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Phonological history of Old English
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The phonological system of the Old English language underwent many changes during the period of its existence. These included a number of vowel shifts, and the palatalisation of velar consonants in many positions.
For historical developments prior to the Old English period, see Proto-Germanic language.
Phonetic transcription
[edit]Various conventions are used below for describing Old English words, reconstructed parent forms of various sorts and reconstructed Proto-West-Germanic (PWG), Proto-Germanic (PG) and Proto-Indo-European (PIE) forms:
- Forms in italics denote either Old English words as they appear in spelling or reconstructed forms of various sorts. Where phonemic ambiguity occurs in Old English spelling, extra diacritics are used (ċ, ġ, ā, ǣ, ē, ī, ō, ū, ȳ).
- Forms between /slashes/ or [brackets] indicate, respectively, broad (phonemic) or narrow (allophonic) pronunciation. Sounds are indicated using standard IPA notation.
The following table indicates the correspondence between spelling and pronunciation transcribed in the International Phonetic Alphabet. For details of the relevant sound systems, see Proto-Germanic phonology and Old English phonology.
| Sound | Spelling | Pronunciation |
|---|---|---|
| Short vowels | o e etc. | /o e/ etc. |
| Short nasal vowels | ǫ ę etc. | /õ ẽ/ etc. |
| Long vowels | ō ē etc. | /oː eː/ etc. |
| Long nasal vowels | ǭ ę̄ etc. | /õː ẽː/ etc. |
| Overlong vowels | ô ê | /oːː eːː/ |
| Overlong nasal vowels | ǫ̂ ę̂ | /õːː ẽːː/ |
| "Long" diphthongs | ēa ēo īo īe | /æːɑ eːo iːu iːy/ |
| "Short" diphthongs | ea eo io ie | /æɑ eo iu iy/ |
| Old English unpalatalized velars1 | c sc g ng gg | /k sk/ [ɣ ŋɡ ɡ] |
| Old English palatalized velars1 | ċ sċ ġ nġ ċġ | /tʃ ʃ/ [j ndʒ ddʒ] |
| Proto-Germanic velars1 | k sk g; sometimes also ɣ | /k sk/ [ɡ ɣ] |
| Proto-Germanic voiced stops/fricatives1 | b d g; sometimes also β, ð or đ, ɣ | [b~β] [d~ð] [ɡ~ɣ] |
1Proto-Germanic /b d ɡ/ had two allophones each: stops [b d ɡ] and fricatives [β ð ɣ]. The stops occurred:
- following a nasal;
- when geminated;
- word-initially, for /b/ and /d/ only;
- following /l/, for /d/ only.
By West Germanic times, /d/ was pronounced as a stop [d] in all positions. The fricative allophones are sometimes indicated in reconstructed forms to make it easier to understand the development of Old English consonants. Old English retained the allophony [ɡ~ɣ], which in case of palatalisation (see below) became [dʒ~j]. Later, non-palatalized [ɣ] became [ɡ] word-initially. The allophony [b~β] was broken when [β] merged with [v], the voiced allophone of /f/.
Phonological processes
[edit]A number of phonological processes affected Old English in the period before the earliest documentation. The processes affected especially vowels and are the reason that many Old English words look significantly different from related words in languages such as Old High German, which is much closer to the common West Germanic ancestor of both languages. The processes took place chronologically in roughly the order described below (with uncertainty in ordering as noted).
Absorption of nasals before fricatives
[edit]This is the source of such alternations as modern English five, mouth, us versus German fünf, Mund, uns. For detail see Ingvaeonic nasal spirant law.
First a-fronting
[edit]The Anglo-Frisian languages underwent a sound change in their development from Proto-West-Germanic by which ⟨ā⟩ [ɑː], unless followed by /n, m/ or nasalized, was fronted to ⟨ǣ⟩ [æː].[1] This was similar to the later process affecting short ⟨a⟩, which is known as Anglo-Frisian brightening or First Fronting (see below). Nasalized ą̄ and the sequences ān, ām were unaffected and were later raised to ǭ, ōn, ōm (see below). (This may be taken to imply that a nasal consonant n, m caused a preceding long vowel to nasalise.) In the non-West-Saxon dialects of English (including the Anglian dialect underlying Modern English) the fronted vowel was further raised to ē [eː]: W.S. slǣpan, sċēap (< Proto-West-Germanic *slāpąn, *skāpă < Proto-Germanic *slēpaną, skēpą) versus Anglian slēpan, sċēp. The Modern English descendants sleep and sheep reflect the Anglian vowel; the West Saxon words would have developed to *sleap, *sheap.
The vowel affected by this change, which is reconstructed as being a low back vowel ā [ɑː] in Proto-West-Germanic, was the reflex of Proto-Germanic /ɛː/. It is possible that in Anglo-Frisian, Proto-Germanic /ɛː/ simply remained a front vowel, developing to Old English ǣ or ē without ever passing through an intermediate stage as the back vowel [ɑː].[2] However, borrowings such as Old English strǣt from Latin strāta (via) and the backing to ō before nasals are much easier to explain under the assumption of a common West Germanic stage *ā.
Monophthongization
[edit]Proto-Germanic /ai/ was monophthongized (smoothed) to /aː/ ([ɑː]).[3] This occurred after first a-fronting. For example, Proto-Germanic **stainaz became Old English stān (modern stone) (cf. Old Frisian stēn vs. Gothic stáin, Old High German stein). In many cases, the resulting [ɑː] was later fronted to [æː] by i-mutation: dǣlan "to divide" (cf. Old Frisian dēla vs. Gothic dáiljan, Old High German teilen [Modern English deal]).
It is possible that this monophthongization occurred via the height harmonisation that produced the other diphthongs in Old English (presumably through an intermediate stage: /ai/ > [ɑæ] > /aː/).
A similar sound change has occurred in Southern American English and African-American Vernacular English.
Second a-fronting
[edit]The second part of a-fronting, called Anglo-Frisian brightening or First Fronting, is very similar to the first part except that it affects short a instead of long ā. Here a [ɑ] is fronted to æ [æ] unless followed by /n, m/ or nasalized, the same conditions as applied in the first part.[4]
Importantly, a-fronting was blocked by n, m only in stressed syllables, not unstressed syllables, which accounts for forms like ġefen (formerly ġefæn) "given" from Proto-Germanic *gebanaz. However, the infinitive ġefan retains its back vowel due to a-restoration (see the explanation given in that section for the similar case of faren vs. faran).
Diphthong height harmonisation
[edit]Proto-Germanic had the closing diphthongs /ai, au, eu/ (and [iu], an allophone of /eu/ when an /i/ or /j/ followed in the next syllable). In Old English, these (except /ai/, which had been monophthongised, as noted above) developed into diphthongs of a generally less common type in which both elements are of the same height, called height-harmonic diphthongs. This process is called diphthong height harmonisation. Specifically:
- /au/ [ɑu] underwent a-fronting to /æu/ and was then harmonised to /æːɑ/, spelled ⟨ea⟩ (or in modern texts ⟨ēa⟩).
- /eu/ [eu] was harmonised to /eːo/, spelled ⟨eo⟩ (or in modern texts ⟨ēo⟩).
- [iu] was already harmonic; it became a separate phoneme /iːu/[who?], spelled ⟨io⟩ (or in modern texts ⟨īo⟩). (This interpretation is somewhat controversial; see below.)
Old English diphthongs also arose from other later processes, such as breaking, palatal diphthongisation, back mutation and i-mutation, which also gave an additional diphthong ie /iy/. The diphthongs could occur both short (monotonic) /æa, eo, iu, iy/[who?] and long /æːa, eːo, iːu, iːy/.
Some sources reconstruct other phonetic forms that are not height-harmonic for some or all of these Old English diphthongs. The first elements of ēa, ēo, īo are generally accepted to have had the qualities [æ], [e], [i] (evidence for these qualities comes from the behaviour of breaking and back mutation as described below; the Middle English development of short ea into /a/ could also provide some evidence for the phonetic realisation of ēa). However, the interpretations of the second elements of these diphthongs are more varied. There are analyses that treat all of these diphthongs as ending in a schwa sound [ə]; i.e. ēa, ēo, īo = [æə], [eə], [iə].[5] For io and ie, the height-harmonic interpretations /iu/ and /iy/[6][7] are controversial, with many (especially more traditional) sources assuming that the pronunciation matched the spelling (/io/, /ie/), and hence that these diphthongs were of the opening rather than the height-harmonic type. In Early West Saxon, and later in Anglian io (both long and short) merged with eo.
Breaking and retraction
[edit]Vowel breaking in Old English is the diphthongization of the short front vowels /i, e, æ/ to short diphthongs /iu, eo, æɑ/ when followed by /x/, /w/ or by /r/ or /l/ plus another consonant.[8] Long /iː, æː/ similarly broke to /iːu, æːa/, but only when followed by /x/. The geminates rr and ll usually count as r or l plus another consonant, but breaking does not occur before ll produced by West Germanic gemination (the /i/ or /j/ in the following syllable prevents breaking).
/iu, iːu/ were lowered to /eo, eːo/ in Early West Saxon and late Anglian (see above).
The exact conditions for breaking vary somewhat depending on the sound being broken:
- Short /æ/ breaks before h, rC, lC, where C is any consonant.
- Short /e/ breaks before h, rC, lh, lc, w, i.e. compared to /æ/ it is also broken before w, but is broken before l only in the combination lh and sometimes lc.
- Short /i/ breaks before h, rC, w. However, it does not break before wi, and in the Anglian dialects breaking before rCi happens only in the combination *rzi (e.g. Anglian iorre "anger" from *irziją but afirran from *a+firrijaną).
- Long ī and ǣ break only before h.
Examples:
- weorpan [ˈweorpɑn] "to throw" < */ˈwerpan/
- wearp [wæɑrp] "threw (sing.)" < */wærp/
- feoh [feox] "money" < */feh/
- feaht [fæaxt] "fought (sing.)" < */fæht/
- healp [hæaɫp] "helped (sing.)" < */hælp/ (but no breaking in helpan "to help" because the consonant after /l/ is not /h/)
- feorr [feorr] "far" < */ferr/
- feallan [ˈfæɑllɑn] "to fall" < */ˈfællan/ (but tellan < earlier */ˈtælljan/ is not broken because of the following /j/)
- eolh [eoɫx] "elk" < */elh/
- liornian, leornian [ˈliurniɑn], [ˈleorniɑn] "to learn" < earlier */ˈlirnoːjan/
- nēah "near" [næːɑx] (cf. "nigh") < */næːh/
- lēon "to lend" [leːon] < */liːun/ < */ˈliuhan/ < */ˈliːhan/
The i-mutation of broken /iu, eo, æa/ (whether long or short) is spelled ⟨ie⟩ (possibly /iy/, see above).
Examples:
- hwierfþ "turns" (intr.) < /ˈhwiurfiθ/ + i-mutation < /ˈhwirfiθ/ + breaking < Proto-Germanic *hwirbiþi < early Proto-Germanic *hwerbiþi
- hwierfan "to turn" (tr.) < /ˈhwæarfijan/ + i-mutation < /ˈhwærfijan/ + breaking < /ˈhwarfijan/ + a-fronting < Proto-Germanic *hwarbijaną
- nīehst "nearest" (cf. "next") < /ˈnæːahist/ + i-mutation < /ˈnæːhist/ + breaking < /ˈnaːhist/ + a-fronting < Proto-Germanic *nēhist
- līehtan "to lighten" < /ˈliːuhtijan/ + i-mutation < /ˈliːhtijan/ + breaking < Proto-Germanic *līhtijaną
Note that in some dialects /æ/ was backed (retracted) to /a/ ([ɑ]) rather than broken, when occurring in the circumstances described above that would normally trigger breaking. This happened in the dialect of Anglia that partially underlies Modern English, and explains why Old English ceald appears as Modern English "cold" (actually from Anglian Old English cald) rather than "*cheald" (the expected result of ceald).
Breaking and retraction commonly explained in terms of assimilation of the vowel to a following velar consonant. While /w/ is in fact a velar consonant, /h/, /l/, and /r/ are less obviously so. It is therefore assumed that, at least at the time of the occurrence of breaking and retraction (several hundred years before recorded Old English), /h/ was pronounced [x] or similar – at least when following a vowel – and /l/ and /r/ before a consonant had a velar or retroflex quality and were already pronounced [ɫ] and [rˠ], or similar.
Howell 1991 disputes the common assumption that postvocalic ⟨h⟩ must have been pronounced as velar [x] at the time of vowel breaking.[9] He argues that this is problematic regardless of which order is assumed for the sound changes of velar palatalization and breaking: if breaking occurred before palatalization and was triggered by [x], there is no clear explanation for why vowels did not break before the other velar consonants (from Proto-Germanic *k and *ɡ), whereas if breaking occurred after palatalization, there is no clear explanation for why [x] was still velar after front vowels, when the other velar consonants had become palatalized in this position. Howell proposes instead that prior to Old English, *x was originally weakened to [h] in all positions (which he argues is supported by its loss between vowels), and that this [h] became strengthened to [x] in the syllable coda later on, perhaps at the time when it merged phonemically with the devoiced outcome of former [ɣ].[10]
Peter Schrijver has theorized that Old English breaking developed from language contact with Celtic languages. He says that two Celtic languages were spoken in Britain, Highland British Celtic, which was phonologically influenced by British Latin and developed into Welsh, Cornish and Breton, and Lowland British Celtic, which was brought to Ireland at the time of the Roman conquest of Britain and became Old Irish. Lowland British Celtic had velarization like Old and Modern Irish, which gives preceding vowels a back offglide. That feature came by language contact to Old English and resulted in backing diphthongs.[11]
A-restoration
[edit]After breaking occurred, short /æ/ (and in some dialects long /æː/ as well) was backed to /a/ ([ɑ]) when there was a back vowel in the following syllable.[12] This is called a-restoration, because it partly restored original /a/, which had earlier been fronted to /æ/ (see above). (Note: The situation is complicated somewhat by a later change called second fronting, but this did not affect the standard West Saxon dialect of Old English.)
Because strong masculine and neuter nouns have back vowels in plural endings, alternations with /æ/ in the singular vs. /a/ in the plural are common in this noun class:
| /æ/~/a/ alternation in masculine and neuter strong nouns | ||||||
|---|---|---|---|---|---|---|
| Case | Masculine | Neuter | ||||
| Singular | Plural | Singular | Plural | |||
| Nominative and accusative | dæġ | dagas | fæt | fatu | ||
| Genitive | dæġes | daga | fætes | fata | ||
| Dative | dæġe | dagum | fæte | fatum | ||
A-restoration occurred before the *ō of the weak verb suffix *-ōj-, although this surfaces in Old English as the front vowel i, as in macian "to make" < **makōjan-.
Breaking (see above) occurred between a-fronting and a-restoration. This order is necessary to account for words like slēan "to slay" (pronounced /slæːɑn/) from original *slahan: /ˈslahan/ > /ˈslæhan/ (a-fronting) > /ˈslæɑhɑn/ (breaking; inhibits a-restoration) > /ˈslæɑ.ɑn/ (h-loss) > /slæːɑn/ (vowel coalescence, compensatory lengthening).
This section's factual accuracy is disputed. (April 2020) |
A-restoration interacted in a tricky fashion with a-fronting (Anglo-Frisian brightening) to produce e.g. faran "to go" from Proto-Germanic *faraną but faren "gone" from Proto-Germanic *faranaz. Basically:
| Step | "to go" | "gone" | Reason |
|---|---|---|---|
| 1 | *faraną | *faranaz | original form |
| 2 | *farana | loss of final z | |
| 3 | *faræną | *farænæ | Anglo-Frisian brightening |
| 4 | *faraną | a-restoration | |
| 5 | *faran | *faræn | loss of final short vowels |
| 6 | faran | faren | collapse of unstressed short front vowels to /e/ |
Note that the key difference is in steps 3 and 4, where nasalised ą is unaffected by a-fronting even though the sequence an is in fact affected, since it occurs in an unstressed syllable. This leads to a final-syllable difference between a and æ, which is transferred to the preceding syllable in step 4. The presence of back a in the stem of both forms is not directly explainable by sound change, and appears to have been the result of simple analogical levelling.
Palatalization
[edit]Palatalization of the velar consonants /k/ and /ɡ/ occurred in certain environments, mostly involving front vowels. (The phoneme /ɡ/ at that time had two allophones: [ɡ] after /n/ or when geminated, and [ɣ] everywhere else.) This palatalisation is similar to what occurred in Italian and Swedish. When palatalised:
- /k/ became /tʃ/
- /sk/ became /ʃ/
- [ɡ] became [dʒ]
- [ɣ] became [ʝ] (a voiced palatal fricative; it would later become [j], but not before the loss of older /j/ in certain positions discussed below)
The contexts for palatalisation were sometimes different for different sounds:
- Before /i, iː, j/, for example:
- ċīdan ("to chide"), bēċ ("books", from earlier *bōkiz/), sēċan ("seek", from earlier *sōkijaną) (/k/ > /tʃ/)
- bryċġ ("bridge", from earlier West Germanic *ˈbruɡɡju after Proto-Germanic *brugjō) ([ɡɡ] > [ddʒ])
- ġiefþ ("gives") ([ɣ] > [j])
- Before other front vowels and diphthongs, in the case of word-initial /k/ and all [ɣ], for example:
- ċeorl ("churl"), ċēas ("chose (sg.)"), ċeald ("cold") (initial /k/ > /tʃ/)
- ġeaf /jæf/ ("gave"), ġeard ("yard") ([ɣ] > [j])
- After /i/, /iː/ (possibly with an intervening /n/), unless a back vowel followed, for example:
- iċ ("I"), dīċ ("ditch, dike") (/k/ > /tʃ/)
- In wicu ("week"), the /k/ is not affected due to the following /u/
- For [ɣ] and /sk/ only, after other front vowels (/e/, /eː/, /æ/, /æː/), unless a back vowel followed, for example:
- weġ ("way"), næġl("nail"), mǣġ ("relative") ([ɣ] > [j])
- fisċ ("fish") (/sk/ > /ʃ/)
- In wegas ("ways") the [ɣ] is not affected due to the following /ɑ/
- In āscian ("ask", from earlier *aiskōjaną) the /sk/ remains due to the *ō.
