First Barbary War
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| First Barbary War | |||||||
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USS Enterprise fighting the Tripolitan polacca Tripoli by William Bainbridge Hoff, 1878 | |||||||
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United States First Squadron: 4 frigates 1 schooner Second Squadron: 6 frigates 1 schooner Third Squadron: 2 frigates 3 brigs 2 schooners 1 ketch Swedish Royal Navy: 3 frigates William Eaton's invasion: 8 US Marines, William Eaton, 3 midshipmen, and several civilians Approx. 500 Greek and Arab mercenaries |
Various cruisers 11–20 gunboats 4,000 soldiers | ||||||
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Personal 2nd Vice President of the United States 3rd President of the United States
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The First Barbary War (1801–1805), also known as the Tripolitan War and the Barbary Coast War, was a conflict during the 1801–1815 Barbary Wars, in which the United States fought against Ottoman Tripolitania. Tripolitania had declared war against the United States over disputes regarding tributary payments in exchange for a cessation of Tripolitanian commerce raiding at sea. United States President Thomas Jefferson refused to pay this tribute. The First Barbary War was the first major American war fought outside the New World, and in the Arab world,[6][7] besides the smaller American–Algerian War (1785–1795).
Background and overview
[edit]Barbary corsairs and crews from the quasi-independent[8] North African Ottoman provinces of Algiers, Tunis, Tripoli, and the independent Sultanate of Morocco under the Alaouite dynasty (the Barbary Coast) were the scourge of the Mediterranean.[9] Capturing merchant ships and enslaving or ransoming their crews provided the rulers of these nations with wealth and naval power. The Trinitarian Order, or order of "Mathurins", had operated from France for centuries with the special mission of collecting and disbursing funds for the relief and ransom of prisoners of Mediterranean pirates. According to Robert Davis, between 1 and 1.25 million Europeans were captured by Barbary pirates and sold as slaves between the 16th and 19th centuries.[10]
Barbary corsairs led attacks upon American merchant shipping in an attempt to extort ransom for the lives of captured sailors, and ultimately tribute from the United States to avoid further attacks, as they had with the various European states.[11] Before the Treaty of Paris, which formalized the United States' independence from Great Britain, United States shipping was protected by France during the revolutionary years under the Treaty of Alliance (1778–83). Although the treaty does not mention the Barbary States in name, it refers to common enemies between both the United States and France. As such, piracy against United States shipping only began to occur after the end of the American Revolution, when the United States government lost its protection under the Treaty of Alliance.

This lapse of protection by a European power led to the first American merchant ship being seized after the Treaty of Paris. On 11 October 1784, Moroccan pirates seized the brigantine Betsey.[12] The Spanish government negotiated the freedom of the captured ship and crew; however, Spain advised the United States to offer tribute to prevent further attacks against merchant ships. The United States Minister to France, Thomas Jefferson, decided to send envoys to Morocco and Algeria to try to purchase treaties and the freedom of the captured sailors held by Algeria.[13] Morocco was the first Barbary Coast State to sign a treaty with the United States, on 23 June 1786. This treaty formally ended all Moroccan piracy against American shipping interests. Specifically, article six of the treaty states that if any Americans captured by Moroccans or other Barbary Coast States docked at a Moroccan city, they would be set free and come under the protection of the Moroccan State.[14]
American diplomatic action with Algeria, the other major Barbary Coast State, was much less productive than with Morocco. Algeria began piracy against the United States on 25 July 1785 with the capture of the schooner Maria, and Dauphin a week later.[15] All four Barbary Coast states demanded $660,000 each (equivalent to $16 million in 2024). However, the envoys were given only an allocated budget of $40,000 (equivalent to $960,000 in 2024) to achieve peace.[13] Diplomatic talks to reach a reasonable sum for tribute or for the ransom of the captured sailors struggled to make any headway. The crews of Maria and Dauphin remained enslaved for over a decade, and soon were joined by crews of other ships captured by the Barbary States.[16]
In March 1786, Thomas Jefferson and John Adams went to London to negotiate with Tripoli's envoy, ambassador Sidi Haji Abdrahaman (or Sidi Haji Abdul Rahman Adja). When they enquired "concerning the ground of the pretensions to make war upon nations who had done them no injury", the ambassador replied:
It was written in their Koran, that all nations which had not acknowledged the Prophet were sinners, whom it was the right and duty of the faithful to plunder and enslave; and that every mussulman who was slain in this warfare was sure to go to paradise. He said, also, that the man who was the first to board a vessel had one slave over and above his share, and that when they sprang to the deck of an enemy's ship, every sailor held a dagger in each hand and a third in his mouth; which usually struck such terror into the foe that they cried out for quarter at once.[23]
Jefferson reported the conversation to Secretary of Foreign Affairs John Jay, who submitted the ambassador's comments and offer to Congress. The incident convinced Jefferson that paying further tribute would do nothing to prevent more attacks. Although John Adams agreed with Jefferson, he believed that circumstances forced the United States to pay tribute; the United States had just fought an exhausting war, which put the nation deep into debt and unable to finance the establishment of a navy.[24][25]
Various letters and testimonies by captured sailors described their time in captivity. Barbary Coast imprisonment was different from that practiced by the United States and the European powers of the time.[26] Prisoners were able to obtain wealth and property, along with achieving status beyond that of a slave. One such example was James Leander Cathcart, who rose to the highest position a Christian slave could achieve in Algeria, becoming an adviser to the dey (governor).[27] Even so, most captives could expect little more than lives of hard labor and abuse, and struggled under extremely poor conditions that exposed them to vermin and disease. As word of their treatment reached the United States, through freed captives' narratives and letters, Americans pushed for Congress to take military action against the Barbary states.
