85]Chemical and Advanced Recycling
Chemical recycling, also termed advanced recycling, encompasses processes that employ heat, solvents, or catalysts to depolymerize plastics into their constituent monomers, oligomers, or basic hydrocarbons, enabling the production of new polymers or chemical feedstocks with properties akin to virgin materials.[92] Unlike mechanical recycling, which physically shreds and remelts plastics but degrades quality over cycles due to contamination and chain scission, chemical methods tolerate mixed or impure feedstocks and mitigate downcycling by yielding high-purity outputs.[93] These technologies target polyolefins, polyesters, and other thermoplastics challenging for conventional sorting, with applications in closing material loops for items like packaging and textiles.[94] Principal techniques include pyrolysis, gasification, and depolymerization. Pyrolysis thermally decomposes plastics in an oxygen-free environment at 300–900°C, generating pyrolysis oil (up to 80% yield for polyolefins), syngas, and char; the oil serves as a refinery feedstock or monomer precursor.[91] Gasification extends this by introducing limited oxygen or steam at higher temperatures (above 800°C), producing syngas (hydrogen and carbon monoxide) for fuels or chemicals, accommodating diverse plastics including PVC with chlorine management.[95] Depolymerization, suited for condensation polymers like PET, uses hydrolysis, methanolysis, or glycolysis to revert chains to monomers—e.g., terephthalic acid from PET—at milder conditions (150–250°C), achieving near-complete conversion in lab settings but requiring pure feeds industrially.[96] Emerging variants, such as catalytic pyrolysis or ionic liquid processes, enhance selectivity and reduce energy needs by targeting specific bonds.[97][98] Economically, these methods face barriers: capital costs for pyrolysis plants exceed $100 million for 100,000-tonne capacity, with operational expenses 2–5 times those of mechanical recycling due to energy demands (e.g., 2–4 GJ/tonne for pyrolysis vs. 1–2 GJ/tonne mechanical).[99][100] Yields vary—pyrolysis oils often require upgrading, lowering net value—and scalability remains limited, with global capacity under 1 million tonnes annually as of 2023, versus billions in plastic waste.[101] Environmentally, impacts hinge on feedstock, process efficiency, and baselines; life-cycle assessments indicate mechanical recycling typically emits 50% less CO2-equivalent than chemical routes per tonne processed, owing to lower energy intensity.[91] Pyrolysis and gasification can offset virgin production emissions by 20–70% when displacing fossil feedstocks, but net benefits erode with high-temperature losses, char disposal, and potential aromatics emissions.[102] Depolymerization fares better for recyclables like PET, reducing GHG by up to 60% versus incineration, yet overall efficacy depends on collection infrastructure—contaminated inputs diminish returns.[103] Critics note industry-backed studies may overstate advantages, ignoring upstream sorting failures and downstream fossil dependencies, while independent reviews highlight risks of unintended pollution from incomplete reactions.[104][105] Thus, chemical recycling complements rather than supplants mechanical methods for select waste streams, pending cost reductions and regulatory support for verifiable circularity.[106]Material-Specific Techniques
Paper and cardboard recycling employs mechanical processes starting with pulping, where materials are slurried with water, screened for contaminants, and deinked using flotation or washing to remove inks and adhesives. Automatic sorting technologies aid in separating grades, but repeated recycling shortens fiber length, limiting high-quality reuse to 5-7 cycles before downcycling into lower-value products like tissue or insulation.[107] Glass recycling requires color-based sorting, often manual due to cost constraints, followed by crushing into cullet, magnetic separation of metals, and melting in furnaces at temperatures 20-30% lower than for virgin silica sand, reducing energy use. Non-container glass, such as from windows or fiberglass, introduces impurities like higher melting points or contaminants, necessitating exclusion to avoid defects in new containers.[108][109] Metals. Steel recycling involves shredding scrap, magnetic separation, and melting in electric arc furnaces, consuming 74% less energy than blast furnace production from iron ore. Aluminum follows shredding, eddy current separation from other metals, and remelting, yielding 95% energy savings over primary electrolysis from bauxite, though oxidation losses require flux additions.[110][111] Plastics. Mechanical recycling of PET and HDPE entails resin identification via codes or spectroscopy, washing to remove labels and residues, grinding into flakes, and melt extrusion into pellets for reprocessing; however, cross-contamination, such as HDPE in PET streams, reduces clarity and strength, while thermal degradation limits cycles to 2-3 before downcycling. Chemical recycling, like glycolysis for PET to recover monomers, addresses some limitations but remains economically marginal due to high costs and energy inputs compared to mechanical methods.[112][19][113] Electronic waste processing prioritizes disassembly to isolate hazardous components like leaded glass in CRTs, mercury lamps, and batteries, followed by shredding, air classification, and density separation for metals recovery; precious metals extraction often uses pyrometallurgy or hydrometallurgy, but incomplete separation risks releasing toxics such as cadmium and brominated flame retardants into air or water.[114][115] Textile recycling for cotton involves mechanical shredding into fibers for spinning or chemical pulping to regenerate cellulose, while polyester permits direct melting and pelletizing; polycotton blends challenge processes, requiring enzymatic hydrolysis or ionic liquids to separate components without fiber damage, though scalability and cost hinder widespread adoption beyond mechanical downcycling into insulation or wipes.[116][117]Economic Realities
Direct Costs and Subsidies
Municipal recycling programs incur direct costs primarily through collection, sorting, processing, and transportation of materials, which often exceed revenues from selling recyclates. Empirical analyses of curbside programs in U.S. communities indicate average processing costs ranging from $100 to $150 per ton, compared to landfill tipping fees averaging $53 per ton nationally, resulting in net losses for many operations.[118][119] These expenses are driven by labor-intensive sorting to remove contaminants, which can comprise 20-30% of incoming streams, and energy demands in mechanical processing facilities.[120] Material-specific variations show aluminum cans yielding positive net returns of up to $500 per ton due to high market value, while plastics and glass frequently generate losses exceeding $100 per ton owing to low virgin material competition and high contamination rejection rates.[121][122] In specific locales, such as New York City, full recycling operations cost approximately $300-400 per ton, surpassing landfilling by $200 per ton as of 2025, largely due to dual-stream collection logistics and processing infrastructure.[122] Financial models from systems-level studies confirm that recycling rarely achieves cost parity with disposal without external support, as direct benefits like material sales cover only 40-60% of expenses in mixed-waste scenarios.[120][123] These costs have risen with fluctuating recyclate markets, where post-2018 Chinese import bans increased domestic processing burdens by 20-50% in affected regions.[124] Government subsidies mitigate these deficits through grants, tax incentives, and subsidized infrastructure. The U.S. Environmental Protection Agency's Solid Waste Infrastructure for Recycling Grant Program allocated $275 million from 2022-2026 under the Infrastructure Investment and Jobs Act to fund collection expansions and facility upgrades, explicitly targeting uneconomic local programs.[125] State-level incentives, such as tax credits for recycled content use, further prop up operations, with analyses showing subsidies can reduce effective per-ton costs by 30-50% but distort market signals by encouraging over-recycling of low-value materials.[126] Many municipalities cover shortfalls via general tax revenues or higher fees on non-recyclable waste, effectively cross-subsidizing programs that empirical data indicate would contract without intervention.[124][127] This reliance on public funding underscores that direct economic viability remains limited for comprehensive recycling, particularly for non-metallic fractions.[118][120]Markets for Recyclates and Trade