- For word-initial /sk/, always, even when followed by a back vowel or /r/,[13] for example:
- sċip ("ship"), sċuldor ("shoulder"), sċort ("short"), sċrūd ("dress", giving modern shroud) (/sk/ > /ʃ/)
The palatals /tʃ/ and [dʒ] reverted to their non-palatal equivalents /k/ and /g/ when they came to stand immediately before a consonant, even if this occurred at a significantly later period, as when *sēċiþ ("seeks") became sēcþ, and *senġiþ ("singes") became sengþ.
Palatalization occurred after a-restoration and before i-mutation (although it is unclear whether it occurred before or after h-loss). Thus, it did not occur in galan "to sing" (cf. modern English regale), with the first /a/ backed from /æ/ due to a-restoration. Similarly, palatalisation occurred in dæġ ("day"), but not in a-restored dagas ("days"; cf. dialectal English dawes "days") or in dagung ("dawn", where the ⟨w⟩ represents the reflex of unpalatalised [ɣ]). Nor did it occur in cyning ("king"), cemban ("to comb") or gēs ("geese"), where the front vowels /y, e, eː/ developed from earlier /u, a, oː/ due to i-mutation.
In many instances where a ċ/c, ġ/g, or sċ/sc alternation would be expected within a paradigm, it was levelled out by analogy at some point in the history of the language. For example, the velar of sēcþ "he seeks" has replaced the palatal of sēċan "to seek" in Modern English; on the other hand, the palatalised forms of besēċan have replaced the velar forms, giving modern beseech.
The sounds /k~tʃ/ and /ɡ~j/ had almost certainly split into distinct phonemes by Late West Saxon, the dialect in which the majority of Old English documents are written. This is suggested by such near-minimal pairs as drincan [ˈdriŋkɑn] ("drink") vs. drenċan [ˈdrentʃɑn] ("drench"), and gēs [ɡeːs] ("geese") vs. ġē [jeː] ("you"). Nevertheless, there are few true minimal pairs, and velars and palatals often alternate with each other in ways reminiscent of allophones, for example:
- ċēosan [ˈtʃeːozan] ("to choose") vs. curon [ˈkuron] ("chose", plural form)
- ġēotan [ˈjeːotan] ("to pour") vs. guton [ˈɡuton] ("poured", plural form)
The voiced velars [ɡ] and [ɣ] were still allophones of a single phoneme (although by now [ɡ] was the form used in initial position); similarly, their respective palatalised reflexes [dʒ] and [j] are analysed as allophones of a single phoneme /j/ at this stage. This /j/ also included older instances of [j] which derived from Proto-Germanic /j/, and could stand before back vowels, as in ġeong /junɡ/ ("young"; from PGmc *jungaz) and ġeoc /jok/ ("yoke"; from PGmc *juką). (See also Old English phonology: dorsal consonants.)
Standard Old English spelling did not reflect the split, and used the same letter ⟨c⟩ for both /k/ and /tʃ/, and ⟨g⟩ for both /ɡ/ ([ɡ], [ɣ]) and /j/ ([j], [dʒ]). In the standard modernised orthography (as used here), the velar and palatal variants are distinguished with a diacritic: ⟨c⟩ stands for /k/, ⟨ċ⟩ for /tʃ/, ⟨g⟩ for [ɡ] and [ɣ], and ⟨ġ⟩ for [j] and [dʒ]. The geminates of these are written ⟨cc⟩, ⟨ċċ⟩, ⟨cg⟩, ⟨ċġ⟩.
Loanwords from Old Norse typically do not display any palatalisation, showing that at the time they were borrowed the palatal–velar distinction was no longer allophonic and the two sets were now separate phonemes. Compare, for example, the modern doublet shirt and skirt; these both derive from the same Germanic root, but shirt underwent Old English palatalisation, whereas skirt comes from a Norse borrowing which did not. Similarly, give, an unpalatalised Norse borrowing, existed alongside (and eventually displaced) the regularly palatalised yive. Other later loanwords similarly escaped palatalisation: compare ship (from palatalised Old English sċip) with skipper (borrowed from unpalatalised Dutch schipper).[14]
Second fronting
[edit]Second fronting fronted /a/ to /æ/, and /æ/ to /e/, later than related processes of a-fronting and a-restoration.[15] Second fronting took place only in a relatively small section of the area (English Midlands) where the Mercian dialect was spoken. (Mercian itself was a subdialect of the Anglian dialect, which was spoken across all of Central and Northern England.)
Palatal diphthongization
[edit]The front vowels e, ē, æ, ǣ usually become ie, īe, ea, ēa respectively after ċ, ġ, and sċ[16] in West Saxon:
- sċieran "to cut", sċear "cut (past sing.)", sċēaron "cut (past pl.)", which belongs to the same conjugation class (IV) as beran "to carry", bær "carried (sing.)", bǣron "carried (pl.)"
- ġiefan "to give", ġeaf "gave (sing.)", ġēafon "gave (pl.)", ġiefen "given", which belongs to the same conjugation class (V) as tredan "to tread", træd "trod (sing.)", trǣdon "trod (pl.)", treden "trodden"
The traditional view is that e, ē, æ, and ǣ actually became diphthongs,[17][18] but a minority view is that they remained as monophthongs:[19]
- sċieran [ˈʃerɑn], ġiefan [ˈjevɑn], ġiefen [ˈjeven]
- sċear [ʃær], ġeaf [jæf]
- sċēaron [ˈʃæːron], ġēafon [ˈjæːvon]
The main arguments in favour of this view are the fact that the corresponding process involving back vowels is indeed purely orthographic, and that diphthongizations like /æ/ → [æɑ] and /e/ → [iy] (if this, contrary to the traditional view, is the correct interpretation of orthographic ie) are phonetically unmotivated in the context of a preceding palatal or postalveolar consonant. In addition, both some advocates of the traditional view of ie and some advocates of the interpretation [iy] believe that the i in ie after palatal consonants never expressed a separate sound. Thus, it has been argued that the [iy] pronunciation only applied to the instances of ie expressing the sound resulting from i-mutation.[20] In any case, it is thought plausible that the two merged as [iə̆] at a fairly early stage.[20]
It is controversial whether a type of palatal diphthongization ever affected the back vowels ā̆, ō̆, ū̆. Sequences of palatal + back vowel, such as ġu, ġō, sċa, developed variant spellings with the letter e between the palatal consonant and the back vowel. However, it is disputed whether these spellings with e represent phonetic diphthongization of the vowel, or just the palatal quality of the consonant itself.
- Short and long a varies in spelling with ea, as in sċamian, sċeamian "be ashamed" and sċādan, sċeādan "divide".[21]
- Short and long o varies in spelling with eo, as in sċort, sċeort "short" and ġesċōp, ġesċeōp 'created'.[21]
- Short and long u varies in spelling with eo, as in iung, ġeong "young" and sċūfan, sċeōfan "shove".[22]
The frequency of the spellings with or without e could vary depending on several factors: the identity of vowel, whether the preceding consonant was /j/ or sċ, and the dialect of Old English.[23] Rather than indicating the development of a diphthong, these spellings might have just been a convention for marking palatal consonants before the back vowels[24] /ɑ(ː) o(ː) u(ː)/, since the modern English descendants of such words do not display the typical evolution of the diphthong ⟨eo⟩ to a front vowel:
- PG *jungaz > OE ġeong 'young' (Modern English /jʌŋ/, not *yeng)
- PG *skuldē > sċeolde 'should' (Modern English /ʃʊd/, not *sheeld)
Metathesis of r
[edit]Original sequences of an r followed by a short vowel metathesized, with the vowel and r switching places. This normally only occurred when the next following consonant was s or n, and sometimes d. The r could be initial or follow another consonant, but not a vowel.
- Before s: berstan "to burst" (Icelandic bresta), gærs "grass" (Gothic gras), þerscan "to thresh" (Gothic þriskan)
- Before n: byrnan ~ beornan "to burn (intr.)" (Gothic brinnan), irnan "to run" (Gothic rinnan), īren "iron" (< *īsren < īsern; Gothic eisarn), wærna "wren" (Icelandic rindill), ærn "house" (Gothic razn)
- Before d: þirda "third" (Gothic þridja), Northumbrian bird "chick, nestling" (standard bryd)
Not all potential words to which metathesis can apply are actually affected, and many of the above words also appear in their unmetathesized form (e.g. græs "grass", rinnan "to run", wrenna "wren", rare forms (brustæn "burst (past part.)", þrescenne "to thresh", onbran "set fire to (past)", īsern "iron", ren- "house", þridda "third"; briddes "birds" in Chaucer). Many of the words have come down to Modern English in their unmetathesized forms.
Metathesis in the other direction occasionally occurs before ht, e.g. wrohte "worked" (cf. obsolescent wrought; Gothic wurhta), Northumbrian breht ~ bryht "bright" (Gothic baírhts), fryhto "fright" (Gothic faúrhtei), wryhta "maker" (cf. wright; Old Saxon wurhtio). Unmetathesized forms of all of these words also occur in Old English. The phenomenon occurred in most Germanic languages.
I-mutation (i-umlaut)
[edit]
Like most other Germanic languages, Old English underwent a process known as i-mutation or i-umlaut. This involved the fronting or raising of vowels under the influence of /i(ː)/ or /j/ in the following syllable. Among its effects were the new front rounded vowels /y(ː), ø(ː)/, and likely the diphthong /iy/ (see above). The original following /i(ː)/ or /j/ that triggered the umlaut was often lost at a later stage. The umlaut is responsible for such modern English forms as men, feet, mice (compare the singulars man, foot, mouse), elder, eldest (compare old), fill (compare full), length (compare long), etc.
For details of the changes, see Germanic umlaut, and particularly the section on i-mutation in Old English.
Medial syncopation
[edit]In medial syllables, short low and mid vowels (/a, æ, e/) are deleted in all open syllables.[25]
Short high vowels (/i, u/) are deleted in open syllables following a long syllable, but usually remain following a short syllable; this is part of the process of high vowel loss.
Syncopation of low/mid vowels occurred after i-mutation and before high vowel loss. An example demonstrating that it occurred after i-mutation is mæġden "maiden":
| Stage | Process | Result |
|---|---|---|
| Proto-Germanic | Original form | *magadīną |
| Final a-loss | *magadīn | |
| Anglo-Frisian | Anglo-Frisian brightening | *mægædīn |
| Palatalization | *mæġædīn | |
| I-mutation | *mæġedīn | |
| Medial syncopation | *mæġdīn | |
| Old English | Unstressed vowel reduction | mæġden |
If the syncopation of short low/mid vowels had occurred before i-mutation, the result in Old English would be **meġden.
An example showing that syncopation occurred before high vowel loss is sāw(o)l "soul":
- PG *saiwalō > *sāwalu > *sāwlu (medial syncopation) > sāwl "soul". (By-form sāwol is due to vowel epenthesis.)
Had it occurred after high vowel loss, the result in Old English would be **sāwlu.
High vowel loss
[edit]In an unstressed open syllable, /i/ and /u/ (including final /-u/ from Proto-Germanic *-ō[26]) were lost when following a long syllable (i.e. one with a long vowel or diphthong, or followed by two consonants), but not when following a short syllable (i.e. one with a short vowel followed by a single consonant).[27] This took place in two types of contexts:
- Absolutely word-final
- In a medial open syllable
- Word-final
High-vowel loss caused many paradigms to split depending on the length of the root syllable, with -u or -e (from *-i) appearing after short but not long syllables. For example,
- feminine ō-stem nouns in the nom. sg.: PG *gebō > OE ġiefu "gift" but PG *laizō > OE lār "teaching";
- neuter a-stem nouns in the nom./acc. pl.: PG *skipō > OE scipu "ships" but PG *wurdō > OE word "words";
- masculine i-stem nouns in the nom./acc. sg.: PG *winiz > OE wine "friend" but PG *gastiz > OE ġiest "guest";
- u-stem nouns in the nom./acc. sg.: PG *sunuz > OE sunu "son" but PG *handuz > OE hand "hand";
- strong adjectives in the feminine nom. sg. and neuter nom./acc. pl.: PG *tilō > OE tilu "good (fem. nom. sg., neut. nom./acc. pl.)" but PG *gōdō > OE gōd "good (fem. nom. sg., neut. nom./acc. pl.)";
- weak class 1 imperatives: OE freme "perform!" vs. hīer "hear!" (PG stems *frami- and *hauzi-, respectively; it's unclear if the imperatives ended in *-i or *-ī).
This loss affected the plural of root nouns, e.g. PrePG *pōdes > PG *fōtiz > *fø̄ti > OE fēt "feet (nom.)". All such nouns had long-syllable stems, and so all were without ending in the plural, with the plural marked only by i-mutation.
Two-syllable nouns consisting of two short syllables were treated as if they had a single long syllable — a type of equivalence found elsewhere in the early Germanic languages, e.g. in the handling of Sievers' law in Proto-Norse, as well as in the metric rules of Germanic alliterative poetry. Hence, final high vowels are dropped. However, in a two-syllable noun consisting of a long first syllable, the length of the second syllable determines whether the high vowel is dropped. Examples (all are neuter nouns):[28]
- Short-short: werod "troop", pl. werod (treated as equivalent to a single long syllable, or more correctly as a single long foot)
- Short-long: færeld "journey", pl. færeld
- Long-short: hēafod "head", pl. hēafdu (from * hēafodu)
- Long-long: īsern "iron", pl. īsern
Note also the following apparent exceptions:
- OE wītu "punishments" (pl. of wīte) < PG *wītijō;
- OE rīċ(i)u "kingdoms" (pl. of rīċe) < PG *rīkijō;
- OE wildu "wild" (fem. of wilde) < PG *wildijō;
- OE strengþu "strength" < PG *strangiþō.
In reality, these aren't exceptions because at the time of high-vowel loss the words had the same two-syllable long-short root structure as hēafod (see above).
As a result, high-vowel loss must have occurred after i-mutation but before the loss of internal -(i)j-, which occurred shortly after i-mutation.
- Word-medial
Paradigm split also occurred medially as a result of high-vowel loss, e.g. in the past tense forms of Class I weak forms:
- PG *dōmidē > OE dēmde "(he) judged"
- PG *framidē > OE fremede "(he) did, performed (a duty)"
Normally, syncopation (i.e. vowel loss) does not occur in closed syllables, e.g. Englisċe "English", ǣresta "earliest", sċēawunge "a showing, inspection" (each word with an inflected ending following it). However, syncopation passes its usual limits in certain West Saxon verbal and adjectival forms, e.g. the present tense of strong verbs (birst "(you) carry" < PG *beris-tu, birþ "(he) carries" < PG *beriþ, similarly dēmst, dēmþ "(you) judge, (he) judges") and comparative adjectives (ġinġsta "youngest" < PG * jungistô, similarly strenġsta "strongest", lǣsta "least" < *lǣsesta < PG *laisistô).
When both medial and final high-vowel loss can operate in a single word, medial but not final loss occurs:[29]
- PG *strangiþō > WG *strangiþu > *strengþu "strength";
- PG *haubudō > WG *haubudu > * hēafdu "heads".
This implies that final high-vowel loss must precede medial high-vowel loss; else the result would be **strengþ, hēafd.
Loss of -(i)j-
[edit]Internal -j- and its Sievers' law variant -ij-, when they still remained in an internal syllable, were lost just after high-vowel loss, but only after a long syllable. Hence:
- PG **wītijō > WG *wītiju > OE wītu "punishments" (if -ij- were lost before high-vowel loss, the result would be **wīt);
- PG **dōmijaną > *dø̄mijan (after i-mutation) > OE dēman "to judge" (cf. NE deem);
- PG *satjaną > WG *sattjaną > *sættjaną (after Anglo-Frisian brightening) > *settjan (after i-mutation) > OE settan "to set".
Note that in Proto-Germanic, the non-Sievers'-law variant -j- occurred only after short syllables, but due to West Germanic gemination, a consonant directly preceding the -j- was doubled, creating a long syllable. West Germanic gemination didn't apply to /r/, leaving a short syllable, and hence /j/ wasn't lost in such circumstances:
- PG **arjaną > OE erian "to plow".
By Sievers' law, the variant /ij/ occurred only after long syllables, and thus was always lost when it was still word-internal at this point.
When -j- and -ij- became word-final after loss of a following vowel or vowel+/z/, they were converted into -i and -ī, respectively. The former was affected by high-vowel loss, surfacing as -e when not deleted (i.e. after /r/), while the latter always surfaces as -e:
- PG **kunją > WG *kunnją > * kunni > * •kynni > OE cynn "kin, family, kind";
- PG **harjaz > WG *harja (West Germanic gemination didn't apply to /r/) > * hari > * heri > OE here "army";
- PG **wītiją > *wītī > OE wīte "punishment".
It is possible that loss of medial -j- occurred slightly earlier than loss of -ij-, and in particular before high-vowel loss. This appears to be necessary to explain short -jō stem words like nytt "use":
- PG **nutjō > WG *nuttju > *nyttju (by i-mutation) > *nyttu (by j-loss) > OE nytt by high-vowel deletion).
If high-vowel deletion occurred first, the result would presumably be an unattested **nytte.
A similar loss of -(i)j- occurred in the other West Germanic languages, although after the earliest records of those languages (especially Old Saxon, which still has written settian, hēliand corresponding to Old English settan "to set", hǣlend "savior"). Some details are different, as the form kunni with retained -i is found in Old Saxon, Old Dutch and Old High German (but note Old Frisian kenn, kin).
