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Two versions of the World War II U. S. propaganda poster "Your Lot in a Totalitarian State" depicting a process of compulsory sham election which took place in the states, flags of which – Nazi Germany, Fascist Italy[a] and the Soviet Union – are presented below. In the version on the right, produced after Operation Barbarossa, flag of the Soviet Union (Allied member) is replaced with that of the Empire of Japan[b] (Axis member), which is not regarded as totalitarian by the majority of Western scholars,[1] and in regards to the USSR the label has also received certain criticism.[2][3]

Totalitarianism is a political system and a form of government that prohibits opposition from political parties, disregards and outlaws the political claims of individual and group opposition to the state, and completely controls the public sphere and the private sphere of society. In the field of political science, totalitarianism is the extreme form of authoritarianism, wherein all political power is held by a dictator. This figure controls the national politics and peoples of the nation with continual propaganda campaigns that are broadcast by state-controlled and state-aligned private mass communications media.[4]

The totalitarian government uses ideology to control most aspects of human life, such as the political economy of the country, the system of education, the arts, sciences, and private morality of its citizens.[5] In the exercise of power, the difference between a totalitarian regime of government and an authoritarian regime of government is one of degree; whereas totalitarianism features a charismatic dictator and a fixed worldview, authoritarianism only features a dictator who holds power for the sake of holding power. The authoritarian dictator is supported, either jointly or individually, by a military junta and by the socio-economic elites who are the ruling class of the country.[6]

The word totalitarian was first used in the early 1920s to describe the Italian Fascist regime.[7][8] The term totalitarianism gained wider usage in politics of the interwar period; in the early years of the Cold War, it arose from comparison of the Soviet Union under Joseph Stalin and Nazi Germany under Adolf Hitler as a theoretical concept of Western political science, achieving hegemony in explaining the nature of Fascist and Communist states, and later entered the Western historiography of Communism, the Soviet Union and the Russian Revolution; in the 21st century, it became applied to Islamist movements and their governments. The concept of totalitarianism has been challenged and criticized by some historians of Nazi Germany and Stalinist USSR. When defined as exemplary cases of totalitarianism, on the grounds that the main characteristics of the concept – total control over society, total mobilization of the masses, and a monolithic centralized character of the regime – were never achieved by the dictatorships called totalitarian. To support this claim, the historians argue that the political structures of these states were disorganized and chaotic, and that despite the supposed external similarities between Nazism and Stalinism, their internal logic and structure were substantially different. The applicability of the concept to Islamism has also been criticized.[9][10][11]

Definitions

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Contemporary background

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Joseph Stalin (left), leader of the Soviet Union, and Adolf Hitler (right), leader of Nazi Germany, respectively to their positions on the left–right political spectrum; totalitarianism as a concept of Western political science and later historiography emerged from comparison of their regimes[9] defined as exemplary cases of totalitarianism.[10]

Modern political science catalogues three régimes of government: (i) the democratic, (ii) the authoritarian, and (iii) the totalitarian.[12][13] Varying by political culture, the functional characteristics of the totalitarian régime of government are: political repression of all opposition (individual and collective); a cult of personality about The Leader; official economic interventionism (controlled wages and prices); official censorship of all mass communication media (the press, textbooks, cinema, television, radio, internet); official mass surveillance-policing of public places; and state terrorism.[4] In the essay "Democide in Totalitarian States" (1994) the American political scientist Rudolph Rummel, while acknowledging that there is "much confusion about what is meant by totalitarian" up to denial that totalitarian systems have ever existed, defined a totalitarian state as "one with a system of government that is unlimited, [either] constitutionally or by countervailing powers in society (such as by a Church, rural gentry, labor unions, or regional powers); is not held responsible to the public by periodic secret and competitive elections; and employs its unlimited power to control all aspects of society, including the family, religion, education, business, private property, and social relationships." According to Rummel, such governments act as "agencies of totalitarianism" itself, that is, "the ideology of absolute power", which installs "mortacracy" in states controlled by it. Rummel cited Marxism–Leninism and communism in the Soviet Union under Joseph Stalin, China under Mao Zedong and in East Germany, Nazism in Germany under Adolf Hitler and fascism in other states, state socialism (Burmese way to socialism) in Burma under U Ne Win and Islamic fundamentalism (Islamism) in Iran as examples of totalitarianism.[14][15] However, not all scholars believe these regimes and ideologies exemplify totalitarianism: some of those who support of the concept of totalitarianism exclude Burma,[16] Iran[17] and even Fascist Italy[18] from this category, while historians who state that the concept can not adequately describe Stalinism nor Nazism criticize the concept of totalitarianism in general (see below).

Degree of control

In exercising the power of government upon society, the application of an official dominant ideology differentiates the worldview of the totalitarian régime from the worldview of the authoritarian régime, which is "only concerned with political power, and, as long as [government power] is not contested, [the authoritarian government] gives society a certain degree of liberty."[6] Having no ideology to propagate, the politically secular authoritarian government "does not attempt to change the world and human nature",[6] whereas the "totalitarian government seeks to completely control the thoughts and actions of its citizens",[5] by way of an official "totalist ideology, a [political] party reinforced by a secret police, and monopolistic control of industrial mass society."[6]

Historical background

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For influential philosopher Karl Popper, the social phenomenon of political totalitarianism is a product of Modernism, which Popper said originated in humanist philosophy; in the Republic (res publica) proposed by Plato in Ancient Greece, in Hegel's conception of the State as a polity of peoples, and in the political economy of Karl Marx in the 19th century[19]—yet historians and philosophers of those periods dispute the historiographic accuracy of Popper's 20th-century interpretation and delineation of the historical origins of totalitarianism, because, for example, the ancient Greek philosopher Plato did not invent the modern State;[20] his approach has been described as a radical denial of historical causation[21] and as an ahistorical attempt to present totalitarianism and liberalism not as products of historical development, but as eternal and timeless categories of humankind itself.[22]

There were similar "ideocratic"[9] attempts in traditions of the Counter-Enlightenment[23] to trace totalitarianism back to the times preceding the 20th century: Eric Voegelin saw totalitarianism as "the journey's end of the Gnostic search for a civil theology", an epilogue of the process of secularization which began with the Reformation which led to a world deprived of any religiosity; Jacob Talmon thought totalitarianism to be a merger of left-wing radical democracy (from Jean-Jacques Rousseau, Maximilien Robespierre and François-Noël Babeuf) and right-wing irrationalism (from Johann Gottlieb Fichte) as traditions opposed to empirical liberalism;[9] the German philosophers Max Horkheimer and Theodor W. Adorno viewed totalitarianism as an ineluctable destiny of modernity rooted in the origins of the Western civilization and as an ultimate end of the evolution of the Enlightenment from emancipatory reason to instrumental rationality,[22] and as a product of anthropocentrist proposition that: "Man has become the master of the world, a master unbound by any links to Nature, society, and history", which excludes the intervention of supernatural beings to earthly politics of government.[24]

Enzo Traverso believes that the idea of "total state", or "totalitarian state" as it would be called later, came from the concept of "total war" which was used to describe World War I by its contemporaries: the war "shaped the imagination of an entire generation" by rationalizing nihilism and "methodical destruction of the enemy", introducing "a new warrior ethos in which the old ideals of heroism and chivalry merged with modern technology" and a process of brutalization of politics and such examples of "continentally planned industrial killing" as the Armenian genocide. "Total war" became "total state", and after the war, it was used as a pejorative by the Italian anti-fascists of the 1920s and later by the Italian Fascists themselves.[9]

American historian William Rubinstein wrote that:

The 'Age of Totalitarianism' included nearly all the infamous examples of genocide in modern history, headed by the Jewish Holocaust, but also comprising the mass murders and purges of the Communist world, other mass killings carried out by Nazi Germany and its allies, and also the Armenian genocide of 1915. All these slaughters, it is argued here, had a common origin, the collapse of the elite structure and normal modes of government of much of central, eastern and southern Europe as a result of World War I, without which surely neither Communism nor Fascism would have existed except in the minds of unknown agitators and crackpots.[25]

In the 20th century, Giovanni Gentile classified Italian Fascism as a political ideology with a philosophy that is "totalitarian, and [that] the Fascist State—a synthesis and a unity inclusive of all values—interprets, develops, and potentiates the whole life of a people"; Gentile expressed his ideas in "The Doctrine of Fascism" (1932), an essay he co-authored with Benito Mussolini.[26] In 1920s Germany, during the Weimar Republic (1918–1933), the Nazi jurist Carl Schmitt integrated Gentile's Fascist philosophy of united national purpose to the supreme-leader ideology of the Führerprinzip.

Since the Cold War, the so-called 'traditionalist', or 'totalitarian', historians (see below) argued[27][28] that Vladimir Lenin, one of the leaders of the 1917 October Revolution in Russia, was the first politician to establish a totalitarian state;[29][30][31][32][33] such description of Lenin is opposed by the so-called 'revisionist' historians of Communism and the Soviet Union[27] as well as by a broad range of authors including Hannah Arendt.[34][28]

As the Duce leading the Italian people to the future, Benito Mussolini said that his dictatorial régime of government made Fascist Italy (1922–1943) the representative Totalitarian State: "Everything in the State, nothing outside the State, nothing against the State."[35] Likewise, in The Concept of the Political (1927), the Nazi jurist Schmitt used the term der Totalstaat (the Total State) to identify, describe, and establish the legitimacy of a German totalitarian state led by a supreme leader;[36] later Joseph Goebbels would call a totalitarian state the goal of the Nazi Party,[37] although the concept became downplayed in Nazi discourse.[9]

After the Second World War (1937–1945), U.S. political discourse (domestic and foreign) included the concepts (ideologic and political) and the terms totalitarian, totalitarianism, and totalitarian model. In the post-war U.S. of the 1950s, to politically discredit the anti-fascism of the Second World War as misguided foreign policy and at the same time direct anti-fascists against Communism, McCarthyite politicians claimed that Left-wing totalitarianism was an existential threat to Western civilisation, and so facilitated the creation of the American national security state to execute the anti-communist Cold War (1945–1989) that was fought by client-state proxies of the US and the USSR.[38][39][40][41][42]

While the concept of totalitarianism became dominant in Anglo-American political discourse after World War II, it remained neglected in continental Europe except for West Germany: in such countries as Italy and France, where the Communist parties played a hegemonic role in the anti-fascist resistance, the pioneering works of the theory of totalitarianism by such authors as Hannah Arendt, Zbigniew Brzezinski and Carl Friedrich were often ignored or not even translated; the political theory of totalitarianism in these countries was promoted by Congress for Cultural Freedom supported by the CIA.[9]

Historiography

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"Totalitarians" and "Revisionists"

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The Western historiography of the USSR and of the Soviet period of Russian history and is in two schools of research and interpretation: (i) the traditionalist school of historiography and (ii) the revisionist school of historiography;[43] the traditionalists and neo-traditionalists, or anti-revisionists, are also known as 'totalitarian school' or 'totalitarian approach' and 'Cold War' historians,[27][28] for relying on concepts and interpretations rooted in the early years of the Cold War and even in the sphere Russian White émigrés of the 1920s.[27]

Traditionalist-school historians characterise themselves as objective reporters of the claimed totalitarianism allegedly inherent to Marxism, to Communism, and to the political nature of Communist states, such as the USSR, while the Cold War revisionists criticized the politically liberal and anti-communist bias they perceived in the predominance of the traditionalists and describe their approach as emotional and oversimplifying.[43] Revisionist-school historians criticise the traditionalist school's concentration upon the police-state aspects of Cold War history which they say leads it to[failed verification] anti-communist interpretation of history biased towards a right-wing interpretation of the documentary facts. The revisionists also oppose the equation of Nazism and Communism and Stalinism and stress such their ideological differences as the humanist and egalitarian origins of Communist ideology.[43] In the 1960s, revisionists studying the Cold War and the Communist movement in the U.S. criticized the dominant ideas that American Communists were an actual threat to the United States[43] and that the Cold War was the fault of Stalin's territorial and political ambitions and that Soviet expansionism and its alleged strife to conquer the world forced the U.S. to turn from isolationism to a global containment policy.[28]

