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Constitution of the United States
Constitution of the United States
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Constitution of the United States
Page one of Jacob Shallus' officially engrossed copy of the Constitution signed in Philadelphia by delegates of the Constitutional Convention in 1787[1]
Overview
JurisdictionUnited States
CreatedSeptember 17, 1787
PresentedSeptember 28, 1787
RatifiedJune 21, 1788 (9 of 13 states)
Date effectiveMarch 4, 1789
(236 years ago)
 (1789-03-04)[2]
SystemFederal presidential republic
Government structure
Branches3
ChambersBicameral
ExecutivePresident
JudiciarySupreme, Circuits, Districts
FederalismYes
Electoral collegeYes
Entrenchments2, 1 still active
History
First legislatureMarch 4, 1789 (11 of 13 states)
First executiveApril 30, 1789
First courtFebruary 2, 1790
Amendments27
Last amendedMay 5, 1992
CitationThe Constitution of the United States of America, As Amended (PDF), July 25, 2007
LocationNational Archives Building in Washington, D.C., U.S.
Commissioned byCongress of the Confederation in Philadelphia, U.S.
Author(s)Philadelphia Convention
Signatories39 of the 55 delegates
Media typeParchment
SupersedesArticles of Confederation
Full text
Constitution of the United States of America at Wikisource
Reading of the United States Constitution of 1787

The Constitution of the United States is the supreme law of the United States of America.[3] It superseded the Articles of Confederation, the nation's first constitution, on March 4, 1789. Originally including seven articles, the Constitution defined the foundational structure of the federal government.

The drafting of the Constitution by many of the nation's Founding Fathers, often referred to as its framing, was completed at the Constitutional Convention, which assembled at Independence Hall in Philadelphia between May 25 and September 17, 1787.[4] Influenced by English common law and the Enlightenment liberalism of philosophers like John Locke and Montesquieu, the Constitution's first three articles embody the doctrine of the separation of powers, in which the federal government is divided into the legislative, bicameral Congress;[a] the executive, led by the president;[b] and the judiciary, within which the Supreme Court has apex jurisdiction.[c] Articles IV, V, and VI embody concepts of federalism, describing the rights and responsibilities of state governments, the states in relationship to the federal government, and the process of constitutional amendment. Article VII establishes the procedure used to ratify the constitution.

Since the Constitution became operational in 1789, it has been amended 27 times.[5][6] The first ten amendments, known collectively as the Bill of Rights, offer specific protections of individual liberty and justice and place restrictions on the powers of government within the U.S. states.[7][8] Amendments 13–15 are known as the Reconstruction Amendments. The majority of the later amendments expand individual civil rights protections, with some addressing issues related to federal authority or modifying government processes and procedures. Amendments to the United States Constitution, unlike ones made to many constitutions worldwide, are appended to the document.

The Constitution of the United States is the oldest and longest-standing written and codified national constitution in force in the world.[9][d] The first permanent constitution,[e] it has been interpreted, supplemented, and implemented by a large body of federal constitutional law and has influenced the constitutions of other nations.

History

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Background

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From September 5, 1774, to March 1, 1781, the Second Continental Congress, convened in Philadelphia in what is now Independence Hall, functioned as the provisional government of the United States. Delegates to the First Continental Congress in 1774 and then the Second Continental Congress from 1775 to 1781 were chosen largely from the revolutionary committees of correspondence in various colonies rather than through the colonial governments of the Thirteen Colonies.[12]

The Articles of Confederation and Perpetual Union was the first constitution of the United States.[13] The document was drafted by a committee appointed by the Second Continental Congress in mid-June 1777 and was adopted by the full Congress in mid-November of that year. Ratification by the 13 colonies took more than three years and was completed March 1, 1781. The Articles gave little power to the central government. While the Confederation Congress had some decision-making abilities, it lacked enforcement powers. The implementation of most decisions, including amendments to the Articles, required legislative approval by all 13 of the newly formed states.[14][15]

Despite these limitations, based on the Congressional authority granted in Article 9, the league of states was considered as strong[clarification needed] as any similar republican confederation ever formed.[16] The chief problem was, in the words of George Washington, "no money".[17] The Confederated Congress could print money, but it was worthless,[why?] and while the Congress could borrow money, it could not pay it back.[17] No state paid its share of taxes to support the government, and some paid nothing. A few states met the interest payments toward the national debt owed by their citizens, but nothing greater, and no interest was paid on debts owed to foreign governments. By 1786, the United States was facing default on its outstanding debts.[17]

Under the Articles, the United States had little ability to defend its sovereignty. Most of the troops in the nation's 625-man army were deployed facing non-threatening British forts on American soil. Soldiers were not being paid, some were deserting, and others were threatening mutiny.[18] Spain closed New Orleans to American commerce, despite the protests of U.S. officials. When Barbary pirates began seizing American ships of commerce, the Treasury had no funds to pay toward ransom. If a military crisis required action, the Congress had no credit or taxing power to finance a response.[17]

Domestically, the Articles of Confederation was failing to bring unity to the diverse sentiments and interests of the various states. Although the Treaty of Paris in 1783 was signed between Britain and the U.S., and named each of the American states, various states proceeded to violate it. New York and South Carolina repeatedly prosecuted Loyalists for wartime activity and redistributed their lands.[17] Individual state legislatures independently laid embargoes, negotiated directly with foreign authorities, raised armies, and made war, all violating the letter and the spirit of the Articles.[citation needed]

In September 1786, during the inter–state Annapolis convention to discuss and develop a consensus about reversing the protectionist trade barriers that each state had erected, James Madison questioned whether the Articles of Confederation was a binding compact or even a viable government. Connecticut paid nothing and "positively refused" to pay U.S. assessments for two years.[19] A rumor at the time was that a seditious party of New York legislators had opened a conversation with the Viceroy of Canada. To the south, the British were said to be openly funding Creek Indian raids on Georgia, and the state was under martial law.[20] Additionally, during Shays' Rebellion (August 1786 – June 1787) in Massachusetts, Congress could provide no money to support an endangered constituent state. General Benjamin Lincoln was obliged to raise funds from Boston merchants to pay for a volunteer army.[21]

Congress could do nothing significant without nine states, and some legislation required all 13. When a state produced only one member in attendance, its vote was not counted. If a state's delegation was evenly divided, its vote could not be counted towards the nine-count requirement.[22] The Congress of the Confederation had "virtually ceased trying to govern".[23] The vision of a respectable nation among nations seemed to be fading in the eyes of revolutionaries such as George Washington, Benjamin Franklin, and Rufus King. Their dream of a republic, a nation without hereditary rulers, with power derived from the people in frequent elections, was in doubt.[24][25]

On February 21, 1787, the Confederation Congress called a convention of state delegates in Philadelphia to propose revisions to the Articles.[26] Unlike earlier attempts, the convention was not meant for new laws or piecemeal alterations, but for the "sole and express purpose of revising the Articles of Confederation". The convention was not limited to commerce but intended to "render the federal constitution adequate to the exigencies of government and the preservation of the Union".[27]

1787 drafting

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Scene at the Signing of the Constitution of the United States on September 17, 1787, a 1940 portrait by Howard Chandler Christy depicting the signing of the Constitution in Philadelphia

On the appointed day, May 14, 1787, only the Virginia and Pennsylvania delegations were present, and the convention's opening meeting was postponed for lack of a quorum.[28] A quorum of seven states met on May 25, and deliberations began. Eventually 12 states were represented, with Rhode Island refusing to participate.[29] Of the 74 delegates appointed by the states, 55 attended.[29] The convention's initial mandate was limited to amending the Articles of Confederation, which had proven highly ineffective in meeting the young nation's needs.[30] Almost immediately, however, the delegates began considering measures to replace the Articles of Confederation.[31]

Two plans for structuring the federal government arose shortly after the convention's outset:

  • The first proposal discussed, introduced by delegates from Virginia, was known as the Virginia Plan, Large State Plan or the Randolph Plan. It called for a bicameral Congress that was to be elected on a proportional basis based on state population, an elected chief executive, and an appointed judicial branch.[32] Generally favoring the most highly populated states, it used the philosophy of John Locke to rely on consent of the governed, Montesquieu for divided government, and Edward Coke to emphasize civil liberties.[32]
  • The alternative to the Virginia Plan, known as the New Jersey Plan, also called for an elected executive but retained the legislative structure created by the Articles, a unicameral Congress where all states had one vote.[33] Generally favoring the less-populous states, it used the philosophy of English Whigs, such as Edmund Burke, to rely on received procedure and the jurist William Blackstone to emphasize sovereignty of the legislature. This position reflected the belief that the states were independent entities and, as they entered the United States of America freely and individually, remained so.[33]

On May 31, the Convention devolved into the Committee of the Whole, charged with considering the Virginia Plan. On June 13, the Virginia resolutions in amended form were reported out of committee. The New Jersey Plan was put forward in response to the Virginia Plan.[citation needed]

On June 19, 1787, delegates rejected the New Jersey Plan with three states voting in favor, seven against, and one divided. The plan's defeat led to a series of compromises centering primarily on two issues: slavery and proportional representation.[f][34][35]

Scope of judicial power

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Proposals by Madison (Virginia) and Wilson (Pennsylvania) called for a supreme court veto over national legislation. This proposal resembled the system in New York, where the Constitution of 1777 called for a "Council of Revision" by the governor and justices of the state supreme court, which council would review and veto any passed legislation. Madison's proposal was defeated three times and replaced by a presidential veto with congressional override.[36]

The justification for judicial review is to be explicitly found in the open ratifications held in the states and reported in their newspapers. John Marshall in Virginia, James Wilson in Pennsylvania and Oliver Ellsworth of Connecticut all argued for Supreme Court judicial review of acts of state legislature. In Federalist No. 78, Alexander Hamilton advocated the doctrine of a written document held as a superior enactment of the people. "A limited constitution can be preserved in practice no other way" than through courts which can declare void any legislation contrary to the Constitution. The preservation of the people's authority over legislatures rests "particularly with judges."[37][g]

Connecticut and Three-Fifths Compromise

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The issue of proportional representation was of concern to less populous states, which under the Articles had the same power as larger states.[39] From July 2 to 16,[40] a Committee of Eleven, including one delegate from each state represented, met to work out a compromise on the issue of representation in the federal legislature. All agreed to a republican form of government grounded in representing the people in the states. For the legislature, two issues were to be decided: (i) how the votes were to be allocated among the states in the Congress, and (ii) how the representatives should be elected. In its report, now known as the Connecticut Compromise (or "Great Compromise"), the committee proposed proportional representation for seats in the House of Representatives based on population (with the people voting for representatives), equal representation for each state in the Senate (with each state's legislators generally choosing their respective senators), and that all money bills would originate in the House.[41]

The Great Compromise ended the stalemate between patriots and nationalists, leading to numerous other compromises in a spirit of accommodation.[citation needed] The issue of slavery pitted Northern states, where slavery was slowly being abolished, against Southern states, whose agricultural economies depended on slave labor.[42] To satisfy interests in the South, the delegates agreed to protect the slave trade for 20 years.[43] Slavery was protected further by the Three-Fifths Compromise, which allowed states to count three-fifths of their slaves as part of their populations, for the purpose of representation in the federal government, and by requiring the return of escaped slaves to their owners, even if captured in states where slavery had been abolished.[44] Further compromises were also made on presidential term, powers, and method of selection, as well as the jurisdiction of the federal judiciary.[citation needed]

While these compromises held the Union together and aided the Constitution's ratification, slavery continued for six more decades, and less populous states continue to have disproportional representation in the U.S. Senate and Electoral College.[45][35]

Drafting and signature

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On July 24, a Committee of Detail, including John Rutledge (South Carolina), Edmund Randolph (Virginia), Nathaniel Gorham (Massachusetts), Oliver Ellsworth (Connecticut), and James Wilson (Pennsylvania), was elected to draft a detailed constitution reflective of the resolutions passed by the convention up to that point.[46] The Convention recessed from July 26 to August 6 to await the report of this "Committee of Detail". Overall, the report of the committee conformed to the resolutions adopted by the convention, adding some elements. A twenty-three article (plus preamble) constitution was presented.[47]

From August 6 to September 10, the report of the committee of detail was discussed, section by section and clause by clause. Details were attended to, and further compromises were effected.[40][46] Toward the close of these discussions, on September 8, a Committee of Style and Arrangement, including Alexander Hamilton from New York, William Samuel Johnson from Connecticut, Rufus King from Massachusetts, James Madison from Virginia, and Gouverneur Morris from Pennsylvania, was appointed to distill a final draft constitution from the 23 approved articles.[46] The final draft, presented to the convention on September 12, contained seven articles, a preamble and a closing endorsement, of which Morris was the primary author.[29] The committee also presented a proposed letter to accompany the constitution when delivered to Congress.[48]

The original U.S. Constitution[49] was handwritten on five pages of parchment by Jacob Shallus.[50] The final document was taken up on Monday, September 17, at the convention's final session. Several of the delegates were disappointed in the result, a makeshift series of unfortunate compromises. Some delegates left before the ceremony and three others refused to sign. Of the thirty-nine signers, Benjamin Franklin summed up, addressing the convention: "There are several parts of this Constitution which I do not at present approve, but I am not sure I shall never approve them." He would accept the Constitution, "because I expect no better and because I am not sure that it is not the best".[51]

The advocates of the Constitution were anxious to obtain unanimous support of all twelve states represented in the convention. Their accepted formula for the closing endorsement was "Done in Convention, by the unanimous consent of the States present". At the end of the convention, the proposal was agreed to by eleven state delegations and the lone remaining delegate from New York, Alexander Hamilton.[52]

Ratification by the states

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Dates the 13 original U.S. states ratified the Constitution

Within three days of its signing on September 17, 1787, the Constitution was submitted to the Congress of the Confederation, then sitting in New York City, the nation's temporary capital.[53][54][55] The document, originally intended as a revision of the Articles of Confederation, instead introduced a completely new form of government.[56][57][58] While members of Congress had the power to reject it, they voted unanimously on September 28 to forward the proposal to the thirteen states for their ratification.[59][60] Under the process outlined in Article VII of the proposed Constitution, the state legislatures were tasked with organizing "Federal Conventions" to ratify the document. This process ignored the amendment provision of the Articles of Confederation which required unanimous approval of all the states. Instead, Article VII called for ratification by just nine of the 13 states—a two-thirds majority.[61][14][62]

Two factions soon emerged, one supporting the Constitution, the Federalists, and the other opposing it, the so-called Anti-Federalists.[63][64] Over the ensuing months, the proposal was debated, criticized, and expounded upon clause by clause. In the state of New York, at the time a hotbed of anti-Federalism, three delegates from the Philadelphia Convention who were also members of the Congress—Hamilton, Madison, and Jay—published a series of commentaries, now known as The Federalist Papers, in support of ratification.[65][66]

Before year's end, three state legislatures voted in favor of ratification. Delaware was first, voting unanimously 30–0; Pennsylvania second, approving the measure 46–23;[67][68][69] and New Jersey third, also recording a unanimous vote.[70] As 1788 began, Connecticut and Georgia followed Delaware's lead with almost unanimous votes, but the outcome became less certain as leaders in key states such as Virginia, New York, and Massachusetts expressed concerns over the lack of protections for people's rights.[71][72][73][74] Fearing the prospect of defeat, the Federalists relented, promising that if the Constitution was adopted, amendments would be added to secure individual liberties.[75] With that, the anti-Federalists' position collapsed.[76]

On June 21, 1788, New Hampshire became the ninth state to ratify. Three months later, on September 17, the Congress of the Confederation certified the ratification of eleven states, and passed resolutions setting dates for choosing the first senators and representatives, the first Wednesday of January (January 7, 1789); electing the first president, the first Wednesday of February (February 4); and officially starting the new government, the first Wednesday of March (March 4), when the first Congress would convene in New York City.[77] As its final act, the Congress of Confederation agreed to acquire 100 square miles of land from Maryland and Virginia for establishing a permanent capital.

North Carolina waited to ratify the Constitution until after the Bill of Rights was passed by the new Congress, and Rhode Island's ratification would only come after a threatened trade embargo.[78][79]

Aftermath

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Federal judiciary

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The Supreme Court was initially made up of jurists who had been intimately connected with the framing of the Constitution and the establishment of its government as law. John Jay (New York), a co-author of The Federalist Papers, served as chief justice for the first six years. The second chief justice, John Rutledge (South Carolina), was appointed by Washington in 1795 as a recess appointment, but was not confirmed by the Senate. Resigning later that year, he was succeeded in 1796 by the third chief justice, Oliver Ellsworth (Connecticut).[80] Both Rutledge and Ellsworth were delegates to the Constitutional Convention. John Marshall (Virginia), the fourth chief justice, had served in the Virginia Ratification Convention in 1788. His 34 years of service on the Court would see some of the most important rulings to help establish the nation the Constitution had begun. Other early members of the Supreme Court who had been delegates to the Constitutional Convention included James Wilson (Pennsylvania) for ten years, and John Blair Jr. (Virginia) for five years.[citation needed]

Section 1, Article 3 provides that Congress can create lower courts. The Judiciary Act of 1789 saw Congress's first exercise of such power. Currently, Title 28 of the U.S. Code describes judicial powers and administration.[81] As of the First Congress, the Supreme Court justices rode circuit to sit as panels to hear appeals from the district courts.[h] In 1891, Congress enacted a new system, where district courts would have original jurisdiction; intermediate appellate circuit courts with exclusive jurisdiction heard regional appeals before consideration by the Supreme Court; and the Supreme Court holds discretionary jurisdiction.[81]

No part of the Constitution expressly authorizes judicial review, but the framers did contemplate the idea, and precedent has since established that the courts could exercise judicial review over the actions of Congress or the executive branch. To establish a federal system of national law, considerable effort goes into developing a spirit of comity between federal government and states. By the doctrine of res judicata, federal courts give "full faith and credit" to State Courts.[i] The Supreme Court will decide Constitutional issues of state law only on a case-by-case basis, and only by strict Constitutional necessity, independent of state legislators' motives, their policy outcomes or its national wisdom.[j] Two conflicting federal laws are under "pendent" jurisdiction if one presents a strict constitutional issue. Federal court jurisdiction is rare when a state legislature enacts something as under federal jurisdiction.[k]

Amendments

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Clauses 4 and 9 of Article One, Section 9 were explicitly shielded from Constitutional amendment prior to 1808. On January 1, 1808, the first day it was permitted to do so, Congress approved legislation prohibiting the importation of slaves into the country. On February 3, 1913, with ratification of the Sixteenth Amendment, Congress gained the authority to levy an income tax without apportioning it among the states or basing it on the United States Census.