On July 19, 1794, Congress appropriated $800,000 (equivalent to $17 million in 2024) for the release of American prisoners and for a peace treaty with Algiers, Tunis, and Tripoli.[28] On September 5, 1795, American negotiator Joseph Donaldson signed a peace treaty with the Dey of Algiers, that included an upfront payment of $642,500 in specie (silver coinage, equivalent to $12 million in 2024) for peace, the release of American captives, various expenses for their care, and various gifts for the Dey's royal court and family.[29] An additional indefinite yearly tribute of $21,600 (equivalent to $400,000 in 2024) in shipbuilding supplies and ammunition would be given to the Dey.[29] The treaty, designed to prevent further piracy, resulted in the release of 115 American sailors held captive by the Dey.[30]
Jefferson continued to argue for cessation of the tribute, with rising support from George Washington and others. With the recommissioning of the American Navy in 1794 and a rush of new ships and weapons, it became increasingly possible for America to cease payments, although by now the long-standing habit was difficult to change.[31] The continuing demand for tribute ultimately led to the formation of the United States Department of the Navy, founded in 1798[32] to prevent further attacks upon American shipping while resolving the issue of Barbary piracy. Federalist and Anti-Federalist forces argued over the needs of the country and the burden of taxation. Jefferson's own Democratic-Republicans and anti-navalists believed that the future of the country lay in westward expansion, arguing that the Atlantic trade threatened to siphon money and energy away from the new nation while entangling it in the wars and intrigue of the Old World.[24] During the divisive 1800 presidential election, Thomas Jefferson defeated incumbent President John Adams. Jefferson was sworn into office on March 4, 1801. The new President was now poised to order naval actions against the Barbary states.[31]
Declaration of war and naval blockade
[edit]
Just before Jefferson's inauguration in 1801, Congress passed naval legislation that, among other things, provided for six frigates that "shall be officered and manned as the President of the United States may direct." In the event of a declaration of war on the United States by the Barbary powers, these ships were to "protect our commerce and chastise their insolence—by sinking, burning or destroying their ships and vessels wherever you shall find them."[33] On Jefferson's inauguration as president in 1801, Yusuf Karamanli, the Pasha (or Bashaw) of Tripoli, demanded $225,000 (equivalent to $4.3 million in 2024) from the new administration. It was a long-standing tradition that, if a government was changed or the consular was changed, said government would have to pay 'consular' gifts, in either gold or in goods, usually military and naval stores.[34] (In 1800, federal revenues totaled a little over $10 million, equivalent to $190 million in 2024.) Finally able to put his long-held beliefs into practice, Jefferson refused the demand. Consequently, because of this, along with the Americans not paying the money nor the gifts as stated in the Treaty of Tripoli signed in 1796 between Tripoli and America,[34] on 10 May 1801, the Pasha declared war on the United States, not through any formal written documents but in the customary Barbary manner of cutting down the flagstaff in front of the United States Consulate.[35] Algiers and Tunis did not follow their ally in Tripoli.

Before learning that Tripoli had declared war on the United States, Jefferson sent a small squadron, consisting of three frigates and one schooner, under the command of Commodore Richard Dale, with gifts and letters to attempt to maintain peace with the Barbary powers.[36] However, if war had been declared, then Dale was instructed to "protect American ships and citizens against potential aggression"; however, Jefferson made it clear that he was "unauthorized by the constitution, without the sanction of Congress, to go beyond the line of defense." He told Congress: "I communicate [to you] all material information on this subject, that in the exercise of this important function confided by the constitution to the legislature exclusively their judgment may form itself on a knowledge and consideration of every circumstance of weight."[37] Although Congress never voted on a formal declaration of war, it authorized the President to instruct the commanders of armed American vessels to seize all vessels and goods of the Pasha of Tripoli "and also to cause to be done all such other acts of precaution or hostility as the state of war will justify." The American squadron joined a Swedish flotilla under Rudolf Cederström in blockading Tripoli, the Swedes having been at war with the Tripolitans since 1800.[citation needed]
On 31 May 1801, Dale's successor, Commodore Edward Preble, traveled to Messina, Sicily, to the court of King Ferdinand IV of the Kingdom of Naples. The kingdom was at war with Napoleon, but Ferdinand saw an opportunity and supplied the Americans with manpower, craftsmen, supplies, gunboats, mortar boats, and the ports of Messina, Syracuse, and Palermo to be used as naval bases for launching operations against Tripoli, a port walled fortress city protected by 150 pieces of heavy artillery and manned by 25,000 soldiers, assisted by a fleet of 10 ten-gunned brigs, 2 eight-gun schooners, two large galleys, and 19 gunboats.[38]
The first action of the campaign took place on 1 August 1801, when the armed schooner Enterprise (commanded by Lieutenant Andrew Sterret) defeated the 14-gun Tripolitan corsair Tripoli in battle.