The difference between these two historiographic directions is not only political, but also as methodological: the 'traditionalists' focus on politics, ideology and personalities of the Bolshevik and Communist leaders, putting the latter in the centre of history while largely ignoring social processes,[28] and traditionalists present "history from above", directed by the leaders, while the revisionists put emphasis on "history from below"[27] and social history of the Soviet regime,[28] and they describe the traditionalists as '(right-wing) romantics.'[43] In their turn, the traditionalists defend their approach and methodology, dismiss focus on social history and accuse their opponents of Marxism and of rationalizing the actions of the Bolsheviks and failing to recognize the primary role of "one man" leading a movement (Vladimir Lenin or Adolf Hitler). Between the late 1970s and early 1980s, revisionist approaches became largely accepted in academic circles, and the term "revisionism" migrated to characterize a group of social historians focusing on the working class and the upheavals of the Stalin years. At the same time, traditionalist historians retained popularity and influence outside academic circles, especially in politics and public spheres of the United States, where they supported harder policies towards the USSR: for example, Zbigniew Brzezinski served as National Security Advisor to President Jimmy Carter, while Richard Pipes, a prominent historian of 'totalitarian school', headed the CIA group Team B; after 1991, their views have found popularity not only in the West, but also in the former USSR.[28]

1920 Soviet propaganda poster with a complimentary cartoon of Vladimir Lenin by Viktor Deni. According to 'traditionalist' historians, Lenin was the first politician to establish a totalitarian regime; such description have been opposed by the 'revisionists' and other authors.

Leninism and the October Revolution

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Since the 1980s, there has been a debate over the nature of the October Revolution between the traditionalists and the revisionists as well as a debate about the nature of the government of Vladimir Lenin. Traditionalist scholars believe that the government of Vladimir Lenin was a totalitarian dictatorship but revisionist scholars do not; the core argument of the traditionalists was based on their belief that the Revolution was a violent act which was carried out "from above" by a small group of intellectuals with brute force.[27] Such traditionalist historians as Richard Pipes claimed that Soviet Russia of 1917–1924 was as totalitarian as the Soviet Union under Stalin was, and they also claim that Stalinist totalitarianism was a mere continuation of Lenin's policies because Stalinism was prefigured by Lenin's ideology,[34][44] that Lenin was the "inventor" (Riley) of totalitarianism, and that further totalitarian regimes just implemented the policies already invented:[30] for example, Pipes compared Lenin to Hitler and stated that "The Stalinist and Nazi holocausts" stemmed from Lenin's Red Terror and had "much greater decorum" than the latter.[28] The revisionists, on the contrary, stressed the genuinely 'popular' nature of the 1917 Revolution, and tended to see a discontinuity between Leninism and Stalinism;[27] a revisionist historian Ronald Suny cites Hannah Arendt who distinguished Lenin's terror of the Russian Civil War, "a means to exterminate and frighten opponents", from totalitarian terror aimed not at specific enemies but at fulfilling ideological goals, solving the problem of inequality and poverty, "an instrument to rule masses who are perfectly obedient."[28] It was also noted that Stalin became an uncontested dictator after a period of "authoritarian pluralism",[10] while the one-party dictatorship and mass violence (the Red Terror) were interpreted not as a result of Lenin's totalitarian "blueprint", but rather of reactions (yet justified by the ideology) to current events and external factors, including wartime conditions and the struggle for survival,[44][28] some historians highlighted the initial attempts of the Bolsheviks to form a coalition government.[45]

Martin Malia noted that the debates on history were politically significant: if the 'traditionalists' were right, "Communism" "must be abolished", but if they were not, it could be reformed.[28] Understanding of relationship of Lenin and Stalin as a continuity of the totalitarian regime was consensual for a major period; the first revisionists of the 1960s, social historians, also believed it to be a continuity, but as a continuity of policies of modernisation, not as a continuity of totalitarianism; starting from the end of the 1960s, availability of new Soviet materials allowed to dispute the continuity for such historians as Moshe Lewin and break the consensus.[46] According to Evan Mawdsley, "the 'revisionist' school had been dominant from the 1970s", and achieved "some success" in challenging the traditionalists.[27]

Revisionists on Stalinism

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A document from the collection of Henri Max Corwin, equating Nazism with Stalinism.

The death of Stalin in 1953 voided the simplistic totalitarian model of the police-state USSR as the epitome of the totalitarian state.[47] Starting from the 1970s, the 'revisionist' historians,[48] described as those who "insisted that the old image of the Soviet Union as a totalitarian state bent on world domination was oversimplified or just plain wrong" and focused not on typology of power, but social history,[49][9] such as Sheila Fitzpatrick began challenging the totalitarian paradigm; without denying the state violence by the regime, these scholars argued that the Stalinist system could not and did not rule only through coercion and terror, and pointed to support within the population for many of Stalin's policies and argued that the party and state were often responsive to people's desires and values.[48] More to it, they examined the substantial differences of Stalinist and Nazi violence that inevitably put into question the attempt to gather Stalin's and Hitler's regimes into a single category which was presented by the concept of totalitarianism.[9] In 1999 the sociologists Randall Collins and David Waller grouped the concept of totalitarianism among the "theories that were completely wrong"; in Beyond Totalitarianism: Stalinism and Nazism Compared (2008), Fitzpatrick and Michael Geyer critically examined the concept of totalitarianism and made a very detailed comparison of similarities and substantial differences between Hitler and Stalin and made conclusion in agreement with the point of Collins and Waller.[50]

Some historians who did not align themselves with the 'revisionist school' later openly stated that Stalinist system cannot be regarded as totalitarian. For example, the historian Robert Service in his biography of Stalin wrote that "this was not a totalitarian dictatorship as conventionally defined because Stalin lacked the capacity, even at the height of his power, to secure automatic universal compliance with his wishes."[51] Eric Hobsbawm wrote that although Stalin indeed wanted to achieve total control of the population, he did not establish an actual totalitarian system, what, as he said, "throws considerable doubt on the usefulness of the term."[52]

According to Fitzpatrick, "totalitarian-model scholarship" - the USSR as a "top-down entity," a monolithic party grounded on ideology and ruling by terror over a passive society – "was in effect a mirror image of the Soviet self-representation, but with the moral signs reversed (instead of the party being always right, it was always wrong)."[9] A fact common to the revisionist-school interpretations of the reign of Stalin (1927–1953) was that the USSR was a country with weak social institutions, and that state terrorism against Soviet citizens indicated the political illegitimacy of Stalin's government:[47] to critics of totalitarian model state terror was a mark of a weak regime, and J. Arch Getty wrote of a "technically weak and politically divided party whose organisational relationships seem more primitive than totalitarian", commenting the Smolensk Archive, and so, the criticism of accepted model began with labelling Stalinism as "inefficient totalitarianism", where the dictator had to rely on "shock methods" to counter the resistance of local autonomies and administrations and political factionalism within the apparatus (including its highest levels);[10] the citizens of the USSR were not devoid of personal agency or of material resources for living, nor were Soviet citizens psychologically atomised by the totalist ideology of the Communist Party of the Soviet Union[53]—because "the Soviet political system was chaotic, that institutions often escaped the control of the centre, and that Stalin's leadership consisted, to a considerable extent, in responding, on an ad hoc basis, to political crises as they arose",[54] and many purges and forced collectivisations were local or even "popular initiatives which Stalin and his henchmen' could not control", while the people collectively resisted by such methods as refusing to work efficiently and migrating by the millions.[10] That the legitimacy of Stalin's régime of government relied upon the popular support of the Soviet citizenry as much as Stalin relied upon state terrorism for their support. That by politically purging Soviet society of anti–Soviet people Stalin created employment and upward social mobility for the post–War generation of working class citizens for whom such socio-economic progress was unavailable before the Russian Revolution (1917–1924). That the people who benefited from Stalin's social engineering became Stalinists loyal to the USSR; thus, the Revolution had fulfilled her promise to those Stalinist citizens and they supported Stalin because of the state terrorism.[53]

The revisionists also conducted new comparative studies of the Third Reich and the USSR, but stressed substantial differences between them. Thus, fascisms lasted much shorter, but experienced cumulative radicalization until their collapse, while Stalinism arose in stabilized and pacified country and fell apart due to an internal crisis after a post-totalitarian period; fascism maintained traditional elites, while Stalinism was a result of revolution and radical social transformation; their ideologies were antipodal; totalitarian model likened "charismatic authorities" of Stalin and Hitler and Mussolini, but they were different: Hitler and Mussolini were popular figures of "providential men" who needed an almost physical contact with the followers and exemplified the totalitarian "New Man" with their bodies and behaviour, while Stalin's cult is described as "afar", purely artificial and much more distant, and Stalin never merged with the people, always staying "hidden from his followers". Mass state violence was also different: Soviet violence was primarily internal, while that of the Nazis primarily external; the former was an ineffective and irrational means of a rational goal, modernization, while Nazis sought extremely irrational goals with rational industrial means; the efficiency of Soviet forced labour camps (Gulags) was measured by the authorities by practical results, like building train tracks, which would eventually lay a basis of modernity, while Nazism mobilized industry for extermination, and the efficiency of extermination camps was measured by the number of deaths. Thus, the revisionists have argued, both regimes committed inhumane mass violence, but their internal logic was fundamentally different.[9]

In the case of East Germany, Eli Rubin posited that East Germany was not a totalitarian state but rather a society shaped by the confluence of unique economic and political circumstances interacting with the concerns of ordinary citizens.[55]

Nazism and Fascism

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Otto Schumann, Arthur Seyss-Inquart and Fritz Schmidt award a sportswoman with a portrait of Adolf Hitler.