Influences

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John Locke, author of Two Treatises of Government

The U.S. Constitution was a federal one and was greatly influenced by the study of Magna Carta and other federations, both ancient and extant. The Due Process Clause of the Constitution was partly based on common law and on Magna Carta (1215), which had become a foundation of English liberty against arbitrary power wielded by a ruler.[82][83] The idea of Separation of Powers inherent in the Constitution was largely inspired by eighteenth-century Enlightenment philosophers, such as Montesquieu and John Locke.[84]

The influence of Montesquieu, Locke, Edward Coke and William Blackstone were evident at the Constitutional Convention. Prior to and during the framing and signing of the Constitution, Blackstone, Hume, Locke and Montesquieu were among the political philosophers most frequently referred to.[85] James Madison, for example made frequent reference to Blackstone, Locke, and Montesquieu,[86] who were among the most prominent political theorists of the late eighteenth century.[87]

While the ideas of unalienable rights, the separation of powers and the structure of the Constitution were largely influenced by the European Enlightenment thinkers, like Montesquieu, John Locke and others,[85][88][89] Benjamin Franklin and Thomas Jefferson still had reservations about the existing forms of government in Europe.[90] In a speech at the Constitutional Convention Franklin stated, "We have gone back to ancient history for models of Government, and examined different forms of those Republics ... And we have viewed modern States all round Europe but find none of their Constitutions suitable to our circumstances."[91] Jefferson maintained, that most European governments were autocratic monarchies and not compatible with the egalitarian character of the American people. In a 1787 letter to John Rutledge, Jefferson asserted that "The only condition on earth to be compared with [American government] ... is that of the Indians, where they still have less law than we."[92]

English law

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Historian Jack P. Greene maintains that by 1776 the founders drew heavily upon Magna Carta and the later writings of "Enlightenment rationalism" and English common law.

In his Institutes of the Lawes of England, Coke interpreted Magna Carta protections and rights to apply not just to nobles, but to all British subjects. In writing the Virginia Charter of 1606, he enabled the King in Parliament to give those to be born in the colonies all rights and liberties as though they were born in England. William Blackstone's Commentaries on the Laws of England are considered the most influential books on law in the new republic.[85][93]

The English Bill of Rights (1689) was an inspiration for the American Bill of Rights. Both require jury trials, contain a right to keep and bear arms, prohibit excessive bail and forbid "cruel and unusual punishments".[94] Many liberties protected by state constitutions and the Virginia Declaration of Rights were incorporated into the Bill of Rights.[95] Upon the arrival of the American Revolution, many of the rights guaranteed by the Federal Bill of Rights were recognized as being inspired by English law.[94] A substantial body of thought had been developed from the literature of republicanism in the United States, typically demonstrated by the works of John Adams, who often quoted Blackstone and Montesquieu verbatim, and applied to the creation of state constitutions.[96]

Enlightenment philosophy

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Historian Herbert W. Schneider held that the Scottish Enlightenment was "probably the most potent single tradition in the American Enlightenment" and the advancement of personal liberties.[97] Historian Daniel Walker Howe notes that Benjamin Franklin greatly admired David Hume, an eighteenth-century Scottish philosopher, and had studied many of his works while at Edinburgh in 1760. Both embraced the idea that high-ranking public officials should receive no salary[98] and that the lower class was a better judge of character when it came to choosing their representatives.[99]

Following the Glorious Revolution of 1688, British political philosopher John Locke was a major influence,[100] expanding on the contract theory of government advanced by Thomas Hobbes, his contemporary.[101] Locke advanced the principle of consent of the governed in his Two Treatises of Government. Government's duty under a social contract among the sovereign people was to serve the people by protecting their rights. These basic rights were life, liberty, and property.[102]

Montesquieu's influence on the framers is evident in Madison's Federalist No. 47 and Hamilton's Federalist No. 78. Thomas Jefferson, Adams, and Mason were known to read Montesquieu.[103] Montesquieu emphasized the need for balanced forces pushing against each other to prevent tyranny (reflecting the influence of Polybius's 2nd century BC treatise on the checks and balances of the Roman Republic). In his The Spirit of Law, Montesquieu maintained that the separation of state powers should be by its service to the people's liberty: legislative, executive and judicial,[104][105] while also emphasizing that the idea of separation had for its purpose the even distribution of authority among the several branches of government.[106]

Supreme Court Justices, the ultimate interpreters of the constitution, have also cited Montesquieu throughout the Court's history.[107] (See, e.g., Green v. Biddle, 21 U.S. 1, 1, 36 (1823). United States v. Wood, 39 U.S. 430, 438 (1840). Myers v. United States, 272 U.S. 52, 116 (1926). Nixon v. Administrator of General Services, 433 U.S. 425, 442 (1977). Bank Markazi v. Peterson, 136 U.S. 1310, 1330 (2016).)

Iroquois

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American Indian history scholars Donald Grinde and Bruce Johansen claim there is "overwhelming evidence" that Iroquois Confederacy political concepts and ideas influenced the U.S. Constitution,[108] and are considered to be the most outspoken supporters of the Iroquois thesis.[109] The idea as to the extent of that influence on the founding, however, varies among historians and has been questioned or criticized by various historians, including Samuel Payne,[110] William Starna, George Hamell,[111] and historian and archaeologist Philip Levy, who claims the evidence is largely coincidental and circumstantial.[112] The most outspoken critic, anthropologist Elisabeth Tooker, claimed the Iroquois influence thesis is largely the product of "white interpretations of Indians" and "scholarly misapprehension".[113][114]

John Napoleon Brinton Hewitt, who was born on the Tuscarora Indian Reservation, and was an ethnologist at the Smithsonian Institution's Bureau of Ethnology is often cited by historians of Iroquois history. Hewitt, however, rejected the idea that the Iroquois League had a major influence on the Albany Plan of Union, Benjamin Franklin's plan to create a unified government for the Thirteen Colonies, which was rejected.[113]

Structure

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The Constitution includes four sections: an introductory paragraph titled Preamble, a list of seven Articles that define the government's framework, an untitled closing endorsement with the signatures of 39 framers. 27 amendments have also been adopted under Article V.

Preamble

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"We the People" in its original edition
Reading of the 1787 United States Constitution

The Preamble, the Constitution's introductory paragraph, lays out the purposes of the new government:[115]

We the People of the United States, in Order to form a more perfect Union, establish Justice, insure domestic Tranquility, provide for the common defence, promote the general Welfare, and secure the Blessings of Liberty to ourselves and our Posterity, do ordain and establish this Constitution for the United States of America.

The opening words, "We the People", represented a new thought: the idea that the people and not the states were the source of the government's legitimacy.[116][117][118][119][120][121] Coined by Gouverneur Morris of Pennsylvania, who chaired the convention's Committee of Style, the phrase is considered an improvement on the section's original draft which followed the words We the People with a list of the 13 states.[122][115] In place of the names of the states Morris substituted "of the United States" and then listed the Constitution's six goals, none of which were mentioned originally.[123][124]

Closing endorsement

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The signatures in the closing endorsement section of the United States Constitution

The signing of the United States Constitution occurred on September 17, 1787, when 39 delegates endorsed the constitution created during the convention. In addition to signatures, this closing endorsement, the Constitution's eschatocol, included a brief declaration that the delegates' work has been successfully completed and that those whose signatures appear on it subscribe to the final document. Included are a statement pronouncing the document's adoption by the states present, a formulaic dating of its adoption, and the delegates' signatures. Additionally, the convention's secretary, William Jackson, added a note to verify four amendments made by hand to the final document, and signed the note to authenticate its validity.[125]

The language of the concluding endorsement, conceived by Gouverneur Morris and presented to the convention by Benjamin Franklin, was made intentionally ambiguous in hopes of winning over the votes of dissenting delegates. Advocates for the new frame of government, realizing the impending difficulty of obtaining the consent of the states needed to make it operational, were anxious to obtain the unanimous support of the delegations from each state. It was feared that many of the delegates would refuse to give their individual assent to the Constitution. Therefore, in order that the action of the convention would appear to be unanimous, the formula, Done in convention by the unanimous consent of the states present ... was devised.[126][better source needed]

Articles

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The Constitution's main provisions include seven articles that define the basic framework of the federal government. Articles that have been amended still include the original text, although provisions repealed by amendments under Article V are usually bracketed or italicized to indicate they no longer apply.[citation needed]

Article I – The Legislature

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Article I describes the Congress, the legislative branch of the federal government: Congress comprises both the Senate and House of Representatives;[l] members of both houses are subject to age, citizenship, and state residency requirements;[m] and are elected by the people of a state.[n]

Section 3, Clause 1 provides for equal representation of the states in the Senate. Section 8 enumerates the powers delegated to the legislature and includes broad provisions such as the General Welfare Clause (also known as the Taxing and Spending Clause), Commerce Clause, and Necessary and Proper Clause.

Section 9 lists eight specific limits on congressional power. In McCulloch v. Maryland (1819), the Supreme Court read the Necessary and Proper Clause to permit the federal government to take action that would "enable [it] to perform the high duties assigned to it [by the Constitution] in the manner most beneficial to the people,"[127] even if that action is not itself within the enumerated powers.[127] Section 9, Clause 1 prevents Congress from passing any law that would restrict the importation of slaves into the United States prior to 1808. Clause 4 holds that direct taxes must be apportioned according to state populations.

Article II – The Executive

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Article II describes the office, qualifications, and duties of the president of the United States and the vice president. The Article is modified by the 12th Amendment, which regulates presidential elections, and the 25th Amendment, relating to office succession.

The president is head of the executive branch of the federal government; the nation's head of state and head of government; and the Commander in Chief of the United States Armed Forces, as well as of state militias when they are mobilized. The president makes treaties with the advice and consent of the Senate. To administer the federal government, the president commissions all the offices of the federal government as Congress directs; and may require the opinions of its principal officers and make "recess appointments" for vacancies that may happen during the recess of the Senate. The president ensures the laws are faithfully executed and may grant reprieves and pardons with the exception of Congressional impeachment. The president reports to Congress on the State of the Union, and by the Recommendation Clause, recommends "necessary and expedient" national measures. The president may convene and adjourn Congress under special circumstances.

Section 4 provides for the removal of the president and other federal officers. The president is removed on impeachment for, and conviction of, treason, bribery, or other high crimes and misdemeanors.

Article III – The Judiciary

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Article III describes the court system, including the Supreme Court. Section 1 vests the judicial power of the United States in federal courts and, with it, the authority to interpret and apply the law to particular cases. Also included is the power to punish, sentence, and direct future action to resolve conflicts. Implied powers under Article III include the enforcement of judicial decisions through criminal contempt and civil contempt powers; injunctive relief and the habeas corpus remedy; and the ability to imprison for contumacy, bad-faith litigation, and failure to obey a writ of mandamus.[81]

Clause 1 of Section 2, known as the Case or Controversy Clause, authorizes the federal courts to hear actual cases and controversies only. Their judicial power does not extend to cases that are hypothetical, or which are proscribed due to standing, mootness, or ripeness issues. Generally, a case or controversy requires the presence of adverse parties who have some interest genuinely at stake in the case.[o] Section 2 also protects the right to trial by jury in all criminal cases. Section 3 bars Congress from changing or modifying Federal law on treason by simple majority. This section also defines treason as an overt act of making war or materially helping those at war with the United States.[p]

Article IV – The States

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Article IV outlines the relations among the states and between each state and the federal government. It also provides for such matters as admitting new states, border changes between the states, and extradition between the states, as well as laying down a legal basis for freedom of movement and travel among the states.

The Full Faith and Credit Clause requires states to recognise the public acts, records, and court proceedings of the other states. Congress is permitted to regulate the manner in which proof of such acts may be admitted. The "privileges and immunities" clause prohibits state governments from discriminating against citizens of other states in favor of resident citizens. For instance, in criminal sentencing, a state may not increase a penalty on the grounds that the convicted person is a non-resident. The Territorial Clause gives Congress the power to make rules for disposing of federal property and governing non-state territories of the United States. Finally, the fourth section of Article Four requires the United States to guarantee to each state a republican form of government and to protect them from invasion and violence.

Article V – Amendment Process

[edit]

Article V outlines the process for amending the Constitution. The Articles of Confederation provided that amendments were to be proposed by Congress and ratified by the unanimous vote of all 13 state legislatures. This proved to be a major flaw in the Articles, as it created an insurmountable obstacle to constitutional reform. The amendment process crafted during the Philadelphia Constitutional Convention was, according to The Federalist No. 43, designed to establish a balance between pliancy and rigidity.[128][better source needed] Article Five ends by shielding certain clauses in the Constitution from being amended.

Article VI – Federal Powers

[edit]

Article VI establishes that the Constitution and all federal laws and treaties made in accordance with it have supremacy over state laws, and that "the judges in every state shall be bound thereby, any thing in the laws or constitutions of any state notwithstanding". It validates national debt created under the Articles of Confederation and requires that all federal and state legislators, officers, and judges take oaths or affirmations to support the Constitution. This means that the states' constitutions and laws should not conflict with the laws of the federal constitution and that in case of a conflict, state judges are legally bound to honor the federal laws and constitution over those of any state. Article Six also states "no religious Test shall ever be required as a Qualification to any Office or public Trust under the United States".

Article VII – Ratification

[edit]

Article VII describes the process for establishing the proposed new frame of government. Anticipating that the influence of many state politicians would be Antifederalist, delegates to the Philadelphia Convention provided for ratification of the Constitution by popularly elected ratifying conventions in each state. The convention method also made it possible that judges, ministers and others ineligible to serve in state legislatures, could be elected to a convention. Suspecting that Rhode Island, at least, might not ratify, delegates decided that the Constitution would go into effect as soon as nine states (two-thirds rounded up) ratified.[129] Each of the remaining four states could then join the newly formed union by ratifying.[130]

Amendments

[edit]
The United States Bill of Rights, currently housed in the National Archives in Washington, D.C.

The procedure for amending the Constitution is outlined in Article V and is currently overseen by the archivist of the United States. Between 1949 and 1985, it was overseen by the administrator of General Services, and before that by the secretary of state.[131]

Under Article V, a proposal for an amendment must be adopted either by two-thirds of both houses of Congress or by a national convention that had been requested by two-thirds of the state legislatures.[131] Following this, Congress decides whether the proposed amendment is to be ratified by state legislatures or state ratifying conventions. The proposed amendment along with the method of ratification is sent to the Office of the Federal Register, which copies it in slip law format and submits it to the states.[131] To date, the convention method of proposal has never been tried and the convention method of ratification has only been used once, for the Twenty-first Amendment.[132]

A proposed amendment becomes an operative part of the Constitution as soon as it is ratified by three-fourths of the States (currently 38 of the 50 states). No additional action by Congress or anyone else after ratification is required.[133] When the Office of the Federal Register verifies that it has received the required number of authenticated ratification documents, it drafts a formal proclamation for the Archivist to certify that the amendment is valid. This certification is published in the Federal Register and United States Statutes at Large and serves as official notice to Congress and the nation that the ratification process has been completed.[131]

The Constitution has twenty-seven amendments. Structurally, the Constitution's original text and all prior amendments remain untouched. The precedent for this practice was set in 1789, when Congress considered and proposed the first several Constitutional amendments. Among these, Amendments 1–10 are collectively known as the Bill of Rights, and Amendments 13–15 are known as the Reconstruction Amendments. Excluding the Twenty-seventh Amendment, which was pending before the states for 202 years, 225 days, the longest pending amendment that was successfully ratified was the Twenty-second Amendment, which took 3 years, 343 days. The Twenty-sixth Amendment was ratified in the shortest time, 100 days. The average ratification time for the first twenty-six amendments was 1 year, 252 days; for all twenty-seven, 9 years, 48 days.

