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Neanderthal
Neanderthal
from Wikipedia

Neanderthal
Temporal range: MiddleLate Pleistocene[1] 0.24–0.04 Ma
Slightly angled head-on view of a Neanderthal skeleton, stepping forward with the left leg
An approximate reconstruction of a Neanderthal skeleton. The central rib-cage (including the sternum) and parts of the pelvis are from modern humans.
Scientific classification Edit this classification
Kingdom: Animalia
Phylum: Chordata
Class: Mammalia
Order: Primates
Suborder: Haplorhini
Infraorder: Simiiformes
Family: Hominidae
Subfamily: Homininae
Tribe: Hominini
Genus: Homo
Species:
H. neanderthalensis
Binomial name
Homo neanderthalensis
King, 1864
Synonyms[7]
Homo
    • H. stupidus
      Haeckel, 1895[2]
    • H. europaeus primigenius
      Wilser, 1898
    • H. primigenius
      Schwalbe, 1906[3]
    • H. antiquus
      Adloff, 1908
    • H. transprimigenius mousteriensis
      Farrer, 1908
    • H. mousteriensis hauseri
      Klaatsch 1909[4][5]
    • H. priscus
      Krause, 1909
    • H. chapellensis
      von Buttel-Reepen, 1911
    • H. calpicus
      Keith, 1911
    • H. acheulensis moustieri
      Wiegers, 1915
    • H. lemousteriensis
      Wiegers, 1915
    • H. naulettensis
      Baudouin, 1916
    • H. sapiens neanderthalensis
      Kleinshmidt, 1922
    • H. heringsdorfensis
      Werthe, 1928
    • H. galilensis
      Joleaud, 1931
    • H. primigenius galilaeensis
      Sklerj, 1937
    • H. kiikobiensis
      Bontsch-Osmolovskii, 1940
    • H. sapiens krapinensis
      Campbell, 1962
    • H. erectus mapaensis
      Kurth, 1965
Palaeoanthropus
Protanthropus
    • P. atavus
      Haeckel, 1895
    • P. tabunensis
      Bonarelli, 1944
Acanthropus
    • A. neanderthalensis
      Arldt, 1915
    • A. primigenius
      Abel, 1920
    • A. neanderthalensis
      Dawkins, 1926

Neanderthals (/niˈændərˌtɑːl, n-, -ˌθɑːl/ nee-AN-də(r)-TAHL, nay-, -⁠THAHL;[8] Homo neanderthalensis or sometimes Homo sapiens neanderthalensis) are an extinct group of archaic humans who inhabited Europe and Western and Central Asia during the Middle to Late Pleistocene. Neanderthal extinction occurred roughly 40,000 years ago with the immigration of modern humans (Cro-Magnons), but Neanderthals in Gibraltar may have persisted for thousands of years longer.

The first recognised Neanderthal fossil, Neanderthal 1, was discovered in 1856 in the Neander Valley, Germany. At first, Neanderthal 1 was considered to be one of the lower races in accord with historical race concepts. As more fossils were discovered through the early 20th century, Neanderthals were characterised as a unique species of underdeveloped human, in particular by Marcellin Boule. By the mid-twentieth century, it was believed that human evolution progressed from an ape-like ancestor through a "Neanderthal phase" to modern humans. This gave way to the "Out of Africa" theory in the 1970s. With the sequencing of Neanderthal genetics first in 2010, it was discovered that Neanderthals interbred with modern humans.

Neanderthal anatomy is characterised by a long and low skull, a heavy and rounded brow ridge (supraorbital torus), an occipital bun (bony projection) at the back of the skull, strong teeth and jaws, a wide chest, and short limbs. These traits gradually became more frequent through the Middle Pleistocene of Europe, possibly due to natural selection in a cold climate, as well as genetic drift when populations collapsed during glacial periods. Neanderthals would also have been effective sprinters. Neanderthal specimens vary in height from 147.5 to 177 cm (4 ft 10 in to 5 ft 10 in), with average male dimensions estimated at 165 cm (5 ft 5 in) and 75 kg (165 lb). While Neanderthal brain volume and ratio to body size averaged higher than any living human population — 1,640 cc (100 cu in) for males and 1,460 cc (89 cu in) for females — their brain organisation differed from modern humans in areas related to cognition and language, which could explain the comparative simplicity of Neanderthal behaviour to Cro-Magnons in the archaeological record.

Neanderthals maintained a low population and suffered inbreeding depression, which may have impeded their ability to progress technologically. They produced Mousterian stone tools (a Middle Palaeolithic industry) and possibly wore blankets and ponchos. They maintained and might have created fire. They predominantly ate whatever was abundant close to home, usually big game as well as plants and mushrooms. Neanderthals were frequently victims of major physical traumas and animal attacks. Examples of Palaeolithic art have been inconclusively attributed to Neanderthals, namely possible ornaments made from bird claws and feathers; collections of unusual objects including crystals and fossils; and engravings. Neanderthals buried their dead, but there is no clear indication that they believed in life after death.

Taxonomy

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Etymology

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A grass field with 16 white-red-white-red poles spaced in diagonal lines, several plus-shaped stone blocks behind them, and a road is visible behind trees in the background
The site of Kleine Feldhofer Grotte where Neanderthal 1 was discovered[a]

Neanderthals are named after the Neander Valley in which the first identified specimen was found. The valley was spelled Neanderthal and the species was spelled Neanderthaler in German until the spelling reform of 1901.[b] The spelling Neandertal for the species is occasionally seen in English, even in scientific publications, but the scientific name, H. neanderthalensis, is always spelled with th according to the principle of priority. The vernacular name of the species in German is always Neandertaler ("inhabitant of the Neander Valley"), whereas Neandertal always refers to the valley.[c][10] The valley itself was named after the late 17th century German theologian and hymn writer Joachim Neander, who often visited the area.[9] His grandfather, a musician, had changed the family name from the original German Neumann ("new man") to the Graeco-Roman form Neander, following the fashion of the time.[11]

Neanderthal can be pronounced using the /t/ (as in /niˈændərtɑːl/)[12] or the standard English pronunciation of th with the fricative /θ/ (as /niˈændərθɔːl/).[13][14] The latter pronunciation, nevertheless, has no basis in the original German word which is pronounced always with a t regardless of the historical spelling.[15]

Neanderthal 1, the type specimen, was known as the "Neanderthal cranium" or "Neanderthal skull" in anthropological literature, and the individual reconstructed on the basis of the skull was occasionally called "the Neanderthal man".[16] The binomial name Homo neanderthalensis was first proposed by Irish geologist William King in a paper read to the 33rd British Science Association in 1863. He extended the name "Neanderthal man" from the individual specimen to the entire species and formally recognised it as distinct from modern humans.[17][18][19] However, in 1864, he recommended that Neanderthals and modern humans be classified in different genera as he compared the Neanderthal braincase to that of a chimpanzee and argued that they were "incapable of moral and [theistic[d]] conceptions".[20]

Discovery

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A skullcap with a broad brow ridge and a large chip behind the right brow
Skullcap of Neanderthal 1, the type specimen, at the Musée de l'Homme, Paris

A number of Neanderthal fossils had been discovered before their antiquity was fully understood. The first Neanderthal remains—Engis 2 (a skull)—were discovered in 1829 by Dutch/Belgian prehistorian Philippe-Charles Schmerling in the Grottes d'Engis, Belgium. He concluded that these "poorly developed" human remains must have been buried at the same time and by the same causes as the co-existing remains of extinct animal species.[21] In 1848, Gibraltar 1 from Forbes' Quarry was presented to the Gibraltar Scientific Society by their Secretary Lieutenant Edmund Henry Réné Flint, but was thought to be a modern human skull.[22]

In 1856, local schoolteacher Johann Carl Fuhlrott recognised bones from Kleine Feldhofer Grotte in Neander Valley—Neanderthal 1—as distinct from modern humans,[e] and gave them to German anthropologist Hermann Schaaffhausen to study in 1857. It comprised the cranium, thigh bones, right arm, left humerus and ulna, left ilium (hip bone), part of the right shoulder blade, and pieces of the ribs.[20][23]

Research history

[edit]
William K. Gregory's The Family Tree of Man exhibit at the American Museum of Natural History, 1924
1) Notharctus
2) Propliopithecus
3) Dryopithecus
4) Java Man
5) Piltdown Man
6) Heidelberg Man
7) Neanderthal Man
8) Cro-Magnon Man
9) Australian Black-fellow (pejorative term for Aboriginal Australians)
10) Hottentot (pejorative term for the Southern African Khoisan)
11) Chinese
12) American Caucasian

Following Charles Darwin's 1859 On the Origin of Species, Fuhlrott and Schaaffhausen argued that Neanderthal 1 represents a primitive lower human form, aligning more closely with non-human apes as well as Negroids, Eskimos, and Aboriginal Australians (which were variably classified as separate species or subspecies of human at the time).[24][20][25][26] The uniqueness of Neanderthal Man met opposition namely from the pathologist Rudolf Virchow, who argued against defining new species based on only a single find. In 1872, Virchow erroneously interpreted Neanderthal characteristics as evidence of senility, disease, and malformation instead of archaicness,[27] which stalled Neanderthal research until the end of the century.[24][25]

By the early 20th century, numerous other Neanderthal discoveries were made, establishing H. neanderthalensis as a legitimate species. At first, many palaeontologists considered Neanderthals to be an intermediary phase between modern humans and more apelike ancestors, as suggested by German anatomist Gustav Albert Schwalbe. This hypothesis was opposed by French palaeontologist Marcellin Boule, who authored several publications starting in 1908 describing the French Neanderthal specimen La Chapelle-aux-Saints 1 ("The Old Man") as a slouching, ape-like creature distantly related to modern man. Boule's ideas would define discussions of Neanderthals for some time.[24][28][29][30][31]

Boule suggested two different lineages existed in Ice Age Europe: a more evolved one descending from the British Piltdown Man (a hoax) to the French Grimaldi Man (a Cro-Magnon) which would culminate with modern Europeans; and a less evolved dead-end lineage leading from the German Heidelberg Man to Neanderthal Man. As the focus of human origins shifted from Europe to East Asia ("Out of Asia" hypothesis) by the 1930s and 40s with discoveries such as Java Man and Peking Man (as well as the marginalisation of Piltdown Man), the question of a "Neanderthal phase" in human evolution once again became a topic of discussion. The definition of "Neanderthal" expanded to include several anatomically variable specimens around the Old World. Some specimens were described as "progressive" Neanderthals which would evolve into some local subspecies of H. sapiens (polycentricism), while the "classic" Neanderthals of the Western European Würm glaciation would not.[32]

In the 1970s, with the formulation of cladistics and the consequent refinement of the anatomical definitions of species, this "global morphological pattern" fell apart. The "Neanderthaloids" of Africa and East Asia were reclassified as distant relatives to H. neanderthalensis.[33] At around the same time, the "Out of Asia" hypothesis was overturned by the "Out of Africa" hypothesis, which posited that all modern humans share a fully modern common ancestor (monogenism). There were two main schools of thought: modern humans competitively replaced all other archaic humans ("Replacement"), or extensively interbred with them while dispersing throughout the world ("Regional Continuity").[34] In 2010, the first mapping of the Neanderthal genome demonstrated that there was at least some interbreeding between archaic and modern humans.[35] Subsequent genetic studies continue to raise questions on how Neanderthals should be classified relative to modern humans.[36]