Enzo Traverso and Andrew Vincent point out that the "totalitarian approach" or the theoretical concept of totalitarianism, which presented the idea of a monolithic party, no separation between state and society, and total mobilization of the atomized masses and total control over the state, society and economy, is not applicable not only to the USSR, but also to Nazi Germany and Fascist states as well, since it also did not present a monolithic structure exercising total control over society, but on the contrary, that Nazi bureaucracy was highly "chaotic", anomic and disorganized and disunited, and that Adolf Hitler was a "weak dictator" and "laissez-faire leader", as said by such historians as Hans Mommsen and Ian Kershaw;[9][10] this description of Nazi Germany was first introduced in 1942 by Franz Leopold Neumann in the work Behemoth: The Structure and Practice of National Socialism, where he provocatively presented Hitlerism "a Behemoth, a non-state, a chaos, a rule of lawlessness, disorder, and anarchy", and later entered historiography of Nazism. In the 1970s, the German historians of functionalist school presented Nazism as a "polycratic" system grounded on different centers of power – the Nazi party, the army, the economic elites, and the state bureaucracy; to such historians, totalitarian monolithic state and party were just a facade (similarly to Fitzpatrick's assessment of Stalinism).[9][11] Historians like Mommsen and Ian Kershaw were critical of concepts of totalitarianism and focused on lack of bureaucratic coherence in the Nazi system and on its immanent tendency towards self-destruction. Michael Mann wrote that these descriptions doubted theories of totalitarianism, since "anything less like the rigid top-down bureaucracy of totalitarian theory is hard to imagine", but that Stalinism and Nazism "belong together", and that "it is only a question of finding the right family name". According to Mann, "totalitarian theorists depicted an unreal level of coherence for any state. Modern states are a long way short of Hegelian or Weberian rational bureaucracy and they rarely act as singular, coherent actors. Normally regimes are factionalised; in an unpredictable world they stumble along with many foul-ups. Second, we should remember Weber's essential point about bureaucracy: it kept politics out of administration. Political and moral values ('value rationality') were settled outside of bureaucratic administration, which then limited itself to finding efficient means of implementing those values ('formal rationality'). Contrary to totalitarian theory, the twentieth-century states most capable of such formally rational bureaucracy were not the dictatorships but the democracies."[10]

The concept of totalitarianism appeared in the debates among German historians and public intellectuals known as Historikerstreit, in which one of the parties defended the idea of exceptionalism of Nazism, while their conservative opponents believed that the Third Reich may be explained through comparison with the USSR; at the same time, such conservative historians as Karl-Dietrich Bracher and Klaus Hildebrand rejected the notion of Nazism as a branch of generic fascism, on the grounds that the uniqueness of Nazism lay in the person and ideology of Hitler and that Nazism was defined primarily by Hitler's personality and personal beliefs rather than by any external factors.[56]

Stanley Payne wrote that indeed, both Mussolini and Hitler failed to achieve full totalitarianism, and of Mussolini it was said that his regime was not totalitarian (excluding "merely fascist" Italy from totalitarian regimes, started by Hannah Arendt who also thought that Nazism became totalitarian only in 1938–1942, is a not unpopular but contested position in contemporary historiography[18]), so Payne concludes that "only a socialist or Communist system can achieve full totalitarianism, since total control requires total institutional revolution that can only be effected by state socialism" (according to Payne, both Lenin and Stalin were totalitarian). Payne writes that "it is easy to argue either that many different kinds of regimes are totalitarian or conversely that none were perfectly total", yet, he writes that the concept "totalitarianism is both valid and useful if defined in the precise and literal sense of a state system that attempts to exercise direct control over all significant aspects of all major national institutions."[57]

Further debates

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1980s - 1990s

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An 'anti-totalitarian' graffiti in Bucharest, Romania, in 2013, equating Communism with Nazism and Iron Guard

Writing in 1987, Walter Laqueur dismissed the arguments of revisionists as "reappraisals of Stalin and Stalinism" and compared them with German 'revisionist' historians of Nazism, particularly Ernst Nolte, whom he did not distinguish from functionalist historians of Nazism ("weak dictator" thesis), and called their analysis "Marxist", for which Stalin was "not promising material".[58] As Laqueur wrote, the historians who disagreed with the revisionists "still ha[d] very strong feelings" towards Stalinism and found concepts such as modernisation inadequate tools for explaining Soviet history, unlike the concept of totalitarianism; citing Mikhail Gorbachev using the term "totalitarianism", Laqueur wrote that the efforts of the revisionists to abolish the totalitarian model "ha[d] become difficult."[59]

Laure Neumayer posited that "despite the disputes over its heuristic value and its normative assumptions, the concept of totalitarianism made a vigorous return to the political and academic fields at the end of the Cold War".[60] In 1978, the term was 'revived' in Western Europe: such historians as François Furet produced 'revisionist' critical re-evaluations of the French Revolution which, according to them, led to the emergence of totalitarianism, while in Italy, "anti-anti-Fascist" historians, notably Renzo De Felice and after him Emilio Gentile, challenged the 'myth' produced by the hegemonic role of the Communists in the Italian resistance, stated that the choice between Fascism and Communism was equal for Italy, and implied that the latter could be even worse, what led to the resurgence of the concept of totalitarianism as a new dimension of studies of Fascism, while the ones who doubted their theories were "swept away" with the collapse of the Eastern Bloc between 1989 and 1991. The 'revival' of the concept which started in the 1970s in Europe took some time to re-appear in English-language literature, as the 'revisionists' achieved hegemony in the academy, while the 'totalitarians' retained control over public discourse; the European debates were transferred to English-language historiography by Martin Malia. In 1995,[61] Furet made a comparative analysis[62] and used the term totalitarian twins to link Nazism and Stalinism.[63][64][65] Pipes and Malia continued depicting ideological developments as the grounds of communism, and thus, totalitarianism, drawing a line from utopianism and the French Revolution, which Pipes compared to a "virus", to Lenin, and to describe the nature of totalitarianism, they used the concept of ideocracy. Furet and Ernst Nolte, a historian praised by Furet, also identified anti-Fascism as Communist totalitarianism; Nolte presented a conflict between totalitarianisms as European Civil War, stating that it was begun by Bolshevism and produced Nazism, an "inverted Bolshevism", thus assessing the latter as only a response to the threat of Bolshevism and the Holocaust and Operation Barbarossa as "both a retaliation and a preventive measure" against Bolshevism. Another major work belonging to the same period was The Black Book of Communism (1997), the editor of which, Stephane Courtois, stressed structural homology of totalitarian systems embodied in identity of "class genocide" of Communism and "race genocide" of Nazism, and concluded that Communism was more murderous than Nazism[9][66] or any other ideology from counting and summing the number of victims that can be attributed to 'Communist states' and thus communism in general, what triggered an emotional debate in France on whether Communism should be treated as a single unified phenomena and whether "a blanket condemnation" of Communism as an ideology makes sense.[67] While Nolte and the historians supporting him were not victorious in the Historikerstreit, but his influence on Furet and the historians outside Germany legitimized his ideas, and they returned to Germany in other forms, what thus led to the resurgence of the concept in Germany. The concept entered historiography in Eastern Europe, in former countries of the Eastern Bloc, describing not only Stalinism, but the whole Communist project in general[61] along with the "Double genocide theory", which summarized Nazi and Stalinist violence into a single metanarrative and became an influential framework of interpretation.[67]

Furet's totalitarian interpretation of the French Revolution, directed against the classic "Marxist" or "Jacobin" interpretation, triggered debates with such historians as Michel Vovelle, who led new studies on it; as Eric Hobsbawm concluded in 2007, "the Furet Revolution" was "now over".[68] In regards to Furet's ideas on the 20th century, Hobsbawm wrote that "[Nazism and Stalinism] were functionally and not ideologically derived [...] Furet, as a distinguished historian of ideas, knows that they belonged to different if structurally convergent taxonomic families"; contrary to conception of anti-Fascism as a mask of Stalinism, Hobsbawm attributed the "alliance" between liberalism and communism, which had enabled capitalism to overcome its crisis, and wrote that Furet's work "reads like a belated product of the Cold War era".[69][70] Historians Enzo Traverso and Arno J. Mayer and the author Domenico Losurdo accepted Nolte's concept of the "European Civil War", although set its beginning to 1914 and differently interpreted it, not in terms of struggle between two totalitarianisms.[71]

Michael Parenti (1997) and James Petras (1999) have suggested that the totalitarianism concept has been politically employed and used for anti-communist purposes. Parenti has also analysed how "left anti-communists" attacked the Soviet Union during the Cold War.[72] For Petras, the CIA funded the Congress for Cultural Freedom to attack "Stalinist anti-totalitarianism."[73]

According to some scholars and authors, such as Domenico Losurdo calling Joseph Stalin totalitarian instead of authoritarian has been asserted to be a high-sounding but specious excuse for Western self-interest, just as surely as the counterclaim that allegedly debunking the totalitarian concept may be a high-sounding but specious excuse for Russian self-interest. For Losurdo, totalitarianism is a polysemic concept with origins in Christian theology and applying it to the political sphere requires an operation of abstract schematism which makes use of isolated elements of historical reality to place fascist regimes and the Soviet Union in the dock together, serving the anti-communism of Cold War-era intellectuals rather than reflecting intellectual research.[74]

After the 1990s

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After 1990s, criticisms of totalitarianism as a historical concept and a tool of analysis continued; however, while these critics called for expulsion of the concept from academic field, they stated that its legitimate outside it.[9] Hans Mommsen criticized it as "a descriptive concept, not a theory" with "little or no explanatory power": "But the basis of comparison is a shallow one, largely confined to the apparatus of rule." However, he wrote that "the totalitarianism concept allows comparative analysis of a number of techniques and instruments of domination, and this, too, must be seen as legitimate in itself", and that it is legitimate in "non-scholarly usage".[10] Enzo Traverso in his essay "Totalitarianism Between History and Theory" (2017) dismisses the term as "both useless and irreplaceable" for political science and academic history and cites Franz Leopold Neumann who called it a Weberian "ideal type", an abstraction that does not exist in reality as opposed to concrete totality of history, and believes it to be a term of abuse in Western political science and propaganda, he writes about its legitimacy for storing traumatic collective experience of the 20th century state violence:

Thus, if the concept of totalitarianism continues to be criticized for its ambiguities, weaknesses, and abuses, it probably will not be abandoned. Beyond being a Western banner, it stores the memory of a century that experienced Auschwitz and Kolyma, the death camps of Nazism, the Stalinist Gulags, and Pol Pot's killing fields. There lies its legitimacy, which does not need any academic recognition.[9]

In the essay, "Totalitarianism: Defunct Theory, Useful Word" (2010), the historian John Connelly said that totalitarianism is a useful word, but that the old 1950s theory about totalitarianism is defunct among scholars, because "The word is as functional now as it was fifty years ago. It means the kind of régime that existed in Nazi Germany, the Soviet Union, the Soviet satellites, Communist China, and maybe Fascist Italy, where the word originated. . . . Who are we to tell Václav Havel or Adam Michnik that they were fooling themselves when they perceived their rulers as totalitarian? Or, for that matter, any of the millions of former subjects of Soviet-type rule who use the local equivalents of the Czech [word] totalita to describe the systems they lived under before 1989? [Totalitarianism] is a useful word, and everyone knows what it means as a general referent. Problems arise when people confuse the useful descriptive term with the old 'theory' from the 1950s."[75]

Politics

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Early usages

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Self-description of autocracies

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The term "totalitarian" was used by leaders and senior officials of right-wing and far-right dictatorships and autocracies established during the interwar period and World War II to describe their regimes, most notably by Benito Mussolini of Fascist Italy. While in the triade of the Soviet Union, Nazi Germany and Fascist Italy, in the latter it became an official self-description, in the second it was also used but to a less extent, and in the first it was not used it all, this pattern of self-description was reversed by later theories of totalitarianism which regarded the USSR as an epitome of totalitarianism, projected this understanding on Nazi Germany and to a less extent on Fascist Italy. Thus, the meaning of the term used in self-descriptions of the Fascists and the one used after World War II were different.[76]

Facade of the Palazzo Braschi (Rome, 1934) with Il Duce Benito Mussolini's face. As the leader of Fascist Italy (1922–1943), Mussolini and his ideologues used the term 'totalitarian' to characterize his government.

