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Rab Butler
Rab Butler
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Richard Austen Butler, Baron Butler of Saffron Walden (9 December 1902 – 8 March 1982), also known as R. A. Butler and familiarly known from his initials as Rab, was a prominent British Conservative Party politician; he was effectively deputy prime minister to Anthony Eden and Harold Macmillan, although he only held the official title for a brief period in 1962–63. He was one of his party's leaders in promoting the post-war consensus through which the major parties largely agreed on the main points of domestic policy until the 1970s; it is sometimes known as "Butskellism" from a fusion of his name with that of his Labour counterpart, Hugh Gaitskell.

Key Information

Born into a family of academics and Indian administrators, Butler had a distinguished academic career before he entered Parliament in 1929. As a junior minister, he helped to pass the Government of India Act 1935. He strongly supported the appeasement of Nazi Germany in 1938 to 1939.

Entering the Cabinet in 1941, he served as President of the Board of Education (1941–1945) and oversaw the Education Act 1944. When the Conservatives returned to power in 1951, he served as Chancellor of the Exchequer (1951–1955), Home Secretary (1957–1962), First Secretary of State (1962–1963) and Foreign Secretary (1963–1964). Butler had an exceptionally long ministerial career and was one of only two British politicians (the other being John Simon, 1st Viscount Simon) to have served in three of the four Great Offices of State, but not to have been prime minister for which he was passed over in 1957 and 1963. At the time, the Conservative leadership was decided by a process of private consultation, rather than by a formal vote.

After retiring from politics in 1965, Butler was appointed Master of Trinity College, Cambridge and served until 1978. He died of colon cancer in 1982.

Family background

[edit]

Butler's paternal family had a long and distinguished association with the University of Cambridge, dating back to his great-grandfather George Butler. His great-uncle Henry Montagu Butler was Master of Trinity College, Cambridge, and Dean of Gloucester, and his uncle Sir Geoffrey G. Butler, a Cambridge historian and Conservative MP for the university.[1] His father was a Fellow and later Master of Pembroke College, Cambridge.[2]

Butler's maternal grandfather, George Smith, was Principal of Doveton Boys College, Calcutta.[3]

Early life and education

[edit]
Pembroke College, Cambridge

Richard Austen Butler was born 9 December 1902 in Attock, British India, the eldest son of Montagu Sherard Dawes Butler, a member of the Indian Civil Service, and Anne Smith. He had two sisters, Iris (1905–2002), who married Lieutenant-Colonel Gervase Portal (1890–1961) and became a writer, and Dorothy (1909–1999), the wife of Laurence Middleton (1905–1982). His younger brother John (1914–1943) was killed in an air crash on active service in January 1943.[3] In July 1909, at the age of six, Butler's right arm was broken in three places in a riding accident, which left his right hand permanently disabled.[4][a] He attended a preparatory school in Hove but rebelled against going to Harrow School, where most of his family were educated. Having failed to win a scholarship to Eton College, he instead attended Marlborough College, leaving in December 1920.

In June 1921, Butler won an exhibition to Pembroke College, Cambridge. At that stage, he planned a career in the Diplomatic Service.[7] He entered Pembroke College in October of that year and became President of the Cambridge Union Society for Easter (summer) term of 1924. Initially studying French and German, he graduated in 1925 with one of the highest first-class degrees in history in the university. He was elected a fellow of Corpus Christi College, Cambridge, and gave lectures on the politics of the French Third Republic.[8] At Cambridge, he met Sydney Courtauld; after they married in 1926, his father-in-law awarded him an income of £5,000 a year after tax for life, which was comparable to a Cabinet Minister's salary and gave him the financial freedom to pursue a political career.[9]

Early political career

[edit]
Butler in 1934

With the help of his Courtauld family connections, Butler was selected unopposed as the Conservative candidate for Saffron Walden on 26 November 1927.[10] He was elected in the 1929 general election, and retained the seat until his retirement in 1965.[11]

Even before being elected to Parliament, Butler had been private secretary to Samuel Hoare. When the National Government was formed in August 1931 Hoare was appointed Secretary of State for India, and Butler was appointed as Hoare's Parliamentary Private Secretary (PPS).[11] In January 1932, he visited India as part of Lord Lothian's Franchise Committee, which was set up by the Round Table Conference and which recommended a large increase in the Indian electorate.[12]

On 29 September 1932, Butler became Under-Secretary of State for India after the resignation of Lord Lothian and other Liberals over abandonment of free trade by the National Government.[13] At 29, he was the youngest member of the government and was responsible for piloting the Government of India Act 1935 through Parliament in the face of massive opposition from Winston Churchill and the Conservative right.[14] He retained this position in Stanley Baldwin's third government (1935–1937), and when Neville Chamberlain replaced Baldwin as prime minister in May 1937, Butler was appointed Parliamentary Secretary at the Ministry of Labour.[11]

Foreign Office: 1938 to 1941

[edit]

In the reshuffle caused by the resignation of Anthony Eden as Foreign Secretary and Lord Cranborne as Under-Secretary of State for Foreign Affairs in February 1938, they were replaced by Lord Halifax and Butler, who became the main Foreign Office spokesman in the Commons.[15]

In internal discussions after Germany's annexation of Austria on 12 March 1938, Butler counselled against giving Czechoslovakia a guarantee of British support and approved the Cabinet decision on 22 March not to do so, facts that he later omitted from his memoirs.[16] During the Sudeten Crisis, he was attending a League of Nations meeting in Geneva but strongly supported Chamberlain's trip to Berchtesgaden on 16 September, even if it meant sacrificing Czechoslovakia in the interests of peace.[17] Butler returned to Britain to make the winding-up speech for the Government in the Parliamentary Debate on the Munich Agreement on 5 October.[18] After Churchill had spoken, Butler said that war solved nothing and that it was better to "settle our differences with Germany by consultation".[11] However, he did not directly defend the Munich settlement; the motion was to support the avoidance of war and the pursuit of lasting peace.[19][20]

Butler became a Privy Counsellor in the 1939 New Year Honours list,[21] the youngest person so appointed since Churchill in 1907.[22]

After Prague

[edit]

After the German occupation of Czechoslovakia on 15 March 1939, Butler, like Chamberlain, was shocked at Hitler's duplicity in breaking the Munich Agreement.[23] The evidence suggests Butler did not support Halifax's new policy of attempting to deter further German aggression by pledging to go to war to defend Poland and other Eastern European countries.[24]

Butler became a member of the foreign policy committee, which agreed to seek an Anglo-Soviet alliance in May 1939, contrary to Chamberlain's and Butler's wishes, but Butler and Horace Wilson persuaded Chamberlain to hamstring the search for an agreement by including a requirement that Britain would not fight without League of Nations approval.[25] Throughout the summer of 1939 Butler continued to lobby for closer Anglo-German relations and for Britain to lean on Poland to reach agreement with Germany.[26]

After the Molotov–Ribbentrop Pact was announced on 23 August 1939, Butler vainly advised against honouring Britain's guarantee to defend Poland against Germany but instead favoured Hitler's proposal to allow Germany to settle matters with Poland as it wished and, in return for concessions over her former colonies, to sign an Anglo-German alliance.[27] Oliver Harvey recorded (27 August) that Butler and Horace Wilson were "working like beavers" for "another Munich".[18]

As late as early September 1939, with German invasion of Poland imminent, comments in Channon's diary suggest that Butler was sympathetic to last-minute Italian efforts to broker peace and that he and Butler were heartened by the delay in the British declaration of war on Germany caused by lack of agreement with the French over timing.[28]

Foreign Office Minister: later views and Butler's memoirs

[edit]

Butler's close association with appeasement was often held against him later in his career.[11] Although he later held many senior Cabinet positions, by the time of Suez in 1956, his past, coupled with his lack of personal military experience, damaged his reputation in the eyes of the younger generation of Conservative MPs, many of whom were Second World War veterans.[29] At the time, Butler strongly supported reaching agreement with Hitler as necessary for peace, but in his memoirs, The Art of the Possible (1971), he defended the Munich Agreement as essential to buy time to rearm and gain public support for war in Britain and the Dominions, and he also claimed that he had little input into foreign policy.[30]

Later commentators argue that Butler's suggestion in his memoirs that he supported Halifax in leading the drive away from appeasement after Prague is "wholly false". His own papers suggest that he went to "greater lengths to meet Hitler's demands than any other figure in the British government" in 1939. His efforts to revoke the Polish guarantee that summer went beyond even Horace Wilson's, and it seems doubtful whether he was willing to fight Hitler over Poland at all.[31] Patrick Cosgrave argues, "Butler did not merely go along with appeasement he waxed hard, long and enthusiastic for it, and there is very little evidence... he took the slightest interest in the rearmament programme to which he devotes such emphasis in his memoirs".[32] Jago concludes that Butler "distorted the facts" and "grossly misrepresented his responsibility and attitudes in 1938". Although not the direct cause of his defeats [for the party leadership] in 1957 or 1963 "it was... always there, the blemish that he could not quite reason away".[33]

Phoney War

[edit]

On 20 October 1939, after the Fall of Poland, Butler was, according to Soviet Ambassador Ivan Maisky, still open to a compromise peace and agreement to restore Germany's colonies if it was guaranteed by all the powers, including the Americans and the Soviets. He dismissed as an "absurdity" any suggestion for Germany first to be required to withdraw from Poland.[34] Butler disapproved of Churchill, the new First Lord of the Admiralty who publicly opposed to any hint of compromise peace.[35]

Butler was quicker than many to realise the social change which war would bring. He spoke to Robert Barrington-Ward of The Times (12 February 1940) of "the new social revolution that is making its way, and how to anticipate and meet it".[36]

With Chamberlain's position untenable after the Norway Debate, Butler tried on 10 May 1940 to persuade Halifax to accept appointment as prime minister, but he later stated that he was out at the dentist, and Churchill was appointed instead.[37] Butler wrote to Chamberlain on 11 May to urge him to carry on as a member of the government in the hope of achieving a negotiated peace and was reappointed to the Foreign Office on 15 May.[38] Butler later grew to respect Churchill after serving under him.[39]

Under Churchill and Prytz Affair

[edit]

On 17 June 1940, the day that Marshal Philippe Pétain asked for an armistice, Butler met informally with a Swedish envoy, Björn Prytz.[11][40][41] Prytz later reported to Stockholm that Butler had declared British policy must be determined by "common sense not bravado" and that had "assured me that no opportunity for reaching a compromise (peace) would be neglected" if there were reasonable conditions.[11][40]

Churchill was furious when he found out, probably through intelligence intercepts of Swedish diplomatic cables. He wrote to Halifax on 26 June complaining of Butler's "odd language", which hinted at a lukewarm or even defeatist attitude. Butler, who was lucky not to be sacked, made a four-page handwritten reply the same day that claimed that he had kept to the official British line and had said "nothing definite or specific that I would wish to withdraw", but he offered to resign.[11][40][42] On 28 June, after being shown Churchill's letter, Butler wrote to Halifax and have an unconvincing explanation, which he later repeated in his memoirs, that by "common sense not bravado", he had been pushing the official line that there could be no peace until Germany had disgorged its conquests. Jago argues that Butler may have been covering for Halifax.[11][40][43] Halifax's biographer Andrew Roberts believes that Butler had been putting words into the mouth of Halifax, who had already moved away from his earlier openness to a compromise peace.[44]

Butler kept his position and was allowed to make two broadcasts on the BBC (21 October and 15 December 1940).[45] At the reshuffle on Chamberlain's resignation from the government (22 October 1940), Churchill's close supporter Brendan Bracken offered Butler promotion to the Cabinet-level job of President of the Board of Education, but no offer was forthcoming from Churchill.[46]

Butler had little respect for Eden but reluctantly agreed to remain at the Foreign Office when he once again became Foreign Secretary in December 1940.[47] In March 1941, with Eden in Cairo, Churchill handled Foreign Office business personally instead of delegating it to Butler.[48] By then, Butler's responsibilities had been restricted to "routine drudgery" such as negotiating safe passage for diplomats; repatriation of neutral seamen; and, on one occasion, arranging extra clothing coupons for foreign diplomats so that the Duke of Alba could buy more socks.[49] Butler and Geoffrey Lloyd attempted to register for military service in May 1941, but their application was referred to Ernest Bevin (Minister of Labour), who, in turn, referred it to Churchill. He vetoed it on the grounds that their work as government ministers was more important.[50]

Education minister

[edit]

Butler gained permanent fame for the Education Act of 1944. Butler's decisive role was to secure passage by negotiations with interested parties from Churchill to the churches and from educators to MPs.[51]

Background

[edit]

In July 1941, Butler was appointed President of the Board of Education, his first Cabinet post. Some writers, such as Addison, suggest that Education was a backwater and that Churchill offered him it or a diplomatic post to remove him from the more sensitive Foreign Office.[52] However, he had been keen to leave the Foreign Office.[53] Michael Jago argues that the promotion was not, contrary to Butler's own later insinuations, intended as an insult.[54]

Butler proved to be one of the most radical reforming ministers on the home front. The main problem standing in the way of education reform was the question of integrating church schools into the state system, which had bedevilled Balfour's Act in 1902.[55] Churchill did not want a new bill and replied that "we cannot have party politics in wartime".[56] Churchill warned him not to "raise the 1902 controversy during the war".[57] Butler later wrote that having seen the Promised Land, "I was damned if I was going to die in the Land of Moab. Basing myself on long experience of Churchill over the India Bill, I decided to disregard what he said and go straight ahead".[58]

Negotiation with the churches

[edit]

More than half the schools in the country were church schools.[59] Many church schools were in a poor state of repair.[60] In a meeting on 5 June 1942 with the National Society, the body of Church of England schools, Butler proposed that Church schools could choose either to be 50% aided or fully funded with a local education authority majority on the school governing body. Archbishop Temple agreed to persuade his flock to accept the deal and later obtained the concession that denominational teachers could be allowed in fully-controlled schools if parents so wished.[61] In early October 1942, Butler sold his scheme to the Nonconformist leaders of England and Wales.[62]