This did not affect the new /j/ (< /ʝ/) formed from palatalisation of PG */ɣ/, suggesting that it was still a palatal fricative at the time of the change. For example, PG **wrōgijaną > early OE */ˈwrøːʝijan/ > OE wrēġan (/ˈwreːjan/).
Back mutation
[edit]Back mutation (sometimes back umlaut, guttural umlaut, u-umlaut, or velar umlaut) is a change that took place in late prehistoric Old English and caused short e, i and sometimes a to break into a diphthong (eo, io, ea respectively, similar to breaking) when a back vowel (u, o, ō, a) occurred in the following syllable.[30] Examples:
- seofon "seven" < *sebun (cf. Gothic sibun)
- heol(o)stor "hiding place, cover" (cf. English holster) < earlier *helustr < *hulestr < *hulistrą (cf. Gothic hulistr)
- eofor "boar" < * *eburaz (cf. Old High German ebur)
- heorot "hart" < *herutaz (cf. Old High German *hiruz)
- mioluc, meoluc "milk" < *melukz (cf. Gothic *miluks)
- liofast, leofast "you (sg.) live" < *libast
- ealu "ale" < *aluþ
Note that io turned into eo in Early West Saxon and late Anglian.
A number of restrictions governed whether back mutation took place:
- Generally it only took place when a single consonant followed the vowel being broken.
- In the standard West Saxon dialect, back mutation only took place before labials (f, b, w) and liquids (l, r). In the Anglian dialect, it took place before all consonants except c, g (Anglian meodu "mead", eosol "donkey" vs. West Saxon medu, esol). In the Kentish dialect, it took place before all consonants (Kentish breogo "price" vs. West Saxon, Anglian bregu, brego).
- Back mutation of a normally took place only in the Mercian subdialect of the Anglian dialect. Standard ealu "ale" is a borrowing from Mercian. Similar borrowings are poetic beadu "battle" and eafora "son, heir", cf. Gothic afar (many poetic words were borrowed from Mercian). On the other hand, standard bealu "evil" (arch. bale) and bearu "grove" owe their ea to breaking — their forms at the time of breaking were *balwą, *barwaz, and the genitive singulars in Old English are bealwes, bearwes.
Anglian smoothing
[edit]In the Anglian (i.e. Mercian and Northumbrian) dialects of Old English, a process called smoothing undid many of the effects of breaking. In particular, before a velar /h, ɡ, k/ or before an /r/ or /l/ followed by a velar, diphthongs were reduced to monophthongs.[31] Note that the context for smoothing is similar to the context for the earlier process of breaking that produced many of the diphthongs in the first place. In particular:
- ea > æ before a velar, e before /r/ + velar
- ēa > ē
- eo > e
- ēo > ē
- io > i
- īo > ī
This change preceded h-loss and vowel assimilation.
The diphthongs ie and īe did not exist in Anglian (or in fact in any dialect other than West Saxon).
H-loss
[edit]In the same contexts where the voiceless fricatives /f, θ, s/ become voiced, i.e. between vowels and between a voiced consonant and a vowel, /h/ is lost,[32] with compensatory lengthening of the preceding vowel if it is short.[33] This occurs after breaking; hence breaking before /rh/ and /lh/ takes place regardless of whether the /h/ is lost by this rule. An unstressed short vowel is absorbed into the preceding long vowel.
Examples:
- sċōs "shoe" (gen.) < /ˈʃoː.es/ < /ˈʃoːhes/, cf. sċōh (nom.)
- fēos "money" (gen.) < /ˈfeːo.es/ < /ˈfeohes/ < /ˈfehes/, cf. feoh (nom.)
- wēalas "foreigners, Welsh people" < /ˈwæalhas/ < /ˈwælhas/, cf. wealh (sing.)
Vowel assimilation
[edit]Two vowels that occurred in hiatus (i.e. next to each other, with no consonant separating) collapsed into a single long vowel.[34] Many occurrences were due to h-loss, but some came from other sources, e.g. loss of /j/ or /w/ after a front vowel. (Loss of /j/ occurred early, in Proto-Germanic times. Loss of /w/ occurred later, after i-umlaut.) If the first vowel was e or i (long or short), and the second vowel was a back vowel, a diphthong resulted. Examples:
- sċōs "shoe" (gen.) < Proto-Germanic *skōhas (see under h-loss)
- fēos "money" (gen.) < Proto-Germanic *fehas (see under h-loss)
- frēond "friend" < *frīond < Proto-Germanic *frijōndz (two syllables, cf. Gothic frijōnds)
- sǣm "sea" (dat. pl.) < *sǣum < *sǣwum < *sǣwimiz < Proto-Germanic *saiwimiz
Palatal umlaut
[edit]Palatal umlaut is a process whereby short e, eo, io appear as i (occasionally ie) before final ht, hs, hþ. Examples:
- riht "right" (cf. German recht)
- cniht "boy" (mod. knight) (cf. German Knecht)
- siex "six" (cf. German sechs)
- briht, bryht "bright" (cf. non-metathesized Old English forms beorht, (Anglian) berht, Dutch brecht)
- hlihþ "(he) laughs" < hlehþ < *hlæhiþ + i-mutation < Proto-Germanic *hlahiþ (cf. hliehhan "to laugh" < Proto-Germanic *hlahjaną)
Unstressed vowel reduction
[edit]There was steady vowel reduction in unstressed syllables, in a number of stages:
- In West Germanic times, absolutely final non-nasal *-ō (but not e.g. *-ōz, *-ô or *-ǭ) was raised and shortened to -u.
- All other final-syllable *ō were lowered to *ā. By Anglo-Frisian brightening, these ended up as *-ǣ (later -æ). Overlong *ô, as well as *ō in medial syllables, were unaffected.
- Although vowel nasality persisted at least up through Anglo-Frisian times and likely through the time of a-restoration, it was eventually lost (in stressed as well as unstressed syllables), with non-nasal vowels the result.
- Medial syncopation deleted word-medial short unstressed low/mid vowels in open syllables.
- High-vowel loss deleted short unstressed high vowels /i/ and /u/ in open syllables following a long syllable, whether word-final or word-medial.
- All unstressed long and overlong vowels were shortened, with remaining long ō, ô shortening to a.
- This produced five final-syllable short vowels, which remained into early documented Old English (back a, u; front æ, e, i). By the time of the majority of Old English documents, however, all three front short vowels had merged into e.
- Absolutely final -u tends to be written u (sometimes o); but before a consonant, it is normally written o (e.g. seovon "seven" < PG *sibun). Exceptions are the endings -ung, -(s)um, -uc and when the root has u in it, e.g. duguþ "band of warriors; prosperity".[35]
- Final-syllable e is written i in the endings -ing, -iġ, -(l)iċ, -isċ, -iht.
A table showing these developments in more detail is found in Proto-Germanic: Later developments.
Vowel lengthening
[edit]In the late 8th or early 9th century, short stressed vowels were lengthened before certain groups of consonants: ld, mb, nd, ng, rd, rl, rn, rs+vowel.[36] Some of the lengthened vowels would be shortened again by or during the Middle English period; this applied particularly before the clusters beginning r. Examples of words in which the effect of lengthening has been preserved are:
- ċild > ċīld > mod. child /aɪ/ (but lengthening did not occur if another consonant immediately followed, as in ċildru, giving modern children with /ɪ/)
- ald > āld > mod. old /oʊ/ (but lengthening did not occur in the antepenultimate syllable, as in aldormann, giving modern alderman, with an originally short ⟨a⟩)
- climban > clīmban > mod. climb /aɪ/
- grund > grūnd > mod. ground /aʊ/
- lang > lāng > mod. long (⟨ā⟩ went regularly to ⟨ō⟩ but was shortened in this position in late Middle English; compare Scots lang where the shortening occurred first)
Diphthong changes
[edit]In Early West Saxon io and īo were merged into eo and ēo. Also, the Early West Saxon diphthongs ie and īe developed into what is known as "unstable i", merging into /y(ː)/ in Late West Saxon. For further detail, see Old English diphthongs. All of the remaining Old English diphthongs were monophthongised in the early Middle English period: see Middle English stressed vowel changes.
Dialects
[edit]| West Saxon | Northumbrian | Mercian | Kentish | |
|---|---|---|---|---|
| Proto-Germanic ǣ > ē |
no | yes | ||
| palatal diphthongization |
yes | limited | no | no |
| retraction æ > a / rC |
no | yes | ||
| smoothing | yes | |||
| a > o / N | ||||
| back mutation | limited | yes | ||
| æ > e | no | no | yes | |
| Anglo-Frisian ǣ > ē | no | |||
| y, ȳ > e, ē | ||||
Old English had four major dialect groups: West Saxon, Mercian, Northumbrian, and Kentish. West Saxon and Kentish occurred in the south, approximately to the south of the River Thames. Mercian constituted the middle section of the country, divided from the southern dialects by the Thames and from Northumbrian by the Humber and Mersey rivers. Northumbrian encompassed the area between the Humber and the Firth of Forth (including what is now southeastern Scotland but was once part of the Kingdom of Northumbria). In the south, the easternmost portion was Kentish and everywhere else was West Saxon. Mercian and Northumbrian are often grouped together as "Anglian".
The biggest differences occurred between West Saxon and the other groups. The differences occurred mostly in the front vowels, and particularly the diphthongs. (However, Northumbrian was distinguished from the rest by much less palatalisation. Forms in Modern English with hard /k/ and /ɡ/ where a palatalised sound would be expected from Old English are due either to Northumbrian influence or to direct borrowing from Scandinavian. Note that, in fact, the lack of palatalisation in Northumbrian was probably due to heavy Scandinavian influence.)
The early history of Kentish was similar to Anglian, but sometime around the ninth century all of the front vowels æ, e, y (long and short) merged into e (long and short). The further discussion concerns the differences between Anglian and West Saxon, with the understanding that Kentish, other than where noted, can be derived from Anglian by front-vowel merger. The primary differences were:
- Original (post Anglo-Frisian brightening) ǣ was raised to ē in Anglian but remained in West Saxon. This occurred before other changes such as breaking, and did not affect ǣ caused by i-umlaut of ā. Hence, e.g., dǣlan "to divide" < *dailijan appears the same in both dialects, but West Saxon slǣpan "to sleep" appears as slēpan in Anglian. (This variation remains represented in the spelling of "deal" < dǣlan vs. "sleep" < Anglian slēpan.)
- The West Saxon vowels ie/īe, caused by i-umlaut of long and short ea, eo, io, did not appear in Anglian. Instead, i-umlaut of ea and rare eo is spelled e, and i-umlaut of io remains as io.
- Breaking of short /æ/ to ea did not happen in Anglian before /l/ and a consonant; instead, the vowel was retracted to /a/. When mutated by i-umlaut, it appears again as æ (vs. West Saxon ie). Hence, Anglian cald "cold" vs. West Saxon ċeald.
- Merger of eo and io (long and short) occurred early in West Saxon, but much later in Anglian.
- Many instances of diphthongs in Anglian, including the majority of cases caused by breaking, were turned back into monophthongs again by the process of "Anglian smoothing", which occurred before c, h, g, alone or preceded by r or l. This accounts for some of the most noticeable differences between standard (i.e. West Saxon) Old English and Modern English spelling. E.g. ēage "eye" became ēge in Anglian; nēah "near" became Anglian nēh, later raised to nīh in the transition to Middle English by raising of ē before h (hence "nigh" in Modern English); nēahst "nearest" become Anglian nēhst, shortened to nehst in late Old English by vowel-shortening before three consonants (hence "next" in Modern English).
As mentioned above, Modern English derives mostly from the Anglian dialect rather than the standard West Saxon dialect of Old English. However, since London sits on the Thames near the boundary of the Anglian, West Saxon, and Kentish dialects, some West Saxon and Kentish forms have entered Modern English. For example, "bury" has its spelling derived from West Saxon and its pronunciation from Kentish (see below).
The Northumbrian dialect, which was spoken as far north as Edinburgh, survives as the Scots language spoken in Scotland and parts of Northern Ireland. The distinguishing feature of Northumbrian, the lack of palatalisation of velars, is still evident in doublets between Scots and Modern English such as kirk / "church", brig / "bridge", kist / "chest", yeuk / "itch" (OE ġyċċan < PGmc jukjaną). (However, most of the phonetic differences between Scots and Modern English postdate the Old English period: see Phonological history of Scots for more details.)
Summary of vowel developments
[edit]NOTE: Another version of this table is available at Phonological history of English#Development of Old English vowels. This covers the same changes from a more diachronic perspective. It includes less information on the specific differences between the Anglian and West Saxon dialects of Old English, but includes much more information on the Proto-Indo-European changes leading up to the vowels below, and the Middle English vowels that resulted from them.
NOTE: This table only describes the changes in accented syllables. Vowel changes in unaccented syllables were very different and much more extensive. In general, long vowels were reduced to short vowels (and sometimes deleted entirely) and short vowels were very often deleted. All remaining vowels were reduced to only the vowels /u/, /a/ and /e/, and sometimes /o/. (/o/ also sometimes appears as a variant of unstressed /u/.)