In 1923, in the early reign of Mussolini's government (1922–1943), the anti-fascist academic Giovanni Amendola was the first Italian public intellectual to define and describe Totalitarianism as a régime of government wherein the supreme leader personally exercises total power (political, military, economic, social) as Il Duce of The State. That Italian fascism is a political system with an ideological, utopian worldview unlike the realistic politics of the personal dictatorship of a man who holds power for the sake of holding power.[5] The term "totalitarian" became used by the Fascists themselves: later, the theoretician of Italian Fascism Giovanni Gentile ascribed politically positive meanings to the ideological terms totalitarianism and totalitarian in defence of Duce Mussolini's legal, illegal, and legalistic social engineering of Italy. As ideologues, the intellectual Gentile and the politician Mussolini used the term totalitario to identify and describe the ideological nature of the societal structures (government, social, economic, political) and the practical goals (economic, geopolitical, social) of the new Fascist Italy (1922–1943), which was the "total representation of the nation and total guidance of national goals."[77] In proposing the totalitarian society of Italian Fascism, Gentile defined and described a civil society wherein totalitarian ideology (subservience to the state) determined the public sphere and the private sphere of the lives of the Italian people.[26] That to achieve the Fascist utopia in the imperial future, Italian totalitarianism must politicise human existence into subservience to the state, which Mussolini summarised with the epigram: "Everything within the state, nothing outside the state, nothing against the state."[5][78]

Hannah Arendt, in her book The Origins of Totalitarianism, contended that Mussolini's dictatorship was not a totalitarian regime until 1938.[79] Arguing that one of the key characteristics of a totalitarian movement was its ability to garner mass mobilization, Arendt wrote:

"While all political groups depend upon proportionate strength, totalitarian movements depend on the sheer force of numbers to such an extent that totalitarian regimes seem impossible, even under otherwise favorable circumstances, in countries with relatively small populations.... [E]ven Mussolini, who was so fond of the term "totalitarian state," did not attempt to establish a full-fledged totalitarian regime and contented himself with dictatorship and one-party rule."[80]

For example, Victor Emmanuel III still reigned as a figurehead and helped play a role in the dismissal of Mussolini in 1943. Also, the Catholic Church was allowed to independently exercise its religious authority in Vatican City per the 1929 Lateran Treaty, under the leadership of Pope Pius XI (1922–1939) and Pope Pius XII (1939–1958).

A 1937 propaganda image featuring Francisco Franco and his motto Una patria! Un estado! Un caudillo! resembling the Nazi motto Ein Volk, ein Reich, ein Führer. During the Spanish Civil War, Franco proclaimed that his Spanish State would be modelled after "other countries of totalitarian regime", these being Nazi Germany and Fascist Italy.

As the Nazis rose to power in 1933, they began using the concept of totalitarian state propagated by Mussolini and Schmitt to characterize their regime. Joseph Goebbels stated in his 1933 speech: "Our party has always aspired to the totalitarian state. […] the goal of the revolution [National Socialist] has to be a totalitarian state that penetrates into all spheres of public life."[37] However, the concept of totalitarianism was downplayed among the Nazis who preferred the term Volksstaat ("people's state" or "racial state") to describe their regime.[9]

José María Gil-Robles y Quiñones, the leader of the historic Spanish reactionary party called the Spanish Confederation of the Autonomous Right (CEDA),[81] declared his intention to "give Spain a true unity, a new spirit, a totalitarian polity" and went on to say: "Democracy is not an end but a means to the conquest of the new state. When the time comes, either parliament submits or we will eliminate it."[82] General Francisco Franco was determined not to have competing right-wing parties in Spain and CEDA was dissolved in April 1937. Later, Gil-Robles went into exile.[83]

General Franco began using the term 'totalitarian' towards his regime during the Spanish Civil War (1936–1939). On 1 October 1936, he announced his intention to organize Spain "within a broad totalitarian concept of unity and continuity", and practical realization of this intention began with the forced unification of all parties of the Nationalist zone into FET y de las JONS, the sole ruling party of the new regime; after that, he and his ideologues stressed the "missionary and totalitarian" nature of the new state that was under construction "as in other countries of totalitarian regime", these being Nazi Germany and Fascist Italy, and totalitarianism was described as an essentially Spanish way of government. In December 1942, as World War II progressed, Franco stopped using the term, and it received a negative connotation as Franco called for a struggle with "Bolshevist totalitarianism."[37][84]

Ioannis Metaxas, the leader of the 4th of August Regime in Greece which took some inspiration from Fascism, wrote in his diary that he established "an anti-communist, anti-parliamentary state, a totalitarian state, a state based on agriculture and labour, and therefore anti-plutocratic"; after the Italian and German invasions of Greece, he wrote that "by beating Greece, they were beating what their flag stood for."[85] Although Metaxas did not create the governing single party, he believed that "the whole of the Greek people, the nation, constituted if any, such a political party, excluding of course the Communists and reactionary old political parties or factions.[86]

Ion Antonescu, the Axis-aligned dictator of the Kingdom of Romania during World War II, described his regime as "ethnocratic", "ethnic Christian" and as "the national-totalitarian regime, the regime of national and social restoration", devoted to the ideology of extreme Romanian nationalism, springing from the Romanian heritage. It enacted antisemitic and racial legislation and was active in perpetrating the Holocaust; however, in 1941, Antonescu dissolved the ruling party, the Iron Guard, denounced its terrorist methods, and continued his rule without the single-party system; the regime also spared half of the Jews during its existence.[87][88]

In 1940, the foreign minister of the Empire of Japan Matsuoka Yosuke expressed in an interview the ideological assumptions prevailing within the Shōwa statist government of Japan: "In the battle between democracy and totalitarianism the latter adversary will without question win and will control the world. The era of democracy is finished and the democratic system bankrupt... Fascism will develop in Japan through the people's will. It will come out of love for the Emperor."[89] A document produced by the government's cabinet planning board pointed out that "since the founding of our country, Japan has had an unparalleled totalitarianism... an ideal totalitarianism is manifest in our national polity... Germany's totalitarianism has existed for only eight years, but Japanese [totalitarianism] has shone through 3,000 years of ageless tradition".[90]

Criticism and analysis

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Leon Trotsky formulated a concept of totalitarianism in his analysis of the USSR in the 1930s.

In the interwar period totalitarianism emerged as a term used in criticism and analysis of dictatorships of the time. In this critical period, the term began to be used to describe fascism and later became a ground of comparison of fascist states and the Soviet Union, but was not understood as an element of a single liberal-totalitarian dychotomy and as something opposite to liberal democracy.[9]

In the 1930s, left-wing critics of Stalinism began applying the term to the Soviet state and use it to compare it to fascist states. Leon Trotsky was one of the first[91] to do so, thus producing perhaps most famous example of such usage of the term by a left-wing anti-Stalinist dissident.[92] It seems that the first to use the term towards the USSR was the writer and left-wing activist Victor Serge, who did it shortly before his arrest in the USSR in a letter published in France. The same year, Trotsky compared fascist and Soviet bureaucracies, describing both as parasitic, and later stated that "in the last period the Soviet bureaucracy has familiarised itself with many traits of victorious fascism, first of all by getting rid of the control of the party and establishing the cult of the leader." In The Revolution Betrayed (1936), Trotsky began using the term "totalitarian" to analyse the USSR and compare it with Fascism, attributing to totalitarianism, rooted in "the dilatoriness of the world proletariat in solving the problems set for it by history", such features as concentration of power in the hands of a single individual, the abolition of popular control over the leadership, the use of extreme repression, and the elimination of contending loci of power; later he included "the suppression of all freedom to criticize; the subjection of the accused to the military; examining magistrates, a prosecutor and judge in one; a monolithic press whose howlings terrorize the accused and hypnotize public opinion"; Trotsky wrote that the USSR "had become "totalitarian" in character several years before this word arrived from Germany." However, his concept was much less defined than those of the Cold War theorists, and he would have disagreed with their core points: that 'central control and direction of the entire economy' was applicable to fascism, and would have rejected their tendency to depict 'totalitarian' societies as politically monolithic and inherently static, as well as their anti-communist perspective and their description of Lenin as a totalitarian dictator;[93] scholars even argued that for him it was a pejorative, not a sociologal concept based on equating Fascism and socialism, like it was for Cold War theorists.[94]

1938 satirical illustration "Carriers of the New Black Plague" by William Cotton; the caption mentions "Totalitarian Eclipse" threatening democracy.

One of the first people to use the term totalitarianism in the English language was Austrian writer Franz Borkenau in his 1938 book The Communist International, in which he commented that it united the Soviet and German dictatorships more than it divided them.[95] The label totalitarian was twice affixed to Nazi Germany during Winston Churchill's speech of 5 October 1938 before the House of Commons, in opposition to the Munich Agreement, by which France and Great Britain consented to Nazi Germany's annexation of the Sudetenland.[96] Churchill was then a backbencher MP representing the Epping constituency. In a radio address two weeks later, Churchill again employed the term, this time applying the concept to "a Communist or a Nazi tyranny."[97]

The concept gained legitimacy in 1939 with the Molotov–Ribbentrop Pact, after which it became accepted, at least until 1941, to present Stalin and Hitler as "twin dictators" and call Nazism "brown Bolshevism" and Stalinism "red Fascism". The same year, scholars of various disciplines held the first international symposium on totalitarianism in Philadelphia.[98][22] The concept was abandoned in 1941, as the Third Reich invaded the USSR, and the latter became depicted in Western propaganda as "valiant freedom-loving" ally in the war;[23] among the major productions of pro-Stalinist Western propaganda was the film Mission to Moscow (1943), based on the 1941 book of the same name.[28]

In the aftermath of the Second World War (1939–1945), in the lecture series (1945) and book (1946) titled The Soviet Impact on the Western World, the British historian E. H. Carr said that "the trend away from individualism and towards totalitarianism is everywhere unmistakable" in the decolonising countries of Eurasia. That revolutionary Marxism–Leninism was the most successful type of totalitarianism, as proved by the USSR's rapid industrialisation (1929–1941) and the Great Patriotic War (1941–1945) that defeated Nazi Germany. That, despite those achievements in social engineering and warfare, in dealing with the countries of the Communist bloc only the "blind and incurable" ideologue could ignore the Communist régimes' trend towards police-state totalitarianism in their societies.[99]

Politically matured by having fought and been wounded and survived the Spanish Civil War, in the essay "Why I Write" (1946), the socialist George Orwell said, "the Spanish war and other events in 1936–37 turned the scale and thereafter I knew where I stood. Every line of serious work that I have written since 1936 has been written, directly or indirectly, against totalitarianism and for democratic socialism, as I understand it." That future totalitarian régimes would spy upon their societies and use the mass communications media to perpetuate their dictatorships, that "If you want a vision of the future, imagine a boot stamping on a human face—forever."[100]

Cold War

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Anti-totalitarian: Hannah Arendt thwarted the totalitarian model Kremlinologists who sought to co-opt the thesis of The Origins of Totalitarianism (1951) as American anti–Communist propaganda that claimed that every Communist state was of the totalitarian model.

