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Nation state
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A nation state, or nation-state, is a political entity in which the state (a centralized political organization ruling over a population within a territory) and the nation (a community based on a common identity) are broadly or ideally congruent.[1][2][3][4] "Nation state" is a more precise concept than "country" or "state", since a country or a state does not need to have a predominant national or ethnic group.
A nation, sometimes used in the sense of a common ethnicity, may include a diaspora or refugees who live outside the nation-state; some dispersed nations (such as the Roma nation, for example) do not have a state where that ethnicity predominates. In a more general sense, a nation-state is simply a large, politically sovereign country or administrative territory. A nation-state may or may not be contrasted with:
- An empire, a political unit made up of several territories and peoples, typically established through conquest and marked by a dominant center and subordinate peripheries.
- A multinational state, where no one ethnic or cultural group dominates (such a state may also be considered a multicultural state - depending on the degree of cultural assimilation of its various groups).
- A city-state, which is both smaller than a "nation" in the sense of a "large sovereign country" and which may or may not be dominated by all or part of a single "nation" in the sense of a common ethnicity or culture.[5][6][7]
- A confederation, a league of sovereign states, which might or might not include nation-states.
- A federated state, which may or may not be a nation-state, and which is only partially self-governing within a larger federation (for example, the state boundaries of Bosnia and Herzegovina are drawn along ethnic lines, but those of the United States are not).
This article mainly discusses the more specific definition of a nation-state as a typically sovereign country dominated by a particular ethnicity.
Complexity
[edit]The relationship between a nation (in the ethnic sense) and a state can be complex. The presence of a state can encourage ethnogenesis, and a group with a pre-existing ethnic identity can influence the drawing of territorial boundaries or argue for political legitimacy. This definition of a "nation-state" is not universally accepted. "All attempts to develop terminological consensus around 'nation' failed", concludes academic Valery Tishkov.[8] Walker Connor discusses the impressions surrounding the characters of "nation", "(sovereign) state", "nation-state", and "nationalism". Connor, who gave the term "ethnonationalism" wide currency, also discusses the tendency to confuse nation and state and the treatment of all states as if nation states.[9]
History
[edit]Origins
[edit]
The origins and early history of nation-states are disputed. A major theoretical question is: "Which came first, the nation or the nation-state?" Scholars such as Steven Weber, David Woodward, Michel Foucault and Jeremy Black[10][11][12] have advanced the hypothesis that the nation-state did not arise out of political ingenuity or an unknown undetermined source, nor was it a political invention; rather, it is an inadvertent by-product of 15th-century intellectual discoveries in political economy, capitalism, mercantilism, political geography, and geography[13][14] combined with cartography[15][16] and advances in map-making technologies.[17][18] It was with these intellectual discoveries and technological advances that the nation-state arose.
For others, the nation existed first. Then nationalist movements arose for sovereignty, and the nation-state was created to meet that demand. Some "modernization theories" of nationalism see it as a product of government policies to unify and modernize an already existing state. Most theories see the nation-state as a 19th-century European phenomenon facilitated by developments such as state-mandated education, mass literacy, and mass media. However, historians[who?] also note the early emergence of a relatively unified state and identity in Portugal and the Dutch Republic,[19] and some date the emergence of nations even earlier. Adrian Hastings, for instance, argued that Ancient Israel as depicted in the Hebrew Bible "gave the world the model of nationhood, and even nation-statehood"; however, after the fall of Jerusalem, the Jews lost this status for nearly two millennia, while still preserving their national identity until "the more inevitable rise of Zionism", in modern times, which sought to establish a nation-state.[20]
Eric Hobsbawm argues that the establishment of a French nation was not the result of French nationalism, which would not emerge until the end of the 19th century, but rather the policies implemented by pre-existing French states. Many of these reforms were implemented since the French Revolution, at which time only half of the French people spoke some French – with only a quarter of those speaking the version of it found in literature and places of learning.[21] As the number of Italian speakers in Italy was even lower at the time of Italian unification, similar arguments have been made regarding the modern Italian nation, with both the French and the Italian states promoting the replacement of various regional dialects and languages with standardized dialects. The introduction of conscription and the Third Republic's 1880s laws on public instruction facilitated the creation of a national identity under this theory.[22]

Some nation-states, such as Germany and Italy, came into existence at least partly as a result of political campaigns by nationalists during the 19th century. In both cases the territory was previously divided among other states, some very small. At first, the sense of common identity was a cultural movement, such as in the Völkisch movement in German-speaking states, which rapidly acquired a political significance. In these cases the nationalist sentiment and the nationalist movement precede the unification of the German and Italian nation-states.[citation needed]
Historians Hans Kohn, Liah Greenfeld, Philip White, and others have classified nations such as Germany or Italy, where they believe cultural unification preceded state unification, as ethnic nations or ethnic nationalities. However, "state-driven" national unifications, such as in France, England, or China, are more likely to flourish in multiethnic societies, producing a traditional national heritage of civic nations or territory-based nationalities.[23][24][25]
The idea of a nation-state was and is associated with the rise of the modern system of states, often called the "Westphalian system", following the Treaty of Westphalia (1648). The balance of power, which characterized that system, depended for its effectiveness upon clearly defined, centrally controlled, independent entities, whether empires or nation states, which recognize each other's sovereignty and territory. The Westphalian system did not create the nation-state, but the nation-state meets the criteria for its component states (by assuming that there is no disputed territory).[citation needed] Before the Westphalian system, the closest geopolitical system was the "Chanyuan system" established in East Asia in 1005 through the Treaty of Chanyuan, which, like the Westphalian peace treaties, designated national borders between the independent regimes of China's Song dynasty and the semi-nomadic Liao dynasty.[26] This system was copied and developed in East Asia in the following centuries until the establishment of the pan-Eurasian Mongol Empire in the 13th century.[27]
The nation-state received a philosophical underpinning in the era of Romanticism, at first as the "natural" expression of the individual peoples (romantic nationalism: see Johann Gottlieb Fichte's conception of the Volk, later opposed by Ernest Renan). The increasing emphasis during the 19th century on the ethnic and racial origins of the nation led to a redefinition of the nation-state in these terms.[25] Racism, which in Boulainvilliers's theories was inherently antipatriotic and antinationalist, joined itself with colonialist imperialism and "continental imperialism", most notably in pan-Germanic and pan-Slavic movements.[28]
The relationship between racism and ethnic nationalism reached its height in the 20th century through fascism and Nazism. The specific combination of "nation" ("people") and "state" expressed in such terms as the völkischer Staat and implemented in laws such as the 1935 Nuremberg laws made fascist states such as early Nazi Germany qualitatively different from non-fascist nation-states. Minorities were not considered part of the people (Volk) and were consequently denied to have an authentic or legitimate role in such a state. In Germany, neither Jews nor the Roma were considered part of the people, and both were specifically targeted for persecution. German nationality law defined "German" based on German ancestry, excluding all non-Germans from the people.[29]
In recent years, a nation-state's claim to absolute sovereignty within its borders has been criticized.[25] A global political system based on international agreements and supra-national blocs characterized the post-war era. Non-state actors, such as international corporations and non-governmental organizations, are widely seen as eroding the economic and political power of nation-states.
According to Andreas Wimmer and Yuval Feinstein, nation-states tended to emerge when power shifts allowed nationalists to overthrow existing regimes or absorb existing administrative units.[30] Xue Li and Alexander Hicks link the frequency of nation-state creation to processes of diffusion that emanate from international organizations.[31]
Before the nation-state
[edit]
In Europe, during the 18th century, the classic non-national states were the multiethnic empires, the Austrian Empire, the Kingdom of France (and its empire), the Kingdom of Hungary,[32] the Russian Empire, the Portuguese Empire, the Spanish Empire, the Ottoman Empire, the British Empire, the Dutch Empire and smaller nations at what would now be called sub-state level. The multi-ethnic empire was a monarchy, usually absolute, ruled by a king, emperor or sultan.[a] The population belonged to many ethnic groups, and they spoke many languages. The empire was dominated by one ethnic group, and their language was usually the language of public administration. The ruling dynasty was usually, but not always, from that group.
This type of state is not specifically European: such empires existed in Asia, Africa and the Americas. Chinese dynasties, such as the Tang dynasty, the Yuan dynasty, and the Qing dynasty, were all multiethnic regimes governed by a ruling ethnic group. In the three examples, their ruling ethnic groups were the Han-Chinese, Mongols, and the Manchus. In the Muslim world, immediately after Muhammad died in 632, Caliphates were established.[33] Caliphates were Islamic states under the leadership of a political-religious successor to the Islamic prophet Muhammad.[34] These polities developed into multi-ethnic trans-national empires.[35] The Ottoman sultan, Selim I (1512–1520) reclaimed the title of caliph, which had been in dispute and asserted by a diversity of rulers and "shadow caliphs" in the centuries of the Abbasid-Mamluk Caliphate since the Mongols' sacking of Baghdad and the killing of the last Abbasid Caliph in Baghdad, Iraq 1258. The Ottoman Caliphate as an office of the Ottoman Empire was abolished under Mustafa Kemal Atatürk in 1924 as part of Atatürk's Reforms.

Some of the smaller European states were not so ethnically diverse but were also dynastic states ruled by a royal house. Their territory could expand by royal intermarriage or merge with another state when the dynasty merged. In some parts of Europe, notably Germany, minimal territorial units existed. They were recognized by their neighbours as independent and had their government and laws. Some were ruled by princes or other hereditary rulers; some were governed by bishops or abbots. Because they were so small, however, they had no separate language or culture: the inhabitants shared the language of the surrounding region.
In some cases, these states were overthrown by nationalist uprisings in the 19th century. Liberal ideas of free trade played a role in German unification, which was preceded by a customs union, the Zollverein. However, the Austro-Prussian War and the German alliances in the Franco-Prussian War were decisive in the unification. The Austro-Hungarian Empire and the Ottoman Empire broke up after the First World War, but the Russian Empire was replaced by the Soviet Union in most of its multinational territory after the Russian Civil War.
A few of the smaller states survived: the independent principalities of Liechtenstein, Andorra, Monaco, and the Republic of San Marino. (Vatican City is a special case. All of the larger Papal States save the Vatican itself were occupied and absorbed by Italy by 1870. The resulting Roman Question was resolved with the rise of the modern state under the 1929 Lateran treaties between Italy and the Holy See.)
Characteristics
[edit]This section needs additional citations for verification. (October 2015) |

"Legitimate states that govern effectively and dynamic industrial economies are widely regarded today [2004] as the defining characteristics of a modern nation-state."[36]
Nation-states have their characteristics differing from pre-national states. For a start, they have a different attitude to their territory compared to dynastic monarchies: it is semisacred and nontransferable. No nation would swap territory with other states simply, for example, because the king's daughter married. They have a different type of border, in principle, defined only by the national group's settlement area. However, many nation-states also sought natural borders (rivers, mountain ranges). They are constantly changing in population size and power because of the limited restrictions of their borders.
The most noticeable characteristic is the degree to which nation-states use the state as an instrument of national unity in economic, social and cultural life.
The nation-state promoted economic unity by abolishing internal customs and tolls. In Germany, that process, the creation of the Zollverein, preceded formal national unity. Nation states typically have a policy to create and maintain national transportation infrastructure, facilitating trade and travel. In 19th-century Europe, the expansion of the rail transport networks was at first largely a matter for private railway companies but gradually came under the control of the national governments. The French rail network, with its main lines radiating from Paris to all corners of France, is often seen as a reflection of the centralised French nation-state, which directed its construction. Nation states continue to build, for instance, specifically national motorway networks. Specifically, transnational infrastructure programmes, such as the Trans-European Networks, are a recent innovation.
The nation-states typically had a more centralised and uniform public administration than their imperial predecessors: they were smaller, and the population was less diverse. (The internal diversity of the Ottoman Empire, for instance, was very great.) After the 19th-century triumph of the nation-state in Europe, regional identity was subordinate to national identity in regions such as Alsace-Lorraine, Catalonia, Brittany and Corsica. In many cases, the regional administration was also subordinated to the central (national) government. This process was partially reversed from the 1970s onward, with the introduction of various forms of regional autonomy, in formerly centralised states such as Spain or Italy.
The most apparent impact of the nation-state, as compared to its non-national predecessors, is creating a uniform national culture through state policy. The model of the nation-state implies that its population constitutes a nation, united by a common descent, a common language and many forms of shared culture. When implied unity was absent, the nation-state often tried to create it. It promoted a uniform national language through language policy. The creation of national systems of compulsory primary education and a relatively uniform curriculum in secondary schools was the most effective instrument in the spread of the national languages. The schools also taught national history, often in a propagandistic and mythologised version, and (especially during conflicts) some nation-states still teach this kind of history.[37][38][39][40][41]
Language and cultural policy was sometimes hostile, aimed at suppressing non-national elements. Language prohibitions were sometimes used to accelerate the adoption of national languages and the decline of minority languages (see examples: Anglicisation, Bulgarization, Croatization, Czechization, Dutchification, Francisation, Germanisation, Hellenization, Hispanicization, Italianization, Lithuanization, Magyarisation, Polonisation, Russification, Serbization, Slovakisation, Swedification, Turkification).