The first ten Amendments introduced were referred to as the Bill of Rights which consists of 10 amendments that were added to the Constitution in 1791, as supporters of the Constitution had promised critics during the debates of 1788.[134]

Bill of Rights (1791)

[edit]

First Amendment

[edit]

The First Amendment prohibits Congress from obstructing the exercise of certain individual freedoms: freedom of religion, freedom of speech, freedom of the press, freedom of assembly, and right to petition. Its Free Exercise Clause guarantees a person's right to hold whatever religious beliefs they want, and to freely exercise that belief; its Establishment Clause prevents the federal government from creating an official national church or favoring one set of religious beliefs over another.[135]

Second Amendment

[edit]

The Second Amendment protects the right of individuals[136][137] to keep and bear arms.[138][139][140][141] The Supreme Court has ruled that this right applies to individuals, not merely to collective militias. It has also held that the government may regulate or place some limits on the manufacture, ownership and sale of firearms or other weapons.[142][143]

Requested by several states during the constitutional ratification debates, the amendment followed the efforts of the British to confiscate the colonists' firearms at the outbreak of the Revolutionary War. Patrick Henry had rhetorically asked, if the States would be stronger "when we are totally disarmed, and when a British Guard shall be stationed in every house?"[144]

Third Amendment

[edit]

The Third Amendment prohibits the federal government from forcing individuals to provide lodging to soldiers in their homes during peacetime without their consent. Requested by several states during the Constitutional ratification debates, the amendment reflected the lingering resentment over the Quartering Acts passed by the British Parliament during the Revolutionary War, which had allowed British soldiers to take over private homes for their own use.[145]

Fourth Amendment

[edit]

The Fourth Amendment protects people against unreasonable searches and seizures of either self or property by government officials. A search can mean everything from a frisking by a police officer or to a demand for a blood test to a search of an individual's home or car. A seizure occurs when the government takes control of an individual or something in the possession of the individual. Items that are seized often are used as evidence when the individual is charged with a crime. It also imposes certain limitations on police investigating a crime and prevents the use of illegally obtained evidence at trial.[146]

Fifth Amendment

[edit]

The Fifth Amendment establishes the requirement that a trial for a major crime may commence only after an indictment has been handed down by a grand jury; protects individuals from double jeopardy; prohibits punishment without due process of law; and provides that an accused person may not be compelled to reveal to the police, prosecutor, judge, or jury any information that might incriminate or be used against him or her in a court of law. Additionally, the Fifth Amendment also prohibits government from taking private property for public use without "just compensation", the basis of eminent domain in the United States.[147]

Sixth Amendment

[edit]

The Sixth Amendment provides several protections and rights to an individual accused of a crime. The accused has the right to a fair, speedy, and public trial by a local and impartial jury. This right also protects defendants from secret proceedings that might encourage abuse of the justice system, enshrines a right to legal counsel if accused of a crime, guarantees that the accused may require witnesses to attend the trial and testify in the presence of the accused, and guarantees the accused a right to know the charges against them. In 1966, the Supreme Court ruled that, with the Fifth Amendment, this amendment requires what has become known as the Miranda warning.[148]

Seventh Amendment

[edit]

The Seventh Amendment extends the right to a jury trial to federal civil cases, and inhibits courts from overturning a jury's findings of fact. Although the Seventh Amendment itself says that it is limited to "suits at common law", meaning cases that triggered the right to a jury under English law, the amendment has been found to apply in lawsuits that are similar to the old common law cases. For example, the right to a jury trial applies to cases brought under federal statutes that prohibit race or gender discrimination in housing or employment. This amendment guarantees the right to a jury trial only in federal court, not in state court.[149]

Eighth Amendment

[edit]

The Eighth Amendment protects people from having bail or fines set at an amount so high that it would be impossible for all but the richest defendants to pay, and also protects people from being subjected to cruel and unusual punishment. Although this phrase originally was intended to outlaw certain gruesome methods of punishment, it has been broadened over the years to protect against punishments that are grossly disproportionate to or too harsh for the particular crime. This provision has also been used to challenge prison conditions such as extremely unsanitary cells, overcrowding, insufficient medical care and deliberate failure by officials to protect inmates from one another.[150]

Ninth Amendment

[edit]

The Ninth Amendment declares that individuals have other fundamental rights, in addition to those stated in the Constitution. During the Constitutional ratification debates, Anti-Federalists argued that a Bill of Rights should be added. The Federalists opposed it on grounds that a list would necessarily be incomplete but would be taken as explicit and exhaustive, thus enlarging the power of the federal government by implication. The Anti-Federalists persisted, and several state ratification conventions refused to ratify the Constitution without a more specific list of protections, so the First Congress added what became the Ninth Amendment as a compromise. Because the rights protected by the Ninth Amendment are not specified, they are referred to as "unenumerated". The Supreme Court has found that unenumerated rights include such important rights as the right to travel, the right to vote, the right to privacy, and the right to make important decisions about one's health care or body.[151]

Tenth Amendment

[edit]

The Tenth Amendment (1791) was included in the Bill of Rights to further define the balance of power between the federal government and the states. The amendment states that the federal government has only those powers specifically granted by the Constitution. These powers include the power to declare war, to collect taxes, to regulate interstate business activities and others that are listed in the articles or in subsequent constitutional amendments. Any power not listed is, says the Tenth Amendment, left to the states or the people. While there is no specific list of what these "reserved powers" may be, the Supreme Court has ruled that laws affecting family relations, commerce within a state's own borders, abortion, and local law enforcement activities, are among those specifically reserved to the states or the people.[152][153]

Remaining Amendments (1795 – Present)

[edit]

Eleventh Amendment (1795)

[edit]

The Eleventh Amendment specifically prohibits federal courts from hearing cases in which a state is sued by an individual from another state or another country, thus extending to the states sovereign immunity protection from certain types of legal liability. Article Three, Section 2, Clause 1 has been affected by this amendment, which also overturned the Supreme Court's decision in Chisholm v. Georgia (1793).[154][155]

Twelfth Amendment (1804)

[edit]

The Twelfth Amendment modifies the way the Electoral College chooses the president and vice president. It stipulates that each elector must cast a distinct vote for president and vice president, instead of two votes for president. It also suggests that the president and vice president should not be from the same state. Article II, Section 1, Clause 3 is superseded by this amendment, which also extends the eligibility requirements to become president to the vice president.[156]

Reconstruction Amendments (1865 – 1870)

[edit]

The Thirteenth Amendment (1865) abolished slavery and involuntary servitude, except as punishment for a crime, and authorized Congress to enforce abolition. Though millions of slaves had been declared free by the 1863 Emancipation Proclamation, their post-Civil War status was unclear, as was the status of other millions.[157] Congress intended the Thirteenth Amendment to be a proclamation of freedom for all slaves throughout the nation and to take the question of emancipation away from politics. This amendment rendered inoperative or moot several of the original parts of the constitution.[158]

The Fourteenth Amendment (1868) granted United States citizenship to former slaves and to all persons "subject to U.S. jurisdiction". It also contained three new limits on state power: a state shall not violate a citizen's privileges or immunities; shall not deprive any person of life, liberty, or property without due process of law; and must guarantee all persons equal protection of the laws. These limitations dramatically expanded the protections of the Constitution. This amendment, according to the Supreme Court's Doctrine of Incorporation, makes most provisions of the Bill of Rights applicable to state and local governments as well. It superseded the mode of apportionment of representatives delineated in Article 1, Section 2, Clause 3, and also overturned the Supreme Court's decision in Dred Scott v. Sandford (1857).[159]

The Fifteenth Amendment (1870) prohibits the use of race, color, or previous condition of servitude in determining which citizens may vote. The last of three post Civil War Reconstruction Amendments, it sought to abolish one of the key vestiges of slavery and to advance the civil rights and liberties of former slaves.[160]

Sixteenth Amendment (1913)

[edit]

The Sixteenth Amendment removed existing Constitutional constraints that limited the power of Congress to lay and collect taxes on income. Specifically, the apportionment constraints delineated in Article 1, Section 9, Clause 4 have been removed by this amendment, which also overturned an 1895 Supreme Court decision, in Pollock v. Farmers' Loan & Trust Co., that declared an unapportioned federal income tax on rents, dividends, and interest unconstitutional. This amendment has become the basis for all subsequent federal income tax legislation and has greatly expanded the scope of federal taxing and spending in the years since.[161]

Seventeenth Amendment (1913)

[edit]

The Seventeenth Amendment modifies the way senators are elected. It stipulates that senators are to be elected by direct popular vote. The amendment supersedes Article 1, Section 3, Clauses 1 and 2, under which the two senators from each state were elected by the state legislature. It also allows state legislatures to permit their governors to make temporary appointments until a special election can be held.[162]

Prohibition Amendments (1919 – 1933)

[edit]

The Eighteenth Amendment (1919) prohibited the making, transporting, and selling of alcoholic beverages nationwide. It also authorized Congress to enact legislation enforcing this prohibition. Adopted at the urging of a national temperance movement, proponents believed that the use of alcohol was reckless and destructive and that prohibition would reduce crime and corruption, solve social problems, decrease the need for welfare and prisons, and improve the health of all Americans. During prohibition, it is estimated that alcohol consumption and alcohol related deaths declined dramatically. But prohibition had other, more negative consequences. The amendment drove the lucrative alcohol business underground, giving rise to a large and pervasive black market. In addition, prohibition encouraged disrespect for the law and strengthened organized crime. Prohibition came to an end in 1933, when this amendment was repealed.[163]

The Twenty-first Amendment (1933) repealed the Eighteenth Amendment and returned the regulation of alcohol to the states. Each state sets its own rules for the sale and importation of alcohol, including the drinking age. Because a federal law provides federal funds to states that prohibit the sale of alcohol to minors under the age of twenty-one, all fifty states have set their drinking age there. Rules about how alcohol is sold vary greatly from state to state.[164]

Nineteenth Amendment (1920)

[edit]

The Nineteenth Amendment prohibits the government from denying women the right to vote on the same terms as men. Prior to the amendment's adoption, only a few states permitted women to vote and to hold office.[165]

Twentieth Amendment (1933)

[edit]

The Twentieth Amendment changes the date on which a new president, vice president and Congress take office, thus shortening the time between Election Day and the beginning of presidential, vice presidential and congressional terms.[166] Originally, the Constitution provided that the annual meeting was to be on the first Monday in December unless otherwise provided by law. This meant that, when a new Congress was elected in November, it did not come into office until the following March, with a "lame duck" Congress convening in the interim. By moving the beginning of the president's new term from March 4 to January 20 (and in the case of Congress, to January 3), proponents hoped to put an end to lame duck sessions, while allowing for a speedier transition for the new administration and legislators.[167]

Twenty-second Amendment (1951)

[edit]

The Twenty-second Amendment limits an elected president to two terms in office, a total of eight years. However, under some circumstances it is possible for an individual to serve more than eight years. Although nothing in the original frame of government limited how many presidential terms one could serve, the nation's first president, George Washington, declined to run for a third term, suggesting that two terms of four years were enough for any president. This precedent remained an unwritten rule of the presidency until broken by Franklin D. Roosevelt, who was elected to a third term as president 1940 and in 1944 to a fourth.[168]

Twenty-third Amendment (1961)

[edit]

The Twenty-third Amendment extends the right to vote in presidential elections to citizens residing in the District of Columbia by granting the District electors in the Electoral College, as if it were a state. When first established as the nation's capital in 1800, the District of Columbia's five thousand residents had neither a local government, nor the right to vote in federal elections. By 1960 the population of the District had grown to over 760,000.[169]

Twenty-fourth Amendment (1964)

[edit]

The Twenty-fourth Amendment prohibits a poll tax for voting. Although passage of the Thirteenth, Fourteenth, and Fifteenth Amendments helped remove many of the discriminatory laws left over from slavery, they did not eliminate all forms of discrimination. Along with literacy tests and durational residency requirements, poll taxes were used to keep low-income (primarily African American) citizens from participating in elections. The Supreme Court has since struck down these discriminatory measures.[170]

Twenty-fifth Amendment (1967)

[edit]

The Twenty-fifth Amendment clarifies what happens upon the death, removal, or resignation of the president or vice president and how the presidency is temporarily filled if the president becomes disabled and cannot fulfill the responsibilities of the office. It supersedes the ambiguous succession rule established in Article II, Section 1, Clause 6. A concrete plan of succession has been needed on multiple occasions since 1789. However, for nearly 20% of U.S. history, there has been no vice president in office who could assume the presidency.[171]

Twenty-sixth Amendment (1971)

[edit]

The Twenty-sixth Amendment prohibits the government from denying the right of United States citizens, eighteen years of age or older, to vote on account of age. The drive to lower the voting age was driven in large part by the broader student activism movement protesting the Vietnam War. It gained strength following the Supreme Court's decision in Oregon v. Mitchell (1970).[172]

Twenty-seventh Amendment (1992)

[edit]

The Twenty-seventh Amendment (1992) prevents members of Congress from granting themselves pay raises during the current session. Rather, any raises that are adopted must take effect during the next session of Congress. Its proponents believed that Federal legislators would be more likely to be cautious about increasing congressional pay if they have no personal stake in the vote. Article One, section 6, Clause 1 has been affected by this amendment, which remained pending for over two centuries as it contained no time limit for ratification.[173]

Unratified amendments

[edit]

Collectively, members of the House and Senate propose around 150 amendments during each two-year term of Congress.[174] Most however, never get out of the Congressional committees in which they are proposed, and only a fraction of those approved in committee receive sufficient support to win Congressional approval and actually enter the constitutional ratification process.[citation needed]

Six amendments approved by Congress and proposed to the states for consideration have not been ratified by the required number of states to become part of the Constitution. Four of these are technically still pending, as Congress did not set a time limit for their ratification.[175] The other two are no longer pending, as both had a time limit attached and in both cases the time period set for their ratification expired.[citation needed]

Pending

[edit]
  • The Congressional Apportionment Amendment (proposed 1789) would, if ratified, establish a formula for determining the appropriate size of the House of Representatives and the appropriate apportionment of representatives among the states following each constitutionally mandated decennial census.
  • The Titles of Nobility Amendment (proposed 1810) would, if ratified, strip United States citizenship from any citizen who accepted a title of nobility from a foreign country.
  • The Corwin Amendment (proposed 1861) would, if ratified, shield "domestic institutions" of the states (which in 1861 included slavery) from the constitutional amendment process and from abolition or interference by Congress.
  • The Child Labor Amendment (proposed 1924) would, if ratified, specifically authorize Congress to limit, regulate and prohibit labor of persons less than eighteen years of age. The amendment was proposed in response to Supreme Court rulings in Hammer v. Dagenhart (1918) and Bailey v. Drexel Furniture Co. (1922) that found federal laws regulating and taxing goods produced by employees under the ages of 14 and 16 unconstitutional. A federal statute approved June 25, 1938, regulated the employment of those under 16 or 18 years of age in interstate commerce. The Supreme Court, by unanimous vote in United States v. Darby Lumber Co. (1941), found this law constitutional, effectively overturning Hammer v. Dagenhart. As a result, the movement pushing for the amendment concluded.[176]

Expired

[edit]
  • The Equal Rights Amendment (proposed 1972) would have prohibited deprivation of equality of rights (discrimination) by the federal or state governments on account of sex. A seven-year ratification time limit was initially placed on the amendment, but as the deadline approached, Congress granted a three-year extension. Thirty-five states ratified the proposed amendment prior to the original deadline, three short of the number required for it to be implemented (five of them later voted to rescind their ratification).
  • The District of Columbia Voting Rights Amendment (proposed 1978) would have granted the District of Columbia full representation in the United States Congress as if it were a state, repealed the Twenty-third Amendment, granted the District unconditional Electoral College voting rights, and allowed its participation in the process by which the Constitution is amended. A seven-year ratification time limit was placed on the amendment. Sixteen states ratified the amendment (twenty-two short of the number required for it to be implemented) prior to the deadline, thus it failed to be adopted.

Judicial review

[edit]
The Declaration of Independence and The Constitution on Display in the Library of Congress Prior to the Removal to the National Archives 13 December 1952
The National Archives' Rotunda for the Charters of Freedom in Washington, D.C. where, in-between two Barry Faulkner murals, the original Bill of Rights, Constitution, Declaration of Independence, and other American founding documents are publicly exhibited.
The National Archives' Rotunda for the Charters of Freedom in Washington, D.C. where, in between two Barry Faulkner murals, the original Constitution, Bill of Rights, Declaration of Independence, and other American founding documents are publicly exhibited.

Scope and theory

[edit]

Courts established by the Constitution can regulate government under the Constitution, the supreme law of the land.[q] First, they have jurisdiction over actions by an officer of government and state law. Second, federal courts may rule on whether coordinate branches of national government conform to the Constitution. Until the twentieth century, the Supreme Court of the United States may have been the only high tribunal in the world to use a court for constitutional interpretation of fundamental law, others generally depending on their national legislature.[178]

The basic theory of American judicial review is summarized by constitutional legal scholars and historians as follows: the written Constitution is fundamental law within the states. It can change only by extraordinary legislative process of national proposal, then state ratification. The powers of all departments are limited to enumerated grants found in the Constitution. Courts are expected (a) to enforce provisions of the Constitution as the supreme law of the land, and (b) to refuse to enforce anything in conflict with it.[179] Judicial review relies on the jurisdictional authority in Article III, and the Supremacy Clause.[36]

Case law

[edit]

Barron v. Baltimore (1833)

[edit]

When John Marshall followed Oliver Ellsworth as chief justice of the Supreme Court in 1801, the federal judiciary had been established by the Judiciary Act, but there were few cases. Review of state legislation and appeals from state supreme courts was understood. But the Court's jurisdiction over state legislation was limited. The Marshall Court's landmark Barron v. Baltimore held that the Bill of Rights restricted only the federal government, and not the states.[37]

Marbury v. Madison (1803)

[edit]

In the landmark Marbury v. Madison case, the Supreme Court asserted its authority of judicial review over Acts of Congress. Its findings were that Marbury and the others had a right to their commissions as judges in the District of Columbia. Marshall, writing the opinion for the majority, announced his discovered conflict between Section 13 of the Judiciary Act of 1789 and Article III.[r][180][s] In this case, both the Constitution and the statutory law applied to the particulars at the same time. "The very essence of judicial duty" according to Marshall was to determine which of the two conflicting rules should govern. The Constitution enumerates powers of the judiciary to extend to cases arising "under the Constitution". Further, justices take a Constitutional oath to uphold it as "Supreme law of the land."[181] Therefore, since the United States government as created by the Constitution is a limited government, the federal courts were required to choose the Constitution over congressional law if there were deemed to be a conflict.[citation needed] "This argument has been ratified by time and by practice ..."[t][u]

Dred Scott (1857)

[edit]

The Supreme Court did not declare another act of Congress unconstitutional until the controversial Dred Scott decision in 1857, held after the voided Missouri Compromise statute had already been repealed. In the eighty years following the Civil War to World War II, the Court voided congressional statutes in 77 cases, on average almost one a year.[183]

Chase Court (1864 – 1873)

[edit]

Salmon P. Chase was a Lincoln appointee, serving as chief justice from 1864 to 1873. In one of his first official acts, Chase admitted John Rock, the first African American to practice before the Supreme Court. The Chase Court is famous for Texas v. White, which asserted a permanent Union of indestructible states. Veazie Bank v. Fenno upheld the Civil War tax on state banknotes. Hepburn v. Griswold found parts of the Legal Tender Acts unconstitutional, though it was reversed under a late Supreme Court majority.