Butler had less success in his dealings with the Roman Catholic Church. He was not able to have talks with the elderly Cardinal Arthur Hinsley until September 1942. Butler was told that his plans for 50% aided status were not acceptable to the Roman Catholic Church on 15 September 1942. Butler thought it better to present the Catholic Church with a fait accompli.[63] Plans for 1943 were scuppered by a letter to The Times from Hinsley stressing Franklin Roosevelt's commitment to freedom of conscience and arguing that Catholic schools should not be bullied by the state, as they often provided for the poorest inner-city communities.[64]

Serious thought was given to integrating public (fee-paying) schools into the state system. Butler was supportive and believed that standards would be raised in state schools if affluent and articulate parents were involved in the system. The Fleming Commission, assembled by Butler, recommended in July 1944 for a quarter of public school places to be given to scholarships. However, nothing came of it, not least as the idea of spending ratepayers' money on a few bright pupils often did not meet with local authority approval.[65][66]

1942–1945

[edit]

With Churchill's leadership being questioned after recent reverses in the Far East and North Africa, Ivor Bulmer-Thomas (14 August 1942) commented that some Conservative MPs saw Butler, rather than Eden, as a potential successor. In late November 1942, Butler toyed with the idea of allowing himself to be considered for the job of Viceroy of India (in succession to Lord Linlithgow). Eden had been offered the position by Churchill and was seriously considering accepting it. In the end, Field Marshal Wavell was appointed.[67] Butler helped to write King George VI's Christmas broadcast at the end of 1942.[68]

Butler lobbied John Anderson, Kingsley Wood and Ernest Bevin for an education bill in 1943,[69] and by the end of 1942, a draft White paper was proceeding through the Lord President's Committee.[70][71] By March 1943, with an Allied victory seeming only a matter of time, Churchill began to support an education bill in 1944 and was aware that he needed to promise postwar improvements and that reforming schools would be cheaper than implementing the Beveridge Report. When the White Paper was published on 16 July 1943, church-state relations received the least attention.[72]

The resulting bill became the Education Act 1944 and is often known as the "Butler Act". It brought in free secondary education; until then, many grammar schools charged for entry, albeit with local authority assistance for poorer pupils in recent years. The Act expanded nursery provision and raised the school leaving age to 15, with a commitment to raise it further to 16 (not implemented until 1972).[47]

At the second reading in March 1944, Thelma Cazalet-Keir, part of Quintin Hogg's Tory Reform Committee, proposed two amendments, one to raise the school leaving age to 16 by 1951 and another demanding equal pay for women teachers. The latter passed by one vote on 28 March 1944. This was the only time the Coalition suffered a significant defeat in a division. Churchill made the amendment a matter of confidence and ensured its defeat on 30 March. This was one of the events which made Churchill and the Conservatives appear reactionary and contributed to their election defeat in 1945. The Butler Act became law in August 1944.[73][74]

With party politics restarting, Butler opposed the nationalisation of iron and steel on 9 April 1945.[75] After the end of the European War in May, Butler was Minister of Labour for two months in the Churchill caretaker ministry. In the Labour landslide of July 1945 he held Saffron Walden narrowly, his majority falling to 1,158.[47] He would probably not have held the seat if the Liberal candidate had not polled over 3,000 votes and split the opposition vote.[76]

In opposition

[edit]

After the Conservatives were defeated in the 1945 general election, Butler emerged as the most prominent figure in the rebuilding of the party.[77] He became Chairman of the Conservative Research Department, assisted by David Clarke and Michael Fraser. In 1946, he became chairman of the Industrial Policy Committee. In 1947, the Industrial Charter was produced, which advocated full employment and acceptance of the welfare state.[47]

Chancellor of the Exchequer

[edit]

When the Conservative Party returned to power in 1951, Butler was appointed Chancellor of the Exchequer in the absence of other candidates, Oliver Lyttleton being seen as too close to the City of London.[78] He inherited a balance of payments crisis that was partially caused by the increase in defence spending as a result of the Korean War.[79] Butler initially planned to let the pound float (which would in practice devalue it) and become partially convertible ("Operation ROBOT"). The latter was struck down by Lord Cherwell and his adviser Donald MacDougall, who prepared a paper for Churchill. The counterargument was that the balance of payments would have worsened, as any reduction in demand for imports would have been swamped by the rise in prices of imported goods. Furthermore, 90% of other countries' sterling balances, kept in London, were to be frozen. They too would effectively have been devalued, which would have angered Commonwealth countries, would have broken the rules for the International Monetary Fund and would not have been allowed under the new European Payments Union.[80] He was also opposed by his junior minister, Arthur Salter, while Lord Woolton insisted Eden should be involved since the policy would affect foreign relations.[81] Eden opposed it in a rare intervention in domestic politics.[82] It was finally buried at two Cabinets, on 28 and 29 February 1952.[81]

Butler followed to a large extent the economic policies of his Labour predecessor, Hugh Gaitskell, by pursuing a mixed economy and Keynesian economics as part of the post-war political consensus. The name "Butskellism", referring to the generally similar economic policies pursued by both Conservative and Labour governments, was coined partly in response to Butler's extension of Gaitskell's NHS charges in 1952, the issue over which Aneurin Bevan and other Labour left-wingers had resigned in April 1951.[83][84] In 1954, The Economist published an editorial headed "Mr Butskell's Dilemma", which referred to the "already... well-known figure" Mr Butskell as "a composite of the present Chancellor and the previous one".[85] However, Butler had more interest in monetary policy and in convertibility, whereas Gaitskell was more inclined to exchange controls, investment and planning.[86]

Butler maintained import controls and began a more active monetary policy.[87] In the March 1952 budget, he raised the official bank rate to 4%, cut food subsidies by 40%, reduced taxes and increased pensions and welfare payments, the cumulative effect being to increase foreign exchange reserves but depress domestic demand.[86] His 1953 budget cut income tax and purchase tax and promised an end to the excess profits levy. When Churchill suffered a stroke in the summer of 1953, an illness that was concealed from the public, Butler acted as head of the Government since Churchill's presumed successor, Eden, was in the United States having medical treatment.[86] Between 29 June and 18 August 1953, Butler chaired sixteen Cabinet meetings. In July, Macmillan recorded a conversation with Walter Monckton, who was willing to serve under Eden but not Butler, whom he considered "a slab of cold fish".[88]

Britain's economic problems were worsened by Monckton's appeasement of the trade unions (the 1954 rail strike was settled on the union's terms with Churchill's backing) and by Macmillan's drive to build 300,000 houses a year.[86]

Butler was appointed to the Order of the Companions of Honour in 1954.[89] He supported Churchill's proposal for Eden to take "command of the Home Front" in summer 1954, not least as he hoped to succeed Eden as foreign secretary.[90] Butler was one of the ministers who demanded to Churchill's face (22 December 1954) that he set a date for his retirement.[91]

Under Eden

[edit]

Move from the Exchequer

[edit]

Butler's political judgement was affected by the death of his first wife, Sydney, on 9 December 1954. In February 1955, he increased the bank rate and restored hire purchase restrictions, and the 1955 budget reduced income tax by 6d, which was allegedly based on faulty Treasury statistics.[92] In April, Anthony Eden succeeded Churchill as prime minister. After the Conservatives won the May 1955 general election, Butler declined a request he move from the Exchequer and later admitted that was a mistake.[86][92] In an unfortunate speech on 18 October, he commented that the country must not sink into "easy evenings with port wine and over-ripe pheasant". The Daily Mirror commented that he had "dropped his silver spoon upon the polished floor".[93] By now, it was apparent that the economy was "overheating" since inflation and the balance of payments deficit were rising sharply. The Cabinet refused to agree to cut bread subsidies, and there was a run on the pound. His final budget in October 1955 reversed several of the measures from the spring budget, which led to charges of electoral opportunism. Hugh Gaitskell accused him of having deliberately misled the electorate,[87] which amused Macmillan, who wrote in his diary of how Butler was always talking of "honour" in Cabinet.[92] The introduction of purchase tax on kitchen utensils caused it to be labelled the "Pots and Pans" budget. Macmillan was already negotiating with Eden for Butler's job.[94]

In December 1955, Butler was moved to the post of Lord Privy Seal and Leader of the House of Commons. Although he continued to act as a deputy for Eden on a number of occasions, he was not officially recognised as such, and his successor as chancellor, Harold Macmillan, insisted on an assurance from Eden that Butler was not senior to him.[95] Harry Crookshank warned that he was committing "political suicide" by giving up a big department.[96] He recorded that after December 1955 that "it was never again said of me, or for that matter of the British economy either, that we had la puissance d'une idée en marche".[97][b]

Butler suffered from what his biographer calls an "inability to take Eden wholly seriously".[98] A number of his sardonic witticisms about Eden, who was already subject to press criticism, surfaced, and The Sunday People reported on 8 January 1956 that Eden was to resign and hand over the premiership to Butler. When it was officially denied, on 9 January, Butler told The Guardian that he was determined to "support the Prime Minister in all his difficulties" and that Eden was "the best Prime Minister we have".[99][100]

Butler threatened resignation in March 1956 over Macmillan's plans to reverse the 6d cut in income tax. Macmillan himself then threatened resignation unless he was allowed to make spending cuts instead.[101] Butler also served as Rector of the University of Glasgow from 1956 to 1959.[102]

Suez

[edit]

Butler was ill when Gamal Abdel Nasser nationalised the Suez Canal and was not formally a member of the Cabinet Egypt Committee. Butler later claimed that he had tried to keep Eden "in a political straitjacket" and advocated an open invasion of Egypt. Gilmour wrote that this would have attracted even more international opprobrium than Eden's pretence of enforcing international law.[87]

Butler seemed to be doubtful of Eden's Suez policy but never said so openly.[103] Macmillan recorded on 24 August that Butler was "uncertain" and "wanted more time" before resorting to force. On 13 September, he recorded that Butler preferred to refer the matter to the UN, as Labour and the churches wanted.[104] After the UN voted for an emergency force and an Israeli-Egyptian ceasefire seemed imminent, Butler tried to have the Anglo-French invasion halted. He ended up pleasing neither those who were opposed to the invasion nor those who supported it.[87][c]

On the evening of 6 November 1956, after the British ceasefire had been announced, Butler was observed to be "smiling broadly" on the front bench and astonished some Conservatives by saying that he "would not hesitate to convey" to the absent prime minister the concerns expressed by Gaitskell.[105] Eden's press secretary, William Clark, an opponent of the policy, complained, "God how power corrupts. The way RAB has turned and trimmed". He later resigned, along with Edward Boyle (Economic Secretary to the Treasury), as soon as the fighting was over.[105] Butler was seen as disloyal because he aired his doubts freely in private while he was supporting the government in public, and he later admitted that he should have resigned.[106] On 14 November, Butler blurted out all that had happened to 20 Conservative MPs of the Progress Trust in a Commons Dining Room (his speech was described by Gilmour as "almost suicidally imprudent").[107]

Butler had to announce British withdrawal from the Canal Zone (22 November), which made him once again appear an "appeaser" to Conservative supporters up and down the country. That evening, Butler addressed the 1922 Committee of Conservative backbenchers, where his pedestrian defence of government policy was upstaged by a speech by Macmillan.[108][109]

Butler was seen to be an indecisive leader who was not up to Macmillan's stature.[110] However, the Press Association were briefed that Rab was "in effective charge" during Eden's absence in Jamaica from 23 November.[107] Eden was not in telephone contact and did not return to Britain until 14 December.[111]

Shadow Chancellor Harold Wilson said that Butler had "the look of a born loser" (20 December).[112] Butler spent most of his Christmas break shooting.[113] He later recorded that during his period as acting Head of Government at Number 10, he had noticed constant comings and goings of ministers to Macmillan's study in Number 11, next door, and that those who attended all later received promotion when Macmillan became prime minister. Butler, unlike Macmillan, preferred the assessments of the Chief Whip (Edward Heath) and Chairman of the Party (Oliver Poole), who believed that Eden could survive as prime minister until the summer recess if his health held up.[114]

However, there is circumstantial evidence that Butler may have colluded with Eden's doctor, Sir Horace Evans, to exaggerate the state of Eden's health to encourage him to resign. Evans wrote Butler an ambiguous letter about "your help and guidance over my difficult problems with AE" and added, "Here we have made, I have no doubt, the right decision". Anthony Howard observes that any interpretation of the letter is "purely speculative" and that there is "no concrete evidence" of what actually occurred.[115]

Succession to Eden

[edit]

Eden resigned as prime minister on Wednesday 9 January 1957. At the time, the Conservative Party had no formal mechanism for determining a new leader, but Queen Elizabeth II received overwhelming advice to appoint Macmillan as prime minister instead of Butler, rather than wait for a party meeting to decide. Churchill had reservations about both candidates but later admitted that he had advised her to appoint "the older man", Macmillan. In the presence of Lord Chancellor Kilmuir, Lord Salisbury interviewed the Cabinet one by one and with his famous speech impediment asked each one whether he was for "Wab or Hawold".[116] Kilmuir recalled that three ministers were for Butler: Walter Monckton, Patrick Buchan-Hepburn and James Stuart, all of whom left the government thereafter. Salisbury himself later recorded that all of the Cabinet were for Macmillan except for Patrick Buchan-Hepburn, who was for Butler, and Selwyn Lloyd, who abstained.[117][118] Salisbury may not have been an entirely impartial returning officer, as Butler had replaced Salisbury (Lord Cranborne as he had been at the time) as Under-Secretary for Foreign Affairs in 1938, who when the latter had resigned over policy towards Italy. Julian Amery, who was not a member of the Cabinet at the time, alleged that Salisbury interviewed ministers in the order of their loyalty to Macmillan and kept the tally in plain view on the table so that waverers would be more inclined to plump for the winning candidate.[118]

Heath (Chief Whip) and John Morrison (Chairman of the 1922 Committee) advised that the Suez group of right-wing Conservative backbenchers would be reluctant to follow Rab.[117][118] The whips rang Boothby (pro-Macmillan) in Strasbourg to obtain his views, but there is no evidence that they were very assiduous in canvassing known pro-Butler MPs.[119]