Classification

[edit]

Neanderthals can be classified as a unique species as H. neanderthalensis, though some authors argue expanding the definition of H. sapiens to include other ancient humans, with combinations such as H. sapiens neanderthalensis (splitters and lumpers). The latter opinion has generally been justified using Neanderthal genetics, as well as inferences on the complexity of Neanderthal behaviour based on the archaeological record. While there seems to have been some genetic contact between these two groups, there are potential indicators of hybrid incompatibility,[f] which if true could justify species distinction. The crux of the issue lies in the vagueness of the term "species" (the species problem).[36][38][39]

Among identified archaic humans, Neanderthals are most closely related to Denisovans based on nuclear DNA (nDNA) analyses. Denisovans are an enigmatic group of Late Pleistocene humans only recognisable by a genetic signature rather than anatomical landmarks.[40] Likely due to more recent interbreeding episodes, the mitochondrial DNA (mtDNA, passed down maternally)[41] and Y-chromosome DNA (passed down paternally)[40] are more similar between Neanderthals and modern humans than between Neanderthals and Denisovans. Similarly, 430,000 year old fossils from the Sima de los Huesos are more closely related to Neanderthals in their nDNA, but their mtDNA aligns more closely with Denisovans.[42]

A 2021 phylogeny of some Middle Pleistocene and Neanderthal fossils using tip dating:[43]

Homo

Evolution

[edit]
A "pre-Neanderthal" skull ("Miguelón") from Sima de los Huesos, Spain

Typical Neanderthal skull traits appear in the European fossil record near the beginning of the Middle Pleistocene, in specimens usually classified as H. heidelbergensis. These "pre-Neanderthals" seem to have gradually accreted these traits ("Neanderthalization") as populations adapted to the cold environment, evolving a "hyper-arctic" physique. Circumpolar peoples (namely Inuit groups) are often used as modern Neanderthal analogues to study "hyper-arctic" adaptations. Additionally, glacial periods may have forced populations into small refugia, reducing genetic diversity, leading to the development of other typical Neanderthal traits through genetic drift or pleiotropy.[33] The 120,000 to 140,000-year-old Israeli Nesher Ramla remains may represent one such source population which would recolonise Europe following the Penultimate Glacial Period.[44]

The occurrence of typical Neanderthal traits in the Middle Pleistocene was highly variable even among individuals of the same population.[33] The speed of Neanderthalization may have also been impeded by gene flow between Western Europe and Africa; this is exemplified by anomalous specimens which lack typical Neanderthal traits, such as Ceprano Man.[42] The first recognisable "early Neanderthals" show up in the fossil record by the end of Marine Isotope Stage 7 (beginning roughly 243,000 years ago) and give way to "classic" or "late Neanderthals" by the end of Marine Isotope Stage 5e. This spans the Penultimate Glacial Period to the Last Interglacial. Some early Neanderthal teeth from Payré, France, potentially date to MIS 8, but the dating is uncertain.[1][33]

Genetic data usually estimates that Neanderthals diverged from modern humans sometime during the early Middle Pleistocene. Neanderthals and Denisovans are more closely related to each other than they are to modern humans, meaning the Neanderthal/Denisovan split occurred sometime later.[42][45][46] Before splitting, Neanderthal/Denisovans (or "Neandersovans") migrating out of Africa into Europe apparently interbred with an unidentified "superarchaic" human species who were already present there; these superarchaics were the descendants of a very early migration out of Africa around 1.9 million years ago.[47]

Genetic data indicates that Neanderthals, at least after 100,000 years ago, maintained a small population with low genetic diversity, weakening natural selection and proliferating harmful mutations. It is unclear how long European populations suffered this population stress, or to what extent it influenced Neanderthalization.[48]

Demographics

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Range

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A skull missing most of the left side of the face from the mid-orbit to the teeth
Neanderthal skull from Tabun Cave, Israel, at the Israel Museum

The Neanderthals were the first human species to permanently occupy Europe.[49] While pre-Neanderthals are mostly identified around Western Europe, classic Neanderthals are recorded across Europe as well as Southwest[33] and Central Asia, up to the Altai Mountains in southern Siberia. Pre- and early Neanderthals seem to have continuously occupied only France, Spain, and Italy, although some appear to have moved out of this "core-area" to form temporary settlements eastward (without leaving Europe). Nonetheless, southwestern France has the highest density of sites for pre- and classic Neanderthals.[50]

The southernmost find was recorded at Shuqba Cave, Levant;[51] reports of Neanderthals from the North African Jebel Irhoud[52] and Haua Fteah[53] have been reidentified as H. sapiens. Their easternmost presence is recorded at Denisova Cave, Siberia 85°E; the southeast Chinese Maba Man, a skull, shares several physical attributes with Neanderthals, although these may be the result of convergent evolution rather than Neanderthals extending their range to the Pacific Ocean.[54] The northernmost bound is generally accepted to have been 55°N, with unambiguous sites known between 5053°N, but this is difficult to assess because glacial advances destroy most human remains.[55][56] Middle Palaeolithic artefacts have been found up to 60°N on the Russian plains,[57][58][59] but these are more likely attributed to modern humans.[60]

Map of Europe 20,000 to 70,000 years ago during the Würm glaciation

It is possible Neanderthal range expanded and contracted as the ice retreated and grew, respectively, to avoid permafrost areas, residing in certain refuge zones during glacial maxima.[61] Stable environments with mild mean annual temperatures may have been the most suitable Neanderthal habitats.[62]

Population

[edit]

Like modern humans, Neanderthals probably descended from a very small population with an effective population—the number of individuals who can bear or father children—of 3,000 to 12,000 approximately. Neanderthals maintained this low population, proliferating weakly harmful genes due to the reduced effectivity of natural selection.[63][64] Archaeological evidence suggests that the initial Cro-Magnon population was 10 times higher than Neanderthals.[65]

Compared to Cro-Magnons, Neanderthals may have been at a demographic disadvantage due to a lower fertility rate, a higher infant mortality rate, or a combination of the two.[66][61] In a sample of 206 Neanderthals, based on the abundance of young and mature adults in comparison to other age demographics, about 80% of them above the age of 20 died before reaching 40. This high mortality rate was probably due to their high-stress environment.[67] Infant mortality was estimated to have been very high for Neanderthals, about 43% in northern Eurasia.[68]

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The image above contains clickable links Locations of Neanderthal finds in Europe and the Levant.
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The image above contains clickable linksLocations of Neanderthal finds in Eurasia (note, part of Spain is cut off)
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Anatomy

[edit]

Skull

[edit]
Neanderthal skull features

The Neanderthal skull has a flat and broad skullcap, rounded supraorbital torus (the buldge that forms the brow ridges), larger, wide orbits (eye sockets), a broad nose, mid-facial prognathism (the face projects far from the base of the skull), an "en bombe" (bomb-like) skull shape when viewed from the back, a fossa (depression) on the back of the skull below the level of the inion (suprainiac fossa), and an occipital bun (bony projection) at the back of the skull. Like those of other archaic humans, their jaws lack a true chin.[33]

The Neanderthal braincase averages 1,640 cm3 (100 cu in) for males and 1,460 cm3 (89 cu in) for females,[69] which is significantly larger than the averages for all living populations.[70] The largest Neanderthal brain, Amud 1, was calculated to be 1,736 cm3 (105.9 cu in), one of the largest ever recorded in humans.[71] Neanderthal brain organisation differs in areas related to cognition and language, which may be implicated in the comparative simplicity of Neanderthal behaviour to Cro-Magnons in the archaeological record.[72][73][74]

Neanderthals had large and wide noses, probably an adaptation to warm greater quantities of cold air to fuel their assumed heightened metabolism and activity levels.[75] A large nose does not necessarily equate to a better sense of smell, and neurologically, because the olfactory bulbs are smaller, Neanderthals may have had a poorer sense of smell and olfactory memory than modern humans.[76]

The cheek bones are strong, the incisors are large and shovel-shaped, the molars have a swollen tooth pulp (taurodontism), and there is a gap behind the molars (retromolar space). These dental traits are usually interpreted as a response to habitual heavy loading of the front teeth, either to process mechanically challenging or attritive foods, or because Neanderthals regularly used the mouth as a third hand.[77]

Build

[edit]
A modern human (left) and Neanderthal (right) skeleton at the American Museum of Natural History

Neanderthals were generally short and stocky. In a sample of 45 Neanderthal long bones from 14 men and 7 women, the average height was 164 to 168 cm (5 ft 5 in to 5 ft 6 in) for males and 152 to 156 cm (5 ft 0 in to 5 ft 1 in) for females.[78] The fossil record shows that adult Neanderthals varied from about 147.5 to 177 cm (4 ft 10 in to 5 ft 10 in) in height.[79] Average male body mass index would have been 26.9–28.3 using a size of 164 to 168 cm (5 ft 5 in to 5 ft 6 in) and 76 kg (168 lb).[78][80]

The Neanderthal chest was deep and wide, with a proportionally expansive thoracic cavity, and possibly stronger lung performance. Neanderthals also had relatively more fast-twitch muscle fibres,[81] and much higher caloric demands.[82] The limbs are proportionally short. The body plan has traditionally been explained as a "hyper-arctic" adaptation (Allen's rule).[83][84][85] Stronger lungs, more fast-twitch muscle, and shorter limbs would have also boosted sprinting efficiency.[81][86]

Skin colour seems to have ranged from dark to light. Some Neanderthals had dark or brown hair.[87][88] If red was another possible hair colour, it does not appear to have been a common one.[89]

Pathology

[edit]

Neanderthals suffered a high rate of traumatic injury, with an estimated 79–94% of specimens showing evidence of healed major trauma, of which 37–52% were severely injured, and 13–19% injured before reaching adulthood.[90] One extreme example is Shanidar 1, who shows signs of an amputation of the right arm likely due to a nonunion after breaking a bone in adolescence, osteomyelitis (a bone infection) on the left clavicle, an abnormal gait, vision problems in the left eye, and possible hearing loss[91] (perhaps swimmer's ear).[92] The high trauma rate may be ascribed to a dangerous hunting strategy,[67] or frequent animal attacks.[93]

Low population caused a low genetic diversity and probably inbreeding, which reduced the population's ability to filter out harmful mutations (inbreeding depression). It is unknown how this affected a single Neanderthal's genetic burden and, thus, if this caused a higher rate of birth defects than in modern humans.[48]

Culture

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Social structure

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Genetically, Neanderthals may be grouped into three distinct regions (above), dots indicate sampled specimens.[94]

It is difficult to infer Neanderthal group size, but indirect data generally suggests small bands of 10 to 30 individuals.[95] Bands likely moved between certain caves depending on the season, indicated by remains of seasonal materials, such as certain foods. They returned to the same locations generation after generation and some sites may have been used for more than a century.[96] Neanderthals may have been outcompeting cave bears for cave space.[97] Intergroup movement may have been predominantly patrilocal (male relationships as the basis of groups with females from other groups entering for breeding).[98]