In 1802, in response to Jefferson's request for a formal authorization of anti-piracy efforts, Congress passed "An act for the protection of commerce and seamen of the United States against the Tripolitan cruisers", authorizing the President to "employ such of the armed vessels of the United States as may be judged requisite... for protecting effectually the commerce and seamen thereof on the Atlantic Ocean, the Mediterranean and adjoining seas."[39] The statute authorized American ships to seize vessels belonging to the Bey of Tripoli, with the captured property distributed to those who brought the vessels into port.[37]
The United States Navy went unchallenged on the sea, but the question of how far to push the conflict remained. Jefferson pressed the issue the following year, with an increase in military force and deployment of many of the navy's best ships to the region throughout 1802. USS Argus, Chesapeake, Constellation, USS Constitution, Enterprise, Intrepid, Philadelphia, Vixen, President, Congress, Essex, John Adams, Nautilus, Scourge, Syren, and Hornet (joined in 1805) all saw service during the war, under the overall command of Preble. Throughout 1803, Preble set up and maintained a blockade of the Barbary ports while taking action to seize and harass their fleets.
Battles
[edit]
In October 1803, Tripoli's fleet captured the USS Philadelphia intact after the frigate ran aground on a reef while patrolling Tripoli harbor. Efforts by the Americans to refloat the ship while under fire from shore batteries and Tripolitan Naval units failed. The ship, her captain William Bainbridge, and all officers and crew were taken ashore and held as hostages. Philadelphia was subsequently converted into a floating battery for harbor defense.
On the night of 16 February 1804, Captain Stephen Decatur led a small detachment of United States Marines aboard the captured Tripolitan ketch rechristened Intrepid, thus deceiving the guards on Philadelphia to float close enough to board her. Decatur's men stormed the ship and overpowered the Tripolitan sailors. With fire support from American warships, the Marines set fire to Philadelphia and destroyed her.
Preble attacked Tripoli on 14 July 1804, kicking off a series of inconclusive battles, including an unsuccessful attempt to use Intrepid under Captain Richard Somers as a fire ship, packed with explosives and sent to enter Tripoli harbor. However, Intrepid was destroyed, possibly by enemy gunfire, before she achieved her goal, killing Somers and his entire crew.[40]

The turning point in the war was the Battle of Derna (April–May 1805). Ex-consul William Eaton, a former Army captain who used the title of "general", and United States Marine Corps 1st Lieutenant Presley O'Bannon led a force of eight U.S. Marines[41] and five hundred mercenaries—Greeks from Crete, Arabs, and Berbers—on a march across the desert from Alexandria, Egypt, to capture the Tripolitan city of Derna. This was the first time the United States flag was raised in victory on foreign soil. The action is memorialized in a line of the Marines' Hymn—"the shores of Tripoli".[42] The capturing of the city gave American negotiators leverage in securing the return of hostages and the end of the war.[43]

Peace treaty and legacy
[edit]Wearied of the blockade and raids, and now under threat of a continued advance on Tripoli proper and a scheme to restore his deposed older brother Hamet Karamanli as ruler, Yusuf Karamanli signed a treaty ending hostilities on 10 June 1805. Article 2 of the treaty reads:
The Bashaw of Tripoli shall deliver up to the American squadron now off Tripoli, all the Americans in his possession; and all the subjects of the Bashaw of Tripoli now in the power of the United States of America shall be delivered up to him; and as the number of Americans in possession of the Bashaw of Tripoli amounts to three hundred persons, more or less; and the number of Tripolino subjects in the power of the Americans to about, one hundred more or less; The Bashaw of Tripoli shall receive from the United States of America, the sum of sixty thousand dollars, as a payment for the difference between the prisoners herein mentioned.[44]
In agreeing to pay a ransom of $60,000 (equivalent to $1.3 million in 2024) for the American prisoners, the Jefferson administration drew a distinction between paying tribute and paying ransom. At the time, some argued that buying sailors out of slavery was a fair exchange to end the war. William Eaton, however, remained bitter for the rest of his life about the treaty, feeling that his efforts had been squandered by the American emissary from the United States Department of State, diplomat Tobias Lear. Eaton and others felt that the capture of Derna should have been used as a bargaining chip to obtain the release of all American prisoners without having to pay ransom. Furthermore, Eaton believed the honor of the United States had been compromised when it abandoned Hamet Karamanli after promising to restore him as leader of Tripoli. Eaton's complaints generally went unheard, especially as attention turned to the strained international relations which would ultimately lead to the withdrawal of the United States Navy from the area in 1807 and to the War of 1812.[45]
The First Barbary War was beneficial to the reputation of the United States' military command and war mechanism, which had been up to that time relatively untested. The First Barbary War showed that the United States could execute a war far from home, and that American forces had the cohesion to fight together as Americans rather than separately as Georgians, New Yorkers, etc. The United States Navy and United States Marine Corps became a permanent part of the United States government and United States history, and Decatur returned to the United States as its first post-revolutionary war hero.[46]
However, the more immediate problem of Barbary piracy was not fully settled. By 1807, Algiers had reassembled its fleets and resumed taking American ships and seamen hostage. Distracted by the preludes to the War of 1812, the United States was unable to respond to the provocation until 1815, with the Second Barbary War, in which naval victories by Commodores William Bainbridge and Stephen Decatur led to treaties ending all tribute payments by the United States.[47]
Monument
[edit]The Tripoli Monument,[48] the oldest military monument in the United States, honors the American heroes of the First Barbary War: Somers—by then promoted to the rank of master commandant–Lieutenant James Caldwell, James Decatur (brother of Stephen Decatur), Henry Wadsworth, Joseph Israel and John Dorsey. Originally known as the Naval Monument, it was carved of Carrara marble in Italy in 1806 and brought to the United States on board Constitution ("Old Ironsides"). From its original location in the Washington Navy Yard, it was moved to the west terrace of the national Capitol and finally, in 1860, to the United States Naval Academy in Annapolis, Maryland.[49]
Outcome
[edit]The outcome of the war is a matter of dispute among historians. Many historians view the war as an American victory.[56] But some historians claim that the war was inconclusive[57][58] or was a long-term success for Tripoli.[59][60]
See also
[edit]References
[edit]- ^ "Libysk återblick". Sjöfartstidningen. sjöfarts tidningen. 2012. Retrieved 3 March 2025.