Butler later claimed to have been "not surprised" not to be chosen in 1957.[120] In fact, he appears to have fully expected to be appointed and aroused his sister's misgivings by asking, "What shall I say in my broadcast to the nation tomorrow?"[117] Heath, who brought him the news that he had not been chosen, later wrote that he appeared "utterly dumbfounded" and that for years afterwards, he was known to ask colleagues why he had been passed over. Heath suggests that caused a loss of confidence, which prevented him from gaining the premiership in 1963.[121] The media were taken by surprise by the choice, but Butler confessed in his memoirs that there was a sizeable anti-Butler faction on the backbenches, but there was no such anti-Macmillan faction. Butler spoke bitterly the next day about "our beloved Monarch".[122]

Butler attributed his defeat to Macmillan's "ambience" and "connections". He said "savage" things to Derek Marks of the Daily Express, who protected Butler's reputation by not printing them and years later told Alistair Horne, Macmillan's biographer that he "could not understand" why he had been passed over after "picking up the pieces" after Suez. Nigel Nicolson, who had conceded that "in the circumstances", Macmillan was the right choice, wrote of the "melancholy that right had not triumphed" with which Butler proposed Macmillan as leader at the party meeting on 22 January.[123]

In Gilmour's view, Butler did not organise a leadership campaign in 1957 because he had expected Eden to hang on until Easter or summer.[124] Campbell wrote, "The succession was sewn up before Rab even realised there was a contest".[125] Richard Crossman wrote in his diary (11 January), "This whole operation has been conducted from the top by a very few people with great speed and skill, so that Butler was outflanked and compelled to surrender almost as quickly as the Egyptians at Sinai".[119] Brendan Bracken wrote that besides his perceived stance of pursuing Labour policies, the "audience (was) tired of" Butler who had been the heir apparent for too long, an analysis that is echoed by Campbell, who likens Macmillan's sudden emergence after a quick succession of senior jobs to that of John Major in 1989–1990 and points out that like Major, Macmillan pretended to be "right wing" to win the leadership despite having views similar to his opponent's.[126]

Under Macmillan

[edit]

Home Office

[edit]

Butler had to accept the Home Office under Macmillan, not the Foreign Office, which he wanted.[122] In his memoirs, Macmillan claimed that Butler "chose" the Home Office, an assertion of which Butler drily observed in his own memoirs that Macmillan's memory "played him false".[127] Heath corroborates Butler's claim that he had wanted the Foreign Office and suggested that with his "quiet charm", he could have won over the Americans.[128] Butler also remained Leader of the House of Commons.

In early 1958, he was left "holding the baby", as he put it, after Macmillan had departed on a Commonwealth tour after the resignation of Chancellor Thorneycroft and the Treasury team.[124]

Butler held the Home Office for five years, but his liberal views on hanging and flogging did little to endear him to rank-and-file Conservative members. He later wrote of "Colonel Blimps of both sexes – and the female of the species was more deadly, politically, than the male". Butler later wrote that Macmillan, who kept a tight grip on foreign and economic policies, had given him "a completely free hand" in Home Office matters, which may well have been, in Gilmour's view, because reform was likely to blacken Butler in the eyes of Conservative activists.[129] Macmillan's official biographer believes that Butler simply had no interest in home affairs. Butler later said, "I couldn't deal with Eden, but I could deal with Mac".[130]

Butler inherited a Homicide Bill, which introduced different degrees of murder. He had privately come to favour abolition of hanging but signed off on the execution of James Hanratty, which was thought at the time to be a miscarriage of justice.[131] He declined to reintroduce corporal punishment, according to the recommendation of the prewar Cadogan Report.[124][132]

Butler gave a very successful speech at the Conservative Conference in 1959. Despite the recommendations of the Wolfenden Report, he could not decriminalise homosexual acts between consenting adults (that would not happen until 1967), but the Conservatives were more willing to implement Wolfenden's recommended crackdown on street prostitution. He passed the Licensing Act 1961 and reformed the law on obscene publications. The Betting and Gaming Act legalised betting.

Annual immigration from the Indian subcontinent had risen from 21,000 in 1959 to 136,000 in 1961. Butler introduced the first curbs on immigration although the Eden Cabinet had contemplated measures in 1955. It was initially opposed by Labour, but the party brought in stricter curbs when it returned to office.[129]

Enoch Powell praised Butler's performance as a great reforming Home Secretary. He recalled that if Butler was absent from his post as Chairman of the Cabinet Home Affairs Committee, it was if the government itself "came to a standstill".[133]

Other Cabinet positions

[edit]

Besides the Home Office, Butler held other senior government jobs in these years. He likened himself to the Gilbert and Sullivan character "Pooh Bah".[134] In October 1959, after that year's general election, he was appointed Chairman of the Conservative Party, which required him to attack Labour in the country, but as Leader of the House, he had to co-operate with Labour in the Commons.[124] His new position prompted an analogy, described as "ludicrous" by Anthony Howard, in The Economist with Nikita Khrushchev's rise to power through control of the Soviet Communist Party.[135]

In 1960, Macmillan moved Selwyn Lloyd from the Foreign Office to the Exchequer by telling him that it would put him in a good position to challenge Butler for the succession. He appointed Lord Home as Foreign Secretary, refused again to appoint Butler and told him that it would be "like Herbert Morrison" if he took the position. That was "fantastically insulting" in Campbell's view, as Morrison was then regarded as "the worst Foreign Secretary in living memory". Butler disagreed with the analysis but accepted it, enabling Macmillan to claim once again that he had declined the Foreign Office. Butler declined to accept Home's old place as Commonwealth Secretary.[136]

In the October 1961 reshuffle, Butler lost the party chairmanship to Iain Macleod, who also insisted on getting the job of Leader of the House, which Butler had held since 1955. Butler retained the Home Office and declined Macmillan's suggestion to accept a peerage. Butler gave an excellent party conference speech in October 1961.[136] In March 1962, Butler was made head of the newly-created Central African Department.[129][137] Butler was, however, given oversight of the EEC entry negotiations, which he strongly supported despite worries about the agricultural vote in his constituency.[129] A cartoon showed Macmillan and Butler as the miserable emigrating couple in Ford Madox Brown's painting The Last of England.[138]

Butler helped to precipitate Macmillan's brutal "Night of the Long Knives" reshuffle by leaking to the Daily Mail on 11 July 1962 that a major reshuffle was imminent.[139] He referred to it as the "Massacre of Glencoe".[140] Macmillan later told Selwyn Lloyd on 1 August that he thought Butler had been planning to split the party over entry to the European Economic Community.[141] In the reshuffle, Butler lost the Home Office although he kept the Central Africa Department. He also became the inaugural First Secretary of State, a position that was created partly to avoid the earlier constitutional objections to that of Deputy Prime Minister.[142] However, he continued to act as a deputy for Macmillan, as he had earlier for Eden as well, including for six weeks during Macmillan's 1958 tour of the Commonwealth.[143]

Macmillan allegedly told Butler that he was the most likely successor as prime minister, but Macmillan used the opportunity to promote younger men, who might provide an alternative. They included Lord Hailsham, who was given the task of negotiating the Test Ban Treaty; Reginald Maudling, who was appointed chancellor; and Edward Heath, who oversaw the EEC entry negotiations; he hoped to groom one of them as an alternative successor.[129][144]

Succession to Macmillan

[edit]

Profumo, peerages and Africa

[edit]
Butler in 1963

Butler told Tony Benn in February 1963 that he expected Macmillan to stay on and fight the next general election,[145] which could occur no later than 1964. During the crisis caused by Profumo affair, Butler was asked by Martin Redmayne, the Conservative Chief Whip, and Lord Poole, Party Chairman, if he would in principle serve in a Maudling government.[146] He was also visited by Maudling, the two men agreeing to serve under each other if necessary. Since Butler was technically his senior, Maudling believed that gave him an advantage. It was reported that the Cabinet generally backed Butler, but backbench MPs supported Maudling.[147]

On 16 July, the Lords amended the Peerage Bill, which was then passing through Parliament, so that any existing peer could disclaim his peerage within twelve months of the bill becoming law, not after the next general election, as originally planned. The Peerage Act 1963 received Royal Assent on 31 July, which allowed Lords Hailsham and Home to become potential candidates for the succession.[148]

By mid-1963, Butler had largely come to believe (or so he alleged in a 1966 interview)[145] that he was probably too old for the leadership and that when Macmillan resigned, the position would go to a younger man. This may explain why Butler did not put up much of a fight for the leadership that autumn, although in fact Home, the eventually successful candidate, was almost exactly the same age as Butler, and both men were substantially younger than Macmillan himself had been when he first entered 10 Downing Street.

In the summer of 1963, Macmillan told Lord Hailsham, "Rab simply doesn't have it in him to be Prime Minister".[129] Just before Butler departed for the Victoria Falls Conference in July 1963, John Morrison, still Chairman of the 1922 Committee, told him bluntly to his face: "The chaps won't have you".[149]

At the Victoria Falls Conference, Butler dissolved the Central African Federation. The following year, the Nyasaland Protectorate became independent as Malawi and Northern Rhodesia as Zambia; Southern Rhodesia declared unilateral independence from Britain in 1965.[129]

Conference and customary processes

[edit]

In October 1963, Macmillan, having just decided to stay on and to lead the party into the next general election, was taken ill on the eve of the Conservative Party Conference. Butler insisted on occupying the leader's suite at the Imperial Hotel and on delivering the leader's speech on the final day (12 October).[150] During the conference, Lord Home announced that Macmillan was to resign as prime minister. In the confusion of the next few days, Hailsham campaigned openly for the job in a manner that was considered vulgar. Butler, Home and their wives lunched together on Saturday 12 October. Home said that he would be seeing his doctor that week and so hinted that he might be about to put his name forward for the leadership.[151] Butler's speech, when he delivered it, was an attempt to update the postwar Charters to modern politics, and he reprinted some of the speech verbatim in his memoirs. However, his delivery was, in Heath's later description, "monotonous and ineffective and did him no good whatever".[152] Howard described it as "flat and uninspiring",[153] and Peregrine Worsthorne wrote at the time that he spoke in a "limp and faltering voice".[149] Butler later called the Imperial "that awful hotel"[154] and refused to visit Blackpool ever again.[155]

Back in London, Macmillan, from his hospital bed, proposed on 14 October a four-track consultation to "take soundings" (of the opinions of Cabinet, MPs, peers and leading members of the party organisation in the country) and to select a consensus leader through the "customary processes". The Cabinet met and was chaired by Butler on 15 October, and approved the plan, which was to be completed by 17 October.[156] Howard argues that Butler should also have insisted that the Cabinet meet again on 17 October to approve the "results" of the soundings.[156]

Selwyn Lloyd visited Macmillan in hospital on 16 October and argued against Butler, who he said was much disliked in the constituency associations "particularly the Women. Why that is, no one seems to know".[157][158] Current ministers who visited Macmillan in hospital included Duncan Sandys, who advised for Home not as a compromise but on his own merits, and Edward Heath who felt that Butler would be uninspiring and had not emerged as a natural and undisputed successor in the way that he should have. Other ministers thought either Butler or Home to be suitable. Edward Boyle later felt he had been too favourable to the idea of a Home leadership, which led to him being wrongly recorded as a Home supporter.[157] Sitting at the Cabinet table on 16 October during the soundings, Butler said "I don't know what's happening" before adding "but I do really". When asked what he would do if once again not appointed prime minister, he replied, "I shall behave with dignity".[159]

Results of the consultations

[edit]

Much ink has been spilled on how badly the consultation process was rigged, but Macmillan recommended the outside candidate Lord Home for the premiership.

Lord Chancellor Dilhorne had already begun polling the Cabinet at the Blackpool Conference and claimed that not counting Macmillan or Home, 10 were for Home (including Boyle and Macleod, both of whom later insisted that they supported Butler), 4 for Maudling (originally 3, amended to 5 and then down to 4), 3 for Butler and 2 for Hailsham.[160] In a review of Horne's Life of Macmillan published in the London Review of Books in 1989, Gilmour argued that Dilhorne falsified the figures[161] a claim that was repeated in 2004.[102] Dilhorne recorded Hailsham as saying that he could "not" serve under Butler. Hailsham in fact claimed that he "had" offered to serve under Butler if necessary.[162] Frederick Errol, President of the Board of Trade, had been told by Chief Whip Martin Redmayne at Blackpool that the succession had been already arranged for Home,[162] as had John Boyd-Carpenter, a Butler supporter, on 9 October.[163]

Redmayne's whips had also begun polling MPs and junior ministers at Blackpool and claimed that 87 supported Home and 86 Butler, another claim that was ridiculed by Ian Gilmour,[102] and 65 MPs were found to be for Hailsham, 48 for Maudling, 12 for Macleod and 10 for Edward Heath, with Home being well ahead on second preferences.[160] Despite denials by the whips, Redmayne let slip in a radio interview (19 December 1963, subsequently published in The Listener) about the four questions they asked: namely, their first and second preferences as leader, whether or not there was any candidate whom they especially "opposed" and whether they would in principle accept Home as leader.[164] Humphry Berkeley refused to answer the "hypothetical question" of whether he would support Home as compromise between Butler and Hailsham.[165] Jim Prior (then a backbencher) and Willie Whitelaw (then a junior minister) later recalled how they felt the whips were pushing Home's candidacy. Prior's first choice was Maudling and second Butler, and he opposed Hailsham but suspected that he had been recorded as pro-Home after repeated pushing on the fourth question. Whitelaw thought the fourth question "improper".[162]

Amongst Conservative peers, Home led Butler by 2 to 1.[160] The constituency parties, in so far as their views could be ascertained, were reported as being 60% for Hailsham and 40% for Butler, with strong opposition to both. They had not really been offered Home as a candidate, but it was reported that they would "rally round him".[166]

The "Quad" rebel

[edit]

