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Personal union
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A personal union is a combination of two or more monarchical states that have the same monarch while their boundaries, laws, and interests remain distinct.[1] A real union, by contrast, involves the constituent states being to some extent interlinked, such as by sharing some limited governmental institutions. Unlike a personal union, in a federation or a unitary state, a central (federal) government spanning all member states exists, with the degree of self-governance distinguishing the two. The ruler in a personal union does not need to be a hereditary monarch.[note 1]
The term was coined by German jurist Johann Stephan Pütter, introducing it into Elementa iuris publici germanici (Elements of German Public Law) of 1760.[2]
Personal unions can arise for several reasons, such as:
- inheritance through a dynastic union, e.g., Louis X of France inherited France from his father and Navarre from his mother
- decolonization, where ex-colonies install the monarch of the former colonizing power as their own upon becoming independent, e.g., several former members of the British Empire (then becoming Commonwealth realms)
- autonomization, e.g., instead of annexing Finland into the Russian Empire, Alexander I of Russia organized Finland as an autonomous grand duchy and acted as its head of state[3]
They can also be codified (i.e., the constitutions of the states clearly express that they shall share the same person as head of state) or non-codified, in which case they can easily be broken (e.g., by the death of the monarch when the two states have different succession laws).
The concept of a personal union has only very rarely crossed over from monarchies into republics.
There are currently two personal unions in the world: the 15 Commonwealth realms, who share Charles III as their head of state, and one of the co-princes of Andorra being the President of France.
Monarchies in personal union
[edit]Africa
[edit]Congo Free State and Belgium
[edit]- Personal union with Belgium from 1885 to 1908, when the Congo Free State became a Belgian colony. The only sovereign during this period was Leopold II, who continued as king of Belgium until his death a year later in 1909.
Asia
[edit]Near East
[edit]- During the reign of Sargon II and Senaquerib, Babilonia and Assyria were two reigns connected via the same ruler.
Georgia
[edit]- Kingdom of Iberia and Colchis were connected power of the monarch in the years 300–90 BCE (Pharnavazid dynasty).
- Kingdom of Pontus and Colchis were connected power of the monarch in 109 BCE-64 CE.
- 1000–1010 Kingdom of Abkhazia and Iberia ruled by Bagrat III. In 1010 it united (together with the annexed Kakheti kingdom) into a single Kingdom of Georgia.
- Kingdom of Kakheti and Hereti were connected power of the monarch in 1020s–1104.
- Principality of Mingrelia and Principality of Abkhazia in the 1557–1660 years under the rule of the House of Dadiani.
- Kingdom of Kartli and Kingdom of Kakheti united under the rule of a single monarch in 1513–1520 (David X), 1625–1633 (Teimuraz I), 1648–1658 (Rostom), 1660–1664 (Vakhtang V), 1723 (Constantine II/III), to finally unite the Kingdom of Kartli-Kakheti in 1762 under the reign of Heraclius II and his descendants.
- Kingdom of Imereti and Principality of Guria united under the rule of a single monarch in 1681–1683 (George IV/III), 1701–1702, 1713–1714 (Mamia (III)) and 1720 (George VIII/IV).
Goryeo
[edit]- Personal union with Shenyang in the Mongol Empire (1308–1313; 1345-1351)
- As King of Goryeo (高麗國王) and Prince/King of Shenyang (瀋陽王) in 1308–1310
- As King of Goryeo and Prince/King of Shen (瀋王) in 1310–1313, 1345-1351
King Chungseon of Goryeo reigned as King of Goryeo in 1298 and 1308–1313 and as King of Shenyang or King of Shen from 1307 (according to the History of Yuan) or 1308 (according to Goryeosa) to 1316. At that time, Goryeo had already become a vassal of the Mongol Empire and the Mongol imperial family following the Mongol invasions of Korea and the Goryeo royal family had established strong ties by intermarrying with the Mongol imperial family. Because King Chungseon was a very powerful man during the reign of Külüg Khan, Külüg Khan gave him a new title on top of his kingship of Goryeo, the Prince/King of Shenyang,[note 2][note 3] in 1307[4] or 1308 specifically mentioned as thanks to his efforts of bringing the Khan to power.[5]
However, he lost his power in the Mongol imperial court after the death of the Külüg Khan. Because the Mongol Empire made Chungseon abdicate the crown of the Goryeo in 1313, the personal union was ended. King Chungsuk, Chungseon's eldest son, became the new King of Goryeo. In 1316, the Mongol Empire made Chungseon abdicate the crown of Shen in favour of Wang Ko, one of his nephews, resulting in him becoming the new King of Shen.
Following Wang Ko's death, Chungmok of Goryeo and Chungjeong of Goryeo were also dual rulers of both Goryeo and Shenyang from 1345-1351.
Europe
[edit]Albania
[edit]- Medieval Albanian Kingdom personal union with the Kingdom of Naples (1272–1368)
- Personal union with Kingdom of Italy (1939–1943).
Andorra
[edit]Due to Andorra's special government form resulting from the Paréage of 1278, it is a diarchy with co-princes. One of them is the Bishop of Urgell; the other was originally the Count of Foix. It is through this feudal co-prince system that the Principality has entered partial personal union with:
- Kingdom of Navarre (1479–1620, then integrated into France).
- Kingdom of France (1589–1792, 1814–1815, 1815–1830, 1830–1848).
In 1607, the feudal co-prince was Henry IV of France, who issued an edict that his position should be held by the French Head of State. While the new government did not take up the title during the French Revolution, all polities of France since 1806 regardless of their government form have accepted that their head of state is an ex officio co-prince. This led to personal unions with:
- First and Second French Empires (1806–1814, 1815 and 1852–1870).
- Second, Third, Fourth and Fifth Republics of France (1848–1852, 1870–1940, 1944–1958, since 1958).
- French State (known as Vichy France, 1940–1944, in dispute with Free France).
Austria
[edit]- Personal union with Lands of the Bohemian Crown (1260–1276, 1306–1307, 1438–1439, 1453–1457, and 1526–1918).
- Personal union with Lands of the Hungarian Crown (1437–1439, 1444–1457, and 1526–1918).
- Personal union with Austrian Netherlands (1714–1795).
- Personal union with Spanish Empire (1519–1521).
- Personal union with Kingdom of Naples (1714–1735), Kingdom of Sardinia (1714–1720), Kingdom of Sicily (1720–1735), Duchy of Parma (1735–1748), Venetia (1797–1805) and Kingdom of Lombardy–Venetia (1814–1859)
- Personal union with Kingdom of Slavonia (1699–1868), Kingdom of Serbia (1718–1739), Kingdom of Galicia and Lodomeria (1772–1918), Duchy of Bukovina (1774–1918), New Galicia (1795–1809), Kingdom of Dalmatia (1797–1805 and 1814–1918) and Bosnia and Herzegovina (1878/1908–1918).
Bohemia
[edit]- Personal union with Poland under Polish occupation (1003–1004).
- Personal union with Poland (1296–1306) and Hungary (1305).
- Personal union with Luxembourg (1313–1378, 1383–1388).
- Personal union with Hungary 1419–1437 (Sigismund of Luxemburg) and 1490–1526 (Jagellon dynasty).
- Personal union with Austria and Hungary 1438–1439 (Albert II of Germany), 1453–1457 (Ladislaus the Posthumous) and 1526–1918 (disputed during 1619–1620 by Frederick of Palatine and 1741–1743 by Charles Albert).
Brandenburg
[edit]- Personal union with the Principality of Ansbach (1415 to 1440, 1470 to 1486).