Recyclates, the processed outputs of recycling operations such as sorted metals, plastics, and paper fibers, are traded in commodity markets influenced by global supply chains, manufacturing demand, and competition from virgin materials. These markets exhibit volatility, with prices for aluminum cans reaching 77.5 cents per pound in August 2024, reflecting year-over-year increases driven by demand from new recycled content facilities.[128] In the United States, the recycled plastics market was valued at $52.85 billion in 2024, with projections for growth to $131.33 billion by 2034 amid rising corporate commitments to recycled content, though segments like recycled polyethylene terephthalate (PET) faced depressed prices due to excess stocks and weak demand in mid-2025.[129] Globally, recycled plastics markets are anticipated to expand from $85.90 billion in 2025 to $149.25 billion by 2032, propelled by regulatory pressures and supply agreements, yet constrained by inconsistent quality and energy costs exceeding those of virgin production in some cases.[130] Trade in recyclables has historically relied on exports from high-waste-generating developed nations to processing hubs in developing economies, but structural disruptions have reshaped flows. Prior to 2018, China imported 45% of the world's plastic waste, sustaining markets by providing cheap labor for sorting and reprocessing.[131] China's "National Sword" policy, implemented in January 2018, banned imports of most non-industrial plastic, paper, and metal scraps, causing immediate price collapses—such as a 70-90% drop in U.S. scrap values—and forcing Western exporters to redirect shipments, resulting in stockpiles, landfill diversions, and incineration increases where domestic markets could not absorb supply.[132] [131] By 2023, global plastic waste trade had declined further from 2017 peaks, with OECD countries shifting surpluses to Southeast Asia, Turkey, and Mexico, though many recipient nations imposed their own restrictions, exacerbating market instability.[133] Recent data underscore ongoing trade reorientation amid quality hurdles. In 2023, the European Union exported a record 38.9 million tonnes of recyclable raw materials, primarily metals and paper, though volumes fell in 2024 due to saturated domestic capacities and stricter import standards elsewhere.[134] [135] U.S. plastic scrap imports hit a record high in 2024, including 250,961 tons of PET, while exports favored Mexico over former China routes, reflecting a 91.4% drop in quantity to China since the ban.[136] [137] Contamination—averaging 25% in U.S. recyclables from improper sorting and residues—degrades recyclate purity, lowering market value and export viability, as many international buyers demand under 5% impurity for economic processing. Market demand serves as a critical determinant of whether sorted materials are actually recycled or diverted to disposal; insufficient demand often results in surpluses being landfilled or incinerated, contributing to varying success rates by material type, with plastics exhibiting lower rates (around 9% overall, up to 29% for PET bottles) compared to higher rates for metals (50%+), glass (around 40%), and paper (30-65%).[7] [138][139] This quality shortfall, compounded by volatile virgin commodity prices, often renders recyclates uncompetitive without subsidies, leading to periodic market crashes and calls for improved source separation to stabilize trade.[76]Cost Comparisons with Landfilling and Incineration
In the United States, landfilling municipal solid waste typically incurs the lowest direct disposal costs among common methods, with national unweighted average tipping fees reaching $56.80 per ton in 2023, varying regionally from about $40 per ton in the South to over $84 per ton in the Northeast.[140] These fees cover transportation to the site, gate operations, and basic landfill management, though they exclude upstream collection costs shared across waste streams. By contrast, recycling programs often impose significantly higher per-ton costs due to specialized collection routes, sorting facilities, and processing requirements; for instance, in San Jose, California, recycling costs approximately $147 per ton compared to $28 per ton for landfilling as of early 2000s data that has informed ongoing analyses, with similar disparities persisting in many urban areas where recycling exceeds $200 per ton in places like New York City.[122][121] Incineration, or waste-to-energy combustion, generally falls between landfilling and recycling in operational costs but requires substantial upfront capital investment, often rendering it more expensive overall without revenue from energy sales offsetting expenses. Operating costs for incineration can range from $80 to $150 per ton, exceeding landfill fees in low-density areas where energy recovery credits are minimal, as incinerators demand advanced emission controls and ash handling.[141] A 2024 analysis of EPA models indicated that incineration's combined environmental and economic costs per ton of municipal solid waste were 78% higher than landfilling in certain scenarios, primarily due to higher processing and regulatory compliance burdens.[142]| Waste Management Method | Average Cost per Ton (US, recent estimates) | Key Cost Drivers |
|---|---|---|
| Landfilling | $50–$70 | Tipping fees, site preparation; lowest for bulk disposal[140][143] |
| Incineration | $80–$150 | Capital-intensive plants, energy recovery offsets variable; higher than landfilling without subsidies[141][144] |
| Recycling | $100–$200+ | Separate collection, sorting, contamination handling; often exceeds disposal even with recyclate sales[145][146] |
Environmental and Resource Impacts
Resource Conservation Claims
