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Nation state
Nation state
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A nation state, or nation-state, is a political entity in which the state (a centralized political organization ruling over a population within a territory) and the nation (a community based on a common identity) are broadly or ideally congruent.[1][2][3][4] "Nation state" is a more precise concept than "country" or "state", since a country or a state does not need to have a predominant national or ethnic group.

A nation, sometimes used in the sense of a common ethnicity, may include a diaspora or refugees who live outside the nation-state; some dispersed nations (such as the Roma nation, for example) do not have a state where that ethnicity predominates. In a more general sense, a nation-state is simply a large, politically sovereign country or administrative territory. A nation-state may or may not be contrasted with:

  • An empire, a political unit made up of several territories and peoples, typically established through conquest and marked by a dominant center and subordinate peripheries.
  • A multinational state, where no one ethnic or cultural group dominates (such a state may also be considered a multicultural state - depending on the degree of cultural assimilation of its various groups).
  • A city-state, which is both smaller than a "nation" in the sense of a "large sovereign country" and which may or may not be dominated by all or part of a single "nation" in the sense of a common ethnicity or culture.[5][6][7]
  • A confederation, a league of sovereign states, which might or might not include nation-states.
  • A federated state, which may or may not be a nation-state, and which is only partially self-governing within a larger federation (for example, the state boundaries of Bosnia and Herzegovina are drawn along ethnic lines, but those of the United States are not).

This article mainly discusses the more specific definition of a nation-state as a typically sovereign country dominated by a particular ethnicity.

Complexity

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The relationship between a nation (in the ethnic sense) and a state can be complex. The presence of a state can encourage ethnogenesis, and a group with a pre-existing ethnic identity can influence the drawing of territorial boundaries or argue for political legitimacy. This definition of a "nation-state" is not universally accepted. "All attempts to develop terminological consensus around 'nation' failed", concludes academic Valery Tishkov.[8] Walker Connor discusses the impressions surrounding the characters of "nation", "(sovereign) state", "nation-state", and "nationalism". Connor, who gave the term "ethnonationalism" wide currency, also discusses the tendency to confuse nation and state and the treatment of all states as if nation states.[9]

History

[edit]

Origins

[edit]
Painting of "The Ratification of the Treaty of Münster"; this and other negotiations resulted in the 1648 Peace of Westphalia

The origins and early history of nation-states are disputed. A major theoretical question is: "Which came first, the nation or the nation-state?" Scholars such as Steven Weber, David Woodward, Michel Foucault and Jeremy Black[10][11][12] have advanced the hypothesis that the nation-state did not arise out of political ingenuity or an unknown undetermined source, nor was it a political invention; rather, it is an inadvertent by-product of 15th-century intellectual discoveries in political economy, capitalism, mercantilism, political geography, and geography[13][14] combined with cartography[15][16] and advances in map-making technologies.[17][18] It was with these intellectual discoveries and technological advances that the nation-state arose.

For others, the nation existed first. Then nationalist movements arose for sovereignty, and the nation-state was created to meet that demand. Some "modernization theories" of nationalism see it as a product of government policies to unify and modernize an already existing state. Most theories see the nation-state as a 19th-century European phenomenon facilitated by developments such as state-mandated education, mass literacy, and mass media. However, historians[who?] also note the early emergence of a relatively unified state and identity in Portugal and the Dutch Republic,[19] and some date the emergence of nations even earlier. Adrian Hastings, for instance, argued that Ancient Israel as depicted in the Hebrew Bible "gave the world the model of nationhood, and even nation-statehood"; however, after the fall of Jerusalem, the Jews lost this status for nearly two millennia, while still preserving their national identity until "the more inevitable rise of Zionism", in modern times, which sought to establish a nation-state.[20]

Eric Hobsbawm argues that the establishment of a French nation was not the result of French nationalism, which would not emerge until the end of the 19th century, but rather the policies implemented by pre-existing French states. Many of these reforms were implemented since the French Revolution, at which time only half of the French people spoke some French – with only a quarter of those speaking the version of it found in literature and places of learning.[21] As the number of Italian speakers in Italy was even lower at the time of Italian unification, similar arguments have been made regarding the modern Italian nation, with both the French and the Italian states promoting the replacement of various regional dialects and languages with standardized dialects. The introduction of conscription and the Third Republic's 1880s laws on public instruction facilitated the creation of a national identity under this theory.[22]

The Revolutions of 1848 were democratic and liberal, intending to remove the old monarchical structures and to create independent nation-states.

Some nation-states, such as Germany and Italy, came into existence at least partly as a result of political campaigns by nationalists during the 19th century. In both cases the territory was previously divided among other states, some very small. At first, the sense of common identity was a cultural movement, such as in the Völkisch movement in German-speaking states, which rapidly acquired a political significance. In these cases the nationalist sentiment and the nationalist movement precede the unification of the German and Italian nation-states.[citation needed]

Historians Hans Kohn, Liah Greenfeld, Philip White, and others have classified nations such as Germany or Italy, where they believe cultural unification preceded state unification, as ethnic nations or ethnic nationalities. However, "state-driven" national unifications, such as in France, England, or China, are more likely to flourish in multiethnic societies, producing a traditional national heritage of civic nations or territory-based nationalities.[23][24][25]

The idea of a nation-state was and is associated with the rise of the modern system of states, often called the "Westphalian system", following the Treaty of Westphalia (1648). The balance of power, which characterized that system, depended for its effectiveness upon clearly defined, centrally controlled, independent entities, whether empires or nation states, which recognize each other's sovereignty and territory. The Westphalian system did not create the nation-state, but the nation-state meets the criteria for its component states (by assuming that there is no disputed territory).[citation needed] Before the Westphalian system, the closest geopolitical system was the "Chanyuan system" established in East Asia in 1005 through the Treaty of Chanyuan, which, like the Westphalian peace treaties, designated national borders between the independent regimes of China's Song dynasty and the semi-nomadic Liao dynasty.[26] This system was copied and developed in East Asia in the following centuries until the establishment of the pan-Eurasian Mongol Empire in the 13th century.[27]

The nation-state received a philosophical underpinning in the era of Romanticism, at first as the "natural" expression of the individual peoples (romantic nationalism: see Johann Gottlieb Fichte's conception of the Volk, later opposed by Ernest Renan). The increasing emphasis during the 19th century on the ethnic and racial origins of the nation led to a redefinition of the nation-state in these terms.[25] Racism, which in Boulainvilliers's theories was inherently antipatriotic and antinationalist, joined itself with colonialist imperialism and "continental imperialism", most notably in pan-Germanic and pan-Slavic movements.[28]

The relationship between racism and ethnic nationalism reached its height in the 20th century through fascism and Nazism. The specific combination of "nation" ("people") and "state" expressed in such terms as the völkischer Staat and implemented in laws such as the 1935 Nuremberg laws made fascist states such as early Nazi Germany qualitatively different from non-fascist nation-states. Minorities were not considered part of the people (Volk) and were consequently denied to have an authentic or legitimate role in such a state. In Germany, neither Jews nor the Roma were considered part of the people, and both were specifically targeted for persecution. German nationality law defined "German" based on German ancestry, excluding all non-Germans from the people.[29]

In recent years, a nation-state's claim to absolute sovereignty within its borders has been criticized.[25] A global political system based on international agreements and supra-national blocs characterized the post-war era. Non-state actors, such as international corporations and non-governmental organizations, are widely seen as eroding the economic and political power of nation-states.

According to Andreas Wimmer and Yuval Feinstein, nation-states tended to emerge when power shifts allowed nationalists to overthrow existing regimes or absorb existing administrative units.[30] Xue Li and Alexander Hicks link the frequency of nation-state creation to processes of diffusion that emanate from international organizations.[31]

Before the nation-state

[edit]
Dissolution of the multiethnic Austro-Hungarian Empire (1918)

In Europe, during the 18th century, the classic non-national states were the multiethnic empires, the Austrian Empire, the Kingdom of France (and its empire), the Kingdom of Hungary,[32] the Russian Empire, the Portuguese Empire, the Spanish Empire, the Ottoman Empire, the British Empire, the Dutch Empire and smaller nations at what would now be called sub-state level. The multi-ethnic empire was a monarchy, usually absolute, ruled by a king, emperor or sultan.[a] The population belonged to many ethnic groups, and they spoke many languages. The empire was dominated by one ethnic group, and their language was usually the language of public administration. The ruling dynasty was usually, but not always, from that group.

This type of state is not specifically European: such empires existed in Asia, Africa and the Americas. Chinese dynasties, such as the Tang dynasty, the Yuan dynasty, and the Qing dynasty, were all multiethnic regimes governed by a ruling ethnic group. In the three examples, their ruling ethnic groups were the Han-Chinese, Mongols, and the Manchus. In the Muslim world, immediately after Muhammad died in 632, Caliphates were established.[33] Caliphates were Islamic states under the leadership of a political-religious successor to the Islamic prophet Muhammad.[34] These polities developed into multi-ethnic trans-national empires.[35] The Ottoman sultan, Selim I (1512–1520) reclaimed the title of caliph, which had been in dispute and asserted by a diversity of rulers and "shadow caliphs" in the centuries of the Abbasid-Mamluk Caliphate since the Mongols' sacking of Baghdad and the killing of the last Abbasid Caliph in Baghdad, Iraq 1258. The Ottoman Caliphate as an office of the Ottoman Empire was abolished under Mustafa Kemal Atatürk in 1924 as part of Atatürk's Reforms.

The Holy Roman Empire was a limited elective monarchy composed of hundreds of state-like entities.

Some of the smaller European states were not so ethnically diverse but were also dynastic states ruled by a royal house. Their territory could expand by royal intermarriage or merge with another state when the dynasty merged. In some parts of Europe, notably Germany, minimal territorial units existed. They were recognized by their neighbours as independent and had their government and laws. Some were ruled by princes or other hereditary rulers; some were governed by bishops or abbots. Because they were so small, however, they had no separate language or culture: the inhabitants shared the language of the surrounding region.

In some cases, these states were overthrown by nationalist uprisings in the 19th century. Liberal ideas of free trade played a role in German unification, which was preceded by a customs union, the Zollverein. However, the Austro-Prussian War and the German alliances in the Franco-Prussian War were decisive in the unification. The Austro-Hungarian Empire and the Ottoman Empire broke up after the First World War, but the Russian Empire was replaced by the Soviet Union in most of its multinational territory after the Russian Civil War.

A few of the smaller states survived: the independent principalities of Liechtenstein, Andorra, Monaco, and the Republic of San Marino. (Vatican City is a special case. All of the larger Papal States save the Vatican itself were occupied and absorbed by Italy by 1870. The resulting Roman Question was resolved with the rise of the modern state under the 1929 Lateran treaties between Italy and the Holy See.)

Characteristics

[edit]
Changes in national boundaries after the dissolutions of the Soviet Union and Czechoslovakia, the breakup of Yugoslavia and the reunification of Germany

"Legitimate states that govern effectively and dynamic industrial economies are widely regarded today [2004] as the defining characteristics of a modern nation-state."[36]

Nation-states have their characteristics differing from pre-national states. For a start, they have a different attitude to their territory compared to dynastic monarchies: it is semisacred and nontransferable. No nation would swap territory with other states simply, for example, because the king's daughter married. They have a different type of border, in principle, defined only by the national group's settlement area. However, many nation-states also sought natural borders (rivers, mountain ranges). They are constantly changing in population size and power because of the limited restrictions of their borders.

The most noticeable characteristic is the degree to which nation-states use the state as an instrument of national unity in economic, social and cultural life.

The nation-state promoted economic unity by abolishing internal customs and tolls. In Germany, that process, the creation of the Zollverein, preceded formal national unity. Nation states typically have a policy to create and maintain national transportation infrastructure, facilitating trade and travel. In 19th-century Europe, the expansion of the rail transport networks was at first largely a matter for private railway companies but gradually came under the control of the national governments. The French rail network, with its main lines radiating from Paris to all corners of France, is often seen as a reflection of the centralised French nation-state, which directed its construction. Nation states continue to build, for instance, specifically national motorway networks. Specifically, transnational infrastructure programmes, such as the Trans-European Networks, are a recent innovation.

The nation-states typically had a more centralised and uniform public administration than their imperial predecessors: they were smaller, and the population was less diverse. (The internal diversity of the Ottoman Empire, for instance, was very great.) After the 19th-century triumph of the nation-state in Europe, regional identity was subordinate to national identity in regions such as Alsace-Lorraine, Catalonia, Brittany and Corsica. In many cases, the regional administration was also subordinated to the central (national) government. This process was partially reversed from the 1970s onward, with the introduction of various forms of regional autonomy, in formerly centralised states such as Spain or Italy.

The most apparent impact of the nation-state, as compared to its non-national predecessors, is creating a uniform national culture through state policy. The model of the nation-state implies that its population constitutes a nation, united by a common descent, a common language and many forms of shared culture. When implied unity was absent, the nation-state often tried to create it. It promoted a uniform national language through language policy. The creation of national systems of compulsory primary education and a relatively uniform curriculum in secondary schools was the most effective instrument in the spread of the national languages. The schools also taught national history, often in a propagandistic and mythologised version, and (especially during conflicts) some nation-states still teach this kind of history.[37][38][39][40][41]

Language and cultural policy was sometimes hostile, aimed at suppressing non-national elements. Language prohibitions were sometimes used to accelerate the adoption of national languages and the decline of minority languages (see examples: Anglicisation, Bulgarization, Croatization, Czechization, Dutchification, Francisation, Germanisation, Hellenization, Hispanicization, Italianization, Lithuanization, Magyarisation, Polonisation, Russification, Serbization, Slovakisation, Swedification, Turkification).