- Personal union with the Duchy of Prussia from 1618, when Albert Frederick, Duke of Prussia, died without male heirs and his son-in-law John Sigismund, Elector of Brandenburg, became ruler of both countries. Brandenburg and Prussia maintained separate governments and seats of power in Berlin and Königsberg respectively until 1701, when Frederick I consolidated them into one government.
Catalonia
[edit]- Personal union, as the Principality of Catalonia, with the Kingdom of Aragon (1164) the Kingdom of Mallorca (1229), and the Kingdom of Valencia (1238) constituting together the Crown of Aragon (1164-1715)
- Personal union with the Monarchy of Spain (1516-1714)
- Personal union with the Kingdom of France (1641-1652)
Croatia
[edit]- Personal union with the Kingdom of Hungary (1102–1918).
Denmark
[edit]Personal union with:
- Norway (986–995, 1000–1014, 1028–1035, 1042–1047, 1380–1397, 1397–1523 (Kalmar Union) and 1524–1814 (Denmark–Norway).
- England (1013–1014, 1018–1035 (North Sea Empire) and 1040–1042).
- Duchy of Estonia (1240-1329, 1340–1346).
- Sweden (1397–1523) (Kalmar Union).
- Duchy of Schleswig (1086–1364, 1460–1864) and County/Duchy of Holstein (1460–1864).
- County of Oldenburg (1448, 1667–1773).
- County of Palatinate-Neumarkt (1443–1448).
- Rügen (1814).
- Duchy of Saxe-Lauenburg (1814–1864).
- Iceland (1918–1944).
England
[edit]Personal union, as Kingdom of England, with:
- Denmark (1013–1014, 1018–1035 (North Sea Empire) and 1040–1042).
- Duchy of Normandy (1066–1087, 1106–1144, 1154–1204/1259).
- County of Anjou (1154–1204).
- Much of France (Angevin Empire) (1154–1214).
- Aquitaine (1154–1453).
- Principality of Wales (1284–1542).
- Kingdom of France (1422–1453). See also: Dual monarchy of England and France.
- Lordship of Ireland (1171–1542) and Kingdom of Ireland (1542–1649, 1660–1707).
- Monarchy of Spain (1556–1558).
- Kingdom of Scotland (1603–1649, 1660–1707).1
- Principality of Orange and the Dutch Republic (1689–1702).
1: After 1707, see Great Britain below.
France
[edit]- Personal union, as part of the Angevin Empire, with the Kingdom of England (1154–1214).
- Personal union with the Kingdom of England (1422–1453). See also: Dual monarchy of England and France.
- Personal union with the Kingdom of Naples under the rule of Charles VIII (1495) and Louis XII (1501–1504).
- Personal union with the Duchy of Milan under the rule of Louis XII (1499–1500 and 1500–1512) and Francis I (1515–1521 and 1524–1525).
- Personal union with the Kingdom of Scotland under the rule of Francis II (1559–1560).
- Personal union with the Polish–Lithuanian Commonwealth under the rule of Henry III (1574–1575).
- Personal union with the Kingdom of Navarre (1284–1328 and 1589–1620).
- Partial personal union with Andorra since 1607 (the French head of state is one of two joint heads of state in Andorra).
- Personal union with the Principality of Catalonia (1641-1652).
- Personal union under Napoleon with Italy (1805-1814) and the Confederation of the Rhine (1806-1813).
Note: The point at issue in the War of the Spanish Succession was the fear that the succession to the Spanish throne dictated by Spanish law, which would devolve on Louis, le Grand Dauphin — already heir to the throne of France — would create a personal union that would upset the European balance of power; France had the most powerful military in Europe at the time, and Spain the largest empire.
Great Britain
[edit]Before 1707, see England and Scotland.
- Personal union with Kingdom of Ireland (1707–1801)
- Personal union with Electorate of Hanover (1714–1837)
- Personal union with the Kingdom of Corsica (1794–1796)
After 1801, see United Kingdom below.
Hanover
[edit]- Personal union with Great Britain and Ireland from 1714 to 1801.
- Personal union with the United Kingdom from 1801 to 1807 and again from 1814 to 1837, when differing succession laws resulted in Queen Victoria ascending the British throne and her uncle Ernest Augustus that of Hanover.
- The personal union was interrupted from 1807 to 1813 when Hanover was merged into the Kingdom of Westphalia during the Napoleonic Wars. A few months after the Battle of Leipzig, the Kingdom of Hanover was re-established.
Holy Roman Empire
[edit]- Personal union with the Kingdom of Sicily from 1194 to 1254 under the Hohenstaufen dynasty.
- Personal union with Spain from 1519 to 1556 under Charles V.
- Personal union with Hungary 1410–1439, 1556–1608, 1612–1740 and 1780–1806.
- Personal union with Kingdom of Naples (1714–1735), Kingdom of Sardinia (1714–1720), Kingdom of Sicily (1720–1735).
Hungary
[edit]- Personal union with Croatia 1102–1918 (see § Croatia above for details).
- Personal union with Poland and Bohemia 1305.
- Personal union with Poland from 1370 to 1382 under the reign of Louis the Great. This period in Polish history is sometimes known as the Andegawen Poland. Louis inherited the Polish throne from his maternal uncle Casimir III. After Louis' death the Polish nobles (the szlachta) decided to end the personal union, since they did not want to be governed from Hungary, and chose Louis' younger daughter Jadwiga as their new ruler, while Hungary was inherited by his elder daughter Mary. Personal union with Poland for the second time from 1440 to 1444.
- Personal union with Naples from 1385 to 1386 under the reign of Charles III of Naples.
- Personal union with Bohemia, 1419–1439 (with both in interregnum during 1437–1438), 1453–1457 and 1490–1918.
- Personal union with the Archduchy of Austria, 1437–1439, 1444–1457, and 1526–1806.
- Personal union with the Holy Roman Empire, 1410–1439, 1556–1608, 1612–1740 and 1780–1806.
- Real union with Austria, 1867–1918 (the dual monarchy of Austria-Hungary) under the reigns of Franz Joseph and Charles IV.
Iceland
[edit]- Personal union with Denmark from 1918 to 1944, when the country became a republic.
Ireland
[edit]- Personal union, as Kingdom of Ireland, with the Kingdom of England (1542–1649 then again following the restoration 1660–1707).
- Personal union, as Kingdom of Ireland, with the Kingdom of Scotland (1603–1649 then again following the restoration 1660–1707).
- Personal union, as Kingdom of Ireland, with the Kingdom of Great Britain (1707–1801).
- Personal union, as Irish Free State (1922–1937) then as Éire (1937–1949), with the United Kingdom of Great Britain and Northern Ireland. (The period 1937–1949 is disputed).
Italy
[edit]- Personal union with Kingdom of Albania (1939–1943).
- Personal union with the Ethiopian Empire (1936–1941).
León, Aragon, and Castile
[edit]- Kingdom of León, Kingdom of Galicia and Kingdom of Asturias (914–924).
- Kingdom of León and Kingdom of Castile (1037–1065 and 1072–1230).
- Kingdom of Aragon, Principality of Catalonia and Kingdom of Valencia (1164-1714).
- Crown of Aragon and Kingdom of Navarre (1076–1134).
- Crown of Aragon and Kingdom of Sicily (1412–1516).
- Crown of Aragon and Kingdom of Naples (1442–1458 and 1504–1516).
- Crown of Castile and Duchy of Burgundy (1506).
- Crown of Castile and Crown of Aragon from 1516 to 1715, during Habsburg Spain and until the Nueva Planta decrees (1707–1715) when the crowns of Castile and Aragon were suppressed and the same law was applied, turning Spain into a centralized state.