Neanderthals maintained a low population across their range, which may have hindered their ability to maintain long-distance trade routes[99] and to avoid inbreeding.[48] They may have regularly interacted with closely neighbouring communities within a region, but not so often beyond.[100] Genetic analysis indicates there were at least three distinct geographical groups: Western Europe, the Mediterranean coast, and east of the Caucasus, with some migration among these regions.[94]

While the Cro-Magnons are usually assumed to have generally practised sexual division of labour with men hunting and women gathering such as in the preponderance of recent hunter-gatherer societies, it is unclear to what extent this may be applied to Neanderthals. Both Neanderthal men and women have similar traumatic injury patterns, which might imply that both genders were involved in hunting. Dental wearing patterns among Neanderthals, on the other hand, could indicate men and women typically carried different items with their mouths, perhaps not related to tasks related to subsistence however. The women at El Sidrón Cave, Spain, may have been eating more seeds and nuts than the men. The lack of distinctive task specialization in Neanderthals has usually been linked to their small population and group size, falling short of the demographic threshold where task specialization becomes feasible — which may also explain the comparative simplicity of Neanderthal material culture.[101]

Food

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Reconstruction of a Neanderthal man butchering a goat at the Neanderthal Museum

Neanderthals were once thought of as scavengers, but are now considered to have been apex predators.[102] They appear to have eaten predominantly what was abundant within their immediate surroundings.[103] Cro-Magnons, in contrast, seem to have maintained a more diverse diet even in settings where certain foods would have been harder to procure; for example, Neanderthals living in forests ate about the same proportion of foodplants as Cro-Magnons, but Neanderthals on open steppe (where foodplants are harder to find) ate far less foodplants.[104][105]

In many European sites, prey items include reindeer, horse, aurochs, and steppe bison. Neanderthals in Southwest Asia more commonly hunted mountain gazelle, Persian fallow deer, wild goat, and camels.[104] They may have less frequently taken down larger Pleistocene megafauna whenever locally abundant, such as woolly mammoth and woolly rhinoceros.[106] At the 125,000 year old Neumark-Nord site, Germany, there is evidence of regular hunting of straight-tusked elephants maybe every 5 to 6 years.[107] Some waterside communities ate fish and shellfish—and at Vanguard Cave, Gibraltar—dolphin and Mediterranean monk seal.[108] Neanderthals also hunted small game, and some caves show evidence of regular rabbit and tortoise consumption. At Gibraltar sites, there are butchered remains of 143 different bird species, many ground-dwelling such as the common quail, corn crake, woodlark, and crested lark.[108] Neanderthals also consumed a variety of plants and mushrooms across their range — at Kebara Cave, Israel, over 50 species of seeds, nuts, fruits, and cereals.[109][110]

Neanderthals possibly employed a wide range of food preparation techniques. At Cueva del Sidrón, Spain, Neanderthals may have been roasting and smoking meat, and used certain plants—such as yarrow and camomile—for flavouring,[111] although these plants may have instead been used for their medicinal properties.[112][113] At Gorham's Cave, Gibraltar, Neanderthals may have been roasting pinecones to access pine nuts,[108] and at Gruta da Figueira Brava, brown crabs to soften the shell before cracking them open.[114] At Grotte du Lazaret, France, a total of twenty-three red deer, six ibexes, three aurochs, and one roe deer appear to have been hunted in a single autumn hunting season, when strong male and female deer herds would group together for rut. It is possible these Neanderthals were curing and storing all this meat before winter set in.[115] Neanderthals at Neumark-Nord may have been rendering fat from animal bones to offset protein toxicity.[116]

Neanderthals competed with several large carnivores, but also seem to have hunted them down, namely cave lions and wolves,[117] as well as cave and brown bear both in and out of hibernation.[118] Neanderthals and other predators may have sometimes avoided competition by pursuing different prey, namely with cave hyenas[104] and wolves (niche differentiation).[119] Neanderthals, nonetheless, were frequently victims of animal attacks.[93]

There are multiple instances of Neanderthals practicing cannibalism, though it may have only been done in times of extreme food shortages, as in some cases in recorded human history.[120]

The arts

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Speculative reconstruction of white-tailed eagle talon jewellery from Krapina, Croatia (arrows indicate cut marks)

Neanderthals collected non-functional, uniquely-shaped objects, namely shells, fossils, and gems. It is unclear if these objects were simply picked up for their aesthetic qualities, or if some symbolic significance was applied to them.[121] Some shells may have been painted.[122] Gibraltarian palaeoanthropologists Clive and Geraldine Finlayson suggested that Neanderthals used various bird parts as artistic media, especially black feathers.[123][124] A 2020 study found evidence of a 3-ply cord fragment made from conifer inner-bark fibres at Abri du Maras, France, which can be used to knit light items, such as strings for hanging beads. 115,000-year-old perforated shell beads from Cueva Antón were possibly strung together to make a necklace.[125]

There are several instances of nondescript engravings and scratches on flints, bones, pebbles, and stone slabs — as of 2014, 63 purported engravings have been reported from 27 different European and Middle Eastern Lower-to-Middle Palaeolithic sites. It is debated if these were made with symbolic intent.[126] Neanderthals may have produced finger flutings on the walls of La Roche-Cotard over 57,000 years ago.[127]

Neanderthals used ochre, a clay earth pigment. It is unclear if this constitutes evidence of artmaking because, while modern humans have used red ochre for decorative or symbolic colouration, they have also used ochre as medicine, hide tanning agent, food preservative, and insect repellent.[128]

The 43,000-year-old Divje Babe flute (a cave bear femur) from Slovenia has been attributed by some researchers to Neanderthals, though its status as a Palaeolithic flute is heavily disputed. Many researchers consider it to be most likely the product of a carnivorous animal chewing the bone.[129]

Technology

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A thin, black triangular rock
Mousterian point

Neanderthals manufactured Middle Palaeolithic stone tools, and are associated with the Mousterian industry, specifically the Levallois technique. After developing this technology from the Acheulean industry,[130] there is a 150,000 year stagnation in Neanderthal stone tool innovation. Stalled technological growth may have followed from their low population, impeding complex ideas from being spread across their range or passed down generationally.[61][90] Neanderthals normally collected raw materials from a nearby source, no more than 5 km (3.1 mi).[95] Some communities were also making tools from shells[131] and bone.[132] They may have hafted tips onto spears using birch bark tar.[133] European populations have also been manufacturing wood spears, namely the 400,000 year old British Clacton Spear; 300,000 year old German Schöningen spears; and 120,000 year old German Lehringen Spear,[134] including both likely thrown (Schöningen)[135] and thrusting (Lehringen) types.[136] It has been suggested that Neanderthals likely specifically selected particular wood types (such as European yew in the case of the Clacton and Lehringen spears) for manufacturing spears for their beneficial material properties.[136]

Many Neanderthal sites have evidence of fire, some for extended periods of time, though it is unclear whether they were capable of starting fire or simply scavenged from naturally occurring wildfires.[137][138][139] They may have been using fire for cooking, keeping warm, and deterring predators.[140] They were also capable of zoning areas for specific activities, such as for knapping, butchering, hearths, and wood storage.[95] At Abric Romaní rock shelter, Spain, Neanderthals may have maintained eight evenly spaced hearths lined up against the rock wall, likely used to stay warm while sleeping, with one person sleeping on either side of the fire.[141]

The only known Neanderthal tools that could have been used to fashion clothes are hide scrapers as no bone sewing-needles and stitching awls have been found as in Cro-Magnon sites. Hide scrapers could have been used to make items similar to blankets or ponchos. There is no direct evidence that Neanderthals could make fitted clothes from animal hide.[142][143] Unfitted clothes would have limited range of mobility while dressed, and decreased the time Neanderthals could spend unprotected from the elements away from shelters.[144] Anterior dental microwear of Neanderthals living in open environments is similar to that of the modern Ipiutak and Nunavut people, who are known to use their anterior teeth for clamping while preparing hides, suggesting that Neanderthals may have engaged in similar behaviour.[145]

Neanderthals appear to have lived lives of frequent traumatic injury and recovery, indicating the setting of splints and dressing of major wounds. By and large, they appear to have avoided severe infections, indicating long-term treatment. Their knowledge of medicinal plants was comparable to that of Cro-Magnons.[146]

Stone tools on various Greek islands could indicate early seafaring through the Mediterranean, employing simple reed boats for one-day crossings,[147] but the evidence for such a big claim is limited.[148]

Language

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It is unclear if Neanderthals had the capacity for complex language, but some researchers have argued that Neanderthals required complex communications to discuss locations, hunting and gathering, and tool-making techniques in order to survive in their harsh environment.[149][150][151] In experiments with modern humans, the Levallois technique can be taught with purely observational learning without spoken instruction.[152]

While the hyoid bone (a bone that supports the tongue) is almost identical to that of modern humans, this does not provide insight into the entire vocal tract.[153] Neanderthals had the FOXP2 gene, which is associated with speech and language development, but not the modern human variant.[154]

Burials and religion

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Engraved flint from a Neanderthal grave at Kiik-Koba, Crimea

Neanderthals, probably uncommonly, buried their dead. This may explain the abundance of fossil remains.[103] The behaviour is not indicative of a religious belief of life after death because it could also have had non-symbolic motivations.[155][156] The dead were buried in simple, shallow graves and pits,[156] but special care seems to have been given to child graves. The graves of children and infants, especially, are associated with grave goods such as artefacts and bones.[157] Some sites with multiple well-preserved Neanderthal skeletons may represent cemeteries.[156]

One grave in Shanidar Cave, Iraq, was associated with the pollen of several flowers that may have been in bloom at the time of deposition—yarrow, centaury, ragwort, grape hyacinth, joint pine and hollyhock.[158] The medicinal properties of the plants led American archaeologist Ralph Solecki to claim that the man buried was some leader, healer, or shaman, and that "the association of flowers with Neanderthals adds a whole new dimension to our knowledge of his humanness, indicating that he had 'soul'".[159] It is also possible the pollen was deposited by a small rodent after the man's death.[160]

Neanderthals were once thought to have ritually killed and eaten cave bears or other Neanderthals, but the evidence is circumstantial.[155] In 2019, the Finlayson's reported that Neanderthals disproportionately butchered the golden eagle over any bird of prey or corvid species, and speculated that Neanderthals viewed the golden eagle as a symbol of power like some recent modern human societies did.[124]

Interbreeding

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A dark-skinned man with black, shiny hair going down to his shoulders, a slight moustache, a goatee, brown eyes, weak eyebrows, wearing a tailored shirt and holding a long spear to support himself
Reconstruction of Oase 2 with around 7.3% Neanderthal DNA (from an ancestor 4–6 generations back)[161]

Hybridisation between Neanderthals and early modern humans had been suggested early on,[162] such as by English anthropologist Thomas Huxley in 1890,[163] Danish ethnographer Hans Peder Steensby in 1907,[164] and Coon in 1962.[165] In the early 2000s, supposed hybrid specimens were discovered: Lagar Velho 1[166][167][168][169] and Muierii 1.[170] Similar anatomy could also have been caused by adapting to a similar environment rather than interbreeding.[171]