In some cases, these policies triggered bitter conflicts and further ethnic separatism. But where it worked, the cultural uniformity and homogeneity of the population increased. Conversely, the cultural divergence at the border became sharper: in theory, a uniform French identity extends from the Atlantic coast to the Rhine, and on the other bank of the Rhine, a uniform German identity begins. Both sides have divergent language policy and educational systems to enforce that model.

In practice

[edit]
Map of territorial changes in Europe after World War I (as of 1923)

The notion of a unifying "national identity" also extends to countries that host multiple ethnic or language groups, such as India. For example, Switzerland is constitutionally a confederation of cantons and has four official languages. Still, it also has a "Swiss" national identity, a national history and a classic national hero, Wilhelm Tell.[42]

Innumerable conflicts have arisen where political boundaries did not correspond with ethnic or cultural boundaries.

After World War II in the Josip Broz Tito era, nationalism was appealed to for uniting South Slav peoples. Later in the 20th century, after the break-up of the Soviet Union, leaders appealed to ancient ethnic feuds or tensions that ignited conflict between the Serbs, Croats, and Slovenes, as well as Bosniaks, Montenegrins and Macedonians, eventually breaking up the long collaboration of peoples. Ethnic cleansing was carried out in the Balkans, destroying the formerly socialist republic and producing the civil wars in Croatia and Bosnia and Herzegovina in 1992–95, resulting in mass population displacements and segregation that radically altered what was once a highly diverse and intermixed ethnic makeup of the region. These conflicts were mainly about creating a new political framework of states, each of which would be ethnically and politically homogeneous. Serbs, Croats and Bosniaks insisted they were ethnically distinct, although many communities had a long history of intermarriage.[citation needed]

Belgium is a classic example of a state that is not a nation-state.[citation needed] The state was formed by secession from the United Kingdom of the Netherlands in 1830, whose neutrality and integrity was protected by the Treaty of London 1839; thus, it served as a buffer state after the Napoleonic Wars between the European powers France, Prussia (after 1871 the German Empire) and the United Kingdom until World War I, when the Germans breached its neutrality. Currently, Belgium is divided between the Flemings in the north, the French-speaking population in the south, and the German-speaking population in the east. The Flemish population in the north speaks Dutch, the Walloon population in the south speaks either French or, in the east of Liège Province, German. The Brussels population speaks French or Dutch.

The Flemish identity is also cultural, and there is a strong separatist movement espoused by the political parties, the right-wing Vlaams Belang and the New Flemish Alliance. The Francophone Walloon identity of Belgium is linguistically distinct and regionalist. There is also unitary Belgian nationalism, several versions of a Greater Netherlands ideal, and a German-speaking community of Belgium annexed from Germany in 1920 and re-annexed by Germany in 1940–1944. However, these ideologies are all very marginal and politically insignificant during elections.

Ethnolinguistic map of mainland China and Taiwan[43]

China covers a large geographic area and uses the concept of "Zhonghua minzu" or Chinese nationality, in the sense of ethnic groups. Still, it also officially recognizes the majority Han ethnic group which accounts for over 90% of the population, and no fewer than 55 ethnic national minorities.

According to Philip G. Roeder, Moldova is an example of a Soviet-era "segment-state" (Moldavian SSR), where the "nation-state project of the segment-state trumped the nation-state project of prior statehood. In Moldova, despite strong agitation from university faculty and students for reunification with Romania, the nation-state project forged within the Moldavian SSR trumped the project for a return to the interwar nation-state project of Greater Romania."[44] See Controversy over linguistic and ethnic identity in Moldova for further details.

Specific cases

[edit]

Israel

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Israel was founded as a Jewish state in 1948. Its Basic Laws describe it as both a Jewish and a democratic state. The Basic Law: Israel as the Nation-State of the Jewish People (2018) explicitly specifies the nature of the State of Israel as the nation-state of the Jewish people.[45][46] According to the Israel Central Bureau of Statistics, 75.7% of Israel's population are Jews.[47] Arabs, who make up 20.4% of the population, are the largest ethnic minority in Israel. Israel also has very small communities of Armenians, Circassians, Assyrians, Samaritans.[48] There are also some non-Jewish spouses of Israeli Jews. However, these communities are very small, and usually number only in the hundreds or thousands.[49]

Kingdom of the Netherlands

[edit]

The Kingdom of the Netherlands presents an unusual example in which one kingdom represents four distinct countries. The four countries of the Kingdom of the Netherlands are:[50]

Each is expressly designated as a land in Dutch law by the Charter for the Kingdom of the Netherlands.[51] Unlike the German Länder and the Austrian Bundesländer, landen is consistently translated as "countries" by the Dutch government.[52][53][54]

Spain

[edit]
Iberian monarchies and kingdoms in 1400

While historical monarchies often brought together different kingdoms/territories/ethnic groups under the same crown, in modern nation states political elites seek a uniformity of the population, leading to state nationalism.[55][56] In the case of the Christian territories of the future Spain, neighboring Al-Andalus, there was an early perception of ethnicity, faith and shared territory in the Middle Ages (13th–14th centuries), as documented by the Chronicle of Muntaner in the proposal of the Castilian king to the other Christian kings of the peninsula: "if these four Kings of Spain whom he named, who are of one flesh and blood, held together, little need they fear all the other powers of the world".[57][58][59] After the dynastic union of the Catholic Monarchs in the 15th century, the Spanish Monarchy ruled over different kingdoms, each with its own cultural, linguistic and political particularities, and the kings had to swear by the Laws of each territory before the respective Parliaments. Forming the Spanish Empire, at this time the Hispanic Monarchy had its maximum territorial expansion.

After the War of the Spanish Succession, rooted in the political position of the Count-Duke of Olivares and the absolutism of Philip V, the assimilation of the Crown of Aragon by the Castilian Crown through the Decrees of Nueva Planta was the first step in the creation of the Spanish nation-state. As in other contemporary European states, political union was the first step in the creation of the Spanish nation-state, in this case not on a uniform ethnic basis, but through the imposition of the political and cultural characteristics of the dominant ethnic group, in this case the Castilians, over those of other ethnic groups, who became national minorities to be assimilated.[60][61] In fact, since the political unification of 1714, Spanish assimilation policies towards Catalan-speaking territories (Catalonia, Valencia, the Balearic Islands, part of Aragon) and other national minorities, as Basques and Galicians, have been a historical constant.[62][63][64][65][66]

School map of Spain from 1850. On it, the State is divided into four parts: – "Fully constitutional Spain", which includes Castile and the Galician-speaking territories. – "Annexed or assimilated Spain": the territories of the Crown of Aragon, the more significant part of which, except Aragon proper, are Catalan-speaking-, "Foral Spain", which includes Basque-speaking territories, – and "Colonial Spain", with the last overseas colonial territories.

The process of assimilation began with secret instructions to the corregidores of the Catalan territory: they "will take the utmost care to introduce the Castilian language, for which purpose he will give the most temperate and disguised measures so that the effect is achieved, without the care being noticed."[67] From there, actions in the service of assimilation, discreet or aggressive, were continued, and reached to the last detail, such as, in 1799, the Royal Certificate forbidding anyone to "represent, sing and dance pieces that were not in Spanish."[67] These nationalist policies, sometimes very aggressive,[68][69][70][71] and still in force,[72][73][74][75] have been, and still are, the seed of repeated territorial conflicts within the State.

Although official Spanish history describes a "natural" decline of the Catalan language and increasing replacement by Spanish between the 16th and 19th centuries, especially among the upper classes, a survey of language usage in 1807, commissioned by Napoleon, indicates that except in the royal courts, Spanish is absent from everyday life. It is indicated that Catalan "is taught in schools, printed and spoken, not only among the lower class, but also among people of first quality, also in social gatherings, as in visits and congresses", indicating that it is spoken everywhere "except in the royal courts". He also indicates that Catalan is also spoken "in the Kingdom of Valencia, in the islands of Mallorca, Menorca, Ibiza, Sardinia, Corsica and much of Sicily, in the Vall of Aran and Cerdaña".[76]

The nationalization process accelerated in the 19th century, in parallel to the origin of Spanish nationalism, the social, political and ideological movement that tried to shape a Spanish national identity based on the Castilian model, in conflict with the other historical nations of the State. Politicians of the time were aware that despite the aggressive policies pursued up to that time, the uniform and monocultural "Spanish nation" did not exist, as indicated in 1835 by Antonio Alcalà Galiano, when in the Cortes del Estatuto Real he defended the effort

"To make the Spanish nation a nation that neither is nor has been until now."[77]

In 1906, the Catalanist party Solidaritat Catalana was founded to try to mitigate the economically and culturally oppressive treatment of Spain towards the Catalans. One of the responses of Spanish nationalism came from the military state with statements such as that of the publication La Correspondencia militar: "The Catalan problem is not solved, well, by freedom, but by restriction; not by palliatives and pacts, but by iron and fire". Another came from important Spanish intellectuals, such as Pio Baroja and Blasco Ibáñez, calling the Catalans "Jews", considered a serious insult at that time when racism was gaining strength.[71] Building the nation (as in France, it was the state that created the nation, and not the opposite process) is an ideal that the Spanish elites constantly reiterated, and, one hundred years later than Alcalá Galiano, for example, we can also find it in the mouth of the fascist José Pemartín, who admired the German and Italian modeling policies:[71]

"There is an intimate and decisive dualism, both in Italian fascism and in German National Socialism. On the one hand, the Hegelian doctrine of the absolutism of the state is felt. The State originates in the Nation, educates and shapes the mentality of the individual; is, in Mussolini's words, the soul of the soul»

And will be found again two hundred years later, from the socialist Josep Borrell:[78]

The modern history of Spain is an unfortunate history that meant that we did not consolidate a modern State. Independenceists think that the nation makes the State. I think the opposite. The State makes the nation. A strong State, which imposes its language, culture, education.

The turn of the 20th century, and the first half of that century, have seen the most ethnic violence, coinciding with a racism that even came to identify states with races; in the case of Spain, with a supposed Spanish race sublimated in Castilian, of which national minorities were degenerate forms, and the first of those that needed to be exterminated.[71] There were even public proposals for the repression of whole Catalonia, and even the extermination of Catalans, such as that of Juan Pujol, Head of Press and Propaganda of the Junta de Defensa Nacional during the Spanish Civil War, in La Voz de España,[79] or that of Queipo de Llano, in a radio address[80][81] in 1936, among others.

The influence of Spanish nationalism could be found in a pogrom in Argentina, during the Tragic Week, in 1919.[82] It was called to attack Jews and Catalans indiscriminately, possibly because the influence of Spanish nationalism, which at the time described Catalans as a Semitic ethnicity.[71]

Also, one can find discourses on the alienation of Catalan speakers, such as, for example, an article entitled «Cataluña bilingüe», by Menéndez Pidal, in which he defends the Romanones decree against the Catalan language, published in El Imparcial, on 15 December 1902:[71]

«… There they will see that the Courts of the Catalan-Aragonese Confederation never had Catalan as their official language; that the kings of Aragon, even those of the Catalan dynasty, used Catalan only in Catalonia, and used Spanish not only in the Cortes of Aragon, but also in foreign relations, the same with Castile or Navarre as with the infidel kings of Granada, from Africa or Asia, because even in the most important days of Catalonia, Spanish prevailed as the language of the Aragonese kingdom and Catalan was reserved for the peculiar affairs of the Catalan county..."

or the article "Los Catalanes. A las Cortes Constituyentes », appeared in several newspapers, among others: El Dia de Alicante, June 23, 1931, El Porvenir Castellano and El Noticiero de Soria, July 2, 1931, in the Heraldo de Almeria on June 4, 1931, sent by the "Pro-Justice Committee", with a post office box in Madrid:[71]

"The Catalanists have recently declared that they are not Spanish, nor do they want to be, nor can they be. They have also been saying for a long time that they are an oppressed, enslaved, exploited people. It is imperative to do them justice... That they return to Phenicia or that they go wherever they want to admit them. When the Catalan tribes saw Spain and settled in the Spanish territory that is now occupied by the provinces of Barcelona, Gerona, Lérida and Tarragona, how little they imagined that the case of the captivity of the tribes of Israel in Egypt would be repeated there! !... Let us respect his most holy will. They are eternally inadaptable... Their cowardice and selfishness leaves them no room for fraternity... So, we propose to the Constituent Cortes the expulsion of the Catalanists... You are free! The Republic opens wide the doors of Spain, your prison. go away Get out of here. Go back to Phenicia, or go wherever you want, how big is the world."