- ^ "Tripolitan War". Encyclopedia.com (from The Oxford Companion to American Military History). 2000. Retrieved 11 February 2017.
- ^ "War with the Barbary Pirates (Tripolitan War)". veteranmuseum.org. Retrieved 11 February 2017.
- ^ Joseph Wheelan (21 September 2004). Jefferson's War: America's First War on Terror 1801–1805. PublicAffairs. pp. 128–. ISBN 978-0-7867-4020-8.
- ^ Tucker, Spencer C. (2014). The Encyclopedia of the Wars of the Early American Republic, 1783–1812: A Political, Social, and Military History [3 volumes]: A Political, Social, and Military History. ABC-CLIO. p. 430. ISBN 978-1-59884-157-2.
- ^ Ellis, Chris. "Research Guides: Battle Studies, Country Studies, & Staff Rides: Barbary Wars & the Battle of Tripoli". grc-usmcu.libguides.com. Retrieved 21 March 2024.
- ^ "Barbary Wars, 1801–1805 and 1815–1816". Office of the Historian. Retrieved 21 March 2024.
- ^ Biographie universelle, ancienne et moderne (in French). 1834.
- ^ Masselman, George. The Cradle of Colonialism[dead link] Archived 4 September 2017 at the Wayback Machine. New Haven: Yale University Press, 1963. OCLC 242863. p. 205.
- ^ R. Davis (2003). Christian Slaves, Muslim Masters: White Slavery in the Mediterranean, The Barbary Coast, and Italy, 1500–1800. Palgrave Macmillan UK. p. 23. ISBN 978-1-4039-4551-8.
- ^ Rojas, Martha Elena. "'Insults Unpunished' Barbary Captives, American Slaves, and the Negotiation of Liberty." Early American Studies. 1.2 (2003): 159–186.
- ^ Battistini, Robert. "Glimpses of the Other before Orientalism: The Muslim World in Early American Periodicals, 1785–1800." Early American Studies: An Interdisciplinary Journal. 8.2 (2010): 446–474.
- ^ a b Parton, James (October 1872). "Jefferson, American Minister in France". Atlantic Monthly. Vol. 30. p. 413.
- ^ Miller, Hunter. United States. "Barbary Treaties 1786–1816: Treaty with Morocco June 28 and July 15, 1786". The Avalon Project, Yale Law School.
- ^ Battistini, 450
- ^ Rojas, 176
- ^ Richard Lee (2011). In God We Still Trust: A 365-Day Devotional. Thomas Nelson Inc. p. 69. ISBN 978-1-4041-8965-2.
- ^ Harry Gratwick (2010). Hidden History of Maine. The History Press. p. 52. ISBN 978-1-59629-815-6.[permanent dead link]
- ^ United States. Dept. of State (1837). The diplomatic correspondence of the United States of America. Printed by Blair & Rives. p. 605.
- ^ Priscilla H. Roberts; Richard S. Roberts (2008). Thomas Barclay (1728–1793): Consul in France, Diplomat in Barbary. Associated University Presse. p. 184. ISBN 978-0-934223-98-0.
- ^ Frederick C. Leiner (2006). The End of Barbary Terror: America's 1815 War Against the Pirates of North Africa. Oxford University Press. pp. 17–18. ISBN 978-0-19-518994-0.
- ^ United States Congressional Serial Set, Serial No. 15038, House Documents Nos. 129–137. Government Printing Office. p. 8. GGKEY:TBY2W8Z0L9N.
- ^ "American Peace Commissioners to John Jay," March 28, 1786, "Thomas Jefferson Papers," Series 1. General Correspondence. 1651–1827, Library of Congress. LoC: March 28, 1786 (handwritten).
^ Philip Gengembre Hubert (1872). Making of America Project. The Atlantic Monthly, Atlantic Monthly Co. p. 413.
Some sources confirm this wording,[17][18] some other sources report this quotation with slight differences in wording.[19][20][21][22] - ^ a b London 2005, pp. 40, 41.
- ^ "Founders Online: From Thomas Jefferson to John Adams, 11 July 1786". founders.archives.gov.
- ^ Rojas, 168–169.
- ^ Rojas, 163
- ^ Farber 2014, p. 207.
- ^ a b Farber 2014, p. 204.
- ^ Rojas, 165.
- ^ a b Kilmeade & Yaeger 2015, pp. 45–46.
- ^ Blum, Hester. "Pirated Tars, Piratical Texts Barbary Captivity and American Sea Narratives." Early American Studies: An Interdisciplinary Journal. 1.2 (2003): 133–158.
- ^ Huff, Elizabeth. "The First Barbary War". monticello.org. Thomas Jefferson Foundation. Retrieved 18 May 2019.