The first Neanderthal genome sequence was published in 2010, and strongly indicated interbreeding between Neanderthals and early modern humans.[35] Neanderthal-derived genes descend from at least 2 interbreeding episodes outside of Africa: one about 250,000 years ago and another 40,000 to 54,000 years ago. Interbreeding also occurred in other populations which are not ancestral to any living person.[172] An individual whose ancestry lies beyond sub-Saharan Africa may carry about 2% of Neanderthal DNA. Sub-Saharan Africans can carry Neanderthal DNA presumably descending from back migration (the interbreeding population migrated back to Sub-Saharan Africa).[173] In all, approximately 20% of the Neanderthal genome appears to have survived in the modern human gene pool.[174] This Neanderthal DNA is derived primarily from the children of female modern humans and male Neanderthals.[175][37] According to Svante Pääbo, it is not clear that modern humans were socially dominant over Neanderthals, which may explain why the interbreeding occurred primarily between Neanderthal males and modern human females.[176]

Due to their low population and proliferation of deleterious mutations, many Neanderthal genes were probably selected out of the modern human gene pool (negative selection). Similarly, a large portion of surviving introgression appears to be non-coding ("junk") DNA with few biological functions.[171] Some Neanderthal-derived genes, nonetheless, may have functional implications related to metabolism, brain function, and skeletal and muscular development.[35][177] Some genes may have helped immigrating modern human populations acclimatise faster, such as genes related to immune response.[178]

Neanderthals in the Siberian Altai Mountains interbred with the local Denisovan population, and it may have been a common occurrence here.[179] About 17% of the genome of one Altai Denisovan specimen derived from Neanderthals.[180]

Extinction

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The Neanderthal Mousterian culture was replaced by modern human Aurignacian culture (above, Protoaurignacian bladelets).[181]

The extinction of Neanderthals was part of the broader Late Pleistocene megafaunal extinction event.[182] Neanderthals were replaced by modern humans, indicated by the near-complete replacement of Middle Palaeolithic Mousterian stone technology with modern human Upper Palaeolithic Aurignacian stone technology across Europe (the Middle-to-Upper Palaeolithic Transition) from 39,000 to 41,000 years ago.[181][183][184] Neanderthals may have persisted in Spain for longer, but the dates of the latest Mousterian and earliest Aurignacian are poorly constrained. In Catalonia and Aragón (northern Spain), the Mousterian may have survived to about 39,000 years ago, and in southern Spain and Gibraltar potentially 32,000 to 35,000 years ago.[185] Similar refuge zones have also been proposed on other temperate European peninsulas, namely Italy, the Balkans, and Crimea.[186][187]

Historically, the cause of extinction of Neanderthals and other archaic humans was viewed under an imperialistic guise, with the superior invading modern humans exterminating and replacing the inferior species.[24]

When sapiens began to expand and spread, he eliminated the other contemporary races [including Neanderthals] just as the white man drove out the Australian aborigines and the North American Indians.

— Ernst Mayr, 1950[188]

In general, the extinction of Neanderthals is ascribed predominantly to competition with modern humans. The success of modern humans over Neanderthals is usually attributed to a higher birth rate and population, facilitated by better long-distance mobility and more complex technologies and subsistence strategies. Some Neanderthal populations may have also been assimilated into modern human populations rather than being ecologically outcompeted.[189] Assimilation had long been hypothesised with supposed hybrid specimens, and was revitalised with the discovery of archaic human DNA in modern humans.[190] Similarly, the Châtelperronian industry of central France and northern Spain may represent a culture of Neanderthals adopting modern human techniques, via acculturation.[191][192] Other ambiguous transitional cultures include the Italian Uluzzian industry,[193] and the Central European Szeletian industry.[194]

Neanderthal extinction has also been ascribed to their low population as well as the resulting mutational meltdown, making them less adaptable to major environmental changes or new diseases introduced by immigrating modern humans.[195] It is unclear if climatic degradation would have severely impacted Neanderthals given how many glacial periods they persisted through in Europe. If areas were depopulated of Neanderthals as a consequence of climate change (specifically Heinrich event 4) or a natural disaster (the Campanian Ignimbrite eruption), Neanderthals may not have been as fast as modern humans in recolonising.[196] The Laschamp event 39,000 to 42,000 years ago may have increased ultraviolet radiation, disproportionately affecting Neanderthals who lacked protective fitted clothes, and may not have utilised ochre as sunscreen to the extent Cro-Magnons did.[144]

[edit]
3 panels, a brawny man standing to the left and a child to the right on the grass in front of a cave. The man is holding a hammer in his right hand and has only 2 teeth visible, the child a spear and dragging a cat behind him, and both are dressed in wraps around their waist with a strap around one shoulder. The man says, "Well, son, you did very well on your first hunting trip...now you get your second lesson in surviving!" The child says, "Me got food, what else do me have to do?" to which the man responds, "You got to learn to start fire and cook food!" The third panel shows the child looking at a small tipi pyre, the man walks away and says, "There is wood, now you light! I can't tell how—you must find out for yourself!" and the child says to himself, "Jumping mammoths. Me gotta figure out all alone! I know, will use flint stone to make sparks!"
Cavemen in The Black Terror #16 (1946)

Neanderthals have been portrayed in popular culture including appearances in literature, visual media and comedy. The "caveman" archetype often mocks Neanderthals and depicts them as primitive, hunchbacked, knuckle-dragging, club-wielding, grunting, nonsocial characters driven solely by animal instinct. "Neanderthal" can also be used as an insult.[197]

In literature, they are sometimes depicted as brutish or monstrous, such as in H. G. Wells' The Grisly Folk and Elizabeth Marshall Thomas' The Animal Wife, but sometimes with a civilised but unfamiliar culture, as in William Golding's The Inheritors, Björn Kurtén's Dance of the Tiger, and Jean M. Auel's Clan of the Cave Bear and her Earth's Children series.[24]

See also

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Footnotes

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References

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Sources

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Further reading

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Revisions and contributorsEdit on WikipediaRead on Wikipedia
from Grokipedia
, commonly known as Neanderthals, were an extinct group of archaic humans who inhabited and parts of western and from approximately 430,000 to 40,000 years ago. They exhibited a robust physique adapted to cold climates, including stocky builds, shorter limbs relative to torso length, prominent supraorbital ridges, and large nasal cavities likely aiding in warming inhaled air. Neanderthals manufactured sophisticated stone tools associated with the industry, utilized fire for cooking and warmth, and demonstrated evidence of large mammals through coordinated group strategies. Genetic analyses reveal that Neanderthals interbred with early Homo sapiens populations migrating , resulting in modern non-African humans carrying about 1-2% Neanderthal DNA, which influenced traits such as , pigmentation, and spatial awareness. Their extinction around 40,000 years ago coincided with the expansion of Homo sapiens into their territories, alongside climatic fluctuations during the , though the precise causes—potentially involving resource competition, demographic factors, or low population viability—remain subjects of ongoing debate among paleoanthropologists. Recent findings also indicate advanced cultural behaviors, such as the production of adhesives from birch tar and possible symbolic practices, challenging earlier views of Neanderthals as cognitively inferior to modern humans.

Taxonomy and Discovery

Etymology and Classification

The term "Neanderthal" derives from the Neander Valley (German: Neanderthal or Neandertal), a gorge in the Düssel River valley near , , where the first recognized Neanderthal fossils were unearthed in 1856 from a limestone quarry . The valley's name honors (1650–1680), a German Reformed Church hymn composer whose family surname was derived from the Hellenized form of his ancestor's surname , meaning "new man" from Greek neos ("new") and anthrōpos ("man"). In German, "thal" or "tal" signifies "valley," with English "dale," reflecting the topographic feature rather than any implication of primitiveness. The scientific binomial Homo neanderthalensis was formally proposed in 1864 by Irish anatomist William King to designate the group based on the Neander Valley 1 (a partial ), distinguishing it from Homo sapiens due to pronounced morphological traits such as a robust , , and midfacial . Neanderthals are placed within the genus Homo, tribe , subfamily , family , order , class Mammalia, reflecting their close phylogenetic ties to modern humans while acknowledging archaic features. Genetic analyses indicate a divergence from the lineage leading to H. sapiens approximately 500,000 to 800,000 years ago, with subsequent limited gene flow evidenced by 1–4% Neanderthal-derived DNA in non-African modern human genomes. Taxonomic classification remains debated, with paleoanthropologists divided on whether Neanderthals warrant full status (H. neanderthalensis) or designation (H. sapiens neanderthalensis). Proponents of species status cite consistent morphological discontinuities, such as greater body robusticity, larger nasal cavities adapted for cold climates, and cranial capacities averaging 1,500 cm³ (versus 1,350 cm³ in H. sapiens), alongside inferred from low interbreeding success rates despite hybridization. Advocates for subspecific ranking emphasize viable offspring production, shared behavioral complexities like tool use and practices, and genomic evidence of adaptive , arguing that species boundaries in hominins are blurred by reticulate rather than strict . This debate underscores broader challenges in applying the biological to Pleistocene hominins, where scarcity and hybridization complicate Linnaean categorization.

Initial Discoveries and Key Fossils

The earliest Neanderthal fossils were unearthed in 1829 at Engis Cave near , , by Philippe-Charles Schmerling, consisting of a partial child's cranium (Engis 2) intermingled with animal bones in a den context; this specimen, from a 2-3-year-old individual, was not recognized as Neanderthal until the early due to its fragmentary state and contemporary lack of paleoanthropological framework. In March 1848, workers at Forbes' Quarry on the Rock of Gibraltar discovered an adult female cranium ( 1), featuring a low vault, prominent supraorbital torus, and —diagnostic Neanderthal traits—making it the first adult Neanderthal skull found, though initially classified among modern variation and its full significance debated until the 1860s amid emerging evolutionary theory. The defining discovery occurred on August 1, 1856, when miners in the Kleine Feldhofer Grotte, a small cave in the Neander Valley (13 km east of , ), recovered a partial adult male skeleton designated , the type specimen for Homo neanderthalensis; this included a thick-walled skullcap with continuous supraorbital torus, two complete femora, right , , , fragments of left arm bones, a partial ilium, pieces, and ribs, dated to approximately 39,000–41,000 years ago via associated and later uranium-series methods. Among other key early fossils, the 1886 Spy Cave remains in yielded two nearly complete skeletons (adult male Spy 1 and female Spy 2), providing robust evidence of Neanderthal morphology with large nasal cavities and robust limbs, reinforcing the ' distinction from modern humans through direct . These initial finds, often from cave contexts with activity, established the Neanderthal record primarily in , with postcranial elements highlighting cold-adapted robusticity.