The main scapegoat of Spanish nationalism is the non-Spanish languages, which over the last three hundred years have been tried to be replaced by Spanish with hundreds of laws and regulations,[70] but also with acts of great violence, such as during the civil war. For example, the statements of Queipo de Llano can be found in the article entitled "Against Catalonia, the Israel of the Modern World", published in the Diario Palentino on November 26, 1936, where it is dropped that in America Catalans are considered a race of Jews, because they use the same procedures that the Hebrews perform in all the nations of the Globe. And considering the Catalans as Hebrews and considering his anti-Semitism "Our struggle is not a civil war, but a war for Western civilization against the Jewish world," it is not surprising that Queipo de Llano expressed his anti-Catalan intentions: "When the war is over, Pompeu Fabra and his works will be dragged along the Ramblas"[71] (it was not talk to talk, the house of Pompeu Fabra, the standardizer of Catalan language, was raided and his huge personal library burned in the middle of the street. Pompeu Fabra was able to escape into exile).[83] Another example of fascist aggression towards the Catalan language is pointed out by Paul Preston in "The Spanish Holocaust",[84] given that during the civil war it practically led to an ethnic conflict:

"In the days following the occupation of Lleida (…), the republican prisoners identified as Catalans were executed without trial. Anyone who heard them speak Catalan was very likely to be arrested. The arbitrary brutality of the anti-Catalan repression reached such a point that Franco himself had to issue an order ordering that mistakes that could later be regretted be avoided ". "There are examples of the murder of peasants for no other apparent reason than that of speaking Catalan"

After a possible attempt at ethnic cleansing,[63][71] the biopolitical imposition of Spanish during the Franco dictatorship, to the point of being considered an attempt at cultural genocide, democracy consolidated an apparent asymmetric regime of bilingualism of sorts, wherein the Spanish government has employed a system of laws that favored Spanish over Catalan,[85][86][87][88][72][73][89][74] which becomes the weaker of the two languages, and therefore, in the absence of other states where it is spoken, is doomed to extinction in the medium or short term. In the same vein, its use in the Spanish Congress is prevented,[90][91] and it is prevented from achieving official status Europe, unlike less spoken languages such as Gaelic.[92] In other institutional areas, such as justice, Plataforma per la Llengua has denounced Catalanophobia. The association Soberania i Justícia have also denounced it in an act in the European Parliament. It also takes the form of linguistic secessionism, originally advocated by the Spanish extreme right and which has finally been adopted by the Spanish government itself and state bodies.[93][94][95]

In November 2005, Omnium Cultural organized a meeting of Catalan and Madrid intellectuals in the Círculo de bellas artes in Madrid to show support for ongoing reform of Catalan Statute of Autonomy, which sought to resolve territorial tensions, and among other things better protect the Catalan language. On the Catalan side, a flight was made with one hundred representatives of the cultural, civic, intellectual, artistic and sporting world of Catalonia, but on the Spanish side, except Santiago Carrillo, a politician from the Second Republic, did not attend any more.[96][97] The subsequent failure of the statutory reform with respect to its objectives opened the door to the growth of Catalan sovereignty.[98]

Apart from language discrimination by public officials,[99][100] e.g. in the hospitals,[101] the prohibition until September 2023 (47 years after Franco's death) of using the Catalan language in state institutions such as Court,[102] despite being the former Crown of Aragon, with three Catalan-speaking territories, one of the co-founders of the current Spanish state, is nothing more than the continuation of the foreignization of Catalan-speaking people from the first third of the 20th century, in full swing of state racism and fascism. It also can be pointed the linguistic secessionism, originally advocated by the Spanish far right and which has finally been adopted by the Spanish government itself and state bodies.[93][103] By fragmenting Catalan language into as many languages as territories, it becomes inoperative, economically suffocated, and becomes a political toy in the hands of territorial politicians.

Susceptible to be classified as an ethnic democracy, the Spanish State currently only recognizes the Romani as a national minority, excluding Catalans (and, of course, Valencians and Balearic), Basques and Galicians. However, it is evident to any external observer that there are social diversities within the Spanish State that qualify as manifestations of national minorities, such as, for example, the existence of the main three linguistic minorities in their ancestral territories.[104]

United Kingdom

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The United Kingdom is an unusual example of a nation state due to its "countries within a country". The United Kingdom is formed by the union of England, Scotland, Wales and Northern Ireland, but it is a unitary state formed initially by the merger of two independent kingdoms, the Kingdom of England (which already included Wales) and the Kingdom of Scotland, but the Treaty of Union (1707) that set out the agreed terms has ensured the continuation of distinct features of each state, including separate legal systems and separate national churches.[105][106][107]

In 2003, the British Government described the United Kingdom as "countries within a country".[108] While the Office for National Statistics and others describe the United Kingdom as a "nation state",[109][110] others, including a then Prime Minister, describe it as a "multinational state",[111][112][113] and the term Home Nations is used to describe the four national teams that represent the four nations of the United Kingdom (England, Northern Ireland, Scotland, Wales).[114] Some refer to it as a "Union State".[115][116]

Minorities

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The most obvious deviation from the ideal of "one nation, one state" is the presence of minorities, especially ethnic minorities, which are clearly not members of the majority nation. An ethnic nationalist definition of a nation is necessarily exclusive: ethnic nations typically do not have open membership. In most cases, there is a clear idea that surrounding nations are different, and that includes members of those nations who live on the "wrong side" of the border. Historical examples of groups who have been specifically singled out as outsiders are the Roma and Jews in Europe.

Negative responses to minorities within the nation state have ranged from cultural assimilation enforced by the state, to expulsion, persecution, violence, and extermination. The assimilation policies are usually enforced by the state, but violence against minorities is not always state-initiated: it can occur in the form of mob violence such as lynching or pogroms. Nation states are responsible for some of the worst historical examples of violence against minorities not considered part of the nation.

However, many nation states accept specific minorities as being part of the nation, and the term national minority is often used in this sense. The Sorbs in Germany are an example: for centuries they have lived in German-speaking states, surrounded by a much larger ethnic German population, and they have no other historical territory. They are now generally considered to be part of the German nation and are accepted as such by the Federal Republic of Germany, which constitutionally guarantees their cultural rights. Of the thousands of ethnic and cultural minorities in nation states across the world, only a few have this level of acceptance and protection.

Multiculturalism is an official policy in some states, establishing the ideal of coexisting existence among multiple and separate ethnic, cultural, and linguistic groups. Other states prefer the interculturalism (or "melting pot" approach) alternative to multiculturalism, citing problems with latter as promoting self-segregation tendencies among minority groups, challenging national cohesion, polarizing society in groups that can't relate to one another, generating problems in regard to minorities and immigrants' fluency in the national language of use and integration with the rest of society (generating hate and persecution against them from the "otherness" they would generate in such a case according to its adherents), without minorities having to give up certain parts of their culture before being absorbed into a now changed majority culture by their contribution. Many nations have laws protecting minority rights.

When national boundaries that do not match ethnic boundaries are drawn, such as in the Balkans and Central Asia, ethnic tension, massacres and even genocide, sometimes has occurred historically (see Bosnian genocide and 2010 South Kyrgyzstan ethnic clashes).

Irredentism

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The Greater German Reich under Nazi Germany in 1943

In principle, the border of a nation state would extend far enough to include all the members of the nation, and all of the national homeland. Again, in practice, some of them always live on the 'wrong side' of the border. Part of the national homeland may be there too, and it may be governed by the 'wrong' nation. The response to the non-inclusion of territory and population may take the form of irredentism: demands to annex unredeemed territory and incorporate it into the nation state.

Irredentist claims are usually based on the fact that an identifiable part of the national group lives across the border. However, they can include claims to territory where no members of that nation live at present, because they lived there in the past, the national language is spoken in that region, the national culture has influenced it, geographical unity with the existing territory, or a wide variety of other reasons. Past grievances are usually involved and can cause revanchism.

It is sometimes difficult to distinguish irredentism from pan-nationalism, since both claim that all members of an ethnic and cultural nation belong in one specific state. Pan-nationalism is less likely to specify the nation ethnically. For instance, variants of Pan-Germanism have different ideas about what constituted Greater Germany, including the confusing term Grossdeutschland, which, in fact, implied the inclusion of huge Slavic minorities from the Austro-Hungarian Empire.

Typically, irredentist demands are at first made by members of non-state nationalist movements. When they are adopted by a state, they typically result in tensions, and actual attempts at annexation are always considered a casus belli, a cause for war. In many cases, such claims result in long-term hostile relations between neighbouring states. Irredentist movements typically circulate maps of the claimed national territory, the greater nation state. That territory, which is often much larger than the existing state, plays a central role in their propaganda.

Irredentism should not be confused with claims to overseas colonies, which are not generally considered part of the national homeland. Some French overseas colonies would be an exception: French rule in Algeria unsuccessfully treated the colony as a département of France.

Future

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It has been speculated by both proponents of globalization and various science fiction writers that the concept of a nation state may disappear with the ever-increasing interconnectedness of the world.[25] Such ideas are sometimes expressed around concepts of a world government. Another possibility is a move into communal anarchy or zero world government, in which nation states no longer exist.

Clash of civilizations

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The theory of the clash of civilizations lies in direct contrast to cosmopolitan theories about an ever more connected world that no longer requires nation states. According to political scientist Samuel P. Huntington, people's cultural and religious identities will be the primary source of conflict in the post–Cold War world.

The theory was originally formulated in a 1992 lecture[117] at the American Enterprise Institute, which was then developed in a 1993 Foreign Affairs article titled "The Clash of Civilizations?",[118] in response to Francis Fukuyama's 1992 book, The End of History and the Last Man. Huntington later expanded his thesis in a 1996 book The Clash of Civilizations and the Remaking of World Order.

Huntington began his thinking by surveying the diverse theories about the nature of global politics in the post–Cold War period. Some theorists and writers argued that human rights, liberal democracy and capitalist free market economics had become the only remaining ideological alternative for nations in the post–Cold War world. Specifically, Francis Fukuyama, in The End of History and the Last Man, argued that the world had reached a Hegelian "end of history".

Huntington believed that while the age of ideology had ended, the world had reverted only to a normal state of affairs characterized by cultural conflict. In his thesis, he argued that the primary axis of conflict in the future will be along cultural and religious lines.

As an extension, he posits that the concept of different civilizations, as the highest rank of cultural identity, will become increasingly useful in analyzing the potential for conflict.

In the 1993 Foreign Affairs article, Huntington writes:

It is my hypothesis that the fundamental source of conflict in this new world will not be primarily ideological or primarily economic. The great divisions among humankind and the dominating source of conflict will be cultural. Nation states will remain the most powerful actors in world affairs, but the principal conflicts of global politics will occur between nations and groups of different civilizations. The clash of civilizations will dominate global politics. The fault lines between civilizations will be the battle lines of the future.[118]

Sandra Joireman suggests that Huntington may be characterised as a neo-primordialist, as, while he sees people as having strong ties to their ethnicity, he does not believe that these ties have always existed.[119]

Historiography

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Historians often look to the past to find the origins of a particular nation state. Indeed, they often put so much emphasis on the importance of the nation state in modern times, that they distort the history of earlier periods in order to emphasize the question of origins. Lansing and English argue that much of the medieval history of Europe was structured to follow the historical winners—especially the nation states that emerged around Paris and London. Important developments that did not directly lead to a nation state get neglected, they argue:

one effect of this approach has been to privilege historical winners, aspects of medieval Europe that became important in later centuries, above all the nation state.... Arguably the liveliest cultural innovation in the 13th century was the Mediterranean, centered on Frederick II's polyglot court and administration in Palermo...Sicily and the Italian South in later centuries suffered a long slide into overtaxed poverty and marginality. Textbook narratives, therefore, focus not on medieval Palermo, with its Muslim and Jewish bureaucracies and Arabic-speaking monarch, but on the historical winners, Paris and London.[120]

See also

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Notes

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References

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Revisions and contributorsEdit on WikipediaRead on Wikipedia
from Grokipedia
A is a political entity comprising a exercising over a defined inhabited predominantly by a cohesive sharing common cultural, linguistic, and historical attributes that foster a . This alignment of state apparatus with national homogeneity distinguishes nation-states from empires or multi-ethnic federations, where governance often spans disparate groups lacking unified self-perception. The concept crystallized in following the in 1648, which ended the and established principles of territorial and non-interference, laying foundational norms for the modern state system. Subsequent nationalist movements in the , particularly in the and , exemplified the deliberate construction of nation-states through the consolidation of fragmented principalities into culturally coherent polities. Key characteristics include defined borders, monopoly on legitimate force within the territory, by other states, and policies promoting national unity via standardized , , and symbols. While nation-states facilitated stability and economic development in homogeneous settings, such as post-unification or , mismatches between imposed state boundaries and ethnic realities—often legacies of colonial partitions—have precipitated conflicts, secessions, and instability in regions like the and . In the contemporary era, challenges from , migration, and supranational bodies like the test the resilience of national , yet the nation-state remains the primary unit of , with approximately 195 recognized entities worldwide.