Civil Rights Cases (1883)

[edit]

The Civil Rights Cases, 109 U.S. 3 (1883), were a group of five landmark cases in which the Supreme Court of the United States held that the Thirteenth and Fourteenth Amendments did not empower Congress to outlaw racial discrimination by private individuals. The holding that the Thirteenth Amendment did not empower the federal government to punish racist acts done by private citizens would be overturned by the Supreme Court in the 1968 case Jones v. Alfred H. Mayer Co.The Fourteenth Amendment not applying to private entities, however, is still valid precedent to this day. Although the Fourteenth Amendment-related decision has never been overturned, in the 1964 case of Heart of Atlanta Motel, Inc. v. United States, the Supreme Court held that Congress could prohibit racial discrimination by private actors under the Commerce Clause.

Taft Court (1921 – 1930)

[edit]

As chief justice, William Taft advocated for the Judiciary Act of 1925 that brought the Federal District Courts under the administrative jurisdiction of the Supreme Court. In 1925, the Taft Court issued a ruling overturning a Marshall Court ruling on the Bill of Rights. In Gitlow v. New York, the Court established the doctrine of "incorporation", which applied the Bill of Rights to the states. Important cases included the Board of Trade of City of Chicago v. Olsen, which upheld Congressional regulation of commerce; Olmstead v. United States, which allowed exclusion of evidence obtained without a warrant based on application of the 14th Amendment proscription against unreasonable searches; and Wisconsin v. Illinois, which ruled the equitable power of the United States can impose positive action on a state to prevent its inaction from damaging another state.

New Deal (1935 – 1936)

[edit]

A crisis arose when, in 1935 and 1936, the Supreme Court handed down twelve decisions voiding acts of Congress relating to the New Deal. President Franklin D. Roosevelt then responded with his abortive "court packing plan". Other proposals have suggested a Court super-majority to overturn Congressional legislation, or a constitutional amendment to require that the justices retire at a specified age by law. To date, the Supreme Court's power of judicial review has persisted.[38]

Warren Court (1953 – 1969)

[edit]

Earl Warren was an Eisenhower nominee, chief justice from 1953 to 1969. In 1954, the Warren Court overturned a landmark Fuller Court ruling on the Fourteenth Amendment interpreting racial segregation as permissible in government and commerce providing "separate but equal" services. Warren built a coalition of justices after 1962 that developed the idea of natural rights as guaranteed in the Constitution. Brown v. Board of Education banned segregation in public schools. Baker v. Carr and Reynolds v. Sims established Court ordered "one-man-one-vote". Bill of Rights Amendments were incorporated into the states. Due process was expanded in Gideon v. Wainwright and Miranda v. Arizona. First Amendment rights were addressed in Griswold v. Connecticut concerning privacy, and Engel v. Vitale relative to free speech.

Burger Court (1969 – 1986)

[edit]

Warren E Burger was appointed by Richard Nixon. Under his tenure, the Court decided the landmark cases of Roe v. Wade and Swann v. Charlotte-Mecklenburg Board of Education.

Rehnquist Court (1986 – 2005)

[edit]

William Rehnquist was a Reagan-appointed chief justice, serving from 1986 to 2005. While he would concur with overthrowing a state supreme court's decision, as in Bush v. Gore, he built a coalition of Justices after 1994 that developed the idea of federalism as provided for in the Tenth Amendment. In the hands of the Supreme Court, the Constitution and its amendments were to restrain Congress, as in City of Boerne v. Flores. Nevertheless, the Rehnquist Court was noted in the contemporary "culture wars" for overturning state laws relating to privacy, prohibiting late-term abortions in Stenberg v. Carhart, prohibiting sodomy in Lawrence v. Texas, or ruling so as to protect free speech in Texas v. Johnson or affirmative action in Grutter v. Bollinger.

Roberts Court (2005 – Present)

[edit]

John Roberts was appointed Chief Justice in 2005.

Principles

[edit]

Judicial restraint

[edit]

The Supreme Court has developed a system of doctrine and practice that limits its own power of judicial review.[184] The Court controls almost all of its business by choosing what cases to consider, limiting decisions by defining what is a "justiciable question". The Court requires a personal interest, not one generally held, and a legally protected right must be immediately threatened by government action. Cases are not taken up if the litigant has no standing to sue.[184] The Court also generally refuses to make any advisory opinions in advance of actual cases.[z] Further, friendly suits between those of the same legal interest are not considered.

The procedural ways by which the Court dismisses cases have led critics to charge that the Supreme Court delays decisions by unduly insisting on technicalities in their "standards of litigability". They say cases are left unconsidered which are in the public interest, with genuine controversy, and resulting from good faith action.[185]

Separation of powers

[edit]

The Supreme Court balances several pressures to maintain its roles in national government. It seeks to be a co-equal branch of government, but its decrees must be enforceable. The Court seeks to minimize situations where it asserts itself superior to either president or Congress, but federal officers must be held accountable. The Supreme Court assumes power to declare acts of Congress as unconstitutional but it self-limits its passing on constitutional questions.[186] But the Court's guidance on basic problems of life and governance in a democracy is most effective when American political life reinforces its rulings.[187]

Justice Brandeis summarized four general guidelines that the Supreme Court uses to avoid constitutional decisions relating to Congress:[aa] The Court will not anticipate a question of constitutional law nor decide open questions unless a case decision requires it. If it does, a rule of constitutional law is formulated only as the precise facts in the case require. The Court will choose statutes or general law for the basis of its decision if it can without constitutional grounds. If it does, the Court will choose a constitutional construction of an act of Congress, even if its constitutionality is seriously in doubt.[186]

Likewise with the executive department, Edwin Corwin observed that the Court does sometimes rebuff presidential pretensions, but it more often tries to rationalize them. Against Congress, an act is merely "disallowed". In the executive case, exercising judicial review produces "some change in the external world" beyond the ordinary judicial sphere.[188] The "political question" doctrine especially applies to questions which present a difficult enforcement issue. Chief Justice Charles Evans Hughes addressed the Court's limitation when political process allowed future policy change, but a judicial ruling would "attribute finality". Political questions lack "satisfactory criteria for a judicial determination."[189]

John Marshall recognized that the president holds "important political powers" which as executive privilege allows great discretion. This doctrine was applied in Court rulings on President Grant's duty to enforce the law during Reconstruction. It extends to the sphere of foreign affairs. Justice Robert Jackson explained, foreign affairs are inherently political, "wholly confided by our Constitution to the political departments of the government ... [and] not subject to judicial intrusion or inquiry".[190]

Critics of the Court object in two principal ways to self-restraint in judicial review, deferring as it does as a matter of doctrine to acts of Congress and presidential actions. Its inaction is said to allow "a flood of legislative appropriations" which permanently create an imbalance between the states and federal government. It has also been argued that the Supreme Court's deference to Congress and the executive compromises American protection of civil rights, political minority groups and aliens.[191]

In anthropology and sociology

[edit]

There is a viewpoint that some Americans have come to see the documents of the Constitution, along with the Declaration of Independence and the Bill of Rights, as being a cornerstone of a type of civil religion. Some commentators depict the multi-ethnic, multi-sectarian United States as held together by political orthodoxy, in contrast with a nation-state of people having more "natural" ties.[192][193]

Worldwide influence

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The United States Constitution has been a notable model for governance worldwide, especially through the 1970s. Its international influence is found in similarities in phrasing and borrowed passages in other constitutions, as well as in the principles of the rule of law, separation of powers, and recognition of individual rights.[citation needed]

The American experience of fundamental law with amendments and judicial review has motivated constitutionalists at times when they were considering the possibilities for their nation's future.[194] It informed Abraham Lincoln during the American Civil War,[ab] his contemporary and ally Benito Juárez of Mexico,[ac] and the second generation of 19th-century constitutional nationalists, José Rizal of the Philippines[ad] and Sun Yat-sen of China.[ae] The framers of the Australian constitution integrated federal ideas from the U.S. and other constitutions.[200]

Since the 1980s, the influence of the United States Constitution has been waning as other countries have created new constitutions or updated older constitutions, a process which Sanford Levinson believes to be more difficult in the United States than in any other country.[201][202][203]

Criticism

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The United States Constitution has faced various criticisms since its inception in 1787.

The Constitution did not originally define who was eligible to vote, allowing each state to determine who was eligible. In the early history of the U.S., most states allowed only white male adult property owners to vote; the notable exception was New Jersey, where women were able to vote on the same basis as men.[204][205][206] Until the Reconstruction Amendments were adopted between 1865 and 1870, the five years immediately following the American Civil War, the Constitution did not abolish slavery, nor give citizenship and voting rights to former slaves.[207] These amendments did not include a specific prohibition on discrimination in voting on the basis of sex; it took another amendment—the Nineteenth, ratified in 1920—for the Constitution to prohibit any United States citizen from being denied the right to vote on the basis of sex.[208]

According to a 2012 study by David Law and Mila Versteeg published in the New York University Law Review, the U.S. Constitution guarantees relatively few rights compared to the constitutions of other countries and contains fewer than half (26 of 60) of the provisions listed in the average bill of rights. It is also one of the few in the world today that still features the right to keep and bear arms; the other two being the constitutions of Guatemala and Mexico.[202][203]

Sanford Levinson wrote in 2006 that it has been the most difficult constitution in the world to amend since the fall of Yugoslavia.[201][209] Levitsky and Ziblatt argue that the US Constitution is the most difficult in the world to amend, and that this helps explain why the US still has so many undemocratic institutions that most or all other democracies have reformed, directly allowing significant democratic backsliding in the United States.[210]

Commemorations

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In 1937, the U.S. Post Office, at the prompting of President Franklin Delano Roosevelt, an avid stamp collector himself, released a commemorative postage stamp celebrating the 150th anniversary of the signing of the U.S. Constitution. The engraving on this issue is after an 1856 painting by Junius Brutus Stearns of Washington and shows delegates signing the Constitution at the 1787 Convention.[211] The following year another commemorative stamp was issued celebrating the 150th anniversary of the ratification of the Constitution.[212] In 1987 the U.S. Government minted a 1987 silver dollar in celebration of the 200th anniversary of the signing of the Constitution.[213][214]

Postage Issue of 1937 commemorating the 150th anniversary of the signing of the Constitution
Postage Issue of 1938 commemorating the 150th anniversary of the ratification of the Constitution
1987 Constitution Commemorative Silver Dollar

See also

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Notes

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Citations

[edit]
  1. ^ John H. Lienhard. "Engrossed in the Constitution". Retrieved April 8, 2022.
  2. ^ 16 Am. Jur. 2d Constitutional Law § 10; "The Constitution went into effect in March of 1789." Referring to Owings v. Speed, 18 U.S. 420, 5 L. Ed. 124 (1820), "The present Constitution of the United States did not commence its operation until the first Wednesday in March, 1789."
  3. ^ Maier 2010, p. 35.
  4. ^ Maier 2010, pp. 27–28.
  5. ^ United States Senate (1992). "Amendments to the Constitution of the United States of America" (PDF). The Constitution of the United States of America: Analysis and Interpretation. U.S. Government Printing Office. p. 25 n.2. ISBN 978-0-16-063268-6.
  6. ^ "Constitution Day". Senate.gov. United States Senate. Archived from the original on August 12, 2016. Retrieved September 10, 2016.
  7. ^ Ritchie, Donald. "Bill of Rights". Annenberg Classroom—Glossary. Leonore Annenberg Institute for Civics of the Annenberg Public Policy Center of the University of Pennsylvania. Retrieved September 21, 2014.
  8. ^ Lloyd, Gordon. "Introduction to the Bill of Rights". TeachingAmericanHistory.org. The Ashbrook Center at Ashland University. Retrieved September 21, 2014.
  9. ^ Goodlatte says U.S. has the oldest working national constitution, Politifact Virginia website, September 22, 2014.
  10. ^ "Pasquale Paoli | Corsican statesman". Encyclopædia Britannica. April 22, 2023.
  11. ^ Ruppert, Bob (May 11, 2016). "Paoli: Hero of the Sons of Liberty". Journal of the American Revolution. Retrieved May 20, 2017.
  12. ^ McLaughlin 1935, pp. 83–90, 124.
  13. ^ Fritz, Christian G. (2008). American Sovereigns: The People and America's Constitutional Tradition Before the Civil War. New York: Cambridge University Press. p. 131. ISBN 978-0-521-88188-3 – via Google Books; noting that "Madison, along with other Americans clearly understood" the Articles of Confederation "to be the first federal Constitution".
  14. ^ a b Bernstein 1987, p. 199.
  15. ^ Jensen 1950, p. 59.
  16. ^ Wood 1969, p. 359.
  17. ^ a b c d e Maier 2010, pp. 11–13
  18. ^ Maier 2010, pp. 12–13, 19.
  19. ^ Bowen 1966, pp. 129–130.
  20. ^ Bowen 1966, p. 31.
  21. ^ Maier 2010, pp. 15–16.
  22. ^ Maier 2010, p. 13.
  23. ^ Wood 1969, pp. 356–367, 359.
  24. ^ Maier 2010, pp. 14, 30, 66.
  25. ^ Dawes, Thomas. An Oration, Delivered July 4, 1787, at the Request of the Inhabitants of the Town of Boston, in Celebration of the Anniversary of American Independence, pp.15–19, printed by Samuel Hall, Boston, 1787.
  26. ^ "Resolution of Congress, 21 Feb. 1787". The Founders' Constitution. University of Chicago Press; The Congress of the Confederation thus echoed a previous resolution of a conference at Annapolis; see "Proceedings of Commissioners to Remedy Defects of the Federal Government: 1786".
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Bibliography

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Further reading

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[edit]
Revisions and contributorsEdit on WikipediaRead on Wikipedia
from Grokipedia
The Constitution of the United States is the supreme written charter establishing the structure and powers of the federal government, defining the among legislative, executive, and judicial branches, and delineating the division of authority between the national government and the states. Drafted by 55 delegates at the Constitutional Convention in from May 25 to September 17, 1787, the document was signed by 39 of them on that final day, replacing the ineffective with a more robust framework for governance. Ratified by the required nine states by June 21, 1788, when provided the decisive vote, the entered into force on March 4, 1789, marking the beginning of the current American . The original text includes a and seven articles outlining congressional powers, presidential authority, , state relations, amendment procedures, and its status as the "supreme ," with Article VI prohibiting religious tests for office and requiring oaths to uphold it. The document's original text, approximately 4,543 words including signatures, can be read in about 30 minutes at an average reading speed, highlighting its conciseness; with the 27 amendments, it expands to around 7,591 words, taking 45-60 minutes. Amended 27 times since , including the first ten in 1791 forming the Bill of Rights to safeguard individual liberties against federal overreach—a concession to Anti-Federalist critics during the contentious debates—the has endured as the world's oldest continuously operating national written constitution. Influenced by Enlightenment ideas on natural rights, social contracts, and balanced government from philosophers like and Charles de Montesquieu, the framers incorporated mechanisms such as checks and balances and to prevent tyranny while enabling effective national administration, though compromises on representation and slavery reflected the era's political realities and fueled ongoing interpretations. Its longevity stems from adaptability through and amendments, supporting the ' expansion into a global power despite criticisms of original provisions permitting human bondage until the Thirteenth Amendment in 1865.

Historical Development

Colonial Antecedents and Failures of Confederation

The American colonies developed traditions of representative self-government under British charters, which granted varying degrees of legislative autonomy while subordinating colonies to royal authority. These charters, issued by to proprietors or joint-stock companies, authorized the creation of assemblies modeled on the English , fostering habits of local lawmaking and taxation consent that later influenced constitutional design. For instance, the House of Burgesses convened on July 30, 1619, as the first elected legislative body in the colonies, comprising two burgesses from each of the 11 settlements, empowered to enact laws alongside the governor and council. Early compacts further exemplified colonial initiative in governance absent direct royal mandate. The , signed November 11, 1620, by 41 male passengers aboard the Mayflower, established a "civil " for , binding signers to majority-rule laws for the colony's general good and serving as a foundational agreement until its absorption into in 1691. Similarly, the , adopted January 14, 1639, by representatives from , Wethersfield, and Windsor, formed the colonies' first written frame of government, outlining executive, legislative, and judicial powers with provisions for annual elections and freeman , independent of a specific . Following independence, the , drafted by the in 1777 and ratified by the 13th state () on March 1, 1781, created a loose of sovereign states with a weak unicameral lacking powers. This structure prohibited from levying taxes, relying instead on voluntary state requisitions that often went unpaid, leaving revolutionary war debts unmet and the national government financially paralyzed. also held no authority to regulate interstate , exacerbating trade disputes and economic disarray, such as New Jersey's tariffs on New York goods in 1785. The Confederation's inability to maintain order underscored its deficiencies, most vividly in from August 1786 to February 1787, when Massachusetts farmers led by shut courthouses to halt debt foreclosures and protested high taxes amid postwar deflation. With Congress unable to compel state militias or raise troops, private funding suppressed the uprising, but the event alarmed elites, including , who viewed it as evidence of governmental frailty requiring stronger federal mechanisms for taxation, commerce regulation, and insurrection suppression. Interstate navigation conflicts, like Spain's 1786 closure of the to American trade, further highlighted Congress's diplomatic impotence without coercive tools. These failures, compounded by quorum shortages that idled Congress for months in 1783 and 1784, eroded confidence in the Articles and prompted calls for revision, culminating in the Annapolis Convention of September 1786.