Lithuania
[edit]- Personal union (the Polish–Lithuanian union) with the Crown of the Kingdom of Poland (1386–1401, 1447–1492 and 1501–1569), then transformed into the Polish–Lithuanian Commonwealth.
Luxembourg
[edit]- Personal union with Bohemia (1313–1378 and 1383–1388).
- Personal union with the Netherlands from 1815 to 1890, when King and Grand Duke William III died leaving only a daughter, Wilhelmina. Since Luxembourg held to Salic Law, Wilhelmina's distant cousin Adolphe succeeded to the Grand Duchy, ending the personal union.
Naples
[edit]- Personal union with Kingdom of Hungary from 1385 to 1386 under the rule of Charles II of Hungary.
- Personal union with Crown of Aragon (1442–1458 and 1504–1516).
- Personal union with Kingdom of France under the rule of Charles VIII (1495) and Louis XII (1501–1504).
- Personal union with the Monarchy of Spain (1516–1714).
- Personal union with Holy Roman Empire (1714–1735).
- Personal union with Kingdom of Sicily from 1735 to 1806 under the rule of the House of Bourbon.
Navarre
[edit]- Personal union with France from 1285 to 1328 due to the marriage between Philip IV of France and Joan I of Navarre and the reign of their three sons, and from 1589 to 1620 due to the accession of Henry IV, after which Navarre was formally integrated into France.
Netherlands
[edit]- Personal union with Principality of Orange (1579–1795).
- Personal union with England, Scotland, and Ireland (1689–1702) during the reign of William III.
- Personal union with Luxembourg (1815-1890).
Norway
[edit]- Sweyn Forkbeard ruled both Norway and Denmark from 999 to 1014. He also ruled England from 1013 to 1014.
- Cnut the Great ruled both England and Denmark from 1018 to 1035. He also ruled Norway from 1028 to 1035.
- Personal union with Denmark 1042–1047. Magnus I of Norway, who died of unclear circumstances, ruled both Norway and Denmark.
- Personal union with Sweden (1319-1343).
- Personal union with Denmark (1380-1389/97).
- Personal union with Sweden (1449-1450).
- The Kalmar Union with Denmark and Sweden from 1389/97 to 1521/23 (sometimes defunct).[vague]
- Personal union with Denmark (1523-1814).
- Personal union with Sweden from 1814 (when Norway declared independence from Denmark and was forced into a union with Sweden) to 1905.
Poland
[edit]- Personal union with the Duchy of Bohemia (1003–1004).
- Personal union with the Kingdom of Bohemia (1296–1306).
- Personal union with the Kingdom of Hungary (1305, 1370–1382 and 1440–1444) (see Hungary section above).
- Personal union between the Duchy of Płock and Duchy of Wizna in 1345–1351, 1381–1382 and 1435–1495.
- Personal union with the Grand Duchy of Lithuania from 1386 to 1401, 1447 to 1492, and 1501 to 1569.
- Personal union with the Kingdom of France (1574-1575).
- Personal union with the Kingdom of Sweden (1592 to 1599).
- Personal union with the Duchy of Ruthenia (Ukraine) in 1658.
- Personal union with the Electorate of Saxony (1697–1706, 1709–1733 and 1734–1763).
- Personal union with the Russian Empire (1815-1831).
Pomerania
[edit]- Personal union between Pomerania-Stolp and Pomerania-Stargard (1395-1402 and 1403-1478).
Portugal
[edit]- Iberian Union with Spain (1580-1640).
- Personal union with Brazil, under Peter I of Brazil (Peter IV of Portugal), from 10 March 1826 to 28 May 1826. Peter was the Prince Royal of Portugal, Brazil and the Algarves when he declared the independence of Brazil in 1822, becoming its first emperor. When his father (John VI of Portugal) died, Peter became also king of Portugal for only a few weeks, after which he abdicated the Portuguese throne in favor of his older daughter, Princess Maria da Glória.
Prussia
[edit]- Brandenburg-Prussia: personal union between the Margraviate of Brandenburg and Duchy of Prussia (1618–1701).
- Personal union between Kingdom of Prussia and Duchy of Courland and Semigallia (later United Baltic Duchy) (1918).
- Personal union between Kingdom of Prussia and Principality of Neuchâtel, 1707–1806 and 1814–1848. The King of Prussia exchanged territories with France during the 1806–1814 interim.
- Personal union between Kingdom of Prussia and the German Empire (1871–1918).
Romania
[edit]- Personal union between Wallachia and Moldavia under the rule of Alexandru Ioan Cuza from 1859 to 1862.
Russia
[edit]- Personal union between the Russian Empire and the Lordship of Jever (1793-1818).
- Personal union between the Russian Empire and the Grand Duchy of Finland (1809-1917).
- Personal union between the Russian Empire and the Congress Poland (1815-1830,1831-1915)
Sardinia
[edit]- Personal union with Monarchy of Spain (1516–1708).
- Personal union with Holy Roman Empire (1714–1720).
- Personal union with Duchy of Savoy from 1720.
Saxe-Coburg and Saxe-Gotha
[edit]In 1826, the newly created Duchy of Saxe-Coburg and Gotha was initially a double duchy, ruled by Duke Ernest I in a personal union. In 1852, the duchies were bound in a political and real union. They were then a quasi-federal unitary state, even though later attempts to merge the duchies failed.
Saxe-Weimar and Saxe-Eisenach
[edit]The duchies of Saxe-Weimar and Saxe-Eisenach were in personal union from 1741, when the ruling house of Saxe-Eisenach died out, until 1809, when they were merged into the single duchy of Saxe-Weimar-Eisenach.
Schleswig and Holstein
[edit]Duchies with peculiar rules for succession. See the Schleswig-Holstein Question.
The kings of Denmark at the same time being dukes of Schleswig and Holstein 1460–1864. (Holstein being part of the Holy Roman Empire, while Schleswig was a part of Denmark). The situation was complicated by the fact that for some time, the Duchies were divided among collateral branches of the House of Oldenburg (the ruling House in Denmark and Schleswig-Holstein). Besides the "main" Duchy of Schleswig-Holstein-Glückstadt, ruled by the Kings of Denmark, there were states encompassing territory in both Duchies. Notably the Dukes of Schleswig-Holstein-Gottorp and the subordinate Dukes of Schleswig-Holstein-Beck, Schleswig-Holstein-Sonderburg-Augustenburg and Schleswig-Holstein-Sonderburg-Glücksburg.
Schwarzburg-Rudolstadt and Schwarzburg-Sondershausen
[edit]The duchies of Schwarzburg-Rudolstadt and Schwarzburg-Sondershausen were in personal union from 1909, when Prince Günther of Schwarzburg-Rudolstadt succeeded also to the throne of Schwarzburg-Sondershausen, until 1918, when he (and all the other German monarchs) abdicated.
Scotland
[edit]- Personal union, as Kingdom of Scotland, with the Kingdom of England and Kingdom of Ireland (1603–1707) following the accession of James VI, King of Scots, to the joint English and Irish throne. (All monarchs of Scotland were in a personal union with England and Ireland throughout the period 1603–1707, with the exception of Charles II, reigning solely as King of Scots 1649–1651, and the subsequent interregnum between 1651 and restoration of the House of Stuart in 1660)1
- Personal union, as Kingdom of Scotland, with the Principality of Orange and the Dutch Republic (1689–1702) during the reign of William II of Scotland.
1: After 1707, see Great Britain above. After 1801, see United Kingdom below.
Sicily
[edit]- Union (or personal union) with the Holy Roman Empire from 1194 to 1254 under the rule of the House of Hohenstaufen.
- Personal union with the Crown of Aragon from 1282 to 1285 and 1409 to 1516 under the rule of the House of Barcelona and the House of Trastámara.