Definition and Fundamentals

Conceptual Definition

A nation-state is a political entity in which the territorial boundaries of the state align with the cultural and ethnic boundaries of a —a stable of bound together by shared language, history, traditions, and a of common identity. This alignment enables the state to derive its legitimacy from representing and governing that as a cohesive unit, rather than a diverse aggregation of subjects or tribes. In political theory, the concept fuses the juridical attributes of a state—permanent , defined , , and capacity for —with the sociological attributes of a , emphasizing self-perceived unity over mere administrative convenience. Central to the nation-state is the principle of , which entails the exclusive authority of the to exercise control within its borders, including a monopoly on the legitimate use of physical , without interference from external powers. This is operationalized through institutions such as bureaucracies staffed by nationals and a centralized apparatus that enforces laws uniformly across the territory. The , as the "nation," must exhibit sufficient homogeneity to foster social cohesion and loyalty to the state, typically measured by linguistic uniformity (e.g., over 90% speaking a primary language in prototypical cases like or , though exact metrics vary) or historical narratives of shared descent and struggles. However, empirical assessments reveal that pure homogeneity is rare; most nation-states contain ethnic minorities comprising 5-20% of the , challenging the ideal but not invalidating the conceptual framework when the dominant prevails. The nation-state differs conceptually from multinational empires or federations by prioritizing national as the basis for political , where the state's purpose is to protect and advance the nation's interests rather than subjugate disparate groups. This model presupposes causal linkages between and effective : shared culture reduces transaction costs in policy implementation and enhances against threats, as evidenced by lower rates in more homogeneous states compared to multiethnic ones (e.g., onset probabilities drop by factors of 2-3 with ethnic fractionalization below 0.5, per cross-national datasets from 1946-2000). Yet, the concept acknowledges variability; in practice, nation-state formation often involves deliberate state policies to cultivate national consciousness, such as standardized and media, to bridge gaps between diverse populations.

Key Characteristics

The nation-state combines the institutional framework of a with the cultural cohesion of a , where the political boundaries of the state ideally encompass a sharing core elements of identity such as , , , or traditions, thereby deriving legitimacy from serving that group's . This congruence distinguishes nation-states from multi-ethnic empires, which govern heterogeneous populations without prioritizing a singular national core, or from city-states, which lack the expansive territorial and demographic scale tied to modern national identities. Fundamental to the state component are four criteria for statehood: a permanent ; a defined with fixed borders; an effective maintaining control; and the capacity to enter into relations with other states, as codified in Article 1 of the on the Rights and Duties of States signed on December 26, 1933. The holds a monopoly on the legitimate use of physical force within its , enabling it to enforce laws, collect taxes, and defend —a principle central to the modern state's authority, as defined by in his 1919 lecture "." This monopoly underpins internal order and external independence, with the state's bureaucratic apparatus administering justice, education, and security uniformly across the national . The "nation" aspect emphasizes social unity, where citizens perceive themselves as part of an "imagined community" bound by shared myths, memories, and cultural practices, fostering loyalty and enabling the state to mobilize resources for defense or development. While pure homogeneity is rare—most contemporary nation-states contain minorities—the prevailing national group views the state as their homeland, with policies often promoting assimilation or cultural standardization to reinforce cohesion. International recognition by other states affirms this status, though de facto control and national self-identification can sustain nation-state claims absent universal acknowledgment.

Distinctions from Other Forms

The nation-state differs from an in that it derives legitimacy from the self-rule of a cohesive national community sharing a common identity, , and historical , rather than from a dominant center exerting hierarchical control over heterogeneous peripheries through conquest or indirect . , such as the Roman or Ottoman variants, typically encompass multiple ethnic groups with varying degrees of or assimilation, prioritizing expansion and tribute over national homogeneity, which often leads to reliance on personal loyalty to rulers or universal ideologies like imperial faith rather than tied to a specific people. In contrast, the nation-state's territorial boundaries ideally correspond to 's ethnographic extent, fostering direct by and for the nation, as exemplified by post-1648 European developments where absolutist monarchies transitioned toward national consolidation. Unlike multinational states, which integrate multiple distinct nations or ethnic groups under a single framework—often resulting in institutionalized power-sharing or segmental to manage internal divisions—the nation-state presupposes a predominant national majority that subsumes minorities, minimizing sub-national cleavages in favor of overarching unity. Examples of multinational states include , where Flemish and Walloon communities maintain separate linguistic and cultural institutions, or pre-1991 , which balanced over 100 ethnic groups through federal republics but suppressed full national to preserve the supranational state. Nation-states, by design, cultivate a singular civic or ethnic identity to legitimize centralized authority, as seen in France's post-Revolutionary assimilation policies that prioritized and culture across regions, reducing Breton or Occitan particularism. City-states represent another departure, being compact polities confined to a urban core and its immediate , governed often by oligarchic or elites without the expansive or mass-mobilized national sentiment characteristic of nation-states. Ancient examples like or emphasized civic participation among citizens but lacked the modern nation-state's emphasis on for an entire ethnic nation; contemporary instances, such as , function as sovereign economic enclaves with multi-ethnic populations managed through pragmatic rather than primordial national bonds. This scale limitation precludes the nation-state's capacity for large-scale military or across diverse landscapes, which historically enabled nation-states to compete effectively against empires. Confederations, as voluntary associations of independent states with delegated powers to a weak central authority, contrast with the nation-state's robust, indivisible vested in a national government, whether unitary or federal. Under the U.S. (1781–1789), member states retained primary sovereignty, leading to inefficiencies like inadequate taxation and defense, which were rectified by the 1787 Constitution establishing a federal nation-state prioritizing national over state loyalties. Nation-states, even federal ones like post-1871, integrate sub-units within a national framework where the center enforces unity, unlike confederations' emphasis on member vetoes and exit rights, as in the Swiss Confederation before its 1848 federal turn. This structural cohesion allows nation-states to project unified and internal cohesion, absent in looser unions.

Historical Origins and Evolution

Ancient and Medieval Precursors

In ancient , Sumerian city-states such as and emerged around 3000 BCE as independent polities, each governed by a () who held authority over a defined urban center, surrounding agricultural territory, and a bound by shared religious cults and administration, marking early instances of localized and communal organization. These entities maintained through fortified walls, control, and warfare among rivals, though lacking unified ethnic homogeneity or expansive national consciousness, they prefigured state-like structures by integrating political, economic, and cultic functions within bounded domains. Ancient Egypt achieved unification circa 3100 BCE under (also identified as ), who conquered from , establishing a centralized ruled by a embodying divine kingship over the "Two Lands," with standardized administration, hieroglyphic records, and Nile-based territory fostering a cohesive realm despite periodic fragmentation. This dynastic structure endured through (c. 2686–2181 BCE), where pharaonic authority centralized taxation, pyramid construction, and legal codes, creating proto-state cohesion through religious ideology linking ruler, land, and people, though multi-ethnic elements and divine absolutism diverged from modern national sovereignty. In , the () developed from the 8th century BCE, exemplified by and , where autonomous communities integrated citizen assemblies, militias, and territorial claims, with male citizens sharing civic duties, laws, and patron deities, laying groundwork for collective and independent of imperial overlords. Over 1,000 poleis existed by the 5th century BCE, varying in regime from Spartan to , but unified by Hellenic cultural ties against Persian threats, as in the (499–449 BCE), hinting at ethnic solidarity precursors to , albeit confined to small-scale, non-territorial expansive states. Medieval Europe saw feudal fragmentation evolve toward centralized kingdoms with emerging communal bonds. In , (r. 871–899 CE) resisted Viking invasions by unifying Anglo-Saxon ealdormanries into a system of fortified towns and promoting English translations of laws and chronicles, fostering a shared "Angelcynn" (English kin) identity against external foes, as evidenced by his victories like Edington in 878 CE. This laid dynastic and cultural foundations for later English , though remained primarily local and personal rather than abstract national. The in , commencing with in 987 CE, incrementally consolidated royal domain around through strategic marriages and feudal subordinations, developing bureaucratic mechanisms and associating kingship with saintly cults like Saint Denis to evoke Frankish continuity, thereby nurturing proto-French cohesion amid linguistic and customary diversity. By the 13th century under II Augustus (r. 1180–1223 CE), territorial expansion via conquests like Bouvines in 1214 CE enhanced royal prestige, but identities hinged on vassalage and dialectal regions, not uniform . The Hundred Years' War (1337–1453 CE) intensified proto-national sentiments through protracted Anglo-French rivalry, with English longbow victories like Crécy (1346 CE) and (1356 CE) reinforcing insular identity, while French recovery under Charles VII (r. 1422–1461 CE), aided by Joan of Arc's campaign in 1429 CE, galvanized resistance framing the conflict as defense of the realm against foreign dominion. Propaganda, taxation for war, and vernacular mobilization in both kingdoms cultivated antagonism-based cohesion, though driven by dynastic claims rather than ideological , prefiguring modern state loyalty amid feudal . In contrast, the Holy Roman Empire's elective structure and princely autonomies from the onward exemplified persistent supranational fragmentation, underscoring the exceptionalism of emerging Western monarchies.

Early Modern Formation in Europe

The formation of early modern states in Europe, from roughly the 16th to 18th centuries, marked a shift from medieval feudal fragmentation to centralized territorial entities with monopolies on legitimate violence, precursors to the nation-state. This process began around the 16th century, driven by rulers consolidating power over demarcated territories amid rising commerce, population recovery post-1500, and institutional reforms. States evolved into fiscal-military complexes with permanent taxation replacing feudal levies, as seen in Holland where tax burdens increased from 5-7% in the late 16th century to over 14% by the late 17th, alongside public debt surging from under 10 million to 200 million guilders. Military innovations, particularly gunpowder artillery, compelled monarchs to dismantle private fortifications and build standing armies, enhancing coercive capacity; empirical evidence from castle ownership data correlates this with state centralization in , , and during the transition from medieval to early modern periods. In , (chief minister 1624-1642) advanced centralization by suppressing noble rebellions, razing over 200 Huguenot strongholds after the 1628 siege, and subordinating provincial governors to royal intendants, thereby restraining aristocratic autonomy. His successor under (r. 1643-1715) expanded this absolutism, professionalizing administration from 7,000-8,000 officers in the early to 80,000 by the late 17th, while Versailles centralized court life to monitor . Comparable efforts in utilized conciliar bodies for oversight across composite realms, and in , prikazy offices proliferated from the 1550s to over 70 by the 17th century. The (1648), ending the , crystallized these trends by affirming territorial sovereignty for states, empowering roughly 300 principalities with treaty-making rights independent of emperor or , and instituting non-intervention norms that underpinned the modern state system. This diplomatic , alongside legal codifications like Russia's 1649 law code, reduced blurred borders and overlapping jurisdictions characteristic of earlier eras. Proto-national cohesion emerged incidentally, as in Dutch linguistic unification or Spanish monarchical loyalty transcending ethnic diversity, though ethnic homogeneity was not yet central; causation stemmed primarily from warfare's demands for extraction and administration rather than ideological .

19th-Century Nationalism

The emergence of 19th-century nationalism as a political ideology profoundly influenced the consolidation of nation-states, particularly in Europe, where it challenged multi-ethnic empires and promoted the alignment of state boundaries with ethnic and linguistic groups. Originating from the principles of popular sovereignty articulated during the French Revolution of 1789, nationalism evolved into a mass movement emphasizing cultural unity, shared history, and self-determination as prerequisites for legitimate governance. The Revolution's introduction of conscription via the levée en masse in 1793 transformed warfare into a national endeavor, fostering identification with the state among citizens rather than mere loyalty to monarchs. Napoleon's conquests from 1803 to 1815 inadvertently accelerated nationalism's spread by imposing French administrative models and legal codes, which, while modernizing, provoked resistance that crystallized national identities in conquered territories. In , the dissolution of the in 1806 and Napoleon's reorganization into the stimulated intellectual responses from figures like , whose Addresses to the German Nation (1808) advocated education and cultural revival to forge a unified German consciousness against foreign rule. Similar awakenings occurred in with against French occupation and in the Polish legions serving , laying groundwork for later efforts. This period marked a causal shift: external imposition bred endogenous national mobilization, eroding feudal and dynastic structures in favor of proto-nation-state aspirations. The represented a high-water mark for , with uprisings across Europe demanding unification and constitutional reforms; in the , the Frankfurt Parliament sought a unified excluding , while in , movements in and aimed at expelling Austrian influence. Though largely suppressed, these events exposed the viability of , influencing subsequent state-driven processes. In , the Risorgimento achieved partial unification by through Piedmont-Sardinia's under Camillo di Cavour and military campaigns led by , culminating in the Kingdom of Italy under , albeit excluding and until later. 's unification followed a approach under Prussian , who engineered victories in the Danish War (1864), (1866), and (1870–1871), proclaiming the on January 18, 1871, at Versailles. These successes demonstrated 's dual character: idealistic in but often realized through calculated warfare and , prioritizing power over pure ethnic homogeneity. Beyond Western Europe, nationalism eroded imperial peripheries, as seen in Greece's independence from the Ottoman Empire (1821–1830) and early Balkan stirrings, where ethnic groups invoked self-determination against Ottoman and Habsburg rule. By century's end, the nation-state model had become normative, with approximately 20 new states emerging globally between 1816 and 1900, driven by nationalist ideologies that correlated state size declines with ethnic homogenization efforts. This era's causal dynamic—ideological fervor enabling territorial reconfiguration—solidified the nation-state as the predominant political form, though often at the cost of suppressed minorities within new borders.