Recycling is frequently promoted as a means to conserve natural resources by substituting secondary materials for virgin ones, thereby reducing extraction from mines, forests, and quarries.[1] According to the U.S. EPA, recycling reduces the need to extract raw materials such as timber, water, and minerals, while also lowering pollution from manufacturing and waste disposal.[1] For metals such as aluminum and steel, empirical data supports substantial resource savings: producing one metric ton of aluminum from recycled scrap avoids the need for approximately four metric tons of bauxite ore, along with associated reductions in limestone and other inputs required for primary smelting.[149] Similarly, recycling one metric ton of steel scrap displaces about 1.1 metric tons of iron ore and 0.6 metric tons of coal that would be consumed in blast furnace production of virgin steel.[150] These savings stem from the avoidance of energy-intensive ore beneficiation and reduction processes, though actual net conservation depends on collection efficiency and scrap purity, as contaminated recyclates may require blending with virgin material.[151] In contrast, resource conservation claims for glass, paper, and plastics are more qualified. Glass recycling conserves silica sand, soda ash, and limestone—raw inputs that constitute about 75% of virgin glass mass—but the volumetric abundance of sand globally limits the scarcity-driven imperative, and recycling often involves cullet addition rates below 100% due to color sorting and contamination issues.[152] For paper, recycling one ton of newsprint saves roughly 17 trees and 7,000 gallons of water compared to virgin pulp production, yet fiber degradation after 5-7 cycles necessitates eventual virgin input to maintain strength, and sustainably managed forests for pulp may offset tree conservation if recycling diverts from landfilling where decomposition occurs.[153] Plastics present weaker cases: while recycling PET bottles avoids petroleum-derived monomers, downcycling into lower-grade products like fibers reduces effective resource substitution, and mechanical processes yield recyclates with inferior properties requiring additives or blending with virgin resin, sometimes negating full conservation.[154] [155] Critiques highlight that blanket claims overestimate conservation by conflating energy savings with material mass avoidance, ignoring upstream collection logistics and downstream quality losses that compel hybrid production.[156] For instance, in regions with low recycling rates or high contamination, the net resource draw from virgin sources may exceed idealized models, as evidenced by life-cycle assessments showing plastics recycling conserves energy but not always feedstock equivalents due to yield losses.[157] Proponents, often from environmental agencies, emphasize gross savings, yet independent analyses underscore material-specific variances: metals yield high substitution (up to 100% for steel in electric arc furnaces), while organics and glass offer marginal benefits amid abundant alternatives.[158] Overall, verifiable conservation is strongest for scarce, high-extraction-cost metals, with diminishing returns for other streams where virgin production efficiencies or resource ubiquity undermine the rationale.[159]Energy and Emission Analyses
Recycling aluminum requires approximately 5% of the energy needed for primary production from bauxite ore, yielding savings of up to 95% in energy consumption and corresponding reductions in greenhouse gas emissions.[151] Secondary steel production consumes about 74% less energy than producing steel from iron ore, primarily due to avoided mining and smelting steps, with lifecycle analyses confirming lower CO2-equivalent emissions per ton.[110] These efficiencies stem from the high embodied energy in extracting and refining virgin ores, which recycling bypasses by remelting scrap. U.S. EPA estimates align with approximate energy savings of 70% for plastics, 60% for steel, 40% for newspaper, and 40% for glass relative to virgin production.[1] For plastics, mechanical recycling of polyethylene terephthalate (PET) can reduce total energy use by 50-70% and global warming potential by similar margins compared to virgin production, though benefits diminish with contamination or low recycling yields.[155] Polyethylene (PE) recycling shows comparable energy savings, but full lifecycle assessments indicate that sorting, washing, and transportation add 10-20% to the process energy, potentially offsetting gains for low-density or mixed streams.[155] Emission reductions are material-specific; for example, recycled PET avoids 1.5 tonnes of CO2-equivalent per tonne relative to virgin, but chemical recycling variants like pyrolysis yield only modest GHG cuts of 18% when blended at low volumes.[73][160] Paper recycling from post-consumer waste saves 40-60% of energy versus virgin pulp production, driven by reduced pulping and bleaching demands, with associated GHG emission drops of 20-50% depending on fiber quality and mill efficiency.[161] However, repeated recycling degrades fiber length, necessitating virgin inputs, which limits long-term savings. Glass recycling achieves only 20-30% energy reduction due to the material's low processing temperature differential, and emission benefits are further eroded by the high fuel use in cullet melting and distribution logistics.[1] System-wide analyses reveal that collection and processing logistics can consume 15-30% of recycling's total energy, sometimes negating net benefits for low-value materials like mixed plastics or glass when compared to landfilling or incineration with energy recovery.[162] For municipal solid waste, the U.S. EPA reports that recycling and composting in 2018 achieved a 32.1% rate, managing nearly 94 million tons and saving over 193 million metric tons of CO2 equivalent in greenhouse gas emissions.[69] Increasing recycling rates from 15% to 80% could yield 3.5-5.5 times higher overall energy savings, but only if contamination is minimized and markets absorb recyclates efficiently; otherwise, emissions from inefficient systems may exceed those from controlled landfilling with methane capture.[163] Peer-reviewed lifecycle models, such as the EPA's Waste Reduction Model, quantify these trade-offs, showing metals dominate savings while organics and composites often underperform without optimized infrastructure.[164]Net Ecological Footprint
Life cycle assessments (LCAs) evaluating recycling's net ecological footprint incorporate upstream collection logistics, sorting and cleaning processes, remanufacturing energy demands, transportation to end markets, and the extent to which recyclates displace virgin materials, balanced against disposal alternatives like landfilling or incineration. These analyses reveal material-specific variations, with net benefits eroded by contamination (typically 15-25% of curbside loads), which necessitates energy-intensive rejection or downcycling, and by the fossil fuel dependency of processing facilities. For instance, a comprehensive review of plastic recycling LCAs found lower overall environmental burdens compared to landfilling, but savings diminish when including full-system emissions from decentralized collection, averaging 1-2 tons CO2e avoided per ton processed for high-quality streams like PET, while mixed resins yield negligible gains due to quality degradation over cycles.[165][166] High-value metals exhibit the strongest net reductions: aluminum recycling avoids 14-16 GJ of energy per ton versus primary smelting, equating to 0.9-1.2 tons CO2e savings, as it bypasses energy-intensive electrolysis and bauxite extraction, with processing emissions comprising less than 10% of the total footprint. Steel follows with 50-70% energy savings, or 0.6-1.0 tons CO2e per ton, though scrap quality variability can reduce displacement efficiency. In contrast, glass recycling yields only 10-20% energy savings (1-2 GJ per ton), often negated by transport emissions from its density—requiring 3-5 times the fuel volume of lighter materials—resulting in net GHG increases in scenarios with facilities over 100 km away, per comparative LCAs favoring landfilling with methane capture in such cases. Paper recycling achieves 20-40% GHG cuts (0.4-0.8 tons CO2e per ton) through avoided pulping, but a 2020 analysis indicated potential 10% emission rises if powered by fossil-heavy grids, as drying recycled fibers consumes 20-30% more energy than virgin processes.[167] Municipal programs' aggregate footprint reflects these disparities: U.S. curbside systems yield modest net savings of 100-200 kg CO2e per ton diverted, or roughly 136 kg per household annually, but this represents under 5% of typical household emissions when adjusted for actual recovery rates (32.1% national average in 2018 per EPA data) and the 20-30% of "recycled" material ultimately landfilled or incinerated due to market shortfalls.[69] Post-2018 Chinese import bans exacerbated this, increasing Western incineration shares and export-related shipping emissions, with LCAs showing incineration with energy recovery sometimes outperforming inefficient recycling by 20-50% in GHG terms for low-grade fractions. Empirical studies underscore that net benefits hinge on local factors like proximity to markets and contamination controls; without them, programs can elevate water use (from washing) and particulate emissions from sorting, yielding neutral or adverse footprints compared to modern landfills, which emit <1% methane via gas recovery. Academic LCAs, often funded by environmental advocates, may overstate virgin displacement assumptions, ignoring elastic demand where cheap recyclates spur consumption rather than substitution.[168][169]Health and Safety Considerations