In some cases, these policies triggered bitter conflicts and further ethnic separatism. But where it worked, the cultural uniformity and homogeneity of the population increased. Conversely, the cultural divergence at the border became sharper: in theory, a uniform French identity extends from the Atlantic coast to the Rhine, and on the other bank of the Rhine, a uniform German identity begins. Both sides have divergent language policy and educational systems to enforce that model.
In practice
[edit]This section possibly contains original research. (May 2016) |

The notion of a unifying "national identity" also extends to countries that host multiple ethnic or language groups, such as India. For example, Switzerland is constitutionally a confederation of cantons and has four official languages. Still, it also has a "Swiss" national identity, a national history and a classic national hero, Wilhelm Tell.[42]
Innumerable conflicts have arisen where political boundaries did not correspond with ethnic or cultural boundaries.
After World War II in the Josip Broz Tito era, nationalism was appealed to for uniting South Slav peoples. Later in the 20th century, after the break-up of the Soviet Union, leaders appealed to ancient ethnic feuds or tensions that ignited conflict between the Serbs, Croats, and Slovenes, as well as Bosniaks, Montenegrins and Macedonians, eventually breaking up the long collaboration of peoples. Ethnic cleansing was carried out in the Balkans, destroying the formerly socialist republic and producing the civil wars in Croatia and Bosnia and Herzegovina in 1992–95, resulting in mass population displacements and segregation that radically altered what was once a highly diverse and intermixed ethnic makeup of the region. These conflicts were mainly about creating a new political framework of states, each of which would be ethnically and politically homogeneous. Serbs, Croats and Bosniaks insisted they were ethnically distinct, although many communities had a long history of intermarriage.[citation needed]
Belgium is a classic example of a state that is not a nation-state.[citation needed] The state was formed by secession from the United Kingdom of the Netherlands in 1830, whose neutrality and integrity was protected by the Treaty of London 1839; thus, it served as a buffer state after the Napoleonic Wars between the European powers France, Prussia (after 1871 the German Empire) and the United Kingdom until World War I, when the Germans breached its neutrality. Currently, Belgium is divided between the Flemings in the north, the French-speaking population in the south, and the German-speaking population in the east. The Flemish population in the north speaks Dutch, the Walloon population in the south speaks either French or, in the east of Liège Province, German. The Brussels population speaks French or Dutch.
The Flemish identity is also cultural, and there is a strong separatist movement espoused by the political parties, the right-wing Vlaams Belang and the New Flemish Alliance. The Francophone Walloon identity of Belgium is linguistically distinct and regionalist. There is also unitary Belgian nationalism, several versions of a Greater Netherlands ideal, and a German-speaking community of Belgium annexed from Germany in 1920 and re-annexed by Germany in 1940–1944. However, these ideologies are all very marginal and politically insignificant during elections.

China covers a large geographic area and uses the concept of "Zhonghua minzu" or Chinese nationality, in the sense of ethnic groups. Still, it also officially recognizes the majority Han ethnic group which accounts for over 90% of the population, and no fewer than 55 ethnic national minorities.
According to Philip G. Roeder, Moldova is an example of a Soviet-era "segment-state" (Moldavian SSR), where the "nation-state project of the segment-state trumped the nation-state project of prior statehood. In Moldova, despite strong agitation from university faculty and students for reunification with Romania, the nation-state project forged within the Moldavian SSR trumped the project for a return to the interwar nation-state project of Greater Romania."[44] See Controversy over linguistic and ethnic identity in Moldova for further details.
Specific cases
[edit]This section may contain material unrelated to the topic of the article. (March 2024) |
Israel
[edit]Israel was founded as a Jewish state in 1948. Its Basic Laws describe it as both a Jewish and a democratic state. The Basic Law: Israel as the Nation-State of the Jewish People (2018) explicitly specifies the nature of the State of Israel as the nation-state of the Jewish people.[45][46] According to the Israel Central Bureau of Statistics, 75.7% of Israel's population are Jews.[47] Arabs, who make up 20.4% of the population, are the largest ethnic minority in Israel. Israel also has very small communities of Armenians, Circassians, Assyrians, Samaritans.[48] There are also some non-Jewish spouses of Israeli Jews. However, these communities are very small, and usually number only in the hundreds or thousands.[49]
Kingdom of the Netherlands
[edit]The Kingdom of the Netherlands presents an unusual example in which one kingdom represents four distinct countries. The four countries of the Kingdom of the Netherlands are:[50]
- Netherlands (including the provinces in continental Europe and the special municipalities of Bonaire, Sint Eustatius and Saba)
- Aruba
- Curaçao
- Sint Maarten
Each is expressly designated as a land in Dutch law by the Charter for the Kingdom of the Netherlands.[51] Unlike the German Länder and the Austrian Bundesländer, landen is consistently translated as "countries" by the Dutch government.[52][53][54]
Spain
[edit]
While historical monarchies often brought together different kingdoms/territories/ethnic groups under the same crown, in modern nation states political elites seek a uniformity of the population, leading to state nationalism.[55][56] In the case of the Christian territories of the future Spain, neighboring Al-Andalus, there was an early perception of ethnicity, faith and shared territory in the Middle Ages (13th–14th centuries), as documented by the Chronicle of Muntaner in the proposal of the Castilian king to the other Christian kings of the peninsula: "if these four Kings of Spain whom he named, who are of one flesh and blood, held together, little need they fear all the other powers of the world".[57][58][59] After the dynastic union of the Catholic Monarchs in the 15th century, the Spanish Monarchy ruled over different kingdoms, each with its own cultural, linguistic and political particularities, and the kings had to swear by the Laws of each territory before the respective Parliaments. Forming the Spanish Empire, at this time the Hispanic Monarchy had its maximum territorial expansion.
After the War of the Spanish Succession, rooted in the political position of the Count-Duke of Olivares and the absolutism of Philip V, the assimilation of the Crown of Aragon by the Castilian Crown through the Decrees of Nueva Planta was the first step in the creation of the Spanish nation-state. As in other contemporary European states, political union was the first step in the creation of the Spanish nation-state, in this case not on a uniform ethnic basis, but through the imposition of the political and cultural characteristics of the dominant ethnic group, in this case the Castilians, over those of other ethnic groups, who became national minorities to be assimilated.[60][61] In fact, since the political unification of 1714, Spanish assimilation policies towards Catalan-speaking territories (Catalonia, Valencia, the Balearic Islands, part of Aragon) and other national minorities, as Basques and Galicians, have been a historical constant.[62][63][64][65][66]

The process of assimilation began with secret instructions to the corregidores of the Catalan territory: they "will take the utmost care to introduce the Castilian language, for which purpose he will give the most temperate and disguised measures so that the effect is achieved, without the care being noticed."[67] From there, actions in the service of assimilation, discreet or aggressive, were continued, and reached to the last detail, such as, in 1799, the Royal Certificate forbidding anyone to "represent, sing and dance pieces that were not in Spanish."[67] These nationalist policies, sometimes very aggressive,[68][69][70][71] and still in force,[72][73][74][75] have been, and still are, the seed of repeated territorial conflicts within the State.
Although official Spanish history describes a "natural" decline of the Catalan language and increasing replacement by Spanish between the 16th and 19th centuries, especially among the upper classes, a survey of language usage in 1807, commissioned by Napoleon, indicates that except in the royal courts, Spanish is absent from everyday life. It is indicated that Catalan "is taught in schools, printed and spoken, not only among the lower class, but also among people of first quality, also in social gatherings, as in visits and congresses", indicating that it is spoken everywhere "except in the royal courts". He also indicates that Catalan is also spoken "in the Kingdom of Valencia, in the islands of Mallorca, Menorca, Ibiza, Sardinia, Corsica and much of Sicily, in the Vall of Aran and Cerdaña".[76]
The nationalization process accelerated in the 19th century, in parallel to the origin of Spanish nationalism, the social, political and ideological movement that tried to shape a Spanish national identity based on the Castilian model, in conflict with the other historical nations of the State. Politicians of the time were aware that despite the aggressive policies pursued up to that time, the uniform and monocultural "Spanish nation" did not exist, as indicated in 1835 by Antonio Alcalà Galiano, when in the Cortes del Estatuto Real he defended the effort
"To make the Spanish nation a nation that neither is nor has been until now."[77]
In 1906, the Catalanist party Solidaritat Catalana was founded to try to mitigate the economically and culturally oppressive treatment of Spain towards the Catalans. One of the responses of Spanish nationalism came from the military state with statements such as that of the publication La Correspondencia militar: "The Catalan problem is not solved, well, by freedom, but by restriction; not by palliatives and pacts, but by iron and fire". Another came from important Spanish intellectuals, such as Pio Baroja and Blasco Ibáñez, calling the Catalans "Jews", considered a serious insult at that time when racism was gaining strength.[71] Building the nation (as in France, it was the state that created the nation, and not the opposite process) is an ideal that the Spanish elites constantly reiterated, and, one hundred years later than Alcalá Galiano, for example, we can also find it in the mouth of the fascist José Pemartín, who admired the German and Italian modeling policies:[71]
"There is an intimate and decisive dualism, both in Italian fascism and in German National Socialism. On the one hand, the Hegelian doctrine of the absolutism of the state is felt. The State originates in the Nation, educates and shapes the mentality of the individual; is, in Mussolini's words, the soul of the soul»
And will be found again two hundred years later, from the socialist Josep Borrell:[78]
The modern history of Spain is an unfortunate history that meant that we did not consolidate a modern State. Independenceists think that the nation makes the State. I think the opposite. The State makes the nation. A strong State, which imposes its language, culture, education.
The turn of the 20th century, and the first half of that century, have seen the most ethnic violence, coinciding with a racism that even came to identify states with races; in the case of Spain, with a supposed Spanish race sublimated in Castilian, of which national minorities were degenerate forms, and the first of those that needed to be exterminated.[71] There were even public proposals for the repression of whole Catalonia, and even the extermination of Catalans, such as that of Juan Pujol, Head of Press and Propaganda of the Junta de Defensa Nacional during the Spanish Civil War, in La Voz de España,[79] or that of Queipo de Llano, in a radio address[80][81] in 1936, among others.
The influence of Spanish nationalism could be found in a pogrom in Argentina, during the Tragic Week, in 1919.[82] It was called to attack Jews and Catalans indiscriminately, possibly because the influence of Spanish nationalism, which at the time described Catalans as a Semitic ethnicity.[71]
Also, one can find discourses on the alienation of Catalan speakers, such as, for example, an article entitled «Cataluña bilingüe», by Menéndez Pidal, in which he defends the Romanones decree against the Catalan language, published in El Imparcial, on 15 December 1902:[71]
«… There they will see that the Courts of the Catalan-Aragonese Confederation never had Catalan as their official language; that the kings of Aragon, even those of the Catalan dynasty, used Catalan only in Catalonia, and used Spanish not only in the Cortes of Aragon, but also in foreign relations, the same with Castile or Navarre as with the infidel kings of Granada, from Africa or Asia, because even in the most important days of Catalonia, Spanish prevailed as the language of the Aragonese kingdom and Catalan was reserved for the peculiar affairs of the Catalan county..."
or the article "Los Catalanes. A las Cortes Constituyentes », appeared in several newspapers, among others: El Dia de Alicante, June 23, 1931, El Porvenir Castellano and El Noticiero de Soria, July 2, 1931, in the Heraldo de Almeria on June 4, 1931, sent by the "Pro-Justice Committee", with a post office box in Madrid:[71]
"The Catalanists have recently declared that they are not Spanish, nor do they want to be, nor can they be. They have also been saying for a long time that they are an oppressed, enslaved, exploited people. It is imperative to do them justice... That they return to Phenicia or that they go wherever they want to admit them. When the Catalan tribes saw Spain and settled in the Spanish territory that is now occupied by the provinces of Barcelona, Gerona, Lérida and Tarragona, how little they imagined that the case of the captivity of the tribes of Israel in Egypt would be repeated there! !... Let us respect his most holy will. They are eternally inadaptable... Their cowardice and selfishness leaves them no room for fraternity... So, we propose to the Constituent Cortes the expulsion of the Catalanists... You are free! The Republic opens wide the doors of Spain, your prison. go away Get out of here. Go back to Phenicia, or go wherever you want, how big is the world."