In The Origins of Totalitarianism (1951), the political scientist Hannah Arendt said that, in their times in the early 20th century, corporate Nazism and soviet Communism were new forms of totalitarian government, not updated versions of the old tyrannies of a military or a corporate dictatorship. That the human emotional comfort of political certainty is the source of the mass appeal of revolutionary totalitarian régimes, because the totalitarian worldview gives psychologically comforting and definitive answers about the complex socio-political mysteries of the past, of the present, and of the future; thus did Nazism propose that all history is the history of ethnic conflict, of the survival of the fittest race; and Marxism–Leninism proposes that all history is the history of class conflict, of the survival of the fittest social class. That upon the believers' acceptance of the universal applicability of totalitarian ideology, the Nazi revolutionary and the Communist revolutionary then possess the simplistic moral certainty with which to justify all other actions by the State, either by an appeal to historicism (Law of History) or by an appeal to nature, as expedient actions necessary to establishing an authoritarian state apparatus.[101]

True belief

In The True Believer: Thoughts on the Nature of Mass Movements (1951), Eric Hoffer said that political mass movements, such as Italian Fascism (1922–1943), German Nazism (1933–1945), and Russian Stalinism (1929–1953), featured the common political praxis of negatively comparing their totalitarian society as culturally superior to the morally decadent societies of the democratic countries of Western Europe. That such mass psychology indicates that participating in and then joining a political mass movement offers people the prospect of a glorious future, that such membership in a community of political belief is an emotional refuge for people with few accomplishments in their real lives, in both the public sphere and in the private sphere. In the event, the true believer is assimilated into a collective body of true believers who are mentally protected with "fact-proof screens from reality" drawn from the official texts of the totalitarian ideology.[102]

Collaborationism

In "European Protestants Between Anti-Communism and Anti-Totalitarianism: The Other Interwar Kulturkampf?" (2018) the historian Paul Hanebrink said that Hitler's assumption of power in Germany in 1933 frightened Christians into anti-communism, because for European Christians, Catholic and Protestant alike, the new postwar 'culture war' crystallized as a struggle against Communism. Throughout the European interwar period (1918–1939), right-wing totalitarian régimes indoctrinated Christians to demonize the Communist régime in Russia as the apotheosis of secular materialism and [as] a militarized threat to worldwide Christian social and moral order".[103] That throughout Europe, the Christians who became anti-communist totalitarians perceived Communism and communist régimes of government as an existential threat to the moral order of their respective societies; and collaborated with Fascists and Nazis in the idealistic hope that anti-communism would restore the societies of Europe to their root Christian culture.[104]

Totalitarian model

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In the U.S. geopolitics of the late 1950s, the Cold War concepts and the terms totalitarianism, totalitarian, and totalitarian model, presented in Totalitarian Dictatorship and Autocracy (1956), by Carl Joachim Friedrich and Zbigniew Brzezinski, became common usages in the foreign-policy discourse of the U.S. Subsequently established, the totalitarian model became the analytic and interpretational paradigm for Kremlinology, the academic study of the monolithic police-state USSR. The Kremlinologists analyses of the internal politics (policy and personality) of the politburo crafting policy (national and foreign) yielded strategic intelligence for dealing with the USSR. Moreover, the U.S. also used the totalitarian model when dealing with fascist totalitarian régimes, such as that of a banana republic country.[105] As anti–Communist political scientists, Friedrich and Brzezinski described and defined totalitarianism with the monolithic totalitarian model of six interlocking, mutually supporting characteristics:

  1. Elaborate guiding ideology.
  2. One-party state
  3. State terrorism
  4. Monopoly control of weapons
  5. Monopoly control of the mass communications media
  6. Centrally directed and controlled planned economy[106]

Criticism and evolution of the totalitarian model

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The American political scientist Zbigniew Brzezinski popularised 'combating left-wing totalitarianism' in U.S. foreign policy[75] and served as National Security Advisor to the United States President Jimmy Carter.[28]

As traditionalist historians, Friedrich and Brzezinski said that the totalitarian régimes of government in the USSR (1917), Fascist Italy (1922–1943), and Nazi Germany (1933–1945) originated from the political discontent caused by the socio-economic aftermath of the First World War (1914–1918), which rendered impotent the government of Weimar Germany (1918–1933) to resist, counter, and quell left-wing and right-wing revolutions of totalitarian temper.[107] Revisionist historians noted the historiographic limitations of the totalitarian-model interpretation of Soviet and Russian history, because Friedrich and Brzezinski did not take account of the actual functioning of the Soviet social system, neither as a political entity (the USSR) nor as a social entity (Soviet civil society), which could be understood in terms of socialist class struggle among the professional élites (political, academic, artistic, scientific, military) seeking upward mobility into the nomenklatura, the ruling class of the USSR. That the political economics of the politburo allowed measured executive power to regional authorities for them to implement policy was interpreted by revisionist historians as evidence that a totalitarian régime adapts the political economy to include new economic demands from civil society; whereas traditionalist historians interpreted the politico-economic collapse of the USSR to prove that the totalitarian régime of economics failed because the politburo did not adapt the political economy to include actual popular participation in the Soviet economy.[108]

The historian of Nazi Germany, Karl Dietrich Bracher said that the totalitarian typology developed by Friedrich and Brzezinski was an inflexible model, for not including the revolutionary dynamics of bellicose people committed to realising the violent revolution required to establish totalitarianism in a sovereign state.[109] That the essence of totalitarianism is total control to remake every aspect of civil society using a universal ideology—which is interpreted by an authoritarian leader—to create a collective national identity by merging civil society into the State.[109] Given that the supreme leaders of the Communist, the Fascist, and the Nazi total states did possess government administrators, Bracher said that a totalitarian government did not necessarily require an actual supreme leader, and could function by way of collective leadership. The American historian Walter Laqueur agreed that Bracher's totalitarian typology more accurately described the functional reality of the politburo than did the totalitarian typology proposed by Friedrich and Brzezinski.[110]

Dynasty of totalitarians: Ba'athist Syria was ruled by the generational dictatorships of Hafez al-Assad (r. 1971–2000) and his son Bashar al-Assad (r. 2000 – 2024) between the late Cold War in the 1970s[111][112][113] until 2024.[114]

In Democracy and Totalitarianism (1968) the political scientist Raymond Aron said that for a régime of government to be considered totalitarian it can be described and defined with the totalitarian model of five interlocking, mutually supporting characteristics:

  1. A one-party state where the ruling party has a monopoly on all political activity.
  2. A state ideology upheld by the ruling party that is given official status as the only authority.
  3. A state monopoly on information; control of the mass communications media to broadcast the official truth.
  4. A state-controlled economy featuring major economic entities under state control.
  5. An ideological police-state terror; criminalisation of political, economic, and professional activities.[115]

In 1980, in a book review of How the Soviet Union is Governed (1979), by J.F. Hough and Merle Fainsod, William Zimmerman said that "the Soviet Union has changed substantially. Our knowledge of the Soviet Union has changed, as well. We all know that the traditional paradigm [of the totalitarian model] no longer satisfies [our ignorance], despite several efforts, primarily in the early 1960s (the directed society, totalitarianism without police terrorism, the system of conscription) to articulate an acceptable variant [of Communist totalitarianism]. We have come to realize that models which were, in effect, offshoots of totalitarian models do not provide good approximations of post–Stalinist reality [of the USSR]."[116] In a book review of Totalitarian Space and the Destruction of Aura (2019), by Ahmed Saladdin, Michael Scott Christofferson said that Hannah Arendt's interpretation of the USSR after Stalin was her attempt to intellectually distance her work from "the Cold War misuse of the concept [of the origins of totalitarianism]" as anti-Communist propaganda.[117][citation needed]

Kremlinology

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During the Russo–American Cold War (1945–1989), the academic field of Kremlinology (analysing politburo policy politics) produced historical and policy analyses dominated by the totalitarian model of the USSR as a police state controlled by the absolute power of the supreme leader Stalin, who heads a monolithic, centralised hierarchy of government.[118] The study of the internal politics of the politburo crafting policy at the Kremlin produced two schools of historiographic interpretation of Cold War history: (i) traditionalist Kremlinology and (ii) revisionist Kremlinology. Traditionalist Kremlinologists worked with and for the totalitarian model and produced interpretations of Kremlin politics and policies that supported the police-state version of Communist Russia. The revisionist Kremlinologists presented alternative interpretations of Kremlin politics and reported the effects of politburo policies upon Soviet society, civil and military. Despite the limitations of police-state historiography, revisionist Kremlinologists said that the old image of the Stalinist USSR of the 1950s—a totalitarian state intent upon world domination—was oversimplified and inaccurate, because the death of Stalin changed Soviet society.[119] After the Cold War and the dissolution of the Warsaw Pact, most revisionist Kremlinologists worked the national archives of ex–Communist states, especially the State Archive of the Russian Federation about Soviet-period Russia.[120][121]

Totalitarian model as an official policy

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In the 1950s, the political scientist Carl Joachim Friedrich said that Communist states, such as Soviet Russia and Red China, were countries which were systematically controlled by a supreme leader who used the five features of the totalitarian model of government: (i) an official dominant ideology that includes a cult of personality about the leader, (ii) control of all civil and military weapons, (iii) control of the public and the private mass communications media, (iv) the use of state terrorism to police the populace, and (v) a political party of mass membership who perpetually re-elect The Leader.[122]

In the 1960s, the revisionist Kremlinologists researched the organisations and they also studied the policies of the relatively autonomous bureaucracies that influenced the crafting of high-level policy for governing Soviet society in the USSR.[120] Revisionist Kremlinologists, such as J. Arch Getty and Lynne Viola, transcended the interpretational limitations of the totalitarian model by recognising and reporting that the Soviet government, the communist party, and the civil society of the USSR had greatly changed upon the death of Stalin. The revisionist social history indicated that the social forces of Soviet society had compelled the Government of the USSR to adjust public policy to the actual political economy of a Soviet society composed of pre–War and post–War generations of people with different perceptions of the utility of Communist economics for all the Russias.[123] Hence, Russian modern history had outdated the totalitarian model that was the post–Stalinist perception of the police-state USSR of the 1950s.[116]

Post–Cold War

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President Isaias Afwerki has ruled Eritrea as a totalitarian dictator since the country's independence in 1993.[124]
Flag of the Islamic State, which is a self-proclaimed caliphate that demands the religious, political, and military obedience of Muslims worldwide

In Did Somebody Say Totalitarianism?: Five Interventions in the (Mis)Use of a Notion, Slavoj Žižek ironically described the concept of totalitarianism as an "ideological antioxidant" similar to the "Celestial Seasonings" green tea that, according to its advertisement, "neutralizes harmful molecules in the body known as free radicals" and wrote that "[t]he notion of 'totalitarianism', far from being an effective theoretical concept, is a kind of stopgap: instead of enabling us to think, forcing us to acquire a new insight into the historical reality it describes, it relieves us of the duty to think, or even actively prevents us from thinking".[125]

Saladdin Ahmed criticizes the concept of totalitarianism as formulated by Brzezinski and Friedrich, and to less extent, Arendt, in Totalitarian Space and the Destruction of Aura (2019) and notes that their definition of totalitarianism can be invalidated by questioning whether the term 'totalitarian' is applicable to a regime which lacks "any one" of criterion formulated by them: "this was the case in General August Pinochet's Chile", yet it would be absurd to exempt it from the class of totalitarian regimes for that reason alone", since while Pinochet did not adopt an "official" ideology, but "ideological hegemony, whereby the dominant ideology becomes internalized and normalized, is far more effective than imposing an official ideology." Saladdin posited that while Chile under Pinochet had no "official" ideology, there was one man who ruled Chile from "behind the scenes", "none other than Milton Friedman, the godfather of neoliberalism and the most influential teacher of the Chicago Boys, was Pinochet's adviser". To Saladdin, such hegemonic yet not "official" ideology is much a more effective means of "totalitarian" control of society than an "official" ideology openly imposed by the state, what is exemplified by comparing Chile to Nicolae Ceaușescu's Romania, which collapsed within a short period: "No one defended them; no masses poured onto the streets to mourn their deaths. Ceausescu's Romania, as an exemplary Stalinist state, met all of Friedrich and Brzezinski's criteria of a totalitarian state, but it was nowhere close to achieving total domination." In this sense, Saladdin criticised the concept of totalitarianism because it was only being applied to "opposing ideologies" and it was not being applied to liberalism. He also criticized the other criterion of totalitarianism formulated by Brzezinski, Friedrich and Arendt. "In sum, a regime that does not meet all of Friedrich and Brzezinski's criteria would not necessarily be nontotalitarian or even less totalitarian, if we agree that totalitarianism ultimately amounts to total domination. If anything, realizing a greater degree of domination would necessarily require going beyond each of Friedrich and Brzezinski's criteria. Even without empirical cases which can always be dismissed to spare the proposed criteria – we could, with little difficulty, imagine a system that demonstrates none of the six criteria but is nonetheless more efficient as a totalitarian system. This will become clearer over the course of the rest of this chapter, but it should already be evident that the pioneers of the Cold War definition of totalitarianism molded their conception on the least developed of totalitarian systems... Tailored to Stalinism, [totalitarianism] aimed to predetermine that the negation of liberal capitalism would logically and empirically lead to a horrific system of total and arbitrary terror"; "Philosophically, their account of totalitarianism is invalid because it stipulates "criteria" that amount to an abstracted description of Stalin's USSR, rendering the notion predeterministic."[117]