Worker and Community Risks
Workers in recycling facilities face elevated risks of physical injuries due to machinery operation, manual sorting, and material handling. According to U.S. Bureau of Labor Statistics data for 2022, injury and illness rates at materials recovery facilities (MRFs) reached 4.4 cases per 100 full-time equivalent workers, up from 3.2 the prior year, with common incidents including strains, cuts from sharp edges, and crush injuries from compactors and shredders.[170] Refuse collection, often linked to recycling logistics, carries a fatal injury rate of 27.9 per 100,000 full-time workers as of 2023, primarily from vehicle accidents and falls.[171] Noise exposure from equipment like balers exceeds safe thresholds, contributing to hearing loss; the National Institute for Occupational Safety and Health (NIOSH) recommends engineering controls and hearing protection to mitigate this in facilities processing metals and plastics.[172] Chemical and biological hazards compound these risks, particularly in sorting mixed waste streams. Workers encounter dust laden with respirable particles, bioaerosols from organic contaminants, and toxins from improperly segregated materials, leading to respiratory disorders and infections.[173] In e-waste recycling, informal dismantling exposes handlers to heavy metals such as lead, cadmium, and mercury, as well as brominated flame retardants; studies document elevated blood lead levels correlating with neurological impairments, reduced lung function, and thyroid disruptions among workers.[115][174] Formal U.S. facilities show variable compliance, with a 2015 pilot assessment revealing gaps in ventilation and personal protective equipment (PPE) usage, heightening inhalation and dermal absorption risks.[175] Informal recycling operations amplify these dangers, as seen in sites like Agbogbloshie, Ghana, where open burning of cables releases dioxins and polycyclic aromatic hydrocarbons, causing acute symptoms like burns, headaches, and chronic conditions including DNA damage and cardiovascular issues.[176][177] Workers there report frequent cuts and needlestick injuries without consistent PPE, with soil and air samples exceeding safe limits for multiple metals, per a 2023 environmental health study.[176] Communities adjacent to recycling plants experience secondary exposures via air emissions, water runoff, and soil contamination. Metal recycling facilities have been linked to elevated particulate-bound metals like hexavalent chromium, posing cancer risks; a 2013 air monitoring study near such sites estimated lifetime cancer probabilities up to 10 times background levels for residents.[178] Plastic recycling emits volatile organic compounds and ultrafine particles, as documented in a 2022 Human Rights Watch investigation of Turkish facilities, where nearby residents reported respiratory ailments and skin irritations attributed to fugitive emissions.[179] E-waste processing hotspots contribute to broader ecological leaching, with toxins bioaccumulating in local food chains; World Health Organization data from 2024 highlight fetal exposure risks via placental transfer in affected areas.[174] However, systematic reviews of formal composting and recycling sites find limited epidemiologic evidence for widespread community health effects beyond localized hotspots, underscoring the role of site management and enforcement.[180]Contaminant and Toxin Issues
Contamination in recycling streams primarily arises from non-recyclable materials, residual food and liquids, and incompatible items mixed into sorted waste, leading to degraded recyclate quality and potential health hazards during processing. Food residues, for instance, foster mold growth and bacterial proliferation in collected materials, necessitating additional cleaning or resulting in entire batches being landfilled, while items like batteries or medical waste introduce fire risks and toxic leachates that damage sorting equipment and expose workers to hazards.[78][181][2] In plastic recycling, persistent chemical additives such as phthalates, bisphenol A, and per- and polyfluoroalkyl substances (PFAS) from original products carry over into recyclates, often leaching under heat or mechanical stress during processing or end-use, with studies detecting higher concentrations of unidentified chemicals in recycled versus virgin plastics—918 probable structures in recyclates compared to 587 in virgin materials. These compounds, including endocrine-disrupting phthalates and flame retardants, pose risks of hormone dysregulation, reproductive toxicity, and carcinogenicity upon human exposure via dermal contact, inhalation of processing fumes, or migration into food packaging from recycled content.[182][183][184] Metal recycling introduces heavy metal contaminants, particularly in informal or e-waste-adjacent operations, where lead, cadmium, mercury, and chromium from scrap accumulate in soils, air particulates, and recyclates, with site-specific studies near facilities showing elevated levels exceeding safe thresholds and correlating with respiratory and neurological health risks in nearby communities. Leaching tests, such as the EPA's Toxicity Characteristic Leaching Procedure (TCLP), reveal that improperly processed metal scraps can release these toxins into groundwater, amplifying environmental persistence and bioaccumulation in food chains.[185][186][187] Overall, these issues underscore causal pathways where incomplete sorting and additive persistence undermine recycling's safety claims, often requiring energy-intensive decontamination that offsets purported benefits, as evidenced by regulatory exclusions for hazardous recycling streams to mitigate uncontrolled toxin release.[188][189]E-Waste Specific Hazards