20th-Century Expansion and Crises

The 20th century marked a period of unprecedented expansion for the nation-state model, driven primarily by the principle of national self-determination following the collapse of empires after World War I. U.S. President Woodrow Wilson's Fourteen Points, presented to Congress on January 8, 1918, called for the readjustment of colonial claims and the self-determination of peoples, influencing the postwar settlement. The Treaty of Versailles, signed on June 28, 1919, and subsequent treaties dismantled the German, Austro-Hungarian, Ottoman, and Russian empires, creating new sovereign states including Poland, Czechoslovakia, Yugoslavia, and the Baltic republics of Estonia, Latvia, and Lithuania. These arrangements aimed to align political boundaries with ethnic majorities, though often imperfectly, resulting in an increase in European sovereign states from about 18 in 1900 to 35 by 2000. Decolonization after World War II further propelled the global proliferation of nation-states, as European powers weakened by the conflict faced rising nationalist movements and international pressure for . The United Nations Charter, effective from October 24, 1945, affirmed the principle of equal rights and in Article 1(2), facilitating the transition of over 80 former colonies to by the late . Key examples include India's from Britain on August 15, 1947, and the "" in 1960, when 17 nations, including and , gained from and Britain. By 2000, the number of sovereign states had risen to approximately 191, reflecting the near-universal adoption of the nation-state as the dominant political unit. Despite this expansion, nation-states encountered profound crises, particularly through the rise of totalitarian regimes that weaponized for authoritarian control and aggression. In , Benito Mussolini's Fascist Party seized power in the on 28-29, 1922, establishing a that suppressed opposition and pursued imperial expansion, as seen in the invasion of in 1935. Germany's National Socialist under , consolidated after the of March 23, 1933, similarly fused extreme nationalism with racial ideology, leading to territorial annexations and the initiation of on September 1, 1939. These developments, exacerbated by the starting in 1929, demonstrated how economic distress and unresolved postwar grievances could destabilize democratic nation-states, fostering ideologies that prioritized state power over individual liberties and international norms. The two world wars themselves represented existential tests for the nation-state system, with causing over 16 million deaths and redrawing maps, while , involving more than 70 nations, resulted in 70-85 million fatalities and exposed the fragility of amid total mobilization. Post-1945, the divided the world into ideological blocs, challenging the autonomy of smaller nation-states through superpower influence, proxy conflicts, and alliances like (founded April 4, 1949) and the (May 14, 1955). Decolonized states often inherited arbitrary borders that ignored ethnic realities, leading to internal crises such as the Biafran War in (1967-1970) and the in 1994, underscoring persistent tensions between the nation-state ideal and multi-ethnic compositions. The Soviet Union's dissolution on December 26, 1991, paradoxically both affirmed and complicated the model by birthing 15 new states while revealing the limits of imposed multinational federations.

Theoretical Foundations

Sovereignty and Self-Determination

Sovereignty constitutes the foundational authority of a nation-state, denoting supreme, indivisible power over its territory and populace, free from external interference. This principle asserts that the state holds the highest jurisdiction within its borders, exercising monopoly over legitimate force and decision-making, as articulated in classical political theory by thinkers like Jean Bodin in the 16th century and later formalized in international relations. In the nation-state paradigm, sovereignty aligns with the collective will of the homogeneous nation, distinguishing it from mere territorial control by ensuring internal legitimacy derives from national consent rather than dynastic or imperial claims. The modern conception of sovereignty traces to the Peace of Westphalia in 1648, which concluded the and established key tenets including , non-intervention in domestic affairs, and formal equality among states regardless of size or power. These treaties, signed in and , marked Europe's shift from feudal and religious hierarchies to a system of independent states, laying the groundwork for nation-states by prioritizing ruler independence over universal authorities like the Holy Roman Empire or Papacy. Empirical outcomes post-1648 included reduced large-scale religious wars in Europe, as curtailed external justifications for intervention, fostering stability through mutual recognition. However, this system presupposed capable governance, with weak sovereigns risking absorption, as seen in in the late . Self-determination complements sovereignty by justifying the nation-state's existence through the right of a people to govern itself, determining political status and pursuing development without subjugation. Enshrined in Article 1(2) of the UN Charter (1945), it mandates fostering relations among nations based on equal rights and of peoples, evolving from Woodrow Wilson's in 1918, which advocated nationalities forming states post-World War I. Historically, this principle drove , with the UN General Assembly's Declaration on Granting to Colonial Countries (1960) affirming all peoples' right to freely determine status, leading to over 80 new states by 1975. Yet, tensions arise when self-determination clashes with existing , as in secessionist claims, where often prioritizes unless extreme oppression is evidenced, per ICJ advisory opinions like (2010). In nation-state theory, and interlock: the former provides external , the latter internal legitimacy via national unity, enabling effective and defense against fragmentation. This underpins stability, as homogeneous nations under rule exhibit higher social trust and lower conflict rates compared to multi-ethnic empires, evidenced by post-WWI redrawing of borders aligning states with ethnic majorities reducing irredentist wars in until mid-century. Critiques from cosmopolitan perspectives argue absolute hinders global cooperation on issues like , but empirical data shows nation-states outperforming supranational entities in policy responsiveness and innovation.

National Identity and Social Cohesion

A shared , rooted in common , historical narratives, cultural practices, and often ethnic affinities, underpins social cohesion within nation states by cultivating a sense of mutual and trust among citizens. This identity aligns political membership with cultural kinship, reducing transaction costs in cooperation and enabling effective , such as support for public goods and welfare redistribution. Empirical studies demonstrate that stronger national identification correlates with higher interpersonal trust and , particularly in homogeneous settings where divergent subgroup loyalties are minimized. Research consistently shows that ethnic homogeneity, a hallmark of many nation states, enhances social trust compared to diverse polities. Robert Putnam's 2007 study of over 30,000 U.S. respondents across 41 communities revealed that higher ethnic diversity predicts lower trust—not only between groups but also within them—along with diminished , such as and social ties. A 2020 of 87 studies across 23 countries confirmed a statistically significant negative relationship between ethnic diversity and social trust, with effect sizes persisting after controlling for socioeconomic factors. In , longitudinal data indicate that rapid inflows from low-trust origin countries have eroded generalized trust, as migrants often retain lower trust levels than natives, straining cohesion in host societies. These findings underscore causal mechanisms where shared identity mitigates free-riding and fosters toward co-nationals, leading to superior outcomes in and economic performance. For instance, fractionalized societies exhibit reduced investment in public goods and slower growth, while nation states with cohesive identities sustain higher welfare support and lower . Policies promoting assimilation into the national culture, rather than , have empirically bolstered cohesion by reinforcing this identity, as evidenced by sustained high trust in historically homogeneous nation states like (generalized trust rates above 40% per data) versus declining trends in diversifying . Despite advocacy for diversity in academic and media sources—often overlooking these data—evidence prioritizes cultural congruence for durable social bonds essential to nation-state stability.

Alternative Theories and Critiques

Cosmopolitan theorists argue that the nation-state's emphasis on bounded and impedes global moral obligations and cooperation on transnational challenges such as and pandemics, advocating instead for institutions fostering universal and beyond state borders. This perspective, rooted in Kantian ideas of perpetual through international , posits that loyalty to humanity supersedes national , rendering state-centric parochial. However, empirical analyses indicate that cosmopolitan proposals often overlook the practical difficulties of generating and enforcement mechanisms without state-like coercion, as evidenced by the limited efficacy of supranational bodies like the in resolving conflicts without member state buy-in. Marxist critiques view the nation-state as an instrument of capitalist class domination, artificially dividing the international and perpetuating bourgeois control through , which Marx and Engels saw as a bourgeois masking economic exploitation. In this framework, the state serves to enforce property relations and suppress class struggle, with true requiring its withering away in a classless, stateless ; Stalin's (1913) adapted this to justify as a transitional step toward . Yet, historical implementations in Marxist-Leninist regimes, such as the , relied heavily on centralized nation-state structures, contradicting the theory's stateless ideal and contributing to internal contradictions like ethnic tensions rather than transcendence. Postcolonial scholars the nation-state as a Eurocentric import imposed via colonial borders, disrupting indigenous social formations and fostering instability in the Global South; for instance, arbitrary partitions in post-1945 ignored ethnic realities, leading to protracted conflicts in states like and . Theorists like argued that neocolonial elites co-opted the nation-state form to maintain power, resulting in "failed states" where fails to align with local identities or economies. Empirical data supports partial validity here, with the Fragile States Index (2023) ranking many postcolonial nations high in fragility due to weak institutions and ethnic fractionalization, though critics note that alternatives like pan-African federations have similarly faltered without addressing underlying deficits. Alternative models include supranational unions, such as the , proposed as evolutionary steps beyond the nation-state to pool for economic and security gains, yet facing backlash over democratic deficits and cultural erosion, as seen in (2016) where 52% of voters prioritized national control. Civilizational states, like contemporary , offer another paradigm emphasizing cultural-historical continuity over Western nation-state , integrating ethnic minorities under a Han-centric framework while projecting global influence. These critiques, often emanating from academic circles with systemic ideological biases favoring internationalism, undervalue the nation-state's demonstrated resilience in delivering public goods and stability compared to diffuse alternatives, per cross-national studies showing higher government effectiveness in cohesive nation-states.

Operational Aspects

Governance and Institutions

Governance in nation-states centers on institutions that coordinate among a bound by shared identity, exercising monopoly over legitimate within defined borders to maintain order and advance national interests. These institutions typically comprise an executive branch for policy execution and , a for lawmaking reflective of national will, and a for under uniform legal codes, all legitimized by the consent of the core national group rather than mere territorial residence. The executive, often led by a or elected or appointed through national processes, enforces by controlling armed forces, taxation, and administrative apparatus, ensuring decisions prioritize national cohesion over factional or external pressures. Legislative bodies, such as unicameral or bicameral parliaments, aggregate preferences via representation mechanisms like proportional or majoritarian systems, with showing that higher national identification enhances policy implementation efficiency up to moderate levels, beyond which it risks bureaucratic rigidity. Judicial institutions apply national laws consistently, mitigating internal divisions by adjudicating conflicts in alignment with constitutional frameworks that embed national symbols and values, thereby fostering trust essential for effective rule. In unitary nation-states like or , authority concentrates centrally to preserve homogeneity, whereas federal variants such as allocate limited powers to subnational entities while retaining national override on matters, empirical analyses revealing that such structures correlate with sustained economic when underpinned by overarching national . Institutions also extend to regulatory bodies for economic and educational systems for identity reinforcement, with studies linking robust national to higher quality and reduced perceptions. Overall, these mechanisms enable nation-states to outperform looser confederations in delivering stability, as centralized decision-making aligns incentives with collective national goals rather than disparate group demands.

Economic Functions

Nation-states fulfill economic functions by exercising over monetary and fiscal policies, which enable , economic stabilization, and income redistribution within their territories. These functions address market failures, such as the underprovision of public goods like and legal enforcement, which private markets alone cannot efficiently supply. Through central banks, nation-states control the money supply, set interest rates, and manage to mitigate business cycles, as exemplified by the U.S. Federal Reserve's of and maximum employment established in 1977. Fiscal tools include taxation—such as progressive income taxes averaging 40% of GDP in countries in 2022—and public spending, which in 2023 accounted for 43% of GDP across advanced economies to fund , healthcare, and transport networks. Enforcement of property rights and contract law forms a foundational economic role, reducing transaction costs and fostering ; empirical studies indicate that secure property rights correlate with higher GDP , with nations scoring above 7 on the International Property Rights Index in 2023 achieving median growth rates 1.5% above global averages from 2010–2022. Nation-states also regulate markets to prevent monopolies and externalities, as seen in antitrust laws like the U.S. Sherman Act of 1890, while promoting trade through bilateral agreements or to balance domestic production and imports—China's average rate of 7.5% in 2022 protected key sectors amid global . These interventions aim to reallocate resources toward national priorities, such as subsidies for strategic industries, which in contributed to export-led growth from 2% of GDP in 1960 to 40% by 2020. Empirical data links effective state economic capacity to sustained ; a study of 11 European countries from 1650–1913 found that fiscal centralization and reduced internal barriers increased GDP by up to 30% over centuries by enabling unified markets and public investments. However, excessive intervention can distort incentives, as evidenced by episodes like Zimbabwe's 89.7 sextillion percent rate in due to unchecked monetary expansion. Nation-states further support formation through policies funding R&D—U.S. federal outlays reached $190 billion in 2023—or vocational training, correlating with productivity gains; countries with high public education spending, like at 6.8% of GDP in 2022, exhibit innovation indices 20% above the global mean. In redistribution, progressive taxation and transfers reduce inequality, with Nordic models achieving Gini coefficients below 0.28 post-taxes in 2022, though critics argue such systems risk disincentivizing absent cultural factors like high social trust. Overall, these functions underpin national economic resilience, though outcomes vary with institutional quality and policy execution.