In the early 2010s, Richard Shorten, Vladimir Tismăneanu, and Aviezer Tucker posited that totalitarian ideologies can take different forms in different political systems but all of them focus on utopianism, scientism, or political violence. They posit that Nazism and Stalinism both emphasised the role of specialisation in modern societies and they also saw polymathy as a thing of the past, and they also stated that their claims were supported by statistics and science, which led them to impose strict ethical regulations on culture, use psychological violence, and persecute entire groups.[126][127][128] Their arguments have been criticised by other scholars due to their partiality and anachronism. Juan Francisco Fuentes treats totalitarianism as an "invented tradition" and he believes that the notion of "modern despotism" is a "reverse anachronism"; for Fuentes, "the anachronistic use of totalitarian/totalitarianism involves the will to reshape the past in the image and likeness of the present".[129]

Other studies try to link modern technological changes to totalitarianism. According to Shoshana Zuboff, the economic pressures of modern surveillance capitalism are driving the intensification of connection and monitoring online with spaces of social life becoming open to saturation by corporate actors, directed at the making of profit and/or the regulation of action.[130] Toby Ord believed that George Orwell's fears of totalitarianism constituted a notable early precursor to modern notions of anthropogenic existential risk, the concept that a future catastrophe could permanently destroy the potential of Earth-originating intelligent life due in part to technological changes, creating a permanent technological dystopia. Ord said that Orwell's writings show that his concern was genuine rather than just a throwaway part of the fictional plot of Nineteen Eighty-Four. In 1949, Orwell wrote that "[a] ruling class which could guard against (four previously enumerated sources of risk) would remain in power permanently".[131] That same year, Bertrand Russell wrote that "modern techniques have made possible a new intensity of governmental control, and this possibility has been exploited very fully in totalitarian states".[132]

In 2016, The Economist described China's developed Social Credit System under Chinese Communist Party general secretary Xi Jinping's administration, to screen and rank its citizens based on their personal behavior, as totalitarian.[133] Opponents of China's ranking system say that it is intrusive and it is just another tool which a one-party state can use to control the population. Supporters say that it will transform China into a more civilised and law-abiding society.[134] Shoshana Zuboff considers it instrumentarian rather than totalitarian.[135]

In Revolution and Dictatorship: The Violent Origins of Durable Authoritarianism (2022), the political scientists Steven Levitsky and Lucan Way said that nascent revolutionary régimes usually became totalitarian régimes if not destroyed with a military invasion. Such a revolutionary régime begins as a social revolution independent of the existing social structures of the state (not political succession, election to office, or a military coup d'état). For example, the Soviet Union and Maoist China were founded after the years long Russian Civil War (1917–1922) and Chinese Civil War (1927–1936 and 1945–1949), respectively, not merely state succession. They produce totalitarian dictatorships with three functional characteristics: (i) a cohesive ruling class comprising the military and the political élites, (ii) a strong and loyal coercive apparatus of police and military forces to suppress dissent, and (iii) the destruction of rival political parties, organisations, and independent centres of socio-political power. Moreover, the unitary functioning of the characteristics of totalitarianism allow a totalitarian government to perdure against economic crises (internal and external), large-scale failures of policy, mass social-discontent, and political pressure from other countries.[136] Some totalitarian one-party states were established through coups orchestrated by military officers loyal to a vanguard party that advanced socialist revolution, such as the Socialist Republic of the Union of Burma (1962),[137] Syrian Arab Republic (1963),[138] and Democratic Republic of Afghanistan (1978).[139]

Possible future emergence

Other emerging technologies that could empower future totalitarian regimes include brain-reading and various applications of artificial intelligence.[140][141][142] Philosopher Nick Bostrom said that there is a possible trade-off, namely that some existential risks might be mitigated by the establishment of a powerful and permanent world government, and in turn the establishment of such a government could enhance the existential risks which are associated with the rule of a permanent dictatorship.[143]

Religious totalitarianism

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Islamic

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Flag of the Taliban

The Taliban is a totalitarian Sunni Islamist militant group and political movement in Afghanistan that emerged in the aftermath of the Soviet–Afghan War and the end of the Cold War. It governed most of Afghanistan from 1996 to 2001 and returned to power in 2021, controlling the entirety of Afghanistan. Features of its totalitarian governance include the imposition of Pashtunwali culture of the majority Pashtun ethnic group as religious law, the exclusion of minorities and non-Taliban members from the government, and extensive violations of women's rights.[144]

The Islamic State is a Salafi-Jihadist militant group that was established in 2006 by Abu Omar al-Baghdadi during the Iraqi insurgency, under the name "Islamic State of Iraq". Under the leadership of Abu Bakr al-Baghdadi, the organization later changed its name to the "Islamic State of Iraq and Levant" in 2013. The group espouses a totalitarian ideology that is a fundamentalist hybrid of Global Jihadism, Wahhabism, and Qutbism. Following its territorial expansion in 2014, the group renamed itself as the "Islamic State" and declared itself as a caliphate[c] that sought domination over the Muslim world and established what has been described as a "political-religious totalitarian regime". The quasi-state held significant territory in Iraq and Syria during the course of the Third Iraq War and the Syrian civil war from 2013 to 2019 under the dictatorship of its first Caliph, Abu Bakr al-Baghdadi, who imposed a strict interpretation of Sharia law.[148][149][150][151]

Criticism of the classification of Islamism as totalitarianism
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Enzo Traverso, a critic of totalitarianism as a theoretical concept of historical and political sciences, is also critical of the usage of it in relation to Islamist movements like ISIS and the Taliban and their state formations: according to Traverso, such notion contradicts the very theoretical concept of totalitarianism. Systems which are commonly described as totalitarian, fascism and communism, sought to create a utopian "New Man" and as a result, they set their projects toward the future, not to revive old forms of absolutism, as noted by Tzvetan Todorov. "The reactionary modernism of Islamic terrorism, on the contrary, employs modern technologies in order to return to the original purity of a mythical Islam. If it has utopian tendencies, they look to the past rather than the future." More to it, totalitarianism has been applied to secular movements which have been described as irrational "political religions" which seek to abolish traditional religions, liturgies and symbols and replace them with their own liturgies and symbols, while Islamic fundamentalism, on the contrary, is a politicized religion and a reaction to secularization and modernisation. Besides that, as a form of violence, terrorism is usually described as antipodal to state violence; while fascism was a reaction to democracy, Islamism arose in authoritarian, but weak states. "Speaking of a "theocratic" totalitarianism makes this concept even more flexible and ambiguous than ever, once again confirming its essential function: not critically interpreting history and the world, but rather fighting an enemy". Traverso writes that the usage of the term began after 9/11 by Western propaganda, which previously used it against the other enemies while maintaining the geopolitical interests of the West. He notes that the Islamic state which most resembles the concept of totalitarianism, Saudi Arabia, is an ally of the West and as a result, it cannot be considered a part of the "Axis of Evil", and for that reason, as he believes, Saudi Arabia is rarely described as "totalitarian", unlike Iran.[9]

Christian

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Francoist Spain (1936–1975), under the dictator Francisco Franco, had been commonly characterized as totalitarian until 1964, when Juan Linz challenged this characterization and instead described Francoism as "authoritarian" because of its "limited degree of political pluralism" caused by the struggle between 'Francoist families' (Falangists, Carlists, etc.) within the sole legal party FET y de las JONS and the Movimiento Nacional and by other such features as, according to Linz, lack of 'totalitarian' ideology, as Franco relied on National Catholicism and traditionalism. Such revision caused a major debate, some critics of Linz felt that his concept may be a form of acquittal of Francoism and did not concern its early phase (often called "First Francoism"). Later debates focused on whether the regime could be described as 'fascist' rather than whether it was totalitarian; some historians stressed the traits of a military dictatorship, while the others emphasized the Fascist component, calling the regime a para-fascist or 'fascistized' dictatorship. While Enrique Moradiellos notes that "it is now increasingly rare to define Francoism as a truly fascist and totalitarian regime", although he writes that the debates on Francoism haven't finished yet,[37] Ismael Saz notes that "it has also begun to be recognised that" Francoism underwent a "totalitarian or quasi-totalitarian, fascist or quasi-fascist" phase.[76] The historians who continue to criticize Linz and describe the regime as totalitarian usually limit such characterization to ten to twenty years of the "First Francoism."[152][153][154][155]

Francoist minister Esteban Bilbao (left) and Catholic archbishop Enrique Pla y Deniel (center) doing the Roman salute in Toledo Cathedral, Spain, March 1942

Linz wrote that "the heteronomous control of the ideological content of Catholic thought by a universal church and specifically by the Pope is one of the most serious obstacles to the creation of a truly totalitarian system..."[156] This argument is also debated: "The frequent and saturated references to Francoist Catholic humanism... coming from Christian theology, could hardly conceal the fact that the individual was only understood as a citizen to the extent of his adherence to the Catholic, hierarchical and economically privatist community that the military uprising had saved";[157] "Catholic values that permeated the conservative ideological substratum... were precisely what was wielded by the Francoist Spanish political doctrine of the late thirties and early forties to justify the need for the constitution of a totalitarian State at the service and expansion of the Catholic religion."[158]

Franco was portrayed as a fervent Catholic and a staunch defender of Catholicism, the declared state religion.[159] Civil marriages that had taken place in the Republic were declared null and void unless they had been validated by the Church, along with divorces. Divorce, contraception and abortions were forbidden.[160] According to historian Stanley G. Payne, an opponent of describing Francoism as a totalitarian system, Franco had more day-to-day power than Adolf Hitler or Joseph Stalin possessed at the respective heights of their power. Payne noted that Hitler and Stalin at least maintained rubber-stamp parliaments, while Franco dispensed with even that formality in the early years of his rule. According to Payne, the lack of even a rubber-stamp parliament made Franco's government "the most purely arbitrary in the world."[161] However, from 1959 to 1974 the "Spanish Miracle" took place under the leadership of technocrats, many of whom were members of Opus Dei and a new generation of politicians that replaced the old Falangist guard.[162] Reforms were implemented in the 1950s and Spain abandoned autarky, reassigning economic authority from the isolationist Falangist movement.[163] This led to massive economic growth that lasted until the mid-1970s, known as the "Spanish miracle". This is comparable to De-Stalinization in the Soviet Union in the 1950s, where Francoist Spain changed from being openly totalitarian to an authoritarian dictatorship with a certain degree of economic freedom.[164][full citation needed][failed verification]

See also

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Notes

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References

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Further reading

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Revisions and contributorsEdit on WikipediaRead on Wikipedia
from Grokipedia
Totalitarianism is a system of government that seeks to exert complete control over public and private life, subordinating individuals to an all-encompassing ideology enforced through terror, propaganda, and the destruction of independent institutions.[1] Unlike mere authoritarianism, which prioritizes political submission while tolerating some private autonomy, totalitarianism penetrates every facet of existence, atomizing society to remake it according to a pseudo-scientific worldview that denies human pluralism and contingency.[2] This form of rule, analyzed profoundly by Hannah Arendt, relies on mass mobilization, a monolithic party structure, a cult of the leader, secret police apparatuses, and monopolies over communication and force to fabricate an illusory reality immune to empirical refutation.[1] Exemplified historically by Adolf Hitler's Nazi Germany and Joseph Stalin's Soviet Union, totalitarian regimes have orchestrated unprecedented scales of violence, including genocides and engineered famines, while claiming utopian legitimacy through promises of historical inevitability.[3] Their defining characteristic lies not just in repression but in the systematic erasure of truth and freedom, fostering isolation and conformity to sustain perpetual motion toward an unattainable end-state.[4]