- Personal union with the Monarchy of Spain from 1516 to 1713 under the rule of the House of Habsburg and the House of Bourbon.
- Personal union with the Duchy of Savoy from 1713 to 1720 under the rule of Victor Amadeus II of Savoy.
- Personal union with the Holy Roman Empire from 1720 to 1734 under the rule of Charles VI of Habsburg.
- Personal union with the Kingdom of Naples from 1735 to 1806 under the rule of the House of Bourbon.
Spain
[edit]- Personal union with Archduchy of Austria and Austrian dynastic lands (1519–1521).
- Personal union with Holy Roman Empire (1519–1556) under Charles I.
- Personal union with Kingdom of Naples (1516–1714), Kingdom of Sardinia (1516–1708), Kingdom of Sicily (1516–1713) and Duchy of Milan (1540–1706).
- Personal union with Habsburg Netherlands (1516–1581) and Spanish Netherlands (1581–1714).
- Personal union with Kingdom of England (1556–1558).
- Personal union (Iberian Union) with Kingdom of Portugal (1580–1640).
- Personal union with the Free and Independent State of Cundinamarca (modern-day Colombia) (1810–1813), according to the Constitution of this country, which was not recognized by the Spanish Crown, which still considered these territories to be part of the Viceroyalty of New Granada.
Sweden
[edit]- Personal union with Norway (1319-1343).
- Personal union with Scania (1332-1360).
- The Kalmar Union with Denmark and Norway from 1389/97 to 1521/23 (sometimes defunct).[vague]
- Personal union with Norway (1449-1450).
- Personal union with the Crown of the Kingdom of Poland from (1592-1599).
- Personal union with Norway (1814-1905).
United Kingdom
[edit]- Personal union, with the Principality of Orange and the Dutch Republic (1689–1702) during the reign of William of Orange
- Personal union with the Electorate of Hanover (1801–1806).
- Personal union with the Kingdom of Hanover (1814–1837).
Historically, the Crown of the United Kingdom was considered to be indivisible.[6] However, as the self-governing dominions of the British Commonwealth gained control over the exercise of the royal prerogative in the 1930s, this concept has evolved so that 'the Crown in right of' each realm and territory acts independently of the other realms and territories.[7] The constitutional conventions established in the Statute of Westminster 1931 which required uniformity in the laws of succession, along with a common format for the royal styles and titles, distinguished the Crown of the Commonwealth realms from a personal union, under which there is no alignment between multiple thrones and different laws of succession may exist but subsequent developments have made the situation more ambiguous.[7]
- Former dominions and Commonwealth realms
- Irish Free State (1922–1937) and Ireland (1937–1949), de jure
- Newfoundland (1907–1934).
- South Africa (1910–1961).
- India (1947–1950).
- Pakistan (1947–1956).
- Ceylon (now Sri Lanka; 1948–1972).
- Ghana (1957–1960).
- Nigeria (1960–1963).
- Sierra Leone (1961–1971).
- Tanganyika (now Tanzania; 1961–1962).
- Trinidad and Tobago (1962–1976).
- Uganda (1962–1963).
- Kenya (1963–1964).
- Malawi (1964–1966).
- Malta (1964–1974).
- The Gambia (1965–1970).
- Rhodesia (now Zimbabwe; 1965–1970), which was not recognized by any other state.
- Guyana (1966–1970).
- Barbados (1966–2021).
- Mauritius (1968–1992).
- Fiji (1970–1987).
- Current Commonwealth realms
- Canada since 1867.
- Australia since 1901.
- New Zealand since 1907.
- Jamaica since 1962.
- The Bahamas since 1973.
- Grenada since 1974.
- Papua New Guinea since 1975.
- Solomon Islands since 1978.
- Tuvalu since 1978.
- Saint Lucia since 1979.
- Saint Vincent and the Grenadines since 1979.
- Belize since 1981.
- Antigua and Barbuda since 1981.
- Saint Kitts and Nevis since 1983.
Wales
[edit]- Personal union, as Principality of Wales, with Kingdom of England (1284–1542).
After 1542, see England above.
South America
[edit]Brazil
[edit]- Personal union with Portugal, under Pedro I of Brazil (Pedro IV of Portugal), from 10 March to 28 May 1826. Pedro was the Prince Royal of Portugal, Brazil and the Algarves when he declared the independence of Brazil in 1822, becoming its first emperor. When his father (John VI of Portugal) died, Pedro also became King of Portugal, but abdicated the Portuguese throne 79 days later in favour of his older child Princess Maria da Glória.
Colombia
[edit]- The Free and Independent State of Cundinamarca (modern-day Colombia) (1810–1813) was in a de iure personal union with Spain, according to the Constitution of Cundinamarca, which was not recognized by the Spanish Crown, which considered these territories to be part of the Viceroyalty of New Granada.
Trinidad and Tobago
[edit]- Personal union with the United Kingdom of Great Britain and Northern Ireland (1962–1976).
Guyana
[edit]- Personal union with the United Kingdom of Great Britain and Northern Ireland (1966–1970).
Republics in personal union
[edit]Because heads of state and government of republics are ordinarily chosen from within the citizens of the state in question, sovereign republics very rarely share common leaders. A few examples are:
- Uniquely, the President of France is ex officio a constitutional monarch (or, more accurately, diarch) in neighboring Andorra, with the title of Co-Prince. This status was inherited from the role of the French monarchs in Andorra.
- From 1802 to 1804, the First Consul of the French Republic and the President of the Italian Republic was the same person: Napoleon Bonaparte. Bonaparte continued as President of Italy even after he was proclaimed Emperor of the French, until he was proclaimed King of Italy in 1805.
- During the later stages of the Spanish American Wars of Independence, Simón Bolívar was simultaneously President of Gran Colombia (24 February 1819 - 4 May 1830), President of Peru (10 February 1824 – 28 January 1827), and President of Bolivia (12 August 1825 - 29 December 1825). Bolívar had, as President and military Commander-in-Chief of Colombia, led a Colombian army to secure Peruvian independence in 1824-25, and was given the office of President by the Patriot republican governments of both Peru and Bolivia (renamed in his honor from "Upper Peru") as an emergency measure to help secure independence from Spain. After the end of the war, Bolívar relinquished his Peruvian and Bolivian offices and returned to Colombia.
- In 1860 Marthinus Wessel Pretorius was simultaneously elected as the president of Transvaal and Orange Free State. He tried to unify the two countries, but his efforts failed, leading to the Transvaal Civil War.
See also
[edit]Notes
[edit]- ^ In the Holy Roman Empire, many prince-bishops had themselves elected to separate prince-bishoprics, which they ruled in a personal union. For example, Joseph Clemens of Bavaria (1671–1723) was Prince-Bishop of Freising (1685–1694), Prince-Bishop of Regensburg (1685–1694), Prince-Elector of Cologne (1688–1723), Prince-Bishop of Liège (1694–1723) and Prince-Bishop of Hildesheim (1702–1723).
- ^ In English, the title wang (王) can be translated as both "prince" (秦王 or Prince of Qin, Emperor Taizong of Tang's title until Xuanwu Gate Incident) and "king" (魏王 or King of Wei, Cao Cao's title at the time of his death).
- ^ 瀋陽王 (Simplified Chinese: 沈阳王, Pinyin: Shěnyáng Wáng; 심양왕; Simyang Wang).
References
[edit]- ^ Oppenheim, Lassa; Roxbrough, Ronald (2005). International Law: A Treatise. The Lawbook Exchange. ISBN 978-1584776093. Retrieved 13 June 2013.