The results of the consultation became known to the rest of the Cabinet around lunchtime on 17 October. Powell, Macleod, Hailsham and Maudling (known as "the Quad" in some accounts of the following days) were outraged and sought to persuade Butler to refuse to serve under Home in the belief that it would make a Home premiership impossible and result in Butler taking office. Macleod and Maudling demanded that Dilhorne lay the results of his consultations before the Cabinet, but he refused to do so.[156] Butler was not present at the meetings (17 October) at 5pm at Macleod's flat and that night at Powell's house during which Maudling agreed to serve under Butler.[167] Hailsham, who was at a separate gathering but keeping in touch with Powell's house by telephone, also agreed to serve under Butler. He telephoned Butler and repeated his answers aloud to the room as if he were a barrister "leading" a slow witness (Butler said that he had been "dozing off" and ended the conversation by repeating that he was off to do so) before telling him "you must put on your armour, dear Rab".[102][162] The "Quad" summoned Martin Redmayne, who stood firm against their demands. They demanded that he pass on their concerns to the Palace. Then, Lord Aldington, who had also been at the meeting, drove Redmayne back and telephoned Sir Michael Adeane, the Queen's Private Secretary, to make sure the message was passed on.[162]

Powell, a wartime brigadier, observed that they had given Butler a loaded revolver, which he had refused to use on the grounds that it might make a noise. Macleod commented that they had put the "golden ball in his lap, if he drops it now it's his own fault".[102][168][169]

The Times wrote of Butler on Friday morning (18 October) that "he always looks as if he will be the next Prime Minister until it seems that the throne may actually be vacant".[170] Macmillan finally resigned that morning, the Queen calling on him in hospital shortly afterwards to receive his written "advice". He had likened the "Quad" to the Fox-North Coalition and had to urge Home, who had agreed to stand only as a compromise candidate, not to withdraw.[171] Butler called Dilhorne the same morning to demand a meeting of the three main candidates (Butler, Home and Maudling) before the succession was resolved; "no reply was vouchsafed", as Butler put it. Butler, Macleod, Hailsham and Maudling met at the Treasury on 18 October as Home was at the Palace, accepting the Queen's invitation to " try" to form a government.[167]

Butler was pushing for a two-way meeting with Home, but he should, in Howard's view, have insisted on Home confronting the "Quad". Home immediately moved into Number 10 and interviewed Butler then Maudling early in the afternoon. Butler did not at first agree to serve, as he had reservations about whether Home, a peer and not a moderniser, was a suitable prime minister.[172] Hailsham, Butler and Maudling finally met Home that evening after dinner, by which time Hailsham was already wavering and expressing a willingness to serve under Home.[173] Butler's old friend, Geoffrey Lloyd, sat up with him until 3am on the morning of Saturday 19 October, telling him that "if you're not prepared to put everything to the touch, you don't deserve to be Prime Minister".[174]

Butler agrees to serve

[edit]

The next morning (19 October), Butler and then Maudling agreed to serve under Home, who returned to the Palace to report that he could "form a government" and to "kiss hands", i.e. formally accept appointment as prime minister.[173] The Queen is thought to have privately preferred Home, whom she knew well socially, to Butler, although that did not influence the decision.[162] The Palace knew that Home could not form a government without Butler serving,[175] although Home himself later said that he could have formed a government without Butler but not without Maudling.[159]

Some, including Macmillan, argued that Butler's vacillation was further proof of his unfitness to be prime minister. Lord Poole commented that "if you had seen him yesterday morning, dithering about in a gutless sort of way, you would not want him to be Prime Minister of this country. I was quite appalled, quite disgusted".[176]

Butler later alleged in a letter to The Times that not to have served might have led to a Labour government; the suggestion was later dismissed as absurd by Wilson himself.[citation needed] Butler later described Home as an "amiable enough creature".[102] He was motivated by his knowledge of Robert Peel and the split over the Corn Laws.[159] He later told Elizabeth Longford that it was "the supremely unforgettable political lesson of history.... I could never do the same thing in the twentieth century, under any circumstances whatever".[175]

Powell and Macleod refused to serve under Home.[177] Butler had planned to make Macleod Chancellor of the Exchequer and discussed the names of economists who could be asked to advise.[178]

Butler was less devastated than in 1957, as this time, it was largely a voluntary abnegation.[173] In a BBC radio interview in 1978, he discussed that in 1963, he had been passed over in favour of a "terrific gent", not a "most ghastly walrus".[179] Home and even Macmillan himself in the 1980s later conceded that it might have been better if Butler had become leader.[102] The episode of Home's elevation was a public relations disaster for the Conservatives, who decided to elect their next leader (Edward Heath in 1965) by a transparent ballot of MPs.

Foreign Secretary under Douglas-Home

[edit]

Home appointed Butler Foreign Secretary but he lost the title of deputy prime minister.[180] Macmillan, trying to control events from his sickbed, had urged Home to appoint Heath as Foreign Secretary but conceded that allowing Butler to have the position that he had always coveted might be a necessary price for his agreeing to serve.[181]

Macleod's article in The Spectator of 17 January 1964 in which he claimed that the leadership had been stitched up by a "Magic Circle" of Old Etonians damaged Macleod in the eyes of Conservatives, but some of the damage stuck to Butler as well.[182] Butler later wrote in The Art of Memory that "every word" of Macleod's Spectator article "[wa]s true".[183]

Butler was able to speak fluent French to French Foreign Minister Maurice Couve de Murville to the latter's surprise.[184] Butler's only major foreign trip was to Washington in late March 1964, where US President Lyndon Johnson complained about the sale of British-made buses to Castro-controlled Cuba, which was under a US trade embargo.[185]

Butler played only a small part in the 1964 general election campaign. He showed his lack of stomach for the fight by agreeing with the journalist George Gale of the Daily Express that the very close campaign "might yet slip away" in the "last few days". Randolph Churchill wrote that he had "uttered his own death-wish and death warrant".[186] He would not have retained the Foreign Office if the Conservatives had won.[102] The job had already been promised to Christopher Soames.[187] Many, including Wilson, said that Butler would have won the 1964 general election if he had been prime minister.[188]

At the comparatively early age of 61, Butler left office with one of the longest records of ministerial experience for contemporary politicians. After the election, he lost the chairmanship of the Conservative Research Department, which he had headed for 20 years, and refused Home's offer of an earldom, a rank normally granted to former prime ministers at the time (Harold Macmillan, for example, refused a barony in 1964 but accepted an earldom in 1984).[102][189][190]

Later life

[edit]

Master of Trinity and memoirs

[edit]

Butler remained on the Conservative front bench into the next year. Harold Wilson felt that the Conservatives had made Butler a scapegoat after the Daily Express incident during the election, and on 23 December 1964, Wilson offered him the job of Master of Trinity College, Cambridge (where Butler's great-uncle Henry Montagu Butler had previously been Master and the incumbent Lord Adrian was due to retire on 30 June 1965). Butler did not accept until the middle of January and took office at the start of the new academic year on 7 October 1965.[191] On 19 February 1965, he was created a life peer as Baron Butler of Saffron Walden, of Halstead in the County of Essex;[192] because of his appointment as master he sat as a cross-bench peer in the House of Lords. Between the 1964 election and his retirement from the House of Commons, he had been Father of the House.[193]

There was little consultation of Trinity fellows prior to Butler's appointment, but his opponents backed down in the face of public approval.[194] Butler was the first master in 250 years who had not himself been a student at the college.[102]

King Charles III, then Prince of Wales, studied at Trinity (1967–1970) during Butler's time as Master. Initially it was thought that he might study an ad hoc course; a humorous cartoon showed Butler telling the Prince that he was to study a specially made-up history course "in which I become Prime Minister".[195] Instead Butler recommended that unlike previous members of the Royal Family, Prince Charles live in College, study for a normal degree and sit Finals like any other undergraduate. After initial reluctance, the Palace agreed.[196] Butler was publicly promoted as a mentor and counsellor to the Prince by making himself available for a 45-minute time slot each evening before dinner if the Prince wished to seek his advice. He turned a blind eye to Prince Charles keeping a car in college (in breach of the rules) but exclaimed "Hell no!" when the Prince asked if he might join the Labour Club. Butler also gave Lucia Santa Cruz, his research assistant for his memoirs, a key to the Master's Lodge and often let her stay, which gave rise to rumours that he was facilitating a romance between her and the Prince.[197] Butler's appointment to the Order of the Garter on 23 April 1971[198] was seen as a gesture of recognition for his guidance of the young Prince.[199]

Butler soon earned respect by his brisk chairing of College Council Meetings, which was important because of Trinity College's huge investments in land and businesses, which generated an income of £1 million per annum at the time. He was also a director of Courtaulds, the family company, at this time.[200] By 1971, the fellows had warmed to him enough to vote recommending (successfully) that he be given a second six-year term,[102] despite the normal retirement age for masters being seventy.[201]

Butler's memoirs, The Art of the Possible, appeared in 1971.[202] He wrote that he had decided to "eschew the current autobiographical fashion for multi-volume histories". (Macmillan was bringing out an autobiography, which would eventually run to six large volumes.)[203] The work, largely ghosted by Peter Goldman, was described as the best single-volume autobiography since Duff Cooper's Old Men Forget in 1953.[204]

Butler also served active as the first Chancellor of the University of Essex[205] from 1966 to his death and Chancellor of the University of Sheffield from 1959 to 1977. He was High Steward of Cambridge University from 1958 to 1966 and High Steward of the City of Cambridge from 1963 until his death.[206]

Second term at Trinity

[edit]

From 1972 to 1975, Butler chaired the high-profile Committee on Mentally Abnormal Offenders, which was widely referred to as the Butler Committee and which proposed major reforms to the law and psychiatric services, some of which have been implemented.[207]

By the early 1970s, Butler's physical and mental powers were in unmistakable decline. He was, in the description of Charles Moore, then a student at Trinity, well into his "anecdotage". He scaled back his public appearances after an incident at the Booker Prize awards in London in December 1973, at which he told ill-judged anti-Semitic jokes, which caused grave offence to the publisher George Weidenfeld.[208]

As early as 1938, Chips Channon had called Butler's clothes "truly tragic" and as he grew older, Butler acquired an ever more dishevelled appearance.[87] He ate and drank copiously as Master of Trinity, which caused him to put on weight and to begin to suffer from heart problems.[209] On a visit to Cambridge in 1975, the first time that the two men had met in a decade, Macmillan commented on how fat Butler had become.[210] Butler also suffered from a skin complaint from the 1950s, which grew progressively worse to the point towards the end of his life, he would sometimes appear unshaven in public.[211]

In June and October 1976, he spoke in the House of Lords against the planned nationalisation of Felixstowe Docks, owned by Trinity College. He argued that Trinity, which has had more Nobel Prize winners than the whole of France, spent the income on science research and on subsidising smaller Cambridge colleges. The bill was abandoned after it was delayed by the House of Lords.[212]

Butler's term as Master ended in 1978. Butler House at Trinity is named after him.[213]

Final years

[edit]

Butler published The Conservatives in 1977.[202] His last speech in the House of Lords, in March 1980, was to defend the provision of free school buses, which he regarded as vital for Conservative support in rural areas.[214] His last public appearance, by which time he was unwell and had to remain seated, was on 13 January 1982 at the unveiling of his portrait at the National Portrait Gallery, London.[215]

Butler died of colon cancer in March 1982 in Great Yeldham, Essex.[211] He is buried in the churchyard of the parish church of St Mary the Virgin in Saffron Walden (see image). His will was probated at £748,789 (21 October 1982) (over £2.3m at 2014 prices).[216][217] His banner as Knight Companion of the Order of the Garter hangs in the church of St Mary's, Saffron Walden (see image).

A further volume of memoirs, The Art of Memory, appeared posthumously in 1982; modelled on Churchill's Great Contemporaries, Howard suggests that it matches his "neither in verve nor anecdote".[218] His son Adam Butler was an MP from 1970 to 1987 and a junior minister under Margaret Thatcher. His grandson Ed Butler is a retired Brigadier who commanded 16 Air Assault Brigade and 22 Special Air Service.[219]

Assessments

[edit]

Butler opened his memoirs by saying that his career had been split between academia, politics and India[220] and that his main regret was never having been Viceroy of India. He regarded the India Act 1935 and the Education Act 1944 as his "principal legislative achievements".[221] He also wrote that the way to the top was through rebellion and resignation, but he had gone for "the long haul" and "steady influence".[222] In an obvious dig at Home, he said in retirement "I may never have known much about fishing or flower-arranging, but one thing I did know was how to govern the people of this country".[223]

His obituary in The Times in 1982 called him "the creator of the modern educational system, the key-figure in the revival of post-war Conservatism, arguably the most successful chancellor since the war and unquestionably a Home Secretary of reforming zeal".[224]

Along with the Education Act 1944 and Butler's reforms as Home Secretary, John Campbell sees Butler's greatest achievement as the "redefine(ing of) the meaning of Conservatism" in opposition by encouraging the careers of talented younger men at the Research Department (Heath, Powell, Maudling, Macleod and Angus Maude, all of whom entered Parliament in 1950), by ensuring Conservative acceptance of the welfare state and a commitment to keeping unemployment low. Macmillan acknowledged Butler's role in his memoirs but stressed that those were the very policies that he had promoted in vain in the 1930s.[225] Butler enjoyed 26.5 years in office, equalled only by Churchill in the twentieth century.[226]

His biographer Michael Jago argues that the Latin tag which Butler applied to Eden, omnium consensu capax imperii nisi imperasset ("by common consent fit to rule until he ruled"), could have been applied just as accurately to Butler himself. While Butler was possibly the best chancellor since 1945, this was overshadowed by the disastrous budgets in 1955. Combined with Suez, these destroyed his chances of becoming prime minister even without Macmillan's opposition in 1963; "the coup de grace administered seven years later by Macmillan was posthumous". He also suggests Butler's handling of the Central African Federation, despite his illness, suggests that he may have been "the best Foreign Secretary Britain never had", but these qualities were negated by his chronic indecisiveness, often about petty matters. He argues that he was indecisive as chancellor, and recounts how during the Profumo Affair he once telephoned a junior civil servant to ask what he should do, as well as occasions on which he was unable to decide on the menu for an official lunch, or whether to attend a reception at the Moroccan Embassy.[227]

