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Race (human categorization)
Race (human categorization)
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Race is a categorization of humans based on shared physical or social qualities into groups generally viewed as distinct within a given society.[1] The term came into common usage during the 16th century, when it was used to refer to groups of various kinds, including those characterized by close kinship relations.[2] By the 17th century, the term began to refer to physical (phenotypical) traits, and then later to national affiliations. Modern science regards race as a social construct, an identity which is assigned based on rules made by society.[3][4][5] While partly based on physical similarities within groups, race does not have an inherent physical or biological meaning.[1][6][7] The concept of race is foundational to racism, the belief that humans can be divided based on the superiority of one race over another.

Social conceptions and groupings of races have varied over time, often involving folk taxonomies that define essential types of individuals based on perceived traits.[8] Modern scientists consider such biological essentialism obsolete,[9] and generally discourage racial explanations for collective differentiation in both physical and behavioral traits.[10][11][12][13][14]

Even though there is a broad scientific agreement that essentialist and typological conceptions of race are untenable,[15][16][17][18][19][20] scientists around the world continue to conceptualize race in widely differing ways.[21] While some researchers continue to use the concept of race to make distinctions among fuzzy sets of traits or observable differences in behavior, others in the scientific community suggest that the idea of race is inherently naive[10] or simplistic.[22] Still others argue that, among humans, race has no taxonomic significance because all living humans belong to the same subspecies, Homo sapiens sapiens.[23][24]

Since the second half of the 20th century, race has been associated with discredited theories of scientific racism and has become increasingly seen as an essentially pseudoscientific system of classification. Although still used in general contexts, race has often been replaced by less ambiguous and/or loaded terms: populations, people(s), ethnic groups, or communities, depending on context.[25][26] Its use in genetics was formally renounced by the U.S. National Academies of Sciences, Engineering, and Medicine in 2023.[27]

Defining race

[edit]

Modern scholarship views racial categories as socially constructed, that is, race is not intrinsic to human beings but rather an identity created, often by socially dominant groups, to establish meaning in a social context. Different cultures define different racial groups, often focused on the largest groups of social relevance, and these definitions can change over time.

Historical race concepts have included a wide variety of schemes to divide local or worldwide populations into races and sub-races. Across the world, different organizations and societies choose to disambiguate race to different extents:

The establishment of racial boundaries often involves the subjugation of groups defined as racially inferior, as in the one-drop rule used in the 19th-century United States to exclude those with any amount of African ancestry from the dominant racial grouping, defined as "white".[1] Such racial identities reflect the cultural attitudes of imperial powers dominant during the age of European colonial expansion.[6] This view rejects the notion that race is biologically defined.[30][31][32][33]

According to geneticist David Reich, "while race may be a social construct, differences in genetic ancestry that happen to correlate to many of today's racial constructs are real".[34] In response to Reich, a group of 67 scientists from a broad range of disciplines wrote that his concept of race was "flawed" as "the meaning and significance of the groups is produced through social interventions".[35]

Although commonalities in physical traits such as facial features, skin color, and hair texture comprise part of the race concept, this linkage is a social distinction rather than an inherently biological one.[1] Other dimensions of racial groupings include shared history, traditions, and language. For instance, African-American English is a dialect of English spoken by many African Americans, especially in areas of the United States where racial segregation formerly existed. Furthermore, many people often will self-identify as members of a race for political reasons.[1]

When people define and talk about a particular conception of race, they create a social reality through which social categorization is achieved.[36] In this sense, races are said to be social constructs.[37] These constructs develop within various legal, economic, and sociopolitical contexts, and may be the effect, rather than the cause, of major social situations.[clarify][38] While race is understood to be a social construct by many, most scholars agree that race has real material effects in the lives of people through institutionalized practices of preference and discrimination.[39]

Socioeconomic factors, in combination with early but enduring views of race, have led to considerable suffering within disadvantaged racial groups.[40] Racial discrimination often coincides with racist mindsets, whereby the individuals and ideologies of one group come to perceive the members of an outgroup as both racially defined and morally inferior.[41] As a result, racial groups possessing relatively little power often find themselves excluded or oppressed, while hegemonic individuals and institutions are charged with holding racist attitudes.[42] Racism has led to many instances of tragedy, including slavery and genocide.[43]

In some countries, law enforcement uses race to profile suspects. This use of racial categories is frequently criticized for perpetuating an outmoded understanding of human biological variation, and promoting stereotypes. Because in some societies racial groupings correspond closely with patterns of social stratification, for social scientists studying social inequality, race can be a significant variable. As sociological factors, racial categories may in part reflect subjective attributions, self-identities, and social institutions.[44][45]

Scholars continue to debate the degrees to which racial categories are biologically warranted and socially constructed.[46] For example, in 2008, John Hartigan Jr. argued for a view of race that focused primarily on culture, but which does not ignore the potential relevance of biology or genetics.[47] Accordingly, the racial paradigms employed in different disciplines vary in their emphasis on biological reduction as contrasted with societal construction.

In the social sciences, theoretical frameworks such as racial formation theory and critical race theory investigate implications of race as social construction by exploring how the images, ideas and assumptions of race are expressed in everyday life. A large body of scholarship has traced the relationships between the historical and social production of race in legal and criminal language, and their effects on the policing and disproportionate incarceration of certain groups.

Historical origins of racial classification

[edit]
The "three great races" according to Meyers Konversations-Lexikon of 1885–90. The subtypes are:
The Mongoloid race sees the widest geographic distribution, including all of the Americas, North Asia, East Asia, Southeast Asia, and the entire inhabited Arctic as well as most of Central Asia and the Pacific Islands.
"Races humaines" according to Pierre Foncins La deuxième année de géographie of 1888. White race, shown in rose, Yellow (Mongoloid) race, shown in yellow, Negroid race, shown in brown, "Secondary races" (Indigenous peoples of the Americas, Australian aboriginals, Samoyedic peoples, Hungarians, Malayans and others) are shown in orange

Groups of humans have always identified themselves as distinct from neighboring groups, but such differences have not always been understood to be natural, immutable and global. These features are the distinguishing features of how the concept of race is used today. In this way the idea of race as we understand it today came about during the historical process of exploration and conquest which brought Europeans into contact with groups from different continents, and of the ideology of classification and typology found in the natural sciences.[48] The term race was often used in a general biological taxonomic sense,[25] starting from the 19th century, to denote genetically differentiated human populations defined by phenotype.[49][50]

The modern concept of race emerged as a product of the colonial enterprises of European powers from the 16th to 18th centuries which identified race in terms of skin color and physical differences. Author Rebecca F. Kennedy argues that the Greeks and Romans would have found such concepts confusing in relation to their own systems of classification.[51] According to Bancel et al., the epistemological moment where the modern concept of race was invented and rationalized lies somewhere between 1730 and 1790.[52]

Colonialism

[edit]

According to Smedley and Marks the European concept of "race", along with many of the ideas now associated with the term, arose at the time of the Scientific Revolution, which introduced and privileged the study of natural kinds, and the age of European imperialism and colonization which established political relations between Europeans and peoples with distinct cultural and political traditions.[48][53] As Europeans encountered people from different parts of the world, they speculated about the physical, social, and cultural differences among various human groups. The rise of the Atlantic slave trade, which gradually displaced an earlier trade in slaves from throughout the world, created a further incentive to categorize human groups in order to justify the subordination of African slaves.[54]

Drawing on sources from classical antiquity and upon their own internal interactions – for example, the hostility between the English and Irish powerfully influenced early European thinking about the differences between people[55] – Europeans began to sort themselves and others into groups based on physical appearance, and to attribute to individuals belonging to these groups behaviors and capacities which were claimed to be deeply ingrained. A set of folk beliefs took hold that linked inherited physical differences between groups to inherited intellectual, behavioral, and moral qualities.[56] Similar ideas can be found in other cultures,[57] for example in China, where a concept often translated as "race" was associated with supposed common descent from the Yellow Emperor, and used to stress the unity of ethnic groups in China. Brutal conflicts between ethnic groups have existed throughout history and across the world.[58]

Early taxonomic models

[edit]

The first post-Graeco-Roman published classification of humans into distinct races seems to be François Bernier's Nouvelle division de la terre par les différents espèces ou races qui l'habitent ("New division of Earth by the different species or races which inhabit it"), published in 1684.[59] In the 18th century the differences among human groups became a focus of scientific investigation. But the scientific classification of phenotypic variation was frequently coupled with racist ideas about innate predispositions of different groups, always attributing the most desirable features to the White, European race and arranging the other races along a continuum of progressively undesirable attributes. The 1735 classification of Carl Linnaeus, inventor of zoological taxonomy, divided the human species Homo sapiens into continental varieties of europaeus, asiaticus, americanus, and afer, each associated with a different humour: sanguine, melancholic, choleric, and phlegmatic, respectively.[60][61] Homo sapiens europaeus was described as active, acute, and adventurous, whereas Homo sapiens afer was said to be crafty, lazy, and careless.[62]

The 1775 treatise "The Natural Varieties of Mankind", by Johann Friedrich Blumenbach proposed five major divisions: the Caucasoid race, the Mongoloid race, the Ethiopian race (later termed Negroid), the American Indian race, and the Malayan race, but he did not propose any hierarchy among the races.[62] Blumenbach also noted the graded transition in appearances from one group to adjacent groups and suggested that "one variety of mankind does so sensibly pass into the other, that you cannot mark out the limits between them".[63]

From the 17th through 19th centuries, the merging of folk beliefs about group differences with scientific explanations of those differences produced what Smedley has called an "ideology of race".[53] According to this ideology, races are primordial, natural, enduring and distinct. It was further argued that some groups may be the result of mixture between formerly distinct populations, but that careful study could distinguish the ancestral races that had combined to produce admixed groups.[58] Subsequent influential classifications by Georges Buffon, Petrus Camper and Christoph Meiners all classified "Negros" as inferior to Europeans.[62] In the United States the racial theories of Thomas Jefferson were influential. He saw Africans as inferior to Whites especially in regards to their intellect, and imbued with unnatural sexual appetites, but described Native Americans as equals to whites.[64]

Polygenism vs monogenism

[edit]

In the last two decades of the 18th century, the theory of polygenism, the belief that different races had evolved separately in each continent and shared no common ancestor,[65] was advocated in England by historian Edward Long and anatomist Charles White, in Germany by ethnographers Christoph Meiners and Georg Forster, and in France by Julien-Joseph Virey. In the US, Samuel George Morton, Josiah Nott and Louis Agassiz promoted this theory in the mid-19th century. Polygenism was popular and most widespread in the 19th century, culminating in the founding of the Anthropological Society of London (1863), which, during the period of the American Civil War, broke away from the Ethnological Society of London and its monogenic stance, their underlined difference lying, relevantly, in the so-called "Negro question": a substantial racist view by the former,[66] and a more liberal view on race by the latter.[67]

Modern scholarship

[edit]

Models of human evolution

[edit]

Today, all humans are classified as belonging to the species Homo sapiens. However, this is not the first species of homininae: the first species of the genus Homo, Homo habilis, evolved in East Africa at least 2 million years ago, and members of this species populated different parts of Africa in a relatively short time. Homo erectus evolved more than 1.8 million years ago and, by 1.5 million years ago, had spread throughout Europe and Asia. Virtually all physical anthropologists agree that Archaic Homo sapiens (A group including the possible species H. heidelbergensis, H. rhodesiensis, and H. neanderthalensis) evolved out of African H. erectus (sensu lato) or H. ergaster.[68][69] Anthropologists support the idea that anatomically modern humans (Homo sapiens) evolved in North or East Africa from an archaic human species such as H. heidelbergensis and then migrated out of Africa, mixing with and replacing H. heidelbergensis and H. neanderthalensis populations throughout Europe and Asia, and H. rhodesiensis populations in Sub-Saharan Africa (a combination of the Out of Africa and Multiregional models).[70][verification needed]

Biological classification

[edit]

In the early 20th century, many anthropologists taught that race was an entirely biological phenomenon and that this was core to a person's behavior and identity, a position commonly called racial essentialism.[71] This, coupled with the belief that linguistic, cultural, and social groups fundamentally existed along racial lines, formed the basis of what is now called scientific racism.[72] After the Nazi eugenics program, along with the rise of anti-colonial movements, racial essentialism lost widespread popularity.[73] New studies of culture and the fledgling field of population genetics undermined the scientific standing of racial essentialism, leading race anthropologists to revise their conclusions about the sources of phenotypic variation.[71] A significant number of modern anthropologists and biologists in the West came to view race as an invalid genetic or biological designation.[74]

The first to challenge the concept of race on empirical grounds were the anthropologists Franz Boas, who provided evidence of phenotypic plasticity due to environmental factors,[75] and Ashley Montagu, who relied on evidence from genetics.[76] E. O. Wilson then challenged the concept from the perspective of general animal systematics and further rejected the claim that "races" were equivalent to "subspecies".[77]

Human genetic variation is predominantly within races, continuous, and complex in structure, which is inconsistent with the concept of genetic human races.[78] According to the biological anthropologist Jonathan Marks,[48]

By the 1970s, it had become clear that (1) most human differences were cultural; (2) what was not cultural was principally polymorphic – that is to say, found in diverse groups of people at different frequencies; (3) what was not cultural or polymorphic was principally clinal – that is to say, gradually variable over geography; and (4) what was left – the component of human diversity that was not cultural, polymorphic, or clinal – was very small.

A consensus consequently developed among anthropologists and geneticists that race as the previous generation had known it – as largely discrete, geographically distinct, gene pools – did not exist.