- ^ Harding, Nick (2007). Hanover and the British Empire, 1700–1837. Boydell & Brewer. ISBN 978-1843833000.
- ^ Gadolin, A. De (2012). The Solution of the Karelian Refugee Problem in Finland. Springer Science & Business Media. p. 2. ISBN 978-9401179645. Retrieved 19 July 2022.
- ^ According to the History of Yuan (specifically, 《元史·卷二十二·武宗一》).
- ^ According to Goryeosa (specifically 《高麗史·卷三十二·世家》).
- ^ Saunders, Cheryl (2015). "The Concept of the Crown". Melbourne University Law Review. 38: 883.
- ^ a b Cox, Noel (18 August 2003). "The Development of a Separate Crown in New Zealand". SSRN 420026.
Bibliography
[edit]- Srodecki, Paul; Kersken, Norbert; Petrauskas, Rimvydas, eds. (2023). Unions and Divisions: New Forms of Rule in Medieval and Renaissance Europe (First ed.). London and New York, NY: Routledge. ISBN 978-1-032-05750-7.
Personal union
View on GrokipediaDefinition and Legal Framework
Core Definition
A personal union is a political arrangement in which two or more sovereign states share the same individual as their monarch or head of state, while preserving distinct governments, legal systems, boundaries, and foreign policies.[2] This structure contrasts with more integrated forms of association, as the states involved do not merge into a single entity with unified institutions or a composite international personality; instead, each retains full independence in internal affairs and international relations.[2][1] Such unions typically emerge from dynastic contingencies, including royal inheritance, marriage alliances, or elective successions in monarchies, rather than deliberate political compacts aimed at centralization.[1] The shared ruler exercises authority separately for each realm, often holding distinct titles, maintaining separate courts or advisory bodies, and swearing unique oaths of allegiance tailored to each state's traditions and laws.[1] Historically prevalent in Europe from the medieval period onward, personal unions underscore the role of hereditary monarchy in linking polities without necessitating administrative fusion, though they could evolve or dissolve based on succession disputes or nationalistic pressures.[2][1]Distinctions from Real Unions and Other Forms
A personal union involves two or more sovereign states sharing the same monarch as head of state, while maintaining distinct legal systems, governments, territories, and foreign policies, with the monarch exercising authority separately in each realm without unified institutions.[3] In contrast, a real union entails shared state institutions beyond the monarch, such as joint foreign affairs, military command, or fiscal policies, though internal administrations remain separate; for instance, the Austro-Hungarian Compromise of 1867 established common ministries for defense, finance, and diplomacy between Austria and Hungary, while preserving autonomous parliaments for domestic matters.[1] This integration in real unions reflects a deliberate pooling of sovereignty to address mutual threats or economic needs, unlike personal unions, which arise incidentally from dynastic inheritance or marriage without formal institutional merger.[4] Personal unions differ from federations, where constituent entities voluntarily cede enumerated powers to a central authority, creating binding supranational institutions; the United States Constitution of 1787, for example, established a federal government with authority over interstate commerce, defense, and coinage, overriding state laws in those domains, whereas personal unions impose no such hierarchical structure or compulsory coordination.[3] Confederations, by comparison, comprise independent states allied for specific purposes like mutual defense, retaining full sovereignty and lacking a shared executive; the Articles of Confederation (1781–1789) governed the early U.S. as such, with no common monarch or enforced institutions, highlighting how personal unions uniquely hinge on the monarch's personal capacity rather than treaty-based cooperation.[1] Further distinctions arise from composite monarchies or dynastic agglomerations, where multiple realms accrue under one dynasty through conquest or succession but operate as loosely affiliated entities without the strict separation of personal unions; Spain's Habsburg era (1516–1700) blended elements of both, evolving toward real union features like unified councils, yet retained personal union traits in peripheral kingdoms like Aragon until administrative centralization.[4] Unlike diarchies, which involve dual monarchs or co-rulers within a single state (e.g., Sparta's two kings until circa 192 BCE), personal unions span separate polities without divided regency. These forms underscore personal unions' reliance on the monarch's undivided person for cohesion, vulnerable to succession crises absent shared mechanisms, as evidenced by the end of the England-Scotland personal union via parliamentary acts in 1706–1707 rather than dynastic failure alone.[3]Legal Implications for Sovereignty
In personal unions, the sovereignty of each constituent state remains intact and independent, as the arrangement entails no transfer, delegation, or pooling of legislative, executive, or judicial authority between the realms. Sovereignty, understood as supreme internal authority and external autonomy within defined territories, persists because the union is strictly personal—tied to the individual monarch rather than to institutional merger or shared governance structures. This distinguishes personal unions from real unions or federations, where sovereignty may be partially or fully amalgamated.[5] Historically, this preservation of sovereignty meant that each realm continued to exercise control over its own laws, taxation, military, and foreign relations, with the monarch acting in distinct capacities—often advised by separate councils or ministers—for each jurisdiction. For instance, the personal union between England and Scotland from 1603 to 1707 upheld dual sovereignties, with separate parliaments retaining the power to legislate independently until the incorporating Acts of Union in 1707 created a single kingdom of Great Britain. Similarly, Iceland's personal union with Denmark from 1918 to 1944 allowed Iceland to conduct autonomous foreign policy and domestic governance while sharing the Danish monarch, culminating in Iceland's full independence via a 1944 referendum that unilaterally terminated the arrangement without Danish consent.[4] In contemporary examples, such as the 15 Commonwealth realms sharing King Charles III as head of state, sovereignty operates separately under each realm's constitution, with the monarch's role ceremonial and realm-specific—exercising powers only on the advice of local ministers and without overriding national parliaments or judiciaries. Each realm maintains full membership in international organizations like the United Nations, underscoring their distinct legal personalities and capacities to enter treaties independently. The Statute of Westminster 1931 formalized this by affirming the legislative autonomy of dominions like Canada and Australia, eliminating any imperial override and reinforcing that the shared crown does not imply hierarchical subordination.[6] Legal implications include constraints on the monarch's personal actions, as decisions binding in one realm (e.g., granting royal assent) do not automatically extend to others, preserving compartmentalized sovereignty but risking inconsistencies in succession or regency. Disputes over inheritance could theoretically destabilize the union without eroding underlying state sovereignty, as evidenced by historical dissolutions like the end of the Austria-Hungary personal elements in 1918, where Hungary reasserted pre-union sovereignty upon imperial collapse. International law recognizes personal unions as aggregates of sovereign equals, not composite entities, barring any automatic imputation of one state's actions to another.[5][7]Historical Origins
Medieval Foundations in Dynastic Practice