- ^ a b Folayan, Kola. “The Tripolitan War : A Reconsideration of the Causes.” Africa: Rivista Trimestrale Di Studi e Documentazione Dell’Istituto Italiano per l’Africa e l’Oriente, vol. 27, no. 1, 1972, pp. 615–626. JSTOR 41852623. Accessed 27 May 2021.
- ^ Miller, Nathan (1997). The U.S. Navy: a history. Naval Institute Press. p. 46. ISBN 978-1-55750-595-8. Retrieved 9 May 2011.
- ^ Huff, Elizabeth. "The First Barbary War". monticello.org. Retrieved 14 October 2014.
- ^ a b Woods, Thomas (2005-07-07) Presidential War Powers, LewRockwell.com
- ^ Tucker, Glenn. Dawn like Thunder: The Barbary Wars and the Birth of the U.S. Navy[dead link] Archived 1 December 2017 at the Wayback Machine Indianapolis, Bobbs-Merrill, 1963. OCLC 391442. p. 293.
- ^ Keynes 2004, p. 191 (note 31)
- ^ Tucker, 2005, pp. 326–331.[citation not found]
- ^ Eaton had requested 100 Marines, but had been limited to eight by Commodore Barron, who wished to budget his forces differently. Daugherty 2009, pp. 11–12.
- ^ "Battle of Derna". Militaryhistory.about.com. Archived from the original on 16 February 2012. Retrieved 15 March 2009.
- ^ Fye, Shaan. "A History Lesson: The First Barbary War". The Atlas Business Journal. Retrieved 20 January 2016.
- ^ "Treaty of Peace and Amity, Signed at Tripoli June 4, 1805". Avalon.law.yale.edu.
- ^ Herring, George C. From Colony to Superpower: U.S. Foreign Relations since 1776 Archived 18 August 2017 at the Wayback Machine New York: Oxford University Press, 2008. ISBN 978-0-19-507822-0. p. 100.
- ^ Tucker, 2005, p. 464.[citation not found]
- ^ Gerard W. Gawalt, America and the Barbary Pirates: An International Battle Against an Unconventional Foe, U.S. Library of Congress.
- ^ Giovanni C Micali, Tripoli Monument at the U.S. Naval Academy in Annapolis, Maryland, dcmemorials.com, archived from the original on 26 April 2020, retrieved 20 January 2007
- ^ Tucker, 2005, p. 332.[citation not found]
- ^ Frazier, Paul (26 December 2024). American Foreign Policy: Examining the Facts. Bloomsbury Publishing USA. p. 67. ISBN 978-1-4408-7942-5.
- ^ Mikaberidze, Alexander, ed. (2011). Conflict and conquest in the Islamic world: a historical encyclopedia. Santa Barbara, Calif: ABC-CLIO. p. 195. ISBN 978-1-59884-336-1.
- ^ Stapleton, Timothy Joseph (2017). Encyclopedia of African colonial conflicts. Santa Barbara, Calif: ABC-CLIO, an imprint of ABC-CLIO, LLC. p. 87. ISBN 978-1-59884-837-3.
- ^ Trimmer, Earl Dusty (16 May 2019). Unbreakable Hearts: A True, Heart-wrenching Story About Victory...Forfeited!. Dog Ear Publishing. p. 153. ISBN 978-1-4575-6856-5.
- ^ Lombardo, Jennifer (15 July 2018). Piracy: From the High Seas to the Digital Age. Greenhaven Publishing LLC. p. 24. ISBN 978-1-5345-6383-4.
During the war, the United States was successful in defeating Trip-oli and raised the U.S. flag in victory on foreign soil for the first time.
- ^ Wood, Gordon S. (28 October 2009). Empire of Liberty: A History of the Early Republic, 1789-1815. Oxford University Press. p. 639. ISBN 978-0-19-974109-0.
- ^ [50][51][52][53][54][55]
- ^ Knott, Stephen F. (1996). Secret and sanctioned: covert operations and the American presidency. New York: Oxford University Press. p. 23. ISBN 978-0-19-510098-3.
- ^ Lehr, Peter (2019). Pirates: a new history, from Vikings to Somali raiders. New Haven, Connecticut: Yale University Press. p. 140. ISBN 978-0-300-18074-9.
- ^ Joshua E. London (2005), Victory in Tripoli: How America's War with the Barbary Pirates Established the U.S. Navy and Shaped a Nation, p. 229.[1]
- ^ Ronald Bruce St John (2013), Libya and the United States, Two Centuries of Strife, p. 52. "The outcome of the 1801-5 conflict between Libya and the United States represented a significant achievement for the Karamanli regime. Military success against the United States enhanced Tripoli’s international status as a maritime power on the Barbary coast, a key strategic objective of the Libyan government. In addition, the failure of the abortive American scheme to replace Yusuf Karamanli with his brother ensured the continuity of the former’s regime".
Bibliography
[edit]- Farber, Hannah (2014), "Millions for Credit: Peace with Algiers and the Establishment of America's Commercial Reputation Overseas, 1795–96.", Journal of the Early Republic, 34 (2): 187–217, doi:10.1353/jer.2014.0028, S2CID 154186346
- Keynes, Edward (2004), Undeclared War, Penn State Press, ISBN 978-0-271-02607-7
- Kilmeade, Brian; Yaeger, Don (2015), Thomas Jefferson And The Tripoli Pirates, New York: Sentinel, ISBN 978-1-59184-806-6
- London, Joshua E. (2005), Victory in Tripoli: How America's War with the Barbary Pirates Established the U.S. Navy and Shaped a Nation, New Jersey: John Wiley & Sons, Inc., ISBN 0-471-44415-4
- Whipple, A. B. C. (1991), To the Shores of Tripoli: The Birth of the U.S. Navy and Marines, Bluejacket Books, ISBN 1-55750-966-2
Further reading
[edit]- Adams, Henry Brooks (1986), History of the United States of America During the Administrations of Thomas Jefferson (Library of America ed.) (published 1891)
- Boot, Max (2003). The Savage Wars of Peace: Small Wars and the Rise of American Power. New York City: Basic Books. ISBN 046500721X. LCCN 2004695066.