| West Germanic | Condition | Process | Old English | Examples | |
|---|---|---|---|---|---|
| i-umlaut | |||||
| *a | Anglo-Frisian brightening | æ | e | *dagaz > dæġ "day"; *fastaz > fæst "fast (firm)"; *batizǫ̂ > betera "better"; *taljaną > tellan "to tell" | |
| +n,m | a,o | e | *namǫ̂ > nama "name"; *langaz > lang, long "long"; *mannz, manniz > man, mon "man", plur. men "men" | ||
| +mf,nþ,ns | Ingvaeonic nasal spirant law | ō | ē | *samftijaz, samftô > sēfte, *sōfta >! sōfte "soft"; *tanþs, tanþiz > tōþ, plur. tēþ "tooth"; *gans, gansiz > gōs "goose", plur. gēs "geese" | |
| (West Saxon) +h,rC,lC | breaking | ea | ie | *aldaz, aldizǫ̂ > eald "old", ieldra "older" (cf. "elder"); *armaz > earm "arm"; Lat. arca > earc "arc"; *darniją > dierne "secret"; *ahtau > eahta "eight" | |
| (Anglian) +h | breaking, Anglian smoothing | æ | e | *ahtau > æhta "eight" | |
| (Anglian) +lC | retraction | a | æ | *aldaz, aldizǫ̂ > ald "old", ældra "older" (cf. "elder") | |
| (Anglian) +rc,rg,rh | breaking, Anglian smoothing | e | e | Lat. arca > erc "arc" | |
| (Anglian) +rC (C not c,g,h) | breaking | ea | e | *armaz > earm "arm"; *darniją > derne "secret" | |
| (West Saxon) +hV,hr,hl | breaking, h-loss | ēa | īe | *slahaną > slēan "to slay"; *stahliją > stīele "steel" | |
| (Anglian) +hV,hr,hl | breaking, Anglian smoothing, h-loss | ēa | ē | *slahaną, -iþi > slēan "to slay, 3rd sing. pres. indic. slēþ "slays"; *stahliją > stēle "steel" | |
| (West Saxon) k,g,j+ | palatal diphthongization | ea | ie | Lat. castra > ċeaster "town, fortress" (cf. names in "-caster, -chester"); *gastiz > ġiest "guest" | |
| before a,o,u[A] | a-restoration | a | (by analogy) æ | plur. *dagôs > dagas "days"; *talō > talu "tale"; *bakaną, -iþi > bacan "to bake", 3rd sing. pres. indic. bæcþ "bakes" | |
| (mostly non-West-Saxon) before later a,o,u | back mutation | ea | eo[B] | *alu > ealu "ale"; *awī > eowu "ewe", *asiluz > non-West-Saxon eosol "donkey" | |
| before hs,ht,hþ + final -iz | palatal umlaut | N/A | i (occ. ie) | *nahtiz > nieht > niht "night" | |
| *e[C] | e | N/A[C] | *etaną > etan "to eat" | ||
| +m | i | N/A | *nemaną > niman "to take" | ||
| (West Saxon) +h,rC,lc,lh,wV | breaking | eo | N/A | *fehtaną > feohtan "to fight"; *berkaną > beorcan "to bark"; *werþaną > weorðan "to become" | |
| (Anglian) +h,rc,rg,rh | breaking, Anglian smoothing | e | N/A | *fehtaną > fehtan "to fight"; *berkaną > bercan "to bark" | |
| (Anglian) +rC (C not c,g,h); lc,lh,wV | breaking | eo | N/A | *werþaną > weorðan "to become" | |
| +hV,hr,hl | breaking, (Anglian smoothing,) h-loss | ēo | N/A | *sehwaną > sēon "to see" | |
| + late final hs,ht,hþ | palatal umlaut | i (occ. ie) | N/A | *sehs > siex "six"; *rehtaz > riht "right" | |
| (West Saxon) k,g,j+ | palatal diphthongization | ie | N/A | *skeraną > sċieran "shear" | |
| *i | i | i | *fiską > fisċ "fish"; *itiþi > 3rd sing. pres. indic. iteþ "eats"; *nimiþi > 3rd sing. pres. indic. nimeþ "takes"; *skiriþi > 3rd sing. pres. indic. sċirþ "shears" | ||
| + mf,nþ,ns | Ingvaeonic nasal spirant law | ī | ī | *fimf > fīf "five" | |
| (West Saxon) +h,rC | breaking | io > eo | ie | *Pihtôs > Piohtas, Peohtas "Picts"; *lirnōjaną > liornian, leornian "to learn"; *hirdijaz[B] > hierde "shepherd"; *wirþiþi > 3rd sing. pres. indic. wierþ "becomes" | |
| (Anglian) +h,rc,rg,rh | breaking, Anglian smoothing | i | i | *stihtōjaną > stihtian "to establish" | |
| (Anglian) +rC (C not c,g,h) | breaking | io > eo | i | *a + firrijaną > afirran "to remove" (cf. feorr "far") | |
| (West Saxon) +hV,hr,hl | breaking, h-loss | īo > ēo | īe | *twihōjaną > twīoġan, twēon "to doubt" | |
| (Anglian) +hV,hr,hl | breaking, Anglian smoothing, h-loss | īo > ēo | ī | *twihōjaną > twīoġan, twēon "to doubt"; *sihwiþi > 3rd sing. pres. indic. sīþ "sees" | |
| before w | breaking | io > eo | i | *nīwalaz > neowol "prostrate"; *spīwiz > spiwe "vomiting" | |
| before a,o,u | back mutation | i (io, eo) | N/A | *miluks > mioluc,meolc "milk" | |
| *u | u | y | *sunuz > sunu "son"; *kumaną, -iþi > cuman "to come", 3rd sing. pres. indic. cymþ "comes"; *guldijaną > gyldan "to gild" | ||
| + mf,nþ,ns | Ingvaeonic nasal spirant law | ū | ȳ | *munþs > mūþ "mouth"; *wunskijaną > wȳsċan "wish" | |
| before non-nasal + a,e,o[D] | a-mutation | o | (by analogy) e | *hurną > horn "horn"; *brukanaz > brocen "broken"; *duhter, duhtriz > dohter "daughter", plur. dehter "daughters" | |
| +hV,hr,hl | h-loss | ū | ȳ | *uhumistaz > ȳmest "highest" | |
| (*ē >) *ā | Anglo-Frisian brightening | (West Saxon) ǣ | ǣ | *slāpaną > slǣpan "to sleep", Lat. strāta > strǣt "street"; *dādiz > dǣd "deed" | |
| (Anglian) ē | ē | *slāpaną > slēpan "to sleep", Lat. strāta > strēt "street"; *dādiz > dēd "deed"; Lat. cāseus > ċēse "cheese"; *nāhaz, nāhistaz > nēh "near" (cf. "nigh"), superl. nēhst "nearest" (cf. "next") | |||
| (West Saxon) k,g,j+ | palatal diphthongization | ēa | īe | *jārō > ġēar "year"; Lat. cāseus > ċīese "cheese" | |
| +n,m | ō | ē | *mānǫ̂ > mōna "moon"; *kwāniz > kwēn "queen" | ||
| (West Saxon) +h | breaking | ēa | īe | *nāhaz, nāhistaz > nēah "near" (cf. "nigh"), superl. nīehst "nearest" (cf. "next") | |
| +w;ga,go,gu;la,lo,lu | a-restoration | ā | ǣ | *knāwaną, -iþi > cnāwan "to know", 3rd sing. pres. indic. cnǣwþ "knows" | |
| *ē₂ | ē | ē | *mē₂dą > mēd "reward" | ||
| *ō | ō | ē | *fōts, fōtiz > fōt "foot", plur. fēt "feet" | ||
| *ī | ī | ī | *wībą > wīf "wife"; *līhiþi > Anglian 3rd sing. pres. indic. līþ "lends" | ||
| (West Saxon) +h | breaking | īo > ēo | īe | *līhaną, -iþi > lēon "to lend", 3rd sing. pres. indic. līehþ "lends" | |
| *ū | ū | ȳ | *mūs, mūsiz > mūs "mouse", plur. mȳs "mice" | ||
| *ai | ā | ǣ | *stainaz > stān "stone", *kaisaraz > cāsere "emperor", *hwaitiją > hwǣte "wheat" | ||
| *au | ēa | (West Saxon) īe | *auzǭ > ēare "ear"; *hauzijaną > hīeran "to hear"; *hauh, hauhist > hēah "high", superl. hīehst "highest" | ||
| (Anglian) ē | *auzǭ > ēare "ear"; *hauzijaną > hēran "to hear" | ||||
| (Anglian) +c,g,h;rc,rg,rh;lc,lg,lh | Anglian smoothing | ē | ē | *hauh, hauhist > hēh "high", superl. hēhst "highest" | |
| *eu[E] | ēo | N/A[E] | *deupaz > dēop "deep"; *fleugǭ > flēoge "fly"; *beudaną > bēodan "to command" | ||
| (Anglian) +c,g,h;rc,rg,rh;lc,lg,lh | Anglian smoothing | ē | N/A | *fleugǭ > flēge "fly" | |
| *iu[E] | N/A | (West Saxon) īe | *biudiþi > 3rd sing. pres. indic. bīett "commands"; *liuhtijaną > līehtan "to lighten" | ||
| (Anglian) īo | *biudiþi > 3rd sing. pres. indic. bīott "commands" | ||||
| (Anglian) +c,g,h;rc,rg,rh;lc,lg,lh | Anglian smoothing | N/A | ī | *liuhtijaną > līhtan "to lighten" | |
- ^ The process of a-restoration, as described here, reversed the previous process of Anglo-Frisian brightening, leaving an /a/. However, it was blocked when an /i/ or /j/ followed in the next syllable; instead, /a/ was converted to /æ/ by Anglo-Frisian brightening, and then umlauted to /e/. This accounts for the outcome of PGmc *talō > talu "tale" vs. the related PGmc *taljaną > tellan "to tell". However, in some instances when a-restoration was blocked, the /æ/ that remained from Anglo-Frisian brightening was still reverted to /a/ by analogy with related words where a-restoration did apply; this /a/ was then umlauted to /æ/. This happened especially in verbs when some forms (e.g. the third-person singular present indicative) had umlaut, and other forms (e.g. the infinitive) did not; for example, PGmc *bakaną > OE bacan "to bake" vs. PG *bakiþi > OE bæcþ "(he) bakes". This accounts for the "(by analogy)" notation in the i-umlaut column. The following diagrams show the processes involved in more detail:
- No analogy
Step "tale" "to tell" Reason 1 *talō *taljaną original forms 2 *talu *talljan after various changes, irrelevant here (e.g. West Germanic gemination) 3 *tælu *tælljan Anglo-Frisian brightening 4 *talu *tælljan a-restoration 5 *talu *tælljan unaffected by analogy 6 *talu *telljan i-mutation 7 talu tellan after further changes, irrelevant here - Analogy
Step "to bake" "(he) bakes" Reason 1 *bakaną *bakiþi original forms 2 *bakan *bakiþ after various changes, irrelevant here 3 *bækan *bækiþ Anglo-Frisian brightening 4 *bakan *bækiþ a-restoration 5 *bakan *bakiþ by analogy with the infinitive 6 *bakan *bækiþ i-mutation 7 bacan bæcþ after further changes, irrelevant here Analogy took place between related forms of a single lexical item, e.g. different forms of the same verb or noun. It generally did not take place between related lexical items derived from the same root, e.g. between talu "tale" and tellan "to tell".
- ^ a b This entry is misleading. Back mutation actually took place after i-mutation; this is why the result of applying both i-mutation and back mutation to a is eo rather than ie, the normal i-mutation of ea. Note also that back mutation applies only when the following syllable contains a, o, u, while i-mutation applies only when the following syllable contains i, j; hence you would not expect both back mutation and i-mutation to apply in a single word. All instances in which this occurs had one suffix substituted for another between the operation of the two processes. For example:
- Latin asellum "donkey" > Proto-Germanic *asilu (replacement of Latin diminutive suffix -ell- with similar Proto-Germanic diminutive suffix *-il) > *æsil (a-fronting) > *esil (i-mutation) > *esel (a normal change in unstressed syllables) > esol (substitution of more common -ol for less common -el) > eosol (back mutation)
- Proto-Germanic *awī "ewe" > *awi (vowel reduction in unstressed syllables) > *ewi (i-mutation) > ewu (feminine -i disappeared in prehistoric Old English and was replaced with -u; a similar change occurred in e.g. menigu "multitude", cf. Gothic managei) > eowu (back mutation)
- ^ a b Proto-Indo-European /e/ was already mutated to /i/ in Proto-Germanic in two contexts: When occurring before /n/ plus consonant, and when occurring before /i/ or /j/. The more general i-mutation that applied to all vowels in Old English is a separate process that occurred many centuries later, although it had the same effect on /e/. (Note that due to this earlier change there were few instances of /e/ that could be affected by Old English i-mutation. For this reason, the i-mutations of /e/ are listed in parens, e.g. (i), to indicate that the given results are not due directly to i-mutation of /e/, but to i-mutation of /i/ or of some vowel derived from it, e.g. io.) This is also why the Proto-West-Germanic form of hierde "shepherd" appears already as *hirdijaz with /i/ in the root even though it's clearly related to heord "herd" (Proto-West-Germanic *herdō). It is also why there's no entry for "+mf,nþ,ns" under /e/ even though it occurs for all other vowels. Furthermore, describing i as the i-mutation of e, or ie as the i-mutation of eo, is misleading at best. In fact, as just described, e was not mutated to i by i-mutation, but rather in an i-mutation environment i already appeared due to the earlier mutation of /e/ to /i/. Similarly, eo from earlier /e/ in a "breaking" environment was not mutated to ie by i-mutation. In this case again, /i/ already appeared in the i-mutation environment, which was broken to io due to the "breaking" environment it was in, and this io was then mutated to ie by i-mutation. Note further that the breaking environments for /i/ were more restrictive than those for /e/. Hence it's possible for post-breaking non-umlaut-context eo to correspond to umlaut-context i rather than io (e.g. before lh or lc), and therefore for a post-umlaut alternation between eo and i to exist. Presumably, these anomalous alternations were mostly eliminated by analogy.
- ^ A very similar process to what is described in note A resulted in the umlaut of /o/ sometimes appearing as /y/ (the "normal" outcome), and sometimes as /e/ (by analogy). Just like a-restoration, a-mutation (which lowered /u/ to /o/ before /a, e, o/) was blocked by a following /i/ or /j/, and the /u/ that was left over was sometimes changed into /o/ by analogy, and sometimes not changed.
- ^ a b c Proto-Germanic mutation of /e/ to /i/ before /i/ or /j/ also affected /eu/, producing /iu/. In fact, /iu/ occurs only before /i/ or /j/ in the following syllable, and /eu/ never occurs in these circumstances. That is, /iu/ is in fact an allophone of /eu/. It is typically written as /iu/, rather than [iu], because in the later Germanic dialects the reflexes of the sound do in fact become separate phonemes.
Changes leading up to Middle and Modern English
[edit]For a detailed description of the changes between Old English and Middle/Modern English, see the article on the phonological history of English. A summary of the main vowel changes is presented below. Note that the spelling of Modern English largely reflects Middle English pronunciation. Note also that this table presents only the general developments. Many exceptional outcomes occurred in particular environments, e.g. vowels were often lengthened in late Old English before /ld, nd, mb/; vowels changed in complex ways before /r/, throughout the history of English; vowels were diphthongised in Middle English before /h/; new diphthongs arose in Middle English by the combination of vowels with Old English ⟨w⟩, ⟨g⟩ /ɣ/ > /w/, and ⟨ġ⟩ /j/; etc. The only conditional development considered in detail below is Middle English open-syllable lengthening. Note that, in the column on modern spelling, CV means a sequence of a single consonant followed by a vowel.
NOTE: In this table, abbreviations are used as follows:
|
|
| Late Old English (Anglian), c. 1000 | Middle English pronunciation, c. 1400 | Modern English spelling, c. 1500 | Early Modern English pronunciation, c. 1600 | Modern English pronunciation, c. 2000 | Source | Example |
|---|---|---|---|---|---|---|
| a; æ; ea; ā+CC; often ǣ+CC,ēa+CC; occ. ē+CC (WS ǣ+CC) | /a/ | a | /a/ | /æ/ | OE a | OE mann > man; OE lamb > lamb; OE sang > sang; OE sacc > sack; OE assa > ass (donkey) |
| OE æ | OE fæþm > fathom; OE sæt > sat; OE æt > at; OE mæsse > mass (at church) | |||||
| OE ea | OE weax > wax; OE healf > half /hæf/ (GA) | |||||
| OE +CC | OE āscian > ask /æsk/ (GA); OE fǣtt > fat; OE lǣstan > to last /læst/ (GA) ; OE blēddre (WS blǣddre) > bladder; OE brēmbel (WS brǣmbel) > bramble | |||||