Historical Research Milestones

The initial recognition of Neanderthals as a distinct archaic population stemmed from discoveries in the , beginning with a child's skull unearthed in 1829 from Engis Cave in , which was later reclassified as Neanderthal but initially viewed as a modern variant deformed by . Additional early remains, including a juvenile cranium from in 1848, were similarly not immediately linked to a separate lineage. The pivotal find occurred in August 1856, when quarry workers in the Neander Valley (Neandertal) near , , recovered a partial adult skeleton, including a skullcap with prominent brow ridges, several long bones, and ribs from cave sediments; this "Neanderthal 1" specimen prompted anatomists to debate its antiquity and morphology as evidence of an ancient, robust form adapted to conditions. Subsequent excavations accelerated fossil accumulation and refined anatomical descriptions. In 1886, skulls from Spy Cave in exhibited classic Neanderthal traits like occipital buns and midfacial , bolstering arguments for their distinction from contemporaneous modern humans. The 1908 discovery of a nearly complete at La Chapelle-aux-Saints, , allowed Marcellin Boule's influential reconstruction, which portrayed Neanderthals as hunched and ape-like, influencing public perception despite later corrections revealing a more upright posture upon reanalysis in the . By the early , over 20 sites yielded specimens, associating Neanderthals with stone tools and prompting classifications ranging from a subspecies of Homo sapiens (e.g., H. s. neanderthalensis) to a separate , with debates centering on whether their robusticity reflected , , or evolutionary . Mid-20th-century research shifted toward behavioral and cultural inferences, with François Bordes' 1950s typological analysis of industries distinguishing variants potentially linked to Neanderthal group differences, challenging notions of their technological inferiority. The 1970s "" model, supported by multiregional critiques, positioned Neanderthals as a European offshoot of diverging around 400,000–600,000 years ago, coexisting with incoming Homo sapiens until their extinction circa 40,000 years ago. Genetic breakthroughs transformed the field starting in 1997, when Matthias Krings and Svante Pääbo's team extracted and sequenced from the original Neander Valley specimen, revealing a deep divergence from modern human mtDNA lineages estimated at over 300,000 years, initially arguing against significant interbreeding. The 2010 publication of a draft Neanderthal nuclear from three individuals, led by Pääbo's Institute group, marked a by demonstrating 1–4% Neanderthal DNA admixture in non-African modern humans, confirming hybridization events between 50,000–60,000 years ago during H. sapiens dispersals into . This high-coverage sequencing enabled functional insights, such as Neanderthal alleles influencing and skin pigmentation in Eurasians. Further milestones included the 2013 high-quality from an Neanderthal (Denisova 11), highlighting regional genetic structure and Denisovan , and ongoing analyses refining admixture timing via ancient H. sapiens genomes. Recent and improved dating of fossils like those from Sima de los Huesos (circa 430,000 years old) have clarified phylogenetic roots, linking early Neanderthal traits to pre-Neanderthal populations without relying on contested morphological interpretations alone.

Evolutionary Origins

Ancestral Lineage and Divergence

The Neanderthal lineage traces back to populations of Homo heidelbergensis that migrated into Eurasia from Africa around 700,000 years ago. H. heidelbergensis fossils, spanning approximately 700,000 to 200,000 years ago, exhibit morphological features bridging earlier hominins and later Eurasian archaic humans, including Neanderthals. European variants of H. heidelbergensis developed Neanderthal-specific traits, such as robust cranial architecture and cold-adapted body proportions, in response to Pleistocene glacial environments. Genetic analyses indicate that the divergence between Neanderthal and modern human (Homo sapiens) lineages occurred approximately 600,000 years ago, following the split from a shared ancestral that also gave rise to Denisovans. This estimate aligns with and nuclear genome comparisons, though some dental morphological studies push the split to at least 800,000 years ago, suggesting earlier separation based on evolutionary rates of tooth development. Y-chromosome data further support a around 588,000 years ago for Neanderthals and modern humans. Early fossils like those from the Sima de los Huesos site in , dated to about 430,000 years ago, represent proto-Neanderthals with derived features such as an and suprainiac fossa, marking the initial consolidation of the Neanderthal distinct from African H. heidelbergensis leading to H. sapiens. While H. heidelbergensis is often invoked as the direct ancestor, its classification remains debated due to potential , with some researchers proposing it as a European-specific group ancestral to Neanderthals rather than a pan-continental . This divergence reflects geographic isolation, with Neanderthal ancestors adapting to Eurasian habitats while modern human forebears remained in .

Phylogenetic Relationships and Subspecies Debate

Neanderthals represent a distinct evolutionary lineage within the genus Homo, forming a to Homo sapiens alongside Denisovans, with the Neanderthal-Denisovan diverging from the H. sapiens lineage approximately 500,000 to 800,000 years ago based on estimates from nuclear DNA analyses. This split likely occurred after the separation from earlier hominins like , with fossil evidence from sites such as Atapuerca () dated to around 430,000 years ago showing proto-Neanderthal traits in the Sima de los Huesos assemblage, which genetic studies place closer to the Neanderthal lineage than to H. sapiens. Mitochondrial sequences further support an early divergence, with Neanderthal mtDNA differing from modern human mtDNA by about 0.5% in coding regions, consistent with hundreds of thousands of years of independent evolution. Genetic evidence reveals limited but significant admixture between Neanderthals and H. sapiens, occurring primarily during the initial out-of-Africa dispersal of modern humans around 50,000 to 60,000 years ago, resulting in 1–2% Neanderthal-derived ancestry in non-African modern populations today. This involved multiple episodes of , with higher Neanderthal admixture in East Asians (up to 20% more than in Europeans) likely due to additional contact events, and no substantial Neanderthal mtDNA contribution to modern humans, suggesting unidirectional or male-biased hybridization. Such interbreeding indicates reproductive compatibility, yet the low overall admixture rate—despite overlapping ranges in for millennia—implies ecological or behavioral barriers to frequent mating, aligning with patterns of partial interfertility rather than free typical of conspecific populations. The debate over Neanderthal taxonomic status centers on whether they constitute a separate species (Homo neanderthalensis) or a subspecies of H. sapiens (H. s. neanderthalensis). Proponents of subspecies classification argue that successful hybridization and shared ancestry from a common Homo stock within the last million years support intraspecific variation, emphasizing morphological clines and gene flow as evidence against full speciation. Conversely, advocates for separate species status highlight profound morphological differences—including larger brow ridges, occipital buns, and robust skeletal builds—coupled with genetic divergence exceeding that between many recognized mammal species, prolonged geographic isolation (over 400,000 years), and limited admixture success, which under the biological species concept (emphasizing reproductive isolation in nature) justifies distinct classification. Recent genomic and phenotypic analyses reinforce the separate species view, noting that Neanderthal-specific traits persisted without substantial sapiens influence until late Pleistocene contacts, and that admixture alone does not negate speciation if populations evolved independently for extended periods. While no universal consensus exists, the prevailing paleoanthropological perspective treats Neanderthals as a distinct species, with subspecies arguments often critiqued for underweighting temporal and adaptive divergence in favor of hybridization evidence.

Physical Characteristics

Cranial Features and Brain Size

Neanderthal crania exhibit a distinctive morphology including a long and low vault, a prominent supraorbital forming a continuous, rounded , and an —a bony projection at the rear of the cranium. The supraorbital is robust and horizontally oriented, differing from the more divided or arched form in modern humans, and likely served structural functions related to masticatory stress or facial projection. The midfacial region is prognathic with a wide and protruded structure, contributing to the overall robust cranial architecture adapted to cold environments. The endocranial volume of Neanderthals, indicative of , averages approximately 1410 cm³, surpassing the modern human mean of around 1350 cm³, with individual specimens ranging from 1200 to 1750 cm³. This larger absolute correlates with their greater body mass compared to early modern humans, though relative brain-to-body ratios are similar. Neanderthal shape is elongated anteroposteriorly with expanded occipital and temporal lobes, contrasting the more globular, vertically expanded form in Homo sapiens, potentially reflecting differences in visual processing or sensory integration. At birth, Neanderthal brain size was comparable to that of recent Homo sapiens, around 400 cm³, suggesting similar obstetric constraints, but postnatal growth patterns diverged, with Neanderthals achieving adult volumes through prolonged development. Endocranial development trajectories indicate hypermorphosis in Neanderthals, where growth rates were elevated but timing extended, aligning with their life history strategy. These morphological traits, preserved in fossils like those from La Ferrassie and Amud, underscore Neanderthal adaptations distinct from yet overlapping with those of modern humans.

Somatic Build and Physiological Adaptations

Neanderthals exhibited a robust postcranial with thick cortical , pronounced muscle and ligament attachment sites, and curved shafts in the and , features indicative of substantial mechanical loading from locomotion and subsistence activities. Estimated average stature, derived from lengths of multiple specimens, ranged from 164–168 cm for males and 152–156 cm for females. Body mass estimates, accounting for skeletal robusticity and body proportions, averaged approximately 78 kg for males and 66 kg for females, yielding a slightly exceeding that of contemporary North American populations. Body proportions featured relatively short distal limb segments relative to proximal ones, a wide pelvic girdle, and a trunk with a ribcage broad and deep at the base but narrower superiorly, adaptations aligning with Bergmann's and Allen's rules for conserving heat in glacial environments by reducing surface area-to-volume ratio. Large articular surfaces on the tibia and femur suggest enhanced joint stability under high stresses, while the overall skeletal hypertrophy points to elevated muscularity and strength compared to later Homo sapiens. These traits likely supported endurance in cold, variable terrains, though debates persist on the extent of thoracic expansion, with recent reconstructions indicating Neanderthal ribcage volumes comparable to modern humans despite differing morphology. Physiological adaptations included a suite of thermoregulatory mechanisms homologous to those in extant primates and humans, such as potential enhancements in basal metabolic rate and vasoconstrictive responses to mitigate heat loss during Ice Age conditions. Neonatal ribcage morphology, inferred from juvenile fossils, displayed a short, deep configuration genetically fixed to accommodate high metabolic demands of their stocky builds from early ontogeny. Cross-sectional analyses of long bones reveal elevated robusticity indices, reflecting repetitive loading from hunting and processing large prey, which may have imposed selective pressures favoring greater energetic efficiency and skeletal durability.

Evidence of Pathology and Robusticity

Neanderthal skeletons exhibit pronounced robusticity, characterized by thick cortical in long bones, which provided greater structural strength compared to those of anatomically modern humans. Limb bones display bowed shafts, elevated antero-posterior rigidity in some cases, and rugose muscle attachment sites indicative of powerful musculature. Cranial vaults in Neanderthals are thicker overall, with greater vault thickness and denser internal organization than in Homo sapiens, adaptations potentially linked to mechanical loading from mastication or cold-climate stresses. This robusticity extends to the hands, where phalanges show evidence of frequent precision grasping alongside power grips, suggesting a versatile but hypertrophied . Pathological evidence from Neanderthal fossils reveals a high incidence of healed traumatic injuries, with estimates indicating 79–94% of specimens bearing signs of such as fractures, often in the cranium and postcrania, comparable to levels in early modern humans and consistent with close-range or confrontational risks. Cranial lesions appear in approximately 18% of sampled Neanderthal crania (9 out of 59), mirroring rates in Homo sapiens (12 out of 55), with males showing higher frequencies, possibly due to behavioral differences in resource acquisition. Degenerative conditions like are documented in multiple skeletal elements, including joints and vertebrae, reflecting cumulative wear from a physically demanding lifestyle. Dental pathology further underscores robusticity intertwined with pathology; Neanderthals display extreme anterior wear, with incisors and canines often heavily abraded from presumed use as tools for processing materials, a pattern more pronounced than in contemporaneous humans. Some specimens show toothpick grooves and manipulative marks indicating for dental issues, while others exhibit caries and abscesses amid overall heavy occlusal wear. Evidence of recovery from severe injuries, such as healed fractures in individuals like the Shanidar 1 , implies social provisioning, as survival post-trauma would require assistance given the era's limited medical technology. These pathologies, while elevated, do not exceed those expected from high-risk subsistence strategies, challenging notions of inherent frailty.