Subspecies

[edit]

The term race in biology is used with caution because it can be ambiguous. Generally, when it is used it is effectively a synonym of subspecies.[79] (For animals, the only taxonomic unit below the species level is usually the subspecies;[80] there are narrower infraspecific ranks in botany, and race does not correspond directly with any of them.) Traditionally, subspecies are seen as geographically isolated and genetically differentiated populations.[81] Studies of human genetic variation show that human populations are not geographically isolated,[82] and their genetic differences are far smaller than those among comparable subspecies.[83]

In 1978, Sewall Wright suggested that human populations that have long inhabited separated parts of the world should generally be considered different subspecies by the criterion that most individuals of such populations can be allocated correctly by inspection. Wright argued: "It does not require a trained anthropologist to classify an array of Englishmen, West Africans, and Chinese with 100% accuracy by features, skin color, and type of hair despite so much variability within each of these groups that every individual can easily be distinguished from every other."[84] In practice, subspecies are commonly identified based on easily observable physical traits, but the variations in these traits among members of a species do not always hold evolutionary significance, resulting in a decreased acceptance of this classification method among evolutionary biologists.[85] Likewise, this typological approach to race is generally regarded as discredited by biologists and anthropologists.[86][17]

Ancestrally differentiated populations (clades)

[edit]

In 2000, philosopher Robin Andreasen proposed that cladistics might be used to categorize human races biologically and that races can be both biologically real and socially constructed.[87] Andreasen cited tree diagrams of relative genetic distances among populations published by Luigi Cavalli-Sforza as the basis for a phylogenetic tree of human races (p. 661). Biological anthropologist Jonathan Marks (2008) responded by arguing that Andreasen had misinterpreted the genetic literature: "These trees are phenetic (based on similarity), rather than cladistic (based on monophyletic descent, that is from a series of unique ancestors)."[88] Evolutionary biologist Alan Templeton (2013) argued that multiple lines of evidence falsify the idea of a phylogenetic tree structure to human genetic diversity and confirm the presence of gene flow among populations.[33] Marks, Templeton, and Cavalli-Sforza all conclude that genetics does not provide evidence of human races.[33][89]

Previously, anthropologists Lieberman and Jackson (1995) had also critiqued the use of cladistics to support concepts of race. They argued that "the molecular and biochemical proponents of this model explicitly use racial categories in their initial grouping of samples". For example, the large and highly diverse macroethnic groups of East Indians, North Africans, and Europeans are presumptively grouped as Caucasians prior to the analysis of their DNA variation. They argued that this a priori grouping limits and skews interpretations, obscures other lineage relationships, deemphasizes the impact of more immediate clinal environmental factors on genomic diversity, and can cloud our understanding of the true patterns of affinity.[90]

In 2015, Keith Hunley, Graciela Cabana, and Jeffrey Long analyzed the Human Genome Diversity Project sample of 1,037 individuals in 52 populations,[91] finding that diversity among non-African populations is the result of a serial founder effect process, with non-African populations as a whole nested among African populations, that "some African populations are equally related to other African populations and to non-African populations", and that "outside of Africa, regional groupings of populations are nested inside one another, and many of them are not monophyletic".[91] Earlier research had also suggested that there has always been considerable gene flow between human populations, meaning that human population groups are not monophyletic.[81] Rachel Caspari has argued that since no groups currently regarded as races are monophyletic, by definition, none of these groups can be clades.[92]

Clines

[edit]

One crucial innovation in reconceptualizing genotypic and phenotypic variation was the anthropologist C. Loring Brace's observation that such variations, insofar as they are affected by natural selection, slow migration, or genetic drift, are distributed along geographic gradations or clines.[93] For example, with respect to skin color in Europe and Africa, Brace writes:[94]

To this day, skin color grades by imperceptible means from Europe southward around the eastern end of the Mediterranean and up the Nile into Africa. From one end of this range to the other, there is no hint of a skin color boundary, and yet the spectrum runs from the lightest in the world at the northern edge to as dark as it is possible for humans to be at the equator.

This is partly due to isolation by distance, a point that called attention to a problem common to phenotype-based descriptions of races (e.g., those based on hair texture and skin color): they ignore a host of other similarities and differences (for example, blood type) that do not correlate highly with the markers for race. Thus, anthropologist Frank Livingstone concluded that, since clines cross racial boundaries, "there are no races, only clines."[95]

In a response to Livingstone, Theodore Dobzhansky argued that when talking about race, one must be attentive to how the term is being used: "I agree with Dr. Livingstone that if races have to be 'discrete units', then there are no races, and if 'race' is used as an 'explanation' of the human variability, rather than vice versa, then the explanation is invalid." He further argued that one could use the term race if one distinguished between "race differences" and "the race concept". The former refers to any distinction in gene frequencies between populations; the latter is "a matter of judgment". He further observed that even when there is clinal variation: "Race differences are objectively ascertainable biological phenomena ... but it does not follow that racially distinct populations must be given racial (or subspecific) labels."[95] In short, Livingstone and Dobzhansky agree that there are genetic differences among human beings; they also agree that the use of the race concept to classify people, and how the race concept is used, is a matter of social convention. They differ on whether the race concept remains a meaningful and useful social convention.

Skin color (above) and blood type B (below) are nonconcordant traits since their geographical distribution is not similar.

In 1964, the biologists Paul Ehrlich and Holm pointed out cases where two or more clines are distributed discordantly – for example, melanin is distributed in a decreasing pattern from the equator north and south; frequencies for the haplotype for beta-S hemoglobin, on the other hand, radiate out of specific geographical points in Africa.[96] As the anthropologists Leonard Lieberman and Fatimah Linda Jackson observed, "Discordant patterns of heterogeneity falsify any description of a population as if it were genotypically or even phenotypically homogeneous".[90]

Patterns such as those seen in human physical and genetic variation as described above, have led to the consequence that the number and geographic location of any described races is highly dependent on the importance attributed to, and quantity of, the traits considered. A skin-lightening mutation, estimated to have occurred 20,000 to 50,000 years ago, partially accounts for the appearance of light skin in people who migrated out of Africa northward into what is now Europe. East Asians owe their relatively light skin to different mutations.[97] On the other hand, the greater the number of traits (or alleles) considered, the more subdivisions of humanity are detected, since traits and gene frequencies do not always correspond to the same geographical location. Or as Ossorio & Duster (2005) put it:

Anthropologists long ago discovered that humans' physical traits vary gradually, with groups that are close geographic neighbors being more similar than groups that are geographically separated. This pattern of variation, known as clinal variation, is also observed for many alleles that vary from one human group to another. Another observation is that traits or alleles that vary from one group to another do not vary at the same rate. This pattern is referred to as nonconcordant variation. Because the variation of physical traits is clinal and nonconcordant, anthropologists of the late 19th and early 20th centuries discovered that the more traits and the more human groups they measured, the fewer discrete differences they observed among races and the more categories they had to create to classify human beings. The number of races observed expanded to the 1930s and 1950s, and eventually anthropologists concluded that there were no discrete races.[98] Twentieth and 21st century biomedical researchers have discovered this same feature when evaluating human variation at the level of alleles and allele frequencies. Nature has not created four or five distinct, nonoverlapping genetic groups of people.

Genetically differentiated populations

[edit]

Another way to look at differences between populations is to measure genetic differences rather than physical differences between groups. The mid-20th-century anthropologist William C. Boyd defined race as: "A population which differs significantly from other populations in regard to the frequency of one or more of the genes it possesses. It is an arbitrary matter which, and how many, gene loci we choose to consider as a significant 'constellation'".[99] Leonard Lieberman and Rodney Kirk have pointed out that "the paramount weakness of this statement is that if one gene can distinguish races then the number of races is as numerous as the number of human couples reproducing".[100] Moreover, the anthropologist Stephen Molnar has suggested that the discordance of clines inevitably results in a multiplication of races that renders the concept itself useless.[101] The Human Genome Project states "People who have lived in the same geographic region for many generations may have some alleles in common, but no allele will be found in all members of one population and in no members of any other."[102] Massimo Pigliucci and Jonathan Kaplan argue that human races do exist, and that they correspond to the genetic classification of ecotypes, but that real human races do not correspond very much, if at all, to folk racial categories.[103] In contrast, Walsh & Yun reviewed the literature in 2011 and reported: "Genetic studies using very few chromosomal loci find that genetic polymorphisms divide human populations into clusters with almost 100 percent accuracy and that they correspond to the traditional anthropological categories."[104]

Some biologists argue that racial categories correlate with biological traits (e.g. phenotype), and that certain genetic markers have varying frequencies among human populations, some of which correspond more or less to traditional racial groupings.[105]

Distribution of genetic variation
[edit]

The distribution of genetic variants within and among human populations are impossible to describe succinctly because of the difficulty of defining a population, the clinal nature of variation, and heterogeneity across the genome (Long and Kittles 2003). In general, however, an average of 85% of statistical genetic variation exists within local populations, ≈7% is between local populations within the same continent, and ≈8% of variation occurs between large groups living on different continents.[106][107] The recent African origin theory for humans would predict that in Africa there exists a great deal more diversity than elsewhere and that diversity should decrease the further from Africa a population is sampled. Hence, the 85% average figure is misleading: Long and Kittles find that rather than 85% of human genetic diversity existing in all human populations, about 100% of human diversity exists in a single African population, whereas only about 60% of human genetic diversity exists in the least diverse population they analyzed (the Surui, a population derived from New Guinea).[108] Statistical analysis that takes this difference into account confirms previous findings that "Western-based racial classifications have no taxonomic significance".[91]

Cluster analysis
[edit]

A 2002 study of random biallelic genetic loci found little to no evidence that humans were divided into distinct biological groups.[109]

In his 2003 paper, "Human Genetic Diversity: Lewontin's Fallacy", A. W. F. Edwards argued that rather than using a locus-by-locus analysis of variation to derive taxonomy, it is possible to construct a human classification system based on characteristic genetic patterns, or clusters inferred from multilocus genetic data.[110][111] Geographically based human studies since have shown that such genetic clusters can be derived from analyzing of a large number of loci which can assort individuals sampled into groups analogous to traditional continental racial groups.[112][113] Joanna Mountain and Neil Risch cautioned that while genetic clusters may one day be shown to correspond to phenotypic variations between groups, such assumptions were premature as the relationship between genes and complex traits remains poorly understood.[114] However, Risch denied such limitations render the analysis useless: "Perhaps just using someone's actual birth year is not a very good way of measuring age. Does that mean we should throw it out? ... Any category you come up with is going to be imperfect, but that doesn't preclude you from using it or the fact that it has utility."[115]

Early human genetic cluster analysis studies were conducted with samples taken from ancestral population groups living at extreme geographic distances from each other. It was thought that such large geographic distances would maximize the genetic variation between the groups sampled in the analysis, and thus maximize the probability of finding cluster patterns unique to each group. In light of the historically recent acceleration of human migration (and correspondingly, human gene flow) on a global scale, further studies were conducted to judge the degree to which genetic cluster analysis can pattern ancestrally identified groups as well as geographically separated groups. One such study looked at a large multiethnic population in the United States, and "detected only modest genetic differentiation between different current geographic locales within each race/ethnicity group. Thus, ancient geographic ancestry, which is highly correlated with self-identified race/ethnicity – as opposed to current residence – is the major determinant of genetic structure in the U.S. population."[113]

Witherspoon et al. (2007) have argued that even when individuals can be reliably assigned to specific population groups, it may still be possible for two randomly chosen individuals from different populations/clusters to be more similar to each other than to a randomly chosen member of their own cluster. They found that many thousands of genetic markers had to be used in order for the answer to the question "How often is a pair of individuals from one population genetically more dissimilar than two individuals chosen from two different populations?" to be "never". This assumed three population groups separated by large geographic ranges (European, African and East Asian). The entire world population is much more complex and studying an increasing number of groups would require an increasing number of markers for the same answer. The authors conclude that "caution should be used when using geographic or genetic ancestry to make inferences about individual phenotypes".[116] Witherspoon, et al. concluded: "The fact that, given enough genetic data, individuals can be correctly assigned to their populations of origin is compatible with the observation that most human genetic variation is found within populations, not between them. It is also compatible with our finding that, even when the most distinct populations are considered and hundreds of loci are used, individuals are frequently more similar to members of other populations than to members of their own population."[116]

Anthropologists such as C. Loring Brace,[117] the philosophers Jonathan Kaplan and Rasmus Winther,[118][119][120][121] and the geneticist Joseph Graves,[122] have argued that the cluster structure of genetic data is dependent on the initial hypotheses of the researcher and the influence of these hypotheses on the choice of populations to sample. When one samples continental groups, the clusters become continental, but if one had chosen other sampling patterns, the clustering would be different. Weiss and Fullerton have noted that if one sampled only Icelanders, Mayans and Maoris, three distinct clusters would form and all other populations could be described as being clinally composed of admixtures of Maori, Icelandic and Mayan genetic materials.[123] Kaplan and Winther therefore argue that, seen in this way, both Lewontin and Edwards are right in their arguments. They conclude that while racial groups are characterized by different allele frequencies, this does not mean that racial classification is a natural taxonomy of the human species, because multiple other genetic patterns can be found in human populations that crosscut racial distinctions. Moreover, the genomic data underdetermines whether one wishes to see subdivisions (i.e., splitters) or a continuum (i.e., lumpers). Under Kaplan and Winther's view, racial groupings are objective social constructions (see Mills 1998[124]) that have conventional biological reality only insofar as the categories are chosen and constructed for pragmatic scientific reasons. In earlier work, Winther had identified "diversity partitioning" and "clustering analysis" as two separate methodologies, with distinct questions, assumptions, and protocols. Each is also associated with opposing ontological consequences vis-a-vis the metaphysics of race.[120] Philosopher Lisa Gannett has argued that biogeographical ancestry, a concept devised by Mark Shriver and Tony Frudakis, is not an objective measure of the biological aspects of race as Shriver and Frudakis claim it is. She argues that it is actually just a "local category shaped by the U.S. context of its production, especially the forensic aim of being able to predict the race or ethnicity of an unknown suspect based on DNA found at the crime scene".[125]

Clines and clusters in genetic variation
[edit]

Recent studies of human genetic clustering have included a debate over how genetic variation is organized, with clusters and clines as the main possible orderings. Serre & Pääbo (2004) argued for smooth, clinal genetic variation in ancestral populations even in regions previously considered racially homogeneous, with the apparent gaps turning out to be artifacts of sampling techniques. Rosenberg et al. (2005) disputed this and offered an analysis of the Human Genetic Diversity Panel showing that there were small discontinuities in the smooth genetic variation for ancestral populations at the location of geographic barriers such as the Sahara, the Oceans, and the Himalayas. Nonetheless, Rosenberg et al. (2005) stated that their findings "should not be taken as evidence of our support of any particular concept of biological race ... Genetic differences among human populations derive mainly from gradations in allele frequencies rather than from distinctive 'diagnostic' genotypes." Using a sample of 40 populations distributed roughly evenly across the Earth's land surface, Xing & et al. (2010, p. 208) found that "genetic diversity is distributed in a more clinal pattern when more geographically intermediate populations are sampled".