Electronic waste recycling, particularly in informal settings, involves dismantling and processing devices containing hazardous materials such as lead, mercury, cadmium, and brominated flame retardants, which pose unique risks not typically seen in other waste streams.[190] These substances are concentrated in components like circuit boards, batteries, and cathode ray tubes, and improper handling releases them into air, soil, and water.[191] Informal methods, including open burning to recover metals and manual disassembly without protective equipment, amplify exposure for workers and nearby communities.[174] Heavy metal contamination from e-waste recycling leads to elevated blood lead levels, with studies in Ghana's Agbogbloshie site showing e-waste workers having median blood lead concentrations of 74.1 μg/dL compared to 23.1 μg/dL in non-e-waste workers, exceeding WHO thresholds for neurological impairment.[192] Mercury and cadmium exposures disrupt thyroid function and endocrine systems, with peer-reviewed analyses linking them to DNA damage, altered hormone levels, and immune suppression, particularly in children living near recycling sites.[115] Burning plastics and circuit boards generates dioxins and furans, contributing to respiratory issues and potential carcinogenicity, as evidenced by air pollution data from e-waste processing areas.[193] Environmental persistence of these toxins results in long-term soil and groundwater pollution; for instance, multiple elemental analyses at Agbogbloshie detected elevated arsenic, cadmium, and lead in dust and sediments, facilitating bioaccumulation in food chains.[194] Children and pregnant women face heightened vulnerability, with toxins crossing the placenta and contaminating breast milk, correlating with increased infant mortality rates near major e-waste dumps in Ghana and Nigeria, where proximity to sites raised neonatal death risks by up to 20% in empirical difference-in-differences models.[195][174] Formal recycling mitigates some risks through regulated processes, but global e-waste trade often shifts hazards to informal sectors in developing regions, where economic incentives prioritize recovery over safety.[196]Policy Frameworks
Domestic Legislation and Mandates
In the United States, federal legislation on recycling remains limited, primarily governed by the Resource Conservation and Recovery Act (RCRA) of 1976, which regulates hazardous and non-hazardous solid waste management but does not impose broad recycling mandates on households or businesses.[197] Instead, states and municipalities enact most domestic requirements, such as disposal bans on certain materials in landfills or waste-to-energy facilities; for instance, as of 2021, ten states including California, Connecticut, and New York had implemented mandatory commercial recycling laws prohibiting landfill disposal of recyclables like paper, metals, and plastics unless recycling is infeasible.[198] Extended producer responsibility (EPR) schemes, requiring manufacturers to manage post-consumer packaging, have been adopted in states like Maine (effective 2021 for packaging) and Colorado (2024 for paint), aiming to shift costs from municipalities to producers.[199] Federal universal waste rules under RCRA mandate recycling of batteries and lamps to prevent improper disposal.[200] European Union member states implement domestic mandates aligned with supranational directives, such as the Waste Framework Directive (2008/98/EC, amended 2018), which requires separate collection of paper, metal, plastic, glass, and biowaste by 2025 to achieve 65% municipal waste recycling by 2035.[201] In Germany, the Circular Economy Act (Kreislaufwirtschaftsgesetz) enforces strict household sorting into multiple bins for organics, paper, plastics, and glass, with non-compliance fines up to €5,000; producers fund dual systems like the Green Dot scheme for packaging recovery, contributing to a 67.7% municipal recycling rate in 2022.[202] The United Kingdom's Environment Act 2021 mandates workplace recycling of plastics, metals, paper, and food waste from 2025, alongside deposit return schemes for drinks containers piloted in Scotland since 2022.[203] France requires the Triman logo on recyclable packaging under Decree 2014-1577, with EPR obligations for producers to finance collection and sorting.[203] In Australia, national policy emphasizes state-level mandates, such as New South Wales' Waste Avoidance and Resource Recovery Act 2001, which bans organic waste from landfills for large generators and sets product stewardship for e-waste; the country aims for 80% waste diversion by 2030 through export restrictions on recyclables like plastics and glass implemented from 2021.[204][205] Canada's provinces handle mandates, with British Columbia's Recycling Regulation (2004) requiring EPR for packaging and printed paper, achieving 82% diversion rates in some regions via producer-funded programs.[206] These domestic frameworks often rely on fines for non-compliance and incentives like rebates, though enforcement varies, with empirical evidence indicating mandates reduce landfill use by 5-10% in affected areas but face challenges from contamination and market fluctuations.[207]International Agreements and Bans
The Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, adopted in 1989 and entering into force in 1992, regulates international shipments of hazardous wastes, including those intended for recycling operations, to minimize adverse effects on human health and the environment.[208] It requires prior informed consent from importing countries and promotes environmentally sound management, but the 1995 Ban Amendment—ratified by over 90 parties as of 2025—prohibits exports of hazardous wastes from OECD to non-OECD countries, effectively curtailing much "recycling" trade to developing nations where processing often generates pollution rather than genuine resource recovery.[209] The convention's 2019 amendments extended controls to non-hazardous plastic wastes, and as of January 1, 2025, all electrical and electronic wastes (e-waste) fall under its requirements, regardless of hazard status, aiming to curb exports disguised as recycling but frequently leading to informal dismantling in recipient countries.[210] The United States has signed but not ratified the convention, relying instead on bilateral agreements, which has allowed continued e-waste exports amid reports of surges to Asia despite import bans there.[211] The Bamako Convention, adopted by African nations in 1991 and effective from 1998, imposes a total ban on imports of hazardous wastes into Africa from any external source, going beyond Basel by prohibiting all such transboundary movements while regulating intra-African trade to ensure minimal generation and sound disposal or recycling.[212] With 33 parties as of 2025, it addresses historical dumping of Western wastes, including recyclables contaminated with toxins, but enforcement challenges persist due to porous borders and illegal trafficking, often resulting in localized environmental harm from unregulated processing. National-level bans with global repercussions have disrupted recycling supply chains; China's 2018 policy prohibited imports of 24 categories of solid wastes, including most plastics, after it had absorbed 45% of the world's plastic waste trade since 1992, causing a 99% drop in its plastics imports and a 45.5% global decline in plastic waste shipments by 2018.[131] This shift increased landfilling and incineration in exporting countries like those in Europe and North America, where domestic recycling infrastructure proved inadequate, highlighting that export-dependent "recycling" often masked inefficient systems rather than fostering circular economies.[132] Similar restrictions followed in Malaysia, India, and Vietnam, redirecting wastes but exacerbating illegal exports and stockpiles without proportionally boosting high-quality recycling.[213] The Stockholm Convention on Persistent Organic Pollutants, effective since 2004, mandates the elimination or restriction of POPs in wastes, complicating recycling of electronics, textiles, and plastics contaminated with substances like brominated flame retardants, as parties must ensure "environmentally sound" destruction rather than reuse if risks persist.[214] This has led to de facto bans on recycling certain materials in non-compliant facilities, prioritizing incineration or landfilling to prevent re-release of toxins. Ongoing negotiations for a UN global plastics treaty, initiated in 2022 under the Intergovernmental Negotiating Committee, aimed to conclude by end-2024 but stalled at the fifth session's second part (INC-5.2) in August 2025 without consensus, due to disputes over production caps and financial mechanisms, leaving transboundary plastic waste movements unregulated beyond Basel.[215] These efforts underscore tensions between waste-exporting developed nations and importing or polluting developing ones, with empirical evidence suggesting bans reduce formal trade but fail to eliminate informal flows or address root causes like overproduction.[216]Role of Incentives vs. Coercion