The 1787 Philadelphia Convention

The Federal Convention, also known as the or Constitutional Convention, assembled on May 14, 1787, in the Pennsylvania State House (now ) in to address the weaknesses of the by proposing amendments. A quorum of delegates was not achieved until May 25, when proceedings formally began under the presidency of George Washington, elected unanimously for his prestige and impartiality. Of the 74 delegates appointed by 12 states— declined participation due to opposition to centralized power—55 attended over the course of the four-month session, representing diverse regional interests from planters to merchants. To foster candid debate and prevent external pressure, delegates adopted secrecy rules on , prohibiting the copying of journal entries, public disclosure of discussions, and even open windows during sessions. These measures, justified by the need for free deliberation amid public divisions, ensured that primary records derive largely from James Madison's detailed notes, supplemented by fragments from others like Robert Yates. The convention quickly exceeded its mandate, shifting from mere revision to drafting a new frame of government, prompted by failures like and interstate economic disputes that exposed the Confederation's impotence. Central debates revolved around representation and sovereignty. introduced the on May 29, advocating a strong national legislature with bicameral houses apportioned by population, a national executive, and judiciary, effectively subordinating states. Smaller states countered with the on June 15, proposing a unicameral congress with equal state votes, enhanced Confederation powers, and a plural executive, preserving state equality. The resulting on July 16 established a bicameral : the based on population and the granting equal state representation, balancing large and small state interests while enabling slavery-related compromises like the Three-Fifths Clause for apportionment and fugitive slave protections. Further contentious issues included executive powers, where delegates rejected a plural executive in favor of a single president elected indirectly via an , and , implied but not explicit. A Committee of Detail reported a draft on August 6, refining articles through September amid disputes over commerce regulation, treaty powers, and amendment procedures. On September 17, 1787, after urged unanimity despite reservations, 39 of the attending delegates affixed their signatures, transmitting the document to for state without recommending a , which some like cited in refusal to sign. This product of pragmatic compromise, rather than ideological purity, addressed causal failures of confederation by vesting effective in a consolidated yet checked national authority.

Ratification Struggles and Federalist Papers

Following the Constitutional Convention, the proposed Constitution was transmitted to the Confederation Congress on September 20, 1787, and subsequently to state legislatures for consideration by specially elected ratifying conventions, as Article VII required approval by conventions in at least nine states for the document to take effect. proceeded unevenly, with smaller states approving swiftly: ratified unanimously on December 7, 1787; on December 12, 1787; on December 18, 1787; Georgia on January 2, 1788; and on January 9, 1788. Larger states witnessed fiercer opposition from Anti-Federalists, who contended that the absence of a endangered individual liberties, that the federal government amassed excessive authority at the expense of state sovereignty, and that the structure favored aristocracy over republicanism. Contests in , , and New York proved pivotal. Massachusetts ratified on February 6, 1788, by a narrow 187-168 margin, conditioned on recommended amendments to secure rights and limit federal power. 's convention, from June 2 to 27, 1788, ended in ratification by 89-79 after intense debate featuring Patrick Henry's warnings of centralized tyranny against James Madison's defenses of balanced . became the ninth state to ratify on June 21, 1788, activating the Constitution effective March 4, 1789, though and New York followed closely on June 25 and July 26, respectively, their approvals essential for practical union. delayed until November 21, 1789, and until May 29, 1790, both after the new government operated. To counter Anti-Federalist critiques, Federalists produced The Federalist Papers, a series of 85 essays authored pseudonymously as "Publius" by Alexander Hamilton (51 essays), James Madison (29), and John Jay (5), serialized in New York newspapers from October 27, 1787, to May 28, 1788. Primarily aimed at swaying New York's reluctant convention, the essays systematically justified the Constitution's framework, emphasizing checks and balances to prevent factional abuse, the necessity of energetic federal authority to avert confederation weaknesses, and safeguards against majority tyranny through republican representation. Though unsuccessful in averting New York's slim 30-27 ratification vote, the papers furnished enduring interpretations of the document's intent, influencing judicial and scholarly analysis. Anti-Federalist responses, including essays by "Brutus" and "Federal Farmer," highlighted risks of consolidated power but failed to derail the process. The ratification battles underscored divisions over federalism's scope, with victories hinging on promises of amendments—culminating in the —while revealing the Constitution's deliberate ambiguities on power division, which later fueled interpretive disputes.

Initial Implementation and Addition of

The U.S. Constitution took effect on March 4, 1789, following its ratification by the ninth state, , on June 21, 1788, as stipulated in Article VII requiring approval by nine states. This date marked the supersession of the , initiating the operations of the new federal government under the constitutional framework. The First Congress convened at in on that day, though a was not achieved until for the and later for the . Presidential electors were selected between December 15, 1788, and January 7, 1789, with receiving unanimous support from the 69 electors across ten participating states, as and had not yet ratified the , and New York failed to appoint electors due to internal disputes. was inaugurated as the first president on April 30, 1789, in New York, establishing the executive branch's initial functions, including the formation of cabinet departments such as State, , and . Congressional elections occurred concurrently in late 1788 and early 1789, yielding a House of 65 members and a of 26, reflecting the original under Article I. To address Anti-Federalist objections during that the Constitution lacked explicit protections for individual liberties and state powers, proponents like advocated for amendments despite initial opposition to a . On June 8, 1789, Madison introduced 19 proposed amendments in the , drawing from state ratification conventions' suggestions and state constitutions, emphasizing limits on federal authority and safeguards for freedoms such as speech, religion, and . After revisions in both chambers, approved 12 amendments on September 25, 1789, and submitted them to the states for , requiring three-fourths approval under Article V. The first ten amendments, known as the Bill of Rights, achieved ratification on December 15, 1791, when provided the decisive tenth state approval out of the then-14 states (including Vermont's recent admission), meeting the threshold as , Georgia, and had ratified earlier in 1789 and 1791. These amendments enumerated protections against federal overreach, including prohibitions on establishing , abridging speech or assembly, unreasonable searches, and deprivation of rights without , thereby securing broader acceptance of the constitutional system. The eleventh and twelfth proposed amendments, concerning congressional compensation and apportionment, failed initial ratification but the former succeeded in 1992. This addition reinforced the Constitution's legitimacy amid early implementation challenges, such as the establishing federal courts.

Ancient and Enlightenment Sources

The framers of the United States Constitution drew extensively from and Roman political models, particularly the Roman Republic's structure as analyzed by the historian in his Histories (circa 150 BCE). described Rome's constitution as a balancing monarchical elements (consuls), aristocratic ones (), and democratic ones (popular assemblies), with mutual checks preventing dominance by any single part—a framework that informed the American and bicameral legislature. This classical ideal of balanced institutions, echoed in Cicero's (51 BCE), emphasized republican virtue and the to sustain , concepts referenced by framers like in debates over preventing factional tyranny. While Greek democratic experiments in influenced notions of , the framers favored Rome's republican stability over pure , viewing the latter as prone to mob rule, as evidenced by their rejection of for the until 1913. Enlightenment thinkers synthesized and adapted these ancient ideas, providing the intellectual scaffolding for the Constitution's emphasis on limited government and individual rights. Montesquieu's The Spirit of the Laws (1748) argued for dividing legislative, executive, and judicial powers to safeguard liberty, a principle Madison explicitly invoked in Federalist No. 47 to defend the Constitution against charges of blending powers excessively. John Locke's Two Treatises of Government (1689) posited natural rights to life, liberty, and property, with government deriving legitimacy from consent and existing to protect these—a foundation for the Constitution's enumerated powers and prohibitions on arbitrary authority, though Locke favored legislative supremacy adjusted by framers for balance. David Hume's essays on balanced constitutions and the dangers of factionalism further shaped anti-federalist critiques and federalist responses, influencing the framers' commerce clause and necessary-and-proper provisions to foster union without central overreach. These sources were not uncritically adopted; framers like Madison and Hamilton tested them against colonial experiences under the , prioritizing empirical lessons in and over abstract ideals. and , for instance, informed but did not dictate the unique American innovation of a national government with limited, delegated powers, distinct from ancient city-states or Enlightenment absolutist critiques. Primary evidence includes convention notes and , where classical and modern authorities were cited to justify structures like the presidential veto and , ensuring durability against human flaws observed in antiquity.

British Constitutional Heritage

The framers of the Constitution drew extensively from the British constitutional tradition, which emphasized the , limitations on arbitrary executive power, and protections for individual liberties developed through centuries of , parliamentary statutes, and landmark documents./01:_The_Philosophical_Foundations_of_the_United_States_Political_System/1.04:_British_Influences_on_American_Government) This heritage, rooted in England's unwritten constitution, provided precedents for , jury trials, and constraints on taxation and punishment, though the Americans adapted these to reject monarchical authority and in favor of a written supreme binding all branches of government. A foundational influence was the Magna Carta of 1215, which established principles of due process and limited royal power by requiring lawful judgment for freemen and prohibiting arbitrary seizure of property without consent. These ideas echoed in the Fifth Amendment's due process clause and the Sixth Amendment's guarantees of speedy public trials by impartial juries, as well as Article III's provision for judicial trials in common law cases exceeding $20 in value. Colonists invoked Magna Carta during disputes with Britain, viewing it as affirming that government must derive authority from the governed rather than divine right, a concept that informed the Constitution's structure of enumerated powers and checks against overreach. The English Bill of Rights of 1689 further shaped American constitutionalism by codifying parliamentary supremacy over , freedom from cruel and unusual punishments, and the the government—provisions mirrored in the Eighth and First Amendments, respectively. It also affirmed the right to bear arms for Protestant subjects in defense against tyranny, influencing the Second Amendment's phrasing on a well-regulated for security. While Britain's document tolerated no standing armies in peacetime without consent—a limit reflected in Article I's congressional appropriation requirements for military funding—the U.S. framers extended these protections to a republican context, emphasizing civilian control to prevent monarchical abuses observed under James II. The tradition, evolved through English judicial precedents since the , underpinned the Constitution's judicial framework, including Article III's establishment of a and inferior tribunals operating under common law principles for crimes and civil suits. , protected in and reaffirmed in the English , was explicitly safeguarded in Article I, Section 9, allowing suspension only in cases of rebellion or invasion, reflecting colonial experiences with arbitrary detention. The bicameral Congress drew structural inspiration from Parliament's and , with the approximating an upper house for deliberation and the embodying popular election, though without hereditary peers to avoid aristocratic entrenchment. Overall, these British elements were selectively incorporated to prioritize a rigid, written constitution over evolutionary precedent, ensuring supremacy of the document itself as the ultimate check on power.

Questionable Claims of Indigenous Influence

Claims of significant Indigenous influence on the United States Constitution, particularly from the Haudenosaunee () Confederacy's , emerged in the late and gained traction through academic writings and political advocacy. Proponents, such as anthropologist Bruce Johansen and historian Donald Grinde in their 1991 book Exemplar of Liberty, argued that the framers drew inspiration from the model of confederated governance, citing elements like , checks and balances, and as parallels to the Constitution's structure. A 1988 U.S. Senate (S. Con. Res. 76) acknowledged this purported influence, stating that the Confederation's union of sovereign nations informed the framers' vision of a , though such resolutions lack legal force and reflect contemporary political priorities rather than historical consensus. These assertions face substantial evidentiary challenges, as no primary documents from the 1787 Constitutional Convention, including Madison's notes or the , reference institutions as models. Searches of the Journals of the Continental Congress (34 volumes), Records of the Federal Convention (three volumes plus supplement), and Documentary History of the (over 40 volumes) yield no substantive discussions of Indigenous confederacies shaping the debates. Historians note that while referenced unity in a 1751 letter and his 1754 of Union alluded to Indigenous examples, the plan—primarily drafted by Thomas Hutchinson—failed and bore closer resemblance to colonial charters than to the Great Law, with no direct adoption in the 1787 document. , in his post-Convention writings, mentioned "Indian governments" generically but without specifying structures or crediting them as precedents. Structural dissimilarities further undermine the influence thesis. The Iroquois Confederacy operated through hereditary sachems selected matrilineally, with life terms, among 50 chiefs, and no fixed legislative sessions or elections; representation was unequal, favoring larger tribes like the Mohawk and Oneida, and it incorporated spiritual elements tied to a . In contrast, the establishes elected representatives with term limits, based on and equal state , , religious neutrality, and a written supreme law enforceable by —features rooted in Enlightenment thinkers like and Locke, ancient republics, British parliamentary traditions, and colonial experiences such as the . Scholarly critiques, including Elisabeth Tooker's analysis in Ethnohistory (1990), highlight the "problem of evidence," arguing that parallels are superficial and that claims often rely on anachronistic interpretations or unverified oral traditions rather than contemporaneous . A 1998 assessment in Publius concluded the Iroquois system warranted study as an independent political form but exerted no demonstrable impact on the Constitution, attributing any superficial similarities to in confederative rather than direct borrowing. Such narratives may stem from modern efforts to emphasize Indigenous contributions amid multicultural , yet they overlook the framers' documented aversion to non-European models and the absence of treaties or yielding constitutional blueprints. While Indigenous polities demonstrated viable unions of entities, empirical review supports primary derivation from Euro-American intellectual traditions.

Core Textual Framework

Preamble and Closing Provisions

The constitutes the introductory declaration of the Constitution's purposes and the origin of its authority, emphasizing over state sovereignty as in the . It states: "We the People of the , in Order to form a more perfect Union, establish Justice, insure domestic Tranquility, provide for the common defence, promote the general Welfare, and secure the Blessings of Liberty to ourselves and our Posterity, do ordain and establish this for the of America." The opening "We the People" signifies that ultimate authority resides in the citizenry, enabling a consolidated national government to address collective needs unattainable under the decentralized confederation. The six objectives delineate the Framers' priorities: achieving a "more perfect Union" to supplant the Articles' frailties in interstate coordination and fiscal capacity; "establish[ing] Justice" through uniform legal processes; "insur[ing] domestic Tranquility" against internal disorders like ; "provid[ing] for the common defence" via centralized military command; "promot[ing] the general Welfare" through economic regulation and infrastructure; and "secur[ing] the Blessings of Liberty" for current and future generations by balancing power to prevent tyranny. While the has ruled the non-justiciable and lacking operative legal force, it furnishes interpretive guidance for constitutional provisions, as in cases invoking its welfare clause to assess federal powers. The closing provisions include an attestation certifying the document's adoption, followed by delegate signatures: "Done in Convention by the Unanimous Consent of the States present the Seventeenth Day of September in the Year of our Lord one thousand seven hundred and eighty seven and of the Independence of the of America the Twelfth In Witness whereof We have hereunto subscribed our Names." This records the convention's procedural legitimacy, noting approval by delegates from twelve states ( declined participation) on September 17, 1787, without requiring individual state ratification at that stage. Thirty-nine of the fifty-five attending delegates signed, reflecting broad but not total consensus; notable refusals came from of , of , and of , who opposed the absence of a or other features. The signatures, grouped by state, authenticated the engrossed parchment for transmission to and subsequent state conventions, underscoring the convention's role as a proposer rather than enactor of the frame of government.

Article I: Congressional Powers and Limits

Article I establishes a bicameral , vesting "all legislative Powers herein granted" exclusively in a composed of a and a of Representatives, thereby separating legislative authority from the executive and judicial branches to prevent concentration of power. This structure reflects the framers' intent to balance representation: the House, apportioned by population (originally counting enslaved persons as three-fifths for apportionment purposes, a provision superseded by the Fourteenth Amendment in 1868), embodies popular will with members elected every two years by qualified voters meeting state standards for their , requiring candidates to be at least 25 years old, U.S. citizens for seven years, and state residents. The Senate originally comprised two members per state, selected by state legislatures for six-year staggered terms (amended by the Seventeenth in 1913 to ), with senators needing to be at least 30 years old, citizens for nine years, and state residents; it holds sole power to try impeachments, requiring a two-thirds vote for conviction limited to removal and disqualification from office. Sections 4 through 7 outline procedural rules, including congressional regulation of election times and places (except Senate venues), annual meetings (originally set for the first Monday in December, altered by the Twentieth in 1933), requirements, expulsion by two-thirds vote, immunity, origination of bills in the House, and the subjecting bills to presidential override by two-thirds of each chamber. The core of congressional authority lies in Section 8's eighteen enumerated powers, deliberately limited to specific functions ceded by the states under the principle of enumerated rather than plenary authority, as evidenced by the clause's structure tying powers to discrete national needs like defense and commerce while excluding broader domestic governance reserved to states. These include laying uniform taxes, duties, imposts, and excises to fund debts, common defense, and general welfare; borrowing money; regulating interstate and foreign commerce, including with Indian tribes; establishing uniform naturalization and bankruptcy rules; coining money and fixing weights and measures; punishing counterfeiting; establishing post offices and roads; granting limited patent and copyright monopolies to promote science and arts; creating inferior courts; defining piracies, felonies on high seas, and offenses against the law of nations; declaring war and issuing letters of marque; raising and supporting armies (appropriations not exceeding two years); maintaining a navy; regulating land and naval forces; calling militia to enforce laws, suppress insurrections, and repel invasions; organizing, arming, and disciplining militia (states retaining command of officers and training); exercising exclusive legislation over federal districts and properties; and, via the Necessary and Proper Clause, making laws "necessary and proper" for executing the foregoing powers or other constitutional powers vested in government branches—a provision intended as a narrow grant of means, not an expansion of ends, consistent with the framers' federalist design to confine federal action to explicit delegations. Congress holds the sole power to impeach federal officers, with the House initiating and the Senate adjudicating. Section 9 imposes direct prohibitions on , safeguarding individual liberties and structural limits against overreach: the 1808 deadline for prohibiting the slave trade (implemented that year); no direct taxes unless apportioned by population (modified by the Sixteenth Amendment in 1913 allowing income taxes); no preference to ports or duties on exports from states; no drawing from the without appropriations; no army appropriations beyond two years; no permanent naval regulations without 's involvement; maintenance of a citizen-militia framework; no suspension of except in rebellion or invasion necessities; and bans on ex post facto laws, bills of , and titles of . Section 10 extends limits to states, prohibiting treaties, coinage of , emission of bills of , passage of ex post facto laws, bills of , laws impairing contracts, grant of titles of , or duties on imports/exports without congressional consent (net revenue accruing to the U.S.), as well as keeping troops or warships in peacetime without consent or engaging in war absent invasion, imminent danger, or congressional approval—reinforcing federal supremacy in foreign affairs and economic uniformity while preserving state autonomy in internal matters. These provisions collectively embody a deliberate constraint on legislative ambition, enumerating powers to address confederation-era weaknesses like interstate disputes and national defense while prohibiting encroachments on and state functions, with historical evidence from debates indicating the framers rejected broader grants to avoid a consolidated national . Subsequent interpretations have tested these bounds, but the text's plain language prioritizes specificity over implied expansion.