The main scapegoat of Spanish nationalism is the non-Spanish languages, which over the last three hundred years have been tried to be replaced by Spanish with hundreds of laws and regulations,[70] but also with acts of great violence, such as during the civil war. For example, the statements of Queipo de Llano can be found in the article entitled "Against Catalonia, the Israel of the Modern World", published in the Diario Palentino on November 26, 1936, where it is dropped that in America Catalans are considered a race of Jews, because they use the same procedures that the Hebrews perform in all the nations of the Globe. And considering the Catalans as Hebrews and considering his anti-Semitism "Our struggle is not a civil war, but a war for Western civilization against the Jewish world," it is not surprising that Queipo de Llano expressed his anti-Catalan intentions: "When the war is over, Pompeu Fabra and his works will be dragged along the Ramblas"[71] (it was not talk to talk, the house of Pompeu Fabra, the standardizer of Catalan language, was raided and his huge personal library burned in the middle of the street. Pompeu Fabra was able to escape into exile).[83] Another example of fascist aggression towards the Catalan language is pointed out by Paul Preston in "The Spanish Holocaust",[84] given that during the civil war it practically led to an ethnic conflict:
"In the days following the occupation of Lleida (…), the republican prisoners identified as Catalans were executed without trial. Anyone who heard them speak Catalan was very likely to be arrested. The arbitrary brutality of the anti-Catalan repression reached such a point that Franco himself had to issue an order ordering that mistakes that could later be regretted be avoided ". "There are examples of the murder of peasants for no other apparent reason than that of speaking Catalan"
After a possible attempt at ethnic cleansing,[63][71] the biopolitical imposition of Spanish during the Franco dictatorship, to the point of being considered an attempt at cultural genocide, democracy consolidated an apparent asymmetric regime of bilingualism of sorts, wherein the Spanish government has employed a system of laws that favored Spanish over Catalan,[85][86][87][88][72][73][89][74] which becomes the weaker of the two languages, and therefore, in the absence of other states where it is spoken, is doomed to extinction in the medium or short term. In the same vein, its use in the Spanish Congress is prevented,[90][91] and it is prevented from achieving official status Europe, unlike less spoken languages such as Gaelic.[92] In other institutional areas, such as justice, Plataforma per la Llengua has denounced Catalanophobia. The association Soberania i Justícia have also denounced it in an act in the European Parliament. It also takes the form of linguistic secessionism, originally advocated by the Spanish extreme right and which has finally been adopted by the Spanish government itself and state bodies.[93][94][95]
In November 2005, Omnium Cultural organized a meeting of Catalan and Madrid intellectuals in the Círculo de bellas artes in Madrid to show support for ongoing reform of Catalan Statute of Autonomy, which sought to resolve territorial tensions, and among other things better protect the Catalan language. On the Catalan side, a flight was made with one hundred representatives of the cultural, civic, intellectual, artistic and sporting world of Catalonia, but on the Spanish side, except Santiago Carrillo, a politician from the Second Republic, did not attend any more.[96][97] The subsequent failure of the statutory reform with respect to its objectives opened the door to the growth of Catalan sovereignty.[98]
Apart from language discrimination by public officials,[99][100] e.g. in the hospitals,[101] the prohibition until September 2023 (47 years after Franco's death) of using the Catalan language in state institutions such as Court,[102] despite being the former Crown of Aragon, with three Catalan-speaking territories, one of the co-founders of the current Spanish state, is nothing more than the continuation of the foreignization of Catalan-speaking people from the first third of the 20th century, in full swing of state racism and fascism. It also can be pointed the linguistic secessionism, originally advocated by the Spanish far right and which has finally been adopted by the Spanish government itself and state bodies.[93][103] By fragmenting Catalan language into as many languages as territories, it becomes inoperative, economically suffocated, and becomes a political toy in the hands of territorial politicians.
Susceptible to be classified as an ethnic democracy, the Spanish State currently only recognizes the Romani as a national minority, excluding Catalans (and, of course, Valencians and Balearic), Basques and Galicians. However, it is evident to any external observer that there are social diversities within the Spanish State that qualify as manifestations of national minorities, such as, for example, the existence of the main three linguistic minorities in their ancestral territories.[104]
United Kingdom
[edit]The United Kingdom is an unusual example of a nation state due to its "countries within a country". The United Kingdom is formed by the union of England, Scotland, Wales and Northern Ireland, but it is a unitary state formed initially by the merger of two independent kingdoms, the Kingdom of England (which already included Wales) and the Kingdom of Scotland, but the Treaty of Union (1707) that set out the agreed terms has ensured the continuation of distinct features of each state, including separate legal systems and separate national churches.[105][106][107]
In 2003, the British Government described the United Kingdom as "countries within a country".[108] While the Office for National Statistics and others describe the United Kingdom as a "nation state",[109][110] others, including a then Prime Minister, describe it as a "multinational state",[111][112][113] and the term Home Nations is used to describe the four national teams that represent the four nations of the United Kingdom (England, Northern Ireland, Scotland, Wales).[114] Some refer to it as a "Union State".[115][116]
Minorities
[edit]The most obvious deviation from the ideal of "one nation, one state" is the presence of minorities, especially ethnic minorities, which are clearly not members of the majority nation. An ethnic nationalist definition of a nation is necessarily exclusive: ethnic nations typically do not have open membership. In most cases, there is a clear idea that surrounding nations are different, and that includes members of those nations who live on the "wrong side" of the border. Historical examples of groups who have been specifically singled out as outsiders are the Roma and Jews in Europe.
Negative responses to minorities within the nation state have ranged from cultural assimilation enforced by the state, to expulsion, persecution, violence, and extermination. The assimilation policies are usually enforced by the state, but violence against minorities is not always state-initiated: it can occur in the form of mob violence such as lynching or pogroms. Nation states are responsible for some of the worst historical examples of violence against minorities not considered part of the nation.
However, many nation states accept specific minorities as being part of the nation, and the term national minority is often used in this sense. The Sorbs in Germany are an example: for centuries they have lived in German-speaking states, surrounded by a much larger ethnic German population, and they have no other historical territory. They are now generally considered to be part of the German nation and are accepted as such by the Federal Republic of Germany, which constitutionally guarantees their cultural rights. Of the thousands of ethnic and cultural minorities in nation states across the world, only a few have this level of acceptance and protection.
Multiculturalism is an official policy in some states, establishing the ideal of coexisting existence among multiple and separate ethnic, cultural, and linguistic groups. Other states prefer the interculturalism (or "melting pot" approach) alternative to multiculturalism, citing problems with latter as promoting self-segregation tendencies among minority groups, challenging national cohesion, polarizing society in groups that can't relate to one another, generating problems in regard to minorities and immigrants' fluency in the national language of use and integration with the rest of society (generating hate and persecution against them from the "otherness" they would generate in such a case according to its adherents), without minorities having to give up certain parts of their culture before being absorbed into a now changed majority culture by their contribution. Many nations have laws protecting minority rights.
When national boundaries that do not match ethnic boundaries are drawn, such as in the Balkans and Central Asia, ethnic tension, massacres and even genocide, sometimes has occurred historically (see Bosnian genocide and 2010 South Kyrgyzstan ethnic clashes).
Irredentism
[edit]
In principle, the border of a nation state would extend far enough to include all the members of the nation, and all of the national homeland. Again, in practice, some of them always live on the 'wrong side' of the border. Part of the national homeland may be there too, and it may be governed by the 'wrong' nation. The response to the non-inclusion of territory and population may take the form of irredentism: demands to annex unredeemed territory and incorporate it into the nation state.
Irredentist claims are usually based on the fact that an identifiable part of the national group lives across the border. However, they can include claims to territory where no members of that nation live at present, because they lived there in the past, the national language is spoken in that region, the national culture has influenced it, geographical unity with the existing territory, or a wide variety of other reasons. Past grievances are usually involved and can cause revanchism.
It is sometimes difficult to distinguish irredentism from pan-nationalism, since both claim that all members of an ethnic and cultural nation belong in one specific state. Pan-nationalism is less likely to specify the nation ethnically. For instance, variants of Pan-Germanism have different ideas about what constituted Greater Germany, including the confusing term Grossdeutschland, which, in fact, implied the inclusion of huge Slavic minorities from the Austro-Hungarian Empire.
Typically, irredentist demands are at first made by members of non-state nationalist movements. When they are adopted by a state, they typically result in tensions, and actual attempts at annexation are always considered a casus belli, a cause for war. In many cases, such claims result in long-term hostile relations between neighbouring states. Irredentist movements typically circulate maps of the claimed national territory, the greater nation state. That territory, which is often much larger than the existing state, plays a central role in their propaganda.
Irredentism should not be confused with claims to overseas colonies, which are not generally considered part of the national homeland. Some French overseas colonies would be an exception: French rule in Algeria unsuccessfully treated the colony as a département of France.
Future
[edit]It has been speculated by both proponents of globalization and various science fiction writers that the concept of a nation state may disappear with the ever-increasing interconnectedness of the world.[25] Such ideas are sometimes expressed around concepts of a world government. Another possibility is a move into communal anarchy or zero world government, in which nation states no longer exist.
Clash of civilizations
[edit]The theory of the clash of civilizations lies in direct contrast to cosmopolitan theories about an ever more connected world that no longer requires nation states. According to political scientist Samuel P. Huntington, people's cultural and religious identities will be the primary source of conflict in the post–Cold War world.
The theory was originally formulated in a 1992 lecture[117] at the American Enterprise Institute, which was then developed in a 1993 Foreign Affairs article titled "The Clash of Civilizations?",[118] in response to Francis Fukuyama's 1992 book, The End of History and the Last Man. Huntington later expanded his thesis in a 1996 book The Clash of Civilizations and the Remaking of World Order.
Huntington began his thinking by surveying the diverse theories about the nature of global politics in the post–Cold War period. Some theorists and writers argued that human rights, liberal democracy and capitalist free market economics had become the only remaining ideological alternative for nations in the post–Cold War world. Specifically, Francis Fukuyama, in The End of History and the Last Man, argued that the world had reached a Hegelian "end of history".
Huntington believed that while the age of ideology had ended, the world had reverted only to a normal state of affairs characterized by cultural conflict. In his thesis, he argued that the primary axis of conflict in the future will be along cultural and religious lines.
As an extension, he posits that the concept of different civilizations, as the highest rank of cultural identity, will become increasingly useful in analyzing the potential for conflict.
In the 1993 Foreign Affairs article, Huntington writes:
It is my hypothesis that the fundamental source of conflict in this new world will not be primarily ideological or primarily economic. The great divisions among humankind and the dominating source of conflict will be cultural. Nation states will remain the most powerful actors in world affairs, but the principal conflicts of global politics will occur between nations and groups of different civilizations. The clash of civilizations will dominate global politics. The fault lines between civilizations will be the battle lines of the future.[118]
Sandra Joireman suggests that Huntington may be characterised as a neo-primordialist, as, while he sees people as having strong ties to their ethnicity, he does not believe that these ties have always existed.[119]
Historiography
[edit]Historians often look to the past to find the origins of a particular nation state. Indeed, they often put so much emphasis on the importance of the nation state in modern times, that they distort the history of earlier periods in order to emphasize the question of origins. Lansing and English argue that much of the medieval history of Europe was structured to follow the historical winners—especially the nation states that emerged around Paris and London. Important developments that did not directly lead to a nation state get neglected, they argue:
- one effect of this approach has been to privilege historical winners, aspects of medieval Europe that became important in later centuries, above all the nation state.... Arguably the liveliest cultural innovation in the 13th century was the Mediterranean, centered on Frederick II's polyglot court and administration in Palermo...Sicily and the Italian South in later centuries suffered a long slide into overtaxed poverty and marginality. Textbook narratives, therefore, focus not on medieval Palermo, with its Muslim and Jewish bureaucracies and Arabic-speaking monarch, but on the historical winners, Paris and London.[120]
See also
[edit]Notes
[edit]- ^ The Dutch Empire of the time was a monarchy in all but name, ruled (mostly) by a hereditary stadtholder.
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- ^ "Batet talla la paraula a Botran perquè parlava en català: "La llengua castellana és la de tots"" [Batet cuts the word to Botran because he spoke in Catalan: "The Castilian language is that of all"] (in Catalan). Vilaweb. 17 May 2022. Retrieved 1 May 2022.
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- ^ Doherty, Michael (2016). Public Law. Rutledge. pp. 198–201. ISBN 978-1317206651.
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- ^ McLean, Iain; McMillan, Alistair (2006). "The United Kingdom as a Union State". State of the Union. Oxford University Press. pp. 1–12. doi:10.1093/0199258201.003.0001. ISBN 9780199258208.