| (w+, not +g,ck,ng,nk) GA /ɑ/, RP /ɒ/ | OE a | OE swan > swan; OE wasċan > to wash; OE wann dark > wan | ||||
| OE æ | OE swæþ > swath; OE wæsp > wasp | |||||
| OE ea | OE wealwian > to wallow; OE swealwe > swallow (bird) | |||||
| (+r) /ar/ > GA /ɑr/, RP /ɑː/ | OE heard > hard; OE ærc (WS earc) > ark | |||||
| (w+ and +r) /ɔr/ > GA /ɔr/, RP /ɔː/ | OE ea | OE swearm > swarm; OE sweart > old poetic swart >! swarthy; OE weardian > to ward; OE wearm > warm; OE wearnian > to warn | ||||
| (+lC,l#) /ɔː/ | OE smæl > small; OE all (WS eall) > all; OE walcian (WS wealcian) to roll > to walk | |||||
| (+lm) GA /ɑ/, RP /ɑː/ | OE ælmesse > alms; Latin palma > OE 'palm > palm | |||||
| (RP, often +f,s,th) /ɑː/ | OE glæs > glass; OE græs > grass; OE pæþ > path; OE æfter > after; OE āscian /ɑːsk/ > to ask; OE lǣstan /lɑːst/ > to last | |||||
| (leng.) /aː/ [æː] | aCV | /ɛː/ | /eː/ > /eɪ/ | OE a | OE nama > name; OE nacod > naked; OE bacan > to bake | |
| OE æ | OE æcer > acre; OE hwæl > whale; OE hræfn > raven | |||||
| (+r) /eːr/ > GA /ɛr/, RP /ɛə/ | OE a | OE caru > care; OE faran > to fare; OE starian > to stare | ||||
| e; eo; occ. y; ē+CC; ēo+CC; occ. ǣ+CC,ēa+CC | /e/ | e | /ɛ/ | /ɛ/ | OE e | OE helpan > to help; OE elh (WS eolh) > elk; OE tellan > to tell; OE betera > better; OE streċċan > to stretch |
| OE eo | OE seofon > seven | |||||
| OE y | OE myriġ > merry; OE byrġan > to bury /ˈbɛri/; OE lyft- weak > left (hand); OE cnyll > knell | |||||
| OE +CC | OE cēpte > kept; OE mētte > met; OE bēcnan (WS bīecnan) > to beckon; OE clǣnsian > to cleanse; OE flǣsċ > flesh; OE lǣssa > less; OE frēond > friend /frɛnd/; OE þēofþ (WS þīefþ) > theft; OE hēold > held | |||||
| (+r) ar | /ar/ | GA /ɑr/, RP /ɑː/ | OE heorte > heart; OE bercan (WS beorcan) > to bark; OE teoru (WS teru) > tar; OE steorra > star | |||
| (w+ and +r) /ɔr/ > GA /ɔr/, RP /ɔː/ | AN werra > war; AN werbler > to warble | |||||
| (occ. +r) er | /ɛr/ | /ər/ > GA /ər/, RP /ɜː/ | OE e | OE sterne (WS stierne, styrne) > stern | ||
| OE eo | OE eorl > earl; OE eorþe > earth; OE liornian, leornian > to learn | |||||
| OE +CC | OE hērde (WS hīerde) > heard | |||||
| (leng.) /ɛː/ | ea,eCV | /eː/ | /iː/ | OE specan > to speak; OE mete > meat; OE beofor > beaver; OE meotan (WS metan) > to mete /miːt/; OE eotan (WS etan) > to eat; OE meodu (WS medu) > mead; OE yfel > evil | ||
| (+r) /iːr/ > GA /ɪr/, RP /ɪə/ | OE spere > spear; OE mere > mere (lake) | |||||
| (occ.) /eɪ/ | OE brecan > to break /breɪk/ | |||||
| (occ. +r) /eːr/ > GA /ɛr/, RP /ɛə/ | OE beoran (WS beran) > to bear; OE pere, peru > pear; OE swerian > to swear; OE wer man > were- | |||||
| (often +th,d,t,v) /ɛ/ | OE leþer > leather /lɛðɚ/; OE stede > stead; OE weder > weather; OE heofon > heaven; OE hefiġ > heavy | |||||
| i; y; ī+CC,ȳ+CC; occ. ēoc,ēc; occ. ī+CV,ȳ+CV | /i/ | i | /ɪ/ | /ɪ/ | OE i | OE writen > written; OE sittan > to sit; OE fisċ > fish; OE lifer > liver |
| OE y | OE bryċġ > bridge; OE cyssan > to kiss; OE dyde > did; OE synn > sin; OE gyldan > to gild; OE bysiġ > busy /ˈbɪzi/ | |||||
| OE +CC | OE wīsdōm > wisdom; OE fīftiġ > fifty; OE wȳsċan > to wish; OE cȳþþ(u) > kith; OE fȳst > fist | |||||
| OE ȳ+CV,ī+CV | OE ċīcen > chicken; OE lȳtel > little | |||||
| OE ēoc,ēc | OE sēoc > sick; OE wēoce > wick; OE ēc + nama > ME eke-name >! nickname | |||||
| (+r) /ər/ > GA /ər/, RP /ɜː/ | OE gyrdan > to gird; OE fyrst > first; OE styrian > to stir | |||||
| (leng. — occ.) /eː/ | ee | /iː/ | /iː/ | OE wicu > week; OE pilian > to peel; OE bitela > beetle | ||
| o; ō+CC | /o/ | o | /ɔ/ | GA /ɑ/, RP /ɒ/ | OE o | OE god > god; OE beġeondan > beyond |
| OE +CC | OE gōdspell > gospel; OE fōddor > fodder; OE fōstrian > to foster | |||||
| (GA, +f,s,th,g,ng) /ɔː/ | OE moþþe > moth; OE cros > cross; OE frost > frost; OE of > off; OE oft > oft; OE sōfte > soft | |||||
| (+r) /ɔr/ > GA /ɔr/, RP /ɔː/ | OE corn > corn; OE storc > storc; OE storm > storm | |||||
| (leng.) /ɔː/ | oa,oCV | /oː/ | GA /oʊ/, RP /əʊ/ | OE fola > foal; OE nosu > nose; OE ofer > over | ||
| (+r) /oːr/ > GA /ɔr/, RP /ɔː/ | OE borian > to bore; OE fore > fore; OE bord > board | |||||
| u; occ. y; ū+CC; w+ e,eo,o,y +r | /u/ | u,o | /ʊ/ | /ʌ/ | OE u | OE bucc > buck /bʌk/; OE lufian > to love /lʌv/; OE uppe > up; OE on bufan > above |
| OE y | OE myċel > ME muchel >! much; OE blysċan > to blush; OE cyċġel > cudgel; OE clyċċan > to clutch; OE sċytel > shuttle | |||||
| OE +CC | OE dūst > dust; OE tūsc > tusk; OE rūst > rust | |||||
| (b,f,p+ and +l,sh) /ʊ/ | OE full > full /fʊl/; OE bula > bull; OE bysċ > bush | |||||
| (+r) /ər/ > GA /ər/, RP /ɜː/ | OE u | OE spurnan > to spurn | ||||
| OE y | OE ċyriċe > church; OE byrþen > burden; OE hyrdel > hurdle | |||||
| OE w+,+r | OE word > word; OE werc (WS weorc) > work; OE werold > world; OE wyrm > worm; OE wersa (WS wiersa) > worse; OE weorþ > worth | |||||
| (leng. — occ.) /oː/ | oo | /uː/ | /uː/ | OE (brȳd)-guma > ME (bride)-gome >! (bride)-groom | ||
| (+r) /uːr/ > /oːr/ > GA /ɔr/, RP /ɔː/ | OE duru > door | |||||
| (often +th,d,t) /ʌ/ | ? | |||||
| (occ. +th,d,t) /ʊ/ | OE wudu > wood /wʊd/ | |||||
| ā; often a+ld,mb | /ɔː/ | oa,oCV | /oː/ | GA /oʊ/, RP /əʊ/ | OE ā | OE āc > oak; OE hāl > whole |
| OE +ld,mb | OE camb > comb; OE ald (WS eald) > old; OE haldan (WS healdan) > to hold | |||||
| (+r) /oːr/ > GA /ɔr/, RP /ɔː/ | OE ār > oar, ore; OE māra > more; OE bār > boar; OE sār > sore | |||||
| ǣ; ēa | /ɛː/ | ea,eCV | /eː/ | /iː/ | OE ǣ | OE hǣlan > to heal /hiːl/; OE hǣtu > heat; OE hwǣte > wheat |
| OE ēa | OE bēatan > to beat /biːt/; OE lēaf > leaf; OE ċēap > cheap | |||||
| (+r) /iːr/ > GA /ɪr/, RP /ɪə/ | OE rǣran > to rear ; OE ēare > ear; OE sēar > sere; OE sēarian > to sear | |||||
| (occ.) /eɪ/ | OE grēat > great /greɪt/ | |||||
| (occ. +r) /eːr/ > GA /ɛr/, RP /ɛə/ | OE ǣr > ere (before) | |||||
| (often +th,d,t) /ɛ/ | OE ǣ | OE brǣþ odor > breath; OE swǣtan > to sweat; OE sprǣdan > to spread | ||||
| OE ēa | OE dēad > dead /dɛd/; OE dēaþ death; OE þrēat menace > threat; OE rēad > red; OE dēaf > deaf | |||||
| ē; ēo; often e+ld | /eː/ | ee,ie(nd/ld) | /iː/ | /iː/ | OE ē | OE fēdan > to feed; OE grēdiġ (WS grǣdiġ) > greedy; OE mē > me; OE fēt > feet; OE dēd (WS dǣd) > deed; OE nēdl (WS nǣdl) > needle |
| OE ēo | OE dēop deep; OE fēond > fiend; OE betwēonum > between; OE bēon > to be | |||||
| OE +ld | OE feld > field; OE ġeldan (WS ġieldan) to pay > to yield | |||||
| (often +r) /ɛːr/ | ear,erV | /eːr/ | /iːr/ > GA /ɪr/, RP /ɪə/ | OE ē | OE hēr > here; OE hēran (WS hīeran) > to hear; OE fēr (WS fǣr) > fear | |
| OE ēo | OE dēore (WS dīere) > dear | |||||
| (occ.) /eːr/ > GA /ɛr/, RP /ɛə/ | OE þēr (WS þǣr) > there; OE hwēr (WS hwǣr) > where | |||||
| (occ. +r) /eːr/ | eer | /iːr/ | /iːr/ > GA /ɪr/, RP /ɪə/ | OE bēor > beer; OE dēor > deer; OE stēran (WS stīeran) > to steer; OE bēr (WS bǣr) > bier | ||
| ī; ȳ; often i+ld,mb,nd; often y+ld,mb,nd | /iː/ | i,iCV | /əi/ | /aɪ/ | OE ī | OE rīdan > to ride; OE tīma > time; OE hwīt > white; OE mīn > mine (of me) |
| OE ȳ | OE mȳs > mice; OE brȳd > bride; OE hȳdan > to hide | |||||
| OE +ld,mb,nd | OE findan > to find; OE ċild > child; OE climban > to climb; OE mynd > mind | |||||
| (+r) /air/ > GA /aɪr/, RP /aɪə/ | OE fȳr > fire; OE hȳrian > to hire; OE wīr > wire | |||||
| ō; occ. ēo | /oː/ | oo | /uː/ | /uː/ | OE ō | OE mōna > moon; OE sōna > soon; OE fōd > food /fuːd/; OE dōn > to do |
| OE ēo | OE ċēosan > to choose; OE sċēotan > to shoot | |||||
| (+r) /uːr/ > /oːr/ > GA /ɔr/, RP /ɔː/ | OE flōr > floor; OE mōr > moor | |||||
| (occ. +th,d,v) /ʌ/ | OE blōd > blood /blʌd/; OE mōdor > mother /mʌðə(r)/; OE glōf > glove /glʌv/ | |||||
| (often +th,d,t,k) /ʊ/ | OE gōd > good /gʊd/; OE bōc > book /bʊk/; OE lōcian > to look /lʊk/; OE fōt > foot /fʊt/ | |||||
| ū; often u+nd | /uː/ | ou | /əu/ | /aʊ/ | OE ū | OE mūs > mouse; OE ūt, ūte > out; OE hlūd > loud |
| OE +nd | OE ġefunden > found; OE hund > hound; OE ġesund > sound (safe) | |||||
| (+r) /aur/ > GA /aʊr/, RP /aʊə/ | OE | OE ūre > our; OE sċūr > shower; OE sūr > sour | ||||
| (occ. +t) /ʌ/ | OE būtan > but; OE strūtian > ME strouten > to strut |
Note that the Modern English vowel usually spelled ⟨au⟩ (British /ɔː/, American /ɔ/) does not appear in the above chart. Its main source is late Middle English /au/, which come from various sources: Old English ⟨aw⟩ and ⟨ag⟩ ("claw" < clawu, "law" < lagu); diphthongisation before /h/ ("sought" < sōhte, "taught" < tāhte, "daughter" < dohtor); borrowings from Latin and French ("fawn" < Old French faune, "Paul" < Latin Paulus). Other sources are Early Modern English lengthening of /a/ before /l/ ("salt, all"); occasional shortening and later re-lengthening of Middle English /ɔː/ ("broad" < /brɔːd/ < brād); and in American English, lengthening of short ⟨o⟩ before unvoiced fricatives and voiced velars ("dog, long, off, cross, moth", all with /ɔ/ in American English, at least in dialects that still maintain the difference between /a/ and /ɔ/).
As mentioned above, Modern English is derived from the Middle English of London, which is derived largely from Anglian Old English, with some admixture of West Saxon and Kentish. One of the most noticeable differences among the dialects is the handling of original Old English /y/. By the time of the written Old English documents, the Old English of Kent had already unrounded /y/ to /e/, and the late Old English of Anglia unrounded /y/ to /i/. In the West Saxon area, /y/ remained as such well into Middle English times, and was written ⟨u⟩ in Middle English documents from this area. Some words with this sound were borrowed into London Middle English, where the unfamiliar /y/ was substituted with /u/. Hence:
- "gild" < gyldan, "did" < dyde, "sin" < synn, "mind" < mynd, "dizzy" < dysiġ "foolish", "lift" < lyft "air", etc. show the normal (Anglian) development.
- "much" < myċel shows the West Saxon development.
- "merry" < myriġ shows the Kentish development.
- "build" < byldan and "busy" < bysiġ have their spelling from West Saxon but pronunciation from Anglian.
- "bury" /ˈbɛri/ < byrġan has its spelling from West Saxon but its pronunciation from Kentish.
Note that some apparent instances of modern ⟨e⟩ for Old English ⟨y⟩ are actually regular developments, particularly where the ⟨y⟩ is a development of earlier (West Saxon) ⟨ie⟩ from i-mutation of ⟨ea⟩, as the normal i-mutation of ⟨ea⟩ in Anglian is ⟨e⟩; for example, "stern" < styrne < *starnijaz, "steel" < stȳle < *stahliją (cf. Old Saxon stehli). Also, some apparent instances of modern ⟨u⟩ for Old English ⟨y⟩ may actually be due to the influence of a related form with unmutated ⟨u⟩, e.g. "sundry" < syndriġ, influenced by sundor "apart, differently" (cf. "to sunder" and "asunder").
Notes
[edit]- ^ Campbell 1959, pp. 50–51.
- ^ Campbell 1959, p. 108.
- ^ Campbell 1959, p. 53, sec. 34.
- ^ Campbell 1959, pp. 52–53, sec. 131–133.
- ^ Minkova 2014, §6.5.3 Diphthongs and Diphthongoids.
- ^ Colman 1985, pp. 7–11.
- ^ Lass 1994, pp. 68–69.
- ^ Campbell 1959, pp. 54–60.
- ^ Marsh 2017, §4.2.3.
- ^ Howell 1991, pp. 86–99.
- ^ Schrijver 2014, pp. 87–92.
- ^ Campbell 1959, pp. 60–62.
- ^ Cercignani 1983.
- ^ van Gelderen, E., A History of the English Language, John Benjamins 2014, p. 100.
- ^ Campbell 1959, pp. 62–64, sec. 164–168.
- ^ Campbell 1959, pp. 64–71, sec. 170–189.
- ^ Campbell 1959.
- ^ Mitchell & Robinson 2001.
- ^ Lass 1994.
- ^ a b Hogg 2011:23: Brunner takes the i of ie after palatalal consonant as purely diacritical ... Colman (1985) argues that ie which is the product of i-umlaut represents /iy̆, iy/. Colman holds the same position as Brunner ... with regard to ie after a palatal consonant.
- ^ a b Hogg 2011, p. 115.
- ^ Hogg 2011, pp. 111, 114.
- ^ Hogg 2011, pp. 110–117.
- ^ Hogg 1992, p. 112.
- ^ Campbell 1959, pp. 143–144, sec. 341–342.
- ^ Ringe & Taylor 2014, p. 15.
- ^ Campbell 1959, pp. 144–4751.
- ^ Mitchell & Robinson 1992, p. 25.
- ^ Campbell 1959, pp. 146–147, sec. 353.
- ^ Campbell 1959, pp. 85–93, sec. 205–221.
- ^ Campbell 1959, pp. 93–98, sec. 222–233.
- ^ Campbell 1959, pp. 186–187, sec. 461–466.
- ^ Campbell 1959, pp. 104–105, sec. 241–242.
- ^ Campbell 1959, pp. 98–104, sec. 170–189.
- ^ Campbell 1959, pp. 155–156, sec. 373.
- ^ Prins 1972, p. 69.
- ^ Toon 1992, p. 416
References
[edit]- Baker, Peter S. (2007). Introduction to Old English (2nd ed.). Oxford: Blackwell. ISBN 978-1-4051-5272-3.
- Campbell, A. (1959). Old English Grammar. Oxford: Oxford University Press. ISBN 0-19-811943-7.
{{cite book}}: ISBN / Date incompatibility (help) - Cercignani, Fausto (1983). "The Development of */k/ and */sk/ in Old English". Journal of English and Germanic Philology. 82 (3): 313–323.
- Colman, F. (1985). "Old English ie: quid est?". Lingua. 67 (1): 1–23. doi:10.1016/0024-3841(85)90010-5.
- Hogg, Richard M. (1992). "Chapter 3: Phonology and Morphology". In Hogg, Richard M. (ed.). The Cambridge History of the English Language. Vol. 1: The Beginnings to 1066. Cambridge University Press. pp. 67–168. doi:10.1017/CHOL9780521264747. ISBN 978-0-521-26474-7.
- Hogg, Richard M. (2011) [1992]. A Grammar of Old English. Vol. 1: Phonology. John Wiley & Sons.
- Howell, Robert B. (1991). Old English Breaking and its Germanic Analogues. Linguistische Arbeiten. Max Niemeyer Verlag.
- Lass, Roger (1994). Old English: A historical linguistic companion. Cambridge: Cambridge University Press. ISBN 0-521-43087-9.
- Marsh, Jeannette K. (2017). "Pre-Old English". In Brinton, Laurel J.; Bergs, Alexander (eds.). Old English. The History of English. De Gruyter.
- Minkova, Donka (2014). A Historical Phonology of English. Edinburgh University Press Ltd. ISBN 978-0-7486-3469-9.
- Mitchell, Bruce; Robinson, Fred C. (2001). A Guide to Old English (6th ed.). Oxford: Blackwell. ISBN 0-631-22636-2.
- Prins, A.A. (1972). A History of English Phonemes. Leiden: Leiden University Press.
- Ringe, Don; Taylor, Ann (2014). The Development of Old English. Oxford University Press. ISBN 978-0-19-920784-8.
- Schrijver, Peter (2014). Language Contact and the Origins of the Germanic Languages. Routledge. ISBN 978-0-415-35548-3.
- Toon, Thomas E. (1992). "Chapter 6: Old English Dialects". In Hogg, Richard M. (ed.). The Cambridge History of the English Language. Vol. 1: The Beginnings to 1066. Cambridge University Press. pp. 67–168. doi:10.1017/CHOL9780521264747. ISBN 978-0-521-26474-7.