- Daugherty, Leo J. (2009). The Marine Corps and the State Department: enduring partners in United States foreign policy, 1798–2007. McFarland. ISBN 978-0-7864-3796-2.
- De Kay, James Tertius (2004), A Rage for Glory: The Life of Commodore Stephen Decatur, USN, Free Press
- Brian Kilmeade; Don Yeager (2015). Thomas Jefferson and the Tripoli Pirates: The Forgotten War That Changed American History. Penguin Publishing. ISBN 978-1591848066.
- Lambert, Frank (2005), The Barbary Wars: American Independence in the Atlantic World, New York: Hill and Wang, ISBN 978-0-8090-9533-9
- Oren, Michael B. (2007), Power, Faith, and Fantasy: The United States in the Middle East, 1776 to 2006, New York: W.W. Norton & Co, ISBN 978-0-393-33030-4
- Smethurst, David (2006), Tripoli: The United States' First War on Terror, New York: Presidio Press
- Toll, Ian W. (2006), Six Frigates: The Epic History of the Founding of the U.S. Navy, W.W. Norton, ISBN 978-0-393-05847-5
- Wheelan, Joseph (2003), Jefferson's War: America's First War on Terror, 1801–1805, New York: Carroll & Graf
- Zacks, Richard (2005), The Pirate Coast: Thomas Jefferson, the First Marines, and the Secret Mission of 1805, New York: Hyperion [ISBN missing]
- Toll, Ian W. (2008). Six Frigates: The Epic History of the Founding of the U.S. Navy. W.W. Norton & Company. ISBN 978-0393330328.
External links
[edit]- Treaties with The Barbary Powers :
- Naval Documents Related to the United States War with the Barbary Powers
- Joshua E. London, How America's war with the Barbary Pirates Established the U.S. Navy and Shaped a Nation, victoryintripoli.com, archived from the original on 18 December 2014, retrieved 17 May 2006
- Joshua E. London (4 May 2006), Victory in Tripoli: Lessons for the War on Terrorism, Heritage Foundation, archived from the original on 31 March 2010 (Heritage Lecture #940)
- First American-Barbary War
First Barbary War
View on GrokipediaAntecedents to Conflict
Barbary States and State-Sponsored Piracy
The Barbary States—Algiers, Tunis, Tripoli, and Morocco—were North African polities along the Mediterranean coast that systematically sponsored corsair piracy as a core economic and military practice from the 16th to early 19th centuries.[4] These regencies, with Algiers, Tunis, and Tripoli holding loose allegiance to the Ottoman Empire while exercising de facto independence, operated fleets of state-commissioned privateers that preyed on merchant shipping of Christian nations, capturing vessels, cargo, and crews for sale or ransom.[1] The Regency of Tripoli, under Pasha Yusuf Karamanli's rule from 1795 to 1832, exemplified this system, maintaining a corsair fleet that conducted raids across the Mediterranean and coordinated informally with Algiers and Tunis through shared Ottoman ties and mutual interests in extortion.[4] Karamanli's regime derived substantial revenue from prize shares, slave sales, and tribute payments extracted from European powers to avert attacks, functioning as an organized racket enforced by naval power. Piracy's scale was vast, with Barbary corsairs enslaving an estimated 1 to 1.25 million Europeans between the 16th and 18th centuries alone, including thousands in the 18th and early 19th centuries held in coastal strongholds like Algiers, where over 20,000 captives were reportedly imprisoned at peak periods.[6] Captives faced forced labor, conversion pressures, or death, with ransoms and tribute demands accumulating to equivalents of millions in modern dollars; for instance, annual protections sought by victims' nations often exceeded hundreds of thousands of dollars per state, funding the corsair operations and rulers' courts.[4] This predation persisted due to the states' fortified harbors, fast-sailing xebecs and galleys adapted for pursuit, and the relative weakness of fragmented European naval responses until the late 18th century. Ideologically, Barbary piracy was framed as religious warfare, rooted in interpretations of Islamic doctrine mandating jihad against non-Muslims. In 1786, Tripoli's envoy to London, Sidi Haji Abdrahaman, articulated this to American diplomats Thomas Jefferson and John Adams, stating that the Koran authorized Muslims to plunder and enslave "sinners" who rejected the Prophet, promising paradise to those slain in such conflicts.[7][8] This justification underpinned the states' refusal of neutrality with infidel powers, viewing commerce raids as a divine right and duty rather than mere banditry, which sustained the systemic enslavement and extortion despite intermittent European bombardments.[9]U.S. Independence and Loss of Protections
Upon achieving independence in 1783 via the Treaty of Paris, the United States lost the protective umbrella of the British Royal Navy, which had previously shielded American colonial vessels—sailing under the British flag—from Barbary corsair attacks through convoy escorts and retaliatory demonstrations of force.[10][11] This vulnerability manifested immediately, as Barbary states, unbound by European tribute arrangements that deterred aggression against major naval powers, began targeting U.S. merchant shipping. The first capture occurred on October 11, 1784, when Moroccan corsairs seized the American brig Betsey off Cape Spartel, detaining its crew for eventual ransom negotiations.[12] Algiers escalated the threat in 1785 by capturing two U.S. vessels, the schooner Maria on July 25 and the brig Dauphin shortly thereafter, enslaving their crews of approximately 21 men under harsh conditions in Algiers' prisons and galleys.[1][13] By the early 1790s, cumulative seizures had resulted in over 100 American captives held across Barbary ports, with crews subjected to forced labor, torture, and conversion pressures while families petitioned Congress for relief.[10][12] The economic ramifications compounded these human costs, as Mediterranean commerce was essential for exporting U.S. staples like flour, wheat, and rice—constituting roughly one-sixth of such grain shipments by 1790—to European and Levantine markets amid post-war recovery needs.