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- ^ a b Official copy (free preview): "The Clash of Civilizations?". Foreign Affairs. Summer 1993. Archived from the original on 29 June 2007.
- ^ Sandra Fullerton Joireman (2003). Nationalism and Political Identity. London: Continuum. p. 30. ISBN 0-8264-6591-9.
- ^ Carol Lansing and Edward D. English, ed. (2012). A Companion to the Medieval World. John Wiley & Sons. p. 4. ISBN 9781118499467.
- Anderson, Benedict. 1991. Imagined Communities. ISBN 0-86091-329-5.
- Colomer, Josep M. 2007. Great Empires, Small Nations: The Uncertain Future of the Sovereign State. ISBN 0-415-43775-X.
- Gellner, Ernest (1983). Nations and Nationalism. Ithaca: Cornell University Press. ISBN 0-8014-1662-0.
- Hobsbawm, Eric J. (1992). Nations and Nationalism Since 1780: Programme, Myth, Reality. 2nd ed. Cambridge University Press. ISBN 0-521-43961-2.
- James, Paul (1996). Nation Formation: Towards a Theory of Abstract Community. London: SAGE Publications. ISBN 0-7619-5072-9.
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- Renan, Ernest. 1882. "Qu'est-ce qu'une nation?" ("What Is a Nation?")
- Malesevic, Sinisa (2006). Identity as Ideology: Understanding Ethnicity and Nationalism. New York: Palgrave.
- Smith, Anthony D. (1986). The Ethnic Origins of Nations. London: Basil Blackwell. pp 6–18. ISBN 0-631-15205-9.
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External links
[edit]- From Paris to Cairo: Resistance of the Unacculturated Archived 9 December 2010 at the Wayback Machine on identity and the nation state.
- Chronology of the repression of the Catalan language in Catalan language
Nation state
View on GrokipediaDefinition and Fundamentals
Conceptual Definition
A nation-state is a sovereign political entity in which the territorial boundaries of the state align with the cultural and ethnic boundaries of a nation—a stable community of people bound together by shared language, history, traditions, and a sense of common identity.[2] [8] This alignment enables the state to derive its legitimacy from representing and governing that nation as a cohesive unit, rather than a diverse aggregation of subjects or tribes.[9] In political theory, the concept fuses the juridical attributes of a state—permanent population, defined territory, government, and capacity for international relations—with the sociological attributes of a nation, emphasizing self-perceived unity over mere administrative convenience.[10] [11] Central to the nation-state is the principle of sovereignty, which entails the exclusive authority of the government to exercise control within its borders, including a monopoly on the legitimate use of physical force, without interference from external powers.[2] This sovereignty is operationalized through institutions such as bureaucracies staffed by nationals and a centralized apparatus that enforces laws uniformly across the territory.[2] The population, as the "nation," must exhibit sufficient homogeneity to foster social cohesion and loyalty to the state, typically measured by linguistic uniformity (e.g., over 90% speaking a primary language in prototypical cases like Iceland or Japan, though exact metrics vary) or historical narratives of shared descent and struggles.[12] However, empirical assessments reveal that pure homogeneity is rare; most nation-states contain ethnic minorities comprising 5-20% of the population, challenging the ideal but not invalidating the conceptual framework when the dominant national identity prevails.[2] [6] The nation-state differs conceptually from multinational empires or federations by prioritizing national self-determination as the basis for political organization, where the state's purpose is to protect and advance the nation's interests rather than subjugate disparate groups.[10] This model presupposes causal linkages between national identity and effective governance: shared culture reduces transaction costs in policy implementation and enhances collective action against threats, as evidenced by lower internal conflict rates in more homogeneous states compared to multiethnic ones (e.g., civil war onset probabilities drop by factors of 2-3 with ethnic fractionalization below 0.5, per cross-national datasets from 1946-2000).[1] Yet, the concept acknowledges variability; in practice, nation-state formation often involves deliberate state policies to cultivate national consciousness, such as standardized education and media, to bridge gaps between diverse populations.[13]Key Characteristics
The nation-state combines the institutional framework of a sovereign state with the cultural cohesion of a nation, where the political boundaries of the state ideally encompass a population sharing core elements of identity such as language, history, ethnicity, or traditions, thereby deriving legitimacy from serving that group's collective self-determination.[2] This congruence distinguishes nation-states from multi-ethnic empires, which govern heterogeneous populations without prioritizing a singular national core, or from city-states, which lack the expansive territorial and demographic scale tied to modern national identities.[14][15] Fundamental to the state component are four criteria for statehood: a permanent population; a defined territory with fixed borders; an effective government maintaining control; and the capacity to enter into relations with other states, as codified in Article 1 of the Montevideo Convention on the Rights and Duties of States signed on December 26, 1933.[16] The government holds a monopoly on the legitimate use of physical force within its territory, enabling it to enforce laws, collect taxes, and defend sovereignty—a principle central to the modern state's authority, as defined by Max Weber in his 1919 lecture "Politics as a Vocation."[17] This monopoly underpins internal order and external independence, with the state's bureaucratic apparatus administering justice, education, and security uniformly across the national population.[2] The "nation" aspect emphasizes social unity, where citizens perceive themselves as part of an "imagined community" bound by shared myths, memories, and cultural practices, fostering loyalty and enabling the state to mobilize resources for defense or development.[18] While pure homogeneity is rare—most contemporary nation-states contain minorities—the prevailing national group views the state as their homeland, with policies often promoting assimilation or cultural standardization to reinforce cohesion.[2] International recognition by other states affirms this status, though de facto control and national self-identification can sustain nation-state claims absent universal acknowledgment.[2]Distinctions from Other Forms
The nation-state differs from an empire in that it derives legitimacy from the self-rule of a cohesive national community sharing a common identity, language, and historical narrative, rather than from a dominant center exerting hierarchical control over heterogeneous peripheries through conquest or indirect governance. Empires, such as the Roman or Ottoman variants, typically encompass multiple ethnic groups with varying degrees of autonomy or assimilation, prioritizing expansion and tribute over national homogeneity, which often leads to reliance on personal loyalty to rulers or universal ideologies like imperial faith rather than popular sovereignty tied to a specific people.[15][19] In contrast, the nation-state's territorial boundaries ideally correspond to the nation's ethnographic extent, fostering direct governance by and for the nation, as exemplified by post-1648 European developments where absolutist monarchies transitioned toward national consolidation.[20] Unlike multinational states, which integrate multiple distinct nations or ethnic groups under a single sovereign framework—often resulting in institutionalized power-sharing or segmental autonomy to manage internal divisions—the nation-state presupposes a predominant national majority that subsumes minorities, minimizing sub-national cleavages in favor of overarching unity. Examples of multinational states include Belgium, where Flemish and Walloon communities maintain separate linguistic and cultural institutions, or pre-1991 Soviet Union, which balanced over 100 ethnic groups through federal republics but suppressed full national self-determination to preserve the supranational state.[11] Nation-states, by design, cultivate a singular civic or ethnic identity to legitimize centralized authority, as seen in France's post-Revolutionary assimilation policies that prioritized French language and culture across regions, reducing Breton or Occitan particularism.[21] City-states represent another departure, being compact polities confined to a urban core and its immediate hinterland, governed often by oligarchic or merchant elites without the expansive territory or mass-mobilized national sentiment characteristic of nation-states. Ancient examples like Athens or Sparta emphasized civic participation among citizens but lacked the modern nation-state's emphasis on popular sovereignty for an entire ethnic nation; contemporary instances, such as Singapore, function as sovereign economic enclaves with multi-ethnic populations managed through pragmatic multiculturalism rather than primordial national bonds. This scale limitation precludes the nation-state's capacity for large-scale military conscription or cultural homogenization across diverse landscapes, which historically enabled nation-states to compete effectively against empires.[19] Confederations, as voluntary associations of independent states with delegated powers to a weak central authority, contrast with the nation-state's robust, indivisible sovereignty vested in a national government, whether unitary or federal. Under the U.S. Articles of Confederation (1781–1789), member states retained primary sovereignty, leading to inefficiencies like inadequate taxation and defense, which were rectified by the 1787 Constitution establishing a federal nation-state prioritizing national over state loyalties.[22] Nation-states, even federal ones like Germany post-1871, integrate sub-units within a national framework where the center enforces unity, unlike confederations' emphasis on member vetoes and exit rights, as in the Swiss Confederation before its 1848 federal turn.[20] This structural cohesion allows nation-states to project unified foreign policy and internal cohesion, absent in looser unions.Historical Origins and Evolution
Ancient and Medieval Precursors
In ancient Mesopotamia, Sumerian city-states such as Uruk and Ur emerged around 3000 BCE as independent polities, each governed by a lugal (king) who held authority over a defined urban center, surrounding agricultural territory, and a population bound by shared religious cults and cuneiform administration, marking early instances of localized sovereignty and communal organization.[23] [24] These entities maintained autonomy through fortified walls, irrigation control, and warfare among rivals, though lacking unified ethnic homogeneity or expansive national consciousness, they prefigured state-like structures by integrating political, economic, and cultic functions within bounded domains.[25] Ancient Egypt achieved unification circa 3100 BCE under Narmer (also identified as Menes), who conquered Lower Egypt from Upper Egypt, establishing a centralized monarchy ruled by a pharaoh embodying divine kingship over the "Two Lands," with standardized administration, hieroglyphic records, and Nile-based territory fostering a cohesive realm despite periodic fragmentation.[26] [27] This dynastic structure endured through the Old Kingdom (c. 2686–2181 BCE), where pharaonic authority centralized taxation, pyramid construction, and legal codes, creating proto-state cohesion through religious ideology linking ruler, land, and people, though multi-ethnic elements and divine absolutism diverged from modern national sovereignty.[28] In classical Greece, the polis (city-state) developed from the 8th century BCE, exemplified by Athens and Sparta, where autonomous communities integrated citizen assemblies, militias, and territorial claims, with male citizens sharing civic duties, laws, and patron deities, laying groundwork for collective political identity and self-governance independent of imperial overlords.[29] [30] Over 1,000 poleis existed by the 5th century BCE, varying in regime from Spartan oligarchy to Athenian democracy, but unified by Hellenic cultural ties against Persian threats, as in the Greco-Persian Wars (499–449 BCE), hinting at ethnic solidarity precursors to nationalism, albeit confined to small-scale, non-territorial expansive states.[31] Medieval Europe saw feudal fragmentation evolve toward centralized kingdoms with emerging communal bonds. In England, Alfred the Great (r. 871–899 CE) resisted Viking invasions by unifying Anglo-Saxon ealdormanries into a burh system of fortified towns and promoting vernacular English translations of laws and chronicles, fostering a shared "Angelcynn" (English kin) identity against external foes, as evidenced by his victories like Edington in 878 CE.[32] [33] This laid dynastic and cultural foundations for later English monarchy, though loyalty remained primarily local and personal rather than abstract national.[34] The Capetian dynasty in France, commencing with Hugh Capet in 987 CE, incrementally consolidated royal domain around Paris through strategic marriages and feudal subordinations, developing bureaucratic mechanisms and associating kingship with saintly cults like Saint Denis to evoke Frankish continuity, thereby nurturing proto-French cohesion amid linguistic and customary diversity.[35] [36] By the 13th century under Philip II Augustus (r. 1180–1223 CE), territorial expansion via conquests like Bouvines in 1214 CE enhanced royal prestige, but identities hinged on vassalage and dialectal regions, not uniform nationality.[37] The Hundred Years' War (1337–1453 CE) intensified proto-national sentiments through protracted Anglo-French rivalry, with English longbow victories like Crécy (1346 CE) and Poitiers (1356 CE) reinforcing insular identity, while French recovery under Charles VII (r. 1422–1461 CE), aided by Joan of Arc's Orléans campaign in 1429 CE, galvanized resistance framing the conflict as defense of the realm against foreign dominion.[38] [39] Propaganda, taxation for war, and vernacular mobilization in both kingdoms cultivated antagonism-based cohesion, though driven by dynastic claims rather than ideological self-determination, prefiguring modern state loyalty amid feudal decentralization.[40] In contrast, the Holy Roman Empire's elective structure and princely autonomies from the 10th century onward exemplified persistent supranational fragmentation, underscoring the exceptionalism of emerging Western monarchies.[41]Early Modern Formation in Europe