Guido Barbujani has written that human genetic variation is generally distributed continuously in gradients across much of Earth, and that there is no evidence that genetic boundaries between human populations exist as would be necessary for human races to exist.[126]

Over time, human genetic variation has formed a nested structure that is inconsistent with the concept of races that have evolved independently of one another.[127]

Social constructions

[edit]

As anthropologists and other evolutionary scientists have shifted away from the language of race to the term population to talk about genetic differences, historians, cultural anthropologists and other social scientists re-conceptualized the term "race" as a cultural category or identity, i.e., a way among many possible ways in which a society chooses to divide its members into categories.

Many social scientists have replaced the word race with the word "ethnicity" to refer to self-identifying groups based on beliefs concerning shared culture, ancestry and history. Alongside empirical and conceptual problems with "race", following the Second World War, evolutionary and social scientists were acutely aware of how beliefs about race had been used to justify discrimination, apartheid, slavery, and genocide. This questioning gained momentum in the 1960s during the civil rights movement in the United States and the emergence of numerous anti-colonial movements worldwide. They thus came to believe that race itself is a social construct, a concept that was believed to correspond to an objective reality but which was believed in because of its social functions.[128]

Craig Venter and Francis Collins of the National Institute of Health jointly made the announcement of the mapping of the human genome in 2000. Upon examining the data from the genome mapping, Venter realized that although the genetic variation within the human species is on the order of 1–3% (instead of the previously assumed 1%), the types of variations do not support the notion of genetically defined races. Venter said, "Race is a social concept. It's not a scientific one. There are no bright lines (that would stand out), if we could compare all the sequenced genomes of everyone on the planet. ... When we try to apply science to try to sort out these social differences, it all falls apart."[129]

Anthropologist Stephan Palmié has argued that race "is not a thing but a social relation";[130] or, in the words of Katya Gibel Mevorach, "a metonym", "a human invention whose criteria for differentiation are neither universal nor fixed but have always been used to manage difference".[131] As such, the use of the term "race" itself must be analyzed. Moreover, they argue that biology will not explain why or how people use the idea of race; only history and social relationships will.

Imani Perry has argued that race "is produced by social arrangements and political decision making",[132] and that "race is something that happens, rather than something that is. It is dynamic, but it holds no objective truth."[133] Similarly, in Racial Culture: A Critique (2005), Richard T. Ford argued that while "there is no necessary correspondence between the ascribed identity of race and one's culture or personal sense of self" and "group difference is not intrinsic to members of social groups but rather contingent o[n] the social practices of group identification", the social practices of identity politics may coerce individuals into the "compulsory" enactment of "prewritten racial scripts".[134]

Brazil

[edit]
Portrait "Redenção de Cam" (1895), showing a Brazilian family becoming "whiter" each generation

Compared to 19th-century United States, 20th-century Brazil was characterized by a perceived relative absence of sharply defined racial groups. According to anthropologist Marvin Harris, this pattern reflects a different history and different social relations.

Race in Brazil was "biologized", but in a way that recognized the difference between ancestry (which determines genotype) and phenotypic differences. There, racial identity was not governed by rigid descent rule, such as the one-drop rule, as it was in the United States. A Brazilian child was never automatically identified with the racial type of one or both parents, nor were there only a very limited number of categories to choose from,[135] to the extent that full siblings can pertain to different racial groups.[136]

Self-reported ancestry of people from
Rio de Janeiro, by race or skin color (2000 survey)[137]
Ancestry brancos pardos negros
European only 48% 6%
African only 12% 25%
Amerindian only 2%
African and European 23% 34% 31%
Amerindian and European 14% 6%
African and Amerindian 4% 9%
African, Amerindian and European 15% 36% 35%
Total 100% 100% 100%
Any African 38% 86% 100%

Over a dozen racial categories would be recognized in conformity with all the possible combinations of hair color, hair texture, eye color, and skin color. These types grade into each other like the colors of the spectrum, and not one category stands significantly isolated from the rest. That is, race referred preferentially to appearance, not heredity, and appearance is a poor indication of ancestry, because only a few genes are responsible for someone's skin color and traits: a person who is considered white may have more African ancestry than a person who is considered black, and the reverse can be also true about European ancestry.[138] The complexity of racial classifications in Brazil reflects the extent of genetic mixing in Brazilian society, a society that remains highly, but not strictly, stratified along color lines. These socioeconomic factors are also significant to the limits of racial lines, because a minority of pardos, or brown people, are likely to start declaring themselves white or black if socially upward,[139] and being seen as relatively "whiter" as their perceived social status increases (much as in other regions of Latin America).[140]

Fluidity of racial categories aside, the "biologification" of race in Brazil referred above would match contemporary concepts of race in the United States quite closely, though, if Brazilians are supposed to choose their race as one among, Asian and Indigenous apart, three IBGE's census categories. While assimilated Amerindians and people with very high quantities of Amerindian ancestry are usually grouped as caboclos, a subgroup of pardos which roughly translates as both mestizo and hillbilly, for those of lower quantity of Amerindian descent a higher European genetic contribution is expected to be grouped as a pardo. In several genetic tests, people with less than 60–65% of European descent and 5–10% of Amerindian descent usually cluster with Afro-Brazilians (as reported by the individuals), or 6.9% of the population, and those with about 45% or more of Subsaharan contribution most times do so (in average, Afro-Brazilian DNA was reported to be about 50% Subsaharan African, 37% European and 13% Amerindian).[141][142][143][144]

Ethnic groups in Brazil (census data)[145]
Ethnic group white black multiracial
1872 3,787,289 1,954,452 4,188,737
1940 26,171,778 6,035,869 8,744,365
1991 75,704,927 7,335,136 62,316,064
Ethnic groups in Brazil (1872 and 1890)[146]
Years whites multiracial blacks Indians
1872 38.1% 38.3% 19.7% 3.9%
1890 44.0% 32.4% 14.6% 9%

If a more consistent report with the genetic groups in the gradation of genetic mixing is to be considered (e.g. that would not cluster people with a balanced degree of African and non-African ancestry in the black group instead of the multiracial one, unlike elsewhere in Latin America where people of high quantity of African descent tend to classify themselves as mixed), more people would report themselves as white and pardo in Brazil (47.7% and 42.4% of the population as of 2010, respectively), because by research its population is believed to have between 65 and 80% of autosomal European ancestry, in average (also >35% of European mt-DNA and >95% of European Y-DNA).[141][147][148][149]

From the last decades of the Empire until the 1950s, the proportion of the white population increased significantly while Brazil welcomed 5.5 million immigrants between 1821 and 1932, not much behind its neighbor Argentina with 6.4 million,[150] and it received more European immigrants in its colonial history than the United States. Between 1500 and 1760, 700.000 Europeans settled in Brazil, while 530.000 Europeans settled in the United States for the same given time.[151] Thus, the historical construction of race in Brazilian society dealt primarily with gradations between persons of majority European ancestry and little minority groups with otherwise lower quantity therefrom in recent times.

European Union

[edit]

According to the Council of the European Union:

The European Union rejects theories which attempt to determine the existence of separate human races.

— Directive 2000/43/EC[152]

The European Union uses the terms racial origin and ethnic origin synonymously in its documents and according to it "the use of the term 'racial origin' in this directive does not imply an acceptance of such [racial] theories".[152][153][full citation needed] Haney López warns that using "race" as a category within the law tends to legitimize its existence in the popular imagination. In the diverse geographic context of Europe, ethnicity and ethnic origin are arguably more resonant and are less encumbered by the ideological baggage associated with "race". In European context, historical resonance of "race" underscores its problematic nature. In some states, it is strongly associated with laws promulgated by the Nazi and Fascist governments in Europe during the 1930s and 1940s. Indeed, in 1996, the European Parliament adopted a resolution stating that "the term should therefore be avoided in all official texts".[154]

The concept of racial origin relies on the notion that human beings can be separated into biologically distinct "races", an idea generally rejected by the scientific community. Since all human beings belong to the same species, the ECRI (European Commission against Racism and Intolerance) rejects theories based on the existence of different "races". However, in its Recommendation ECRI uses this term in order to ensure that those persons who are generally and erroneously perceived as belonging to "another race" are not excluded from the protection provided for by the legislation. The law claims to reject the existence of "race", yet penalize situations where someone is treated less favourably on this ground.[154]

United States

[edit]

The immigrants to the United States came from every region of Europe, Africa, and Asia. They mixed among themselves and with the indigenous inhabitants of the continent. In the United States most people who self-identify as African American have some European ancestors, while many people who identify as European American have some African or Amerindian ancestors.[citation needed]

Since the early history of the United States, Amerindians, African Americans, and European Americans have been classified as belonging to different races. Efforts to track mixing between groups led to a proliferation of categories, such as mulatto and octoroon. The criteria for membership in these races diverged in the late 19th century. During the Reconstruction era, increasing numbers of Americans began to consider anyone with "one drop" of known "Black blood" to be Black, regardless of appearance. By the early 20th century, this notion was made statutory in many states. Amerindians continue to be defined by a certain percentage of "Indian blood" (called blood quantum). To be White one had to have perceived "pure" White ancestry. The one-drop rule or hypodescent rule refers to the convention of defining a person as racially black if he or she has any known African ancestry. This rule meant that those that were mixed race but with some discernible African ancestry were defined as black. The one-drop rule is specific to not only those with African ancestry but to the United States, making it a particularly African-American experience.[155]

The decennial censuses conducted since 1790 in the United States created an incentive to establish racial categories and fit people into these categories.[156]

The term "Hispanic" as an ethnonym emerged in the 20th century with the rise of migration of laborers from the Spanish-speaking countries of Latin America to the United States. Today, the word "Latino" is often used as a synonym for "Hispanic". The definitions of both terms are non-race specific, and include people who consider themselves to be of distinct races (Black, White, Amerindian, Asian, and mixed groups).[157] However, there is a common misconception in the US that Hispanic/Latino is a race[158] or sometimes even that national origins such as Mexican, Cuban, Colombian, Salvadoran, etc. are races. In contrast to "Latino" or "Hispanic", "Anglo" refers to non-Hispanic White Americans or non-Hispanic European Americans, most of whom speak the English language but are not necessarily of English descent.