Security and Diplomacy

Nation states uphold security by exercising sovereign authority over military forces, intelligence operations, and territorial defense, enabling the monopoly on legitimate coercion to counter external threats. This function derives from the inherent right of self-defense enshrined in Article 51 of the United Nations Charter, permitting individual or collective responses to armed attacks until the Security Council acts. Core elements include maintaining standing armies, developing deterrence capabilities such as nuclear arsenals, and conducting cybersecurity to protect critical infrastructure from state and non-state actors. The principle of sovereignty, formalized in the 1648 Peace of Westphalia, ensures non-interference in internal affairs while allowing defensive alliances, thereby stabilizing interstate relations by clarifying borders and responsibilities. Diplomacy serves as the primary operational tool for nation states to advance security interests without kinetic conflict, involving negotiations for treaties, participation in multilateral bodies, and establishment of diplomatic missions. States deploy ambassadors and envoys to forge mutual defense pacts, share , and mediate disputes, as seen in U.S. efforts to counter through designations of foreign organizations and regional stability initiatives. International organizations like the facilitate preventive and , where sovereign states balance collective commitments with national prerogatives to manage threats such as weapons proliferation. These mechanisms enable agreements and , preserving state autonomy while mitigating escalation risks. Empirically, functional nation states deliver security goods—territorial control, , and threat neutralization—fostering internal stability and deterring , in contrast to failed states like , which collapsed in 1991 and spawned warlordism, , and havens. Weak in such cases, as in Sudan's civil wars displacing millions, generates spillover threats costing over $250 billion in global interventions during the alone. Post-1945 trends reveal fewer severe interstate wars, linked to sovereign deterrence and diplomatic frameworks among consolidated states, though transitional phases from empires can initially heighten border disputes.

Empirical Benefits

Stability and Conflict Reduction

The establishment of nation-states has historically contributed to stability by aligning political authority with predominant cultural, linguistic, and ethnic identities within defined territories, thereby reducing the potential for internal divisions that precipitate civil conflicts. This congruence minimizes grievances arising from perceived domination by extraneous groups, allowing governments to maintain monopolies on legitimate violence more effectively and fostering collective loyalty essential for internal order. For example, the in 1648 delineated sovereign states with exclusive jurisdiction over internal religious affairs, effectively curtailing the transnational religious wars that had ravaged for over a century, such as the (1618–1648), which caused an estimated 4–8 million deaths. Empirical analyses reveal mixed but supportive patterns regarding ethnic homogeneity's role in curbing . While Fearon and Laitin (2003) found no significant association between ethnic fractionalization and civil war onset across 127 conflicts from 1945 to 1999, emphasizing instead factors like low income (under $1,000 reducing onset risk by half) and , subsequent research identifies ethnic polarization—where power is contested between large rival groups—as a stronger predictor of conflict duration and intensity. Montalvo and Reynal-Querol (2005) demonstrated that a one-standard-deviation increase in polarization index raises probability by 0.16, contrasting with fractionalization's negligible effect, suggesting homogeneous nation-states avoid such binary cleavages that prolong insurgencies averaging 7–10 years. In post-colonial contexts, mismatches between artificial borders and national identities have exacerbated instability; African states, inheriting colonial divisions that ignored ethnic distributions, experienced over 40 from to 2000, comprising nearly half of global instances despite representing 12% of , compared to Europe's near absence of such conflicts post-1945 amid consolidated nation-states. This disparity underscores how nation-state homogeneity facilitates rapid and conflict abatement, as seen in unified post-1870, where regional separatisms waned under shared national narratives, versus Yugoslavia's dissolution into wars killing over 140,000 due to suppressed ethnic nationalisms. Alesina and Spolaore (2003) model this dynamically, positing that equilibria minimize costly secessions by optimizing state size around cultural clusters, empirically linking border alignments to lower defense burdens and inter-group violence.

Prosperity and Innovation

Nation states, by cultivating shared and reducing ethnic fractionalization, empirically correlate with higher rates compared to more diverse or fragmented polities. Research indicates that ethnic fractionalization—a measure of diversity—negatively impacts GDP growth, as diverse groups face higher coordination costs, lower trust, and reduced in public goods like and , which are foundational to . For instance, cross-country analyses show that a one-standard-deviation increase in ethnic fractionalization reduces annual GDP growth by approximately 0.5 to 2 percentage points, effects reinforced when controlling for , institutions, and historical factors. Homogeneous nation states such as and exemplify this, achieving rapid industrialization: South Korea's GDP rose from $1,512 in 1970 to $33,147 in 2022, driven by cohesive policies prioritizing export-led growth and development. This cohesion extends to innovation, where national alignment incentivizes collective investment in (R&D). Studies link stronger to enhanced corporate innovation performance, mediated by increased subsidies, improved managerial efficiency, and reputational benefits from patriotic alignment. In cohesive societies, social trust—higher in low-fractionalization settings—facilitates knowledge sharing and risk-taking essential for technological breakthroughs, as evidenced by like and , which rank among the top in the despite small populations, owing to unified education systems and R&D spending exceeding 3% of GDP. Nation states enable tailored policies, such as South Korea's focus on semiconductors, yielding firms like that account for over 20% of national exports and drive outputs surpassing many larger economies.
CountryEthnic Fractionalization Index (0-1, lower = more homogeneous)Avg. Annual GDP Growth (1960-2020)R&D Spending as % of GDP (2021)
0.013.9%3.3%
0.006.5%4.9%
0.182.3%3.4%
0.872.0%0.1%
The table illustrates contrasts: low-fractionalization nation states sustain higher growth and R&D intensity, supporting causality through mechanisms like reduced and aligned incentives, whereas high-fractionalization states often exhibit stalled development despite resource endowments. Such patterns underscore how nation-state structures, by minimizing internal divisions, foster the institutional stability required for sustained prosperity and inventive capacity.

Social Trust and Welfare Provision

High levels of social trust within nation-states, defined as the generalized expectation that most people will act honestly and fairly, correlate strongly with the and generosity of welfare provision. Empirical analyses indicate that trusting societies exhibit greater public support for redistributive policies, as citizens perceive lower risks of exploitation by non-contributors or in benefit distribution. For instance, cross-national data from the show that countries where over 50% of respondents agree "most people can be trusted"—such as (74% in 2017-2022 waves) and (60%)—maintain extensive universal welfare systems covering healthcare, , and pensions at 25-30% of GDP. In contrast, nations with trust levels below 30%, like the (29%), feature more fragmented and conditional welfare programs, with lower overall redistribution. Ethnic and cultural homogeneity in nation-states fosters this trust by minimizing perceived divisions that undermine solidarity. and colleagues' econometric models, drawing on fractionalization indices across 100+ countries, demonstrate that higher ethnic diversity reduces support for welfare spending by 1-2% of GDP per standard deviation increase in fragmentation, as individuals favor private provision over benefiting out-groups. Robert Putnam's longitudinal studies in the U.S., analyzing over 30,000 respondents, confirm that rising diversity in communities leads to decreased interpersonal trust (by up to 10-15 percentage points) and lower , with "hunkering down" effects persisting short-term and straining for . These findings hold after controlling for and , suggesting causal links via reduced and reciprocity across groups. Welfare states in high-trust, historically homogeneous nation-states like those in exemplify operational success: Denmark's model, combining generous (up to 90% wage replacement for 2 years) with active labor policies, relies on mutual compliance, with fraud rates under 1% due to cultural norms of honesty. Conversely, increasing heterogeneity in —e.g., Sweden's foreign-born population rising from 11% in 2000 to 20% by 2023—has coincided with declining trust (from 58% in 2002 to 52% in 2022) and rising welfare costs from integration challenges, prompting policy shifts toward selectivity. regressions further reveal bidirectional effects: initial trust enables welfare expansion, which in turn sustains trust if perceived as fair, but diversity-induced mistrust erodes this cycle, as seen in U.S. states where fractionalization predicts 5-10% lower support for means-tested programs.
CountrySocial Trust (% "Most people can be trusted," ~2020)Welfare Spending (% GDP)Ethnic Fractionalization Index (0-1, lower=more homogeneous)
7428.50.08
6026.10.12
2919.30.49
713.50.54
This table illustrates the association, with homogeneous, high-trust nation-states sustaining larger welfare commitments without equivalent fiscal pressures from distrust-driven evasion. While some studies emphasize fairness perceptions over homogeneity alone, meta-analyses affirm diversity's net negative impact on trust-mediated welfare consensus, challenging narratives prioritizing without addressing causal trade-offs.

Controversies

The formation of nation-states has frequently involved violent conflicts, as the drive to align political boundaries with ethnic or national identities often requires territorial conquest, secession, or suppression of rival claims. Empirical analyses indicate that the transition from multiethnic empires to nation-states in the 19th and 20th centuries correlated with elevated interstate warfare, as fragmented polities competed for homogeneous territories, exemplified by the of 1912–1913 and the redrawing of maps after , which sowed seeds for further instability. Irredentist movements, where groups seek to reclaim "lost" territories to fulfill national , have empirically heightened conflict risks, as seen in Italy's claims on and pre-World War II, or Serbia's assertions in the 1990s Yugoslav dissolution, which triggered and over 140,000 deaths. Nationalism underpinning nation-state ideology can exacerbate external aggression, with quantitative studies showing that heightened nationalist mobilization increases the probability of war initiation and escalates battle deaths, as leaders frame expansion as national destiny. For instance, German unification under Bismarck involved wars against Denmark (1864), Austria (1866), and France (1870–1871), consolidating a Prussian-led state through military means, while Japanese nation-state building in the Meiji era (1868–1912) propelled imperial wars in Asia to assert Yamato homogeneity. These patterns persist where state-nation incongruence—mismatched ethnic groups and borders—fuels civil and interstate violence, as in post-colonial Africa, where arbitrary frontiers inherited from empires led to over 50 secessionist conflicts since 1945. Authoritarian tendencies arise when nation-state consolidation demands coercive homogenization, suppressing internal diversity to forge a singular . Historical cases demonstrate that leaders invoke national unity to justify centralized power, as in Turkey's post-Ottoman refounding under (1923), where authoritarian policies, including the 1924 constitution abolishing the and suppressing Kurdish revolts, enforced Turkish ethnic dominance amid the Armenian Genocide's aftermath (1915–1923, ~1.5 million deaths). Similarly, in interwar , the nation-state model's emphasis on ethnic purity enabled fascist regimes; Nazi Germany's Third Reich (1933–1945) pursued (people's community) through totalitarian control, leading to internal purges and external conquests claiming for Germans, resulting in II's ~70–85 million fatalities. Such regimes often emerge from perceived national humiliations, like post-Versailles Germany, where revanchist justified to "restore" the nation-state. While not all nation-states devolve into —many sustain democratic institutions—causal links appear when external threats or internal fractures prompt leaders to prioritize national survival over pluralism, as evidenced by statistical associations between nationalist ideologies and reduced political competition in hybrid regimes. In contemporary settings, Russia's post-Soviet nation-state assertion under since 2000 has blended authoritarian consolidation with irredentist actions, such as the 2014 annexation of , citing ethnic Russian protection and historical claims. Scholarly consensus holds that these dynamics stem from nationalism's zero-sum logic, where state legitimacy hinges on ethnic exclusivity, incentivizing repression to avert fragmentation. However, source biases in academic literature, often from Western institutions, may underemphasize how imperial legacies, rather than nation-state ideals alone, amplify these risks.

Minority Rights and Irredentism

![Europe in 1923 showing post-WWI borders and ethnic minorities][float-right] The nation-state model, emphasizing sovereignty over a defined territory inhabited predominantly by a single ethnic or national group, frequently generates tensions with minority populations whose cultural, linguistic, or religious identities diverge from the dominant one. These minorities may face assimilation pressures or discriminatory policies that prioritize the majority's identity, as seen in historical nation-building efforts where linguistic uniformity was enforced to consolidate state cohesion. Empirical research indicates that higher levels of ethnic fractionalization—measured by the probability that two randomly selected individuals belong to different ethnic groups—correlates positively with civil conflict, reduced public goods provision, and economic underperformance, with fractionalization indices explaining variations in growth rates across countries. For instance, in post-World War I Eastern Europe, treaties like Versailles redrew borders to create ethnically mixed states such as Czechoslovakia and Poland, embedding substantial German and Hungarian minorities that experienced marginalization, fostering grievances exploited by revisionist powers. Irredentism exacerbates these minority-state frictions by positing that territories inhabited by ethnic kin across borders rightfully belong to the kin-state, challenging the central to nation-state legitimacy. This ideology has historically precipitated conflicts, as in Nazi Germany's 1938 annexation of the , where 3 million ethnic Germans in were cited as justification for invasion under the guise of protecting co-nationals, directly contributing to the Agreement's and the onset of . Similarly, Italy's irredentist claims to and post-1919 fueled revanchist sentiments, though unrealized until Mussolini's era. In the , the League of Nations' minority protection clauses—applying to over 20 million people in new states—proved ineffective due to lack of enforcement mechanisms and state sovereignty overrides, allowing violations that heightened instability. Contemporary manifestations persist, with irredentist rhetoric invoked in disputes like Russia's 2014 of , motivated by the presence of ethnic comprising about 58% of the population per 2001 census data, and subsequent support for separatists in , framing intervention as defense of Russian speakers against alleged discrimination. Serbia's rejection of Kosovo's 2008 independence, rooted in Serb historical and ethnic ties despite Albanians forming 92% of the population by 2011 estimates, illustrates ongoing irredentist pressures that undermine post-Yugoslav nation-state consolidations. While international instruments like the UN Declaration on the Rights of Persons Belonging to National or Ethnic, Religious and Linguistic Minorities affirm rights to identity preservation and non-discrimination, enforcement remains sporadic, often subordinated to state claims; studies show that without robust arrangements, minority grievances escalate into violence in fractionalized societies. Thus, the nation-state's emphasis on homogeneity can safeguard internal but risks external conflicts when irredentist kin-state interventions rationalize border revisions based on ethnic distributions rather than principles.