The medieval foundations of personal unions arose from the hereditary transmission of royal titles within dynastic families, a practice solidified during the High Middle Ages as feudal monarchies emphasized primogeniture and bloodline succession over elective or appointive systems. This mechanism allowed a single individual to accumulate multiple crowns through inheritance, marriage alliances, or election, while the realms retained distinct legal, administrative, and institutional frameworks. Unlike real unions or conquests that merged entities, personal unions preserved sovereignty separation, reflecting the personalist character of medieval kingship where authority derived from the monarch's person rather than a unified state apparatus.[8] A seminal example emerged from the Norman Conquest of England in 1066, when William, Duke of Normandy, became King William I of England. He governed Normandy as a duchy with its continental feudal customs and nominal fealty to the French crown, alongside England as a kingdom with Anglo-Saxon-derived laws and insular nobility, maintaining separate exchequers, courts, and assemblies until the loss of Normandy in 1204. This arrangement, sustained through dynastic inheritance across three generations of Norman kings, exemplified how military acquisition could evolve into a personal union, with the monarch navigating dual loyalties and cross-channel administration.[9][10] In Eastern Europe, the 1102 union between Hungary and Croatia further illustrated dynastic practice's role. Following Croatian King Demetrius Zvonimir's death in 1089 and subsequent instability, Hungarian King Coloman invaded and was crowned King of Croatia in Biograd, reportedly under the Pacta Conventa agreement that affirmed Croatia's separate ban (viceroy), diet, and laws while subordinating it to the Hungarian crown in foreign affairs and military obligations. This negotiated personal union, enduring until 1918 despite tensions, underscored how medieval nobles could consent to shared monarchy to secure stability and defense against external threats like the Byzantine Empire.[11][12] These instances highlighted the pragmatic foundations of personal unions in medieval dynastic strategy, where intermarriages and successions aggregated territories under one ruler to bolster power without the administrative burdens of integration. However, reliance on the monarch's lifespan introduced vulnerabilities, such as partition risks under partible inheritance or disputes over female succession, which later influenced codifications like Salic law to mitigate unintended unions.[13]Early Modern Expansion Through Inheritance and Marriage
The early modern period witnessed a marked expansion of personal unions, driven by the strategic use of dynastic marriages and inheritance laws emphasizing primogeniture, which concentrated multiple crowns in the hands of a single heir without necessitating administrative merger. This approach allowed ambitious houses, particularly the Habsburgs, to amass vast composite monarchies across Europe, leveraging matrimonial alliances to secure territories that complemented existing realms through geographic proximity or strategic value. Unlike medieval precedents, where unions often arose from conquest or feudal ties, early modern examples emphasized contractual inheritance and the avoidance of partition, enabling rulers to project power over disparate entities while preserving local laws and institutions.[14] A prime illustration is the Habsburg dynasty's aggressive matrimonial policy under Maximilian I (r. 1493–1519), who famously quipped Bella gerant alii, tu felix Austria nube ("Let others wage war; you, happy Austria, marry"). In 1477, Maximilian married Mary of Burgundy, inheriting the Burgundian Netherlands and Franche-Comté upon her father's death, thereby linking Habsburg Austria to Low Countries wealth and trade routes. This union set the stage for further expansion when Maximilian's son, Philip the Handsome, wed Joanna of Castile in 1496, a match arranged to ally Habsburgs with the Catholic Monarchs of Spain (Isabella I and Ferdinand II). Their son, Charles V (r. 1516–1556 as Charles I of Spain), thus inherited a sprawling personal union encompassing Spain (including its American colonies), the Holy Roman Empire (elected 1519), the Netherlands, and Austrian lands, totaling over 1.5 million square kilometers and diverse populations exceeding 20 million by the 1520s. These acquisitions through marriage and undivided inheritance amplified Habsburg influence, funding imperial ambitions like the Habsburg-Valois wars, though they strained governance due to the monarch's divided attentions.[14][14] Inheritance similarly propelled the Iberian Union in 1580, when Philip II of Spain (r. 1556–1598) claimed and secured the Portuguese crown following the extinction of Portugal's Aviz dynasty. King Sebastian I died childless at the Battle of Alcácer Quibir in 1578, and his granduncle Cardinal Henry followed in 1580 without designating a clear successor, triggering a succession crisis amid rival claimants including Philip, whose mother Isabella of Portugal was daughter of King Manuel I. Philip's forces, led by the Duke of Alba, intervened militarily, and by 1581, the Portuguese Cortes at Tomar acclaimed him as Philip I of Portugal, uniting the Iberian Peninsula under one ruler for the first time since 1143, with Portugal retaining autonomy in its administration, laws, and overseas empire spanning Brazil to Asian outposts. This personal union, spanning 1580–1640, integrated Portuguese Atlantic trade networks into Spanish Habsburg resources, boosting Spain's global reach—evidenced by combined fleets exceeding 200 ships by the 1590s—but sowed seeds of resentment over perceived Castilian dominance, culminating in Portugal's 1640 restoration war.[15][15][16] Further exemplifying inheritance-driven expansion, the 1603 Union of the Crowns joined England, Scotland, and Ireland under James VI and I. Upon Elizabeth I's death on March 24, 1603, without direct heirs, the English throne passed to James, her distant cousin and great-great-grandson of Henry VII via his daughter Margaret Tudor's marriage to James IV of Scotland in 1503—a lineage solidified by Scotland's Stuart dynasty adhering to cognatic primogeniture. James's accession unified crowns ruling approximately 5.5 million subjects across islands totaling 300,000 square kilometers, facilitating shared foreign policy against common threats like Spain, though parliaments remained separate, preserving Scotland's Kirk and legal system distinct from England's common law. This arrangement endured until the 1707 Acts of Union, demonstrating how inheritance could bridge Protestant realms without immediate political fusion, yet it highlighted tensions over sovereignty, as English dominance prompted Scottish grievances over neglect.[17][18][17]Key Characteristics and Internal Dynamics
Maintenance of Separate Institutions
In personal unions, the realms involved retain their distinct sovereign institutions, encompassing separate legislatures, executive councils, judiciaries, fiscal systems, and military establishments, with the shared monarch acting in realm-specific capacities rather than imposing unified governance. This structural autonomy underscores the voluntary or dynastic nature of the arrangement, where each state's internal affairs remain insulated from the other's, barring the monarch's personal influence or occasional arbitration. Legal frameworks typically affirm this separation through realm-specific oaths of allegiance, treaties, or successional pacts that preclude the extension of one state's laws or institutions into another. The Anglo-Scottish personal union, established on March 24, 1603, upon the accession of James VI of Scotland as James I of England, exemplifies this maintenance, as both kingdoms preserved independent parliaments—the Parliament of England and the Parliament of Scotland—along with divergent legal traditions (common law in England versus Scots law) and ecclesiastical structures (Anglican in England, Presbyterian-leaning in Scotland post-Reformation). Each realm managed its own taxation, trade policies, and armed forces, with the king issuing separate proclamations and summoning distinct advisory bodies, such as the English Privy Council and Scottish Privy Council, to address local matters. This institutional divergence persisted despite James's unsuccessful pushes for fuller integration, culminating only in the parliamentary Acts of Union on May 1, 1707, which dissolved the separate legislatures.[19][20] Likewise, the Polish-Lithuanian personal union, formalized after the 1386 marriage of Jadwiga of Poland to Władysław II Jagiełło of Lithuania, upheld separate grand ducal and royal institutions, including the distinct Sejm (Polish parliament) and Council of Lords in Lithuania, alongside autonomous legal codes—the Corpus Iuris Poloni for Poland and the Lithuanian Statutes—and independent treasuries and armies until the 1569 Union of Lublin shifted toward a federal commonwealth. The Jagiełło dynasty's rulers navigated these divides by appointing realm-specific viceroys and councils, ensuring that Polish magnates held no jurisdiction in Lithuanian territories and vice versa, thereby sustaining dual sovereignties under one crown for nearly two centuries.[21] Such separations often hinged on pragmatic accommodations to regional customs and elites, with the monarch's dual role demanding balanced patronage to avert institutional encroachment; deviations, like attempts to harmonize currencies or diplomacy unilaterally, frequently provoked resistance and reinforced the norm of autonomy.[22]Role of the Shared Monarch