Views across disciplines over time

[edit]

Anthropology

[edit]

The concept of race classification in physical anthropology lost credibility around the 1960s and is now considered untenable.[159][160][161] A 2019 statement by the American Association of Physical Anthropologists declares:

Race does not provide an accurate representation of human biological variation. It was never accurate in the past, and it remains inaccurate when referencing contemporary human populations. Humans are not divided biologically into distinct continental types or racial genetic clusters. Instead, the Western concept of race must be understood as a classification system that emerged from, and in support of, European colonialism, oppression, and discrimination.[86]

Wagner et al. (2017) surveyed 3,286 American anthropologists' views on race and genetics, including both cultural and biological anthropologists. They found a consensus among them that biological races do not exist in humans, but that race does exist insofar as the social experiences of members of different races can have significant effects on health.[162]

Wang, Štrkalj et al. (2003) examined the use of race as a biological concept in research papers published in China's only biological anthropology journal, Acta Anthropologica Sinica. The study showed that the race concept was widely used among Chinese anthropologists.[163][164] In a 2007 review paper, Štrkalj suggested that the stark contrast of the racial approach between the United States and China was due to the fact that race is a factor for social cohesion among the ethnically diverse people of China, whereas "race" is a very sensitive issue in America and the racial approach is considered to undermine social cohesion – with the result that in the socio-political context of US academics scientists are encouraged not to use racial categories, whereas in China they are encouraged to use them.[165]

Lieberman et al. in a 2004 study researched the acceptance of race as a concept among anthropologists in the United States, Canada, the Spanish speaking areas, Europe, Russia and China. Rejection of race ranged from high to low, with the highest rejection rate in the United States and Canada, a moderate rejection rate in Europe, and the lowest rejection rate in Russia and China. Methods used in the studies reported included questionnaires and content analysis.[21]

Kaszycka et al. (2009) in 2002–2003 surveyed European anthropologists' opinions toward the biological race concept. Three factors – country of academic education, discipline, and age – were found to be significant in differentiating the replies. Those educated in Western Europe, physical anthropologists, and middle-aged persons rejected race more frequently than those educated in Eastern Europe, people in other branches of science, and those from both younger and older generations. "The survey shows that the views on race are sociopolitically (ideologically) influenced and highly dependent on education."[166]

United States

[edit]

Since the second half of the 20th century, physical anthropology in the United States has moved away from a typological understanding of human biological diversity towards a genomic and population-based perspective. Anthropologists have tended to understand race as a social classification of humans based on phenotype and ancestry as well as cultural factors, as the concept is understood in the social sciences.[92][160] Since 1932, an increasing number of college textbooks introducing physical anthropology have rejected race as a valid concept: from 1932 to 1976, only seven out of thirty-two rejected race; from 1975 to 1984, thirteen out of thirty-three rejected race; from 1985 to 1993, thirteen out of nineteen rejected race. According to one academic journal entry, where 78 percent of the articles in the 1931 Journal of Physical Anthropology employed these or nearly synonymous terms reflecting a bio-race paradigm, only 36 percent did so in 1965, and just 28 percent did in 1996.[167]

A 1998 "Statement on 'Race'" composed by a select committee of anthropologists and issued by the executive board of the American Anthropological Association, which they argue "represents generally the contemporary thinking and scholarly positions of a majority of anthropologists", declares:[168]

In the United States both scholars and the general public have been conditioned to viewing human races as natural and separate divisions within the human species based on visible physical differences. With the vast expansion of scientific knowledge in this century, however, it has become clear that human populations are not unambiguous, clearly demarcated, biologically distinct groups. Evidence from the analysis of genetics (e.g., DNA) indicates that most physical variation, about 94%, lies within so-called racial groups. Conventional geographic "racial" groupings differ from one another only in about 6% of their genes. This means that there is greater variation within "racial" groups than between them. In neighboring populations there is much overlapping of genes and their phenotypic (physical) expressions. Throughout history whenever different groups have come into contact, they have interbred. The continued sharing of genetic materials has maintained all of humankind as a single species. ... With the vast expansion of scientific knowledge in this century, ... it has become clear that human populations are not unambiguous, clearly demarcated, biologically distinct groups. ... Given what we know about the capacity of normal humans to achieve and function within any culture, we conclude that present-day inequalities between so-called "racial" groups are not consequences of their biological inheritance but products of historical and contemporary social, economic, educational, and political circumstances.

An earlier survey, conducted in 1985 (Lieberman et al. 1992), asked 1,200 American scientists how many disagree with the following proposition: "There are biological races in the species Homo sapiens." Among anthropologists, the responses were:

Lieberman's study also showed that more women reject the concept of race than men.[170]

The same survey, conducted again in 1999,[171] showed that the number of anthropologists disagreeing with the idea of biological race had risen substantially. The results were as follows:

A line of research conducted by Cartmill (1998), however, seemed to limit the scope of Lieberman's finding that there was "a significant degree of change in the status of the race concept". Goran Štrkalj has argued that this may be because Lieberman and collaborators had looked at all the members of the American Anthropological Association irrespective of their field of research interest, while Cartmill had looked specifically at biological anthropologists interested in human variation.[172]

In 2007, Ann Morning interviewed over 40 American biologists and anthropologists and found significant disagreements over the nature of race, with no one viewpoint holding a majority among either group. Morning also argues that a third position, "antiessentialism", which holds that race is not a useful concept for biologists, should be introduced into this debate in addition to "constructionism" and "essentialism".[173]

According to the 2000 University of Wyoming edition of a popular physical anthropology textbook, forensic anthropologists are overwhelmingly in support of the idea of the basic biological reality of human races.[174] Forensic physical anthropologist and professor George W. Gill has said that the idea that race is only skin deep "is simply not true, as any experienced forensic anthropologist will affirm" and "Many morphological features tend to follow geographic boundaries coinciding often with climatic zones. This is not surprising since the selective forces of climate are probably the primary forces of nature that have shaped human races with regard not only to skin color and hair form but also the underlying bony structures of the nose, cheekbones, etc. (For example, more prominent noses humidify air better.)" While he can see good arguments for both sides, the complete denial of the opposing evidence "seems to stem largely from socio-political motivation and not science at all". He also states that many biological anthropologists see races as real yet "not one introductory textbook of physical anthropology even presents that perspective as a possibility. In a case as flagrant as this, we are not dealing with science but rather with blatant, politically motivated censorship".[174]

In partial response to Gill's statement, Professor of Biological Anthropology C. Loring Brace argues that the reason laymen and biological anthropologists can determine the geographic ancestry of an individual can be explained by the fact that biological characteristics are clinally distributed across the planet, and that does not translate into the concept of race. He states:

Well, you may ask, why can't we call those regional patterns "races"? In fact, we can and do, but it does not make them coherent biological entities. "Races" defined in such a way are products of our perceptions. ... We realize that in the extremes of our transit – Moscow to Nairobi, perhaps – there is a major but gradual change in skin color from what we euphemistically call white to black, and that this is related to the latitudinal difference in the intensity of the ultraviolet component of sunlight. What we do not see, however, is the myriad other traits that are distributed in a fashion quite unrelated to the intensity of ultraviolet radiation. Where skin color is concerned, all the northern populations of the Old World are lighter than the long-term inhabitants near the equator. Although Europeans and Chinese are obviously different, in skin color they are closer to each other than either is to equatorial Africans. But if we test the distribution of the widely known ABO blood-group system, then Europeans and Africans are closer to each other than either is to Chinese.[175]

The concept of "race" is still sometimes used within forensic anthropology (when analyzing skeletal remains), biomedical research, and race-based medicine.[176][177] Brace has criticized forensic anthropologists for this, arguing that they in fact should be talking about regional ancestry. He argues that while forensic anthropologists can determine that a skeletal remain comes from a person with ancestors in a specific region of Africa, categorizing that skeletal as being "black" is a socially constructed category that is only meaningful in the particular social context of the United States, and which is not itself scientifically valid.[178]

Biology, anatomy, and medicine

[edit]

In the same 1985 survey (Lieberman et al. 1992), 16% of the surveyed biologists and 36% of the surveyed developmental psychologists disagreed with the proposition: "There are biological races in the species Homo sapiens."

The authors of the study also examined 77 college textbooks in biology and 69 in physical anthropology published between 1932 and 1989. Physical anthropology texts argued that biological races exist until the 1970s, when they began to argue that races do not exist. In contrast, biology textbooks did not undergo such a reversal but many instead dropped their discussion of race altogether. The authors attributed this to biologists trying to avoid discussing the political implications of racial classifications, and to the ongoing discussions in biology about the validity of the idea of "subspecies". The authors concluded, "The concept of race, masking the overwhelming genetic similarity of all peoples and the mosaic patterns of variation that do not correspond to racial divisions, is not only socially dysfunctional but is biologically indefensible as well (pp. 5 18–5 19)."(Lieberman et al. 1992, pp. 316–17)

A 1994 examination of 32 English sport/exercise science textbooks found that 7 (21.9%) claimed that there are biophysical differences due to race that might explain differences in sports performance, 24 (75%) did not mention nor refute the concept, and 1 (3.1%) expressed caution with the idea.[179]

In February 2001, the editors of Archives of Pediatrics and Adolescent Medicine asked "authors to not use race and ethnicity when there is no biological, scientific, or sociological reason for doing so".[180] The editors also stated that "analysis by race and ethnicity has become an analytical knee-jerk reflex".[181] Nature Genetics now ask authors to "explain why they make use of particular ethnic groups or populations, and how classification was achieved".[182]

Morning (2008) looked at high school biology textbooks during the 1952–2002 period and initially found a similar pattern with only 35% directly discussing race in the 1983–92 period from initially 92% doing so. However, this has increased somewhat after this to 43%. More indirect and brief discussions of race in the context of medical disorders have increased from none to 93% of textbooks. In general, the material on race has moved from surface traits to genetics and evolutionary history. The study argues that the textbooks' fundamental message about the existence of races has changed little.[183]

Surveying views on race in the scientific community in 2008, Morning concluded that biologists had failed to come to a clear consensus, and they often split along cultural and demographic lines. She notes: "At best, one can conclude that biologists and anthropologists now appear equally divided in their beliefs about the nature of race."[173]

Gissis (2008) examined several important American and British journals in genetics, epidemiology and medicine for their content during the 1946–2003 period. He wrote that "Based upon my findings I argue that the category of race only seemingly disappeared from scientific discourse after World War II and has had a fluctuating yet continuous use during the time span from 1946 to 2003, and has even become more pronounced from the early 1970s on".[184]

33 health services researchers from differing geographic regions were interviewed in a 2008 study. The researchers recognized the problems with racial and ethnic variables but the majority still believed these variables were necessary and useful.[185]

A 2010 examination of 18 widely used English anatomy textbooks found that they all represented human biological variation in superficial and outdated ways, many of them making use of the race concept in ways that were current in 1950s anthropology. The authors recommended that anatomical education should describe human anatomical variation in more detail and rely on newer research that demonstrates the inadequacies of simple racial typologies.[186]

A 2021 study that examined over 11,000 papers from 1949 to 2018 in the American Journal of Human Genetics, found that "race" was used in only 5% of papers published in the last decade, down from 22% in the first. Together with an increase in use of the terms "ethnicity", "ancestry", and location-based terms, it suggests that human geneticists have mostly abandoned the term "race".[187]

The National Academies of Sciences, Engineering, and Medicine (NASEM), supported by the US the National Institutes of Health, formally declared that "researchers should not use race as a proxy for describing human genetic variation".[188] The report of its Committee on the Use of Race, Ethnicity, and Ancestry as Population Descriptors in Genomics Research titled Using Population Descriptors in Genetics and Genomics Research was released on 14 March 2023.[189][27] The report stated: "In humans, race is a socially constructed designation, a misleading and harmful surrogate for population genetic differences, and has a long history of being incorrectly identified as the major genetic reason for phenotypic differences between groups."[3] The committee co-chair Charmaine D. Royal and Robert O. Keohane of Duke University agreed in the meeting: "Classifying people by race is a practice entangled with and rooted in racism."[188]

Sociology

[edit]

Lester Frank Ward (1841–1913), considered to be one of the founders of American sociology, rejected notions that there were fundamental differences that distinguished one race from another, although he acknowledged that social conditions differed dramatically by race.[190] At the turn of the 20th century, sociologists viewed the concept of race in ways that were shaped by the scientific racism of the 19th and early 20th centuries.[191] Many sociologists focused on African Americans, called Negroes at that time, and claimed that they were inferior to whites. White sociologist Charlotte Perkins Gilman (1860–1935), for example, used biological arguments to claim the inferiority of African Americans.[191] American sociologist Charles H. Cooley (1864–1929) theorized that differences among races were "natural", and that biological differences result in differences in intellectual abilities.[192][190] Edward Alsworth Ross (1866–1951), also an important figure in the founding of American sociology, and a eugenicist, believed that whites were the superior race, and that there were essential differences in "temperament" among races.[190] In 1910, the Journal published an article by Ulysses G. Weatherly (1865–1940) that called for white supremacy and segregation of the races to protect racial purity.[190]

W. E. B. Du Bois (1868–1963), one of the first African-American sociologists, was the first sociologist to use sociological concepts and empirical research methods to analyze race as a social construct instead of a biological reality.[191] Beginning in 1899 with his book The Philadelphia Negro, Du Bois studied and wrote about race and racism throughout his career. In his work, he contended that social class, colonialism, and capitalism shaped ideas about race and racial categories. Social scientists largely abandoned scientific racism and biological reasons for racial categorization schemes by the 1930s.[193] Other early sociologists, especially those associated with the Chicago School, joined Du Bois in theorizing race as a socially constructed fact.[193] By 1978, William Julius Wilson argued that race and racial classification systems were declining in significance, and that instead, social class more accurately described what sociologists had earlier understood as race.[194] By 1986, sociologists Michael Omi and Howard Winant successfully introduced the concept of racial formation to describe the process by which racial categories are created.[195] Omi and Winant assert that "there is no biological basis for distinguishing among human groups along the lines of race".[195]

Eduardo Bonilla-Silva, Sociology professor at Duke University, remarks:[196] "I contend that racism is, more than anything else, a matter of group power; it is about a dominant racial group (whites) striving to maintain its systemic advantages and minorities fighting to subvert the racial status quo."[197] The types of practices that take place under this new color-blind racism is subtle, institutionalized, and supposedly not racial. Color-blind racism thrives on the idea that race is no longer an issue in the United States.[197] There are contradictions between the alleged color-blindness of most whites and the persistence of a color-coded system of inequality.[citation needed]

Today, sociologists generally understand race and racial categories as socially constructed, and reject racial categorization schemes that depend on biological differences.[193]

Political and practical uses

[edit]

Biomedicine

[edit]

In the United States, federal government policy promotes the use of racially categorized data to identify and address health disparities between racial or ethnic groups.[198] In clinical settings, race has sometimes been considered in the diagnosis and treatment of medical conditions. Doctors have noted that some medical conditions are more prevalent in certain racial or ethnic groups than in others, without being sure of the cause of those differences. Recent interest in race-based medicine, or race-targeted pharmacogenomics, has been fueled by the proliferation of human genetic data which followed the decoding of the human genome in the first decade of the twenty-first century. There is an active debate among biomedical researchers about the meaning and importance of race in their research. Proponents of the use of racial categories in biomedicine argue that continued use of racial categorizations in biomedical research and clinical practice makes possible the application of new genetic findings, and provides a clue to diagnosis.[199][200] Biomedical researchers' positions on race fall into two main camps: those who consider the concept of race to have no biological basis and those who consider it to have the potential to be biologically meaningful. Members of the latter camp often base their arguments around the potential to create genome-based personalized medicine.[201]

Other researchers point out that finding a difference in disease prevalence between two socially defined groups does not necessarily imply genetic causation of the difference.[202][203] They suggest that medical practices should maintain their focus on the individual rather than an individual's membership to any group.[204] They argue that overemphasizing genetic contributions to health disparities carries various risks such as reinforcing stereotypes, promoting racism or ignoring the contribution of non-genetic factors to health disparities.[205] International epidemiological data show that living conditions rather than race make the biggest difference in health outcomes even for diseases that have "race-specific" treatments.[206] Some studies have found that patients are reluctant to accept racial categorization in medical practice.[200]

Law enforcement

[edit]

In an attempt to provide general descriptions that may facilitate the job of law enforcement officers seeking to apprehend suspects, the United States FBI employs the term "race" to summarize the general appearance (skin color, hair texture, eye shape, and other such easily noticed characteristics) of individuals whom they are attempting to apprehend. From the perspective of law enforcement officers, it is generally more important to arrive at a description that will readily suggest the general appearance of an individual than to make a scientifically valid categorization by DNA or other such means. Thus, in addition to assigning a wanted individual to a racial category, such a description will include: height, weight, eye color, scars and other distinguishing characteristics.