Article II: Executive Authority and Constraints

Article II vests the executive power of the in a single President, establishing a unitary executive branch distinct from the legislative and judicial branches to ensure energetic administration while subjecting it to checks by . The President's term is fixed at four years, served alongside a elected for the same duration, with the original mechanism requiring each state's legislature to appoint electors equal in number to its congressional representation; these electors originally voted for two presidential candidates without distinction between President and , with the top vote-getter becoming President and the runner-up , subject to by the if no majority emerged. This process, later modified by the Twelfth Amendment in 1804 to separate ballots for President and , aimed to insulate the executive from direct popular whim while distributing selection across states. Presidential eligibility requires natural-born citizenship (or citizenship at the Constitution's adoption), attainment of age 35, and 14 years of U.S. residency, criteria designed to ensure loyalty and maturity without formal experience mandates. The President receives fixed compensation, unalterable during the term to prevent congressional influence, and no other federal emoluments, alongside an oath to "faithfully execute the Office" and "preserve, protect and defend the Constitution." Succession devolves to the upon removal, death, resignation, or inability, with empowered to designate interim officers via law—a provision expanded by the Twenty-Fifth Amendment in 1967 to address dual vacancies and incapacity declarations. Section 2 delineates core authorities: the President serves as of the Army, Navy, and state militias when federalized, enabling operational direction of military forces without congressional , though funding and declarations remain legislative prerogatives under Article I. The President may demand written opinions from department heads, grant reprieves and pardons for federal offenses except impeachments, negotiate treaties requiring two-thirds concurrence, and nominate principal officers—including ambassadors, judges, and justices—subject to . Recess appointments fill vacancies during absences, expiring at session's end, a power upheld to maintain government function but constrained by the 's return. may vest inferior officer appointments in the President alone, courts, or department heads, distributing administrative discretion. Section 3 imposes duties including annual addresses to inform , recommendations for legislation, convening or adjourning in emergencies or deadlocks, receiving foreign diplomats, ensuring faithful execution of s, and commissioning officers—obligations that bind the executive to constitutional and statutory fidelity without independent legislative authority. This "take Care" clause limits the President to enforcement rather than substantive policymaking, reinforcing by prohibiting unilateral alteration of domestic absent congressional . Constraints on executive authority emphasize accountability: Senate veto over treaties and key appointments prevents unchecked diplomacy or patronage; the fixed term and impeachment for "Treason, Bribery, or other high Crimes and Misdemeanors"—requiring House impeachment and two-thirds Senate conviction—enable removal without electoral cycles, as applied unsuccessfully to Presidents Andrew Johnson in 1868 and Bill Clinton in 1998, and twice to Donald Trump in 2019 and 2021. The absence of an explicit executive veto over legislation (added later via custom and judicial affirmation) subjects bills to congressional override, while reliance on Congress for military appropriations under Article I curtails indefinite engagements. These mechanisms, rooted in anti-monarchical fears, balance vigor against potential abuse, with historical practice showing expansion via statutes but judicial rebukes for overreach, such as in Youngstown Sheet & Tube Co. v. Sawyer (1952), where President Truman's steel mill seizure exceeded Article II bounds absent congressional authorization.

Article III: Judicial Establishment and Jurisdiction

Article III vests the judicial power of the in one and in inferior courts as may from time to time ordain and establish. This provision mandates the creation of a single national while leaving the establishment of lower federal courts to congressional discretion. Judges of both the and inferior courts hold their offices during good behavior, with compensation that cannot be diminished during their continuance in office, provisions designed to promote from executive and legislative influence. The first implemented Article III's framework through the , signed by President on September 24, 1789, which created a federal court system consisting of district courts for over most federal cases, circuit courts for appellate review and some , and a with a and five associate justices. This act assigned the in cases specified by the and appellate jurisdiction over appeals from state courts involving federal questions or diverse parties, while also empowering circuit courts to handle admiralty and other matters. Section 2 delineates the scope of federal judicial power, extending to all cases in and equity arising under the Constitution, laws of the , and treaties; cases affecting ambassadors, public ministers, and consuls; admiralty and maritime cases; controversies to which the is a ; disputes between states; between a state and citizens of another state; between citizens of different states; between citizens of the same state claiming lands under of different states; and between a state or its citizens and foreign states or their citizens or subjects. The exercises in cases affecting ambassadors, public ministers, consuls, or where a state is a ; in all other enumerated cases, it holds appellate jurisdiction as to both and fact, subject to exceptions and regulations prescribed by . Except in trials, all crimes receive trials held in the state where committed, or as directs if not within any state. Section 3 narrowly defines treason against the United States as levying war against them or adhering to their enemies by giving aid and comfort, requiring for conviction the testimony of two witnesses to the same overt act or a confession in open court. Congress possesses the power to declare the punishment for treason, but no attainder works corruption of blood or forfeiture except during the life of the person attainted, safeguards against the expansive treason definitions prevalent in English history that enabled political persecution.

Articles IV-VII: Interstate Relations, Supremacy, and Ratification

Article IV addresses relations among the states, establishing mechanisms to promote unity and reciprocity. Section 1 mandates that each state give "full faith and credit" to the public acts, records, and judicial proceedings of every other state, with empowered to prescribe the manner of proof and their effect. Section 2 guarantees citizens of each state the privileges and immunities of citizens in other states and requires the of fugitives from justice upon demand by the executive of the state from which they fled. Section 3 grants to admit new states and to govern federal territories, while prohibiting the formation of new states from existing ones without affected states' consent and congressional approval. Section 4 obligates the to guarantee every state a republican form of government and to protect states against invasion and, upon request, domestic violence. Article V outlines the process for amending the , reflecting a deliberate design to balance stability with adaptability. Amendments may be proposed by a two-thirds vote in both houses of or by a convention called upon application of two-thirds of state legislatures; requires approval by three-fourths of the states, either through legislatures or state conventions as determined by . This framework has facilitated 27 amendments since , with the process ensuring broad consensus to prevent hasty or factional changes. Article VI declares the Constitution, federal laws made pursuant to its authority, and treaties as the "supreme law of the land," binding state judges notwithstanding any conflicting state constitutions or laws—a provision known as the Supremacy Clause. It further requires all federal and state officers to swear an oath to support the Constitution, while prohibiting any religious test as a qualification for office. This clause establishes federal preeminence in areas of enumerated powers, resolving potential conflicts under the prior Articles of Confederation where state laws often undermined national authority. Article VII specifies the ratification procedure for the Constitution itself, requiring approval by conventions in nine of the thirteen original states to establish it among those ratifying. ratified first on December 7, 1787, followed by eight others by June 21, 1788, when New Hampshire's approval met the threshold, rendering the document operational despite delays by remaining states. was the last, ratifying on May 29, 1790, after the new government had convened. This convention-based process, rather than legislative approval, aimed to engage the populace directly and bypass entrenched state interests opposed to stronger federal powers.

Amendments and Their Evolution

Article V Framework for Amendments

Article V establishes the procedures for proposing and ratifying amendments to the United States Constitution, requiring supermajorities at both federal and state levels to ensure broad consensus for changes. The provision balances adaptability with stability by mandating high thresholds, reflecting the framers' intent to prevent hasty alterations while allowing evolution in response to experience. Amendments may be proposed by a two-thirds vote in both houses of or by a constitutional convention convened upon applications from the legislatures of two-thirds of the states (currently 34 out of 50). In practice, has proposed all 27 ratified amendments since , with no convention ever successfully called under this clause despite numerous state applications in the 20th and 21st centuries for topics such as fiscal restraints. Ratification requires approval by three-fourths of the states (currently 38 out of 50), either through their legislatures or state conventions, with selecting the mode. Twenty-six amendments have been ratified by state legislatures, while the Twenty-first Amendment, repealing in 1933, uniquely employed state conventions to enable faster popular input amid widespread demand for repeal. has occasionally imposed time limits on ratification, such as seven years for most post-Civil War amendments, though these are not constitutionally required and have varied in enforcement. Article V includes two provisos limiting amendability: no amendment before 1808 could alter Article I, Section 9's clauses prohibiting from banning the migration or importation of persons (protecting the slave trade) or requiring direct taxes in proportion to population. Additionally, no state may be deprived of its equal suffrage in the without its consent, safeguarding small states' influence in federalism's bicameral structure. These entrenchments underscore the Constitution's foundational compromises, rendering certain features effectively unamendable absent unanimous state agreement.

Bill of Rights: Protections Against Federal Overreach

The Bill of Rights consists of the first ten amendments to the , ratified by three-fourths of the states on December 15, 1791. These amendments originated from a of the First on September 25, 1789, proposing twelve amendments, with the first two ultimately not ratified at the time. Their adoption addressed persistent Anti-Federalist objections during the 's 1787-1788 debates, where critics argued that the absence of explicit individual rights protections invited federal tyranny by granting broad powers without sufficient restraints. Anti-Federalists, including figures like and , contended that the Constitution's , combined with vague provisions like the , concentrated excessive authority in the federal government at the expense of state sovereignty and personal liberties. Proponents of the amendments, led by , framed them as "declaratory and restrictive clauses" essential to circumscribe federal overreach and secure in the new framework. Initially applicable solely to the federal government—as affirmed in Barron v. Baltimore (1833), where the held they did not bind states—these provisions explicitly prohibited from infringing core rights, reinforcing structural limits on centralized power. The First Amendment declares that "Congress shall make no law" respecting establishment of , abridging freedoms of speech, press, assembly, or petition, directly barring federal legislation that could suppress dissent or impose . The Second Amendment secures the right of the people to keep and bear arms, interpreted as a safeguard against federal forces disarming citizens or states. The Third prohibits quartering soldiers in private homes without consent in peacetime, targeting potential overreach reminiscent of colonial grievances. The Fourth Amendment guards against unreasonable searches and seizures, requiring warrants based on , to prevent arbitrary federal intrusions into and . The Fifth establishes protections, barring deprivation of life, , or without it, and prohibits and compelled , ensuring federal proceedings respect individual autonomy. The Sixth and Seventh Amendments mandate speedy public trials by impartial juries, confrontation of witnesses, and counsel in criminal cases, with jury trials extended to civil suits over twenty dollars, countering risks of federal judicial favoritism. The Eighth Amendment forbids excessive bail, fines, or cruel and unusual punishments, limiting federal punitive excess. The Ninth affirms that enumeration of certain rights does not deny others retained by the people, preserving unlisted liberties from federal erosion. The Tenth reserves powers not delegated to the federal government to the states or the people, encapsulating the principle of enumerated powers to avert unlimited federal expansion. Collectively, these amendments function as a bulwark, enumerating prohibitions that bind federal authority while leaving broader safeguards implicit in the original constitutional design.

Reconstruction Amendments: Post-Civil War Reforms

The — the 13th, 14th, and 15th—were enacted in the aftermath of the Civil War (1861–1865) to eradicate , define citizenship for freed persons, and extend voting rights irrespective of race, thereby restructuring the constitutional relationship between the federal government and the states on matters of individual liberty and equality under law. These measures responded to the approximately 4 million enslaved individuals emancipated by the war's end, aiming to prevent Southern states from reimposing bondage or denying basic rights through legislation like Black Codes enacted in 1865–1866. Ratified between 1865 and 1870 under the Republican-dominated Congress during the (1865–1877), they marked a significant expansion of federal authority to enforce civil rights against state infringement, overriding prior precedents such as Dred Scott v. Sandford (1857), which had denied citizenship to . The 13th Amendment, proposed by on January 31, 1865, and ratified on December 6, 1865, by 27 of the 36 states (the required three-fourths), formally abolished nationwide. Section 1 declares: "Neither nor , except as a for crime whereof the party shall have been duly convicted, shall exist within the , or any place subject to their jurisdiction." This exception clause permitted continued labor coercion via convict leasing systems, which disproportionately affected freed in subsequent decades. Section 2 grants enforcement power through appropriate legislation, enabling acts like the of 1866. Unlike President Lincoln's of 1863, which applied only to rebel states during wartime, the amendment provided a permanent constitutional prohibition applicable to all territories. The 14th Amendment, passed by on June 13, 1866, and ratified on July 9, 1868, after contentious state conventions in the former Confederacy, addressed citizenship and protections against state abuses. Section 1 establishes birthright citizenship—"All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside"—while prohibiting states from abridging privileges or immunities of citizens, depriving any person of life, liberty, or property without , or denying equal protection of the laws. This clause incorporated protections against states via later judicial doctrine and adjusted congressional apportionment to penalize vote denial (initially targeting race-based disenfranchisement). Sections 2 through 5 addressed debt repudiation, Confederate disqualification from office, and enforcement mechanisms, reflecting Republican efforts to secure loyalty oaths and federal oversight in reconstructed states. required by Southern legislatures as a condition for readmission to the Union, though some states initially rejected it under duress. The 15th Amendment, proposed on February 26, 1869, and ratified on February 3, 1870, by 29 states, barred federal and state governments from denying voting rights "on account of race, color, or previous condition of servitude," extending to African American males (women remained excluded until the 19th Amendment in 1920). Congress enforced it through statutes like the of 1870–1871, which authorized federal supervision of elections to combat intimidation by groups such as the . Despite its intent to empower black voters—who comprised a majority in some Southern states and elected over 2,000 officials during Reconstruction—the amendment faced circumvention via poll taxes, literacy tests, and violence, leading to widespread disenfranchisement by the 1890s until revived by 20th-century legislation. Collectively, these amendments shifted constitutional emphasis from state sovereignty over labor and to federal guarantees of negative liberties (freedoms from interference), though their effectiveness hinged on enforcement amid political backlash, including the that ended Reconstruction. They laid groundwork for later expansions of rights but also invited narrow judicial interpretations, such as the Slaughter-House Cases (1873) limiting privileges or immunities and Plessy v. Ferguson (1896) endorsing "" segregation under equal protection.

Progressive and Modern Amendments

The Progressive Era amendments, comprising the Sixteenth through Nineteenth, were ratified amid widespread calls for reform addressing industrialization, corruption, and democratic expansion, fundamentally expanding federal authority over taxation and elections while curtailing state prerogatives. The Sixteenth Amendment, proposed by on July 2, 1909, and ratified on February 3, 1913, empowered to impose taxes on incomes "from whatever source derived," without apportionment among the states or regard to the census, overturning the Supreme Court's 1895 Pollock v. Farmers' Loan & Trust Co. ruling that had invalidated a federal as an unapportioned . This shift enabled progressive taxation policies, with federal revenue rising from negligible levels pre-1913 to funding efforts and subsequent government expansions. The Seventeenth Amendment, proposed on May 13, 1912, and ratified on April 8, 1913, mandated the of U.S. senators by popular vote in each state, replacing the original Article I, Section 3 provision for selection by state legislatures. Proponents argued it curbed legislative deadlocks and bribery in senator selections, though critics contended it diminished states' influence in federal lawmaking, transforming senators from state ambassadors to national politicians responsive primarily to urban voter bases. Ratification proceeded swiftly, with approving on April 16, 1912, and 36 states by April 8, 1913. The Eighteenth Amendment, proposed on December 18, 1917, and ratified on January 16, 1919, prohibited the manufacture, sale, or transportation of intoxicating liquors, ushering in national enforced via the . Supported by temperance movements citing benefits, it faced immediate resistance, fostering black markets, , and enforcement costs exceeding $500 million annually by the late , with alcohol-related deaths from adulterated products surging. The Twenty-First Amendment, proposed on February 20, 1933, and ratified on December 5, 1933—the only amendment to repeal another—terminated , returning regulation to states via conventions in 39 of 48 required, reflecting empirical failure of federal moral legislation amid the Great Depression's fiscal strains. The Nineteenth Amendment, proposed on May 21, 1919, and ratified on August 18, 1920, extended voting rights to women by prohibiting denial of on account of sex, culminating decades of activism led by figures like and building on state-level precedents. Ratified by Tennessee's narrow 50-46 legislative vote on August 18, it doubled the electorate, though initial female turnout lagged male rates in subsequent elections due to cultural barriers and literacy tests in some states. Subsequent modern amendments, from the Twentieth through Twenty-Seventh, addressed governmental mechanics, civil rights, and power balances in response to 20th-century crises. The Twentieth Amendment, proposed on March 2, 1932, and ratified on January 23, 1933, shortened the "lame duck" period by advancing presidential and congressional terms to January 20 and January 3, respectively, mitigating delays evident in the 1932–1933 amid . The Twenty-Second Amendment, proposed on March 21, 1947, and ratified on February 27, 1951, limited presidents to two elected terms, reacting to Franklin D. Roosevelt's four-term tenure (1933–1945), with 41 states ratifying by 1951 to prevent executive entrenchment. The Twenty-Third Amendment, proposed on June 16, 1960, and ratified on March 29, 1961, granted , three electoral votes for president despite its non-state status, addressing disenfranchisement of over 760,000 residents as of 1960. The Twenty-Fourth Amendment, proposed on August 27, 1962, and ratified on January 23, 1964, barred poll taxes in federal elections, targeting Southern practices that disenfranchised low-income voters, with five states retaining such taxes for state races until the 1966 Harper v. Virginia Board of Elections decision extended the ban. The Twenty-Fifth Amendment, proposed on July 6, 1965, and ratified on February 10, 1967, clarified presidential succession and disability procedures, prompted by 1963 assassination contingencies and Eisenhower's health episodes, establishing vice-presidential filling and temporary transfers of power. The Twenty-Sixth Amendment, proposed on March 23, 1971, and ratified on July 1, 1971—the fastest ever, by 38 states in 100 days—lowered the voting age to 18 for all elections, driven by Vietnam War draft inequities where 18–21-year-olds fought without federal suffrage, though state-level precedents existed. The Twenty-Seventh Amendment, proposed on September 25, 1789, as part of the original Bill of Rights package but ratified on May 7, 1992, after a 202-year delay triggered by a 1982 college student's advocacy and 38 state approvals, delays congressional pay raises until after the next election, curbing self-interested legislation. These amendments collectively refined electoral and institutional safeguards, though debates persist on their net expansion of federal reach versus originalist constraints.