Ecology and Range

Paleoenvironmental Context and Habitats

Neanderthals (Homo neanderthalensis) primarily occupied Western Eurasia from approximately 350,000 to 40,000 years ago, spanning the Middle to during a phase of intense climatic fluctuations driven by , including multiple glacial-interglacial transitions such as (MIS) 11 through 3. Global temperatures varied by 2–6°C between glacial maxima and interglacials, with western European sites experiencing seasonal cold even in milder phases, as indicated by oxygen data from faunal remains yielding summer temperatures of 15–20°C and winter lows below -10°C in some regions. Their habitats encompassed a broad favoring moderate conditions with mean annual temperatures of 2–15°C (peaking at ~8°C), annual of 550–1,250 mm, and net primary productivity (NPP) of 0–900 gC/m² (peaking at ~230 gC/m²), rather than extreme cold . proxies from records and site sediments reveal occupancy of open steppes and tundra-steppe mosaics during glacial stadials (e.g., MIS 4 and 2), supporting like , , and mammoths, while interstadials and interglacials (e.g., MIS 5e at ~121 ka) featured expanded woodlands and mesic grasslands with higher biomass. Coastal and riparian zones were also exploited, as evidenced by remains at sites, indicating adaptability to interface environments. Niche extent fluctuated cyclically: peaking at ~7.3 million km² during the Eemian interglacial (MIS 5e, ~121 ka) with dispersals into southern and , then contracting to refugia in Iberia, the Mediterranean rim, and western during harsh stadials like MIS 5d and MIS 2 (~31 ka), where niche area dwindled to ~2.7 million km². In southwestern Europe, multi-isotope analyses from northern Iberian sites confirm stable mosaic ecosystems of forests and open habitats persisting through MIS 5–3, sustaining Neanderthal presence amid volatility. Eastern extensions into and the involved Mediterranean woodlands and semi-arid steppes, but core populations remained tied to temperate-warm zones in western refugia during peak glacials.

Geographic Extent and Population Estimates

Neanderthals occupied a vast territory across Eurasia during the Middle and Upper Pleistocene, with fossil evidence indicating a range from the Iberian Peninsula in southwestern Europe to the Altai Mountains in southern Siberia, and from latitudes around 55°N in northern Europe southward to the Levant in the Middle East. This distribution is primarily inferred from the locations of skeletal remains and Mousterian-associated artifacts dated between approximately 430,000 and 40,000 years ago, reflecting adaptations to diverse environments including forested temperate zones, open steppes, and Mediterranean woodlands during glacial-interglacial cycles. Key easternmost sites include Denisova Cave in the Altai region, while southern extensions feature fossils from Tabun and Amud Caves in Israel; the range's breadth underscores Neanderthals' ability to exploit cold-adapted niches amid fluctuating climates, though peripheral populations may have been isolated by geographic barriers like mountain ranges. Population estimates for Neanderthals derive from multiple lines of , revealing a with relatively low demographic density compared to contemporaneous modern humans. Genetic analyses of nuclear DNA yield effective population sizes (Ne) ranging from 3,000 to 12,000 individuals, reflecting limited and potential bottlenecks during range contractions in glacial maxima. studies corroborate this sparsity, estimating Ne around 1,500 to 5,000, consistent with observed low and signals in fossil genomes. Archaeological and ecological modeling, incorporating site densities and habitat carrying capacities, suggest census populations (total breeding individuals) of 5,000 to 70,000 across the at peak occupancy, with regional refugia supporting as few as 80 to 1,300 in areas like the during late phases. These figures imply small, dispersed bands averaging 20-30 members, vulnerable to risks from variability and , though debates persist on whether Ne-to-census ratios mirror modern hunter-gatherers or were depressed by higher juvenile mortality and constraints evidenced in skeletal pathologies. Overall, such estimates highlight a structured into semi-isolated subgroups, with western European clusters distinct from southern and Asian ones based on cranial and genetic divergences.

Subsistence and Technology

Dietary Patterns from Isotopic and Dental Evidence

Stable of and , primarily measuring ratios of carbon (δ¹³C) and (δ¹⁵N), has revealed that Neanderthals derived the majority of their dietary protein from large terrestrial herbivores, positioning them as top-level carnivores comparable to extant predators like wolves. δ¹⁵N values from Neanderthal specimens at sites such as in (averaging around 11‰) and Sclayn in consistently exceed those of herbivores (typically 3-6‰ higher shift), indicating heavy reliance on animal sources without significant aquatic or marine input, as confirmed by δ¹³C values clustering with terrestrial ecosystems (around -19‰). This pattern holds across European and Near Eastern populations, with δ¹⁵N levels often 2-3‰ higher than contemporaneous early modern humans, suggesting Neanderthals consumed fewer or lower-trophic-level foods. Dental microwear texture analysis further supports a diet dominated by tough, foods consistent with raw or minimally processed meat and hide, with enamel surfaces showing high complexity and anisotropy from chewing large herbivores like or . However, microwear from specimens at sites like Spy Cave exhibits variability, with some individuals displaying reduced microwear suggesting softer foods, possibly from cooking or seasonal incorporation. Dental calculus, a mineralized plaque microfossils, provides of consumption, including starch grains from cooked sedges and tubers at () dated to approximately 60,000 years ago, and phytoliths from grasses, pine nuts, and even mushrooms at El Sidrón Cave (). These remains indicate opportunistic or supplementary use, potentially for carbohydrates, , or processing hides, but do not contradict isotopic data showing plants contributed minimally to protein intake. Regional and temporal variations appear limited, with Central Asian Neanderthals at Teshik-Tash also showing high δ¹⁵N (around 10‰) from herbivores, though warmer Mediterranean sites like Amud Cave yield slightly lower values hinting at minor reliance during interglacials. The combined evidence underscores a hypercarnivorous baseline, with plants serving non-dominant roles, challenging interpretations of Neanderthals as generalist omnivores but aligning with zooarchaeological records of specialized .

Lithic and Organic Tool Assemblages

Neanderthals are primarily associated with the , characterized by prepared-core reduction methods such as the , which involved striking flakes from a tortoise-like core to produce predetermined shapes. This industry, spanning approximately 300,000 to 40,000 years ago across , the , and , yielded tools including side-scrapers for hide processing, denticulates for sawing or cutting, backed knives, and triangular points likely used as tips. Variations in tool assemblages, such as those with Quina scrapers at sites like Pech de l'Azé in or Levallois points at Amud Cave in , reflect adaptations to local raw materials like flint, chert, or , with evidence of to improve flaking properties in some regions. Organic tool evidence, preserved in rare anaerobic conditions, includes wooden s and modified sticks from sites like Schöningen, , dated to around 300,000 years ago, featuring smoothed shafts up to 2.5 meters long with pointed ends suitable for thrusting rather than throwing. At Poggetti Vecchi, , approximately 170,000 years old, boxwood fragments show notches and splits indicating slots for stone inserts, suggesting composite tools for or butchery. tools, such as a metapodial point from , , dated 80,000–70,000 years ago, exhibit longitudinal fractures and polish consistent with tips used in hunting, marking the earliest confirmed Neanderthal bone projectile in . Hafting technology integrated lithic and organic components, with birch tar adhesives securing stone tools to wooden handles, as evidenced by residue on flakes from Campagna Acebuchal, , around 65,000 years ago, demonstrating heat of bark without . This composite approach extended to spears with stone points and possible throwing sticks, implying planned manufacturing and reduced hand-tool risks, though direct propulsion evidence remains debated due to limited organic preservation. Such innovations underscore Neanderthal adaptability in resource exploitation, distinct from earlier handheld traditions.

Fire Use and Resource Exploitation

Neanderthals exhibited evidence of fire use dating to the , with archaeological traces including hearths, charred bones, and heated lithics appearing in European sites from approximately 400,000 to 300,000 years ago. Sites such as Pech de l'Azé IV and Roc de Marsal in contain structured combustion features with concentrated ash and burnt faunal remains, indicating deliberate fire management rather than incidental wildfires. Microwear analysis on stone tools from multiple Neanderthal occupations further supports fire-making capabilities, showing traces consistent with friction-based ignition techniques. Debate persists regarding the extent of controlled versus opportunistic fire use, as some sites lack pervasive burning patterns, potentially reflecting seasonal scavenging of natural fires during dry periods rather than routine production. Geochemical proxies, including enhancements from heated sediments, confirm anthropogenic control at locales like Abric Romaní in , where repeated constructions align with prolonged site occupations. A specialized burning structure at Vanguard Cave, , dated to around 65,000 years ago, demonstrates advanced pyrotechnology compatible with birch tar production, involving sustained low-oxygen heating of bark for manufacture used in tools. Fire facilitated resource exploitation by enabling cooking, which enhanced caloric yield from animal proteins and fibrous , as inferred from reduced masticatory stress in Neanderthal compared to expectations for raw diets. Charred botanical remains and experimental models indicate fire processing of tubers and seeds, broadening dietary access in cold climates where raw vegetation was less viable. In faunal assemblages, systematic burning of marrow-rich bones suggests -assisted fat extraction, optimizing from large herbivores like and , which formed the bulk of Neanderthal subsistence in . Hearth-centric processing zones at sites imply 's role in group-level resource division and preservation, mitigating spoilage risks in mobile patterns.

Social and Cognitive Behaviors

Group Organization and Mobility Patterns

Neanderthals organized into small, kin-based bands typically comprising 10 to 30 individuals, as inferred from the density of artifacts and hearths at occupation sites, which suggest limited simultaneous occupancy, and from genetic evidence of low effective population sizes and inbreeding depression. Skeletal assemblages from sites like El Sidrón in Spain, yielding remains of at least 13 related individuals including adults, adolescents, and juveniles, indicate family units with close genetic ties, potentially structured around maternal lineages given mitochondrial DNA patterns. Genetic analyses of Neanderthal genomes further reveal restricted mate dispersal distances, often under 50 km, supporting fission-fusion dynamics within small, semi-isolated groups rather than large aggregations or extensive exogamy. Mobility patterns were characterized by circumspect territoriality, with groups exploiting local resources within radii of 10-30 km, as evidenced by the predominance of lithic raw materials sourced from nearby outcrops at most sites. Transport distances for flint and other stones occasionally extended to 80-100 km in regions like southwestern , implying seasonal forays or exchange along river valleys to access diverse lithic sources, but such long-distance movements were exceptional and likely tied to specific environmental opportunities rather than routine nomadic ranging. Faunal remains and site from caves such as Abric Romaní in document repeated short-term occupations aligned with migrations, indicating predictable seasonal circuits between base camps and kill sites, adapted to the patchy distribution of game in glacial-steppe ecosystems. Overall population densities remained low, estimated at 0.01-0.1 individuals per km² across , constraining group interactions and favoring localized knowledge of habitats over broad-ranging mobility.