Criminal justice agencies in England and Wales use at least two separate racial/ethnic classification systems when reporting crime, as of 2010. One is the system used in the 2001 Census when individuals identify themselves as belonging to a particular ethnic group: W1 (White-British), W2 (White-Irish), W9 (Any other white background); M1 (White and black Caribbean), M2 (White and black African), M3 (White and Asian), M9 (Any other mixed background); A1 (Asian-Indian), A2 (Asian-Pakistani), A3 (Asian-Bangladeshi), A9 (Any other Asian background); B1 (Black Caribbean), B2 (Black African), B3 (Any other black background); O1 (Chinese), O9 (Any other). The other is categories used by the police when they visually identify someone as belonging to an ethnic group, e.g. at the time of a stop and search or an arrest: White – North European (IC1), White – South European (IC2), Black (IC3), Asian (IC4), Chinese, Japanese, or South East Asian (IC5), Middle Eastern (IC6), and Unknown (IC0). "IC" stands for "Identification Code;" these items are also referred to as Phoenix classifications.[207] Officers are instructed to "record the response that has been given" even if the person gives an answer which may be incorrect; their own perception of the person's ethnic background is recorded separately.[208] Comparability of the information being recorded by officers was brought into question by the Office for National Statistics (ONS) in September 2007, as part of its Equality Data Review; one problem cited was the number of reports that contained an ethnicity of "Not Stated".[209]

In many countries, such as France, the state is legally banned from maintaining data based on race.[210]

In the United States, the practice of racial profiling has been ruled to be both unconstitutional and a violation of civil rights. There is active debate regarding the cause of a marked correlation between the recorded crimes, punishments meted out, and the country's populations. Many consider de facto racial profiling an example of institutional racism in law enforcement.[211]

Mass incarceration in the United States disproportionately impacts African American and Latino communities. Michelle Alexander, author of The New Jim Crow: Mass Incarceration in the Age of Colorblindness (2010), argues that mass incarceration is best understood as not only a system of overcrowded prisons. Mass incarceration is also, "the larger web of laws, rules, policies, and customs that control those labeled criminals both in and out of prison".[212] She defines it further as "a system that locks people not only behind actual bars in actual prisons, but also behind virtual bars and virtual walls", illustrating the second-class citizenship that is imposed on a disproportionate number of people of color, specifically African-Americans. She compares mass incarceration to Jim Crow laws, stating that both work as racial caste systems.[213]

Many research findings appear to agree that the impact of victim race in the interpersonal violence (IPV) arrest decision might include a racial bias in favor of white victims. A 2011 study in a national sample of IPV arrests found that female arrest was more likely if the male victim was white and the female offender was black, while male arrest was more likely if the female victim was white. For both female and male arrest in IPV cases, situations involving married couples were more likely to lead to arrest compared to dating or divorced couples. More research is needed to understand agency and community factors that influence police behavior and how discrepancies in IPV interventions/ tools of justice can be addressed.[214]

Recent work using DNA cluster analysis to determine race background has been used by some criminal investigators to narrow their search for the identity of both suspects and victims.[215] Proponents of DNA profiling in criminal investigations cite cases where leads based on DNA analysis proved useful, but the practice remains controversial among medical ethicists, defense lawyers and some in law enforcement.[216]

The Constitution of Australia contains a line about 'people of any race for whom it is deemed necessary to make special laws', despite there being no agreed definition of race described in the document.

Forensic anthropology

[edit]

Similarly, forensic anthropologists draw on highly heritable morphological features of human remains (e.g. cranial measurements) to aid in the identification of the body, including in terms of race. In a 1992 article, anthropologist Norman Sauer noted that anthropologists had generally abandoned the concept of race as a valid representation of human biological diversity, except for forensic anthropologists. He asked, "If races don't exist, why are forensic anthropologists so good at identifying them?"[161] He concluded:

[T]he successful assignment of race to a skeletal specimen is not a vindication of the race concept, but rather a prediction that an individual, while alive was assigned to a particular socially constructed "racial" category. A specimen may display features that point to African ancestry. In this country that person is likely to have been labeled Black regardless of whether or not such a race actually exists in nature.[161]

Identification of the ancestry of an individual is dependent upon knowledge of the frequency and distribution of phenotypic traits in a population. This does not necessitate the use of a racial classification scheme based on unrelated traits, although the race concept is widely used in medical and legal contexts in the United States.[217] Some studies have reported that races can be identified with a high degree of accuracy using certain methods, such as that developed by Giles and Elliot. However, this method sometimes fails to be replicated in other times and places; for instance, when the method was re-tested to identify Native Americans, the average rate of accuracy dropped from 85% to 33%.[78] Prior information about the individual (e.g. Census data) is also important in allowing the accurate identification of the individual's "race".[218]

In a different approach, anthropologist C. Loring Brace said:

The simple answer is that, as members of the society that poses the question, they are inculcated into the social conventions that determine the expected answer. They should also be aware of the biological inaccuracies contained in that "politically correct" answer. Skeletal analysis provides no direct assessment of skin color, but it does allow an accurate estimate of original geographical origins. African, eastern Asian, and European ancestry can be specified with a high degree of accuracy. Africa of course entails "black", but "black" does not entail African.[178]

In association with a NOVA program in 2000 about race, he wrote an essay opposing use of the term.[219]

A 2002 study found that about 13% of human craniometric variation existed between regions, while 6% existed between local populations within regions and 81% within local populations. In contrast, the opposite pattern of genetic variation was observed for skin color (which is often used to define race), with 88% of variation between regions. The study concluded: "The apportionment of genetic diversity in skin color is atypical, and cannot be used for purposes of classification."[220] Similarly, a 2009 study found that craniometrics could be used accurately to determine what part of the world someone was from based on their cranium; however, this study also found that there were no abrupt boundaries that separated craniometric variation into distinct racial groups.[221] Another 2009 study showed that American blacks and whites had different skeletal morphologies, and that significant patterning in variation in these traits exists within continents. This suggests that classifying humans into races based on skeletal characteristics would necessitate many different "races" being defined.[222]

In 2010, philosopher Neven Sesardić argued that when several traits are analyzed at the same time, forensic anthropologists can classify a person's race with an accuracy of close to 100% based on only skeletal remains.[223] Sesardić's claim has been disputed by philosopher Massimo Pigliucci, who accused Sesardić of "cherry pick[ing] the scientific evidence and reach[ing] conclusions that are contradicted by it". Specifically, Pigliucci argued that Sesardić misrepresented a paper by Ousley et al. (2009), and neglected to mention that they identified differentiation not just between individuals from different races, but also between individuals from different tribes, local environments, and time periods.[224]

See also

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References

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Further reading

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from Grokipedia
Race, as a human categorization, refers to the clustering of populations into biologically distinct groups based on shared genetic ancestry, heritable physical traits, and adaptations to specific environments, resulting from historical geographic isolation, , and . These groups exhibit measurable differences in frequencies, susceptibilities, and morphological features, such as pigmentation, cranial , and physiological responses, which principal component analyses of genomic data consistently partition into continental-scale clusters corresponding to traditional racial designations like African, European, East Asian, and Native American ancestries. Despite academic assertions of race as a mere —often amplified by institutions predisposed to over hereditarian explanations—empirical genetic evidence, including STRUCTURE-based inference from thousands of markers, demonstrates that variation forms discrete, ancestry-informative clusters rather than a uniform continuum, enabling forensic, medical, and anthropological applications with high accuracy. Key controversies surround the interpretation of within- versus between-group variation, where Lewontin's observation of 85% intra-population diversity is frequently misused to deny racial distinctiveness, ignoring that such partitioning still yields diagnosable clusters analogous to subspecies in other and predicts traits like athletic performance or outcomes. Historically, racial categorization facilitated early and but faced misuse in pseudoscientific ideologies; modern reaffirms its utility while underscoring that races represent probabilistic aggregates rather than rigid boundaries, with admixture blurring edges yet preserving core differentiations.

Biological Foundations

Genetic Evidence for Population Clusters

Analyses of human genetic variation using model-based clustering methods, such as the STRUCTURE software, have consistently identified discrete population clusters that align with continental-scale geographic ancestries. In a seminal 2002 study, Rosenberg et al. genotyped 377 autosomal microsatellite loci across 1,056 individuals from 52 populations worldwide, revealing that when assuming five to six inferred clusters (K=5–6), the groupings corresponded closely to major regions: sub-Saharan Africa, Europe plus the Middle East, Central and South Asia, East Asia, Oceania, and the Americas. These clusters emerged despite gene flow, as allele frequencies showed geographic continuity, with admixture zones (e.g., Central Asia) exhibiting intermediate assignments. Principal component analysis (PCA) of genome-wide data further corroborates these clusters by projecting genetic variation onto low-dimensional axes that separate populations by ancestry. For instance, the first principal component (PC1) typically distinguishes sub-Saharan Africans from non-Africans due to the out-of-Africa bottleneck, while PC2 differentiates East Asians from Europeans and South Asians. Studies using thousands of single nucleotide polymorphisms (SNPs) or whole-genome sequences, such as those from the , produce PCA plots where individuals cluster tightly by self-reported or sampled continental origin, with clinal variation within but sharp boundaries between clusters. This structure persists even after accounting for , enabling ancestry inference with over 99% accuracy for major groups in forensic and medical applications. The (FST), a measure of genetic differentiation, quantifies between-population variance as approximately 10–15% for continental-scale comparisons, indicating moderate but significant driven by isolation, drift, and . Pairwise FST values, for example, range from 0.12 between Europeans and East Asians to 0.19 between Africans and Oceanians, reflecting cumulative effects of serial founder events and local . These values exceed those seen in many species considered (e.g., chimpanzees, FST ≈ 0.18–0.25), underscoring that populations exhibit structured differentiation amenable to clustering. A common counterargument, originating from Lewontin's 1972 analysis of 17 blood protein loci, posits that 85% of occurs within populations versus 15% between them, suggesting races lack biological reality. However, demonstrated in 2003 that this apportionment—focusing on single-locus variance—overlooks multivariate correlations across loci, which enable reliable cluster detection akin to distinguishing iris species via calyx measurements despite overlapping traits. Empirical reanalyses confirm that while within-group variance dominates at individual loci, the covariance structure across the yields discrete clusters predictive of ancestry, refuting claims that high intrapopulation diversity negates interpopulation structure. Recent whole-genome sequencing of diverse cohorts, including over 900 individuals from 54 populations, reinforces these findings with finer-resolution clusters incorporating structural variants and rare alleles, which amplify differentiation signals. Such evidence supports population clusters as empirical reflections of , with implications for risk alleles (e.g., higher frequencies of certain variants in specific clusters) and . Despite admixture in modern populations, core clusters remain robust, as validated by algorithms assigning admixed individuals to ancestral proportions with high fidelity.