Definitions and Core Concepts

Etymology and Early Usages

The adjective totalitario ("totalitarian") originated in Italian during the early 1920s, derived from totale ("total") combined with the suffix -ario, connoting completeness or absoluteness in governmental authority.[5] The noun totalitarismo ("totalitarianism") followed shortly thereafter, initially entering political discourse amid the consolidation of Benito Mussolini's Fascist regime.[6] The term was first documented in 1923 by Giovanni Amendola, an Italian liberal journalist and politician opposed to Fascism, who coined totalitario as a pejorative to criticize the regime's push for an undemocratic "winner-take-all" electoral law that would eliminate opposition representation in parliament.[3] Amendola employed it to highlight the Fascists' aspiration for unchecked dominance, contrasting it with democratic pluralism.[7] However, Mussolini and his adherents repurposed totalitario affirmatively by 1925, framing it as an ideal of the Fascist state wherein all facets of national life—political, economic, cultural, and social—would be subsumed under unified state direction to forge a cohesive organic polity.[3] This positive adoption crystallized in Mussolini's doctrine of the "ethical state," exemplified in his October 1925 speech in which he declared: "Tutto nello Stato, niente al di fuori dello Stato, niente contro lo Stato" ("Everything within the state, nothing outside the state, nothing against the state").[2] Early Fascist theorists, such as Giovanni Gentile, further elaborated totalitarismo in works like the 1925 Manifesto of Fascist Intellectuals, portraying it as a rejection of liberal individualism in favor of collective mobilization under a single party and leader.[8] In English, "totalitarian" appeared by 1926 to translate and describe this Italian innovation, initially applied neutrally or approvingly to Fascism's model of centralized control before gaining broader analytical use.[5] By the late 1920s, the term began migrating to characterizations of analogous regimes, such as Nazi Germany under Adolf Hitler from 1933, where similar rhetoric of Gleichschaltung (coordination) echoed totalitarian totality.[3]

Theoretical Frameworks

Hannah Arendt's The Origins of Totalitarianism, first published in 1951, identifies totalitarianism as a novel form of government emerging in the 20th century, distinct from traditional tyrannies or despotisms due to its reliance on mass mobilization, ideological indoctrination, and systematic terror.[2] Arendt traces its roots to the erosion of political stability in Europe, including the failures of imperialism and the Dreyfus Affair's exposure of antisemitic undercurrents that fostered mob politics and loneliness in mass societies.[9] She contends that totalitarian regimes invert politics by substituting action with fabricated consistency through ideology, aiming to dominate not just behavior but thought itself, rendering human plurality obsolete via concentration camps as laboratories of total domination.[10] Complementing Arendt's historical and philosophical approach, Carl J. Friedrich and Zbigniew K. Brzezinski's Totalitarian Dictatorship and Autocracy (1956, revised 1965) proposes an analytical framework defining totalitarianism through a syndrome of six interrelated traits observed empirically in Nazi Germany and the Soviet Union under Stalin: a comprehensive ideology claiming to explain and guide all aspects of existence; a single mass party led by a dictatorial leader; a monopoly on effective armed force; a monopoly on all forms of communication and media; systematic terror directed against defined enemies and random victims; and central direction of the economy.[11] This model emphasizes the regime's penetration into all societal spheres, contrasting with less intrusive dictatorships by its use of modern technology and organization to enforce uniformity.[12] These frameworks highlight totalitarianism's causal mechanisms: Arendt stresses the psychological and existential isolation enabling ideological takeover, while Friedrich and Brzezinski focus on institutional structures sustaining perpetual motion toward utopia or racial purity, both underscoring the regimes' rejection of limited government in favor of unlimited power justified by pseudoscientific doctrines.[13] Empirical application to interwar regimes reveals commonalities despite opposing ideologies—fascist racial mysticism versus communist historical materialism—suggesting totalitarianism's adaptability to industrial societies' atomization. Critics, including later scholars, have questioned the model's universality, noting variances like post-Stalin Soviet "thaw" or Nazi economic pragmatism diverging from pure central planning, yet the theories remain influential for delineating totalitarianism's aspirational totality.[14]

Distinction from Authoritarianism

Totalitarianism is distinguished from authoritarianism by its aspiration for comprehensive control over every facet of human existence, whereas authoritarianism limits its ambitions to political dominance while tolerating pockets of social and economic autonomy. Authoritarian regimes, as analyzed by political scientist Juan J. Linz, permit limited pluralism—such as the coexistence of loyal institutions like the military, church, or business elites—provided they do not undermine the ruling authority; power is often personalistic or bureaucratic, with ideology playing a secondary, pragmatic role rather than serving as a totalizing blueprint.[15] In practice, this allows for societal apathy and private spheres where individuals can pursue non-political activities without state interference, as long as overt opposition is avoided.[3] Totalitarian systems, by contrast, dismantle such autonomies through a single mass-mobilizing party that monopolizes coercion, communication, and economic planning, enforcing an official ideology that reinterprets reality itself and demands active participation in perpetual revolution or purification.[16] This ideology—such as Nazi racial utopia or Stalinist classless society—permeates education, arts, and personal relationships, using terror apparatuses like the Gestapo or NKVD not only to eliminate enemies but to atomize society and prevent spontaneous human associations.[3] Hannah Arendt highlighted this as a radical inversion: unlike authoritarianism's reliance on traditional hierarchies and lawfulness to maintain order, totalitarianism employs "organized loneliness" and fabricated truths to render individuals superfluous except as cogs in the ideological machine, eradicating the public-private distinction.[2] The following table summarizes core contrasts, drawing from comparative analyses:
AspectTotalitarianismAuthoritarianism
Ideological RoleCentral, utopian doctrine mandates total adherence and remakes society/human naturePeripheral or absent; rule justified pragmatically (e.g., stability, tradition)
MobilizationHigh; masses compelled to participate in rallies, purges, and state projectsLow; regime prefers quiescence over enthusiasm
Control MechanismsSecret police, propaganda monopoly, suppression/replacement of all institutionsRepression of politics only; tolerates non-threatening groups (e.g., family, religion)
Power StructureSingle party with leader cult; terror independent of lawElite coalitions or personal rule; some institutional checks within regime
These differences manifest empirically: totalitarian Nazi Germany (1933–1945) orchestrated total war economies and eugenics programs infiltrating daily life, while authoritarian Francisco Franco's Spain (1939–1975) preserved Catholic and monarchical traditions alongside political monopoly, avoiding mass ideological indoctrination.[3] Carl J. Friedrich and Zbigniew K. Brzezinski formalized totalitarianism's traits—including a guiding ideology, single party, terrorist police, and communications monopoly—as absent in authoritarian contexts, where coercion is selective rather than omnipresent.[16] This delineation underscores totalitarianism's rarity post-World War II, as its resource-intensive machinery proved unsustainable, yielding to hybrid authoritarian forms in many successor states.[15]

Historical Origins

Pre-20th Century Influences

The notion of the "general will," introduced by Jean-Jacques Rousseau in Du contrat social (1762), described a collective sovereign expression of the people's true interests that superseded particular individual wills, potentially requiring coercion to align dissenters with the communal good.[17] This framework, intended to ensure virtuous self-governance, was invoked by revolutionaries to legitimize suppression of opposition as deviation from the authentic public interest, laying groundwork for enforced ideological unity.[18] Rousseau's ideas directly shaped the Jacobin faction during the French Revolution (1789–1799), particularly under Maximilien Robespierre, who equated resistance to the Revolution's dictates with enmity toward the general will. The Reign of Terror (September 1793–July 1794), orchestrated by the Committee of Public Safety, exemplified this through centralized decrees mandating loyalty oaths, price controls, and a levée en masse conscripting nearly 1 million men into the army, while establishing revolutionary tribunals that prosecuted perceived counter-revolutionaries.[19] Approximately 300,000 individuals were arrested, 17,000 were guillotined in official executions, and around 10,000 perished in prison, often on vague charges of insufficient revolutionary zeal.[19] These measures, justified as defensive necessities amid war and internal threats, prefigured totalitarian reliance on terror for ideological purification and mass mobilization, though lacking modern technologies of surveillance and propaganda.[20] In the 19th century, Georg Wilhelm Friedrich Hegel's philosophy further contributed to conceptualizing the state as an organic, all-encompassing ethical entity. In Elements of the Philosophy of Right (1821), Hegel portrayed the state as the actualization of freedom through rational necessity, where individual purposes harmonized within the state's universal will, famously remarking that "the State is the march of God in the world." Critics have linked this elevation of state sovereignty—subordinating civil society to bureaucratic and monarchical direction—to later totalitarian glorification of the polity as the supreme arbiter of history and morality, influencing both right- and left-wing variants through dialectical progress toward absolute Geist.[21] Hegel's framework emphasized historical inevitability and collective purpose over liberal individualism, providing intellectual tools for regimes claiming to embody rational totality. Earlier absolutist precedents, such as Thomas Hobbes's Leviathan (1651), advocated undivided sovereign authority to avert the "war of all against all," granting the state monopoly on force and interpretation of law to secure peace, which echoed in totalitarian centralization despite Hobbes's aversion to ideological fanaticism. Pre-modern tyrannies, analyzed by Aristotle in Politics (circa 350 BCE) as arbitrary one-man rule exploiting subjects for personal gain, offered rudimentary models of extralegal domination but diverged from totalitarianism's mass-party structures, pseudoscientific ideologies, and penetration into private life.[22] These historical elements, while not fully totalitarian, supplied motifs of unchecked power and coerced conformity that 20th-century regimes amplified amid industrialization and democratic disillusionment.