Deposit-refund systems, a form of economic incentive, have proven more effective at boosting recycling rates than coercive mandates in numerous empirical studies. In the United States, states with bottle bills—requiring deposits on beverage containers redeemable upon return—achieve an average recycling rate of 74% for those items, compared to the national average of 35%. [217] These systems align individual self-interest with waste reduction by providing direct financial returns, typically 5 to 10 cents per container, encouraging consumers to return items rather than discard them. [218] Similarly, unit-based pricing for waste disposal, where households pay per bag or volume, incentivizes separation and recycling by increasing the relative cost of landfilling, often yielding higher diversion rates without mandatory enforcement. [219] Coercive policies, such as mandatory curbside sorting programs enforced by fines, frequently underperform due to compliance costs, contamination, and erosion of voluntary participation. For instance, while some municipalities report initial increases in volume from mandates, actual material recovery rates suffer from high sorting errors—up to 25% contamination in mixed recyclables—reducing downstream usability and increasing processing expenses. [220] Studies indicate that compulsory recycling can diminish intrinsic motivations, as individuals perceive efforts as externally imposed rather than self-beneficial, leading to sustained low engagement once enforcement wanes. [219] In contrast to incentive-driven models, mandates often ignore market signals, resulting in net costs exceeding benefits, with administrative overhead for monitoring and penalties diverting resources from efficient collection. [221] From an economic perspective, incentives foster sustainable behavior by internalizing externalities through price mechanisms, whereas coercion imposes uniform rules that overlook heterogeneous costs and benefits across households. Analyses of deposit systems versus mandates highlight the former's cost-effectiveness, with recovery efficiencies far surpassing voluntary or forced programs without refunds; for example, nine of the ten U.S. states with highest overall recycling rates in 2023 operated bottle bills. [222] Policymakers favoring mandates, often influenced by advocacy groups prioritizing regulatory intervention over market approaches, may overlook evidence that financial rewards enhance both participation and material quality, as seen in Hong Kong's incentive trials promoting household recycling. [223] This disparity underscores the causal role of aligned incentives in achieving verifiable waste diversion, rather than reliance on compulsion which risks inefficiency and backlash. [224]Social and Behavioral Factors
Participation Rates and Barriers
Household recycling participation rates remain low despite widespread access to programs in developed nations. In the United States, only 43% of households actively participate in recycling, with participation rising to 59% among those with service access, according to a 2024 analysis of national data. Globally, residential recyclable capture stands at approximately 21% in the U.S., meaning 76% of household recyclables are discarded as trash rather than recovered. In the European Union, municipal waste recycling rates averaged 48.6% in 2022, though these figures reflect system-level outcomes rather than individual household engagement, with national variations such as Germany's near-70% rate driven by mandatory policies and infrastructure.[54][225][226][227] Key barriers to participation include perceived inconvenience and time demands, which deter consumers even when services are available. Studies of consumer behavior identify lack of awareness about proper sorting and eligibility rules as a primary obstacle, compounded by insufficient communication from local authorities. Infrastructure deficits, such as irregular collection schedules or distant drop-off points, further reduce engagement, particularly in rural or low-income areas. Behavioral factors like skepticism toward recycling efficacy—stemming from unverified claims of environmental benefits—and weak enforcement of regulations exacerbate non-participation.[228][229][230][231] Contamination of recycling streams significantly undermines participation by fostering frustration and system inefficiencies. Average contamination rates hover around 25%, where non-recyclable items like food waste or unwashed plastics render loads unprocessable, often leading to landfill diversion and public discouragement. Feedback mechanisms, such as curbside tagging of contaminated bins, have shown potential to lower these rates and boost compliance, but inconsistent implementation limits their impact. Economic disincentives, including no direct rewards for proper recycling in most voluntary systems, contrast with successful deposit-return schemes where participation exceeds 80% due to financial motivations.[8][232][233][234][235]Education Campaigns and Myths
Public education campaigns on recycling emerged prominently in the late 20th century, with initiatives like the U.S. Environmental Protection Agency's WasteWise program in 1994 aiming to boost household participation through school programs, media ads, and community workshops. These efforts expanded in the 2000s, incorporating digital tools and partnerships with municipalities; for example, a 2005 study in Resources, Conservation and Recycling found that targeted campaigns in European communities increased recycled waste collection by 20-30% and participant numbers by up to 15% via informational flyers and bin signage.[236] Despite such gains in awareness, overall effectiveness remains limited by behavioral inertia and misinformation, as evidenced by stagnant U.S. national recycling rates hovering around 32% for municipal solid waste in recent years, per EPA data.[69] Campaigns often emphasize simplistic messaging, such as "reduce, reuse, recycle" hierarchies, but fail to address material-specific economics, leading to suboptimal outcomes. A 2024 analysis in the Journal of Environmental Management highlighted that while awareness drives initial sorting improvements, sustained high-quality recycling requires addressing contamination, with programs showing only marginal long-term gains without enforcement.[237] University pilots, like a 2009 public health initiative combining bin access with contests, temporarily raised student recycling by 10-15%, but habits reverted without ongoing incentives.[238] Critics argue these campaigns, frequently backed by industry and government, overpromise environmental savings to justify infrastructure costs, ignoring cases where virgin material production proves cheaper or less emissive for certain plastics and metals.[239] Persistent myths perpetuate inefficient practices, exacerbated by ambiguous labeling and optimistic public education. A widespread misconception is that items bearing the chasing arrows symbol (resin identification codes) are universally recyclable; in reality, only specific types like PET and HDPE bottles achieve viable markets in most regions, with over 90% of plastics not economically recycled due to sorting and degradation challenges.[240][241] Another myth holds that recycling invariably conserves more energy than landfilling or incineration; empirical assessments, such as a University of Leeds study, reveal that for mixed plastics, recycling yields net benefits only under optimal conditions, often outweighed by collection/transport emissions in low-density areas.