Phenotypic and Physiological Variations

Human populations display phenotypic variations in traits such as pigmentation, hair texture, eye shape, and that align with genetic clusters corresponding to continental ancestries. These differences arose from pressures, including levels, , and diet, leading to adaptive divergences over millennia. For instance, skin color gradients reflect production optimized for UV protection in high-sunlight equatorial regions and synthesis in low-sunlight higher latitudes, with darker pigmentation predominant in sub-Saharan African populations and lighter tones in European and East Asian groups. Genetic , such as those in the SLC24A5 and MC1R genes, account for much of this variation, with the derived for lighter skin fixed in Europeans around 10,000 years ago. Hair morphology also varies systematically: tightly coiled hair is characteristic of African-descended populations, aiding thermoregulation through scalp insulation; straight, thick hair predominates in East Asians due to EDAR gene variants enhancing hair shaft growth; and wavy or curly forms are common in Europeans and South Asians. Craniofacial features, including nasal breadth (wider in tropical populations for humid air warming) and epicanthic folds (prevalent in East Asians for cold/dry wind protection), follow similar geographic patterns per Allen's and Thomson's rules. Average stature and limb proportions differ as well, with longer limbs relative to torso in equatorial groups per Allen's rule for heat dissipation, and stockier builds in Arctic populations like Inuit for heat conservation under Bergmann's rule; global data show sub-Saharan Africans averaging shorter heights (e.g., 169 cm for men in some groups) compared to Northern Europeans (178 cm). Physiological variations include metabolic adaptations, such as adult lactose persistence, enabled by a in the LCT gene upstream promoter, reaching frequencies of 80-95% in Northern European and pastoral African populations but near 0% in East Asians and Native Americans, reflecting dairy domestication histories post-7,000 BCE. The (HbS allele) provides resistance in heterozygotes, with carrier rates up to 20-30% in West African and Indian populations from malaria-endemic zones, but rare elsewhere, demonstrating local selective pressures. High-altitude adaptations, like the EPAS1 gene variant in Tibetans enabling efficient hypoxia response without excessive production, evolved within the last 3,000 years, distinct from Andean or Ethiopian variants. Athletic performance disparities show genetic underpinnings, with West African-descended individuals dominating elite sprinting due to higher frequencies of fast-twitch muscle fiber variants (e.g., ACTN3 R ) and lower body fat, explaining near-monopoly in events under 400m since 1968 Olympic data. Conversely, East African Rift Valley populations excel in distance running, linked to enhanced , mitochondrial efficiency, and slender morphology from genes like and haplogroups. group distributions vary, with type B higher in Central Asians (up to 30%) versus lower in Europeans (10-15%), serving as neutral markers of population history. These traits exhibit concordance within clusters despite clinal elements, underscoring evolutionary divergence rather than uniform human homogeneity.

Evolutionary Origins and Admixture

Modern humans (Homo sapiens) originated in approximately 300,000 years ago, with genetic evidence indicating initial population structure within the continent that predated major out-of- migrations. Subsequent dispersals, beginning around 70,000–60,000 years ago, led to the peopling of and beyond, where geographic isolation fostered through drift and local selection pressures. These processes resulted in distinct clusters corresponding to continental-scale groups, with pairwise FST values around 0.15 indicating moderate differentiation driven by serial founder effects and to varied environments. Divergence timelines from genetic distance estimates place the initial split between African and non-African lineages at roughly 120,000 years ago, followed by further branching, such as between East Asians and Europeans around 40,000–30,000 years ago. Selection acted on standing variation and new mutations to produce regionally specific traits; for instance, lighter skin pigmentation evolved in northern latitudes via alleles in genes like SLC24A5 and SLC45A2, enhancing synthesis under low UV exposure, with key variants arising over 500,000 years ago but fixing post-migration. Similarly, (LCT gene) spread rapidly in Eurasian pastoralist groups after ~10,000 years ago, conferring caloric advantages in dairy-reliant diets, while sickle-cell trait (HBB gene) maintained in malaria-endemic African regions. These adaptations reflect causal responses to , pathogens, and subsistence shifts rather than neutral drift alone. Admixture events punctuated this divergence, introducing archaic DNA into modern lineages. Non-African populations carry 1–2% ancestry from interbreeding ~50,000–60,000 years ago in , with East Asians showing slightly higher proportions; admixture, up to 4–6% in and lower in East Asians, occurred separately in . Later pulses, including back-migrations into ~3,000 years ago, added non-local Eurasian alleles to some sub-Saharan groups, though African genomes retain the highest overall diversity due to longer effective sizes.30175-2) Such blurred boundaries but preserved core cluster structures, as evidenced by principal component analyses of genome-wide SNPs aligning with geographic origins.

Historical Classifications

Pre-Modern and Early Modern Observations

Ancient Greek writers, such as in the 5th century BCE, documented physical variations among peoples encountered during travels, describing as having "skin burnt by the sun" and "woolly hair," akin to their southern neighbors, while distinguishing eastern by straight hair contrasting with the curly-haired variety. also noted the Colchians' and woolly hair as evidence of Egyptian origins, linking such traits to shared customs rather than solely environmental factors. Greek and Roman authors generally attributed skin tone differences—paler northerners, olive Mediterraneans, and darker southerners—to climate, as in the Hippocratic Airs, Waters, Places (c. 400 BCE), which posited that hot, dry environments produced darker, more robust physiques with curly hair, while colder zones yielded lighter skin and straighter hair. Roman observers extended these environmental theories, with writers like (1st century BCE) claiming northern peoples had ruddy complexions and vigorous builds due to cold air, contrasting with the slender, darker southerners shaped by heat. Physical distinctions were acknowledged in art and literature—Ethiopians depicted with in mosaics and texts—but categorization emphasized cultural practices, , and loyalty to over immutable biological lines, without systematic racial hierarchies based on color alone. In medieval Islamic scholarship, Ibn Khaldun's Muqaddimah (1377 CE) analyzed human variations across climatic zones, arguing that temperate regions fostered balanced physiques and intellects, while extremes produced either overly robust, dark-skinned desert nomads or pallid, sedentary urbanites; he viewed these as adaptive responses to environment rather than fixed racial essences, rejecting inherent superiority while noting observable traits like skin tone and hair texture. Pre-modern Christian interpretations drew from Genesis 10's Table of Nations, tracing post-flood humanity to Noah's sons—Japheth to Europeans, Ham to Africans and Canaanites, Shem to Semites—implying descent-based divisions later mapped onto physical differences, though early exegeses focused more on geography and lineage than phenotype. Early modern European explorers amplified these observations through direct encounters. , in his 1492 journal, described natives as "well-formed" with "hair black and straight," skin tones ranging from tawny to reddish-brown, distinct from Europeans yet akin to some Asians in feature. Ferdinand Magellan's (1519–1522) accounts noted Philippine islanders' brown skin, straight black hair, and tattooed bodies, categorizing them as separate from both Africans and Amerindians based on morphology and customs. These reports, disseminated via letters and chronicles, highlighted heritable physical clusters—e.g., Amerindians' epicanthic folds and broad faces—prompting initial categorizations by of origin rather than climate alone, though environmental adaptation remained a common explanation.

18th-19th Century Taxonomic Systems

In 1735, Swedish naturalist published the first edition of , introducing a taxonomic classification of humans as a single species, Homo sapiens, divided into four continental varieties based on , skin color, temperament, and physical traits: the European (europaeus albus, white, sanguine, and inventive), American (americanus rubescens, red, choleric, and stubborn), Asiatic (asiaticus fuscus, yellow, melancholic, and greedy), and African (afer niger, black, phlegmatic, and lazy). Linnaeus's system emphasized observable phenotypic differences and assigned behavioral stereotypes derived from travel accounts and classical sources, positioning humans within the broader animal kingdom as . By the 10th edition in 1758, these were formalized as , influencing subsequent European by providing a framework applied to human variation. German physician Johann Friedrich Blumenbach expanded this approach in his 1775 dissertation De Generis Humani Varietate Nativa (On the Natural Varieties of Mankind), classifying humans into five races derived from craniometric analysis of 63 skulls: Caucasian (white-skinned, from the Caucasus region, deemed the primordial form due to skull beauty), Mongolian (yellow-skinned East Asians), Ethiopian (black-skinned Africans), American (red-skinned Native Americans), and Malayan (brown-skinned Southeast Asians and Pacific Islanders). Blumenbach, a monogenist, argued these varieties arose from environmental degeneration from a Caucasian archetype rather than separate creations, using metrics like facial angle and skin pigmentation while rejecting temperament-based stereotypes. His 1795 third edition reinforced skin color as a key marker and popularized "Caucasian" as a term for Europeans, shaping physical anthropology by prioritizing skeletal evidence over Linnaean psychology. French naturalist , in early 19th-century works like Le Règne Animal (1817), proposed a tripartite division into Caucasian (white), Mongolian (yellow), and Ethiopian (black) races, viewing them as persistent branches of a with fixed physiological differences in stature, cranial structure, and , where Caucasians represented the highest development. Cuvier's functionalist emphasized adaptive traits tied to and , influencing catastrophist and polygenist debates by implying greater permanence in racial distinctions than Blumenbach allowed. These systems collectively advanced empirical through metrics like skin hue, hair texture, and osteology, though reliant on limited specimens and Eurocentric collections, laying groundwork for 19th-century despite monogenist-polygenist tensions.

Polygenism, Monogenism, and Eugenics Debates

Monogenism, the view that all human races descended from a single ancestral pair, dominated early modern racial classifications and aligned with biblical accounts of a common human origin. Johann Friedrich Blumenbach, in his 1775 work De Generis Humani Varietate Nativa, classified humans into five varieties—Caucasian, Mongolian, Ethiopian, Malayan, and American—while maintaining monogenism through a degenerative hypothesis, positing that environmental factors caused deviations from an original Caucasian prototype without separate creations. This framework emphasized species unity, though it implied a hierarchy with Europeans as least degenerated. Monogenists like Blumenbach rejected polygenism partly on empirical grounds, citing inter-racial fertility and anatomical similarities as evidence against distinct origins. Polygenism emerged as a counter-theory in the early , asserting separate creations or origins for major racial groups, often to rationalize observed physical and differences as innate and immutable. American physician advanced through craniometric studies; in Crania Americana (1839), he reported average cranial capacities of 87 cubic inches for Caucasians, 82 for Native Americans, and 78 for Africans, interpreting these as fixed racial traits incompatible with monogenist degeneration from a single stock. Swiss naturalist , upon immigrating to the in 1846 and joining Harvard, publicly endorsed in lectures and writings, arguing that geographical isolation produced distinct human "" akin to varieties, with Blacks exhibiting subhuman traits like and low . Proponents like Morton and Agassiz, alongside Josiah Nott and George Gliddon in Types of Mankind (1854), used such data to challenge , claiming racial hierarchies were divinely ordained rather than environmentally induced. Recent reanalyses confirm Morton's measurements were accurate within 19th-century methods, undermining claims of deliberate in his rankings. These origin debates intersected with , a movement formalized by in 1883, which sought to enhance qualities through based on presumed hereditary racial and class differences. Galton, drawing from his 1869 observations of African cognitive capacities during travels, concluded in (1869) that intellectual traits were biologically fixed and unevenly distributed across races, with Europeans superior; he advocated "positive eugenics" to encourage reproduction among the talented and restrict it among inferiors, implicitly extending polygenist assumptions of unbridgeable gaps. While Galton leaned monogenist in rejecting separate creations, amplified polygenist implications by treating racial traits as stable inheritance units, influencing policies like U.S. immigration quotas (1924) and sterilizations (over 60,000 by ) targeting "dysgenic" groups including non-Europeans. Critics within , including Darwin, opposed polygenism's denial of , but eugenicists repurposed cranial and anthropometric data to argue for interventionist realism over egalitarian monogenism. The debates waned post-Darwin with genetic favoring recent common ancestry, yet they shaped persistent views on racial in heredity.

Social and Cultural Dimensions

Race as Folk Taxonomy in Different Societies

In many societies, of race emerge as intuitive, non-scientific systems for grouping humans based on observable phenotypic traits such as skin color, facial features, and hair texture, often reflecting local histories of migration, admixture, and social interaction rather than global biological clusters. These classifications prioritize practical social utility over precision, varying significantly across cultures; for instance, while some emphasize discrete categories, others employ continua or emphasize ancestry and status alongside appearance. Empirical studies of everyday show that such folk systems can capture coarse-grained patterns of human variation that partially align with genetic ancestry, though they are shaped by cultural lenses and do not equate to rigorous . In the United States, folk racial categorization historically follows a rule for African ancestry, classifying individuals with any detectable sub-Saharan heritage as , alongside broad groups like (European descent), Asian (East/South Asian), (often treated as ethnic overlay), and Native American. This binary-tending system, rooted in colonial-era one-drop rules, contrasts with more fluid Latin American approaches; U.S. Census data from 2020 reported 57.8 million identifying as /Latino (any race), 41.1 million as alone, and 33.9 million as Asian alone, illustrating how self-identification intersects with imposed folk norms. In , by comparison, the 2022 census categorized 43.1% as (mixed European-African-Indigenous), 45.3% as , 10.2% as , and 0.4% as Indigenous, reflecting a phenotype-driven spectrum where terms like moreno (brown) or (Indigenous-mixed) denote gradients rather than fixed bins, influenced by socioeconomic mobility and "whitening" aspirations. This fluidity, documented in surveys where the same individual might receive different classifications based on context or interviewer perception, underscores how status and appearance modulate folk assignments in mestizo-heavy societies. Sub-Saharan African folk taxonomies prioritize ethnic and linguistic affiliations over continental racial unity, with over 2,000 groups like the Yoruba, Zulu, or Maasai viewing each other as distinct based on , , and territorial rivalry, often subsuming skin color variation under tribal identity. Encounters with Europeans historically prompted terms like "" (e.g., abule in Yoruba for outsiders) or /North Africans as separate, but internal diversity—such as lighter-skinned East Africans (e.g., Nilotes) versus darker West Africans—leads to subgroupings by stature, , or rather than a monolithic "" category. In , folk perceptions blend racial elements with endogamy, where fairer northern Indo-Aryan phenotypes contrast with darker southern Dravidian ones, yielding informal hierarchies like "high-caste fair" versus "tribal dark," though anthropological surveys identify folk clusters akin to , Proto-Australoid, and in northeastern hill tribes. Colorism manifests in preferences, with 2019 studies showing 70-80% of matrimonial ads specifying "fair complexion," reflecting a folk where skin tone signals ancestral purity or status beyond formal varna. East Asian societies, particularly , employ folk taxonomies centered on the Han majority (91.1% of 1.41 billion population in 2020) distinguishing minorities like or Tibetans by and , while globally framing outsiders as "" (Europeans), "" (Africans), or "" kin (other East Asians). This yields a tripartite worldview—yellow self, white advanced but alien, black primitive—evident in historical texts and modern attitudes, where surveys indicate 60-70% of urban Chinese associate Africans with lower socioeconomic traits based on visible differences. Such categorizations, less rigid than Western binaries, integrate (minzu) with racial cues, as seen in policies recognizing 55 minorities since 1954, yet folk usage often defaults to phenotypic shorthand amid limited admixture. Across these examples, folk taxonomies demonstrate adaptability to local demographics, with empirical consistency in recognizing major migratory divides (e.g., African, European, Asian clusters) despite cultural variances.