The formation of early modern states in Europe, from roughly the 16th to 18th centuries, marked a shift from medieval feudal fragmentation to centralized territorial entities with monopolies on legitimate violence, precursors to the nation-state. This process began around the 16th century, driven by rulers consolidating power over demarcated territories amid rising commerce, population recovery post-1500, and institutional reforms.[42][43] States evolved into fiscal-military complexes with permanent taxation replacing feudal levies, as seen in Holland where tax burdens increased from 5-7% in the late 16th century to over 14% by the late 17th, alongside public debt surging from under 10 million to 200 million guilders.[43] Military innovations, particularly gunpowder artillery, compelled monarchs to dismantle private fortifications and build standing armies, enhancing coercive capacity; empirical evidence from castle ownership data correlates this with state centralization in England, Denmark, and Sweden during the transition from medieval to early modern periods.[44] In France, Cardinal Richelieu (chief minister 1624-1642) advanced centralization by suppressing noble rebellions, razing over 200 Huguenot strongholds after the 1628 La Rochelle siege, and subordinating provincial governors to royal intendants, thereby restraining aristocratic autonomy.[45] His successor under Louis XIV (r. 1643-1715) expanded this absolutism, professionalizing administration from 7,000-8,000 officers in the early 16th century to 80,000 by the late 17th, while Versailles centralized court life to monitor nobility.[43] Comparable efforts in Spain utilized conciliar bodies for oversight across composite realms, and in Russia, prikazy offices proliferated from the 1550s to over 70 by the 17th century.[43] The Peace of Westphalia (1648), ending the Thirty Years' War, crystallized these trends by affirming territorial sovereignty for Holy Roman Empire states, empowering roughly 300 principalities with treaty-making rights independent of emperor or pope, and instituting non-intervention norms that underpinned the modern state system.[5] This diplomatic precedent, alongside legal codifications like Russia's 1649 law code, reduced blurred borders and overlapping jurisdictions characteristic of earlier eras.[43] Proto-national cohesion emerged incidentally, as in Dutch linguistic unification or Spanish monarchical loyalty transcending ethnic diversity, though ethnic homogeneity was not yet central; causation stemmed primarily from warfare's demands for extraction and administration rather than ideological nationalism.[43][42]19th-Century Nationalism
The emergence of 19th-century nationalism as a political ideology profoundly influenced the consolidation of nation-states, particularly in Europe, where it challenged multi-ethnic empires and promoted the alignment of state boundaries with ethnic and linguistic groups. Originating from the principles of popular sovereignty articulated during the French Revolution of 1789, nationalism evolved into a mass movement emphasizing cultural unity, shared history, and self-determination as prerequisites for legitimate governance. The Revolution's introduction of conscription via the levée en masse in 1793 transformed warfare into a national endeavor, fostering identification with the state among citizens rather than mere loyalty to monarchs.[46] Napoleon's conquests from 1803 to 1815 inadvertently accelerated nationalism's spread by imposing French administrative models and legal codes, which, while modernizing, provoked resistance that crystallized national identities in conquered territories. In Germany, the dissolution of the Holy Roman Empire in 1806 and Napoleon's reorganization into the Confederation of the Rhine stimulated intellectual responses from figures like Johann Gottlieb Fichte, whose Addresses to the German Nation (1808) advocated education and cultural revival to forge a unified German consciousness against foreign rule.[46] Similar awakenings occurred in Spain with guerrilla warfare against French occupation and in the Polish legions serving Napoleon, laying groundwork for later independence efforts. This period marked a causal shift: external imposition bred endogenous national mobilization, eroding feudal and dynastic structures in favor of proto-nation-state aspirations.[47] The Revolutions of 1848 represented a high-water mark for liberal nationalism, with uprisings across Europe demanding unification and constitutional reforms; in the German Confederation, the Frankfurt Parliament sought a unified Germany excluding Austria, while in Italy, movements in Milan and Venice aimed at expelling Austrian influence.[48] Though largely suppressed, these events exposed the viability of national self-determination, influencing subsequent state-driven processes. In Italy, the Risorgimento achieved partial unification by 1861 through Piedmont-Sardinia's diplomacy under Camillo di Cavour and military campaigns led by Giuseppe Garibaldi, culminating in the Kingdom of Italy under Victor Emmanuel II, albeit excluding Rome and Venice until later.[48] Germany's unification followed a realpolitik approach under Prussian Chancellor Otto von Bismarck, who engineered victories in the Danish War (1864), Austro-Prussian War (1866), and Franco-Prussian War (1870–1871), proclaiming the German Empire on January 18, 1871, at Versailles.[48] These successes demonstrated nationalism's dual character: idealistic in rhetoric but often realized through calculated warfare and diplomacy, prioritizing power over pure ethnic homogeneity.[49] Beyond Western Europe, nationalism eroded imperial peripheries, as seen in Greece's independence from the Ottoman Empire (1821–1830) and early Balkan stirrings, where ethnic groups invoked self-determination against Ottoman and Habsburg rule.[49] By century's end, the nation-state model had become normative, with approximately 20 new states emerging globally between 1816 and 1900, driven by nationalist ideologies that correlated state size declines with ethnic homogenization efforts.[50] This era's causal dynamic—ideological fervor enabling territorial reconfiguration—solidified the nation-state as the predominant political form, though often at the cost of suppressed minorities within new borders.[47]20th-Century Expansion and Crises
The 20th century marked a period of unprecedented expansion for the nation-state model, driven primarily by the principle of national self-determination following the collapse of empires after World War I. U.S. President Woodrow Wilson's Fourteen Points, presented to Congress on January 8, 1918, called for the readjustment of colonial claims and the self-determination of peoples, influencing the postwar settlement.[51] The Treaty of Versailles, signed on June 28, 1919, and subsequent treaties dismantled the German, Austro-Hungarian, Ottoman, and Russian empires, creating new sovereign states including Poland, Czechoslovakia, Yugoslavia, and the Baltic republics of Estonia, Latvia, and Lithuania.[52] These arrangements aimed to align political boundaries with ethnic majorities, though often imperfectly, resulting in an increase in European sovereign states from about 18 in 1900 to 35 by 2000.[53] Decolonization after World War II further propelled the global proliferation of nation-states, as European powers weakened by the conflict faced rising nationalist movements and international pressure for independence. The United Nations Charter, effective from October 24, 1945, affirmed the principle of equal rights and self-determination in Article 1(2), facilitating the transition of over 80 former colonies to sovereignty by the late 20th century.[54] Key examples include India's independence from Britain on August 15, 1947, and the "Year of Africa" in 1960, when 17 nations, including Nigeria and Senegal, gained independence from France and Britain.[55] By 2000, the number of sovereign states had risen to approximately 191, reflecting the near-universal adoption of the nation-state as the dominant political unit.[56] Despite this expansion, nation-states encountered profound crises, particularly through the rise of totalitarian regimes that weaponized national identity for authoritarian control and aggression. In Italy, Benito Mussolini's Fascist Party seized power in the March on Rome on October 28-29, 1922, establishing a regime that suppressed opposition and pursued imperial expansion, as seen in the invasion of Ethiopia in 1935.[57] Germany's National Socialist regime under Adolf Hitler, consolidated after the Enabling Act of March 23, 1933, similarly fused extreme nationalism with racial ideology, leading to territorial annexations and the initiation of World War II on September 1, 1939.[57] These developments, exacerbated by the Great Depression starting in 1929, demonstrated how economic distress and unresolved postwar grievances could destabilize democratic nation-states, fostering ideologies that prioritized state power over individual liberties and international norms.[58] The two world wars themselves represented existential tests for the nation-state system, with World War I causing over 16 million deaths and redrawing maps, while World War II, involving more than 70 nations, resulted in 70-85 million fatalities and exposed the fragility of sovereignty amid total mobilization.[52] Post-1945, the Cold War divided the world into ideological blocs, challenging the autonomy of smaller nation-states through superpower influence, proxy conflicts, and alliances like NATO (founded April 4, 1949) and the Warsaw Pact (May 14, 1955).[59] Decolonized states often inherited arbitrary borders that ignored ethnic realities, leading to internal crises such as the Biafran War in Nigeria (1967-1970) and the Rwandan Genocide in 1994, underscoring persistent tensions between the nation-state ideal and multi-ethnic compositions.[55] The Soviet Union's dissolution on December 26, 1991, paradoxically both affirmed and complicated the model by birthing 15 new states while revealing the limits of imposed multinational federations.[54]Theoretical Foundations
Sovereignty and Self-Determination
Sovereignty constitutes the foundational authority of a nation-state, denoting supreme, indivisible power over its territory and populace, free from external interference. This principle asserts that the state holds the highest jurisdiction within its borders, exercising monopoly over legitimate force and decision-making, as articulated in classical political theory by thinkers like Jean Bodin in the 16th century and later formalized in international relations.[60] In the nation-state paradigm, sovereignty aligns with the collective will of the homogeneous nation, distinguishing it from mere territorial control by ensuring internal legitimacy derives from national consent rather than dynastic or imperial claims.[61] The modern conception of sovereignty traces to the Peace of Westphalia in 1648, which concluded the Thirty Years' War and established key tenets including territorial integrity, non-intervention in domestic affairs, and formal equality among states regardless of size or power. These treaties, signed in Münster and Osnabrück, marked Europe's shift from feudal and religious hierarchies to a system of independent states, laying the groundwork for nation-states by prioritizing ruler independence over universal authorities like the Holy Roman Empire or Papacy.[4] Empirical outcomes post-1648 included reduced large-scale religious wars in Europe, as sovereignty curtailed external justifications for intervention, fostering stability through mutual recognition.[62] However, this system presupposed capable governance, with weak sovereigns risking absorption, as seen in partitions of Poland in the late 18th century.[63] Self-determination complements sovereignty by justifying the nation-state's existence through the right of a people to govern itself, determining political status and pursuing development without subjugation. Enshrined in Article 1(2) of the UN Charter (1945), it mandates fostering relations among nations based on equal rights and self-determination of peoples, evolving from Woodrow Wilson's Fourteen Points in 1918, which advocated nationalities forming states post-World War I.[64] Historically, this principle drove decolonization, with the UN General Assembly's Declaration on Granting Independence to Colonial Countries (1960) affirming all peoples' right to freely determine status, leading to over 80 new states by 1975.[65] Yet, tensions arise when self-determination clashes with existing sovereignty, as in secessionist claims, where international law often prioritizes territorial integrity unless extreme oppression is evidenced, per ICJ advisory opinions like Kosovo (2010).[66] In nation-state theory, sovereignty and self-determination interlock: the former provides external independence, the latter internal legitimacy via national unity, enabling effective governance and defense against fragmentation. This synergy underpins stability, as homogeneous nations under sovereign rule exhibit higher social trust and lower conflict rates compared to multi-ethnic empires, evidenced by post-WWI redrawing of borders aligning states with ethnic majorities reducing irredentist wars in Europe until mid-century.[67] Critiques from cosmopolitan perspectives argue absolute sovereignty hinders global cooperation on issues like climate change, but empirical data shows sovereign nation-states outperforming supranational entities in policy responsiveness and innovation.[68]National Identity and Social Cohesion
A shared national identity, rooted in common language, historical narratives, cultural practices, and often ethnic affinities, underpins social cohesion within nation states by cultivating a sense of mutual obligation and trust among citizens. This identity aligns political membership with cultural kinship, reducing transaction costs in cooperation and enabling effective collective action, such as support for public goods and welfare redistribution. Empirical studies demonstrate that stronger national identification correlates with higher interpersonal trust and solidarity, particularly in homogeneous settings where divergent subgroup loyalties are minimized.[69][70] Research consistently shows that ethnic homogeneity, a hallmark of many nation states, enhances social trust compared to diverse polities. Robert Putnam's 2007 study of over 30,000 U.S. respondents across 41 communities revealed that higher ethnic diversity predicts lower trust—not only between groups but also within them—along with diminished civic engagement, such as volunteering and social ties.[71] A 2020 meta-analysis of 87 studies across 23 countries confirmed a statistically significant negative relationship between ethnic diversity and social trust, with effect sizes persisting after controlling for socioeconomic factors.[72] In Europe, longitudinal data indicate that rapid immigration inflows from low-trust origin countries have eroded generalized trust, as migrants often retain lower trust levels than natives, straining cohesion in host societies.[73] These findings underscore causal mechanisms where shared identity mitigates free-riding and fosters altruism toward co-nationals, leading to superior outcomes in governance and economic performance. For instance, fractionalized societies exhibit reduced investment in public goods and slower growth, while nation states with cohesive identities sustain higher welfare support and lower internal conflict.[70] Policies promoting assimilation into the national culture, rather than multiculturalism, have empirically bolstered cohesion by reinforcing this identity, as evidenced by sustained high trust in historically homogeneous nation states like Japan (generalized trust rates above 40% per World Values Survey data) versus declining trends in diversifying Western Europe.[74] Despite advocacy for diversity in academic and media sources—often overlooking these data—evidence prioritizes cultural congruence for durable social bonds essential to nation-state stability.[72][71]Alternative Theories and Critiques