Symbolic Artifacts and Ornamentation

Evidence for symbolic behavior among Neanderthals includes modified eagle talons from the site in , dated to approximately 130,000 years ago, where eight (Haliaeetus albicilla) talons exhibit cut marks, notches, and polish consistent with use as pendants or jewelry components. These modifications indicate deliberate curation and processing of non-local raptor parts, potentially for ornamental purposes, as eagles were not a dietary resource and required effort to obtain. Similar eagle talon use appears at other sites, such as Cueva de los Aviones in , where perforated talons dated to around 130,000 years ago suggest personal adornment. Neanderthals also processed mineral pigments, particularly red (), with evidence from sites like Maastricht-Belvédère in the dating to over 200,000 years ago, where ochre chunks show use-wear from scraping or grinding. In Iberian contexts, such as Cueva de los Aviones and Cueva Antón, Neanderthals perforated marine shells (e.g., Acanthocardia tuberculata and Glycymeris spp.) and applied red and yellow pigments around 115,000–60,000 years ago, indicating possible body decoration or ornamentation predating modern human arrival in . Ochre processing occurs at multiple European Neanderthal sites spanning 250,000–40,000 years ago, though its purpose—symbolic, utilitarian (e.g., hide processing), or both—remains debated, with functional explanations favored in some analyses due to lack of clear artistic application. Structures in Bruniquel Cave, , dated to 176,000±2,000 years ago via uranium-series, consist of two large rings and arrangements deep underground, requiring organized effort and use without evident practical function like habitation. Some researchers interpret these as or constructs, implying and abstract planning, but others caution that breakage patterns and lack of artifacts limit attribution to symbolism over utilitarian purposes like markers or shelters. Overall, while these artifacts provide tentative evidence of symbolic capacity independent of modern humans, the scarcity of unambiguous examples—compared to later Upper Paleolithic assemblages—and stratigraphic issues at sites like Grotte du Renne have led to critiques that much purported symbolism reflects functional behavior, post-depositional mixing, or acculturation. Direct dating and contextual analysis continue to refine interpretations, with consensus leaning toward Neanderthals possessing some proto-symbolic traits but not the sustained cultural elaboration seen in Homo sapiens.

Communication and Language Capacity Hypotheses

Anatomical features of Neanderthals, including the from the Kebara 2 specimen dated to approximately 60,000 years ago, exhibit morphology comparable to that of modern humans, supporting the hypothesis of a vocal tract capable of producing differentiated . The , which innervates tongue muscles, is enlarged in Neanderthal fossils relative to body size, consistent with enhanced for vocalization, as observed in comparative analyses of European and Levantine specimens. Virtual reconstructions of the Neanderthal outer and from five individuals indicate auditory sensitivity in the 1-5 kHz range optimal for human , suggesting perceptual adaptations for vocal communication akin to Homo sapiens. Genetic evidence bolsters claims of speech potential, with Neanderthal genomes sequenced from fossils such as Vindija 33.19 revealing variants of the gene identical to those in modern humans at key positions (303 and 325 in the protein), which are implicated in orofacial and processing. This convergence, absent in chimpanzees, implies shared neural substrates for vocal learning, though FOXP2 alone does not guarantee complex syntax or semantics. Hypotheses diverge on the sophistication of Neanderthal communication. Proponents of advanced capacity argue that anatomical and genetic prerequisites, combined with evidence of coordination and use, indicate or gestural-vocal systems sufficient for social transmission of knowledge. However, archaeological records lack unambiguous symbols, such as sustained or notation systems, prior to 50,000 years ago, prompting skepticism about recursive or metaphorical ; analyses reveal isolated inferior frontal regions potentially limiting abstract symbolic integration compared to sapiens. Critics, emphasizing causal links between and cognition, posit primarily gestural or rudimentary vocal signaling, as complex would likely manifest in durable behavioral proxies like diversified toolkits or long-distance , which appear sporadically in Neanderthal sites. Recent modeling suggests Neanderthals could produce human-like but may have favored iconic, context-bound expressions over sapiens' displaced reference or hypotheticals.

Mortuary and Ideological Practices

Burial Evidence and Interpretations

Excavations at in uncovered a (dated circa 50,000 years ago) in a shallow pit within a , with the body in flexed position and covered by sediment showing minimal post-depositional disturbance, as confirmed by re-excavation in the revealing rapid infill and lack of marks or scattering. This has been interpreted by some researchers as evidence of deliberate by group members, indicating foresight and social care, though critics argue the pit could result from natural erosion or localized sediment collapse without requiring intentional action. At La Ferrassie in , multiple Neanderthal individuals, including the partial of a two-year-old child (La Ferrassie 8, circa 70,000 years ago), were found in a pit excavated into a sterile layer devoid of other faunal remains, suggesting targeted deposition rather than incidental accumulation. Associated adult remains nearby exhibit similar protected contexts, but the absence of or staining differentiates these from later Homo sapiens practices, prompting interpretations ranging from hygienic disposal to rudimentary mortuary awareness. In , , clusters of Neanderthal skeletons (Shanidar 1-4 and Z, dated 60,000-70,000 years ago) show articulated bones with limited disarticulation, including an adult upper body near the original "flower burial" site, fueling claims of intentional placement in alcoves. Initial pollen concentrations around Shanidar 4 were once attributed to deliberate floral offerings, but subsequent analyses attribute them to ancient bee burrowing activity, undermining ritual interpretations while preserving evidence for careful body positioning. Other sites like () and Amud Cave yield Neanderthal remains in deep cave contexts with partial articulation, but without clear pits or isolation from debris, interpretations lean toward opportunistic cave use rather than systematic burial. Across these examples, empirical data indicate occasional deliberate body concealment, potentially for predator avoidance or site hygiene, yet the lack of consistent patterning, artifacts, or regional ubiquity—contrasted with more elaborate Homo sapiens burials—suggests interpretations of ideological or symbolic intent remain speculative and unverified by direct evidence. Recent Levantine findings, such as at Tinshemet Cave, show temporal overlap with early Homo sapiens but no distinct Neanderthal mortuary divergence, implying shared practical behaviors rather than uniquely Neanderthal ritualism.

Potential Religious or Ritual Behaviors

Archaeological evidence for Neanderthal religious beliefs remains elusive, as no textual or representational records exist, but certain non-funerary structures and deposits have been interpreted as potential indicators of behaviors aimed at symbolic or communal purposes. In Bruniquel Cave, southwestern , Neanderthals erected two large annular constructions and four smaller structures using approximately 400 deliberately broken stalagmites, dated via uranium-series to 176,100 ± 2,100 years ago, situated over 300 meters from the entrance in a lightless zone devoid of hearths or domestic refuse. These formations, with some stalagmites stacked up to 2 meters high and showing signs of intentional arrangement, exceed practical utility for shelter or storage, prompting hypotheses of or symbolic function, such as communal gatherings or markers of , though functional alternatives like acoustic enhancement cannot be ruled out. Hypotheses of a Neanderthal " cult" stem from early 20th-century finds, such as bear skulls and long bones arranged in stone-lined niches at Drachenloch Cave, , and similar deposits in other European sites occupied by s (Ursus spelaeus), which overlapped with Neanderthal ranges during the . Proponents argued these reflected veneration or propitiation of bears as powerful spirits, drawing parallels to later ethnographic practices. However, re-examinations attribute many such arrangements to natural accumulations, post-mortem disturbances by bears, or modern contamination during excavations, with taphonomic analyses showing no consistent cut marks or staining indicative of deliberate processing. Zooarchaeological studies from sites like Regourdou Cave reveal Neanderthals exploited bears primarily for , fur, and tools, with cut marks and burning on bones suggesting pragmatic rather than ceremonial handling, undermining cult interpretations. Broader evidence for ritualization includes isolated instances of ochre processing and use at sites like Cueva de los Aviones, , where Neanderthals ground and mixed red with around 60,000–65,000 years ago, potentially for body decoration in non-utilitarian contexts, though direct links to remain speculative without contextual artifacts. Cognitive prerequisites for , such as and sequential planning evident in tool-making, support the possibility of individual or small-group actions to mitigate uncertainty in or social bonds, but collective religious systems lack corroboration. Interpretations favoring must contend with parsimonious explanations rooted in survival behaviors, as extraordinary claims require extraordinary evidence beyond ambiguous patterning in the fossil record.

Genetic Admixture and Introgression

Sequencing of Neanderthal Genomes

The Neanderthal Genome Project, launched in 2006 by geneticist Svante Pääbo at the Max Planck Institute for Evolutionary Anthropology in Leipzig, Germany, aimed to recover and sequence nuclear DNA from Neanderthal remains despite challenges such as extreme fragmentation, low endogenous DNA yields (often less than 5% of extracted material), and contamination risks from microbial sources or handling by modern humans. Early preparatory work focused on mitochondrial DNA (mtDNA), with partial sequences from multiple specimens obtained since 1997, culminating in the first complete Neanderthal mtDNA genome in 2008 from a 38,000-year-old bone fragment, which confirmed a deep divergence from modern human mtDNA lineages around 660,000 years ago.00773-3) These efforts established protocols including ultraclean laboratory environments, authentication via multiple independent extractions, and damage pattern analysis (e.g., cytosine deamination signatures) to distinguish ancient from modern DNA. The project's breakthrough came with the 2010 publication of a draft nuclear sequence assembled from three female Neanderthal specimens from , (dated approximately 38,000–44,000 years old), using high-throughput 454 sequencing to generate over 4 billion at an average coverage of 1.3-fold across the diploid . This low-coverage draft covered about 60% of the with at least one read and enabled initial comparisons to modern human genomes, revealing around 0.1–0.2% sequence divergence outside , consistent with Neanderthals as a to modern humans rather than direct ancestors. Pääbo's team addressed contamination by sequencing from Neanderthal specimens handled minimally post-discovery and by aligning reads against and human references to filter modern human sequences, achieving contamination rates below 1% in targeted regions. Subsequent advancements improved resolution through higher-coverage sequencing of additional specimens, including the Altai Neanderthal from , (published in 2014 at ~50-fold coverage using Illumina platforms), which provided finer-scale heterozygosity estimates and evidence of in late Neanderthal populations. By 2017, a 30-fold coverage from Vindija 33.19 refined admixture models, while 2020 analyses of Chagyrskaya Cave remains () yielded ~3-fold coverage data supporting regional genetic structure among late Neanderthals. These efforts, leveraging next-generation sequencing and computational imputation, have sequenced over a dozen Neanderthal genomes by 2025, enabling population-level inferences despite persistent issues like post-mortem DNA degradation limits (typically to fragments <100 base pairs). Pääbo's foundational work earned him the 2022 in Physiology or Medicine for demonstrating how sequencing illuminates .