The shared monarch in a personal union acts as the supreme executive authority and symbolic embodiment of continuity for each realm, wielding prerogatives such as declaring war, negotiating treaties, and appointing high officials, but always subject to the distinct constitutional, legal, and customary frameworks of the individual states. This dual (or multiple) sovereignty necessitates that the monarch navigate conflicting interests without merging institutions, often relying on separate privy councils, viceroys, or resident ministers to administer day-to-day governance in each territory. The monarch's personal decisions could influence foreign alignments across realms—for instance, committing resources from one state to defend another—but domestic legislation and taxation required approval from each realm's assemblies or estates, limiting unilateral action.[23] Historical examples illustrate these constraints and opportunities. James VI of Scotland, upon inheriting the English throne as James I on March 24, 1603, became the shared sovereign of England and Scotland, yet governed through their independent parliaments: the English Parliament in Westminster and the Scottish Parliament in Edinburgh, which had operated separately since the 13th century. James attempted to leverage his position for deeper integration by proclaiming a unified kingdom in May 1603, adopting the title "King of Great Britain" in 1604, and establishing a commission in October 1604 to harmonize laws and economies; he also introduced the Union Jack flag in 1606 as a symbol of shared identity. These initiatives failed due to parliamentary opposition, particularly in England, where debates from November 1606 to July 1607 repealed only minor hostile laws without achieving fusion, underscoring the monarch's inability to override entrenched separatism without legislative consent.[19] In the Anglo-Hanoverian personal union from August 1, 1714, to June 20, 1837, George I and George II, as native rulers of the Electorate of Hanover, integrated its defense into British foreign policy, deploying Royal Navy and army assets to protect Hanoverian interests during conflicts like the War of the Austrian Succession (1740–1748), where British subsidies and troops safeguarded the electorate against Prussian threats. George III, ascending in 1760, shifted emphasis toward British priorities, diminishing direct Hanoverian involvement in cabinet decisions while appointing viceroys for semi-autonomous rule in Hanover, reflecting the evolving balance where the monarch's personal affinity influenced policy but could not impose Hanoverian absolutism on Britain's parliamentary system. Such dynamics often bred tensions, as the monarch's favoritism toward one realm risked alienating elites in the other, yet preserved the union's stability until succession laws diverged with Victoria's 1837 accession, excluded by Hanover's Salic law.[24][25]Factors Influencing Stability
The stability of personal unions hinged critically on the compatibility of succession laws and dynastic continuity, as divergences often triggered fragmentation upon a monarch's death or during regencies. Primogeniture, by providing clear heir designation, enhanced monarchical longevity and reduced succession crises in European dynasties from 1000 to 1800, thereby supporting union persistence where adopted uniformly across realms.[26] In contrast, mismatches between hereditary and elective systems fueled rival claims, as in the Kalmar Union (1397–1523), where the deposition of Erik of Pomerania in 1439 and subsequent elections of competing kings like Christian I and Karl Knutsson eroded central authority.[27] Internal power imbalances and elite autonomy demands frequently undermined unions, particularly when a dominant partner imposed centralizing reforms or administrative favoritism. In the Kalmar Union, Danish-led centralization clashed with Swedish and Norwegian aristocratic councils' insistence on local privileges, sparking Engelbrekt Engelbrektsson's revolt in 1434 and Norwegian unrest in 1436; foreign (German and Danish) officials further alienated local nobles.[27] Similarly, the Iberian Union (1580–1640) faltered as Spain's Habsburg rulers prioritized Castilian interests, involving Portugal in draining wars against the Dutch and English, which led to colonial losses like Hormuz (1622) and heightened taxation without reciprocal benefits, culminating in the Portuguese Restoration War of 1640.[28] Economic strains from joint military endeavors and fiscal policies often precipitated dissolution, especially absent mutual gains or shared threats to justify burdens. Kalmar's protracted conflicts with the Hanseatic League, including trade blockades, imposed heavy taxes on Sweden and Norway, intertwining with famines and peasant discontent to weaken loyalty by the 1440s.[27] Conversely, external commonalities could stabilize unions; the Anglo-Scottish personal union under James VI and I from 1603 endured despite religious tensions, as coordinated defenses against continental powers like France sustained elite acquiescence until Scotland's Darien Scheme failure (1698–1700) and economic vulnerabilities prompted the 1707 Acts of Union for deeper integration.[29] Monarchal governance style and institutional respect proved pivotal, with impartiality fostering endurance while autocracy or perceived neglect inviting rebellion. Christian II's repressive measures in the Kalmar Union, including the 1520 Stockholm Bloodbath executing 82–100 Swedish nobles, galvanized opposition under Gustav Vasa, who secured Swedish independence in 1523.[27] Cultural and religious alignments mitigated frictions in homogeneous cases, but persistent national identities and local institutions, when sidelined, amplified grievances across diverse unions.Challenges and Controversies
Succession Disputes and Dynastic Crises
Succession disputes in personal unions frequently stemmed from discrepancies in inheritance laws across realms, such as absolute primogeniture in one state versus Salic or semi-Salic laws excluding female heirs in another, leading to divergent claimants upon a monarch's death without direct male issue.[30] These conflicts could escalate into dynastic crises when multiple dynastic branches or foreign powers asserted competing claims, often resolved through warfare, diplomatic intervention, or legislative adjustments to avert civil war or territorial fragmentation.[31] In elective monarchies tied by personal union, such as elements of the Polish-Lithuanian Commonwealth's historical ties, the absence of hereditary continuity amplified vulnerabilities to factional rivalries and external influence.[32] A prominent example occurred in Portugal following the death of King Sebastian I on August 4, 1578, at the Battle of Alcácer Quibir, where he perished without legitimate heirs, precipitating a crisis intensified by the brief reign of his grand-uncle, Cardinal Henry, who died on January 31, 1580, also childless.[15] This vacuum drew claims from Philip II of Spain, whose mother Isabella was daughter of Manuel I of Portugal, positioning him as a senior dynastic heir, against rivals like António, Prior of Crato, an illegitimate grandson of Manuel I who rallied domestic support.[15] Philip's military intervention culminated in his proclamation as Philip I of Portugal by the Cortes on March 16, 1581, forging the Iberian Union, though latent resentments over dynastic imposition fueled the Portuguese Restoration War starting December 1, 1640, when John, Duke of Braganza, was acclaimed John IV amid disputes over Philip IV's legitimacy.[15] [33] The personal union between Great Britain and Hanover, established in 1714 under George I, dissolved amid a succession crisis triggered by differing legal frameworks upon the death of William IV on June 20, 1837.[30] Britain's preference for cognatic primogeniture allowed Victoria, William's niece, to ascend as queen, while Hanover's adherence to semi-Salic law barred female succession beyond the king's brothers, elevating Ernest Augustus, Duke of Cumberland, to the Hanoverian throne on November 1, 1837, and severing the union without direct conflict due to the realms' geographic and institutional separation.[34] This divergence underscored how entrenched customary laws in composite monarchies could prioritize male lines, overriding shared dynastic ties and prompting peaceful partition rather than war.[30] Such crises often invited foreign powers to back rival claimants, as seen in broader European dynastic wars where personal unions intersected with balance-of-power politics, potentially transforming internal successions into international conflicts that tested the union's viability.[32] Stability hinged on proactive measures like inter-realm marriages or unified succession pacts, though failures exposed the fragility of personal unions reliant on a single lineage's continuity.[31]Conflicts and Tensions Between Realms