Influence of Colonialism and Nationalism

Colonial expansion from the 15th to 19th centuries prompted European powers to develop racial classifications as tools for administering diverse conquered populations and justifying exploitation. In the , initial distinctions based on and status shifted toward hereditary racial categories by the late , with colonial legislatures enacting laws that defined blackness as a permanent, inheritable condition tied to enslavement. For instance, Virginia's 1662 decreed that children of enslaved African women inherited their mother's status regardless of the father's race, embedding into legal frameworks to sustain labor systems. Similar mechanisms emerged in other colonies, where racial typologies facilitated the commodification and control of indigenous and African peoples, transforming fluid ethnic identities into rigid, descent-based groups. These colonial practices entrenched racial categories by prioritizing phenotypic markers like skin color and ancestry for and resource extraction, often overriding pre-existing social structures. In British and Dutch colonies in and , administrators imposed segregated classifications that ranked Europeans above locals, using pseudoscientific metrics to allocate rights and labor roles. This approach not only rationalized —evident in the transatlantic trade's peak of over 12 million Africans forcibly transported between 1500 and 1866—but also laid groundwork for post-colonial ethnic divisions by institutionalizing race as a proxy for and capacity. Critics of conventional narratives argue that such categorizations arose reactively from the logistical demands of rather than pre-existing animus, with economic imperatives driving the solidification of racial binaries like "" versus "non-white." Nationalism in the 19th century further fused racial identity with , portraying nations as extensions of biologically distinct peoples to mobilize populations for unification and expansion. In , Romantic-era thinkers linked linguistic and cultural unity to racial purity, as seen in German nationalists' emphasis on Teutonic descent from the 1810s onward, which influenced policies excluding "alien" groups. In the United States, post-independence nationalism codified racial categories in the 1787 Constitution's three-fifths clause and subsequent laws, framing Anglo-Saxon identity as foundational to republican virtue amid territorial growth. This ethnic-nationalist paradigm, peaking during the revolutions and imperial scrambles, justified conquests—such as the U.S. acquisition of over 500,000 square miles via the 1848 Mexican-American War—by invoking racial superiority over "inferior" populations. Such nationalist ideologies amplified colonial legacies by essentializing race as a determinant of national character, evident in exclusionary citizenship laws like the U.S. , which limited eligibility to "free white persons." In settler societies, this reinforced hierarchies, with over 90% of U.S. land west of the claimed under doctrines tying to racial providence by 1890. While these frameworks drew on observed continental ancestries, they selectively ignored admixture to serve political ends, contributing to enduring categorizations that conflate folk with civic belonging. Empirical analyses note that nationalism's racialization intensified disparities, as in Europe's post-1871 , where policies favored "" elements amid industrialization.

Modern Variations in Racial Categorization

, federal standards for racial and ethnic , established by the Office of Management and Budget (OMB), were revised in March 2024 to include seven minimum categories: American Indian or Alaska Native, Asian, Black or African American, Hispanic or Latino, Middle Eastern or North African, Native Hawaiian or Pacific Islander, and . These updates, building on the 1997 framework, combine race and ethnicity into co-equal categories, permit multiple selections to reflect multiracial identities, and emphasize self-identification while allowing observer classification in certain contexts like . The 2020 reported 33.8 million people selecting two or more races, up from 9 million in 2010, highlighting increasing acknowledgment of admixture. In , racial categorization relies primarily on self-perception influenced by color and appearance, with the 2022 Census using five categories: (branco, 43.5%), (pardo, 45.3%), (preto, 10.2%), Indigenous (0.8%), and Asian (0.4%). This system contrasts with binary models by accommodating a continuum of mixtures, where encompasses diverse African, European, and Native American ancestries; genetic studies confirm that self-identified pardos average 40-60% European, 20-40% African, and 10-20% Native American ancestry. Recent trends show shifts in self-identification tied to tone, with darker individuals increasingly selecting over amid policies introduced in the 2000s. European nations often eschew explicit racial categories in official data, favoring , , or migration background; for instance, prohibits census questions on race or under republican principles, relying instead on birthplace proxies, while the United Kingdom's 2021 includes optional self-reported options like , Asian/Asian British, Black/African/Caribbean/Black British, Mixed, and Other. In , post-1994 classifications retain apartheid-era terms—Black African, , Coloured, and Indian/Asian—for equity monitoring, with self-identification predominant but phenotypic assessments used historically. Genetic approaches to categorization employ ancestry informative markers (AIMs) to infer continental origins, yielding clusters that align broadly with traditional races: sub-Saharan African, European, East Asian, Oceanian, and Native American, as demonstrated in analyses with K=5 populations explaining 93-95% of variation. Commercial tests like those from report percentages from reference panels of over 100 global populations, revealing fine-scale structure (e.g., distinguishing Northern vs. Southern Europeans) but also admixture blurring boundaries; self-reported race correlates with these clusters at 99% accuracy for major groups in U.S. samples. In , race serves as a proxy for genetic ancestry in , such as adjusting dosing by African vs. European ancestry due to VKORC1 and variants differing by 20-30% across clusters. These methods underscore persistent biological discontinuities despite social fluidity.

Perspectives from Scientific Disciplines

Anthropology and Physical Anthropology

Physical , a subfield of focused on the biological and behavioral aspects of humanity, has historically employed metrics such as , osteometry, and somatometry to assess human variation and classify populations into racial categories based on observable physical differences. These methods measure traits including cranial capacity, facial , nasal index, and , which exhibit average differences across continental populations; for instance, sub-Saharan African skulls tend to show greater and wider nasal apertures compared to European or East Asian skulls. Studies of cranial morphology reveal patterned variations that align with geographic ancestry, enabling forensic anthropologists to estimate ancestry with accuracies ranging from 80% to over 90% in controlled and casework settings, respectively. Such estimations rely on multivariate analyses of skeletal features, including the shape of the nasal aperture, zygomatic breadth, and mastoid process, which form distinct clusters corresponding to traditional racial groups like Caucasoid, , and . These findings indicate that human physical variation includes discontinuities sufficient for practical categorization, despite clinal gradients in some traits like pigmentation. While organizations such as the American Association of Biological Anthropologists have issued statements asserting that biological races do not exist—often emphasizing continuous variation and social construction over empirical clustering—physical anthropological from global samples contradict blanket denials by demonstrating heritable, population-specific morphologies that persist even after accounting for environmental factors. For example, analyses of 148 ethnic groups using geometric confirm regional cranial form diversity that maps onto broad ancestral lineages, supporting the utility of race as a proxy for ancestry in contexts like and identification. This empirical approach prioritizes measurable traits over ideological assertions, highlighting how systemic biases in academic institutions may undervalue such evidence in favor of egalitarian premises lacking causal support from the .

Genetics and Evolutionary Biology

Human genetic variation displays structured patterns that align with geographic and ancestral populations, enabling clustering of individuals into groups corresponding to traditional racial categories such as African, European, East Asian, and Native American ancestries. Analyses of genome-wide markers, including microsatellites and single nucleotide polymorphisms (SNPs), consistently reveal these clusters through methods like (PCA) and STRUCTURE algorithms, where individuals from the same continental region group together with high accuracy, even without prior geographic labels. This structure arises from historical isolation, migration bottlenecks, and differential gene flow, with non-African populations showing reduced heterozygosity due to serial founder effects during out-of-Africa dispersals estimated at 60,000–70,000 years ago. A common argument against the biological reality of such clusters stems from Lewontin's 1972 analysis, which apportioned 85% of variation to within-population differences and only 15% to between-group differences across loci. However, this overlooks the fact that small between-group differences, when correlated across thousands of loci, provide sufficient signal for reliable ancestry inference and classification, as demonstrated by multivariate statistical methods. critiqued this as a , noting that independent loci would yield overlapping distributions, but real genomes exhibit and allele frequency covariation that delineate populations effectively, akin to how taxonomists distinguish despite comparable F_ST values. Empirical studies confirm this, with forensic and ancestry testing achieving over 99% accuracy in assigning individuals to continental origins using hundreds of markers. The (F_ST), measuring population differentiation, averages 0.12 between continental groups, reflecting moderate divergence driven by , selection, and limited admixture over millennia. This level exceeds that within many accepted animal and supports viewing races as differentiated populations rather than arbitrary social constructs. Evolutionary pressures post-dispersal have further accentuated differences: for instance, the SLC24A5 for lighter swept to near fixation in Europeans within the last 10,000 years for synthesis in low-UV environments, while EPAS1 variants in Tibetans, derived from Denisovan admixture, enable hypoxia tolerance at high altitudes via modified response. Other examples include mutations (LCT gene) independently evolving in European and East African pastoralists for adult milk digestion, and Duffy-null alleles conferring resistance predominantly in West African-descended populations. These adaptations, confirmed by scans and functional assays, underscore causal links between ancestry, environment, and genetic outcomes, with F_ST for adaptive loci often exceeding neutral averages. Such patterns refute claims of human genetic uniformity by highlighting both neutral drift—evident in clines across continents—and positive selection signatures, as in immune genes like HLA where population-specific alleles reflect pressures (e.g., higher diversity in Africans due to longer exposure histories). Genome projects like 1000 Genomes reveal that while total variation is clinal in some regions, discrete clusters predominate globally, with admixture zones (e.g., ) as exceptions rather than the rule. This biological foundation informs evolutionary models of human diversification, where races represent adaptive radiations within a single , without implying fixed hierarchies (i.e., inherent rankings of superiority or ability among races) but affirming empirically verifiable subgroup distinctions.

Medicine, Pharmacology, and Health Outcomes

Racial ancestries associated with traditional human racial categories exhibit distinct patterns in disease susceptibility due to genetic variants shaped by evolutionary pressures and population histories. For instance, , caused by a in the HBB providing partial resistance, affects over 90% of diagnosed cases in the United States among individuals of non-Hispanic Black or African American descent, with carrier rates reaching 1 in 12 in this group compared to negligible prevalence in Europeans. Similarly, prevalence among U.S. adults aged 18 and older stands at 58.0% for non-Hispanic Black individuals versus 44.5% overall, with genetic factors such as variants in salt-handling genes contributing to higher sodium sensitivity in populations of West African ancestry. rates also differ markedly, at 16% for Black adults and 18% for American Indian/ Native adults compared to lower figures in other groups, linked in part to alleles like those in the TCF7L2 gene more frequent in certain ancestries. In , pharmacogenomic variants show substantial differences across ancestries, enabling prediction of metabolic phenotypes with high accuracy and influencing and . The enzyme, critical for metabolizing 20-25% of clinical drugs including antidepressants and opioids, displays reduced-function alleles comprising 35% of variation in African and African American populations versus lower rates in Europeans, leading to poorer activation of prodrugs like into . African ancestry correlates with altered responses to therapies such as ACE inhibitors for , where genetic markers outperform self-reported race in predicting outcomes, underscoring ancestry's role over social constructs alone. A landmark example is BiDil (/), approved by the FDA in 2005 specifically for self-identified Black patients with after trials showed a 43% mortality reduction in this group, where the combination addresses pathway deficiencies more prevalent in West African-descended populations. These patterns inform precision medicine, where ancestry-informed dosing guidelines mitigate adverse events; for example, higher warfarin dose requirements in individuals of African ancestry due to VKORC1 and CYP2C9 variants reduce bleeding risks. Empirical data refute blanket denial of such differences, as genome-wide studies confirm continental-scale genetic clusters aligning with racial categories predict health risks better than ignoring them, despite critiques framing race-based approaches as marketing rather than biology. Health outcomes reflect these realities: prostate cancer mortality is twofold higher in Black men, tied to androgen receptor variants, while East Asians show lower hepatocellular carcinoma rates absent in Europeans due to selection against HBV-susceptible alleles. Integrating ancestry data thus enhances diagnostic accuracy and treatment, as evidenced by FDA pharmacogenomic labeling incorporating racial/ethnic frequencies for over 200 drugs.