[242] "Wishcycling"—placing non-recyclable items in bins out of hope or misinformation—stems from campaigns' vague encouragements and contributes to contamination rates averaging 25% in U.S. facilities, rendering entire loads unprocessable and diverting them to landfills.[243][244] Public perception amplifies this: surveys indicate 59% of Americans believe most items are recyclable locally, far exceeding actual capacities where only 9% of plastics are recycled annually.[245][246] The notion that recyclables "all end up in landfills anyway" reflects partial truth for contaminated batches but ignores viable streams like aluminum, where recycling saves 95% energy over primary production; however, systemic myths like impending landfill crises—debunked by available U.S. capacity for centuries—drive policy over market realities.[247][239] These misconceptions persist partly due to source biases in environmental advocacy, where academic and media outlets, often aligned with expansionist views on waste management, underemphasize economic analyses favoring incineration or source reduction over universal recycling mandates.[248] Effective education demands material-specific guidance over blanket optimism, as evidenced by programs reducing contamination via clear reject lists, though broader adoption lags amid competing narratives.[249]Cultural and Economic Incentives
Deposit-return systems (DRS), which impose a small refundable fee on beverage containers redeemable upon return, provide a direct economic incentive that significantly boosts recycling participation. In Europe, DRS programs achieved recovery rates of 84% to 96% for covered containers as of September 2025, with a median rate of 91%.[250] In the United States, states with active DRS recycle 38% to 81% of targeted containers, far exceeding the national average, while non-DRS states manage only about 7% in closed-loop systems.[251][252] Projections indicate a national U.S. DRS could raise aluminum beverage can recovery to 85%.[253] These systems leverage consumer self-interest, as higher deposit values and accessible return points correlate with elevated redemption rates, though implementation costs and infrastructure requirements can limit scalability in low-density areas.[254] Curbside recycling programs, subsidized by local governments, often rely on indirect economic incentives like reduced disposal fees or material sales revenues, but empirical cost-benefit analyses reveal frequent net losses. In many U.S. municipalities, processing and collection expenses surpass landfill diversion savings and recycled material income, rendering programs economically unviable without ongoing public funding.[121] Programs diverting 31% to 37% of waste may achieve marginal system savings through optimized routing and lower tipping fees, yet overall viability hinges on high participation and stable markets for secondary materials.[120] Economic incentives like pay-as-you-throw schemes or rebates for verified recycling further encourage household compliance, though their impact diminishes without addressing contamination issues that erode material value.[255] Cultural incentives, including social norms and community expectations, exert influence on recycling behavior but typically require reinforcement from economic or infrastructural supports to yield sustained results. Personal values and descriptive norms—perceptions of others' actions—drive participation more than injunctive norms (perceived social approval), with economic factors like deposits amplifying effects across demographics.[255] In collectivistic cultures, such as Turkey, supportive social norms enhance perceived convenience and adherence, fostering habitual compliance.[256] However, standalone cultural campaigns often falter, as evidenced by persistent low participation rates (under 30% in many voluntary programs) where inconvenience outweighs normative pressures, underscoring that cultural shifts alone insufficiently counter the default preference for minimal effort in waste disposal.[257] Interventions blending norm-based messaging with incentives, such as competitive community challenges, show promise in elevating rates but demand empirical validation beyond short-term pilots.[223]Criticisms and Empirical Debates
Exaggerated Benefits and Greenwashing
Proponents of recycling frequently claim substantial environmental benefits, such as reduced energy consumption and greenhouse gas emissions compared to virgin material production, yet life cycle analyses reveal these advantages are material-specific and often diminished by collection inefficiencies, contamination rates exceeding 20-25% in municipal streams, and transportation emissions. For instance, while aluminum recycling can save up to 95% of the energy required for primary production, plastics and mixed paper often yield minimal or negative net savings when accounting for sorting and processing losses.[258][259][260] Empirical economic assessments further indicate that benefits are overstated in many jurisdictions, with recycling costs—including curbside collection, sorting, and subsidies—frequently surpassing those of landfilling or incineration by factors of 2-5 times, while actual diversion rates hover below 30% for most U.S. programs due to market limitations and quality issues. A 2015 analysis concluded that recycling beyond approximately 10% of municipal solid waste increases net social costs to both the environment and economy, as the marginal benefits from low-value outputs like downcycled materials fail to offset inputs.[121][260][261] Greenwashing manifests in corporate marketing that touts recyclability without disclosing systemic barriers, such as the fact that only 9% of plastic ever produced has been recycled globally, with much of the rest downcycled into lower-value products or landfilled. Beverage giants like Coca-Cola and Nestlé have faced accusations for promoting bottles as "recyclable" amid campaigns emphasizing recycled content goals, while their packaging designs hinder effective sorting and actual recovery rates remain under 50% in practice; critics, including consumer lawsuits, argue these claims mislead on scalability and infrastructure deficits.[262][263][264] Similarly, single-use product makers like Keurig have settled class-action suits over assertions that coffee pods are "widely recyclable," despite evidence that municipal facilities reject them due to contamination risks and low demand, resulting in a $10 million payout in 2023 to address deceptive labeling. Such practices persist because voluntary corporate pledges often prioritize branding over verifiable outcomes, with third-party audits revealing discrepancies between advertised diversion rates and audited landfill contributions exceeding 70% for certain plastics.[265][266][267]Systemic Inefficiencies and Failures