Multiculturalism vs. Homogeneity

Ethnic homogeneity in nation-states correlates with higher levels of social trust and cohesion, as evidenced by cross-national studies showing that greater ethnic uniformity predicts stronger interpersonal confidence and . In contrast, , characterized by significant ethnic and within a single , often erodes these bonds, with meta-analyses of over 100 studies confirming a statistically significant negative association between diversity and generalized trust, even after controlling for socioeconomic factors. This pattern holds across contexts, from neighborhoods to national scales, where diverse populations exhibit reduced cooperation and increased social withdrawal. Harvard political scientist Robert Putnam's 2007 analysis of over 30,000 U.S. respondents found that in the most ethnically diverse communities, residents trusted neighbors at roughly half the rate observed in homogeneous ones, with declines in both trust leading to lower civic participation, such as and voting. Putnam termed this "hunkering down," attributing it to the cognitive and social challenges of navigating multiple cultural norms, a finding replicated in European and global datasets despite initial reluctance in academia to publish such counterintuitive results amid prevailing ideological support for diversity. Homogeneous societies like , with over 98% ethnic Japanese population, demonstrate these benefits through exceptionally low rates (0.2 per 100,000 in 2022) and high public safety, sustained by shared cultural expectations that minimize conflict without heavy reliance on state enforcement. Ethnic fractionalization indices, measuring the probability that two randomly selected individuals belong to different groups, further link diversity to : higher scores predict greater political conflict, , and reduced , as seen in Alesina et al.'s global dataset covering 190 countries, where fractionalized states average 1-2% lower annual GDP growth. exemplifies homogeneity's advantages, with its near-uniform ethnic composition contributing to world-leading trust levels—over 60% of citizens report strong confidence in strangers per 2023 surveys—facilitating efficient welfare systems and low (ranking 1st on Transparency International's index). In multicultural settings, such as post-1965 U.S. shifts or Europe's migrant influx, empirical data indicate parallel societies emerge, with reduced solidarity undermining redistributive policies; for instance, support for welfare drops in diverse areas as ethnic differences heighten perceptions of free-riding. While proponents of multiculturalism cite potential long-term integration benefits, rigorous reviews reveal these claims often rely on selective data or optimistic assumptions unverified by longitudinal evidence, with short-term costs in cohesion persisting absent strong assimilation pressures. Nation-states prioritizing homogeneity, like post-WWII or before recent diversification, historically achieve superior stability and public goods provision, as causal mechanisms—rooted in evolved preferences for kin-like similarity—favor unified identities over enforced pluralism. This empirical tilt underscores homogeneity's role in bolstering the shared essential to the nation-state model, though rapid demographic changes challenge its maintenance in formerly uniform polities.

Contemporary Challenges

Globalization's Erosion of Sovereignty

, characterized by intensified cross-border trade, capital flows, and the rise of supranational institutions since the late , has imposed practical limits on the sovereign authority of nation-states to independently formulate and enforce domestic policies. International organizations such as the (WTO), founded in 1995, require members to adhere to binding trade rules, with its dispute settlement body adjudicating conflicts that frequently necessitate alterations to national laws; by 2023, the WTO had handled over 600 disputes, many resulting in compliance measures that override unilateral protections like subsidies or tariffs. Similarly, the International Monetary Fund (IMF) and World Bank, through conditional lending programs, have historically dictated fiscal and structural reforms in borrower nations, as evidenced in the 1980s debt crises across and , where over 70 developing countries implemented and under IMF guidance, curtailing monetary autonomy and public spending decisions. These mechanisms reflect a causal shift wherein compels states to prioritize over isolated policy preferences, empirically reducing the scope for protectionist or redistributive measures without risking or trade retaliation. In regional contexts, the (EU) exemplifies sovereignty pooling, where member states have ceded control over key domains since the 1992 . countries, adopting the single currency in 1999, forfeited independent to the (ECB), which sets uniform interest rates; during the 2010-2015 sovereign debt crisis, Greece's GDP contracted by approximately 25% under ECB, EU, and IMF-imposed , including pension cuts and tax hikes that national parliaments could not veto. Non-euro EU members face analogous constraints in trade and regulatory harmonization, with the Court of Justice of the EU invalidating domestic legislation conflicting with single-market rules, as in over 1,500 infringement proceedings annually by the . This supranational oversight, while enabling larger-scale economic coordination, empirically diminishes the electorate's direct influence over policies traditionally under national purview, fostering debates on democratic deficits. Transnational capital mobility further erodes fiscal sovereignty, as governments compete for (FDI) amid globalized markets; data from the World Bank indicate FDI inflows reached $1.5 trillion globally in 2022, pressuring states to lower rates and deregulate labor markets to retain attractiveness, with the effective global average rate falling from 40% in to under 23% by 2020. Multinational corporations, leveraging supply chains spanning multiple jurisdictions, influence policy indirectly by threatening relocation, as seen in Ireland's 12.5% rate since 2003, which drew $1 trillion in FDI but sparked EU-wide tax harmonization efforts constraining even low-tax outliers. Empirical studies confirm that such dynamics correlate with reduced policy divergence across states, with indices showing heightened convergence in regulatory standards post-1990s . While proponents argue these constraints enhance efficiency, critics, including scholars analyzing post-2008 recovery, contend they exacerbate inequality by limiting redistributive capacities, as national welfare expansions risk investor exodus.

Migration and Demographic Pressures

Nation states in developed regions face acute demographic pressures from persistently low fertility rates and aging populations, which threaten long-term economic sustainability and social structures. The United Nations reports that in more than one in ten countries globally, total fertility rates have fallen below 1.3 children per woman as of 2024, leading to projected population declines and a doubling of the elderly share in declining populations from 17.3% to 30.9% between 2025 and 2050. In Europe and Japan, these trends exacerbate labor shortages and strain pension systems, with Japan's elderly dependency ratio forecasted to reach 79% by 2050, far exceeding other OECD averages. Such declines undermine the demographic base essential for maintaining national cohesion and welfare provision, as fewer working-age individuals support a growing retiree cohort. To counter these pressures, many nation states have increased immigration inflows, yet this often introduces tensions related to cultural integration and . Empirical analyses indicate that high migration levels can heighten perceived threats to social homogeneity, with studies linking to shifts in how individuals define national belonging, emphasizing ethnic or civic criteria amid rapid demographic changes. In , post-2015 surges in asylum seekers correlated with rising public concerns over intergroup solidarity and native-migrant attitudes, as migrants themselves exhibit threat perceptions toward further inflows. Japan, by contrast, has limited mass immigration despite acute aging—maintaining inflows too small to offset shrinkage—prioritizing homogeneity over demographic supplementation, which has preserved social trust but intensified labor gaps. These dynamics strain welfare systems and , as generous benefits in host countries may selectively attract lower-skilled migrants, potentially yielding neutral or negative net fiscal impacts over lifetimes despite short-term contributions. In the , irregular migration trends since 2020 have prompted shifts toward stricter controls, reflecting geopolitical and identity-driven backlash against unchecked inflows that challenge the nation state's foundational ethnic or cultural unity. Multidisciplinary research underscores that while migration can bolster in theory, unassimilated flows risk eroding the shared identity underpinning effective , as evidenced by historical and contemporary cases where rapid diversity correlates with fragmented .

Secession and Fragmentation

Secession involves the legal or separation of a from an existing nation state to establish , typically motivated by ethnic, linguistic, or regional disparities that undermine national cohesion. Fragmentation extends this process to the dissolution of a state into multiple independent entities, often along ethnolinguistic lines, revealing the fragility of artificially constructed multiethnic polities. Since , such events have proliferated amid and post-Cold War shifts, with empirical patterns showing that success hinges on military viability, external recognition, and acquiescence rather than democratic referendums alone. The in exemplifies fragmentation driven by centralized overreach and latent ethnic divergences, yielding 15 successor states despite comprising only about half the population. , exacerbated by reforms and a failed August coup, accelerated republics' declarations of independence, from the in March to in December; ethnic factors amplified but did not originate the collapse, as inter-republic tensions simmered without prior widespread violence. Post-breakup, new states like and Georgia faced internal ethnic strife, underscoring how suppressing national identities in multiethnic federations fosters delayed fragmentation. Yugoslavia's violent disintegration from 1991 to 1995, triggered by and 's June 1991 independence declarations, fragmented the federation into seven entities amid and wars that killed over 130,000. Rooted in Serb dominance perceptions and historical grievances, the conflicts aligned borders more closely with ethnic majorities— 88% homogeneous post-secession—but at the cost of atrocities in Bosnia, where , Serbs, and Croats contested territory. Outcomes included interventions and the 2008 declaration, highlighting how imposed unity in diverse republics erodes when economic crises expose cultural fissures. South Sudan's 2011 secession from , formalized after a January where 98.83% of 3.9 million voters opted for under the 2005 , created Africa's newest state but rapidly devolved into by 2013, displacing 4 million and killing hundreds of thousands. Ethnic Dinka-Nuer rivalries, oil revenue disputes, and weak institutions post-separation demonstrate that while resolves parent-state conflicts, nascent entities often fragment further without pre-existing governance capacity. Scholarly analyses identify mismatched ethnic-political boundaries as causal precursors in multiethnic states, where compels redrawing frontiers to enhance congruence, reducing but not eliminating violence risks. Successful cases correlate with regional power support and post-secession viability, as in Baltic integrations into /, versus failures like Biafra's 1967-1970 bid amid Nigerian federal resilience. In homogeneous nation states, such pressures are minimal, but multiethnic constructs invite , with external shocks like hegemonic declines tipping balances toward breakup.

Case Studies

Homogeneous Successes

Nation states with high degrees of ethnic and cultural homogeneity have exhibited strong performance in , social trust, and public goods provision, often outperforming more diverse counterparts in cross-country analyses. on ethnic fractionalization—the probability that two randomly selected individuals belong to different ethnic groups—shows a negative with per capita GDP growth and levels. For instance, Easterly and Levine (1997) found that ethnic diversity inversely relates to GDP per capita growth rates across countries, attributing this to reduced investment in public goods and higher transaction costs in diverse settings. Similarly, Alesina et al. (2003) documented that ethnic fragmentation is higher in poorer nations and correlates with lower economic outcomes, as homogeneity facilitates coordination and reduces conflict over resources. Japan exemplifies these dynamics, maintaining an ethnic composition of approximately 98% Japanese as of recent censuses, which has underpinned its post-World War II economic transformation from devastation to a high-income with GDP exceeding $34,000 in 2023 (nominal). This homogeneity fostered a cultural emphasis on consensus and , enabling rapid industrialization through policies like lifetime and loyalty, with minimal ethnic tensions diverting resources from growth. Low rates—homicide at 0.2 per 100,000 in —and high social trust, evidenced by widespread compliance with norms without heavy enforcement, further supported efficient markets and innovation in sectors like and automobiles. South Korea, with over 96% ethnic Koreans, similarly leveraged homogeneity for its "," achieving average annual GDP growth of 8% from 1960 to 1990, elevating it from one of the world's poorest nations to a technological powerhouse with GDP around $35,000 by 2023. Unified post-Korean War mobilization channeled efforts into export-led development, with conglomerates thriving amid low internal divisions; this cohesion minimized labor strife and enabled sustained investment in education, yielding a rate near 98% and global leadership in semiconductors. Nordic countries like and , historically over 90% ethnically homogeneous until late 20th-century , sustained robust welfare states through high interpersonal trust and voluntary tax compliance. Denmark's model, with public spending at 50% of GDP supporting universal healthcare and , relied on cultural uniformity for legitimacy and efficiency, yielding top rankings in indices and low inequality ( ~0.25). Homogeneity reduced free-riding incentives, as shared values aligned individual behaviors with collective welfare, contrasting with strains in more diverse welfare systems elsewhere. Recent diversity increases have correlated with declining trust metrics, underscoring homogeneity's role in these successes.

Multiethnic Strains

The , established in 1945 as a federation of six republics with significant ethnic diversity including Serbs, Croats, , , and others, exemplified acute multiethnic strains when central authority weakened in the late 1980s. Rising nationalist movements, fueled by historical animosities from and economic disparities, led to the declaration of independence by and in 1991, triggering armed conflicts. The ensuing (1991–1999) involved , sieges, and mass atrocities, particularly in where Bosniak, Serb, and Croat forces clashed over territory. Over 100,000 people were killed, and more than two million were displaced, underscoring how suppressed ethnic identities resurfaced to undermine the supranational "Yugoslav" framework. Lebanon, a multi-confessional republic founded in 1943 with power-sharing among Maronite Christians, Sunni and Shia Muslims, and Druze under the National Pact, faced severe sectarian strains exacerbated by demographic shifts and external influences. The influx of Palestinian refugees after 1948 altered the confessional balance, heightening Christian fears of Muslim dominance and leading to the Lebanese Civil War (1975–1990). Militias aligned along sectarian lines—such as the Christian Phalangists, Shia Amal, and Sunni groups—engaged in territorial control and reprisal killings, resulting in an estimated 150,000 deaths and widespread displacement. The war's confessional framework, intended to stabilize diversity, instead institutionalized zero-sum competition, rendering the state vulnerable to paralysis and foreign intervention from Syria and Israel. Belgium illustrates ongoing non-violent strains in a binational state divided between Dutch-speaking and French-speaking , with as a bilingual enclave. Economic divergence, with contributing about 60% of national GDP despite comprising 58% of the , has intensified Flemish demands for greater and fiscal separation, viewing Wallonia's higher welfare spending as a burden. Wallonia's unemployment rate, persistently above 10% compared to ' under 5% as of 2023, stems partly from industrial decline and linguistic barriers to labor mobility, fostering resentment and repeated government crises—such as the 541-day deadlock in 2010–2011. These tensions, rooted in linguistic and cultural divides rather than outright , highlight how even prosperous multiethnic arrangements breed institutional without a unifying national .
CaseKey Ethnic/Sectarian GroupsPrimary StrainsOutcomes
(1991–1999)Serbs, Croats, , , territorial claims, historical grievancesDissolution into 7 states; >100,000 deaths; mass displacement
Lebanon (1975–1990), Sunnis, Shias, Demographic shifts, power-sharing imbalances, refugee influx~150,000 deaths; reforms; ongoing fragility
(ongoing)Flemings, Economic disparities, linguistic divides, demandsFederal reforms; repeated political crises; no yet
These cases reveal a where multiethnic nation-states, lacking organic cohesion, prioritize subgroup interests over collective , often amplifying conflicts through consociational or federal mechanisms that entrench divisions rather than transcend them.