Phonological history of Old English
View on GrokipediaNotation and Initial Inventory
Phonetic Transcription
In discussions of Old English phonology, the International Phonetic Alphabet (IPA) is employed to provide precise representations of sounds, facilitating analysis of historical developments from the inherited Proto-Germanic system.[4] The vowel phonemes are typically transcribed as short /i, y, e, æ, a, o, u/ and long /iː, yː, eː, æː, aː, oː, uː/, with additional distinctions such as /ɑ/ for the low back vowel in some reconstructions; these symbols capture the seven short and seven long monophthongs characteristic of the language.[5] Consonant phonemes include stops /p, b, t, d, k, g/, fricatives /f, θ, s, ʃ, x, h/, nasals /m, n, ŋ/, liquids /l, r/, and glides /j, w/. The fricatives /f, θ, s/ exhibit allophonic voicing, realized as [v, ð, z] between voiced sounds, while /x/ has an intervocalic voiced allophone [ɣ]; /ʃ/ and /h/ lack voicing contrasts.[4] Old English orthography, while largely consistent in normalized editions, varied across manuscripts due to regional and scribal differences, often requiring IPA for clarification. For instance, the digraphInherited Sound System from Proto-Germanic
The phonological system inherited by early Old English from Proto-Germanic (PGmc) provided the foundational inventory of sounds that would later undergo specific changes in the West Germanic branch. This system emerged from Proto-Indo-European through processes like Grimm's Law, which shifted voiceless stops to fricatives and voiced aspirates to plain voiced stops, establishing a consonant inventory dominated by fricatives among the obstruents.[10] The PGmc consonant inventory consisted of six stops (/p, b, t, d, k, g/), five fricatives (/f, θ, s, x, h/), two nasals (/m, n/), with /ŋ/ as an allophone of /n/ before velars, two liquids (/l, r/), and two glides (/j, w/). Fricatives exhibited voiced allophones (/v, ð, z, ɣ/) in voiced environments, a pattern solidified by Verner's Law, which voiced originally voiceless fricatives (from Grimm's Law) when the Proto-Indo-European accent did not immediately precede them. For instance, PGmc *fadar 'father' reflects Verner's Law in the voiced /d/ (from /θ/), derived from Proto-Indo-European *ph₂tḗr, where the accent on the following syllable triggered voicing.[10][11] In West Germanic, including the ancestor of Old English, initial /w-/ was preserved without shifting to a labiodental fricative, unlike later developments in some High German dialects.[10] The vowel system featured five short monophthongs (/i, e, a, o, u/) and their five long counterparts (/iː, eː, aː, oː, uː/), with length being phonemic and often resulting from compensatory lengthening after consonant loss. Diphthongs included /ai, au, eu, iu/, arising from sequences of short vowel plus glide or from earlier Indo-European diphthongs. Allophonic variations occurred, such as /k/ surfacing as [tʃ] before front vowels in some contexts, though this was not yet a systematic shift.[10][12] Phonotactics in PGmc were relatively simple, with a maximal syllable structure of CVC, though initial and final clusters like /st-/ or resonant-obstruent combinations were permitted; word-initial /ŋ/ and /kn-/ were avoided, with the latter often simplifying early. Primary stress fell fixedly on the first syllable, promoting the reduction of unstressed vowels and contributing to the eventual loss of final unstressed syllables in late PGmc. This stress pattern and syllable constraints formed the baseline for Old English phonology before regional innovations.[10][12]Consonant Developments
Palatalization of Velars
The palatalization of velar consonants /k/ and /g/ inherited from Proto-Germanic represented a major phonological innovation in Old English, primarily conditioned by adjacency to front vowels. This process transformed velars into palatal or postalveolar affricates and fricatives, contributing to the distinct sound system of the language.[13] It occurred across all positions but was most systematic intervocalically and before front vowels, with variations in outcome depending on the phonetic environment. The primary stage of palatalization took place in early Old English, around the 5th to 6th centuries, affecting /k/ and /g/ directly before original front vowels /i, e, æ/, yielding affricates /tʃ/ and /dʒ/. For instance, Proto-Germanic *kuningaz evolved into Old English cyning [ˈtʃynɪŋɡ] 'king', where the initial velar /k/ shifted to /tʃ/ due to the following /i/.[13] Similarly, dagaz became dæġ [dæj] 'day' in the nominative singular, with /g/ palatalizing to /j/ before the front vowel /æ/, contrasting with the unpalatalized plural dagas [ˈdɑɣɑs].[14] This stage predated i-umlaut but interacted with it, as palatalization could propagate through umlauted forms in paradigms.[13] Secondary palatalization affected velars in other contexts, such as after the primary front vowels or in non-intervocalic positions, often resulting in fricatives /ç/ (from /k/) and /ɟ/ or /j/ (from /g/) before front vowels. This phase extended into the 7th century and beyond, with further developments like the phonemic split of [ɣ] into /g/ and /j/ around the mid-10th century in some dialects. In certain environments, palatalized /g/ merged with /j/, as seen in extensions of forms like dæġ, while /k/ could yield /ç/ in medial or final positions before front vowels.[13] Across Old English dialects, this led to variable outcomes, including fricatives /ʃ/ and /ʒ/ in some varieties, particularly from clusters. Phonological conditioning for these changes emphasized assimilation to front vowel features, with /k, g/ undergoing progressive or regressive palatalization when adjacent to /i, e, æ/ or the glide *j/. A related assimilation affected clusters like /sk/, which palatalized to /ʃ/ (spelledAbsorption of Nasals before Fricatives
In the phonological history of Old English, the absorption of nasals before fricatives, known as the Ingvaeonic nasal spirant law, involved the deletion of a nasal consonant (/m/, /n/, or /ŋ/) when it occurred between a vowel and a following voiceless fricative (/f/, /θ/, /s/, or /x/), resulting in the fricative remaining while the preceding vowel underwent compensatory lengthening.[16] This process applied specifically to homorganic or adjacent nasal-fricative sequences, such as /mf/ > /f/, /nθ/ > /θ/, /ns/ > /s/, and /ŋx/ > /x/, but did not affect nasals before voiced fricatives or stops, where assimilation to geminate nasals often occurred instead (e.g., /mn/ or /vn/ simplifying to /n/, and /ŋk/ or /ŋx/ to /ŋ/).[14] The change avoided nasal gemination and ensured the fricative's survival, distinguishing Old English from other West Germanic languages like Old High German, where such nasals were retained.[17] This sound shift took place in the pre-Old English period, roughly during the 4th to 5th centuries AD, prior to the Anglo-Saxon settlement of Britain, and was a shared innovation among the Ingvaeonic (North Sea Germanic) dialects, including Old English, Old Frisian, and Old Saxon, though it showed consistent application across these varieties without significant regional variation.[14][16] The loss typically affected short vowels, which lengthened compensatorily (e.g., *a > ā), preserving syllable weight and contributing to the evolution of Old English vowel quantity, though the nasalization of the vowel was often transient and not phonemically contrastive. In cases like *tanþuz > tōþ ('tooth'), the resulting long vowel shifted to /ō/ due to denasalization of an intermediate nasalized /ā/.[14] Representative examples illustrate the rule's effects: Proto-Germanic *fimf ("five") developed into Old English fīf, with /mf/ > /f/ and preceding /i/ lengthening to /ī/; *munþaz ("mouth") became mūþ, where /nθ/ > /θ/ and /u/ > /ū/; *tanþuz ("tooth") yielded tōþ via /nθ/ > /θ/; and *uns ("us") resulted in ūs, with /ns/ > /s/ and /u/ > /ū/.[16] For velar nasals, *faŋxan ("to capture") evolved to fōn, absorbing /ŋx/ > /x/ with lengthening of /a/ to /ō/.[14] The phonological rule can be formalized as: V + Nasal + Fricative → Vː + Fricative (where Nasal is homorganic to the voiceless fricative, and V is a short vowel), operating as a post-Proto-Germanic development that streamlined consonant clusters while maintaining prosodic structure through lengthening.[14] This absorption was articulatorily motivated by the difficulty of sustaining nasal airflow before fricatives, leading to denasalization and deletion, as supported by phonetic studies on similar processes.[18]Metathesis of /r/
In Old English, the metathesis of /r/ primarily involved the sporadic transposition of /r/ with a preceding short vowel in stressed syllables, resulting in changes such as /VrC/ > /rVC/ where C is typically a dental consonant.[19] This process was not a regular sound change but occurred irregularly, often as a phonetic adjustment to improve articulation or perceptual clarity in clusters.[20] It is attested mainly in late Old English, following i-umlaut around the 8th century, and is particularly associated with environments where /r/ followed a short vowel before fricatives or stops.[21] Representative examples include the development of "bird" from earlier *brid(d), where the /i/ and /r/ switched positions, and "þridda" (third) from *þirda, reflecting the same vowel-/r/ reversal before /d/.[19] This metathesis was most prominent in West Saxon and Anglian dialects, spreading from northern varieties like Northumbrian southward, though it remained limited in scope, affecting approximately 20-30 words overall.[21] In clusters such as /hr-/, /hl-/, and /hn-/, /r/ occasionally participated in partial reorderings, but the core pattern centered on vowel-/r/ switches rather than full consonant cluster inversions.[20] The change's irregularity suggests it arose from perceptual biases favoring /r/ in onset positions for better syllabic structure.[19] This process occasionally interacted with breaking, as /r/ could trigger vowel retraction prior to metathesis in some forms.[21]Loss of /h/ and Related Clusters
In Old English, the voiceless glottal fricative /h/ was generally retained in word-initial position when preceding liquids (/l/, /r/) or the labiovelar approximant (/w/), with clusters such as /hl-/, /hr-/, /hn-/, and /hw-/ preserved orthographically and phonetically in most dialects, as evidenced by poetic alliteration; however, some weakening or loss may have occurred in late Old English, particularly in northern varieties.[22] For instance, Proto-Germanic *hlōfą yielded Old English *hlāf 'loaf', where the initial cluster was maintained in pronunciation across major dialects.[23] Similarly, *hrīngaz became Old English hring 'ring', with /h/ retention in most contexts, though evidence from dialectal forms suggests partial assimilation in compounds or unstressed positions.[24] This did not trigger compensatory lengthening, as the following sonorant preserved syllable weight, but it contributed to the overall weakening of /h/ as a phoneme in onset positions over time.[22] A more consistent development involved the loss of intervocalic /h/, which represented the voiceless velar fricative /x/ inherited from Proto-Germanic, resulting in contraction but without systematic compensatory lengthening of short vowels in all cases; this change, dated to early Old English around the sixth century, followed the phonological rule /Vx/ > /Vː/ where applicable in open syllables. For example, Proto-Germanic *sōkjaną developed into Old English sēcan through deletion of intervocalic /j/ and related adjustments, but for /x/, contracted verbs like *dōjan > dēon illustrate the loss.[25] In compounds incorporating elements with intervocalic /x/, the loss was complete, often leading to fused forms.[14] Dialectal variation marked these changes, with Northumbrian texts showing prolonged retention of /h/ in both initial clusters and intervocalic positions into the late Old English period, possibly due to conservative scribal traditions or substrate influences.[26] This /h/-loss in open syllables paralleled broader smoothing processes in diphthongal contexts, where deletion similarly facilitated monophthongization.[25] Overall, these developments reduced the functional load of /h/, paving the way for its further erosion in Middle English.[27]Loss of -(e)s- and -(i)j-
In the phonological history of Old English, the loss of suffixal -(e)s- and -(i)j- contributed to the simplification of morphological endings, particularly in class I weak verbs and ja-stem nouns, occurring primarily during the mid-Old English period from the 7th to 8th centuries.[28] This process was morphologically conditioned and typically followed i-umlaut, where the high front vowel or glide /i/ or /j/ in the suffix triggered fronting of the stem vowel before the suffix itself was eroded.[29] The deletion streamlined verb and noun paradigms, reducing complex clusters and glides while preserving key alternations through umlaut effects. Chronologically, this followed i-umlaut and preceded many reduction processes, with variations across dialects like earlier loss in Anglian forms. For class I weak verbs, inherited from Proto-Germanic -jan stems, the /j/ was lost after causing i-umlaut, often accompanied by gemination of the preceding consonant in light stems (those ending in a short vowel plus a single consonant) to maintain syllable weight. This gemination prevented hiatus and ensured phonetic stability post-deletion. A representative example is Proto-Germanic *saljaną ("to give guilt"), which developed into Old English sellan, with umlaut of /a/ to /e/ and gemination of /l/ yielding the doubled consonant in the present stem.[29] Similarly, Proto-Germanic *habjaną ("to lift") became Old English hēbban, where the short stem *hab- underwent umlaut to *hēb- and /b/ geminated before the loss of /j/, resulting in hēbban; this affected primarily light-stem verbs, while heavy stems (with long vowels or clusters) simply lost the /j/ without gemination, as in *dōmjan > dēman ("to deem").[29] The conditioning was phonological, tied to foot structure and syllable constraints like binary footing and avoidance of trimoraic syllables, with umlaut applying prior to deletion in Old English dialects.[29] In noun paradigms, the loss of /j/ similarly simplified ja-stem forms, where the suffixal glide was eroded after umlaut, leading to stem equalization across cases. For example, Proto-Germanic *frijōndz (a ja-stem derivative meaning "friend") developed into Old English frēond, with /j/ deleted and stem adjustments via umlaut.[30] This erasure of /j/ occurred post-umlaut, promoting paradigm uniformity in ja-stems like those for relational nouns. Regarding clusters involving -(e)s-, the suffixal /s/ in combinations like /sj/ (arising from stems ending in /s/ plus /j/-suffixes) first simplified to /s/ through /j/-deletion, mirroring the verbal process, before occasional further changes such as palatalization to /ʃ/ in specific environments or complete loss in unstressed positions. This affected rare but analogous forms in weak derivations, contributing to overall suffix reduction without disrupting core morphology. The full loss of /j/ after umlaut thus served as a prerequisite, ensuring the fronting persisted as a morphological marker even as the trigger vanished. In dialects, Kentish showed more conservative retention of some suffixes compared to West Saxon smoothing.[29]Fronting and Diphthongization Processes
First A-Fronting
First A-fronting was a phonological change in the pre-Old English period whereby short /a/ was raised and fronted to /æ/ when followed by /i/, /j/, /u/, or /w/ in the next syllable. This Anglo-Frisian innovation occurred early, prior to the 7th century, and primarily affected short /a/ in open syllables, distinguishing Anglo-Frisian languages from other West Germanic varieties like Old Saxon, where such fronting did not take place. The change is considered a morphological trigger, often appearing in verb stems or inflections influenced by suffixes containing /i/, /j/, /u/, or /w/. The phonological environment for this shift can be formalized as *a → æ / ___ (C){i,j,u,w}, where the vowel change was conditioned by the high vowels or glides in the subsequent syllable. This process preceded later vowel mutations, including i-umlaut, by establishing a front low vowel in the system that facilitated subsequent assimilatory changes. It applied after the inheritance of the Proto-Germanic vowel inventory but before major syllable structure adjustments like syncope. Representative examples illustrate the change clearly. Proto-Germanic *dagaz 'day' developed into pre-Old English *dægaz, ultimately yielding Old English dæġ, where the stem vowel /a/ fronted to /æ/ (no high vowel in plural, but base form shows it). Similarly, Proto-Germanic *habjaną 'to have' shows fronting to pre-Old English *hæbjan, reflected in Old English habban/hæbben (with gemination). These cases highlight how the change operated across morphological boundaries, contributing to the diversification of Old English dialects.[31]Monophthongization of Proto-Germanic Diphthongs
The monophthongization of Proto-Germanic diphthongs in Old English primarily affected the closing diphthongs *ai, *au, *eu, and *iu, transforming them into long monophthongs or new opening diphthongs during the early Anglo-Saxon period, roughly in the 5th century AD, prior to later processes like breaking. This change occurred as part of the West Germanic developments, where the off-glides of these diphthongs were lost or centralized, leading to simplification under the influence of primary stress on the first syllable. The process was conditioned by the phonetic environment, particularly the following consonants, which influenced whether the result was a back or front vowel.[32][33] For *ai, the diphthong monophthongized to a long ā, as in Proto-Germanic *stainaz > Old English stān "stone," reflecting the early timing of the change (late 5th to early 6th century) before subsequent vowel shifts like i-mutation, which could further alter it to ǣ in affected forms (e.g., *dailijan > dǣlan "to divide"). In contrast, *au underwent fronting to [æu] followed by height harmonization, resulting in the new diphthong ēa, as seen in Proto-Germanic *hlaudą > Old English hlēad "load." Similarly, *eu became ēo through centralization of the off-glide, and *iu developed into īo, both introducing opening diphthongs distinct from the inherited system.[32][34][33] These developments enriched the Old English vowel inventory with new long diphthongs (ēa, ēo, īo), which were phonemically distinct and consistently spelled in the orthography, though they later underwent further modifications in Middle English. The phonological conditioning emphasized the role of the second element's reduction to a centralized [ə]-like quality in the new diphthongs, facilitating their integration before the breaking process affected short front vowels. Representative examples illustrate the uniformity across dialects, with runic evidence from the 5th century supporting the early completion of *ai's monophthongization.[33][32]Second A-Fronting
Second A-Fronting refers to the raising of short /æ/ to /e/ before a following /i/ or /j/ in the next syllable, a change that took place primarily in Anglian dialects of Old English, particularly Mercian, during the 7th and 8th centuries. This process built upon the earlier First A-Fronting, which had shifted Proto-Germanic *a to /æ/, and applied to /æ/ derived from multiple sources, including that initial fronting. It was largely morphological, triggered by inflectional endings such as nominative plural -i or feminine noun suffixes involving /j/.[35][36] The phonological rule can be formalized as /æ/ → /e/ / ___ (i, j). A representative example is Proto-Germanic *sandijō 'sandy' (feminine nominative singular), which yielded Mercian Old English *sendi. Another is the nominative plural of 'quick' from Proto-Germanic *hraþiz, reflected as Mercian hreðe, contrasting with West Saxon hræþe where the raising did not apply. In weak adjectives, forms like *blæwaz 'blue' were not affected, but similar cases such as *strælō 'arrow' (accusative plural *stræli > Mercian strece) show the change.[35][37] This change exhibited dialectal variation, being more consistent in Mercian texts like the Vespasian Psalter glosses (e.g., strece from *strælō 'arrow' accusative plural) but less so in West Saxon, where /æ/ was frequently preserved. It postdated i-mutation's establishment but preceded palatal diphthongization, contributing to the diversification of Old English vowel systems across regions.[35][36]Palatal Diphthongization