Municipal recycling programs worldwide suffer from high contamination rates, where non-recyclable materials mixed into streams render batches unusable, often leading to entire loads being landfilled. In the United States, approximately 25% of materials deposited in recycling bins are contaminated, complicating processing and increasing operational costs. Studies indicate error rates in consumer sorting can reach 52% for certain recyclable items accepted variably by municipalities, exacerbating inefficiencies in material recovery facilities. Globally, these issues contribute to stagnant recycling rates, with only 32.1% of U.S. municipal solid waste recycled or composted in recent years, far below public perceptions fueled by optimistic campaigns.[268][7][69] Economically, recycling frequently proves more costly than landfilling due to expenses in collection, sorting, and processing, which outweigh revenues from resale in unsubsidized systems. In New York City, recycling incurs about $200 more per ton than disposal in landfills, reflecting broader trends where municipal programs rely on subsidies to remain operational rather than market viability. Empirical analyses reveal that while recycling generates some economic activity, such as $37.8 billion in U.S. wages, the net fiscal burden on taxpayers often exceeds environmental gains when externalities like exported pollution are considered. These costs highlight a systemic misalignment, where mandatory programs prioritize diversion metrics over cost-effectiveness, leading to inefficient resource allocation.[122][146][121] Particularly acute failures manifest in plastics recycling, where actual recovery rates remain dismal despite technological promises and infrastructure investments. In the U.S., only 5-6% of post-consumer plastic waste was recycled in 2021, with global figures hovering below 10% and showing no significant improvement over decades. This stems from technical limitations, such as degradation in mechanical processes leading to downcycling rather than true reuse, and market volatility that discourages investment. Peer-reviewed assessments describe plastics recycling as a "failed concept," with the majority of collected material ultimately incinerated, landfilled, or exported, underscoring how policy-driven optimism has not translated into scalable, effective systems.[269][270][271] Global trade dependencies further expose vulnerabilities, as exemplified by China's 2018 "National Sword" policy banning most waste imports, which previously absorbed up to two-thirds of the world's recyclables. The ban triggered facility closures, stockpiling, and redirection of waste to Southeast Asia and other regions with inadequate infrastructure, resulting in environmental harm like open dumping and burning. This disruption revealed overreliance on low-cost foreign processing, increasing domestic costs by 30% or more in affected countries and diminishing overall diversion rates without alternative domestic capacities. Such events illustrate how international dynamics can undermine local programs, often shifting pollution burdens rather than resolving them.[132][272][273] Compounding these challenges, low household participation—around 43% in accessible U.S. areas—and declining global material circularity rates, down to 6.9% in recent assessments, reflect behavioral and infrastructural barriers that programs have failed to overcome. Empirical studies of U.S. systems identify shortcomings like inconsistent guidelines and overemphasis on single-stream collection, which prioritizes convenience over purity, ultimately yielding net inefficiencies. Without addressing these root causes through market signals or technological overhauls, recycling remains a patchwork of subsidized efforts yielding marginal environmental benefits at disproportionate expense.[54][274][7]Alternatives and First-Principles Evaluation
From first principles, waste management decisions should minimize total resource consumption, energy expenditure, and environmental externalities across the full lifecycle, rather than adhering rigidly to hierarchies that prioritize recycling irrespective of empirical outcomes. The core objective is to compare the causal impacts of alternatives—such as source reduction, reuse, virgin production, energy recovery via incineration, and sanitary landfilling—against recycling, accounting for collection, sorting, processing, transportation, and end-use efficiencies. Recycling yields net benefits only when the avoided impacts of virgin material extraction and production exceed the system's operational costs and emissions; otherwise, alternatives like landfilling stable wastes in modern facilities (with leachate control and methane capture) or incineration for energy generation prove superior.[69][275] Source reduction, by designing products for longevity and minimal material use, eliminates waste upstream and consistently outperforms downstream interventions in lifecycle assessments, as it avoids all processing demands. Reuse, including repair and refurbishment, preserves material integrity without the quality degradation inherent in recycling (e.g., downcycling plastics into lower-value products), yielding emissions savings of up to 90% compared to new production for items like electronics or textiles. Empirical data from life cycle analyses confirm that extending product lifespans through reuse reduces greenhouse gas emissions more effectively than recycling alone, particularly for durable goods where contamination risks are absent.[276][277] Material-specific evaluations reveal variability in recycling's efficacy. For aluminum, recycling conserves 95% of the energy required for primary production from bauxite ore and cuts emissions proportionally, making it economically viable even with collection costs. Steel follows suit with similar high recovery efficiencies. In contrast, for glass, recycled inputs demand only 30% less energy than virgin silica-based production, but high transport emissions due to density often negate benefits unless processing occurs locally; full lifecycle studies show virgin glass or alternatives like lighter plastics (e.g., PET) yielding lower overall carbon footprints for packaging. Paper recycling saves energy and preserves forests managed sustainably, but benefits diminish with multiple cycles due to fiber shortening, and virgin pulp from certified sources can match or exceed recycled paper in emissions when transport is factored in. Plastics present the starkest challenges: while PET bottle recycling can reduce energy use versus virgin resin, mixed municipal plastics suffer from low recovery rates (under 10% globally effective), contamination leading to downcycling, and higher processing emissions than virgin production from natural gas in many scenarios; lifecycle comparisons indicate aluminum or glass alternatives sometimes underperform PET, but landfilling stable plastics avoids these inefficiencies without significant leachate risks in engineered sites.[278][279][280] For non-recyclable or low-value mixed wastes, waste-to-energy (WTE) incineration with heat recovery generates electricity or district heating, reducing landfill volume by 90% and avoiding methane emissions equivalent to 0.5-1 ton of CO2 per ton of waste processed, outperforming untreated landfilling in net GHG balances per multiple comparative studies. Modern sanitary landfills, equipped with liners and gas capture systems recovering 75-99% of methane for energy, pose minimal groundwater risks for inert materials and incur lower upfront costs than expansive recycling infrastructure; however, they underperform WTE for biogenic wastes due to anaerobic decomposition inefficiencies. Curbside recycling programs, while diverting materials, often fail net environmental tests: analyses of U.S. municipalities show increased household waste generation (6-10%) from perceived incentives, with benefits eroded by sorting energies and contamination rates exceeding 20%, yielding neutral or negative returns in 30-50% of cases unless focused on high-value metals.[281][69][282]| Material | Approx. Energy Savings from Recycling (%) | Key Caveats in Net Benefit |
|---|---|---|
| Aluminum | 95 | High; market-driven, low contamination impact[278] |
| Glass | 20-30 | Low; transport offsets gains, better for local virgin if distant[279] |
| Paper | 40-60 | Moderate; fiber limits cycles, sustainable forestry viable alternative[283] |
| Plastics | 50-80 (PET specific) | Variable/low overall; downcycling, contamination reduce efficacy vs. virgin or WTE[155][280] |