Cosmopolitan theorists argue that the nation-state's emphasis on bounded sovereignty and national identity impedes global moral obligations and cooperation on transnational challenges such as climate change and pandemics, advocating instead for institutions fostering universal human rights and distributive justice beyond state borders.[75] This perspective, rooted in Kantian ideas of perpetual peace through international federation, posits that loyalty to humanity supersedes national allegiance, rendering state-centric politics parochial.[76] However, empirical analyses indicate that cosmopolitan proposals often overlook the practical difficulties of generating solidarity and enforcement mechanisms without state-like coercion, as evidenced by the limited efficacy of supranational bodies like the United Nations in resolving conflicts without member state buy-in.[77] Marxist critiques view the nation-state as an instrument of capitalist class domination, artificially dividing the international proletariat and perpetuating bourgeois control through nationalism, which Marx and Engels saw as a bourgeois ideology masking economic exploitation.[78] In this framework, the state serves to enforce property relations and suppress class struggle, with true emancipation requiring its withering away in a classless, stateless communist society; Stalin's Marxism and the National Question (1913) adapted this to justify self-determination as a transitional step toward proletarian internationalism. Yet, historical implementations in Marxist-Leninist regimes, such as the Soviet Union, relied heavily on centralized nation-state structures, contradicting the theory's stateless ideal and contributing to internal contradictions like ethnic tensions rather than transcendence.[79] Postcolonial scholars critique the nation-state as a Eurocentric import imposed via colonial borders, disrupting indigenous social formations and fostering instability in the Global South; for instance, arbitrary partitions in Africa post-1945 ignored ethnic realities, leading to protracted conflicts in states like Nigeria and Sudan.[80] Theorists like Frantz Fanon argued that neocolonial elites co-opted the nation-state form to maintain power, resulting in "failed states" where governance fails to align with local identities or economies.[81] Empirical data supports partial validity here, with the Fragile States Index (2023) ranking many postcolonial nations high in fragility due to weak institutions and ethnic fractionalization, though critics note that alternatives like pan-African federations have similarly faltered without addressing underlying governance deficits.[82] Alternative models include supranational unions, such as the European Union, proposed as evolutionary steps beyond the nation-state to pool sovereignty for economic and security gains, yet facing backlash over democratic deficits and cultural erosion, as seen in Brexit (2016) where 52% of UK voters prioritized national control.[83] Civilizational states, like contemporary China, offer another paradigm emphasizing cultural-historical continuity over Western nation-state individualism, integrating ethnic minorities under a Han-centric framework while projecting global influence.[84] These critiques, often emanating from academic circles with systemic ideological biases favoring internationalism, undervalue the nation-state's demonstrated resilience in delivering public goods and stability compared to diffuse alternatives, per cross-national studies showing higher government effectiveness in cohesive nation-states.[85]Operational Aspects
Governance and Institutions
Governance in nation-states centers on sovereign institutions that coordinate collective action among a population bound by shared identity, exercising monopoly over legitimate coercion within defined borders to maintain order and advance national interests. These institutions typically comprise an executive branch for policy execution and diplomacy, a legislature for lawmaking reflective of national will, and a judiciary for dispute resolution under uniform legal codes, all legitimized by the consent of the core national group rather than mere territorial residence.[61][86] The executive, often led by a head of state or government elected or appointed through national processes, enforces sovereignty by controlling armed forces, taxation, and administrative apparatus, ensuring decisions prioritize national cohesion over factional or external pressures. Legislative bodies, such as unicameral or bicameral parliaments, aggregate preferences via representation mechanisms like proportional or majoritarian systems, with empirical evidence showing that higher national identification enhances policy implementation efficiency up to moderate levels, beyond which it risks bureaucratic rigidity.[85][87] Judicial institutions apply national laws consistently, mitigating internal divisions by adjudicating conflicts in alignment with constitutional frameworks that embed national symbols and values, thereby fostering trust essential for effective rule.[88] In unitary nation-states like France or Japan, authority concentrates centrally to preserve homogeneity, whereas federal variants such as Germany allocate limited powers to subnational entities while retaining national override on sovereignty matters, empirical analyses revealing that such structures correlate with sustained economic governance when underpinned by overarching national loyalty. Institutions also extend to regulatory bodies for economic standardization and educational systems for identity reinforcement, with studies linking robust national governance to higher public service quality and reduced corruption perceptions.[89][90] Overall, these mechanisms enable nation-states to outperform looser confederations in delivering stability, as centralized decision-making aligns incentives with collective national goals rather than disparate group demands.[91]Economic Functions
Nation-states fulfill economic functions by exercising sovereignty over monetary and fiscal policies, which enable resource allocation, economic stabilization, and income redistribution within their territories. These functions address market failures, such as the underprovision of public goods like infrastructure and legal enforcement, which private markets alone cannot efficiently supply.[92] Through central banks, nation-states control the money supply, set interest rates, and manage inflation to mitigate business cycles, as exemplified by the U.S. Federal Reserve's dual mandate of price stability and maximum employment established in 1977.[93] Fiscal tools include taxation—such as progressive income taxes averaging 40% of GDP in OECD countries in 2022—and public spending, which in 2023 accounted for 43% of GDP across advanced economies to fund education, healthcare, and transport networks.[94] Enforcement of property rights and contract law forms a foundational economic role, reducing transaction costs and fostering investment; empirical studies indicate that secure property rights correlate with higher GDP per capita, with nations scoring above 7 on the International Property Rights Index in 2023 achieving median growth rates 1.5% above global averages from 2010–2022.[95] Nation-states also regulate markets to prevent monopolies and externalities, as seen in antitrust laws like the U.S. Sherman Act of 1890, while promoting trade through bilateral agreements or tariffs to balance domestic production and imports—China's average tariff rate of 7.5% in 2022 protected key sectors amid global competition.[96] These interventions aim to reallocate resources toward national priorities, such as subsidies for strategic industries, which in South Korea contributed to export-led growth from 2% of GDP in 1960 to 40% by 2020.[97] Empirical data links effective state economic capacity to sustained prosperity; a study of 11 European countries from 1650–1913 found that fiscal centralization and reduced internal barriers increased GDP per capita by up to 30% over centuries by enabling unified markets and public investments.[98] However, excessive intervention can distort incentives, as evidenced by hyperinflation episodes like Zimbabwe's 89.7 sextillion percent rate in 2008 due to unchecked monetary expansion.[99] Nation-states further support human capital formation through policies funding R&D—U.S. federal outlays reached $190 billion in 2023—or vocational training, correlating with productivity gains; countries with high public education spending, like Finland at 6.8% of GDP in 2022, exhibit innovation indices 20% above the global mean.[100] In redistribution, progressive taxation and transfers reduce inequality, with Nordic models achieving Gini coefficients below 0.28 post-taxes in 2022, though critics argue such systems risk disincentivizing entrepreneurship absent cultural factors like high social trust.[92] Overall, these functions underpin national economic resilience, though outcomes vary with institutional quality and policy execution.[101]Security and Diplomacy
Nation states uphold security by exercising sovereign authority over military forces, intelligence operations, and territorial defense, enabling the monopoly on legitimate coercion to counter external threats. This function derives from the inherent right of self-defense enshrined in Article 51 of the United Nations Charter, permitting individual or collective responses to armed attacks until the Security Council acts.[102] Core elements include maintaining standing armies, developing deterrence capabilities such as nuclear arsenals, and conducting cybersecurity to protect critical infrastructure from state and non-state actors. The principle of sovereignty, formalized in the 1648 Peace of Westphalia, ensures non-interference in internal affairs while allowing defensive alliances, thereby stabilizing interstate relations by clarifying borders and responsibilities.[103] Diplomacy serves as the primary operational tool for nation states to advance security interests without kinetic conflict, involving negotiations for treaties, participation in multilateral bodies, and establishment of diplomatic missions. States deploy ambassadors and envoys to forge mutual defense pacts, share intelligence, and mediate disputes, as seen in U.S. efforts to counter terrorism through designations of foreign organizations and regional stability initiatives.[104] International organizations like the United Nations facilitate preventive diplomacy and peacekeeping, where sovereign states balance collective commitments with national prerogatives to manage threats such as weapons proliferation.[105] These mechanisms enable arms control agreements and crisis de-escalation, preserving state autonomy while mitigating escalation risks. Empirically, functional nation states deliver security goods—territorial control, law enforcement, and threat neutralization—fostering internal stability and deterring aggression, in contrast to failed states like Somalia, which collapsed in 1991 and spawned warlordism, piracy, and terrorism havens.[106] Weak governance in such cases, as in Sudan's civil wars displacing millions, generates spillover threats costing over $250 billion in global interventions during the 1990s alone.[103] Post-1945 trends reveal fewer severe interstate wars, linked to sovereign deterrence and diplomatic frameworks among consolidated states, though transitional phases from empires can initially heighten border disputes.[107]Empirical Benefits
Stability and Conflict Reduction
The establishment of nation-states has historically contributed to stability by aligning political authority with predominant cultural, linguistic, and ethnic identities within defined territories, thereby reducing the potential for internal divisions that precipitate civil conflicts. This congruence minimizes grievances arising from perceived domination by extraneous groups, allowing governments to maintain monopolies on legitimate violence more effectively and fostering collective loyalty essential for internal order. For example, the Peace of Westphalia in 1648 delineated sovereign states with exclusive jurisdiction over internal religious affairs, effectively curtailing the transnational religious wars that had ravaged Europe for over a century, such as the Thirty Years' War (1618–1648), which caused an estimated 4–8 million deaths.[108] Empirical analyses reveal mixed but supportive patterns regarding ethnic homogeneity's role in curbing civil wars. While Fearon and Laitin (2003) found no significant association between ethnic fractionalization and civil war onset across 127 conflicts from 1945 to 1999, emphasizing instead factors like low income per capita (under $1,000 reducing onset risk by half) and population size, subsequent research identifies ethnic polarization—where power is contested between large rival groups—as a stronger predictor of conflict duration and intensity. Montalvo and Reynal-Querol (2005) demonstrated that a one-standard-deviation increase in polarization index raises civil war probability by 0.16, contrasting with fractionalization's negligible effect, suggesting homogeneous nation-states avoid such binary cleavages that prolong insurgencies averaging 7–10 years.[109][110] In post-colonial contexts, mismatches between artificial borders and national identities have exacerbated instability; African states, inheriting colonial divisions that ignored ethnic distributions, experienced over 40 civil wars from 1960 to 2000, comprising nearly half of global instances despite representing 12% of world population, compared to Europe's near absence of such conflicts post-1945 amid consolidated nation-states. This disparity underscores how nation-state homogeneity facilitates rapid state-building and conflict abatement, as seen in unified Italy post-1870, where regional separatisms waned under shared national narratives, versus Yugoslavia's 1990s dissolution into wars killing over 140,000 due to suppressed ethnic nationalisms. Alesina and Spolaore (2003) model this dynamically, positing that self-determination equilibria minimize costly secessions by optimizing state size around cultural clusters, empirically linking border alignments to lower defense burdens and inter-group violence.[111][112]Prosperity and Innovation
Nation states, by cultivating shared national identity and reducing ethnic fractionalization, empirically correlate with higher economic growth rates compared to more diverse or fragmented polities. Research indicates that ethnic fractionalization—a measure of population diversity—negatively impacts GDP growth, as diverse groups face higher coordination costs, lower trust, and reduced investment in public goods like infrastructure and education, which are foundational to prosperity.[113][114] For instance, cross-country analyses show that a one-standard-deviation increase in ethnic fractionalization reduces annual GDP per capita growth by approximately 0.5 to 2 percentage points, effects reinforced when controlling for geography, institutions, and historical factors.[115] Homogeneous nation states such as Japan and South Korea exemplify this, achieving rapid industrialization: South Korea's GDP per capita rose from $1,512 in 1970 to $33,147 in 2022, driven by cohesive policies prioritizing export-led growth and human capital development. This cohesion extends to innovation, where national alignment incentivizes collective investment in research and development (R&D). Studies link stronger national identity to enhanced corporate innovation performance, mediated by increased government subsidies, improved managerial efficiency, and reputational benefits from patriotic alignment.[116] In cohesive societies, social trust—higher in low-fractionalization settings—facilitates knowledge sharing and risk-taking essential for technological breakthroughs, as evidenced by Nordic countries like Sweden and Finland, which rank among the top in the Global Innovation Index despite small populations, owing to unified education systems and R&D spending exceeding 3% of GDP. Nation states enable tailored policies, such as South Korea's focus on semiconductors, yielding firms like Samsung that account for over 20% of national exports and drive patent outputs surpassing many larger economies.| Country | Ethnic Fractionalization Index (0-1, lower = more homogeneous) | Avg. Annual GDP Growth (1960-2020) | R&D Spending as % of GDP (2021) |