Roy Jenkins, describing a stormy meeting that Butler had with Lyndon B. Johnson, pinpointed a tendency in Butler's character in that "while Butler represented the forces of urbane, civilised superiority and Johnson the raw brashness of the insecure arriviste, it was also the case that Butler was the natural servant of the state and LBJ the natural ruler". He noted that a similar dynamic was at work in Butler's relations with the equally domineering Winston Churchill.[228]

Edward Pearce wrote of his legislative record that "Rab's failure was more brilliant than most politicians' success".[229]

Iain Macleod said of him that "Rab loves being a politician among academics and an academic among politicians; that is why neither breed of man likes him all that much".[230] Lobby correspondents (journalists who report on political affairs, including non-attributable information leaked to them) were advised never to believe anything that Butler told them but never to ignore anything he told them either.[170] Ian Gilmour argues that Butler was always more popular in the country than in his own party and that he acquired an unjust reputation for deviousness, but was in fact less so than a number of his colleagues.[231]

The Guardian and the Daily Mirror praised him on his return to Cambridge in June 1965 but wrote that he had lacked the ruthless streak needed to get to the very top in politics.[232] The Economist (27 June 1970) called him "the last real policy-making Chancellor".[233]

Personal life

[edit]

On 20 April 1926, Butler married Sydney Elizabeth Courtauld (1902–1954), the daughter of Samuel Courtauld and co-heiress to the Courtaulds textile fortune. They had four children:

Sydney died of cancer in 1954, and in 1959, Butler married again, this time to Mollie Courtauld (1908–2009), who was the widow of Sydney's cousin, Augustine Courtauld.[236] They purchased Spencers, the house in Essex in which Mollie had lived with Augustine Courtauld.[d] She remained there until her death on 18 February 2009, at the age of 101.[238][239]

Arms

[edit]
Coat of arms of Rab Butler
Crest
A falcon rising belled and jessed the dexter leg resting on a covered cup all Or.
Escutcheon
Gules on a chevron cottised between three covered cups all Or a cross couped Azure.
Supporters
Dexter a falcon belled Or, sinister an eagle Proper, each standing on a book Or.
Motto
Audentior [240]

Notes

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References

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Sources

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Primary sources

[edit]
  • Butler, Rab (1971). The Art of the Possible. London: Hamish Hamilton. ISBN 978-0241020074., his autobiography
  • Heath, Edward (1998). The Course of my Life: The Autobiography of Edward Heath. London: Hodder & Stoughton. ISBN 978-0340708521.
  • Brazier, Rodney (2020). Choosing a Prime Minister: The Transfer of Power in Britain. Oxford University Press. pp. 70, 73, 75.
[edit]
Revisions and contributorsEdit on WikipediaRead on Wikipedia
from Grokipedia
Richard Austen Butler, Baron Butler of Saffron Walden, KG, CH, PC, DL (9 December 1902 – 8 March 1982), commonly known as Rab Butler, was a British Conservative politician who occupied several of the highest offices of state, including Chancellor of the Exchequer from 1951 to 1955, Home Secretary from 1957 to 1962, and Foreign Secretary from 1963 to 1964, yet was overlooked for the premiership despite being a frontrunner in two leadership contests. Butler is principally remembered for his tenure as President of the from 1941 to 1945, during which he sponsored the that raised the , introduced free for all children, and established a tripartite system of , technical, and secondary modern schools, fundamentally reshaping public and . Elected as for in 1929, Butler advanced through junior ministerial roles in the and Foreign Office before the war, contributing to the , and later served as Leader of the and in the 1950s. His chancellorship involved managing postwar economic recovery, though his pragmatic and centrist approach drew criticism from both wings of the Conservative Party, contributing to his repeated failure to secure the party leadership after the resignations of in 1957 and in 1963. In his later years, he became Master of , from 1965 to 1978, and was elevated to the peerage in 1971.

Early Life and Education

Family Background and Childhood

Richard Austen Butler was born on 9 December 1902 in Attock Serai, British India (now Attock, Pakistan), to Sir Montagu Sherard Dawes Butler, an administrator in the Indian Civil Service, and Anne Gertrude Smith. The Butler family maintained strong ties to British colonial administration in India and academia, particularly at the University of Cambridge, where relatives including his father's forebears had held prominent positions. As the eldest of four siblings, Butler spent his initial years in India amid his father's official duties, which reflected the family's entrenched role in imperial governance. At age eight, he departed for , entering boarding schools in the west country to commence formal typical of children from Anglo-Indian civil service families. This transition marked a shift from colonial outpost life to the structured environment of British preparatory schooling, though accounts describe his early years as generally content.

Academic Training and Early Intellectual Development

Richard Austen Butler completed his secondary education at , attending from 1916 to 1920 after failing to secure a to . The school's emphasis on classical and modern studies laid a foundation for his linguistic interests, though specific academic distinctions from this period are not prominently recorded. In June 1921, Butler entered , his father's former college, where Sir Montagu Butler later served as Master. He initially pursued modern languages, focusing on French and German, before transitioning to history. Butler achieved a first-class degree in his studies, demonstrating early scholarly in historical and linguistic analysis. During his final year at , Butler was elected president of the in the summer term of 1925, a position that sharpened his rhetorical skills through rigorous debate. This role, attained at age 22, exposed him to diverse intellectual arguments and fostered a influenced by his family's academic and administrative heritage in British and circles. Following graduation in 1925, he remained at as a fellow of Corpus Christi College, lecturing on French history until 1929, which further developed his expertise in European affairs and political thought.

Entry into Politics

Election to Parliament and Initial Roles

Richard Austen Butler, known as Rab Butler, was selected as the Conservative Party candidate for the Saffron Walden constituency in Essex in 1927, leveraging family connections in the textile industry. He secured election as Member of Parliament (MP) for Saffron Walden in the United Kingdom general election held on 30 May 1929, defeating the sitting Liberal MP by a margin of 1,859 votes in a three-way contest. Butler retained this rural, agricultural seat—a safe Conservative stronghold—through subsequent elections until his retirement in 1965, representing it for 36 years. Upon entering amid the minority Labour government formed after the , Butler quickly aligned with prominent Conservatives, serving informally as a parliamentary assistant to Samuel Hoare, the Shadow Secretary of State for . This role honed his skills in legislative procedure and party organization during the brief Labour administration's collapse in 1931. Following the formation of the National Government under , Butler received his first formal appointment in November 1932 as Under-Secretary of State for , working under Hoare at the . In this junior ministerial position, which he held until 1937, Butler contributed to the development of the , advocating for gradual devolution of power to Indian provinces while defending British imperial interests amid debates over dominion status. Butler's early parliamentary contributions focused on imperial policy, where he earned recognition for his command of detail and pragmatic approach, though he faced criticism from hardline Conservatives for perceived concessions in the Bill. By 1937, his tenure had established him as a rising figure in the Conservative ranks, bridging moderate reformers and traditionalists within the party.

Rise Within the Conservative Party

Butler served as Parliamentary Private Secretary to Samuel Hoare, Secretary of State for India, following his election to Parliament in 1929, providing him early access to government policymaking circles within the Conservative-dominated National Government. This role positioned him to engage with key imperial issues, including preparations for constitutional reforms in India. On 29 September 1932, at the age of 29, Butler was promoted to Parliamentary Under-Secretary of State for India, a junior ministerial post that marked his entry into the government front bench and demonstrated the Conservative leadership's confidence in his administrative abilities despite his limited parliamentary experience. He held this position until 28 May 1937, during which he contributed to the drafting and passage of the , a major legislative effort to grant limited provincial autonomy while retaining British oversight, reflecting his alignment with the party's pragmatic approach to pressures. Subsequently, from 28 May 1937 to 24 February 1938, Butler served as to the , handling domestic employment and amid rising , which further broadened his portfolio and solidified his reputation as a versatile rising figure in the party. These successive appointments, achieved within eight years of entering , underscored his rapid ascent through the Conservative ranks, facilitated by his intellectual rigor and loyalty to party elders like Hoare and .

Pre-War Foreign Policy Role

Appointment to Foreign Office

In the wake of Anthony Eden's resignation as Foreign Secretary on 20 February 1938, prompted by disagreements with Prime Minister over the pace of negotiations with , Lord Halifax was swiftly appointed to the role, necessitating a replacement for the Marquess of Cranborne, who had resigned in solidarity as Parliamentary Under-Secretary. Richard Austen Butler, then aged 35 and serving as Parliamentary Secretary at the since May 1937, was selected to fill the parliamentary vacancy at the Foreign Office, with his appointment taking effect by late February. This move positioned Butler as the Commons spokesperson for Foreign Secretary Halifax, who sat in the , during a period of intensifying European tensions leading toward the . Butler's elevation reflected Chamberlain's preference for loyalists amenable to his strategy of toward dictatorships, contrasting with Eden's more confrontational stance; contemporaries noted Butler's prior alignment with Chamberlain's inner circle, including his work on the 1935 Government of India Act as Under-Secretary at the . German embassy officials reportedly viewed the appointment positively, congratulating Butler on 24 February and relaying to his perceived reliability in advancing diplomatic concessions. Lacking extensive experience, Butler's role emphasized domestic parliamentary defense of the government's approach rather than independent initiative, underscoring the Prime Minister's control over the department amid the exodus of skeptics like Eden and Cranborne.

Involvement in Appeasement Policies

Richard Austen Butler was appointed Parliamentary Under-Secretary of State for on 21 February 1938, following Anthony Eden's resignation over disagreements with Prime Minister Neville Chamberlain's approach to . In this junior ministerial role under Foreign Secretary Lord Halifax, Butler became a vocal defender of the government's policy of concessions to , viewing it as essential to avoid immediate conflict while Britain rearmed. His responsibilities included handling parliamentary questions and articulating the Foreign Office's position, which aligned closely with Chamberlain's efforts to negotiate with . Butler strongly endorsed the of 30 September 1938, which ceded the to in exchange for a pledge of no further territorial demands. As under-secretary, he participated in the diplomatic aftermath, including receptions and communications that signaled British acceptance of the deal, though he was not a principal negotiator. Contemporary accounts describe him as a resolute supporter of Chamberlain during this period, prioritizing dialogue over confrontation despite mounting evidence of Hitler's expansionist intentions, such as the earlier that year. This stance placed him firmly within the faction, contrasting with critics like who warned of its futility. In his 1971 memoirs, The Art of the Possible, Butler retrospectively justified as a pragmatic measure that bought Britain approximately one year to bolster defenses before the outbreak of war in September 1939, though historians note this defense overlooks the policy's role in emboldening German aggression. His unwavering public alignment with during 1938–1939 contributed to perceptions of him as part of Chamberlain's inner circle, a association that later hindered his leadership ambitions within the Conservative Party despite his survival in government under Churchill. Butler remained in the Foreign Office until July 1941, transitioning to domestic roles as gave way to wartime alliances.

Post-Munich Diplomacy and Resignation

Following the on 30 September 1938, Butler, as Parliamentary Under-Secretary of State for , played a key role in defending the government's policy in the , where he frequently acted as the primary spokesman due to Foreign Secretary Halifax's position in the Lords. He advocated for building on Munich through diplomatic initiatives, including pressuring to negotiate directly with over Danzig to avert further crisis, though Polish Foreign Minister rejected such talks on 28 October 1938, insisting on guarantees from Britain. Butler's alignment with deepened post-Munich, as evidenced by his increased access to Chamberlain's private counsel and his coordination with Halifax on consolidating the agreement's gains amid domestic and international skepticism. The German occupation of the rest of on 15 March 1939 marked a turning point, discrediting pure and prompting Butler to support the government's pivot to deterrence, including the British guarantee to announced on 31 March 1939. As tensions escalated, Butler participated in preparations for the Anglo-Polish mutual assistance pact, finalized on 25 , which committed Britain to defend against aggression—leading to the declaration of war on two days after the invasion on 1 September. Throughout 1939–1940, he handled routine parliamentary duties on foreign affairs under Chamberlain and continued in the role after Winston Churchill's formation of a in May 1940, surviving the transition despite his pro-appeasement reputation. Butler retained his position when Anthony Eden replaced Halifax as Foreign Secretary in December 1940, but personal and policy frictions emerged, exacerbated by Butler's earlier private criticisms of Churchill and his discomfort under Eden's more interventionist stance. In July 1941, amid wartime reorganization, Churchill offered Butler the choice between the Ministry of Information and the presidency of the ; he accepted the latter, effectively ending his tenure. This transfer, viewed by contemporaries as sidelining a figure associated with pre-war during a phase of , aligned with Butler's own desire to depart the Foreign Office, though it reflected Churchill's preference to place trusted allies like Eden's circle in sensitive diplomatic roles.

Wartime Domestic Responsibilities

Ministry of Education Appointment

Richard Austen Butler was appointed President of the Board of Education on 20 July 1941 by Prime Minister , entering the Cabinet for the first time as part of the wartime . This role succeeded Herwald Ramsbotham, who had shifted amid ongoing Cabinet reshuffles following the replacement of Neville Chamberlain's administration in May 1940. Butler's prior position as Under-Secretary of State for (1938–1941) had linked him to policies under Lord Halifax, prompting Churchill—known for his staunch anti- stance—to reassign him to a domestic portfolio distant from immediate war strategy. Churchill reportedly expressed surprise at Butler's willingness to accept the post, viewing education as peripheral to the war effort amid Blitz bombings, evacuations, and resource shortages that had already disrupted schooling for millions of children. Yet Butler embraced the opportunity, recognizing its potential for foundational postwar reforms in a field neglected since the 1902 Education Act, and leveraging wartime disruptions to advocate for systemic changes like raising the and expanding access. The , responsible for coordinating fragmented local authorities and voluntary schools under wartime constraints, provided Butler a platform insulated from controversies but aligned with Conservative emphases on practical efficiency over radical overhaul. Initial challenges included sustaining basic instruction amid air raids and teacher shortages, with over 1.5 million evacuees straining rural facilities by 1941. Butler prioritized stabilizing the system through administrative coordination rather than immediate legislation, deferring major bills until 1943–1944, while negotiating with the —controlling about half of elementary schools—to secure cooperation for future nationalization of funding. His pragmatic approach, informed by prewar experience, positioned the ministry for the transformative 1944 Act, though wartime exigencies limited early innovations to emergency measures like mobile canteens and part-time schooling.