Failed and Pending Amendment Attempts

The United States Congress has proposed 33 amendments to the Constitution since , of which 27 have been ratified; the remaining six, sent to the states without expiration dates or formal rescission, remain unratified and technically pending, though some are obsolete due to subsequent laws or events. These include the of 1789, which mandated a minimum of one representative per 50,000 after the first , adjustable upward but not below one per 30,000; it received approvals from 10 or 11 states but fell short of the then-required 11 of 13. The of 1810 aimed to strip U.S. from any citizen accepting a foreign title of or honor without congressional consent; ratified by 12 states, it failed to secure the necessary 13 amid concerns over its scope and enforcement. The of 1861 sought to immunize existing state laws from federal interference or abolition, proposed as a concession to Southern states to prevent ; only four states ratified it before the Civil War rendered it moot. Other unratified proposals include the of 1924, which would have empowered to regulate labor conditions for minors under 18, including hours and wages; opposed by business interests and advocates of as an overreach into family and local authority, it garnered 28 ratifications short of the 36 required. The (ERA), passed by in 1972 to prohibit discrimination on account of sex and ensure equal legal rights, initially carried a seven-year deadline extended to 1982; 35 states approved it, three shy of 38, after which the deadline lapsed without further congressional action, though five states ratified post-deadline and litigants have contested its viability in courts, which have generally upheld expiration. The District of Columbia Voting Rights Amendment of 1979 proposed granting D.C. residents full voting representation in equivalent to states; ratified by 16 states before its 1985 deadline, it stalled amid concerns and fears of disproportionate urban influence. Beyond these, thousands of amendment resolutions have failed in Congress without advancing to states, reflecting the deliberate high threshold of Article V to preserve constitutional stability. Notable examples include a 1810 proposal to rename the the "United States of America" explicitly (redundant and dropped), an 1860 effort post-Lincoln to abolish the and redistribute its powers to cabinet secretaries (defeated 66-64 in the amid partisan chaos), and a 1924 balanced budget mandate that repeatedly surfaced but foundered on exemptions for emergencies and debt. More recent attempts, such as the of 1954 to limit executive treaties overriding domestic law or a 1990s ban, passed one chamber but not both, often vetoed by free speech or principles. Pending contemporary efforts, like a reintroduced in the 118th (2023-2025), require supermajorities unlikely without crisis, underscoring the Constitution's resistance to frequent alteration.

Judicial Review and Interpretation

Origins in Marbury v. Madison

Marbury v. Madison originated in the contentious transition of power after the 1800 presidential election, in which Democratic-Republican Thomas Jefferson defeated Federalist John Adams. During the lame-duck period, Adams appointed numerous Federalists to judicial positions, including William Marbury as a justice of the peace for the District of Columbia, with commissions signed but not all delivered before Jefferson's inauguration on March 4, 1801. Jefferson, viewing these "midnight judges" as an attempt to entrench Federalist influence, directed his Secretary of State, James Madison, to withhold undelivered commissions, including Marbury's. Marbury petitioned the Supreme Court directly for a writ of mandamus to compel Madison to deliver the commission, relying on section 13 of the Judiciary Act of 1789, which authorized the Court to issue such writs in cases within its original jurisdiction. On February 24, 1803, , a appointee of Adams, delivered the unanimous opinion. affirmed that Marbury held a vested legal right to his commission upon its signing and sealing, rendering Madison's refusal unlawful, but held that the Court could not grant the writ because section 13 of the 1789 Act unconstitutionally expanded the 's original jurisdiction beyond the limits specified in Article III, Section 2 of the . This marked the first instance in which the invalidated a provision of federal legislation as unconstitutional. Marshall's reasoning for judicial review derived from the supremacy of the Constitution as the "fundamental and paramount law," obligating courts to disregard any statute repugnant to it. He asserted, "It is emphatically the province and duty of the judicial department to say what the law is," emphasizing that without this power, the Constitution would lack enforcement against legislative encroachments, undermining the and checks and balances implicit in its structure. Though not explicitly stated in the text, Marshall grounded the doctrine in Article III's grant of judicial power, Article VI's requiring oaths to the Constitution, and the nature of a written constitution as superior to ordinary laws. This establishment of empowered federal courts to interpret the Constitution as the ultimate arbiter of governmental authority, a that has endured despite debates over its textual basis.

Landmark Cases Shaping Doctrine

In (1819), the upheld Congress's authority to charter a national bank under the , affirming beyond those explicitly enumerated and establishing that states cannot tax federal instrumentalities, thereby reinforcing federal supremacy. This decision, authored by Chief Justice , interpreted "necessary and proper" as meaning convenient or useful rather than strictly indispensable, expanding congressional latitude while limiting state interference in national operations. Gibbons v. Ogden (1824) further delineated federal authority by broadly construing the to encompass interstate navigation, invalidating a New York monopoly that conflicted with a federal license. The Court ruled that "commerce" includes not only buying and selling but all commercial intercourse crossing state lines, vesting exclusive regulatory power in and preempting conflicting state laws. This interpretation laid the foundation for expansive federal economic regulation in subsequent decades. Brown v. Board of Education (1954) rejected the "separate but equal" doctrine from Plessy v. Ferguson (1896), holding that racially segregated public schools violate the Equal Protection Clause of the Fourteenth Amendment because such separation generates inherent inferiority among black children. Decided unanimously, the ruling relied on social science evidence of segregation's psychological harm and marked a pivotal shift toward substantive equality under the Amendment, catalyzing desegregation efforts despite implementation challenges. In New York Times Co. v. Sullivan (1964), the Court protected First Amendment freedoms by requiring public officials to prove ""—knowledge of falsity or reckless disregard for truth—to recover damages in suits involving criticism of their official conduct. This standard elevated the threshold for libel claims against media, shielding robust public discourse from chilling effects of state-enforced reputational protections. District of Columbia v. Heller (2008) recognized an individual right to possess firearms for unconnected to service, striking down Washington, D.C.'s ban and functional trigger-lock requirement as incompatible with the Second Amendment's core operative clause. Justice Antonin Scalia's parsed historical texts to affirm the Amendment's pre-existing right to keep and bear arms, while upholding longstanding prohibitions on felons and the mentally ill, thus individualizing a provision long debated as collective-only. These cases illustrate doctrinal evolution through textual, historical, and structural analysis, though expansions of clauses like commerce have drawn critiques for deviating from original limits, as later limited in United States v. Lopez (1995) by invalidating a federal gun-free school zones law exceeding interstate commerce bounds. Such rulings underscore the Court's role in calibrating federalism and rights amid changing contexts.

Originalism Versus Living Constitution Debate

Originalism posits that the Constitution's meaning is fixed by its original public understanding at the time of ratification, requiring judges to interpret provisions according to how reasonable persons at that historical moment would have understood the text. This approach, championed by Justice Antonin Scalia, emphasizes textual fidelity over evolving societal norms, arguing that deviations undermine the rule of law by allowing unelected judges to impose subjective policy preferences. Scalia, in speeches and opinions from the 1980s onward, contrasted originalism with "living constitutionalism," which he viewed as permitting judges to update the document's meaning without formal amendment, thus eroding democratic processes. Proponents of the living Constitution theory, including Justice William Brennan and Justice Stephen Breyer, contend that the document's broad language and principles—such as "equal protection" or "due process"—must adapt to contemporary circumstances to remain relevant, drawing on evolving democratic values and practical governance needs. Breyer, in his 2005 book Active Liberty, advocated interpreting the Constitution to promote participatory democracy and workable institutions, citing examples like applying free speech protections to modern media absent in 1787. Brennan, in 1985 speeches, defended this adaptive method as essential for addressing unforeseen challenges, like technological advancements or social shifts, without rigid adherence to 18th-century understandings. Originalists counter that living constitutionalism invites , where courts substitute personal or ideological views for the text's constraints, as evidenced in critiques of decisions expanding without textual basis, such as expansions in the 20th century. Scholarly analysis highlights originalism's democratic legitimacy: constitutional changes occur via Article V's processes, preserving rather than vesting interpretive power in judges, who lack electoral accountability. Empirical reviews of public attitudes show broad support for originalist constraints on judicial discretion, with surveys indicating Americans favor interpreting the Constitution as written over judicial updates, aligning with originalism's emphasis on stability and predictability in law. Critics of living constitutionalism, including originalist scholars like , argue it lacks methodological rigor, often masking policy-driven outcomes under interpretive guise, as seen in progressive-era rulings that federalized powers beyond enumerated limits. While living theory proponents claim originalism yields outdated results—e.g., on privacy rights amid technological change—originalists respond that such issues warrant legislative action or amendment, not judicial fiat, preserving . Academic discourse, often skewed toward living approaches due to institutional progressive biases, nonetheless reveals originalism's conceptual strength in grounding interpretation in verifiable historical evidence, reducing arbitrariness. This debate underscores tensions between textual fixity and adaptive governance, with originalism prioritizing constitutional supremacy over judicial evolution.

Expansions of Federal Power and Critiques

The Supreme Court's interpretation of the Commerce Clause in Article I, Section 8 has been a primary vehicle for expanding federal authority, particularly through doctrines allowing regulation of intrastate activities with aggregate effects on interstate commerce. In Gibbons v. Ogden (1824), the Court established federal supremacy over interstate commerce, striking down a New York steamboat monopoly as conflicting with federal licensing, thereby affirming Congress's broad regulatory power. This early decision set a foundation for federal oversight of transportation and trade, overriding state regulations that burdened national markets. During the New Deal era, the Court initially invalidated key federal programs, such as the National Industrial Recovery Act in Schechter Poultry Corp. v. (1935), ruling that intrastate activities like live poultry slaughtering lay beyond Congress's commerce power. However, following President Franklin D. Roosevelt's 1937 court-packing plan to add up to six justices for those over 70 who did not retire, the Court shifted in cases like West Coast Hotel Co. v. Parrish (1937), upholding state minimum wage laws and signaling deference to economic regulations, which facilitated federal expansions. This "switch in time that saved nine" enabled upholding of programs like Social Security and the National Labor Relations Act, markedly increasing federal intervention in labor and welfare. The 1942 decision in exemplified this expansion by upholding penalties under the against a farmer growing for personal use, reasoning that such production, when aggregated across farms, affected interstate wheat prices and supply. The Court held that even non-commercial, intrastate activities substantially impacting commerce could be regulated, establishing a for near-unlimited federal reach over economic matters. This rationale persisted, as seen in (2005), where the Court sustained federal prohibition of homegrown medical marijuana in , despite state legalization, by invoking Wickard's aggregate effects doctrine to justify overriding state autonomy in . Critiques of these expansions argue that they erode federalism by converting the enumerated Commerce Clause into a general police power reserved to states under the Tenth Amendment, allowing federal intrusion into local affairs without textual warrant. Originalist scholars contend that the Framers intended "commerce" to mean trade and exchange, not manufacturing or agriculture, and that expansive readings ignore structural limits on federal authority to preserve state sovereignty. Federalist Society analyses describe Raich as granting the federal government "unbridled power" under the Commerce Clause, undermining dual sovereignty and enabling regulatory overreach in areas like drug policy where states experiment with alternatives. Legal commentator Randy E. Barnett has faulted Raich for dashing federalism's revival post-United States v. Lopez (1995), which limited non-economic activities, by reverting to precedents that prioritize national uniformity over divided powers. These views highlight how judicial deference during crises like the Great Depression prioritized pragmatic governance over original constraints, fostering an administrative state that critics see as constitutionally unbalanced.

Federalism and Structural Principles

Enumerated Powers and Tenth Amendment

Article I, Section 8 enumerates the specific powers delegated to , limiting federal authority to those expressly granted while implying no others unless necessary for execution. These include the power to lay and collect taxes, duties, imposts, and excises to pay debts, provide for the common defense, and promote the general welfare (Clause 1); to borrow on the credit of the (Clause 2); to regulate with foreign nations, among the states, and with Indian tribes (Clause 3); to establish uniform rules and laws (Clauses 4 and 4); to , regulate its value, and fix standards of weights and measures (Clause 5); to provide punishment for counterfeiting (Clause 6); to establish post offices and roads (Clause 7); to promote science and useful arts through limited-term copyrights and patents (Clause 8); to constitute inferior tribunals (Clause 9); to define and punish piracies, felonies on high seas, and offenses against (Clause 10); to declare , grant letters of marque and reprisal, and make rules concerning captures (Clause 11); to raise and support armies, with appropriations not exceeding two years (Clause 12); to provide and maintain a (Clause 13); to make rules for military governance (Clause 14); to provide for calling forth the to execute laws, suppress insurrections, and repel invasions (Clause 15); to organize, arm, and discipline the , reserving to states the appointment of officers and training authority (Clause 16); to exercise exclusive legislation over the seat of government (District of Columbia) and federal properties (Clause 17); and, in the , to make all laws necessary and proper for carrying out the foregoing powers and other vested federal authorities (Clause 18). This structure reflects the framers' intent for a government of delegated, rather than general, powers, as articulated in Federalist No. 45, where distinguished federal powers as few and defined, extending to external concerns like and foreign , while reserving to states the bulk of internal governance over lives, liberties, and properties. The Tenth Amendment, ratified on December 15, 1791, as the final provision of the Bill of Rights, explicitly reserves to the states or the people all powers not delegated to the by the nor prohibited to the states. Its text reads: "The powers not delegated to the by the , nor prohibited by it to the States, are reserved to the States respectively, or to the people." Proposed by Madison during the First to secure ratification amid Anti-Federalist concerns over centralized power, the amendment served as a declaratory reaffirmation of the original constitutional principle that federal authority derives solely from enumeration, without implying unlisted powers. viewed such a provision as redundant, arguing the 's structure already limited to granted powers, but its inclusion addressed fears of implied general akin to parliamentary supremacy. In (1819), the upheld Congress's implied power to charter a national bank under the as a means to execute enumerated fiscal powers like taxation and borrowing, while striking down state taxation of federal instrumentalities and emphasizing that federal authority remains confined to ends within the enumerated scope. Chief Justice John Marshall's opinion reinforced that the clause confers no new substantive powers but enables carrying out those delegated, aligning with the framers' design against plenary legislative authority. Subsequent interpretations, however, have tested these bounds; originalist scholars contend that broad readings of the in cases like (1942), which extended regulation to intrastate activities substantially affecting interstate commerce, deviate from the amendment's textual limits by effectively converting enumeration into a license for general police power, historically reserved to states. The Tenth Amendment thus underpins by constitutionally entrenching state sovereignty in residual matters, countering tendencies toward national consolidation evident in historical expansions of federal spending and regulatory reach under clauses like general welfare and commerce.

Separation of Powers in Practice

The separation of powers operates through reciprocal checks among the legislative, executive, and judicial branches, designed to prevent any one from dominating the others. Congress exercises oversight via its control of appropriations and impeachment powers, while the President wields veto authority over legislation, subject to override by two-thirds majorities in both houses of Congress. The judiciary, in turn, reviews actions of the other branches for constitutionality, as established through precedent. This framework has been tested repeatedly, with empirical outcomes demonstrating both adherence and occasional tensions. A prominent example of executive check on legislative power is the , which presidents have used extensively; from 1789 to the present, there have been 1,484 regular vetoes, of which overrode 106, representing about 7% of cases. The first override occurred in 1845, when repassed an appropriations bill vetoed by President . More recently, overrides include President Trump's 2019 veto of a resolution ending the national emergency at the southern border, though failed to override that specific instance, highlighting the high threshold required. Judicial intervention has curtailed executive overreach in key disputes. In Youngstown Sheet & Tube Co. v. Sawyer (1952), the invalidated President Truman's seizure of steel mills during the , ruling it exceeded presidential authority absent congressional approval or constitutional warrant, with six justices concurring on the limits of executive power in domestic emergencies. Similarly, (1974) rejected absolute , ordering the release of Watergate tapes to a special , affirming that does not immunize the President from judicial subpoenas in criminal investigations. Congressional checks on the executive include impeachment proceedings, which have been initiated against four presidents—Andrew Johnson (1868), Bill Clinton (1998), (2019 and 2021)—though convictions require a two-thirds Senate vote and have succeeded only once, against no president. The judiciary has also checked Congress, as in (2012), where the struck down the for violating First Amendment protections, illustrating review of legislative enactments. These instances underscore the system's functionality in distributing authority, though debates persist on whether modern practices, such as expansive or administrative delegations, strain original boundaries.

Historical Erosion of State Autonomy

The principle of state autonomy, enshrined in the Tenth Amendment reserving non-delegated powers to the states or the people, faced early challenges through judicial interpretations favoring federal supremacy. In McCulloch v. Maryland (1819), the Supreme Court ruled that Congress possessed implied powers under the Necessary and Proper Clause to establish a national bank, and that Maryland's tax on it constituted an unconstitutional interference with federal operations, thereby prioritizing national authority over state fiscal measures. This decision established a precedent for broad congressional latitude, diminishing state capacity to regulate federal entities within their borders. Similarly, Gibbons v. Ogden (1824) construed the Commerce Clause to encompass federal regulation of interstate navigation, invalidating New York's steamboat monopoly and asserting exclusive congressional dominion over activities with interstate implications, which preempted conflicting state laws. The Civil War (1861–1865) accelerated this erosion by militarily and constitutionally repudiating doctrines of state sovereignty, such as nullification and , which had been invoked to challenge federal tariffs and other policies. The conflict's outcome entrenched national supremacy, as Union victory dismantled the Confederate emphasis on and prompted structural reforms that centralized authority, including the suppression of state-level obstructions to federal enforcement. Post-war amendments, particularly the Fourteenth (ratified 1868), empowered Congress to enforce civil rights against state actions via Section 5, enabling federal intervention in areas traditionally reserved to states, such as voting and equal protection, thereby subordinating state discretion to national oversight. Twentieth-century developments, especially during the New Deal era, further attenuated state autonomy through expansive Commerce Clause jurisprudence. The Supreme Court's rulings in cases like United States v. Darby (1941) upheld federal wage-and-hour regulations under the Fair Labor Standards Act, extending congressional power to intrastate labor conditions deemed to affect interstate commerce. This trajectory culminated in Wickard v. Filburn (1942), where the Court sustained penalties on a farmer's home-grown wheat under federal quotas, reasoning that even localized production aggregate impacts interstate markets, effectively federalizing regulation of myriad private economic activities previously under state purview. Such interpretations progressively blurred the enumerated powers boundary, compelling states to conform to federal mandates in domains like agriculture and manufacturing, with limited recourse under the Tenth Amendment. Critics, including originalist scholars, contend this judicial evolution deviated from the Framers' intent for dual sovereignty, as evidenced by the Constitution's explicit and reservation clauses, fostering a nationalization that undermined competitive . Empirical data from federal spending trends post-New Deal—rising from under 10% of GDP in 1930 to over 20% by 1950—corroborates the shift, with conditional grants increasingly dictating state policy in education, welfare, and infrastructure. While wartime exigencies and economic crises provided causal impetus, the cumulative effect has been a ratchet-like expansion, where reversals like (1995) represent rare retrenchments amid prevailing deference to federal reach.