Personal unions have historically generated tensions stemming from mismatched national interests, particularly in foreign affairs, where the shared monarch's commitments in one realm could compel unwanted military or fiscal obligations in another, as well as from perceptions of favoritism toward dominant partners. Cultural, religious, and administrative disparities often intensified these frictions, prompting resistance movements or outright rebellions without necessarily dissolving the dynastic link immediately.[27][16] In the Kalmar Union (1397–1523), Sweden's growing autonomy demands clashed with Danish efforts to centralize authority, leading to repeated uprisings; the 1434 Engelbrekt rebellion highlighted noble grievances over taxation and Danish interference, while the Swedish War of Liberation (1521–1523) under Gustav Vasa exploited Christian II's unpopular policies, resulting in Sweden's effective withdrawal through victories like the Battle of Brunnbächke on 18 June 1521.[27] The Iberian Union (1580–1640) under the Habsburgs saw Portugal resent Spanish Habsburg foreign entanglements, including the Eighty Years' War against the Dutch (1568–1648), which diverted Portuguese naval resources and contributed to losses like the temporary Dutch occupation of Portuguese Brazil from 1624 to 1654; this overextension fueled elite discontent, culminating in the 1640 revolution that installed João IV and ignited the Restoration War, ending the union after battles such as the Battle of Montijo on 26 May 1644.[16] The Anglo-Scottish personal union (1603–1707) featured mutual antipathies rooted in historical border raids and differing religious trajectories, with Scots viewing English dominance suspiciously; Charles I's 1637 imposition of a Book of Common Prayer sparked the 1638 National Covenant, escalating to the Bishops' Wars (1639–1640), where Scottish Covenanter armies invaded northern England twice, defeating royalists at the Battle of Newburn Ford on 28 August 1640 and occupying Northumberland and Durham until the Treaty of Ripon.[35][36]Dissolutions and Transitions
Personal unions typically dissolve when the shared sovereign dies without a successor jointly recognized by both realms, when succession laws diverge, through revolutionary upheaval or war, or via negotiated separation prompted by internal disputes. In cases of divergent succession, the union ends automatically upon the monarch's death, as each realm's legal framework dictates a separate heir. Revolutionary or military actions often arise from perceived dominance by one realm over the other, leading to assertions of independence. Peaceful dissolutions, rarer in history, occur through diplomatic agreements, referendums, or royal renunciation, reflecting mutual recognition of irreconcilable differences without resorting to conflict. These endings underscore the fragility of personal unions, reliant as they are on dynastic contingency rather than institutional merger.[37] A prominent example of dissolution via differing succession laws is the Anglo-Hanoverian union, which terminated on June 20, 1837, with the death of King William IV. The United Kingdom passed to his niece Victoria under rules permitting female inheritance, but Hanover, governed by semi-Salic law barring female succession, devolved to William's brother Ernest Augustus as King of Hanover. This separation had been anticipated, with British commentators viewing the end of the tie—originally forged in 1714 under the Act of Settlement—as a relief from Hanover's conservative electoral system and limited strategic value post-Napoleonic Wars.[38] The Iberian Union between Portugal and Spain, formed in 1580 under Philip II following a dynastic crisis, ended violently through the Portuguese Restoration War from 1640 to 1668. Discontent with Spanish Habsburg rule, including heavy taxation and neglect of Portuguese interests, sparked a coup on December 1, 1640, proclaiming the Duke of Braganza as John IV. Prolonged guerrilla warfare and battles, such as the Battle of Montijo in 1644, culminated in the Treaty of Lisbon on January 13, 1668 (ratified February 13), by which Spain under Carlos II acknowledged Portuguese sovereignty, restoring the House of Braganza. The war's resolution preserved Portugal's colonial empire and prevented full absorption into Spain.[39] In contrast, the Sweden-Norway union of 1814 dissolved peacefully in 1905 amid escalating tensions over foreign policy autonomy. Norway's Storting unilaterally dissolved the union on June 7, 1905, citing Sweden's refusal to allow a separate Norwegian consular service, followed by a referendum on August 13 approving dissolution with 368,208 votes for and 184 against (99.95% approval among participants). Diplomatic negotiations produced the Karlstad Convention on September 23, 1905, averting war through demilitarization agreements; King Oscar II formally renounced his Norwegian claim on October 26, 1905, enabling Norway's election of Prince Carl of Denmark as Haakon VII on November 18. This transition to full independence highlighted effective parliamentary initiative and great-power mediation avoiding escalation.[40][41] Transitions from personal unions sometimes evolve into real unions or confederations before dissolution, as seen in the Kalmar Union (1397–1523) among Denmark, Sweden, and Norway, which fragmented due to Swedish resistance to Danish dominance, culminating in Gustav Vasa's election as king in 1523. More commonly, dissolutions lead to independent monarchies, with the separated realms retaining distinct institutions but losing the unifying figurehead, often prompting realignments in alliances or internal reforms to consolidate sovereignty.[42]Notable Examples by Region
Europe
Personal unions were particularly prevalent in European history, often resulting from dynastic marriages, inheritance laws favoring primogeniture, and the absence of strict rules against alienating crowns to foreign heirs. These arrangements allowed multiple sovereign states to share a single monarch while retaining separate parliaments, laws, currencies, and foreign policies, though tensions frequently arose over the monarch's divided loyalties and succession disputes.[43][8] One of the earliest significant examples was the Union of Krewo in 1385, which established a personal union between the Kingdom of Poland and the Grand Duchy of Lithuania through the marriage of Polish Queen Jadwiga to Grand Duke Jogaila, who became Władysław II Jagiełło of Poland in 1386. This union strengthened both realms against the Teutonic Knights and facilitated Lithuania's Christianization, lasting as a personal tie until the Union of Lublin in 1569 formalized a commonwealth.[44][45] The Kalmar Union, formed in 1397 at Kalmar, Sweden, united the kingdoms of Denmark, Norway (including Iceland and Greenland), and Sweden under Queen Margaret I and her successors, aiming to counter German Hanseatic influence and internal noble factions. It persisted nominally until 1523, when Sweden seceded under Gustav Vasa following rebellions against Danish dominance, though Norway remained tied to Denmark until 1814.[46][47] In the early modern period, the Iberian Union linked the crowns of Spain and Portugal from 1580 to 1640 under the Habsburg kings Philip II, III, and IV, following Philip II's inheritance claim after the Portuguese succession crisis and the death of King Sebastian I at the Battle of Alcácer Quibir in 1578. Portugal maintained its autonomy under the terms agreed at the Cortes of Tomar in 1581, but economic strains from Spanish wars and resentment over centralized policies fueled the Portuguese Restoration War, restoring independence in 1668.[48][16] The Union of the Crowns in 1603 united England, Scotland, and Ireland under James VI of Scotland as James I of England upon Elizabeth I's death, inheriting the English throne through his Tudor lineage. This personal union endured until the Acts of Union in 1707 merged the kingdoms into Great Britain, driven by shared Protestant monarchy but challenged by religious differences, border disputes, and failed attempts at fuller integration like James's proposed "Great Britain" nomenclature.[19][18] Later instances included the personal union between Poland and Saxony from 1697 to 1763 under Electors Augustus II and III, who ruled as kings of Poland, complicating Polish politics amid noble resistance to foreign influence. Habsburg dynastic ties also created overlapping personal unions, such as between Austria, Bohemia, and Hungary from the 16th century, though these evolved into composite monarchies with varying degrees of centralization.[49][50]| Union | States Involved | Duration | Key Monarch(s) | Outcome |
|---|---|---|---|---|
| Krewo | Poland, Lithuania | 1385–1569 | Władysław II Jagiełło | Evolved into real union via Lublin (1569)[45] |
| Kalmar | Denmark, Norway, Sweden | 1397–1523 | Margaret I, Eric of Pomerania | Swedish independence; Norway-Denmark persisted[46] |
| Iberian | Spain, Portugal | 1580–1640 | Philip II–IV | Portuguese independence after Restoration War[48] |
| Crowns | England, Scotland | 1603–1707 | James VI/I to Anne | Full parliamentary union in 1707[19] |
| Poland-Saxony | Poland, Saxony | 1697–1763 | Augustus II, III | Ended with Saxon elector's death; Polish partitions followed[49] |