Development and Passage of the 1944 Education Act

Butler, appointed President of the in July 1941 under Winston Churchill's wartime , began developing comprehensive educational reforms amid wartime discussions on post-war reconstruction. Influenced by reports such as the 1943 Norwood Report, which advocated a tripartite system comprising , technical, and modern schools based on aptitude assessed via examinations like the 11-plus, Butler focused on expanding access to while addressing inefficiencies in the pre-war system where only about 33% of places were free by 1913, rising modestly to around 50% by 1937. In February 1943, Butler's issued the Educational Reconstruction, which proposed replacing the Board with a Ministry of Education to centralize policy direction, providing free compulsory for all children up to age 15 (with intentions to raise it to 16 eventually), and establishing local education authorities (LEAs) responsible for developing comprehensive plans for school provision. The emphasized "parity of esteem" among school types to match children's ages, abilities, and aptitudes, while mandating and daily acts of worship in county schools, reflecting public sentiment for moral and spiritual renewal post-war. Development involved extensive consultations, particularly with religious bodies controlling over half of England's schools as voluntary institutions. Butler negotiated agreements with the and , enabling "aided" status for voluntary schools: LEAs would fund building maintenance and improvements in exchange for shared , while denominations retained religious instruction , thus securing church support and averting opposition that had derailed prior reforms. LEAs were also consulted on implementation feasibility, submitting development plans to the new ministry. The Education Bill was introduced in Parliament in late 1943, with the House of Commons debating its Second Reading on 19 January 1944, where Butler defended its provisions as a pragmatic response to wartime unity and demands for equity without radical upheaval. The coalition's cross-party consensus minimized amendments and opposition; Labour supported the bill, viewing it as progressive yet compatible with Conservative fiscal restraint, and it progressed through committees with minor adjustments on church funding and LEA powers. Royal Assent was granted on 3 August 1944, enacting the measure just before the general election.

Wartime Implementation and Church Negotiations

The 1944 Education Act received royal assent on 3 August 1944, amid ongoing World War II hostilities, establishing a framework for universal free secondary education while replacing the Board of Education with a dedicated ministry under Butler's leadership. Implementation faced significant wartime constraints, including resource shortages and labor demands; provisions such as raising the school-leaving age from 14 to 15, originally slated for 1945, were deferred until 1 April 1947 to preserve workforce contributions to the war effort. Local education authorities were nonetheless directed to prepare reorganization plans for secondary schooling, incorporating selective grammar, modern, and technical streams, though full execution awaited postwar reconstruction, with Butler emphasizing phased rollout to align with national recovery priorities. A central challenge was reconciling the Act's secular expansion with the denominational interests of voluntary church schools, which comprised about two-thirds of elementary provision, primarily Anglican and Catholic. Butler, appointed President of the on 29 July 1941, initiated protracted negotiations with leaders, including Archbishop William Temple, to supersede the acrimonious 1902 settlement and secure denominational buy-in for state integration. The resulting compromise introduced "aided" and "controlled" categories for voluntary schools: aided schools received full maintenance funding plus 50% toward (up from prior grants), retaining religious character and teacher appointment rights, while controlled schools transferred buildings to local authorities for full state funding in exchange for reserved religious instruction. This church-state accord mandated daily collective worship and syllabi-based in all maintained schools—predominantly Christian, reflecting wartime spiritual mobilization—while granting parents withdrawal rights, a clause Butler framed as balancing civic moral with denominational . Negotiations, spanning 1942–1944, involved concessions averting church opposition in , with Anglican dioceses opting variably (many for controlled status to ease financial burdens), enabling the Act's cross-party passage despite Free Church reservations. The settlement preserved dual-system pluralism but entrenched state subsidization of faith-based , a legacy Butler defended as pragmatic amid existential threats.

Opposition Period

Shadow Cabinet Contributions

In the period of Conservative opposition from July 1945 to October 1951, Rab Butler contributed to Shadow Cabinet efforts primarily through his leadership of the party's policy apparatus, rather than holding a formal front-bench portfolio. Appointed Chairman of the Conservative Research Department (CRD) by in November 1945, Butler oversaw a team that generated detailed analyses and alternative proposals critiquing Labour's nationalizations, economic controls, and social reforms, thereby equipping Shadow ministers with substantive ammunition for parliamentary debates and public positioning. Butler's CRD emphasized empirical assessments of Labour's policies, such as the inefficiencies of state monopolies in and , while advocating retention of core welfare provisions like the —provided they incorporated market incentives and private sector involvement to avoid fiscal profligacy. This pragmatic stance influenced critiques, including those led by figures like and , helping the party articulate a viable vision that rejected both socialist expansion and rigid pre-1939 . Key outputs under Butler's direction included advisory memoranda on and , which informed Shadow Cabinet responses to events like the 1947 fuel crisis and post-war reconstruction delays; these documents stressed causal links between over-regulation and , drawing on data from industry consultations and economic indicators to propose and incentives for productivity. His efforts fostered internal party cohesion, mitigating factional divides between traditionalists and reformers, and were credited with enhancing the opposition's credibility ahead of the 1951 election.

Drafting the Industrial Charter and One Nation Conservatism

Following the Conservative Party's defeat in the 1945 , party leader initiated a comprehensive policy review to adapt to the political landscape dominated by Labour's welfare reforms and nationalizations. Rab Butler, serving in the shadow cabinet, emerged as a central figure in this effort, leveraging his experience from the wartime Ministry of Education to advocate for pragmatic modernization over rigid ideological opposition to state intervention. Butler contributed significantly to the drafting of The Industrial Charter: A Statement of Conservative Industrial Policy, published in May 1947, which rejected pre-war laissez-faire economics in favor of accepting the welfare state, committing to full employment through demand stimulation, and promoting joint consultation between workers and management to foster industrial harmony. The document, developed by the party's Industrial Policy Committee, emphasized a mixed economy where private enterprise coexisted with government responsibilities for economic stability and social security, marking a strategic concession to Labour's achievements while differentiating Conservative voluntarism from socialist central planning. Butler actively promoted the charter through public engagements, including the pamphlet R. A. Butler Talks With You About the Industrial Charter, positioning it as a blueprint for "new Conservatism" that prioritized practical outcomes over doctrinal purity. This work laid foundational principles for One Nation Conservatism, a post-war ideological strand emphasizing national unity across class lines, paternalistic state involvement in mitigating inequality, and rejection of both unbridled capitalism and collectivism. Associated with Butler alongside figures like Harold Macmillan and Iain Macleod, it drew on Benjamin Disraeli's 19th-century vision of "one nation" but adapted it to endorse the Beveridge welfare framework and economic interventionism as tools for social cohesion, influencing the party's 1951 election manifesto and subsequent governance. Critics within the party, such as free-market advocates, viewed the charter's acceptance of Keynesian demand management and workers' charters as a risky accommodation to leftist shifts, yet its empirical appeal helped rehabilitate Conservatism's image, contributing to the 1951 victory by signaling adaptability without full endorsement of socialism. Butler's role underscored his commitment to "the art of the possible," prioritizing electoral viability and causal links between policy realism and voter support over abstract individualism.

Chancellorship of the Exchequer

Economic Inheritance and Initial Reforms

Upon taking office as on 28 October , following the Conservative victory in the general election, Rab Butler inherited an strained by a deteriorating , with imports exceeding exports amid rising global commodity prices fueled by the and increased defence commitments. The projected deficit for 1952 stood at £500–600 million, compounded by excess domestic demand, inflationary pressures, and falling , as the preceding Labour government had relied on consumption suppression and export prioritization to stabilize post-war recovery but faced renewed against sterling in mid-. Butler's immediate response emphasized deflationary measures to avert a sterling crisis, including raising the from 2% to 2.5% on 7 November 1951—the first such adjustment since 1939—to curb credit expansion and support the currency. He also introduced charges for dental and optical services under the , projected to yield £50 million in savings by reducing non-essential demand, while maintaining the welfare state's core framework inherited from Labour. These steps aligned with fiscal prudence to restore confidence, reviving monetary tools like interest rates and credit controls that had been subdued under wartime and post-war controls. In his first full budget on 11 March 1952, Butler shifted toward incentives for production and saving, delivering tax relief of approximately £107 million (equivalent to 0.7% of GDP), including reductions in and purchase tax on consumer goods to stimulate work effort without undermining export competitiveness. He further cut import quotas and food subsidies to address the payments gap, framing these as pragmatic adjustments within the rather than outright reversals of or welfare commitments, though critics noted the risks of if demand contracted excessively. This approach moderated while prioritizing sterling's stability, setting the stage for gradual relaxation of controls in subsequent years.

Budget Strategies and Fiscal Prudence

As Chancellor of the Exchequer from December 1951 to December 1955, Richard Austen Butler prioritized fiscal restraint to address inherited postwar inflation, a deteriorating balance of payments deficit of £385 million in 1951, and excess domestic demand, while gradually shifting toward incentives for production and investment. His strategy combined monetary tightening, selective spending reductions, and maintenance of import controls with targeted tax adjustments, avoiding the expansive deficits of the prior Labour government. This approach reflected a commitment to stabilizing the pound sterling and fostering sustainable growth without relying on unchecked public expenditure, which had contributed to the 1951 economic crisis. In his inaugural March 1952 budget, Butler implemented deflationary measures to curb inflation running at around 9% and reduce , raising the from 2% to 4%—the first such increase since 1921—to tighten credit and discourage borrowing. He cut food subsidies by £50 million annually, leading to higher retail prices for essentials like and , while increasing duties on , , and matches to generate £42 million in additional . Domestic spending was pruned through layoffs of civil servants (saving £14 million), reductions in information services, and curbs on capital projects, yielding overall savings of approximately £107 million in fiscal loosening offset by tighter controls elsewhere. These steps improved the current account balance and restored confidence in sterling, with the pound strengthening against foreign currencies by late March. Critics, including Labour's , argued the subsidy cuts exacerbated living costs, but Butler defended the as essential to prevent deflationary collapse and encourage productive over consumption. By the April 1953 budget, with the balance of payments surplus emerging at £300 million, Butler pivoted to modest expansion while upholding prudence, introducing the first postwar budget without new taxes or increases. was reduced by 1s in the pound (5% effective cut, costing £104 million), purchase tax on non-luxury was lowered by at least 25% (£50 million ), and the excess profits levy was slated for abolition by 1954 to stimulate enterprise. These measures, totaling £169 million in tax , aimed to boost industrial output and private saving without inflating demand, as evidenced by restrained public investment and continued import licensing. Fiscal discipline was maintained through projected revenue growth from higher economic activity, with duties expected to rise to £2,300 million. European observers hailed it as signaling a "free" era of incentives over rationing, though Butler emphasized it built on prior stabilization to avoid boom-bust cycles. The 1954 budget adhered to a "" policy of continuity, eschewing major hikes amid steady GDP growth of 3.1%, with cuts to taxes (e.g., cinemas) and duties providing £20-30 million in relief, alongside allowances for expansion. No broad spending surges occurred; instead, Butler focused on efficiency, such as partial exemptions for machinery purchases, while retaining hire-purchase restrictions to dampen consumer credit. This prudence curbed to 2-3% and supported a current account surplus, though minor revenue measures like duty hikes drew derision as trivial. Culminating in the April 1955 pre-election , Butler delivered £150 million in reductions, including a 6d cut to the standard rate (from 9s 6d to 9s) and increases in child allowances, framed as rewarding savers and producers rather than electoral largesse. hikes to 4.5% in and restored controls underscored ongoing vigilance against overheating, with public debt managed below 250% of GDP. Overall, Butler's tenure reduced the deficit from Labour's levels, liberalized controls incrementally, and prioritized monetary over fiscal activism, laying groundwork for prosperity without the imprudence of unbalanced expansion.

Resignation and Transition

Butler tendered his resignation as on 20 December , amid mounting economic pressures including rising inflation and balance-of-payments deficits that had strained his fiscal policies in the preceding months. His decision was influenced by personal fatigue from four years managing postwar recovery and a strategic desire to reposition himself within the government, later reflecting that his reluctance to relinquish the post immediately after the May general election had been an error. accepted the resignation as part of a broader , viewing it as an opportunity to inject fresh leadership into economic affairs amid criticisms of Butler's expansionary budgets. Harold Macmillan, previously Foreign Secretary, was appointed as Butler's successor at the Treasury on the same date, marking a significant transition in economic policy direction toward greater emphasis on monetary restraint. The handover occurred smoothly without public acrimony, though it highlighted underlying tensions between Butler and Eden, whose relationship had grown uneasy due to differing visions on fiscal prudence and party leadership ambitions. Butler's departure from the Exchequer ended his direct oversight of Britain's mixed economy framework but preserved his influence, as he assumed the roles of Lord Privy Seal and Leader of the House of Commons, facilitating continuity in parliamentary management.

Service Under Anthony Eden

Lord Privy Seal and Deputy Leadership

In December 1955, Prime Minister appointed Rab Butler as and Leader of the during a , succeeding Harry Crookshank in both posts. The position, historically a without dedicated departmental functions, freed Butler to prioritize his leadership of the House, where he oversaw the government's legislative agenda, coordinated parliamentary proceedings, and ensured efficient handling of Commons business. In practice, Butler operated as Eden's —though without the formal title—managing domestic and economic policies, areas in which Eden lacked deep prior engagement, while the emphasized foreign relations. He additionally fielded questions in the on topics like , typically on Wednesdays following the Prime Minister's session. This configuration highlighted Butler's role as a pragmatic coordinator and party stabilizer, sustaining government operations amid emerging challenges until Eden's on 9 January 1957.