|---|---|---|---|
| Japan | 0.01 | 3.9% | 3.3% |
| South Korea | 0.00 | 6.5% | 4.9% |
| Sweden | 0.18 | 2.3% | 3.4% |
| Nigeria | 0.87 | 2.0% | 0.1% |
Social Trust and Welfare Provision
High levels of social trust within nation-states, defined as the generalized expectation that most people will act honestly and fairly, correlate strongly with the sustainability and generosity of welfare provision. Empirical analyses indicate that trusting societies exhibit greater public support for redistributive policies, as citizens perceive lower risks of exploitation by non-contributors or in-group favoritism in benefit distribution. For instance, cross-national data from the World Values Survey show that countries where over 50% of respondents agree "most people can be trusted"—such as Denmark (74% in 2017-2022 waves) and Sweden (60%)—maintain extensive universal welfare systems covering healthcare, education, and pensions at 25-30% of GDP. In contrast, nations with trust levels below 30%, like the United States (29%), feature more fragmented and conditional welfare programs, with lower overall redistribution.[118] Ethnic and cultural homogeneity in nation-states fosters this trust by minimizing perceived divisions that undermine solidarity. Alberto Alesina and colleagues' econometric models, drawing on fractionalization indices across 100+ countries, demonstrate that higher ethnic diversity reduces support for welfare spending by 1-2% of GDP per standard deviation increase in fragmentation, as individuals favor private provision over public goods benefiting out-groups.[113][118] Robert Putnam's longitudinal studies in the U.S., analyzing over 30,000 respondents, confirm that rising diversity in communities leads to decreased interpersonal trust (by up to 10-15 percentage points) and lower civic engagement, with "hunkering down" effects persisting short-term and straining collective action for social insurance. These findings hold after controlling for income and education, suggesting causal links via reduced empathy and reciprocity across groups.[119] Welfare states in high-trust, historically homogeneous nation-states like those in Scandinavia exemplify operational success: Denmark's flexicurity model, combining generous unemployment benefits (up to 90% wage replacement for 2 years) with active labor policies, relies on mutual compliance, with fraud rates under 1% due to cultural norms of honesty.[120] Conversely, increasing heterogeneity in Europe—e.g., Sweden's foreign-born population rising from 11% in 2000 to 20% by 2023—has coincided with declining trust (from 58% in 2002 to 52% in 2022) and rising welfare costs from integration challenges, prompting policy shifts toward selectivity. Panel data regressions further reveal bidirectional effects: initial trust enables welfare expansion, which in turn sustains trust if perceived as fair, but diversity-induced mistrust erodes this cycle, as seen in U.S. states where fractionalization predicts 5-10% lower support for means-tested programs.[121][122]| Country | Social Trust (% "Most people can be trusted," ~2020) | Welfare Spending (% GDP) | Ethnic Fractionalization Index (0-1, lower=more homogeneous) |
|---|---|---|---|
| Denmark | 74 | 28.5 | 0.08 [113] |
| Sweden | 60 | 26.1 | 0.12 [113] |
| United States | 29 | 19.3 | 0.49 [113] |
| Brazil | 7 | 13.5 | 0.54 [113] |
Controversies
Links to Conflict and Authoritarianism
The formation of nation-states has frequently involved violent conflicts, as the drive to align political boundaries with ethnic or national identities often requires territorial conquest, secession, or suppression of rival claims. Empirical analyses indicate that the transition from multiethnic empires to nation-states in the 19th and 20th centuries correlated with elevated interstate warfare, as fragmented polities competed for homogeneous territories, exemplified by the Balkan Wars of 1912–1913 and the redrawing of maps after World War I, which sowed seeds for further instability.[19][125] Irredentist movements, where groups seek to reclaim "lost" territories to fulfill national self-determination, have empirically heightened conflict risks, as seen in Italy's claims on South Tyrol and Albania pre-World War II, or Serbia's assertions in the 1990s Yugoslav dissolution, which triggered ethnic cleansing and over 140,000 deaths.[126][127] Nationalism underpinning nation-state ideology can exacerbate external aggression, with quantitative studies showing that heightened nationalist mobilization increases the probability of war initiation and escalates battle deaths, as leaders frame expansion as national destiny.[126] For instance, German unification under Bismarck involved wars against Denmark (1864), Austria (1866), and France (1870–1871), consolidating a Prussian-led state through military means, while Japanese nation-state building in the Meiji era (1868–1912) propelled imperial wars in Asia to assert Yamato homogeneity.[128] These patterns persist where state-nation incongruence—mismatched ethnic groups and borders—fuels civil and interstate violence, as in post-colonial Africa, where arbitrary frontiers inherited from empires led to over 50 secessionist conflicts since 1945.[129] Authoritarian tendencies arise when nation-state consolidation demands coercive homogenization, suppressing internal diversity to forge a singular national identity. Historical cases demonstrate that leaders invoke national unity to justify centralized power, as in Turkey's post-Ottoman refounding under Mustafa Kemal Atatürk (1923), where authoritarian policies, including the 1924 constitution abolishing the caliphate and suppressing Kurdish revolts, enforced Turkish ethnic dominance amid the Armenian Genocide's aftermath (1915–1923, ~1.5 million deaths).[42] Similarly, in interwar Europe, the nation-state model's emphasis on ethnic purity enabled fascist regimes; Nazi Germany's Third Reich (1933–1945) pursued Volksgemeinschaft (people's community) through totalitarian control, leading to internal purges and external conquests claiming Lebensraum for Germans, resulting in World War II's ~70–85 million fatalities.[130] Such regimes often emerge from perceived national humiliations, like post-Versailles Germany, where revanchist nationalism justified authoritarianism to "restore" the nation-state.[131] While not all nation-states devolve into authoritarianism—many sustain democratic institutions—causal links appear when external threats or internal fractures prompt leaders to prioritize national survival over pluralism, as evidenced by statistical associations between nationalist ideologies and reduced political competition in hybrid regimes.[132] In contemporary settings, Russia's post-Soviet nation-state assertion under Vladimir Putin since 2000 has blended authoritarian consolidation with irredentist actions, such as the 2014 annexation of Crimea, citing ethnic Russian protection and historical claims.[133] Scholarly consensus holds that these dynamics stem from nationalism's zero-sum logic, where state legitimacy hinges on ethnic exclusivity, incentivizing repression to avert fragmentation.[134] However, source biases in academic literature, often from Western institutions, may underemphasize how imperial legacies, rather than nation-state ideals alone, amplify these risks.[135]Minority Rights and Irredentism
![Europe in 1923 showing post-WWI borders and ethnic minorities][float-right] The nation-state model, emphasizing sovereignty over a defined territory inhabited predominantly by a single ethnic or national group, frequently generates tensions with minority populations whose cultural, linguistic, or religious identities diverge from the dominant one. These minorities may face assimilation pressures or discriminatory policies that prioritize the majority's identity, as seen in historical nation-building efforts where linguistic uniformity was enforced to consolidate state cohesion. Empirical research indicates that higher levels of ethnic fractionalization—measured by the probability that two randomly selected individuals belong to different ethnic groups—correlates positively with civil conflict, reduced public goods provision, and economic underperformance, with fractionalization indices explaining variations in growth rates across countries.[113] For instance, in post-World War I Eastern Europe, treaties like Versailles redrew borders to create ethnically mixed states such as Czechoslovakia and Poland, embedding substantial German and Hungarian minorities that experienced marginalization, fostering grievances exploited by revisionist powers.[136] Irredentism exacerbates these minority-state frictions by positing that territories inhabited by ethnic kin across borders rightfully belong to the kin-state, challenging the territorial integrity central to nation-state legitimacy. This ideology has historically precipitated conflicts, as in Nazi Germany's 1938 annexation of the Sudetenland, where 3 million ethnic Germans in Czechoslovakia were cited as justification for invasion under the guise of protecting co-nationals, directly contributing to the Munich Agreement's appeasement and the onset of World War II.[137] Similarly, Italy's irredentist claims to South Tyrol and Dalmatia post-1919 fueled revanchist sentiments, though unrealized until Mussolini's era. In the interwar period, the League of Nations' minority protection clauses—applying to over 20 million people in new states—proved ineffective due to lack of enforcement mechanisms and state sovereignty overrides, allowing violations that heightened instability.[136] Contemporary manifestations persist, with irredentist rhetoric invoked in disputes like Russia's 2014 annexation of Crimea, motivated by the presence of ethnic Russians comprising about 58% of the population per 2001 census data, and subsequent support for separatists in Donbas, framing intervention as defense of Russian speakers against alleged discrimination.[137] Serbia's rejection of Kosovo's 2008 independence, rooted in Serb historical and ethnic ties despite Albanians forming 92% of the population by 2011 estimates, illustrates ongoing irredentist pressures that undermine post-Yugoslav nation-state consolidations. While international instruments like the 1992 UN Declaration on the Rights of Persons Belonging to National or Ethnic, Religious and Linguistic Minorities affirm rights to identity preservation and non-discrimination, enforcement remains sporadic, often subordinated to state security claims; studies show that without robust autonomy arrangements, minority grievances escalate into violence in fractionalized societies.[113] Thus, the nation-state's emphasis on homogeneity can safeguard internal peace but risks external conflicts when irredentist kin-state interventions rationalize border revisions based on ethnic distributions rather than uti possidetis principles.[136]Multiculturalism vs. Homogeneity
Ethnic homogeneity in nation-states correlates with higher levels of social trust and cohesion, as evidenced by cross-national studies showing that greater ethnic uniformity predicts stronger interpersonal confidence and community engagement. In contrast, multiculturalism, characterized by significant ethnic and cultural diversity within a single polity, often erodes these bonds, with meta-analyses of over 100 studies confirming a statistically significant negative association between diversity and generalized trust, even after controlling for socioeconomic factors. This pattern holds across contexts, from neighborhoods to national scales, where diverse populations exhibit reduced cooperation and increased social withdrawal.[71] Harvard political scientist Robert Putnam's 2007 analysis of over 30,000 U.S. respondents found that in the most ethnically diverse communities, residents trusted neighbors at roughly half the rate observed in homogeneous ones, with declines in both in-group and out-group trust leading to lower civic participation, such as volunteering and voting.[71] Putnam termed this "hunkering down," attributing it to the cognitive and social challenges of navigating multiple cultural norms, a finding replicated in European and global datasets despite initial reluctance in academia to publish such counterintuitive results amid prevailing ideological support for diversity. Homogeneous societies like Japan, with over 98% ethnic Japanese population, demonstrate these benefits through exceptionally low homicide rates (0.2 per 100,000 in 2022) and high public safety, sustained by shared cultural expectations that minimize conflict without heavy reliance on state enforcement. Ethnic fractionalization indices, measuring the probability that two randomly selected individuals belong to different groups, further link diversity to instability: higher scores predict greater political conflict, corruption, and reduced economic growth, as seen in Alesina et al.'s global dataset covering 190 countries, where fractionalized states average 1-2% lower annual GDP growth.[113] [138] Iceland exemplifies homogeneity's advantages, with its near-uniform ethnic composition contributing to world-leading trust levels—over 60% of citizens report strong confidence in strangers per 2023 OECD surveys—facilitating efficient welfare systems and low corruption (ranking 1st on Transparency International's index).[139] In multicultural settings, such as post-1965 U.S. immigration shifts or Europe's 2015 migrant influx, empirical data indicate parallel societies emerge, with reduced solidarity undermining redistributive policies; for instance, support for welfare drops in diverse areas as ethnic differences heighten perceptions of free-riding.[140] While proponents of multiculturalism cite potential long-term integration benefits, rigorous reviews reveal these claims often rely on selective data or optimistic assumptions unverified by longitudinal evidence, with short-term costs in cohesion persisting absent strong assimilation pressures.[141] Nation-states prioritizing homogeneity, like post-WWII Japan or Nordic countries before recent diversification, historically achieve superior stability and public goods provision, as causal mechanisms—rooted in evolved preferences for kin-like similarity—favor unified identities over enforced pluralism.[142] This empirical tilt underscores homogeneity's role in bolstering the shared sovereignty essential to the nation-state model, though rapid demographic changes challenge its maintenance in formerly uniform polities.Contemporary Challenges
Globalization's Erosion of Sovereignty