Controversies and Scholarly Debates

Slavery Compromises and Moral Critiques

The Constitution accommodated slavery through several provisions negotiated at the 1787 Constitutional Convention to secure ratification by Southern states, where the institution was economically vital. The Three-Fifths Clause in Article I, Section 2 counted enslaved persons as three-fifths of a person for apportioning House representation and direct taxes, enhancing Southern influence in and the without granting slaves voting rights or full personhood. The Fugitive Slave Clause in Article IV, Section 2 required states to return escaped persons "held to service or labour" to their owners, effectively nationalizing enforcement of slavery across state lines. Additionally, Article I, Section 9 delayed any congressional ban on the importation of slaves until 1808, preserving the transatlantic slave trade for two decades despite moral opposition from some delegates. These compromises arose from stark sectional divides: Southern delegates, representing states where slaves comprised up to 40% of the population in places like , insisted on protections to prevent Northern majorities from curtailing , while Northern delegates prioritized union over immediate abolition, fearing dissolution without concessions. of , a slaveholder, condemned as morally corrupting, declaring that "every master of slaves is born a petty ," yet the Convention prioritized pragmatic federation over ethical purity. The document avoided explicit terms like "slave" or "slavery," using euphemisms such as "other Persons" or "persons held to service," which later abolitionists interpreted as deliberate ambiguity allowing anti-slavery readings. Moral critiques of these provisions have persisted, highlighting the Constitution's role in entrenching human bondage and amplifying slaveholding power, which contributed to territorial expansions of slavery and the Civil War. Abolitionist branded the document a "covenant with death" for its pro-slavery features, influencing early anti-Constitutional sentiment among radicals who advocated disunion. initially echoed this in 1852, decrying the compromises as evidence of a "pro-slavery" frame, but by 1860 reversed to argue its principles were "entirely hostile" to slavery, emphasizing clauses like the Preamble's "We the People" and the Fifth Amendment's protections as implicitly egalitarian foundations for emancipation. contended slavery violated the Declaration of Independence's natural rights axioms, viewing constitutional provisions as temporary accommodations rather than endorsements, and maintained the document provided mechanisms—like the amendment process—for its eradication, as realized in the Thirteenth Amendment of 1865. Critics from varied perspectives, including modern scholars, argue the compromises reflected not mere but a causal enabling of 's persistence, granting slave states veto-like influence over national policy and delaying moral reckoning until 620,000 deaths in the Civil War forced resolution. Defenders counter that absent these deals, fragmented confederacies might have perpetuated indefinitely without the Union's economic and military capacity to abolish it, noting that the same framework empowered Northern industrial growth and eventual amendments banning the practice nationwide. This tension underscores the Constitution's design as a causal instrument for stability over purity, where 's toleration served union-building but at profound ethical cost, informed by delegates' Enlightenment ideals clashing with entrenched interests.

Accusations of Obsolescence and Rigidity

Critics contend that the U.S. Constitution's amendment process, outlined in Article V, imposes excessive barriers to change, rendering the document overly rigid and ill-suited to contemporary governance. Requiring either a two-thirds vote in both houses of or a constitutional convention called by two-thirds of state legislatures, followed by ratification by three-fourths of the states, this mechanism has resulted in only 27 since 1788, with the most recent being the 27th in 1992, which addressed congressional pay raises. Proponents of this view, including legal scholar Sanford Levinson, argue that such infrequency—despite over 11,000 proposed —fosters institutional gridlock, preventing reforms to address evolving societal needs like electoral representation or executive authority. Accusations of obsolescence center on structural features perceived as anachronistic in a modern, populous of over 330 million people. For instance, the equal representation of states in the , regardless of disparity—where Wyoming's 580,000 residents hold the same senatorial power as California's 39 million—is criticized for enabling "tyranny of the minority," allowing small states to block majority-supported legislation on issues like climate policy or fiscal redistribution. Harvard professors and , in their analysis, assert that these 18th-century compromises exacerbate polarization by entrenching veto points that favor rural, less diverse regions over urban majorities, contributing to governmental paralysis on pressing challenges such as technological regulation and inequality. Similarly, the is faulted for decoupling presidential elections from the national popular vote, as evidenced by discrepancies in 2000 and 2016, which critics like Levinson claim undermine democratic legitimacy without feasible amendment pathways. Some scholars and advocates go further, labeling the Constitution a "failed" framework that necessitates wholesale replacement rather than piecemeal fixes. In a 2021 analysis, the American Constitution Society argued that the document's rigidity has left the U.S. "unable to respond to national challenges," citing failures in pandemic response and democratic safeguards as symptoms of obsolescence rooted in outdated federalism and checks that now amplify factionalism over effective action. This perspective, echoed in calls for a new constitutional convention under Article V, posits that the original design—forged for a agrarian republic of 4 million—cannot accommodate 21st-century complexities like global interdependence and rapid innovation without risking instability through unamendable entrenchment. However, such proposals highlight internal contradictions among critics, as fears of runaway conventions have prompted rescission efforts in states like California, underscoring the very veto dynamics decried.

Defenses of Enduring Design

The Constitution's enduring design rests on structural mechanisms that safeguard against concentrated power, including and checks and balances, which described as harnessing ambition to counteract ambition. This framework, detailed in , ensures no single branch dominates by granting each the means and motive to resist encroachments from others. Empirical evidence supports its durability: the document, ratified on June 21, 1788, remains the world's oldest written national constitution still in operation as of 2025, outlasting counterparts in France, which has seen 15 constitutions since 1789, and others in that averaged lifespans under 20 years in the . Federalism distributes authority between national and state governments, preserving local autonomy while enabling unified action on common concerns, a balance Madison defended in Federalist No. 10 by arguing that an extended republic mitigates factional excesses better than small democracies. This division has proven resilient, adapting to crises like the Civil War (1861–1865) and Great Depression (1929–1939) without systemic collapse, as states retained powers not delegated to Congress under Article I, Section 8. Originalists contend that fidelity to the original public meaning at ratification—such as the enumerated powers doctrine—prevents judicial overreach and maintains legal predictability, contrasting with living constitutionalism's risks of subjective evolution. The amendment process under Article V imposes high thresholds—requiring two-thirds of or state conventions for proposal and three-fourths of states for —to filter transient passions, resulting in only 27 amendments since 1789, with the last in 1992. This deliberate rigidity, per defenders like those in "Enduring Originalism," treats the Constitution as whose stability fosters rule-of-law adherence over majority whims. , as Hamilton argued in , further bolsters endurance by empowering courts to void unconstitutional acts without legislative interference, a principle upheld in (1803). Collectively, these features have enabled the U.S. to achieve unprecedented —real GDP per capita rising from about $1,300 in 1790 to over $70,000 in 2023 dollars—and relative political stability amid global upheavals.

Administrative State and Unconstitutional Delegations

The administrative state refers to the extensive network of federal executive agencies that wield authority to promulgate regulations with the force of law, enforce them, and adjudicate violations, often combining legislative, executive, and judicial functions within unelected bureaucracies. This structure emerged prominently during the New Deal era of the 1930s, when Congress delegated broad rulemaking powers to agencies amid economic crisis, expanding federal regulatory reach far beyond the enumerated powers outlined in Article I of the Constitution. Critics contend that such delegations violate the separation of powers by transferring Congress's core legislative authority—vested exclusively in Article I, Section 1—to the executive branch without sufficient constraints, eroding democratic accountability as unelected officials impose binding rules affecting economic and personal liberties. The nondelegation doctrine, rooted in the Constitution's vesting clauses, prohibits Congress from delegating its legislative powers to other branches absent an "intelligible principle" to guide agency discretion, a standard articulated by the Supreme Court in J.W. Hampton, Jr. & Co. v. United States (1928). Historically, the doctrine enforced strict limits; the Court invalidated two New Deal measures in 1935—Panama Refining Co. v. Ryan for lacking standards on oil transport bans and A.L.A. Schechter Poultry Corp. v. United States for overly vague codes under the National Industrial Recovery Act—marking the last successful nondelegation challenges until recent doctrinal shifts. From 1936 onward, the doctrine lay largely dormant, with courts upholding expansive delegations under the lenient intelligible principle test, enabling agencies to issue thousands of regulations annually; for instance, the Federal Register—cataloging proposed and final rules—grew from under 10,000 pages in 1940 to over 80,000 pages by 2020, reflecting unchecked bureaucratic expansion. Revival efforts have centered on the , which scrutinizes agency assertions of vast economic or political significance absent clear congressional authorization, as affirmed in (2022), where a 6-3 majority struck down the Environmental Protection Agency's for exceeding Section 111 of the Clean Air Act without explicit statutory backing for shifting power generation sources, emphasizing that extraordinary grants of authority require unambiguous legislative text. Complementing this, (2024) overruled (1984), ending judicial deference to agencies' interpretations of ambiguous statutes and mandating independent court review under the , as the 6-3 decision held that such deference unconstitutionally transfers interpretive authority from Article III judges to executive officials. These rulings address delegations' practical effects, where agencies like the EPA or SEC historically filled statutory gaps with self-serving readings, often insulated from political oversight despite impacting industries worth trillions, such as the $1.5 trillion annual compliance costs estimated for federal regulations. Further constraints on administrative adjudication arose in SEC v. Jarkesy (2024), where the Court ruled 6-3 that the Securities and Exchange Commission's use of in-house administrative law judges to impose civil penalties for violates the Seventh Amendment's right for suits akin to common-law actions, compelling such cases into Article III courts and curtailing agencies' internal tribunals that handle over 90% of SEC enforcement actions. Proponents of stricter limits argue these developments restore constitutional structure by curbing the administrative state's accumulation of unchecked power, which has ballooned federal civilian employment to over 2.9 million by 2023 and fostered regulatory ossification through notice-and-comment rulemaking under the of 1946. Yet, defenders, often from scholarship, maintain that delegations enable efficient governance in complex modern economies, though empirical evidence shows agencies frequently prioritize regulatory agendas over statutory fidelity, as seen in repeated major-question overreaches invalidated post-2022. Ongoing litigation, including challenges to programs like the FCC's telecom subsidies, tests whether the will fully reemerge to invalidate broad grants like those in the Communications Act of 1934.

Societal Role and Global Reach

Formation of American Civic Identity

The ratification of the United States Constitution in 1788 marked a pivotal shift from the decentralized confederation under the Articles of Confederation to a federal republic, fostering a cohesive national identity among diverse former colonies. By establishing a stronger central government with enumerated powers, the document addressed the weaknesses of the prior system, such as inability to regulate commerce or raise revenue effectively, thereby promoting economic interdependence and shared governance that transcended state loyalties. This structural unification laid the groundwork for Americans to conceive of themselves as citizens of a singular nation, bound by common institutions rather than mere alliances of sovereign states. Central to this emerging civic identity was the Preamble's invocation of "We the People of the ," which asserted as the foundation of governmental authority, departing from the state-focused language of earlier drafts. This phrasing, adopted during the Constitutional Convention on , 1787, emphasized that legitimacy derived from the collective will of the populace, not merely state legislatures, thereby instilling a sense of direct participation in the nation's founding. The ratification debates, documented in authored by , , and between 1787 and 1788, further shaped this identity by articulating the Constitution's design as a safeguard for and republican virtue, countering Anti-Federalist fears of centralized tyranny while promoting a balanced federalism. These arguments, disseminated widely in newspapers, educated the public on constitutional principles, embedding them as core elements of American self-understanding. Over time, the Constitution reinforced civic identity through mechanisms like the presidential , mandated by Article II, Section 1, which requires swearing to "preserve, protect and defend the of the ." Naturalization processes, codified in the and later statutes, conditioned citizenship on allegiance to the Constitution, defining American belonging in terms of adherence to its republican framework rather than ethnic or religious criteria. This creed-based identity, centered on individual rights, , and , distinguished the from monarchies or ethno-national states, as evidenced by the absence of hereditary qualifications for office and the emphasis on meritocratic . Educational efforts, including decisions interpreting the document as a "," perpetuated this identity by framing constitutional fidelity as a patriotic duty, evident in practices like the Pledge of Allegiance's reference to the Republic "under" the foundational charter. Despite debates over expansions like the Fourteenth Amendment's 1868 , which nationalized birthright citizenship and extended protections post-Civil War, the original Constitution's enduring design continues to anchor American civic cohesion amid diversity.

Influence on International Constitutions

The Constitution of the United States, ratified in 1788, exerted significant influence on the development of written constitutions worldwide, particularly through its emphasis on , , in applicable contexts, , and enumerated individual rights. This model gained traction as nations sought republican frameworks amid independence movements and post-colonial transitions, with its global appeal peaking in the and extending into the 20th. By introducing the concept of a single, supreme written document as the foundation of governance, it inspired drafters to prioritize checks and balances over monarchical or absolutist traditions, though adaptations often incorporated local customs or parliamentary elements. In , early adoption occurred during the revolutionary era; Poland's 1791 Constitution copied the U.S. and provisions while articulating as the basis of authority, marking the continent's first such explicit endorsement. France's 1791 Constitution drew from the American model in structuring legislative and executive branches, influenced by figures like who participated in its assembly. These instances reflected the 's role in disseminating Enlightenment-derived principles of representative government amid challenges to hereditary rule. Latin America witnessed the most direct and widespread emulation in the 19th century, as independence from Spain prompted 17 nations to craft republican constitutions inspired by the 1787 document. Venezuela's 1811 Constitution repudiated monarchy and stressed political freedoms, explicitly modeling separation of powers and rights protections. Mexico's 1824 Constitution adopted a federal structure with a bicameral legislature and executive veto, later reinforced by Benito Juárez's implementation of judicial review in the mid-19th century to curb centralized abuses. Similar federalist designs appeared in the Central American Federation (1825) and Argentina (1826), prioritizing enumerated powers and state autonomy to prevent the caudillo dictatorships that plagued the region. These borrowings aimed to foster stable governance but frequently faltered due to socioeconomic inequalities and power vacuums, leading to repeated amendments. In Asia, U.S. occupation following facilitated direct imposition and adaptation; Japan's 1947 Constitution, drafted under General Douglas MacArthur's supervision, introduced popular sovereignty, renunciation of war (Article 9), and expanded , blending American presidential elements with British-style parliamentary democracy. The ' 1935 Constitution, shaped by U.S. colonial advisors, retained strong executive powers and until revisions in 1973. American experts also contributed to drafts in (1847), emphasizing transplanted for its settler population, and influenced Sun Yat-sen's provisional republican framework in (1912). Post-World War II decolonization amplified the model in Africa and elsewhere, with nations like , , and post-independence states incorporating and independent judiciaries to define executive limits and protect rights. U.S. involvement extended to (1918), (1904), and (1967), where military administrations imposed elements like despite cultural mismatches. While these influences promoted as a tool for self-rule, outcomes varied; many adopting nations deviated toward centralized authority, underscoring the Constitution's emphasis on institutional restraints as a causal factor in long-term stability only when paired with civic traditions. By the late , however, its direct emulation declined as newer models from and Germany gained favor for incorporating expansive social rights.

Contemporary Commemorations and Reforms

Constitution Day and Citizenship Day, observed annually on September 17, commemorates the signing of the U.S. Constitution on September 17, 1787, and promotes civic education about constitutional principles. This federal observance was established in 2004 through legislation sponsored by Senator , requiring educational institutions receiving federal funds to hold programs on the Constitution's history and importance. Events include public readings of the document, exhibits at the displaying the original Constitution alongside amendments, and educational initiatives by organizations like the . The most recent amendment, the Twenty-Seventh, ratified on May 7, 1992, prohibits any law varying congressional compensation from taking effect until after the next election of representatives, addressing concerns over self-interested pay raises. Its ratification followed a campaign initiated by University of student Gregory Watson in 1982, who discovered partial state s from the 1790s and mobilized additional states over a decade, demonstrating the viability of prolonged Article V processes despite scholarly doubts on time limits. The amendment has constrained real congressional income growth by delaying pay adjustments until after elections, though critics argue it has not fully curbed legislative . Contemporary reform efforts focus on invoking Article V's convention mechanism, unused since 1787, to propose amendments bypassing congressional proposal. The Convention of States (COS) project, launched in 2013, seeks a convention limited to fiscal restraints, congressional term limits, and federal power limits, securing resolutions from 19 states as of 2025, short of the 34 required. Proponents, often conservative-led, cite empirical fiscal imbalances like $35 trillion national debt as causal drivers for restraint, while opponents, including left-leaning groups, warn of risks to rights like free speech via a "runaway" convention, despite historical precedents of limited scopes. Other proposals include balanced budget amendments, advanced by 28 states in past efforts but stalled, reflecting ongoing debates over the Constitution's rigidity amid modern governance challenges. In 2025, the National Constitution Center initiated an Article V project examining founders' intent and historical uses, fostering scholarly discourse without endorsing specific reforms. No new amendments have succeeded since 1992, underscoring the deliberate barriers designed to prevent hasty changes.

References

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