Role in the Suez Crisis

As and Leader of the , Butler acted as a key deputy to during the , which erupted following Egyptian President Gamal Abdel Nasser's of the Company on July 26, 1956. Absent due to illness at the moment of , Butler was not a formal member of the Cabinet's Egypt Committee, the primary body coordinating the initial response, limiting his direct input into early planning. Privately, he expressed deep skepticism toward military intervention, advocating caution amid concerns over potential economic fallout, including a run on the pound, and strained relations with the , whose opposition to force became evident by mid-October. In Cabinet discussions, emerged as the principal voice urging restraint against the use of force, highlighting risks of international isolation and Soviet escalation, though he failed to sway the majority toward a purely diplomatic path. On , 1956, addressing the rift with Washington, he publicly acknowledged Conservative criticism of U.S. policy while defending the government's position, noting the party's view that American hesitancy undermined efforts. Despite private reservations, maintained public loyalty to Eden, vigorously supporting the decision for Anglo-French-Israeli military action approved by Cabinet on October 25, 1956. Butler led the government's defense in during the crisis's height, speaking on October 31, 1956, to justify operations amid Opposition attacks and reports of advancing paratroopers at . His measured handling of debates helped contain domestic backlash, though subtle signals of doubt—conveyed through calculated restraint—fueled perceptions of ambivalence among colleagues. The crisis's fallout, including a U.N.-imposed on November 6, 1956, and Eden's resignation in January 1957, damaged Butler's leadership prospects; his perceived caution or disloyalty during deliberations contributed to Harold Macmillan's selection as successor over him.

Eden's Succession Dynamics

Following Anthony Eden's resignation as Prime Minister on January 9, 1957, amid health complications exacerbated by the , Rab Butler emerged as the leading contender to succeed him within the Conservative Party. As and de facto , Butler had chaired multiple Cabinet meetings during Eden's absences and was widely regarded by contemporaries as the party's informal number-two figure. Expectations positioned Butler as the frontrunner, given his seniority, extensive experience across key portfolios, and loyal public defense of Eden's policies despite private reservations on aspects of the Suez intervention. The succession process unfolded informally, without a formal ballot or party election, relying instead on consultations among senior Conservatives, including the influence of the monarch. Queen Elizabeth II, after private soundings from party figures, invited —then Foreign Secretary—to form a government on January 10, 1957, bypassing Butler. Cabinet preferences heavily favored Macmillan, with a majority viewing him as possessing greater decisiveness and alignment with the party's traditionalist wing, in contrast to Butler's perceived progressive leanings and less confrontational style. Critics within the party, including some who valued Macmillan's economic orthodoxy over Butler's more interventionist approach, argued that Butler's processes, though yielding similar policy outcomes, lacked the intuitive firmness desired post-Suez. Butler accepted the outcome without public challenge, transitioning to under Macmillan, but the snub reinforced perceptions of his hesitancy in seizing power—a trait later attributed to his reluctance to aggressively lobby for the premiership during Eden's final months. This dynamic highlighted intra-party tensions between the "One Nation" moderates Butler represented and the more establishment-oriented faction that propelled Macmillan, shaping Butler's repeated near-misses at leadership.

Positions Under Harold Macmillan

Home Secretary Duties

Richard Austen Butler assumed the role of on 14 January 1957, succeeding Gwilym Lloyd-George, and held the position until 13 July 1962 under . In this capacity, he directed the , which managed internal security, , the prison system, immigration policy, and aspects of , including responses to post-war social changes and rising crime rates. Butler pursued penal reforms emphasizing rehabilitation over , issuing the Penal Practice in a Changing Society on 18 June 1959, which critiqued outdated prison conditions and recommended research into crime causation and treatment efficacy. This led to the formation of the Advisory Council on the Penal System and improvements in offender management, including better aftercare and reduced reliance on short sentences, though implementation faced resource constraints. He also opposed , refusing calls to reinstate for juvenile offenders despite public and backbench pressure following high-profile crimes. On gambling, Butler sponsored the Betting and Gaming Act 1960, enacted on 1 September 1960, which legalized off-course cash betting shops to curb illegal street betting, with operations commencing on 1 May 1961; this shifted an estimated £100 million annual underground turnover to regulated venues, generating tax revenue while drawing criticism for expanding gambling access among working classes. Regarding capital punishment, he upheld the Homicide Act 1957—passed shortly before his appointment—which limited executions to cases of murder during theft or by firearms, resulting in fewer death sentences from 17 in 1956 to 3 by 1962. Facing immigration pressures, with net inflows from the rising from 21,000 in 1959 to 136,000 in 1961, predominantly from the and , Butler introduced the Commonwealth Immigrants Bill in November 1961, culminating in the , effective 1 July 1962. The legislation ended unrestricted entry by imposing a voucher system prioritizing skilled workers and family reunions, explicitly designed to restrict primarily non-white migrants, as Butler noted in internal memoranda that its "restrictive effect is intended to, and would in fact, operate on coloured people almost exclusively." He later expressed regret over the measure, viewing it as a necessary response to public concerns over strains and social cohesion, though it antagonized party traditionalists and Commonwealth relations.

Immigration Controls and Law Enforcement Reforms

As Home Secretary from January 1957 to July 1962, Richard Austen Butler oversaw the introduction of the Commonwealth Immigrants Act 1962, which imposed the first statutory controls on immigration from Commonwealth countries to the United Kingdom. The legislation, piloted by Butler through Parliament and receiving royal assent on 19 April 1962 before taking effect on 1 July, ended the previous unrestricted right of entry for Commonwealth citizens and required most intending immigrants to obtain employment vouchers issued by the Ministry of Labour. Vouchers were categorized into Type A for workers filling essential vacancies where no suitable British or Irish recruits were available, Type B for those with specific skills or qualifications, and Type C for other low-skilled workers, with annual quotas limiting the latter to manage inflows amid rising net migration figures that had climbed from around 3,000 in 1953 to over 136,000 arrivals in 1961. Dependants of existing residents and certain professionals were exempted, but the measures explicitly aimed to curb unregulated settlement, particularly from New Commonwealth nations, in response to public concerns over housing strains, employment competition, and social tensions following events like the 1958 Notting Hill disturbances. Butler defended the Act in the House of Commons as a pragmatic necessity to preserve public support for the Commonwealth while enabling selective economic contributions, acknowledging its restrictive impact would primarily affect colored immigration without formal racial criteria. The Act established dedicated immigration control machinery, including enhanced powers for entry clearance officers and the creation of additional posts at ports to enforce voucher requirements and deportation provisions for illegal entrants or those without means of support. Annual allocations were set initially at around 25,000 for Types B and C combined, adjustable by the based on economic needs, marking a shift from open-door policy to managed inflows aligned with labor market demands. Critics, including Labour opponents, argued it undermined unity and introduced discriminatory effects in practice, though Butler maintained it balanced generosity with control to prevent overload on public services. In parallel, Butler pursued reforms to the penal system and administration, emphasizing rehabilitation over retribution amid postwar crime increases. In 1959, he published the Penal Practice in a Changing Society, which advocated expanding services, improving aftercare for released prisoners, and prioritizing treatment-oriented approaches in sentencing to reduce , while underscoring the complementary roles of police deterrence and penal measures. This framework informed the Criminal Justice Act 1961, enacted under his tenure, which restricted short-term imprisonment, abolished by cat-o'-nine-tails for adults and for those over 21 in borstals, enhanced options, and reformed rules for young offenders by promoting community-based alternatives like attendance centres. The Act also decriminalized attempted suicide via the integrated , removing prosecutions for survivors while retaining penalties for aiding suicide, reflecting Butler's view that punishment should fit modern societal understandings of . These penal initiatives faced resistance from Conservative traditionalists favoring harsher penalties, yet Butler advanced prison modernization, including new construction to alleviate overcrowding and pilot programs for vocational training, positioning the toward evidence-based corrections rather than solely punitive isolation. On policing, Butler emphasized recruitment and integrity in public addresses but enacted no major structural overhauls, instead supporting operational enhancements tied to , such as bolstered border staffing under the 1962 Act. His reforms collectively aimed to modernize and systems for efficiency and humanity, though constrained by fiscal limits and party divisions.

Party Leadership Contests and 1963 Succession

Following Anthony Eden's resignation as on 9 January 1957 due to health issues stemming from the , Rab Butler emerged as a leading contender for the Conservative Party leadership. As and having acted as deputy during Eden's illness, Butler was widely viewed in political circles and as the natural successor. However, informal cabinet soundings favored , the former Foreign Secretary, who secured the position with stronger backing from senior colleagues, including Lord Salisbury's influence in advising the Queen. Butler's perceived indecisiveness and failure to aggressively assert his claim—lacking the "bottle to demand the succession," as one assessment put it—contributed to his bypass, despite his extensive experience. The 1963 succession crisis, triggered by Macmillan's resignation on 18 October 1963 amid health concerns after prostate surgery and the lingering Profumo scandal, represented Butler's second major opportunity, now as and . The process unfolded informally without a formal ballot, involving consultations among party elders, the of backbench MPs, and Macmillan's recommendations from his favoring a unifying figure. Leading candidates included Butler, Chancellor , Lord President Quintin (who renounced his peerage to enter the Commons contest), and Foreign Secretary Alec Douglas-Home. The Conservative conference in earlier that month had resembled a nominating convention, with vocal support dividing along factional lines: Butler backed by centrists, Maudling by economic modernists, and Hailsham by enthusiasts seeking dynamism. Despite initial expectations of Butler's elevation—bolstered by his long service and role in rebuilding the party after 1945— he failed to consolidate decisive support across the divided party. Right-wing Tories distrusted his "one-nation" moderate stance on issues like and social reform, viewing him as too conciliatory toward Labour's policies, while some on the left saw him as insufficiently progressive. Key maneuvers, including Macmillan's preference for as a aristocrat untainted by recent scandals, and Butler's own hesitancy in aggressive lobbying—relying instead on assumed entitlement—eroded his position. On 19 , was selected by among the group, prompting widespread astonishment and bitterness that split the party; he then disclaimed his to lead as Sir . Butler, consoled with the Foreign Secretary role, later reflected philosophically, likening the loss to not being elected , indicating no end to his political life. These opaque selections, criticized for , spurred later formalization of leadership rules to prevent similar controversies.

Final Cabinet Role

Appointment as Foreign Secretary

Following Harold Macmillan's resignation as Prime Minister on 18 October 1963 owing to prostate-related health issues, senior Conservatives consulted to select his successor, ultimately favoring Earl Alexander Douglas-Home over Butler due to doubts about the latter's command of the party and public image. Douglas-Home, previously Foreign Secretary, was confirmed as leader and invited by Queen Elizabeth II to form a government, with Butler—Macmillan's erstwhile deputy and a key leadership contender—agreeing to serve after initial hesitation to avoid further division. On 20 October 1963, Douglas-Home appointed Butler as for , fulfilling a role Butler had sought under Macmillan but been denied in favor of retaining Douglas-Home there. This cabinet position, without formal deputy prime ministerial title, positioned Butler as the government's senior figure on international matters during its remaining term ahead of the 1964 general election. The appointment drew on Butler's prior diplomatic experience, including his 1938–1941 stint as Under- for , though it reflected pragmatic party management rather than unqualified endorsement of his prime ministerial viability.

Policies Under Douglas-Home Government

As Foreign Secretary under Prime Minister Sir Alec Douglas-Home, Richard Austen Butler assumed office on 20 October 1963, following the leadership transition from , and held the position until the Conservative defeat in the general election on 16 October 1964. His tenure emphasized continuity in British amid decolonization pressures, transatlantic alliance maintenance, and aspirations, though constrained by the government's short duration and impending electoral focus. Butler delegated several operational matters, such as detailed handling of and crises, to Commonwealth Relations Secretary , reflecting a strategic emphasis on high-level over micromanagement. Butler oversaw the final dissolution of the Central African Federation on 31 December 1963, facilitating the transition to independent states of (later ) and (later ), while upholding commitments to Southern Rhodesia's white minority government amid rising tensions that foreshadowed later unilateral declarations. In Europe, he managed the aftermath of President Charles de Gaulle's veto of British entry into the on 14 January 1963, advocating a balanced approach that preserved ties without fully conceding to continental federalism, though progress stalled. On nuclear matters, Butler engaged in discussions regarding the US-proposed Multilateral Force (MLF) within , coordinating with Defence Secretary to align it with Britain's submarine program secured under the 1962 , prioritizing national control over shared nuclear assets despite transatlantic strains. Diplomatic initiatives included averting a Turkish invasion of in March 1964 through urgent UN mediation, leading to the deployment of the Force in Cyprus (UNFICYP) on 4 March 1964 to stabilize intercommunal violence between Greek and . Butler secured limited backing for the amid Indonesia's "Konfrontasi" campaign, which escalated in 1963, by framing it as a containment of communist influence in . He advanced British interests in southern Arabia, resisting premature withdrawal from amid Yemen's spillover, though plans for independence by 1966 were already in motion. Trips to the and focused on talks, including partial test ban negotiations, underscoring Britain's role in East-West détente. In a major address on 17 June 1964, Butler outlined a pragmatic prioritizing alliance cohesion and imperial retrenchment without abrupt power vacuums, though the speech garnered minimal public or parliamentary resonance amid domestic electioneering. Assessments of his effectiveness note dutiful execution of responsibilities but highlight a perceived lack of vigor, with Butler appearing under-briefed and disengaged, possibly due to prior leadership disappointments and the role's marginalization from power centers. Overall, his policies reinforced Britain's post-imperial posture—cautious on , committed to , and managed in —yielding no transformative breakthroughs but avoiding major escalations in a transitional year.

Electoral Defeat and Withdrawal

In the 1964 general election held on 15 October, the Conservative Party under suffered defeat after 13 years in government, with Labour led by securing a narrow of four seats in the . , who had served as Foreign Secretary during the government's final months, retained his parliamentary seat for with a substantial of 8,618 votes over his Labour opponent. Despite this personal success, the national loss prompted a period of reflection within the party, during which contributed to opposition frontbench activities for several months as a senior figure without a formal shadow portfolio. At the age of 62, Butler opted to withdraw from the , resigning his seat in early 1965 amid the Conservative leadership transition to . He was created a as Baron Butler of on 19 February 1965, enabling continued involvement in the on select issues while shifting focus to academia. This elevation, recommended by the outgoing government, reflected his stature but also signaled the end of his ministerial ambitions, as younger leaders like Heath consolidated control over the party's direction. Butler's decision avoided potential internal tensions in the post-election and aligned with his growing interest in university governance.