[14] Seizures not only destroyed cargoes valued in thousands of dollars per vessel but also inflated marine insurance premiums to prohibitive levels, effectively pricing many American traders out of the region and stifling export revenues critical to the young republic's fiscal stability.[12] Lacking a standing navy—the Continental Navy having been disbanded in 1785 amid fiscal constraints and ideological opposition to permanent military establishments under the Articles of Confederation—the federal government initially prioritized ad hoc diplomatic missions over naval armament.[1][15] This approach reflected both the Confederation's limited taxing authority and a broader republican aversion to concentrated military power, delaying organized defense until the 1794 Naval Act authorized six frigates, though construction proceeded slowly due to ongoing debates over expense and necessity.[16]Pre-War Diplomacy, Tribute Payments, and Escalation
Following American independence, the United States pursued diplomatic treaties to safeguard its Mediterranean commerce from Barbary piracy. The Treaty of Peace and Friendship with Morocco, signed on June 23, 1786, established relations without requiring annual tribute, though subsequent informal payments occurred as gestures of goodwill.[17] In contrast, after Algerian corsairs captured American ships and crews in the early 1790s, the U.S. negotiated a 1795 treaty with Algiers that stipulated an initial payment of $642,500 for ransoms and peace, plus ongoing annual tribute in naval stores and goods valued at approximately $20,000 to $25,000.[1] The 1796 Treaty of Peace and Friendship with Tripoli, ratified on June 10, 1797, explicitly renounced "any periodical tribute or farther payment" in Article 11, yet involved upfront delivery of a 60-gun frigate or equivalent value, plus cannon and stores exceeding $25,000, which Barbary leaders often recast as precedents for recurring demands.[18] These arrangements echoed long-standing European practices, where tribute payments—totaling millions over centuries—failed to curb Barbary aggression and instead perpetuated it by signaling weakness and inviting higher extortions, as no unified naval response materialized despite occasional expeditions.[1] Thomas Jefferson, serving as U.S. minister to France in the 1780s, observed this dynamic firsthand and rejected tribute as a sustainable policy, arguing in correspondence with John Adams that such payments merely "encouraged" further depredations, drawing on Europe's empirical record of escalating costs without security.[3] By 1790, Jefferson advocated instead for a multilateral naval coalition or independent American force to suppress piracy decisively, estimating war's one-time expense at less than perpetual tribute's cumulative burden. Under Yusuf Karamanli, who seized power in Tripoli in 1795, these incentives manifested in overt escalation. In late 1800, shortly before Jefferson's inauguration, Karamanli issued an ultimatum demanding a lump-sum increase to $225,000—framed as back tribute—plus $25,000 annually, far exceeding prior understandings.[19] The incoming Jefferson administration refused, prompting Karamanli on May 14, 1801, to order the chopping down of the U.S. flagpole at the American consulate in Tripoli harbor, a traditional declaration of hostilities that underscored tribute's role in breeding impunity rather than deterrence.[3] This act terminated the fragile diplomatic equilibrium, revealing the extortionate logic whereby initial concessions invited unrelenting hikes, as Karamanli exploited perceived American vulnerability post-independence from British protection.[19]Outbreak of War
Tripoli's Demands and Formal Declaration
In December 1800, Yusuf Karamanli, Pasha of Tripoli, demanded through U.S. Consul William Eaton that the United States increase its annual tribute payment from $56,500 to $225,000, under threat of war if the demand went unmet.[19] Karamanli justified the escalation by citing perceived U.S. delays in payments and the need to align Tripoli's share with those extracted from other European powers, while invoking Koranic authority to wage war against non-Muslims as a religious obligation to plunder infidel shipping.[20] The United States rejected the ultimatum, prompting Tripoli to declare war on May 14, 1801, via the symbolic act of chopping down the flagpole at the American consulate in Tripoli Harbor.[3] This formal rupture immediately unleashed Tripolitan corsairs to seize American merchant vessels in the Mediterranean, including the brig Franklin and several others, with crews imprisoned for ransom as was customary in Barbary piracy.[4] Tripoli's rulers calculated that the young American republic, having lost British naval protection after independence and possessing only a nascent fleet, would prove as pliable as smaller European states like Denmark and Sweden, which routinely paid tribute to avoid predation; Karamanli aimed to compel submission through blockade and captures rather than negotiation from strength.[4]Jefferson's Policy Shift to Force