Interbreeding Timelines and Events

Genetic studies of ancient and modern human genomes have established that the primary admixture event between Neanderthals (Homo neanderthalensis) and anatomically modern humans (Homo sapiens) occurred between approximately 50,500 and 43,500 years ago, with recent analyses of early H. sapiens genomes from Ranis, , refining this to around 47,000 years ago. This timing aligns with the initial dispersal of H. sapiens into , where archaeological evidence documents overlap with Neanderthal populations in regions such as the and . The admixture is inferred from shared archaic haplotypes in non-African populations, which constitute 1-2% of their genomes, using methods like decay and relative divergence from African reference genomes to date the . Evidence for the location of this interbreeding centers on the or western , as all non- H. sapiens lineages share the Neanderthal ancestry signal, suggesting a single foundational pulse prior to further population expansions. and genomic data indicate coexistence for up to 7,000 years in , providing opportunity for contact, though direct archaeological correlates of mating events remain elusive. Some models propose the event happened shortly after H. sapiens encountered Neanderthals en route from , potentially in the , supported by and Y-chromosome analyses showing limited retention of Neanderthal uniparental markers in modern humans. Debate persists on whether this represents a singular or multiple discrete events, with length distributions and population-specific signals (e.g., higher Neanderthal ancestry in East Asians) suggesting possible additional minor introgressions. For instance, analyses of East Asian genomes have identified potential secondary waves, but these contribute minimally compared to the dominant ~47,000-year-old signal detectable across Eurasians. Bidirectional is also evidenced, with modern human DNA appearing in late Neanderthal genomes from ~120,000 to 100,000 years ago and again closer to 47,000 years ago, indicating recurrent interactions rather than isolated encounters. These timelines are calibrated using estimates from , with uncertainties of ±5,000 years arising from varying recombination rates and calibration points. Subsequent dilution of Neanderthal ancestry in H. sapiens lineages occurred through admixture with low-Neanderthal African populations during back-migrations, but the core events remain tied to this window, informing models of hybrid viability and cultural exchange. No verified evidence supports significant pre-65,000-year-old Neanderthal contributions to modern human genomes, as earlier contacts (e.g., ~250,000 years ago) left negligible traces in non-archaic lineages.

Selective Retention of Neanderthal Alleles

Non-African modern human populations retain approximately 1-2% Neanderthal ancestry from interbreeding events dated to 50,500–43,500 years ago, though natural selection has depleted much of this introgressed DNA due to reduced hybrid fitness. Specific Neanderthal-derived haplotypes, however, exhibit signatures of positive selection, indicating adaptive retention that conferred benefits such as enhanced immune responses or adaptations to novel environments. Genomic scans using statistics like S* (which detects elevated archaic ancestry coupled with selective sweeps) and iHS (integrated haplotype score) have identified these regions of adaptive introgression, often at high frequencies in present-day Eurasians. In the , Neanderthal alleles have been positively selected for resistance. For instance, variants in the OAS1/2/3 gene cluster on , present at ~30% frequency in Europeans and South Asians, enhance antiviral activity by promoting RNA degradation in infected cells. Similarly, alleles in STAT2 () show evidence of selection in Papuan populations (~54% frequency), likely bolstering interferon-mediated innate immunity against viruses. Neanderthal haplotypes in TLR1/6/10 () also persist at elevated frequencies in Europeans, Asians, and Native Americans, supporting antibacterial defenses via signaling. These adaptations may reflect Neanderthals' long-term exposure to Eurasian pathogens, providing a selective advantage to admixed humans entering similar environments. Neanderthal has also influenced skin and traits, potentially aiding adaptation to lower ultraviolet radiation in higher latitudes. The BNC2 () reaches 70% frequency in Europeans, associating with lighter skin pigmentation and freckling. Keratin-related genes like KRT71 (, 65% in Europeans) and KRT80 (20–60% in Oceanians) contribute to structure and epithelial integrity, possibly enhancing cold-weather resilience. The OCA2 variant (), at ~60% in East Asians, affects production for eye, , and skin color. Evidence from analysis and frequency clines supports positive selection on these loci post-. Metabolic traits show mixed retention, with some Neanderthal alleles under selection despite potential costs. For example, SLC16A11 (chromosome 17) variants, at ~50% in populations, increase risk by ~20% but may have conferred historical benefits like altered . TBC1D1 (, 20–90% in Asians and Oceanians) regulates , suggesting selection for energy efficiency. Overall, while deleterious alleles were purged—evident in "Neanderthal deserts" forming rapidly after admixture—retained segments highlight adaptive contributions outweighing negatives in specific contexts.

Extinction Dynamics

Temporal Framework of Disappearance

Neanderthals vanished from the fossil and across their European range by approximately 40,000 calibrated years (cal ), coinciding with the arrival and expansion of anatomically modern humans (Homo sapiens). This extinction appears relatively synchronous, with Bayesian modeling of radiocarbon dates from multiple sites indicating the last Neanderthal occupations ended between 41,030 and 39,260 cal . Earlier assumptions of prolonged survival in southern refugia, such as Iberia, relied on unrefined methods prone to from later sediments or intrusive materials, leading to inflated ages like ~28,000 at sites such as Zafarraya Cave in . Refined ultrafiltration and single-entity dating techniques have revised these chronologies, confirming that Neanderthal industries ceased abruptly around 40,000 cal BP even in peripheral areas like Gibraltar's , where initial dates suggested persistence until ~24,000 BP. In , evidence from sites like the Ranis cave in shows Homo sapiens presence by ~45,000 cal BP, with no Neanderthal traces persisting beyond the ~40,000 cal BP threshold, implying an overlap of 2,600 to 5,400 years before Neanderthal disappearance. South of the River in Iberia, some layered sequences hinted at millennial-scale lag, but integrated stratigraphic and genetic data align with a Europe-wide endpoint near 39,000–40,000 cal BP, ruling out isolated holdouts. The temporal framework underscores a rapid demographic collapse rather than gradual decline, with no verified post-40,000 cal Neanderthal fossils or tools despite extensive surveys. from late Neanderthal specimens, such as those from in dated to ~40,000 cal , further corroborates this horizon, showing continuity with earlier populations but no later divergence. Discrepancies in older literature often stem from insufficient pretreatment of samples, highlighting the importance of methodological rigor in establishing reliable chronologies.

Environmental and Climatic Factors

Neanderthals inhabited during the , enduring multiple glacial-interglacial cycles, but their around 40,000 years ago coincided with Marine Isotope Stage 3 (MIS 3), a period from approximately 60,000 to 25,000 years ago marked by high climatic variability including rapid alternations between cold stadials and warmer interstadials known as Dansgaard-Oeschger (D-O) events. These fluctuations, evidenced by ice core data and European records, led to repeated shifts in vegetation and megafaunal distributions, potentially fragmenting Neanderthal s and reducing resource availability such as large herbivores upon which they heavily relied. Habitat suitability models indicate that during stadial phases of MIS 3, suitable environments for Neanderthals contracted, isolating populations in southern refugia like Iberia, though interstadial warming temporarily expanded ranges. Heinrich events (HE), episodes of massive iceberg discharge into the North Atlantic causing abrupt cooling, further exacerbated these pressures; for instance, Heinrich Event 4 (H4) around 40,000-38,000 years ago correlated with severe drying and cooling in interior Iberia, a key Neanderthal refuge, as shown by and marine core records indicating reduced and . Stable isotope analyses of Neanderthal remains from this period reveal signs of nutritional stress, with elevated nitrogen-15 levels suggesting reliance on dwindling prey or during extreme cold snaps, which could have lowered fertility and increased mortality. However, some ecological niche modeling disputes climate as the primary driver, arguing that Neanderthal ranges remained viable through MIS 3 and that extinction timing better aligns with Homo sapiens expansion rather than isolated climatic deteriorations. Neanderthals' prior adaptation to glacial maxima, as during the Weichsel-Würm glaciation's peak extents covering much of , implies that MIS 3's millennial-scale instability—rather than absolute cold—may have uniquely strained small, low-density populations by disrupting predictable foraging patterns and promoting .

Competitive Interactions with Homo sapiens

Archaeological records indicate that Neanderthals and early Homo sapiens overlapped in for approximately 2,600 to 5,400 years, primarily between 45,000 and 40,000 years ago, with co-occurrence concentrated in regions like southwestern and the . During this period, both groups exploited similar ecological niches, focusing on large herbivores such as and , as evidenced by isotopic analysis of faunal remains and bone collagen from sites like in and Grotte du Renne in , which show overlapping dietary signatures dominated by terrestrial . This resource overlap suggests potential for prey availability, particularly as herbivore carrying capacity declined during Marine Isotope Stage 3, correlating with reduced temporal coexistence and implying exclusionary pressures. Ecocultural models propose that Homo sapiens displaced Neanderthals through superior adaptive strategies, including more efficient foraging technologies and larger social networks, enabling higher population growth rates and territorial expansion. Simulations indicate that sapiens' arrival led to rapid Neanderthal population decline via demographic swamping, where incoming groups outbred and outcompeted resident populations without requiring direct conflict, as Neanderthal effective population sizes were already low (estimated at 3,000–12,000 individuals continent-wide). Supercomputer-based agent models further support that interspecific competition alone accounts for the observed extinction tempo around 43,000 years ago, as scenarios incorporating climate variability or isolation fail to replicate the speed of replacement. Direct evidence of violent confrontation remains absent, with no archaeological assemblages showing mass violence, embedded projectiles between groups, or defensive structures attributable to interspecies conflict. Instead, sequential occupation at multilayered sites, such as those in the Rhône Valley, points to indirect rivalry, where sapiens innovations like composite tools and long-range projectiles may have enhanced hunting efficiency, reducing available game for Neanderthals adapted to close-range tactics. Some analyses attribute Neanderthal disadvantages to lower reproductive rates and smaller group sizes, exacerbating vulnerability to resource scarcity amid sapiens' influx, though these factors are inferred from demographic modeling rather than proxies.

Alternative Hypotheses Including Disease and Isolation

One posits that Neanderthals succumbed to infectious diseases introduced by anatomically modern humans migrating from , to which Neanderthals lacked immunity due to their long Eurasian isolation. Proponents argue that pathogens such as viruses from the family could have spread rapidly through small, interconnected Neanderthal groups, exacerbating demographic decline. This view gained traction from models suggesting asymmetric disease susceptibility arising from genetic differences between the species, potentially amplified by modern humans' higher population densities and mobility. However, direct evidence remains limited; from Neanderthal remains dated around 50,000 years ago has revealed traces of human viruses like those causing colds, , and HPV, indicating exposure but not conclusively linking these to population collapse. Critics note that Neanderthals' prior encounters with diverse pathogens over millennia in might have conferred some resistance, and no mass mortality events tied to specific epidemics have been archaeologically identified. A complementary hypothesis emphasizes endogenous factors like population isolation and inbreeding depression, independent of direct modern human impact. Neanderthal groups exhibited low genetic diversity and limited intergroup gene flow, with genomic analyses revealing small effective sizes—estimated at fewer than 10,000 individuals across —and prolonged isolation in refugia during glacial periods. Mathematical models demonstrate that such fragmented demographics, combined with Allee effects (where low densities reduce ), could drive through stochastic fluctuations; for instance, in populations of around 1,000 individuals, inbreeding might halve female fertility in severe years, tipping groups toward collapse without external pressures. Recent sequencing of a Neanderthal from Ranis, (dated ~45,000 years ago), supports this by showing long-term , with one lineage diverging 100,000–105,000 years ago and remaining inbred for up to 50,000 years, reducing adaptive capacity to environmental shifts. These dynamics align with archaeological patterns of sparse, localized sites post-50,000 years ago, suggesting vulnerability to demographic noise rather than requiring competitive exclusion. While inbreeding signatures are evident in mtDNA and nuclear genomes, the does not preclude synergistic effects with variability, though it challenges narratives overemphasizing modern agency.

References

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