Later Career and Retirement

Elevation to Peerage

Following the Conservative Party's defeat in the October 1964 general election, Richard Austen Butler retired from the House of Commons, having represented since 1929. In early 1965, he accepted the position of Master of , which necessitated his elevation to the peerage to align with the academic role's traditions and to enable potential continued parliamentary involvement. On 19 February 1965, Butler was created a as Baron Butler of Saffron Walden, of in the County of , under the Labour government of . Butler had declined an offer of a hereditary peerage, preferring the life peerage that would not entail inheritance obligations for his family. This elevation honored his extensive political service, including roles as Chancellor of the Exchequer, Home Secretary, and Foreign Secretary, while facilitating his transition to the House of Lords, where he sat as a crossbencher. The title referenced his long-held constituency of Saffron Walden and his family estate at Halstead.

Mastership of Trinity College

Following his resignation from the House of Commons in 1965 after 36 years as Member of Parliament for Saffron Walden, Richard Austen Butler accepted appointment as Master of Trinity College, Cambridge, a position offered by Labour Prime Minister Harold Wilson alongside a life peerage as Baron Butler of Saffron Walden. This marked Butler's transition from frontline politics to academic leadership at his alma mater, where he had previously been a fellow at Corpus Christi College. Butler served as Master from 1965 to 1978, concluding a family lineage of Cambridge dons that had persisted since 1794. During his tenure, Trinity College hosted Charles, Prince of Wales, who enrolled in 1971 to study and . Under Butler's guidance, the college prioritized a normalized student experience for the Prince, with no special privileges, and Butler personally mentored him, advising residence in college and pursuit of a standard degree curriculum. The mastership represented a quieter, reflective phase for Butler, who contributed to college governance while maintaining involvement in public life, including as Chancellor of the from 1962 until his death. Contemporaries described his leadership as distinguished, leveraging his political acumen in academic administration.

Memoirs, Reflections, and Death

In 1971, Butler published The Art of the Possible, a spanning British politics from to 1971, in which he recounted his career with an emphasis on pragmatic governance and incremental reform rather than a comprehensive . The work included extensive quotations from correspondence praising his contributions, such as letters from political contemporaries, reflecting his self-perception as a facilitator of consensus amid ideological tensions within the Conservative Party. Butler framed his approach as embodying the "art of the possible," a prioritizing feasible compromises over rigid , which he credited for key legislative successes like the 1944 Education Act. Butler offered candid reflections on his repeated near-misses for , notably in and , attributing failures not to personal ambition's lack but to party dynamics favoring more decisive figures; he remarked that "it is no good thinking there is no life left if one is not elected ," indicating acceptance of his deputy-like roles under Eden and Macmillan. In assessing his tenure, he defended the on welfare and education as essential stabilizations, while critiquing excessive , though biographers note his memoirs avoided deep self-criticism on issues like appeasement-era policies. These writings underscored his view of as a balancing act, informed by his academic background and long service, rather than a pursuit of ultimate power. Butler died on 8 March 1982 at his home in Great Yeldham, , aged 79, after a distinguished public life marked by multiple senior cabinet positions but no premiership. His passing prompted tributes highlighting his intellectual contributions to Conservative modernization, though contemporaries recalled his characteristic detachment in final years spent at .

Legacy and Assessments

Key Achievements in Policy and Party Modernization

As President of the from July 1941 to May 1945, Butler oversaw the passage of the on 3 August 1944, which mandated free for all pupils between ages 5 and 14 (extended to 15 from 1 April 1947), abolished fees in state-funded schools, and introduced a tripartite system comprising , technical, and secondary modern schools to cater to different abilities. This reform centralized oversight under a new Ministry of Education, empowered local authorities to organize schooling, and integrated church schools into the state system with government funding, fundamentally expanding access and standardizing post-war education despite wartime constraints. In economic policy as from 1951 to 1955, Butler's reduced the standard rate from 9s 6d to 8s 6d in the pound, eliminated the excess profits levy by , and eased purchase taxes on consumer goods, fostering post-war recovery through incentives for and consumption while maintaining fiscal discipline amid pressures. These measures liberalized controls inherited from Labour, promoted export-led growth, and aligned with a pragmatic acceptance of Keynesian , contributing to the Conservative's 1955 election victory under his interim leadership as Leader of the . Following the 1945 general election loss, Butler chaired the Conservative Research Department from 1945, directing policy renewal through the Post-War Problems Central Committee and authoring the Industrial Charter in May , which committed the party to , a with private enterprise incentives, joint industrial councils with unions, and rejection of dogma in favor of state intervention for welfare and planning. This document, endorsed by the party's 1947 , reconciled Conservatives with post-war realities like the , broadened voter appeal beyond traditional bases, and facilitated the 1951 electoral comeback by positioning the party as progressive on social issues without full . Butler's efforts embedded "One Nation" principles—emphasizing unity across classes—in party ideology, influencing subsequent manifestos and leadership under Churchill and Eden.

Criticisms of Indecisiveness and Policy Positions

Butler faced persistent criticism for indecisiveness, a trait that contemporaries and historians attributed to his intellectual caution and reluctance to commit firmly during pivotal moments. In the 1963 Conservative leadership contest following Harold Macmillan's resignation, Butler's hesitation to aggressively court party support allowed Lord Home to emerge as the compromise candidate, despite Butler's seniority and experience; biographers highlight how his "gently barbed ambiguity" and failure to decisively rally backbenchers undermined his bid. This pattern extended to earlier episodes, such as his tenure as during the 1950s, where his measured responses to crises like the Hola Camp scandal in were seen by hardliners as evasive rather than resolute. Historians like have characterized Butler's approach as chronically accommodating, noting his tendency to yield in debates and lack of rhetorical vigor, which contrasted sharply with the decisiveness prized in Conservative leadership. During the of 1956, as Leader of the , Butler's advocacy for caution amid cabinet divisions was lambasted by pro-interventionists as vacillating, contributing to perceptions of weak resolve under pressure. Such critiques painted him as intellectually adroit but politically timid, a vice that, according to analyses of his career, repeatedly forfeited opportunities for premiership. On policy positions, Butler drew fire from the Conservative right for embracing elements of the , which prioritized pragmatic adaptation over ideological purity. His role in drafting the 1947 Industrial Charter, which accepted organized labor's influence and state intervention in industry, was decried by monetarists and free-marketeers as a concession to socialist principles, diluting the party's pre-war commitments to minimal government. Critics argued this "Butskellism"—a term blending Butler's chancellorship with Labour's —fostered by sustaining high public spending and welfare expansion, rather than pursuing bolder . As from 1951 to 1955, Butler's budgets, including the 1952 "mini-budget" that moderated but retained and controls, were faulted by figures like for insufficiently dismantling Attlee-era nationalizations, thereby prolonging interventionist policies amid rising inflation. Later, his lukewarm stance on , marked by muddled cabinet papers in the early 1950s, alienated both Eurosceptics who saw it as risky entanglement and integrationists who viewed it as half-hearted. These positions, while credited with stabilizing the electorally, were later reassessed by Thatcher-era conservatives as overly centrist, embedding a "wet" pragmatism that delayed market-oriented reforms until the .

Role in Appeasement and Post-War Consensus Reappraisal

Richard Austen Butler served as Under-Secretary of State for Foreign Affairs from February to October 1938, during which he actively supported Prime Minister Neville Chamberlain's policy of appeasement toward Nazi Germany. In this role, Butler endorsed the Munich Agreement of 30 September 1938, which ceded the Sudetenland to Germany in exchange for a supposed guarantee of peace, viewing it as a pragmatic step to avert immediate war while Britain rearmed. He later defended appeasement in his memoirs, arguing it bought Britain "a vital year" for military preparations, though this claim has been contested by historians who note Britain's rearmament efforts were already underway and that the policy emboldened Adolf Hitler, contributing to the outbreak of war on 1 September 1939. Butler's involvement extended to downplaying the severity of German aggression in Foreign Office communications, aligning with Chamberlain's optimistic assessments despite intelligence indicating otherwise. Historiographical reappraisal of Butler's role has been largely critical, portraying him as a key enabler of a flawed rooted in underestimation of totalitarian threats rather than realism. Biographers and analysts, drawing on declassified documents, argue Butler minimized his advocacy post-war, distorting facts to distance himself from the policy's failure, which delayed confrontation and eroded Britain's strategic position. While some contemporaries, including after 1940, retained Butler in government despite his record—promoting him to President of the in —this tolerance reflected wartime rather than , with Churchill privately viewing appeasers warily. Conservative historians, less influenced by post-1960s academic revisionism that occasionally softened judgments on , emphasize causal links between such concessions and the scale of losses, questioning Butler's judgment as prioritizing short-term avoidance over long-term deterrence. In the post-war era, Butler contributed to the emerging consensus on domestic policy by championing the Education Act of 1944, which expanded secondary schooling, raised the school-leaving age to 15 by 1947, and established a tripartite system of grammar, technical, and secondary modern schools funded by central government. As a Conservative leader, he helped adapt his party to accept core Labour innovations like the welfare state and nationalized industries, fostering bipartisan agreement from 1945 to 1979 on high public spending, strong trade unions, and interventionist economics—elements he viewed as stabilizing after wartime upheaval. This "Butskellism"—a portmanteau of Butler and Labour's Hugh Gaitskell—symbolized cross-party convergence, with Butler's 1950s chancellorship budgets balancing fiscal restraint with social commitments, averaging public expenditure at around 40% of GDP. Reappraisal of Butler's consensus role, particularly from Thatcher-era and later perspectives, critiques it as embedding statist overreach that stifled enterprise, with union power and welfare expansion correlating to Britain's relative economic decline—GDP growth lagging behind West Germany's by 2-3% annually in the 1950s-. Empirical analyses attribute this to the consensus's causal neglect of incentives, where high marginal tax rates (up to 90% by 1979) and rigid labor markets hindered productivity, prompting Thatcher's 1979 reforms to dismantle it. Butler's accommodation is seen not as pragmatic evolution but as ideological concession, influenced by wartime coalition habits, though defended by some as averting radical ; yet data on post-1979 recovery— falling from 11.9% in 1984 to 5.3% by 1989 amid —undermines claims of the consensus's indispensability. This view prioritizes market-driven outcomes over institutional nostalgia, highlighting how Butler's reforms, while advancing access (e.g., tripling places by ), entrenched dependencies critiqued in longitudinal studies of welfare .

Historiographical Perspectives and Conservative Impact

Historians assess Richard Austen Butler's contributions primarily through his instrumental role in reorienting the Conservative Party after the 1945 electoral defeat, particularly via his leadership in producing the 1947 Industrial Charter, which endorsed a mixed economy with state involvement in full employment and welfare provisions as pragmatic necessities rather than ideological concessions. This document, drafted under Butler's oversight at the Conservative Research Department, facilitated the party's ideological adaptation to Labour's reforms, enabling its return to power in 1951 by signaling acceptance of the post-war settlement without full endorsement of socialism. Butler’s involvement with the One Nation group of younger Conservative MPs, culminating in their 1950 pamphlet advocating social unity and incremental reforms, has been credited by scholars with embedding paternalistic, interventionist elements into party doctrine, contrasting with more traditions. Assessments often frame this as a foundational shift toward "," prioritizing national cohesion over class antagonism, though some later analyses, particularly from the Thatcherite perspective, critique it for entrenching statist tendencies that delayed market-oriented renewal. Critiques in historiography frequently center on Butler's personal failings, portraying him as intellectually formidable yet politically indecisive, a trait exemplified in his hesitancy during the and leadership contests where he failed to consolidate support against rivals like and . Biographers attribute this to a preference for consensus over confrontation, which bolstered his policy achievements but precluded higher office, with contemporaries and analysts alike noting his reluctance to maneuver aggressively in intra-party power struggles. Butler’s enduring impact on lies in institutionalizing moderate reforms, such as the 1944 Education Act's tripartite system and raised school-leaving age, which expanded opportunities and symbolized commitment to under capitalist frameworks, influencing party platforms through the 1960s and shaping the "" on and welfare. His legacy moderated the party's response to , promoting a version of compatible with democratic expansionism, though revisionist views post-1979 highlight how this welfarism constrained bolder until Margaret Thatcher's ascendancy disrupted it.

Personal Life

Marriages, Family, and Private Relationships

Butler married Elizabeth Courtauld, daughter of the industrialist Samuel Courtauld, in 1926. The marriage connected him to the wealthy Courtauld textile dynasty, providing financial security that supported his early political career. and Butler had four children: three sons, including Clive Butler (born 1929) and Courtauld Butler (1931–2008, who later served as a Conservative MP), and one daughter. Sydney died of cancer in 1954 after a prolonged illness. In September 1959, Butler married for a second time, to Mollie Courtauld (née Montgomerie, 1908–2009), widow of Augustine Courtauld, an explorer and cousin of . Mollie, who had four children from her first marriage, brought a blended dynamic to Butler's , which included his own children and her stepchildren; she provided steadfast support during his later years in politics and academia. No extramarital relationships or scandals are documented in reliable biographical accounts of Butler's private life.

Character Traits, Interests, and Lifestyle

Butler was renowned for his intellectual prowess and donnish demeanor, traits rooted in his upbringing by a family of academics and his own presidency of the in 1925. Contemporaries, including Lord Beaverbrook in his 1940 diary, described him as a "scholarly dry-stick" who was nonetheless "extremely able, cautious, [and] canny," with great ambition tempered by a retiring manner that limited his rapport with colleagues. This shyness and absence of the "common touch" hindered his political networking, as he socialized sparingly outside formal duties. A perceived indecisiveness further defined his character, often cited as the reason he failed to claim the premiership despite viable chances in 1957, 1963, and potentially earlier under . Obituaries highlighted his urbane sophistication, sly wit, and sharp intellect concealed behind a tall frame, round kindly face, and measured speech, earning him loyalty as a policy architect but frustration from those expecting bolder action. In lifestyle, Butler favored rural Essex pursuits at his Saffron Walden estate, enjoying shooting parties as a staple of constituency life while eschewing . His interests reflected an academic bent, with post-retirement focus on university mastership and memoirs rather than ostentatious leisure, consistent with a private, unflashy existence marked by family-oriented weekends away from .

References

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