Globalization, characterized by intensified cross-border trade, capital flows, and the rise of supranational institutions since the late 20th century, has imposed practical limits on the sovereign authority of nation-states to independently formulate and enforce domestic policies. International organizations such as the World Trade Organization (WTO), founded in 1995, require members to adhere to binding trade rules, with its dispute settlement body adjudicating conflicts that frequently necessitate alterations to national laws; by 2023, the WTO had handled over 600 disputes, many resulting in compliance measures that override unilateral protections like subsidies or tariffs. Similarly, the International Monetary Fund (IMF) and World Bank, through conditional lending programs, have historically dictated fiscal and structural reforms in borrower nations, as evidenced in the 1980s debt crises across Latin America and Africa, where over 70 developing countries implemented austerity and privatization under IMF guidance, curtailing monetary autonomy and public spending decisions.[143] These mechanisms reflect a causal shift wherein economic interdependence compels states to prioritize global market access over isolated policy preferences, empirically reducing the scope for protectionist or redistributive measures without risking capital flight or trade retaliation.[144] In regional contexts, the European Union (EU) exemplifies sovereignty pooling, where member states have ceded control over key domains since the 1992 Maastricht Treaty. Eurozone countries, adopting the single currency in 1999, forfeited independent monetary policy to the European Central Bank (ECB), which sets uniform interest rates; during the 2010-2015 sovereign debt crisis, Greece's GDP contracted by approximately 25% under ECB, EU, and IMF-imposed austerity, including pension cuts and tax hikes that national parliaments could not veto.[145] Non-euro EU members face analogous constraints in trade and regulatory harmonization, with the Court of Justice of the EU invalidating domestic legislation conflicting with single-market rules, as in over 1,500 infringement proceedings annually by the 2020s.[146] This supranational oversight, while enabling larger-scale economic coordination, empirically diminishes the electorate's direct influence over policies traditionally under national purview, fostering debates on democratic deficits.[147] Transnational capital mobility further erodes fiscal sovereignty, as governments compete for foreign direct investment (FDI) amid globalized markets; data from the World Bank indicate FDI inflows reached $1.5 trillion globally in 2022, pressuring states to lower corporate tax rates and deregulate labor markets to retain attractiveness, with the effective global average corporate tax rate falling from 40% in 1980 to under 23% by 2020.[148] Multinational corporations, leveraging supply chains spanning multiple jurisdictions, influence policy indirectly by threatening relocation, as seen in Ireland's 12.5% corporate tax rate since 2003, which drew $1 trillion in FDI but sparked EU-wide tax harmonization efforts constraining even low-tax outliers.[149] Empirical studies confirm that such dynamics correlate with reduced policy divergence across states, with globalization indices showing heightened convergence in regulatory standards post-1990s liberalization.[150] While proponents argue these constraints enhance efficiency, critics, including scholars analyzing post-2008 recovery, contend they exacerbate inequality by limiting redistributive capacities, as national welfare expansions risk investor exodus.[151]Migration and Demographic Pressures
Nation states in developed regions face acute demographic pressures from persistently low fertility rates and aging populations, which threaten long-term economic sustainability and social structures. The United Nations reports that in more than one in ten countries globally, total fertility rates have fallen below 1.3 children per woman as of 2024, leading to projected population declines and a doubling of the elderly share in declining populations from 17.3% to 30.9% between 2025 and 2050.[152][153] In Europe and Japan, these trends exacerbate labor shortages and strain pension systems, with Japan's elderly dependency ratio forecasted to reach 79% by 2050, far exceeding other OECD averages.[154] Such declines undermine the demographic base essential for maintaining national cohesion and welfare provision, as fewer working-age individuals support a growing retiree cohort.[155] To counter these pressures, many nation states have increased immigration inflows, yet this often introduces tensions related to cultural integration and national identity. Empirical analyses indicate that high migration levels can heighten perceived threats to social homogeneity, with studies linking immigration to shifts in how individuals define national belonging, emphasizing ethnic or civic criteria amid rapid demographic changes.[156] In Europe, post-2015 surges in asylum seekers correlated with rising public concerns over intergroup solidarity and native-migrant attitudes, as migrants themselves exhibit threat perceptions toward further inflows.[157] Japan, by contrast, has limited mass immigration despite acute aging—maintaining inflows too small to offset shrinkage—prioritizing homogeneity over demographic supplementation, which has preserved social trust but intensified labor gaps.[158][159] These dynamics strain welfare systems and state capacity, as generous benefits in host countries may selectively attract lower-skilled migrants, potentially yielding neutral or negative net fiscal impacts over lifetimes despite short-term contributions.[160][161] In the European Union, irregular migration trends since 2020 have prompted policy shifts toward stricter controls, reflecting geopolitical and identity-driven backlash against unchecked inflows that challenge the nation state's foundational ethnic or cultural unity.[162] Multidisciplinary research underscores that while migration can bolster state-building in theory, unassimilated flows risk eroding the shared identity underpinning effective governance, as evidenced by historical and contemporary cases where rapid diversity correlates with fragmented national narratives.[163][164]Secession and Fragmentation
Secession involves the legal or de facto separation of a territory from an existing nation state to establish sovereignty, typically motivated by ethnic, linguistic, or regional disparities that undermine national cohesion. Fragmentation extends this process to the dissolution of a state into multiple independent entities, often along ethnolinguistic lines, revealing the fragility of artificially constructed multiethnic polities. Since 1945, such events have proliferated amid decolonization and post-Cold War shifts, with empirical patterns showing that success hinges on military viability, external recognition, and great power acquiescence rather than democratic referendums alone.[165][166] The dissolution of the Soviet Union in 1991 exemplifies fragmentation driven by centralized overreach and latent ethnic divergences, yielding 15 successor states despite Russians comprising only about half the population. Economic stagnation, exacerbated by perestroika reforms and a failed August 1991 coup, accelerated republics' declarations of independence, from the Baltic states in March to Kazakhstan in December; ethnic factors amplified but did not originate the collapse, as inter-republic tensions simmered without prior widespread violence.[167][168] Post-breakup, new states like Ukraine and Georgia faced internal ethnic strife, underscoring how suppressing national identities in multiethnic federations fosters delayed fragmentation.[169] Yugoslavia's violent disintegration from 1991 to 1995, triggered by Slovenia and Croatia's June 1991 independence declarations, fragmented the federation into seven entities amid ethnic cleansing and wars that killed over 130,000. Rooted in Serb dominance perceptions and historical grievances, the conflicts aligned borders more closely with ethnic majorities—Slovenes 88% homogeneous post-secession—but at the cost of atrocities in Bosnia, where Bosniaks, Serbs, and Croats contested territory. Outcomes included NATO interventions and the 2008 Kosovo declaration, highlighting how imposed unity in diverse republics erodes when economic crises expose cultural fissures.[170][171] South Sudan's 2011 secession from Sudan, formalized after a January referendum where 98.83% of 3.9 million voters opted for independence under the 2005 Comprehensive Peace Agreement, created Africa's newest state but rapidly devolved into civil war by 2013, displacing 4 million and killing hundreds of thousands. Ethnic Dinka-Nuer rivalries, oil revenue disputes, and weak institutions post-separation demonstrate that while self-determination resolves parent-state conflicts, nascent entities often fragment further without pre-existing governance capacity.[172][173] Scholarly analyses identify mismatched ethnic-political boundaries as causal precursors in multiethnic states, where nationalism compels redrawing frontiers to enhance congruence, reducing but not eliminating violence risks. Successful cases correlate with regional power support and post-secession viability, as in Baltic integrations into NATO/EU, versus failures like Biafra's 1967-1970 bid amid Nigerian federal resilience. In homogeneous nation states, such pressures are minimal, but multiethnic constructs invite irredentism, with external shocks like hegemonic declines tipping balances toward breakup.[174][175][176]Case Studies
Homogeneous Successes
Nation states with high degrees of ethnic and cultural homogeneity have exhibited strong performance in economic development, social trust, and public goods provision, often outperforming more diverse counterparts in cross-country analyses. Empirical research on ethnic fractionalization—the probability that two randomly selected individuals belong to different ethnic groups—shows a negative correlation with per capita GDP growth and levels. For instance, Easterly and Levine (1997) found that ethnic diversity inversely relates to GDP per capita growth rates across countries, attributing this to reduced investment in public goods and higher transaction costs in diverse settings. Similarly, Alesina et al. (2003) documented that ethnic fragmentation is higher in poorer nations and correlates with lower economic outcomes, as homogeneity facilitates coordination and reduces conflict over resources.[114][113] Japan exemplifies these dynamics, maintaining an ethnic composition of approximately 98% Japanese as of recent censuses, which has underpinned its post-World War II economic transformation from devastation to a high-income economy with GDP per capita exceeding $34,000 in 2023 (nominal). This homogeneity fostered a cultural emphasis on consensus and diligence, enabling rapid industrialization through policies like lifetime employment and company loyalty, with minimal ethnic tensions diverting resources from growth. Low crime rates—homicide at 0.2 per 100,000 in 2022—and high social trust, evidenced by widespread compliance with norms without heavy enforcement, further supported efficient markets and innovation in sectors like electronics and automobiles. South Korea, with over 96% ethnic Koreans, similarly leveraged homogeneity for its "Miracle on the Han River," achieving average annual GDP growth of 8% from 1960 to 1990, elevating it from one of the world's poorest nations to a technological powerhouse with GDP per capita around $35,000 by 2023. Unified national identity post-Korean War mobilization channeled efforts into export-led development, with chaebol conglomerates thriving amid low internal divisions; this cohesion minimized labor strife and enabled sustained investment in education, yielding a literacy rate near 98% and global leadership in semiconductors. Nordic countries like Denmark and Finland, historically over 90% ethnically homogeneous until late 20th-century immigration, sustained robust welfare states through high interpersonal trust and voluntary tax compliance. Denmark's model, with public spending at 50% of GDP supporting universal healthcare and education, relied on cultural uniformity for legitimacy and efficiency, yielding top rankings in happiness indices and low inequality (Gini coefficient ~0.25). Homogeneity reduced free-riding incentives, as shared values aligned individual behaviors with collective welfare, contrasting with strains in more diverse welfare systems elsewhere. Recent diversity increases have correlated with declining trust metrics, underscoring homogeneity's role in these successes.[120]Multiethnic Strains
The Socialist Federal Republic of Yugoslavia, established in 1945 as a federation of six republics with significant ethnic diversity including Serbs, Croats, Bosniaks, Slovenes, and others, exemplified acute multiethnic strains when central authority weakened in the late 1980s. Rising nationalist movements, fueled by historical animosities from World War II and economic disparities, led to the declaration of independence by Slovenia and Croatia in 1991, triggering armed conflicts. The ensuing Yugoslav Wars (1991–1999) involved ethnic cleansing, sieges, and mass atrocities, particularly in Bosnia and Herzegovina where Bosniak, Serb, and Croat forces clashed over territory. Over 100,000 people were killed, and more than two million were displaced, underscoring how suppressed ethnic identities resurfaced to undermine the supranational "Yugoslav" framework.[170][177][178] Lebanon, a multi-confessional republic founded in 1943 with power-sharing among Maronite Christians, Sunni and Shia Muslims, and Druze under the National Pact, faced severe sectarian strains exacerbated by demographic shifts and external influences. The influx of Palestinian refugees after 1948 altered the confessional balance, heightening Christian fears of Muslim dominance and leading to the Lebanese Civil War (1975–1990). Militias aligned along sectarian lines—such as the Christian Phalangists, Shia Amal, and Sunni groups—engaged in territorial control and reprisal killings, resulting in an estimated 150,000 deaths and widespread displacement. The war's confessional framework, intended to stabilize diversity, instead institutionalized zero-sum competition, rendering the state vulnerable to paralysis and foreign intervention from Syria and Israel.[179][180][181] Belgium illustrates ongoing non-violent strains in a binational state divided between Dutch-speaking Flanders and French-speaking Wallonia, with Brussels as a bilingual enclave. Economic divergence, with Flanders contributing about 60% of national GDP despite comprising 58% of the population, has intensified Flemish demands for greater autonomy and fiscal separation, viewing Wallonia's higher welfare spending as a subsidy burden. Wallonia's unemployment rate, persistently above 10% compared to Flanders' under 5% as of 2023, stems partly from industrial decline and linguistic barriers to labor mobility, fostering resentment and repeated government crises—such as the 541-day deadlock in 2010–2011. These tensions, rooted in linguistic and cultural divides rather than outright violence, highlight how even prosperous multiethnic arrangements breed institutional gridlock without a unifying national ethos.[182][183][184]| Case | Key Ethnic/Sectarian Groups | Primary Strains | Outcomes |
|---|---|---|---|
| Yugoslavia (1991–1999) | Serbs, Croats, Bosniaks, Slovenes | Nationalism, territorial claims, historical grievances | Dissolution into 7 states; >100,000 deaths; mass displacement[170] |
| Lebanon (1975–1990) | Maronites, Sunnis, Shias, Druze | Demographic shifts, power-sharing imbalances, refugee influx | ~150,000 deaths; Taif Agreement reforms; ongoing fragility[179] |
| Belgium (ongoing) | Flemings, Walloons | Economic disparities, linguistic divides, autonomy demands | Federal reforms; repeated political crises; no secession yet[183] |