Palatal diphthongization refers to a sound change in Old English in which stressed short front monophthongs /e/ and /æ/ developed into the diphthongs /ie/ and /ea/ respectively when immediately following a palatal consonant or before the palatal glide /j/.[13] This process occurred primarily in West Saxon dialects during the late 7th century, subsequent to the palatalization of velar consonants /k/ and /g/ before front vowels.[13] It affected a limited set of approximately 100 words, reflecting its restricted phonological scope within the Old English lexicon.[38] The conditioning environment involved proximity to palatal sounds, including /j/, /tʃ/ (from palatalized /k/), /ʃ/, and the palatal fricatives /ç/ and /j/ (from palatalized /g/). For instance, Proto-Germanic *herdjan 'to herd' yielded Old English *hierde, where /e/ diphthongized to /ie/ before /j/; similarly, *kæstrą 'camp' became *ceaster, with /æ/ > /ea/ after /tʃ/.[38] These changes were confined to stressed syllables and did not apply universally across all dialects, being absent or minimal in early Northumbrian texts.[13] In some cases, back vowels underwent analogous diphthongization after palatals, such as /u/ > /eo/ following /j/, exemplified by *jungaz 'young' developing into *geong.[38] The resulting diphthongs /ie/ and /ea/ often underwent subsequent monophthongization in Late West Saxon, shifting to /i/ or /e/, as seen in forms like *giefan > *gifan 'to give'.[38] This process, triggered by the articulatory influence of adjacent palatals, contributed to the diversification of Old English vowel inventory in southern dialects.[13]Breaking, Retraction, and Restoration
Breaking
In Old English phonology, breaking refers to the diphthongization of short front monophthongs before the liquids /l/ or /r/ followed by a consonant, resulting in the insertion of a back off-glide.[39] This process affected the vowels /i/, /e/, and /æ/, transforming them into the diphthongs io, eo, and ea respectively. The phonological rule can be stated as: a short front vowel followed by /l/ or /r/ plus another consonant yields a diphthong with a back off-glide, reflecting the backness or velar quality of the liquids in this environment.[39] This change occurred in the seventh century, subsequent to i-umlaut and the fronting processes that had shifted earlier back vowels forward.[39] It is considered a West Saxon innovation, though evidence suggests it spread to other dialects with variations in application and later developments.[40] The mechanism involves epenthesis of a /u/-like glide, triggered by the dorsal or back articulation of /l/ and /r/ when followed by a consonant, which assimilates a [back] or [dorsal] feature to the preceding vowel.[39] Representative examples illustrate the process clearly. For instance, Proto-Germanic *aldaz 'old' developed into Old English eald, where /æ/ before /ld/ became /ea/.[39] Similarly, *berhtaz 'bright' yielded beorht, with /e/ before /rht/ diphthongizing to /eo/.[39] Other cases include *hærdaz 'hard', becoming heard with /ea/ from /æ/ before /rd/, and *werþan 'to become', becoming weorþan with /eo/ from /e/ before /rþ/.[40] These shifts highlight how breaking disrupted the front vowel system in preconsonantal liquid contexts, contributing to the rich diphthong inventory of Old English.Retraction
Retraction in the phonological history of Old English refers to the backing of front vowels before /r/ or /l/ followed by a consonant in specific positions, particularly affecting short /æ/ to /a/, and /e/ to /o/ and /i/ to /u/ in Anglian dialects during the 8th century. This process served as a conditioned allophonic variation that contributed to dialectal differences, often blocking or altering breaking in those environments. The phonological trigger was /r/ or /l/, which induced retraction due to its post-alveolar or uvular articulation in pre-Old English, leading to centralization or backing of the preceding vowel. This change interacted with breaking, occurring in overlapping contexts where front vowels might otherwise diphthongize before /rC/ or /lC/ (C = consonant).[41][40] Representative examples illustrate the process in Anglian varieties. For instance, West Saxon *heorte "heart" (with /eo/ from breaking before /rt/) corresponds to Anglian *horte, where /e/ retracted to /o/ before /r/. Similarly, West Saxon *fīrst "first" contrasts with Anglian *furst, where /i/ retracted to /u/ before /rst/. These changes were mainly prominent in clusters like /rt/, /ld/, with /æ/ > /a/ as well, but /r/ and /l/ specifically drove backing in initial or medial positions. The process was dialectal, originating in Anglian regions (Mercian and Northumbrian) and influencing later West Saxon orthography by the 9th century.[41]A-Restoration
A-restoration was a phonological process in Old English whereby the fronted low vowel /æ/, arising from earlier a-fronting changes, retracted to /a/ in certain back environments, particularly after /w/ or /l/, or before back vowels or consonants in the following syllable. This reversal helped maintain a distinction between original /a/ and fronted vowels, preventing over-fronting in the system. The change is dated to the late 8th century and was chiefly a feature of the West Saxon dialect, where it applied selectively to avoid merger with other front vowels, following the second a-fronting.[42] The phonological rule governing this restoration can be stated as /æ/ → /a/ / [w, l] ___ or in back environments, such as before a back vowel (e.g., /a, o, u/) in the next syllable. This occurred after the second a-fronting had affected non-West Saxon dialects, serving as a partial counterbalance in West Saxon by retracting some instances of /æ/ back to /a/.[43][44] Representative examples illustrate the process: Proto-West Germanic *twā (feminine/neuter form of 'two') underwent fronting to *twæ but restored to Old English twā due to the following /w/; similarly, *waz (3rd singular of 'to be') fronted to *wæs but retracted to was in Anglian forms, contrasting with West Saxon wæs. Another case is *hæligaz, which developed to halig with restoration of the initial vowel to /a/ after /l/ in a back context. In contrast, *salbō fronted to sealf without full restoration, but related forms like ald (from *alþiz) show selective application of the change in back environments. These developments highlight how a-restoration operated morphologically and phonologically to stabilize the vowel inventory in West Saxon texts.[42]Umlaut and Mutation Processes
I-Mutation
I-mutation, also known as i-umlaut, represents one of the most significant phonological developments in Old English, occurring during the 7th and 8th centuries across all dialects. This process involved the progressive assimilation of back vowels in the stressed syllable to a following high front vowel /i/ or glide /j/ in an unstressed syllable, resulting in fronting and occasional raising. It was predominantly morphological in nature, triggered by suffixes containing /i/ or /j/, such as those in noun plurals (e.g., *-iz), adjectival comparatives (e.g., *-izōn), and causative verbs (e.g., *-jan), thereby creating stem alternations that shaped inflectional paradigms. As the most productive sound change in Old English, it affected over a thousand words, establishing enduring patterns like those seen in modern English foot–feet and full–fill.[45][46] The core vowel shifts under i-mutation targeted back vowels: short /a/ fronted to /æ/, /o/ to /e/, and /u/ to /y/; long counterparts /ɑː/, /ɔː/, and /uː/ shifted to /æː/, /ɛː/, and /yː/, respectively. Diphthongs were similarly influenced, with /ɑu/ fronting to /æu/. Illustrative examples from Proto-Germanic to Old English include *dōmiz 'judgments' yielding dēmas (from /oː/ > /eː/), *fullaz 'full (pl.)' becoming fylle (/u/ > /y/), and *mūsiz 'mice' resulting in mȳs (/uː/ > /yː/). These changes highlight the regressive nature of the assimilation, operating across syllable boundaries to modify the preceding stressed vowel.[47] The phonological rule can be formalized as: back vowel → front(raised) variant / ___ (C)0 {i, j}, where the trigger resides in the immediately following syllable and applies regardless of intervening consonants. This led to detailed allomorphy in paradigms, as in fōt 'foot' (singular) versus fēt 'feet' (plural), where the stem vowel alternates due to the *-iz ending. Exceptions arose when the triggering /i/ or /j/ was syncopated or lost before the mutation could apply, such as in certain short-stemmed forms, or through later analogical leveling that restored unmutated vowels in some dialects.[46][47] The completion of i-mutation preceded the general loss of /j/ after heavy syllables, which removed the phonetic trigger and phonologized the alternations.[45]Back Mutation
Back mutation was a vowel-raising process in Old English phonology whereby the short low vowels /æ/ and /a/ were raised to the mid vowels /e/ and /o/, respectively, under the influence of a following back vowel (/u/ or /o/) in the next syllable, typically across a single intervening consonant in disyllabic or trisyllabic stems with an unstressed triggering syllable.[48] This change represented a form of regressive distance assimilation, where the backness and rounding of the subsequent vowel affected the height of the preceding low vowel, but only in specific morphological contexts such as certain dative plurals or other inflected forms.[49] The process was conditioned by the phonological environment of a consonant (often a liquid or labial) separating the affected vowel from the back vowel, and it did not apply universally, leading to its sporadic nature.[50] Primarily attested in the Anglian dialects (Mercian and Northumbrian) and to a lesser extent in Kentish, back mutation had limited penetration into West Saxon, where it was often absent or restricted before certain consonants like liquids (/l/, /r/) or labials (/p/, /b/, /m/).[48] It affected unstressed syllables and occurred after i-umlaut, positioning it chronologically in the late pre-Old English or early Old English period, likely the eighth or ninth century.[48] In some scholarly analyses, the raising could subsequently trigger secondary diphthongization (e.g., /e/ to /eo/ or /æ/ to /ea/ in non-West Saxon varieties), though the core effect was height adjustment rather than immediate breaking.[50] Representative examples illustrate the conditioning: Proto-Germanic *sælum developed into Anglian seolum ('seal', dative plural), with /æ/ raising to /e/ before /u/; similarly, *kalō > ceolu ('calf', dative singular), where /a/ raised to /o/ before /u/.[48] Another case is *hamol > heamol ('miserly', nominative singular), showing /a/ to /o/ before /o/.[48] These changes were morphologically significant in inflections but did not alter the overall paradigm uniformly due to their dialectal and sporadic distribution.[49]Palatal Umlaut
Palatal umlaut is a minor and late phonological process in Old English, primarily attested in Late West Saxon texts from the 9th and 10th centuries, with sporadic evidence in late Mercian but rare in other dialects. It involved the raising of short front mid vowels /e/, /eo/, and /io/ to high /i/ (occasionally spelled ie) before a palatal fricative /ç/ followed by /t/, /s/, or /θ/ in word-final position (spelled -ht, -hs, -hþ). This change affected a limited number of lexical items, mostly in specific morphological contexts, and is considered sporadic rather than a productive rule.[51] The phonological environment was strictly conditioned by the palatal /ç/ (from earlier palatalization) in clusters like /çt/, /çs/, /çθ/, leading to anticipatory raising. The rule can be formalized as: short /e, eo, io/ → /i/ / ___ ç [t,s,θ] #, where # indicates word boundary. Examples include *reht > riht "right", *seox > siex "six", and *siht > siht "sight" (from earlier *seoht). These alternations are morphologically driven but did not spread widely due to their late occurrence and dialectal restriction.[51]Reduction and Simplification Processes
Diphthong Height Harmonization
Diphthong height harmonization in Old English involved the adjustment of the off-glide in diphthongs to match the height of the on-glide, resulting in height-harmonic diphthongs where both elements shared the same relative tongue height. This process primarily affected diphthongs arising from earlier sound changes, such as breaking, where front vowels developed off-glides before certain back consonants (e.g., /l, r, h, w/), leading to forms like /æu/, /eu/, and /iu/. The off-glide was then lowered to [ɑ] after low on-glides (/æ/), to after mid on-glides (/e/), and typically retained after high on-glides (/i/), though some high diphthongs underwent further simplification.[52][53] For instance, Germanic *dauþą developed into Old English dēaþ 'death' through /au/ > /æu/ > /æɑ/ (spelled ea), with the off-glide harmonizing to low height; similarly, *deupaz > dēop 'deep' via /eu/ > /eo/, lowering the off-glide to mid height. Breaking products like /iu/ from high vowels (e.g., /i/ before /l, r/) often harmonized to /io/ or further to /eo/ in some contexts, as in hypothetical forms adjusting to /e:o/; meanwhile, /ie/ diphthongs from palatalization stabilized as high-high without lowering. These changes simplified the system, reducing potentially five diphthong contrasts to three primary ones: /ēa/ (long low), /īe/ (long high), and /ēo/ (long mid).[47][39] The process occurred in the 8th and 9th centuries, subsequent to breaking, and was most prominent in the West Saxon dialect, where it lexicalized certain forms not seen in other varieties like Anglian. Phonologically, it was conditioned by the inherent height of the on-glide, promoting perceptual uniformity in complex nuclei and aligning with broader tendencies in Germanic vowel systems.[39][47]Medial Syncopation
Medial syncopation in Old English involved the deletion of short unstressed vowels, specifically /e, i, a/, in open medial syllables, resulting in the simplification of word forms and the formation of new consonant clusters. This process primarily affected syllables positioned between stressed and unstressed elements, contributing to the phonological streamlining characteristic of the language's development from Proto-Germanic. It occurred in the 8th century, after i-mutation, and showed a marked preference in West Saxon dialects, distinguishing regional traits from Anglian varieties.[54] For instance, Proto-Germanic *saiwalō developed into sāwol 'soul' through the loss of the medial short /a/, while *hlaupjan yielded hlēap by eliminating the unstressed /u/ in the medial position. A representative example is seen in hēafod, derived from Proto-Germanic *haubudą, where the medial short /u/ was syncopated between /f/ and /d/, producing the cluster /fd/. Similarly, wīetend underwent syncopation to wītend, with the short /e/ deleted in the medial syllable. These changes often extended unstressed vowel reduction patterns but were distinct in targeting internal positions.[54] The phonological rule governing this syncopation can be formalized as: unstressed short V > ∅ / C ___ C (medial syllables). This rule applied selectively to avoid excessive clustering in some environments, reflecting a balance between phonetic ease and morphological clarity in Old English.[54]High Vowel Loss
High Vowel Loss in Old English involved the deletion of unstressed high vowels /i/ and /u/ in final position, particularly within inflectional endings, often resulting in their reduction to null or a schwa-like vowel. This process targeted syllables that were unfooted due to the language's trochaic stress pattern, where primary stress fell on the initial syllable, rendering subsequent high vowels vulnerable to elimination. It primarily affected neuter a-stem nouns and verbal inflections, contributing to the simplification of morphological paradigms by the late 9th century, and occurred across major dialects including West Saxon, Mercian, and Northumbrian, with evidence in texts from Alfred's reign (late 9th century) onward.[55] The change stabilized as a synchronic rule by the 10th–11th centuries in most dialects, interacting with apocope but distinct in specificity to high vowels; northern varieties advanced more rapidly toward Middle English reductions. Phonological conditioning was prosodic: deletion applied after heavy (bimoraic) stressed syllables or sequences of two light syllables, but was blocked or altered following short stressed syllables, leading to variability in forms like hēafod-u (head, pl.) > hēafodu (early) > hēafdu (later, with syncopation). This loss interacted with apocope, the broader reduction of final unstressed vowels, but was distinct in its specificity to high vowels and earlier chronology.[55][56] Representative examples illustrate the impact on inflections. In neuter a-stem nouns, the nominative/accusative plural ending -u was often deleted, as in skip-u (ship, pl.) > scip-u initially, but progressing to forms without the vowel in later attestations; similarly, word-u (word, pl.) > word after heavy stems. For i-mutation cases, post-umlaut high vowels were lost, such as Proto-Germanic dagiz (with i-umlaut) > dæġ (day, sg.), where the final /i/ disappeared, leveling nominative and accusative forms. In verbal paradigms, weak verbs showed deletion in imperative forms, e.g., fremm-Ø > freme (perform!). These changes led to paradigm leveling, with analogical extensions spreading deleted forms across cases, as seen in tungol-u (star, pl.) > tungolu.[55][57][56] By the 10th and 11th centuries, High Vowel Loss had stabilized as a synchronic rule in most dialects, paving the way for further unstressed syllable reductions in early Middle English, though northern varieties advanced more rapidly. The process's opacity arose from interactions with vowel shortening and reduction, stratifying it between stem-level and word-level phonology, and it ultimately reduced the distinctiveness of inflectional endings, contributing to the erosion of the rich Old English case system.[55][57]Unstressed Vowel Reduction
In Old English, unstressed vowels in non-initial syllables underwent a process of reduction and centralization, typically merging into a mid central vowel [ə] (schwa) or a front mid , reflecting a general weakening of vowel contrasts in weak positions.[58] This phonological change, often formalized as unstressed V → ə, began early in the Old English period but became particularly prominent in late Old English (around the 9th–11th centuries), serving as a precursor to the widespread use of schwa in Middle English unstressed syllables.[59] The reduction primarily affected short vowels, which lost distinctiveness and length, while long unstressed vowels shortened before further centralizing.[58] Representative examples illustrate this merger across inflectional endings and compound forms. For instance, Proto-Germanic *dagô developed into Old English dæġ (day) with plural dagas, where the unstressed final -a centralized to [ə] or , yielding forms like dæġəs in late speech; similarly, *naman (names) reduced to namən, with the medial -a becoming [ə].[59] In compounds, words like scite (shit) appeared as scītə when unstressed, and verb infinitives like beran (to bear) showed endings -an reducing to -ən.[58] Noun genitive singular endings, such as -as in stānas (of stones), likewise centralized to -əs, while dative plurals like dagum simplified to dagəm.[59] The process exhibited dialectal variation, being strongest in West Saxon, where late West Saxon texts consistently show reduction to [ə] in final and medial positions, as in hlæfdige > lafdə (lady).[58] Exceptions occurred before nasals, where vowels like -a in naman partially resisted full centralization to preserve nasality, or in suffixes like -ig (e.g., mihtiġ, mighty), retaining .[59] In some cases, syncopation provided an alternative to reduction by deleting the vowel entirely rather than centralizing it.[58]Anglian Smoothing
Anglian smoothing refers to a phonological process in the Anglian dialects of Old English whereby the diphthongs /ēa/ and /ēo/ monophthongized to /ā/ and /ō/, respectively, when followed by /x/ (orthographicallyProsodic and Length Changes
Vowel Lengthening