Recent Geopolitical Examples

The Russian full-scale invasion of , launched on February 24, 2022, exemplifies a direct on the nation-state's core attributes of and , with Russian leadership under explicitly contesting 's status as a distinct nation and portraying it as an artificial construct within a broader Russian historical . , independent since its 1991 declaration following the Soviet Union's collapse, has mobilized national defenses and international alliances to affirm its bordered , revealing how irredentist claims rooted in shared and imperial legacy can precipitate large-scale conflict. By late 2025, Russian forces occupied approximately 20% of Ukrainian territory, including annexed regions like seized in 2014, underscoring the fragility of post-Cold War borders when challenged by revanchist powers. The 's exit from the , formalized on January 31, 2020, after a June 23, 2016, where 51.9% voted to leave, marked a deliberate reclamation of nation-state prerogatives against supranational constraints on , , and . Advocates emphasized restoring Westminster's unchallenged authority, free from EU directives that had pooled among member states, though implementation involved trade-offs like new barriers with . This process highlighted causal tensions between and the primacy of domestic self-rule, with the subsequently negotiating independent deals, such as rejoining scientific collaborations like in 2024. Azerbaijan's September 19-20, 2023, offensive in dismantled the self-governing ethnic Armenian entity that had controlled the region since 1994, resulting in the flight of over 100,000 ns and the dissolution of local Armenian authorities by January 1, 2024. Enforcing control over internationally recognized Azerbaijani territory, prioritized state unity and demographic cohesion, rejecting prolonged ethnic enclaves that had fueled decades of with . This outcome, following Azerbaijan's 2020 territorial gains, illustrates how decisive action can resolve irredentist disputes in favor of the parent state's homogeneity, though it prompted accusations of ethnic displacement from observers. India's abrogation of Article 370 on August 5, 2019, ended Jammu and Kashmir's semi-autonomous status under the 1949 Indian Constitution, bifurcating it into union territories directly governed from and extending full Indian citizenship rights to non-residents. The move, upheld by India's on December 11, 2023, aimed to integrate the Muslim-majority region fully into the national framework, curbing separatist insurgencies tied to disputed accession since 1947. By centralizing authority, it reinforced India's unitary nation-state model amid ongoing cross-border tensions with , though it intensified local unrest and international scrutiny over .

Future Outlook

Adaptation to Multipolarity and Technology

The transition to a multipolar world order, marked by the relative decline of U.S. unipolarity and the ascent of powers like China, Russia, and India, compels nation states to recalibrate foreign policies toward flexible coalitions rather than rigid alliances. At the October 2024 BRICS summit in Kazan, Russia, the group expanded to include new members, signaling a broadening challenge to Western-dominated institutions through alternative economic forums. Similarly, the September 2025 Shanghai Cooperation Organisation summit, hosted by China and attended by leaders including Russia's Vladimir Putin and India's Narendra Modi, advanced proposals for a "new global order" emphasizing multipolarity, with China offering aid and AI cooperation as counters to U.S.-led systems. Nation states are responding by prioritizing transactional military partnerships and economic de-risking; for instance, U.S. strategies under recent administrations have shifted toward "alignments" with global swing states to manage fragmented power dynamics, while supply chain decoupling—evident in China's averaged 2 million barrels per day of Russian crude imports in early 2025 and India's record 1.5 million—aims to mitigate vulnerabilities from over-reliance on single poles. Technological advancements, particularly in AI and cyber domains, exacerbate these pressures by eroding traditional borders and enabling non-state actors to contest state authority, prompting assertions of digital sovereignty. Cyber incidents, including state-sponsored operations and data breaches, have surged in the 2020s, with global tensions amplifying threats like cyber warfare and espionage that bypass physical frontiers. In response, the European Union has pursued data localization via the General Data Protection Regulation (effective 2018 but evolving through 2025 enforcement), while the United States emphasizes technological leadership through its 2021 International Cyberspace & Digital Policy Strategy, focusing on capacity-building in emerging tech to preserve sovereignty. Nation states are enacting targeted regulations; by mid-2025, all 50 U.S. states introduced AI legislation, with Colorado's Senate Bill 24-205 (signed May 2024) establishing risk-based oversight for high-stakes AI uses, though federal efforts remain fragmented without comprehensive prohibitions. These measures reflect causal pressures from AI's potential to automate jobs and decision-making, as projected to disrupt economies in the 2020s, alongside multipolar rivalries fueling a "Tech Cold War" where states decouple tech ecosystems to secure strategic advantages. In tandem, multipolarity and intersect in hybrid adaptations, such as open-source initiatives for digital infrastructure to balance with innovation, and geopolitical maneuvers like China's promotion of AI aid in non-Western forums to build dependencies. U.S. documents advocate aligning resources with multipolar realities, including proactive embrace of coalitions to counter China's tech strategies, while avoiding overregulation that could cede ground—evident in the rejection of a proposed 10-year moratorium on state AI laws in 2025 congressional bills. This evolution underscores nation states' imperative to fortify internal resilience through tech governance and external hedging via diversified partnerships, lest fragmented power and digital vulnerabilities precipitate erosions.

Nationalism's Resurgence vs. Supranationalism

In the , has resurged as a counterforce to supranationalism, driven by public demands for restored amid perceived failures of globalized in addressing migration, , and cultural preservation. This trend manifests in electoral gains for nationalist parties across , where voters have rejected deeper EU integration in favor of national control over borders and . For instance, in the June 2024 European Parliament elections, nationalist and right-wing groups, including the European Conservatives and Reformists and blocs, expanded their seats from 132 to approximately 150, capturing over 20% of the vote in key member states like , , and . These advances reflect causal links between stagnant wages, uncontrolled , and elite-driven supranational decisions, as evidenced by econometric analyses showing populist support rising with regional spikes exceeding 10% in deindustrialized areas. Supranational institutions like the have responded by attempting to reinforce unity through mechanisms such as the 2021 NextGenerationEU recovery fund, which disbursed €750 billion in shared debt to mitigate post-pandemic fragmentation, yet this has fueled nationalist critiques of fiscal transfers eroding national autonomy. Brexit's completion on January 31, 2020, served as a pivotal case, with the UK's exit reducing EU membership to 27 states and inspiring sovereignty-focused referenda or party platforms in , Poland, and the , where nationalist votes surged to 30-35% in national polls by 2025. In the United States, the 2024 reelection of , who campaigned on tariffs and restrictions, exemplified transatlantic alignment, with policies like 10-20% universal import duties projected to prioritize domestic manufacturing over global supply chains, contrasting supranational trade pacts like the WTO. Empirical trends indicate nationalism's momentum stems from globalization's uneven benefits, where supranational openness correlated with a 15-20% polarization in advanced economies from 2000-2020, prompting backlash against institutions viewed as unaccountable. While supranational advocates cite benefits like the eurozone's stability during the 2022 , nationalist governments in (under Meloni since October 2022) and have pursued bilateral deals over EU-wide mandates, signaling a shift toward "sovereignist" alliances that bypass . Mainstream analyses from EU-aligned sources often attribute this to "" without fully engaging causal factors like demographic displacement, but cross-verified data from electoral studies confirm nationalism's rise correlates more strongly with native-born voters facing labor market competition than with mere economic . Looking ahead, supranationalism's viability hinges on adapting to multipolar realities, such as U.S.- decoupling, but projections based on 2015-2024 voting patterns forecast continued nationalist inroads, potentially halving enlargement prospects and fostering "Europe of nations" models over . This underscores a realist tension: while supranationalism facilitates scale efficiencies in (e.g., intra- flows at 60% of total ), nationalism's empirical lies in restoring causal agency to electorates alienated by remote bureaucracies, as seen in declining trust metrics where only 47% of Europeans viewed the positively in 2024 surveys.

Scholarly Analysis

Historiographical Debates

Scholars debate whether the nation or the state preceded the other in the formation of the nation-state, with some emphasizing pre-modern ethnic foundations and others viewing nations as artifacts of modern processes. This tension underlies broader historiographical divisions, including the role of events like the 1648 , often cited as inaugurating but critiqued as an anachronistic origin myth. Empirical analyses of 145 territories from 1816 to 2001 reveal that nation-state emergence hinged on localized power shifts enabling nationalists to overthrow or co-opt regimes, rather than universal drivers like industrialization or literacy rates. Modernist theories, prevalent in mid-20th-century scholarship, posit nations as recent phenomena tied to the late onward, emerging from , , and administrative centralization. argued in 1983 that nationalism functions to impose cultural homogeneity for industrial mobility, rendering agrarian ethnicities obsolete. described as an "invention of tradition" by elites, fabricating histories to legitimize states. Benedict Anderson's 1983 concept of "" highlighted print 's role in fostering simultaneous awareness among dispersed populations via vernacular languages. These views, while influential in academia—potentially amplified by a for constructivist narratives over ethnic realism—face criticism for and neglecting pre-modern cultural persistence. Ethnosymbolism offers a middle path, asserting that modern nations draw from enduring pre-modern "ethnies"—ethnic communities sustained by shared myths, memories, and symbols—rather than arising ex nihilo. , a key proponent, emphasized how intellectuals revive these elements to bridge past and present, as seen in cases like 's 16th-century formation around biblical vernaculars and notions of chosenness. Perennialists extend this further, viewing nations as recurrent across history, with examples like medieval qualifying as proto-nation-states by criteria of cultural cohesion and political autonomy. Primordialists, though marginalized, stress innate sociobiological bonds, as in Clifford Geertz's work on deep-seated attachments, but lack robust empirical backing against modern historical contingencies. The Westphalian system's purported foundational role in 1648—ending the via treaties at and —has been reevaluated as establishing only princely autonomies (e.g., rights to alliances under Article VIII), not full or nation-states, which fragmented further in entities like the Holy Roman Empire's 1,000+ polities. Concepts like Jean Bodin's 1576 predated it, and true nation-state consolidation awaited 18th-19th century revolutions and industrialization, per and Benno Teschke. This critique underscores how retrospective idealization overlooks dynastic and religious drivers, favoring balance-of-power precedents from the late against figures like . Despite such evidence, Westphalian narratives persist in scholarship, possibly reflecting a toward sacralizing territorial exclusivity over causal historical sequences.

Biases in Modern Scholarship

Surveys of academic faculty reveal a pronounced left-leaning ideological skew in fields relevant to nation-state studies, such as , , and . In higher education overall, around 60% of faculty identify as liberal or far left, with ratios in social sciences reaching approximately 6:1 liberal to conservative among administrators and higher in professoriates. Among historians specifically, 75% position themselves as left-leaning, compared to 12% right-leaning. This demographic imbalance correlates with research tendencies that prioritize critiques of as inherently parochial or prone to , often attributing nation-state persistence to outdated constructs rather than adaptive responses to cultural and economic realities. A key manifestation of this bias appears in the critique of "methodological nationalism," where scholars argue that treating the nation-state as the default analytical unit embeds an ethnocentric or statist presumption, obscuring transnational flows like migration or global capital. Such arguments, prevalent in and decolonial studies, frame nation-state boundaries as artificial barriers that perpetuate inequality, yet they frequently undervalue of higher trust, lower , and stronger public goods provision in culturally homogeneous states. Left-leaning further emphasizes nation-state formation's ties to and ethnic hierarchies, as in analyses linking Western to colonial legacies, while marginalizing first-principles explanations rooted in shared , , and as causal drivers of cohesion and resilience. This orientation contributes to scholarly underprediction of nationalism's durability amid globalization's limits, as evidenced by the persistence of sovereign assertions in events like or Eastern European resistance to migration policies, which some analyses dismiss as populist regressions rather than rational defenses of . Publications exhibit a slight liberal tilt, with more favorable reception for arguments portraying as collectivist and antithetical to cosmopolitan ideals, potentially sidelining data on multiethnic states' higher conflict risks. Consequently, modern scholarship risks systemic oversight of states' instrumental role in aligning governance with human-scale affiliations, favoring supranational or multicultural paradigms despite mixed outcomes in entities like the or post-colonial federations.

References

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