Upon assuming the presidency on March 4, 1801, Thomas Jefferson abandoned the prior policy of acquiescing to escalating tribute demands from the Barbary states, opting instead for naval deterrence to safeguard American commerce.[3] This realist approach stemmed from his assessment that concessions to predators motivated by religious imperatives—rather than mere opportunism—inevitably spurred greater extortion, as tribute merely signaled weakness rather than resolving underlying hostilities.[1] Jefferson's conviction was rooted in a 1786 encounter in London, where he and John Adams questioned Tripoli's envoy, Sidi Haji Abdrahaman, who asserted that the corsairs' right to seize ships and enslave Christians derived from the Koran, entitling Muslims to plunder all non-adherents as a religious duty, with martyrs assured paradise. Such admissions underscored to Jefferson the futility of negotiation with entities viewing aggression as divinely sanctioned, rendering sustained appeasement not only dishonorable but strategically counterproductive.[3] Tripoli's formal declaration of war on May 14, 1801—prompted by Jefferson's refusal to pay an increased annual tribute of $225,000 plus a $25,000 personal gift to Pasha Yusuf Karamanli—precipitated immediate executive action.[4] On May 15, Jefferson convened his cabinet to authorize dispatch of a squadron under Commodore Richard Dale, consisting of three frigates (President, Essex, Philadelphia) and the schooner Enterprise, with explicit instructions to escort merchant vessels, deliver consular dispatches, and—should Tripoli initiate attacks—impose a blockade on its ports while sinking, burning, or destroying hostile vessels.[21] These orders, issued without prior congressional consultation or declaration of war, were framed as a proportionate defensive measure against unprovoked aggression, invoking the president's constitutional authority to repel sudden attacks on commerce without awaiting legislative deliberation, which could delay response amid seasonal sailing windows.[22] Jefferson later informed Congress on December 8, 1801, that the squadron's deployment had averted immediate threats, capturing a Tripolitan cruiser via Enterprise without U.S. casualties, validating the preemptive posture.[22] Domestically, the policy elicited debate reflecting partisan divides: Federalists, who had championed naval expansion under Adams, endorsed the forceful stance as essential to national honor and trade security, while some Republicans, prioritizing fiscal restraint, initially questioned the expense of maintaining a standing navy beyond coastal defense.[23] Yet consensus coalesced around repudiating tribute dependency, with Jefferson's Republicans viewing the Barbary challenge as a test of republican virtue against monarchical precedents of bribery, ultimately securing congressional authorization on February 6, 1802, for expanded operations including seizures of vessels and prizes.[3] This authorization was codified in "An Act for the Protection of the Commerce and Seamen of the United States against the Tripolitan Cruisers" (2 Stat. 129), which provided:Chap. IV.—An Act for the protection of the Commerce and Seamen of the United States, against the Tripolitan Cruisers. Whereas the regency of Tripoli, on the coast of Barbary, has commenced a predatory warfare against the United States: Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That it shall be lawful fully to equip, officer, man, and employ such of the armed vessels of the United States as may be judged requisite by the President of the United States, for protecting effectually the commerce and seamen thereof on the Atlantic ocean, the Mediterranean and adjoining seas. Sec. 2. And be it further enacted, That it shall be lawful for the President of the United States to instruct the commanders of the respective public vessels aforesaid, to subdue, seize and make prize of all vessels, goods and effects, belonging to the Bey of Tripoli, or to his subjects, and to bring or send the same into port, to be proceeded against, and distributed according to law; and also to cause to be done all such other acts of precaution or hostility as the state of war will justify, and may, in his opinion, require. Sec. 3. And be it further enacted, That on the application of the owners of private armed vessels of the United States, the President of the United States may grant to them special commissions, in the form which he shall direct, under the seal of the United States; and such private armed vessels, when so commissioned, shall have the like authority for subduing, seizing, taking, and bringing into port, any Tripolitan vessel, goods or effects, as the before-mentioned public armed vessels may by law have; and shall therein be subject to the instructions which may be given by the President of the United States for the regulation of their conduct; and their commissions shall be revocable at his pleasure. Provided, that before any commission shall be granted, as aforesaid, the owner or owners of the vessel for which the same may be requested, and the commander thereof, for the time being, shall give bond to the United States, with at least two responsible sureties, not interested in such vessel, in the penal sum of seven thousand dollars; or, if such vessel be provided with more than one hundred and fifty men, in the penal sum of fourteen thousand dollars, with condition for observing the treaties and laws of the United States, and the instructions which may be given, as aforesaid; and also, for satisfying all damages and injuries which shall be done, contrary to the tenor thereof, by such commissioned vessel; and for delivering up the commission, when revoked by the President of the United States. Sec. 4. And be it further enacted, That any Tripolitan vessel, goods or effects, which shall be so captured and brought into port by any private armed vessel of the United States, duly commissioned, as aforesaid, may be adjudged good prize, and thereupon shall accrue to the owners and officers, and men of the capturing vessel, and shall be distributed according to the agreement which shall have been made between them, or, in failure of such agreement, according to the discretion of the court having cognizance of the capture. Sec. 5. And be it further enacted, That the seamen may be engaged to serve in the navy of the United States for a period not exceeding two years; but the President may discharge the same sooner, if in his judgment, their services may be dispensed with. Approved, February 6, 1802.This pivot not only curtailed immediate depredations but affirmed force as a credible alternative to perpetual subsidy, aligning with Jefferson's earlier advocacy for a league of Mediterranean powers to jointly suppress piracy, though unilateral action proved necessary absent allied commitment.[1]