Key Controversies and Empirical Debates

Critiques of Race Denialism and Lewontin's Fallacy

Race denialism posits that racial categories lack a substantive biological basis, emphasizing instead that genetic differences between purported racial groups are negligible compared to those within groups. This view frequently invokes Lewontin's 1972 analysis of 17 polymorphic loci across populations, which apportioned as approximately 85% within local populations, 8% between populations within races, and 7% between races. Proponents argue this distribution undermines the validity of race as a taxonomic unit, suggesting defies discrete grouping. A central critique labels this reasoning Lewontin's fallacy, as articulated by geneticist in 2003. Edwards contended that Lewontin's single-locus variance apportionment overlooks the multivariate structure of genetic : while individual loci show high within-group variation, correlations across multiple loci enable reliable clustering of individuals into ancestral populations. For instance, even modest differences (e.g., 5-10%) at numerous loci compound to produce distinct probabilistic profiles, akin to how subtle morphological variances distinguish in classical despite overlapping traits. Edwards demonstrated this using Fisher's discriminant analysis on Lewontin's , showing populations separable with error rates below 1%, illustrating that between-group signals persist amid within-group noise. Population genetic studies reinforce this by revealing . Rosenberg et al. (2002) applied the algorithm to 1,056 individuals across 52 populations with 377 loci, identifying five major clusters aligning with continental ancestry (, /, , , ) at K=5, with 99% of individuals assigning to their continental group at K=6. Subsequent analyses with denser SNP data (e.g., over 600,000 markers) confirm these clusters, where average pairwise genetic distances (F_ST) between continental groups range from 0.12 to 0.15, reflecting cumulative divergence from serial founder effects and local over 50,000-100,000 years. Such clustering validates race as coarse-grained proxies for ancestry, contradicting denialist claims of arbitrariness. Critics of denialism argue it misapplies Lewontin's metric by ignoring higher-order correlations and practical discriminability, often prioritizing egalitarian priors over empirical patterns. Geneticist David Reich has noted that denying population-specific variants—evident in traits like (prevalent in 70-90% of Northern Europeans vs. <10% in East Asians)—stifles inquiry into causal mechanisms, as STRUCTURE-like methods consistently recover geographic-genetic continuity. This fallacy persists in some academic discourse, where univariate summaries eclipse genome-wide evidence, potentially reflecting institutional incentives against acknowledging heritable group differences. Edwards' framework, grounded in multivariate statistics, underscores that human diversity exhibits both continuous gradients and discrete aggregates, rendering blanket denial empirically untenable.

Racial Differences in Intelligence and Cognitive Traits

Observed differences in average intelligence quotient (IQ) scores persist across racial groups on standardized tests in the United States and internationally. In the US, meta-analyses of multiple datasets show White Americans averaging around 100, Black Americans around 85, Hispanic Americans around 89-93, and East Asian Americans around 105-106. These patterns hold across diverse IQ subtests and achievement measures like the SAT, ACT, and NAEP, with gaps most pronounced on highly g-loaded (general intelligence) items that correlate strongly with overall cognitive ability. The Black-White IQ gap of approximately 15 points (1 standard deviation) has narrowed modestly since the 1970s, from about 18 points to 10-15 points by the 2010s, but remains substantial, with Black Americans scoring below the White mean and overlapping minimally at the tails. East Asian advantages over Whites, around 5-6 points, appear stable and are replicated in international assessments like PISA and TIMSS, where national averages align with racial ancestries. These differences predict real-world outcomes, including educational attainment, occupational success, and socioeconomic status, independent of socioeconomic controls. Twin and adoption studies indicate high within-group heritability of intelligence (50-80%) across racial groups, with no significant differences in heritability estimates between Whites, Blacks, and Hispanics. This heritability rises with age and in higher-SES environments, suggesting genetic factors dominate individual differences once environmental variance is minimized. Between-group gaps, however, cannot be fully explained by environment alone: transracial adoption studies, such as the Minnesota Transracial Adoption Study (1976-1986 follow-up), found Black children adopted into White upper-middle-class families averaging IQ 89 at age 17, compared to 106 for White adoptees and 99 for mixed-race adoptees, regressing toward racial group means despite shared enriched rearing. Similar patterns emerge in French and Belgian studies of sub-Saharan African adoptees scoring 10-15 points below European norms. Physiological correlates support a partial genetic basis for racial cognitive differences. Average brain volume, measured via MRI, follows the order East Asians (1,364 cm³) > (1,347 cm³) > Blacks (1,267 cm³), correlating 0.40 with IQ across individuals and groups. Simple reaction times and inspection times, less culturally influenced than IQ tests, show analogous racial hierarchies, with East Asians fastest, followed by , then Blacks. Evolutionary selection pressures, including colder climates favoring and impulse control in Eurasian populations, provide a causal framework consistent with these patterns, though mainstream academic consensus, influenced by institutional pressures against hereditarian views, attributes gaps primarily to socioeconomic and cultural factors despite weak empirical support from equalization experiments. Anonymous surveys of researchers reveal 50% or more attributing at least half the Black-White gap to , contrasting with public statements shaped by career risks in ideologically uniform fields. Interventions like the Abecedarian Project yield temporary gains (4-7 IQ points) that fade by adolescence, underscoring limits of environmental remediation. While no single explains group differences, polygenic scores from GWAS increasingly align with observed IQ variances within and between ancestries, bolstering causal realism over denialist fallacies equating within-group with between-group causation.

Behavioral and Societal Outcome Disparities

Significant disparities in criminal offending rates persist across racial groups in the United States. According to data for 2023, the victimization rate for persons was 21.3 per 100,000, compared to 3.2 per 100,000 for persons. FBI arrest data from 2019, the most recent detailed breakdown available, indicate that individuals, comprising approximately 13% of the , accounted for 51.3% of adult arrests for and non-negligent , while individuals accounted for 45.7%. These patterns extend to other violent crimes, with overrepresentation in arrests for and aggravated assault. Incarceration rates reflect these differences: in 2020, the imprisonment rate for U.S. residents was 938 per 100,000, substantially higher than for residents at around 200 per 100,000, though the rate has declined 37% since 2010. individuals represented 37% of the and jail in recent years, despite being 13% of the general . Educational achievement gaps by race remain pronounced, as evidenced by (NAEP) scores. In 2022, average fourth-grade scores were approximately 241 for White students, 224 for Hispanic students, and 208 for Black students, with similar gaps in eighth-grade (White: 282, Hispanic: 260, Black: 247). Reading scores showed comparable disparities: fourth-grade averages were 221 for White students, 205 for Hispanic, and 190 for Black students. These gaps, equivalent to about one to two grade levels, persisted despite overall declines from pre-pandemic levels, with Black and Hispanic students experiencing steeper drops at lower proficiency percentiles.
Racial Group4th Grade Math NAEP (2022)8th Grade Math NAEP (2022)4th Grade Reading NAEP (2022)
241282221
224260205
208247190
Economic outcomes also vary markedly. U.S. Census Bureau data for 2023 report median household incomes of $89,050 for non- households, $65,540 for households, and $56,490 for households, with Asian households highest at $112,800. Unemployment rates in 2024 averaged higher for workers at around 6-7%, compared to 3-4% for workers, per figures. Family structure disparities contribute to societal outcomes. In 2023, 49.7% of children lived in single-parent households (predominantly mother-only), compared to 20.2% of children and higher rates for children at around 30-40%. This equates to 47% of mothers being single parents, versus 22% of mothers and 25% of mothers. Such structures correlate with elevated risks of and behavioral issues, though causation is multifaceted. These disparities, observed consistently over decades, hold after controlling for socioeconomic status in some analyses, suggesting factors beyond income alone, including cultural and possibly heritable elements debated in empirical literature. Mainstream sources often attribute them primarily to environmental and systemic influences, yet data from diverse studies indicate incomplete closure of gaps via policy interventions like or welfare expansions.

Practical and Policy Applications

Forensic Science and Identification

Forensic anthropologists routinely estimate ancestry from skeletal remains as part of constructing a biological profile to facilitate identification of unknown individuals, particularly in cases of decomposed or fragmented bodies. This estimation relies on population-specific variations in cranial and postcranial morphology, such as metric measurements of the (craniometrics) or non-metric traits like nasal shape and suture patterns (morphoscopics). These methods achieve accuracies ranging from 57% to 95%, with higher rates often observed for major U.S. reference populations (e.g., European, African, Asian ancestries) due to historical patterns of assortative and that maintain distinct averages in skeletal features. In resolved cases, such estimates have matched self-reported social race in a substantial portion of instances, aiding by narrowing search parameters despite admixture reducing precision in some individuals. Molecular forensic techniques complement skeletal analysis by employing ancestry informative markers (AIMs)—single polymorphisms (SNPs) that exhibit large differences across continental populations—to predict biogeographical ancestry from DNA extracted from remains or crime scenes. Panels of 20–100 AIMs can classify samples into broad categories (e.g., sub-Saharan African, East Asian, European) with probabilities exceeding 90% for non-admixed individuals, though accuracy declines with increasing admixture, often modeled via probabilistic ancestry proportions rather than discrete categories. These predictions inform suspect prioritization by aligning genetic profiles with demographic databases, as seen in U.S. practices where DNA-inferred ancestry directs investigations toward specific ethnic groups when phenotypic or witness descriptions are unavailable. In combined approaches, integrates ancestry estimates with other traits, such as short tandem repeat () allele frequencies in the FBI's CODIS database, which are tabulated separately by self-reported racial categories to compute match probabilities, reflecting empirical disparities in across populations. FBI analyses of unidentified remains show identification rates of 47–51% for Black, Hispanic, and White decedents using ancestry-inclusive profiles, comparable across these groups but lower for Native American and Asian cases due to smaller reference datasets. Such applications underscore the probabilistic utility of racial categorization in forensics, where population-level differences enable exclusion of improbable matches despite critiques of reifying social constructs; empirical validation through case resolutions prioritizes identification efficacy over ideological concerns.

Biomedical Research and Treatment Efficacy

Racial categories, while socially constructed, approximate genetic ancestry clusters that exhibit varying frequencies for variants, influencing , dosing requirements, and treatment responses in biomedical research and clinical practice. Studies in have identified population-specific differences in genes encoding drug-metabolizing enzymes, such as variants, which correlate with continental ancestries and explain heterogeneous across groups. For instance, these variations contribute to altered therapeutic responses, with African ancestry associated with higher risks for certain toxicities and Europeans showing distinct profiles in genome-wide association studies. A prominent example is the FDA's approval of BiDil (a combination of and ) on June 23, 2005, as the first drug indicated specifically for self-identified African American patients with , following a randomized demonstrating reduced mortality and hospitalization rates compared to in this population. The approval was based on evidence of superior efficacy in black patients, where standard therapies showed suboptimal results, highlighting race as a useful proxy when direct genetic ancestry data is unavailable. In anticoagulation therapy, dosing exhibits racial variation due to polymorphisms in genes like VKORC1 and ; individuals of African descent typically require 10-30% higher doses than those of European descent to achieve therapeutic anticoagulation, while Asian populations need 30-40% lower doses, informing adjusted algorithms to minimize bleeding or clotting risks. Similarly, for —a condition with higher prevalence among adults (59% vs. lower rates in whites)—responses differ by ancestry: and thiazide diuretics often yield better control in black patients than inhibitors or beta-blockers, which are more effective in white patients, though overall control rates remain lower in non-white groups due to multifaceted factors. Precision medicine initiatives increasingly integrate self-reported race with genetic ancestry to refine predictions, as broad racial categories capture sufficient variance for clinical utility in areas like and , where ancestry-linked variants affect responses or cardiovascular outcomes. Despite critiques that race conflates social and biological factors, empirical data from diverse cohorts underscore its pragmatic role in stratifying risks when finer-grained genomic profiling is not feasible, outperforming race-blind approaches in heterogeneous populations. This application persists amid debates, with ongoing emphasizing ancestry over race to enhance equity and accuracy in treatment personalization. In the United States, the Census Bureau collects racial data through self-identification, employing categories that reflect social perceptions rather than biological or genetic criteria. The Office of Management and Budget (OMB) standards, revised in 1997 and applied in the 2020 Census, mandate five minimum racial groups: White, Black or African American, American Indian or Alaska Native, Asian, and Native Hawaiian or Other Pacific Islander, with Hispanic or Latino treated separately as an ethnicity. Participants may select multiple categories since 2000, yielding detailed combinations; the 2020 Census reported over 200 such groups, highlighting increased multiracial identification, with 33.8 million people (10.2% of the population) choosing two or more races. These classifications trace back to the 1790 Census, which enumerated "free white" persons, slaves, and others, evolving through additions like "mulatto" in 1850 and self-reporting from 1960 onward to capture shifting social understandings. Census data informs resource allocation, redistricting, and civil rights enforcement, though critics argue the categories oversimplify ancestry and ancestry-based disparities persist despite self-reported fluidity. Legally, race functions as a protected characteristic under federal statutes like Title VII of the , which prohibits based on race, color, or without providing a precise statutory definition, relying instead on traits associated with ancestry or physical appearance. Courts interpret race broadly for anti-discrimination purposes, encompassing discrimination against groups sharing common ancestry or cultural heritage, as in cases involving or classified by perceived racial traits. The of the Fourteenth Amendment subjects race-based government classifications to , requiring a compelling interest and narrow tailoring, a standard that has invalidated many race-preferential policies. In , race is tracked for statistical purposes under laws like the Violent Crime Control and Law Enforcement Act of 1994, but its use in sentencing or policing faces challenges for potential , with federal guidelines prohibiting overt racial considerations in decisions. These applications treat race as a proxy for historical inequities, even as empirical studies question the categories' precision in reflecting genetic clusters. Affirmative action policies historically incorporated racial categories to address past discrimination, originating with Executive Order 11246 in 1965, which required federal contractors to take affirmative steps for minority hiring without quotas. In higher education, race was considered a "plus factor" under Grutter v. Bollinger (2003), permitting limited use for diversity if narrowly tailored, but the Supreme Court in Students for Fair Admissions, Inc. v. President and Fellows of Harvard College (June 29, 2023) ruled 6-3 that such race-conscious admissions violate the Equal Protection Clause, deeming them insufficiently measurable or enduring. The decision consolidated cases against Harvard and the University of North Carolina, finding no compelling interest in racial balancing and criticizing vague categories that disadvantaged Asian applicants. Post-ruling, affirmative action persists in federal procurement via goals for disadvantaged businesses, but faces heightened scrutiny; states like California (Proposition 209, 1996) and Michigan (Proposal 2, 2006) had already banned race-based preferences in public institutions. Proponents cite remedying systemic barriers, while opponents highlight reverse discrimination and mismatch effects, with data showing Black and Hispanic enrollment drops at selective schools after bans.

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