Vowel lengthening in Old English encompassed two primary mechanisms: positional lengthening before specific consonant clusters and compensatory lengthening triggered by the loss of a following consonant. These changes primarily affected short stressed vowels, contributing to the expansion of the long vowel inventory and occurring mainly in the late 8th to 9th centuries within the West Saxon dialect.[61] Positional lengthening, often termed homorganic cluster lengthening (HCL), involved the lengthening of short stressed vowels before certain homorganic consonant clusters, such as those formed by a liquid (/l, r/) or nasal (/m, n, ŋ/) followed by a homorganic obstruent (e.g., /ld, rd, nd, mb, ŋg, rl, rn/). This process was driven by syllable structure preferences, where the coda's sonority facilitated vowel extension to balance prosodic weight.[61] Examples include *hundą > hūnd ('hound' or 'dog'), where the short /u/ lengthens before /nd/; *cild > cīld ('child'), with /i/ lengthening before /ld/; and *findan > fīndan ('to find'), lengthening /i/ before /nd/.[62] These shifts created new instances of long high and mid vowels, such as /ī/ and /ū/, which were not inherited from Proto-Germanic. The phonological rule can be formalized as: short V → Vː / ___ {ld, rd, nd, mb, ŋg, rl, rn}, applying in stressed syllables.[63] Compensatory lengthening occurred when a consonant was lost, with the preceding short vowel lengthening to preserve moraic structure. One key trigger was the absorption of nasals before homorganic fricatives in prehistoric Old English, resulting in opacity-resolving adjustments under Optimality Theory constraints.[64] For instance, *fimf > fīf ('five'), where /m/ is lost before /f/, lengthening the preceding /i/ to /ī/; similarly, *kundą > cūþ ('known', past participle of 'to know'), with /n/ lost before /θ/, yielding /ū/ from short /u/.[64] Another instance involved the loss of /h/ (phonetically /x/) between sonorants, as in *dohtēr > dōhtor ('daughter'), where /x/ deletion lengthens the preceding short /o/ to /ō/.[63] The general rule is V → Vː / ___ C_loss, where C_loss denotes deletion of a coda consonant like a nasal or /x/ in licit environments. These compensatory processes, alongside HCL, enriched the vowel system but were subject to dialectal variation, with fuller attestation in West Saxon texts.[61]Stress Patterns and Their Phonological Impact
In Old English, the phonological system inherited a fixed pattern of primary stress from Proto-Germanic, whereby stress consistently fell on the initial syllable of the lexical root, regardless of morphological complexity.[65] This Germanic Stress Rule ensured that stress was not mobile but anchored to the root, promoting trochaic rhythm in simple words like scīp ('ship') or cyning ('king').[66] As a result, prefixes and suffixes in proclitic or enclitic positions received little to no stress, leading to progressive vowel reduction and simplification in those elements. For instance, the prefix ge- often reduced to a schwa-like /jə/ in unstressed contexts, as seen in forms like gesīht ('vision'), where the root syllable bore the primary prominence.[65] This reduction was a direct phonological consequence of the stress pattern, weakening vowel quality and facilitating processes like syncopation in non-prominent syllables.[66] The stability of this stress system persisted throughout the Old English period, with minimal variation across dialects or chronological stages, providing a consistent prosodic framework for the language.[67] In compound words, primary stress emphasized the first element, while the second received secondary stress, as in gōldsmīþ ('goldsmith'), where the initial gōld attracted the main accent.[67] This pattern not only shaped rhythmic structure in poetry but also influenced morphological derivations; for example, in prefixed verbs like for-giefan ('to forgive'), stress fell on the root gie, rendering the prefix for- unstressed and prone to vowel weakening.[65] Such stress assignment determined sites of syncopation, where unstressed medial vowels were more likely to elide, contributing to the overall simplification of word forms.[66] The root-focused stress pattern had significant repercussions for other phonological processes, particularly by maintaining suffixes in unstressed positions to trigger i-umlaut on the stressed root vowel.[66] For instance, the unstressed ending -i or -j in forms like fōt > fēt ('feet') caused fronting of the root vowel due to the consistent lack of stress on the trigger syllable.[67] Additionally, while the primary role of stress was to enable reductions in peripheral syllables, it occasionally promoted compensatory lengthening in stressed open syllables, as in certain disyllabic roots where short vowels extended to maintain bimoraicity.[66] Overall, this fixed prosody reinforced the language's tendency toward vowel centralization and loss in weak positions, setting the stage for later Middle English developments.[65]Dialectal Variations
West Saxon
West Saxon, the dialect spoken in the region encompassing modern-day southern England including Wessex, emerged as the predominant literary standard of Old English during the 9th to 11th centuries, particularly under the influence of King Alfred the Great's scholarly initiatives and subsequent manuscript production at centers like Winchester. This dominance facilitated the preservation of a relatively conservative phonological system compared to northern dialects, with West Saxon texts serving as the basis for much of the surviving Old English corpus. Unlike Anglian varieties, West Saxon exhibited distinct innovations and retentions that shaped its vowel and diphthong inventory, contributing to its role as a literary norm while reflecting southern conservative traits. A hallmark of West Saxon phonology was the retention of the front rounded vowels /y/ and /yː/, derived from i-umlaut of /u/ and /uː/, which contrasted sharply with Anglian dialects where these unrounded to /i/ and /iː/. For instance, the verb "full" "full" underwent i-umlaut to yield West Saxon "fyllan" "to fill" with /y/, preserving the rounding absent in Anglian forms like "fillan". This retention persisted into late West Saxon and even influenced early Middle English in the south, underscoring the dialect's resistance to northern unrounding tendencies.[68][69] West Saxon also featured full breaking, a process whereby front vowels diphthongized before certain consonants, producing the diphthongs /ea/, /eo/, and /io/. This affected short /æ/, /e/, and /i/ before /r/ (plus consonant), /l/ (plus consonant), /h/ (or its spelling variants), or /w/, as seen in eorþe "earth" from Proto-Germanic *erþō, where /e/ broke to /eo/ before /r/. Long vowels underwent analogous changes, resulting in a richer diphthong system than in other dialects; for example, /eː/ before /rC/ yielded /eā/, as in feald "field." These diphthongs were preserved without the monophthongization known as smoothing that characterized Anglian varieties, allowing West Saxon to maintain more complex vowel sequences like those in geong "young" (/eu/ from /e/ + /w/).[39] Another innovation unique to West Saxon was a-restoration, whereby short /æ/ (and occasionally /æː/) reverted to /a/ in specific environments following breaking, particularly before a back vowel or /x/. This process, occurring early in the dialect's history, reversed aspects of earlier fronting and affected forms like talu "tale" (from *tælō), where /æ/ restored to /a/ before the back vowel /u/. Such changes highlighted West Saxon's dynamic vowel shifts, often in contrast to Anglian retraction of /æ/ to /a/ without subsequent restoration, and contributed to dialectal distinctions in lexical items. Palatal umlaut, including i-umlaut effects on diphthongs, appeared relatively late in West Saxon texts, producing forms like ielfe "elf" from *albiz via breaking and subsequent umlaut to /io/, further enriching the dialect's phonological profile without the smoothing that simplified similar sequences in the north.[70][71]Anglian Dialects
The Anglian dialects, encompassing Mercian and Northumbrian varieties spoken primarily in central and northern England from the 8th to 10th centuries, exhibited several progressive phonological innovations that distinguished them from West Saxon and contributed significantly to the vowel system of early Middle English. These dialects underwent Anglian smoothing, a monophthongization process that simplified certain diphthongs, particularly *ēa and *ēo before palatal or velar consonants such as /l, r, h/ followed by another consonant, resulting in forms like *heorte > herte (heart). This change, evident in Mercian glosses like the Épinal Glossary from the late 7th or early 8th century, undid aspects of earlier breaking and led to mergers such as *ēa > ǣ or e, contrasting with the more stable diphthongs in West Saxon.[72] Back mutation, the raising or backing of short front vowels (*e, *i, *æ) before a back vowel in the following syllable (often *u or *o), was more extensive in Anglian than in West Saxon, affecting a broader range of environments and contributing to vowel gradation patterns. For instance, in Mercian texts, *helpian > hylpian (to help), reflecting the shift where *e approached *eo or *y before back vowels. This process, prominent by the 9th century in Northumbrian inscriptions like the Ruthwell Cross, facilitated earlier vowel mergers, such as *e > eo or *æ > ea, and influenced Middle English by promoting centralized schwa-like reductions in unstressed positions.[73] The high front rounded vowel /y/ (from i-umlaut of *u) unrounded to /i/ earlier in Anglian dialects, particularly Northumbrian, as seen in 8th-century forms like *fyl > fil (foul) on the Franks Casket, a change that progressed faster than in West Saxon where /y/ persisted longer. Vowel retraction was also more advanced, with /æ/ shifting to /a/ before /r/ plus consonant (e.g., *cald > cald in Mercian), leading to an earlier loss of distinct /æ/ by the 10th century and greater overlap with /a/ and /e/.[73] Overall, Anglian varieties featured more vowel mergers—such as between short front vowels /i, e, æ/ and back vowels /u, o, a/—than West Saxon, simplifying the system and paving the way for Middle English innovations like open syllable lengthening; palatal umlaut, however, remained limited in scope here.Kentish
The Kentish dialect of Old English, spoken in the southeastern kingdom of Kent, exhibited distinct phonological developments that positioned it as a transitional variety between Anglian and West Saxon influences, characterized by innovative vowel shifts and reductions. Ninth-century texts documenting these features are scarce, primarily limited to charters from Christ Church, Canterbury, providing evidence from around 4,000 words in vernacular glosses and Latin documents.[74] This scarcity highlights the reliance on later Middle Kentish evidence for some reconstructions, though core Old English traits are discernible. A hallmark of Kentish phonology was the early raising of the low front vowel /æ(ː)/ to /e(ː)/, known as Kentish Raising, which generalized across both short and long vowels by the ninth century, distinct from the later Second Fronting in Mercian.[74] Examples include glædnes > glednes 'gladness' and mæg > mege 'kinsman', reflecting a shift that merged /æ(ː)/ with existing /e(ː)/, reducing the front vowel inventory. Similarly, the high front rounded vowel /y(ː)/ merged into /e(ː)/ around the same period, an early unrounding and lowering unique to Kentish, as seen in forms like fyl > fel 'evil'.[75] This merger left /e(ː)/ and /i(ː)/ as the primary front mid and high vowels, streamlining the system compared to other dialects. Kentish also showed strong back mutation, more extensive than in Anglian or West Saxon varieties, where short front vowels like /e, i, a/ diphthongized before back vowels (/u, o/) in specific environments, such as berie > beorie 'berry'.[76] This process, mirroring aspects of Anglian smoothing in a single sentence of comparison, contributed to a richer set of short diphthongs but was later subject to radical reductions. Diphthongs overall were fewer in Kentish due to early monophthongization, notably /ēa/ > /ē/, as in dǣd > dēd 'deed', accelerating the simplification of the vowel system. Initial /h/ was lost early in Kentish, as in hē > ē 'he'.[77] These changes reflect Kentish's more radical vowel reductions, setting it apart with an innovative profile that later influenced Middle English under Norman French contact in the region. Unstressed vowels in Kentish showed early confusion between back vowels /o/ and /u/, as in first-person singular endings like cyðo or hato, trending toward /e/ by the tenth century.[73]Summary of Developments
Consonant Summary
The consonant inventory of late Old English had expanded from the approximately 16 consonants of Proto-Germanic through innovations such as palatalization, resulting in an 18-phoneme system that included the new palatal stops /tʃ/ and /dʒ/, as well as the fricative /ʃ/.[12][78] Fricative lenition introduced voiced allophones for the voiceless fricatives, with /f/ realized as , /θ/ as [ð], /s/ as , and /x/ as [ɣ] in intervocalic position, though these remained allophonic rather than phonemic distinctions.[79] The velar nasal /ŋ/ functioned as an allophone of /n/ before velars and did not occur word-initially, consistent with its absence in initial position across Germanic languages.[80] The velar fricative /x/ and its voiced counterpart [ɣ] were retained, typically spelled| Proto-Germanic | Old English (non-palatal) | Old English (palatalized, before front vowels) | Example (PGmc to OE) |
|---|---|---|---|
| *p | p | - | *pundą > pund ('pound') |
| *b | b | - | *bindaną > bindan ('bind') |
| *f | f [f/v] | - | *fiskaz > fisc ('fish') |
| *t | t | - | *tōną > tōn ('draw') |
| *d | d | - | *dagaz > dæg ('day') |
| *þ | þ [θ/ð] | - | *þrīz > þrīe ('three') |
| *k | c /k/ | tʃ | *kinnō > cinne ('chin') |
| *g | g /ɡ/ | dʒ | *gebaną > giefan / ġiefan ('give') |
| *x | h /x/ [x/ɣ] | ç /xʲ/ [ç/ʝ] | *hlaibaz > hlāf ('loaf') |
| *s | s [s/z] | - | *sōną > sōna ('soon') |
| *sk | sc /sk/ | ʃ | *skipą > scip / ʃ ('ship') |
Vowel and Diphthong Summary
The phonological system of Old English (OE) featured a robust inventory of vowels, expanded from the simpler Proto-Germanic (PGmc) base through key innovations like i-umlaut and breaking. By the classical West Saxon period (c. 900–1100 CE), the monophthong system comprised seven short vowels—/i, y, e, æ, a, o, u/—and their seven long counterparts—/iː, yː, eː, æː, ā, ō, ū/—distinguished primarily by quantity, with length affecting syllable weight and prosody. The diphthong inventory included three sets, each with short and long variants: /ie̯, iːe̯/, /ea̯, eːa̯/, and /eo̯, eːo̯/, often transcribed in traditional notation as īe, ie, ēa, ea, ēo, eo, reflecting their orthographic representations.[5] These diphthongs arose mainly from breaking (diphthongization of monophthongs before /l, r, h/ + consonant) and the restructuring of PGmc diphthongs, such as *au > ēa and *eu > ēo.[39] The evolution began with the PGmc vowel system of five short monophthongs (/i, e, a, o, u/) and five long (/iː, eː, aː, oː, uː/), which underwent West Germanic changes like the fronting of /ɑ/ to /æ/ before the OE period.[83] I-umlaut, operative by the 5th–6th centuries CE, fronted or raised back vowels (e.g., /u/ > /y/, /o/ > /e/, /a/ > /æ/) when followed by /i/ or /j/ in the next syllable, introducing the front rounded vowels /y, yː/ and expanding contrasts in the mid and low ranges. Breaking, roughly contemporaneous (late 7th–early 8th centuries CE), affected front monophthongs /e, i, æ/ before /x, r, l/ + consonant, yielding /eo̯, io̯ > ie̯, ea̯/, while palatal umlaut before /j/ further produced /ie̯, iːe̯/ from /e, eː/.[39] Chronologically, early developments (5th–7th centuries) focused on frontings and umlaut-driven mergers/expansions, followed by mid-period breaking and diphthong formation (8th century), with late OE (10th–11th centuries) showing reductions in some dialects, such as unrounding and mergers. Dialectal variations influenced vowel realizations and mergers. In Anglian dialects (Mercian and Northumbrian), the front rounded vowels /y, yː/ typically merged with /i, iː/ by late OE, simplifying the system (e.g., *fulla > *filla 'full' instead of West Saxon fylla).[84] West Saxon preserved these distinctions more fully, maintaining /y, yː/ as phonemes, while Kentish exhibited broader front vowel mergers, such as /æ, æː, y, yː/ into /e, eː/.[85] The inherited PGmc diphthongs largely monophthongized early (e.g., *ai > ā), but their remnants contributed to OE's new diphthongs via breaking.[83] The following table summarizes the primary sources and developments for each OE monophthong, focusing on West Saxon norms with notes on key changes:| Monophthong (Short/Long) | Primary PGmc Sources | Key Developments |
|---|---|---|
| /i/ /iː/ | *i / *ī | Retained; i-umlaut of *u / *ū (e.g., *mūziz > mȳs 'mice'). |
| /y/ /yː/ | *u / *ū (via umlaut) | I-umlaut fronting (e.g., *fullaz > fyll 'full'); merged to /i iː/ in Anglian.[84] |
| /e/ /eː/ | *e / *ē; umlaut of *o / *ō | Retained with breaking to /eo̯ eːo̯/ in some environments.[83] |
| /æ/ /æː/ | *a (fronted); umlaut of *a | West Germanic *a > /æ/; i-umlaut of *a; breaking to /ea̯ eːa̯/. |
| /a/ /ā/ | *a (unumlauted) | Retained low back; from *ai monophthongization (*stainaz > stān 'stone').[83] |
| /o/ /ō/ | *o / *ō | Retained; i-umlaut to /e eː/ (e.g., *domiz > dēm 'judgments'). |
| /u/ /ū/ | *u / *ū | Retained (e.g., *sunuz > sunu 'son'); i-umlaut to /y yː/ (e.g., *fullaz > fyll 'full'). |
Transition to Middle English
Open Syllable Lengthening
Open syllable lengthening was a key phonological development in late Old English, involving the gradual extension of short vowels to half-long status in stressed open syllables, setting the stage for full lengthening in early Middle English. This process emerged in the 11th century, prior to the Norman Conquest of 1066, as a phonetic precursor that influenced subsequent quantity adjustments across English dialects.[86][87] However, scholars debate whether this represents only orthographic indications of phonetic lengthening in late Old English manuscripts or the onset of the full phonological change, which is more firmly attested in early Middle English after circa 1180.[88][87] It was particularly evident in eastern and Anglian varieties, where manuscript evidence suggests earlier and more consistent application compared to West Saxon texts.[88] The change can be formalized as the lengthening of short vowels in stressed open syllables, such as in disyllables, applying to open syllables (those not closed by a consonant) in disyllabic words under primary stress.[87] This primarily affected the short non-high vowels /a/, /e/, and /o/ in stressed positions, resulting in half-long variants that phonologized as long in Middle English. For instance, the short /a/ in nama 'name' lengthened to half-long [naːma], evolving into ME nāme with a full long vowel. Similarly, the verb hopian 'to hope' saw its stem vowel /o/ extend in the open syllable, yielding ME hōpen. These shifts were irregular in some cases, often conditioned by the presence of sonorants in the following syllable, but they systematically altered the prosodic structure of disyllables.[86][87] This late Old English innovation contributed directly to Middle English quantity shifts, where vowel length became more predictable based on syllable structure, with open syllables favoring long vowels and closed syllables short ones. Evidence from transitional texts, such as those showing graphic markers for lengthened vowels, underscores its role in dialectal convergence during the period.[88] The process was enabled by the fixed initial stress patterns of Old English disyllables, which provided the prosodic environment for phonetic extension.[87]Final Vowel Shifts
In the late Old English period, the phonological system underwent significant reductions in final vowels, primarily through apocope, the systematic loss of unstressed vowels at word ends. This process began with the deletion of high vowels (/i/ and /u/) in pre-Old English after heavy syllables or stems consisting of two light syllables, as seen in forms like deōru > dēor ('deer, plural'). By the early Middle English period (12th–13th centuries), apocope extended to non-high vowels, particularly the reduced schwa (/ə/), which had emerged from the neutralization of unstressed vowels across the system by around 1066, with the process peaking between 1300 and 1500.[57] This loss of final /ə/ simplified morphology and syllable structure, eliminating endings like the nominative singular feminine -e in catte > cat or delfe > delf. The change was prosodically conditioned, favoring deletion after stressed heavy syllables, and set the stage for Middle English by rendering many inflections indistinct.[56] The Norman Conquest of 1066 accelerated these final vowel shifts through French influence, as Anglo-Norman scribes introduced bilingualism and altered orthographic practices, further eroding unstressed endings. This external pressure, combined with internal prosodic weakening, led to the widespread mute -e in Middle English, where final schwa was either lost entirely or retained only in specific metrical or loanword contexts (e.g., post-1400 French borrowings like chimera). Apocope followed the prior loss of high vowels, ensuring that only low- and mid-vowels in final position were affected in the final stages, ultimately contributing to English's analytic structure by the 13th–14th centuries. Regional dialects varied, with northern varieties (influenced by Old Norse) showing earlier and more complete loss than southern ones.[56][57]References
- https://en.wiktionary.org/wiki/cepan
- https://en.wiktionary.org/wiki/Reconstruction:Proto-Germanic/frij%C5%8Dndz