Interwar Period Emergence

The interwar period, spanning from 1918 to 1939, witnessed the emergence of totalitarian regimes amid the political, economic, and social upheavals following World War I. The Treaty of Versailles imposed harsh reparations on Germany, fostering resentment and economic instability, while hyperinflation in the Weimar Republic eroded savings and trust in democratic institutions.[23] Widespread dissatisfaction with the war's outcomes, combined with the Great Depression starting in 1929, led to mass unemployment—reaching 30% in Germany by 1932—and societal unrest that undermined fragile democracies across Europe.[24] These conditions created fertile ground for charismatic leaders promising radical solutions, national revival, and decisive action against perceived threats like communism or economic chaos.[25] In Italy, Benito Mussolini's National Fascist Party capitalized on post-war discontent, including strikes and the "Red Biennium" of socialist agitation from 1919 to 1920. Formed in late 1921 from earlier paramilitary squads, the party organized the March on Rome from October 24 to 30, 1922, where approximately 25,000 Blackshirts threatened to seize power, prompting King Victor Emmanuel III to appoint Mussolini as prime minister on October 31.[26] [27] Mussolini rapidly dismantled opposition through violence and laws, establishing one-party rule by 1925 that demanded total loyalty to the state and corporatist control over economy and society.[28] In the Soviet Union, totalitarianism evolved from Bolshevik foundations after Vladimir Lenin's death on January 21, 1924. Joseph Stalin, as General Secretary of the Communist Party since 1922, methodically eliminated rivals like Leon Trotsky and Grigory Zinoviev through alliances, bureaucratic control, and purges, achieving dominance by the late 1920s.[29] [30] The launch of the First Five-Year Plan in 1928 centralized economic planning, enforced collectivization, and mobilized society under ideological conformity, transforming the state into a mechanism of pervasive control.[31] Nazi Germany exemplified the pattern in Central Europe, where Adolf Hitler's National Socialist German Workers' Party (NSDAP) exploited Weimar vulnerabilities. Amid the Depression's peak, the Nazis secured 37.3% of the vote in July 1932 elections, becoming the largest party. President Paul von Hindenburg appointed Hitler chancellor on January 30, 1933, after conservative elites underestimated his intentions.[32] [33] The Reichstag Fire on February 27 enabled the Reichstag Fire Decree, suspending civil liberties, followed by the Enabling Act on March 23, which granted Hitler dictatorial powers and fused state with party apparatus.[34] These regimes shared traits of ideological monopoly, leader worship, and rejection of pluralism, arising not merely from opportunism but from crises that discredited liberal governance and appealed to masses seeking order through absolute authority.[23]

Archetypal Regimes

Fascist Italy

Benito Mussolini's Fascist regime in Italy, established following the March on Rome from October 27 to 30, 1922, marked the first major implementation of totalitarian principles in modern Europe, with Mussolini appointed prime minister on October 31.[35] The regime consolidated power through the Acerbo Law of November 1923, which awarded two-thirds of parliamentary seats to the party receiving the largest vote share if it exceeded 25 percent, enabling Fascists to dominate the 1924 elections amid widespread intimidation.[36] Following the murder of socialist deputy Giacomo Matteotti in December 1924, Mussolini assumed dictatorial powers in a January 3, 1925, speech to parliament, effectively ending liberal democracy and fusing the state with the National Fascist Party.[37] Total control extended to all societal spheres, as articulated in Mussolini's 1925 formulation: "Tutto nello Stato, niente al di fuori dello Stato, niente contro lo Stato" ("Everything within the state, nothing outside the state, nothing against the state"), and later in the 1932 Doctrine of Fascism, which defined the regime as totalitarian, demanding absolute loyalty to the leader and ideology over individual rights.[38] Repression was enforced by the OVRA secret police, formed in 1926 under Arturo Bocchini to suppress anti-Fascist dissent through surveillance and arrests, targeting communists, socialists, and liberals, with thousands exiled to remote islands like Lipari.[39] Propaganda permeated education, media, and culture, promoting the cult of Il Duce and militaristic values, while youth organizations like the Balilla indoctrinated children from age six in Fascist ideals. Economically, the regime pursued corporatism, organizing society into state-supervised syndicates representing producers, culminating in the 1927 Charter of Labor and the Palazzo Vidoni Pact, subordinating labor to national interests under Fascist oversight, though private ownership persisted under heavy regulation.[40] The 1929 Lateran Treaties reconciled the regime with the Catholic Church, granting Vatican sovereignty and religious education in schools in exchange for papal non-interference, bolstering legitimacy among Italy's devout population.[41] Later escalations included the 1935 invasion of Ethiopia, imposing autarky and mobilization, and the 1938 racial laws, which barred Jews from public office, education, and intermarriage, aligning with Nazi influence despite earlier pragmatic tolerance.[42] These measures aimed at total ideological conformity, though incomplete penetration—such as persistent Catholic influence and uneven repression—distinguished Italian Fascism from more absolutist models, yet it pioneered the blueprint for state omnipotence.[43]

Nazi Germany

Adolf Hitler was appointed Chancellor of Germany on January 30, 1933, by President Paul von Hindenburg, marking the beginning of the Nazi consolidation of power.[32] Following the Reichstag fire on February 27, 1933, the Nazis exploited the event to pass the Reichstag Fire Decree, suspending civil liberties and enabling arrests of communists and other opponents.[33] The Enabling Act, passed by the Reichstag on March 23, 1933, granted Hitler the authority to enact laws without parliamentary or presidential approval for four years, effectively dismantling democratic institutions and establishing a one-party dictatorship under the National Socialist German Workers' Party (NSDAP).[44] By July 1933, all other political parties were banned, and by the end of the year, Germany had transformed into a totalitarian state with the NSDAP as the sole legal party.[45] The regime maintained control through pervasive propaganda orchestrated by Joseph Goebbels, appointed Reich Minister of Propaganda and Public Enlightenment in March 1933, who centralized media, film, radio, and press under state direction to propagate Nazi ideology, including antisemitism and racial purity doctrines.[46] Terror was enforced by the Gestapo, the secret state police established in 1933 and expanded under Heinrich Himmler, which monitored dissent, conducted arbitrary arrests, and operated outside legal constraints to suppress opposition.[47] The SS, initially Hitler's personal bodyguard, grew into a parallel paramilitary force overseeing concentration camps from 1934 onward, where political enemies, Jews, and other targeted groups faced internment and brutality as early as Dachau's opening in March 1933.[48] These mechanisms ensured ideological conformity, with the Night of the Long Knives in June-July 1934 eliminating internal rivals like Ernst Röhm, further centralizing power in Hitler as Führer after Hindenburg's death in August 1934.[49] Economically, Nazi totalitarianism pursued rearmament and autarky to prepare for expansionist wars, violating the Treaty of Versailles through secret military buildup from 1933 and overt conscription in 1935.[50] The Four-Year Plan, initiated in 1936 under Hermann Göring, aimed at self-sufficiency in raw materials and armaments, directing state-controlled industries toward war production while reducing unemployment from 6 million in 1933 to near full employment by 1938 via public works and militarization. This mobilization subordinated private enterprise to state goals, with policies like the Nuremberg Laws of September 1935 institutionalizing racial exclusion from economic and social life.[51] Scholarly analyses, such as those emphasizing the regime's inversion of politics into total ideological mobilization, highlight how these elements fused state terror, propaganda, and economic direction to atomize society and eliminate pluralism, distinguishing Nazi rule as an archetypal totalitarian system until its collapse in 1945.[52]

Soviet Communism

The Bolshevik Revolution of October 25, 1917 (Old Style), led by Vladimir Lenin, overthrew the Provisional Government and established the world's first communist state, rapidly evolving into a one-party dictatorship under the Russian Communist Party (Bolsheviks). Lenin centralized power by dissolving the Constituent Assembly in January 1918 after it failed to grant the Bolsheviks a majority, and initiated the Red Terror following an assassination attempt on August 30, 1918, which authorized systematic mass executions and concentration camps against class enemies, kulaks, and political opponents, claiming at least 50,000 to 200,000 lives by 1922.[53][54][55] Following Lenin's death on January 21, 1924, Joseph Stalin maneuvered to absolute control by the late 1920s, purging rivals like Leon Trotsky and implementing the First Five-Year Plan in 1928 for forced industrialization alongside agricultural collectivization. Collectivization, enforced through dekulakization campaigns from 1929 to 1933, liquidated over 1 million kulak households via deportation or execution, triggering the Holodomor famine in Ukraine (1932–1933), where Soviet policies of grain requisitions and border seals caused 3.9 million excess deaths according to demographic studies.[56] Stalin's Great Terror (1936–1938), sparked by the murder of Sergei Kirov on December 1, 1934, expanded NKVD repression to eliminate perceived threats, resulting in 681,692 documented executions, millions arrested, and widespread show trials decimating the party elite, military (over 35,000 officers purged), and intelligentsia. The Gulag Archipelago of forced-labor camps, formalized in 1930 but peaking under Stalin, imprisoned up to 2.5 million at its height in 1953, with 1.6 million deaths from starvation, disease, and execution between 1930 and 1953, serving as both punitive and economic instruments under OGPU/NKVD oversight.[29][57][58] The regime exerted totalitarian control through the Communist Party's monopoly on power, enshrined in the 1936 Constitution yet subverted by unwritten purges; state propaganda via Pravda and Agitprop glorified the leader cult and Marxist-Leninist ideology while censoring dissent; and economic command planning subordinated all production to state quotas, eradicating private enterprise by 1932. Secret police surveillance permeated society, fostering atomized fear where denunciations became survival mechanisms, as evidenced by NKVD files revealing 8 million denunciations during the 1930s. Post-Stalin de-Stalinization under Khrushchev in 1956 acknowledged some excesses but preserved core structures of party dominance and repression until the USSR's dissolution in 1991.[29][59][55]

Mechanisms of Control

Ideological Monopoly and Propaganda

Totalitarian regimes establish an ideological monopoly by designating a single official doctrine as absolute truth, suppressing all dissenting ideas through state-controlled mechanisms. This control extends to every facet of public and private life, transforming ideology into a tool for legitimizing power and mobilizing the masses. Unlike mere censorship in authoritarian systems, totalitarian ideological monopoly seeks to reshape reality itself, employing propaganda to fabricate a coherent narrative that aligns with regime goals.[60] Propaganda in these systems operates as a comprehensive apparatus, dominating media, education, arts, and culture to indoctrinate citizens and foster unwavering loyalty. State agencies orchestrate relentless campaigns via newspapers, radio, film, and public spectacles, ensuring no alternative viewpoints emerge. In Nazi Germany, the Reich Ministry of Public Enlightenment and Propaganda, established in March 1933 under Joseph Goebbels, centralized control over all communication channels, including the press via the Editor's Law (Schriftleitergesetz) of October 1933, which mandated alignment with National Socialist ideology.[61][62] Goebbels' ministry produced films like Triumph of the Will (1935) and orchestrated events such as the Nuremberg rallies to glorify Hitler and demonize enemies, reaching millions through state-owned radio by 1939, when over 70% of households possessed receivers.[63][64] In the Soviet Union, agitprop (agitation and propaganda) departments, formalized after the 1917 Revolution and expanded in the 1920s, embedded Bolshevik ideology into theater, posters, and literature to condition the proletariat. The Central Committee's Agitprop Section, active from 1920, disseminated Marxist-Leninist doctrine through Pravda and controlled cultural output, culminating in Stalin's cult of personality by the 1930s, where images and slogans portrayed him as infallible leader. Anti-religious propaganda, including the League of Militant Atheists founded in 1925, aimed to eradicate faith, with over 96% of churches closed by 1939.[65][66][29] Fascist Italy under Mussolini employed propaganda to cultivate a personality cult, with slogans like "Il Duce is always right" plastered across media from 1925 onward, following the establishment of the Ministry of Popular Culture in 1937. Control over press and cinema glorified imperial ambitions, such as the 1936 Ethiopia invasion portrayed as civilizing mission, while youth organizations like Balilla indoctrinated children in fascist values from age six. Radio broadcasts and newsreels ensured daily reinforcement, aligning public opinion with corporatist ideology.[67][68] Across these regimes, ideological monopoly fostered isolation from external ideas, using techniques like repetition, simplification, and enemy scapegoating to sustain mass enthusiasm, often measured in participation rates at rallies exceeding hundreds of thousands annually. This propaganda not only justified policies like collectivization or racial laws but eroded critical thinking, enabling total societal penetration.[69]

Terror and Repression

Terror in totalitarian regimes functions not merely as a tool for suppressing opposition but as a pervasive instrument to atomize society, destroy interpersonal trust, and enforce absolute ideological conformity by instilling universal fear of arbitrary violence.[70] Unlike authoritarian repression targeted at specific threats, totalitarian terror operates through secret police apparatuses that conduct mass arrests, fabricated confessions via torture, and executions without due process, extending to perceived enemies, their families, and even loyalists to fabricate a climate of perpetual suspicion. This mechanism, as analyzed by Hannah Arendt, severs human solidarity, rendering individuals isolated and dependent on the regime's fictions for survival.[70] In the Soviet Union under Joseph Stalin, the Great Purge of 1936–1938 exemplified this through the NKVD's mass operations, including Order No. 00447, which set quotas for arresting and executing "anti-Soviet elements" such as kulaks, clergy, and ethnic minorities.[71] Archival data indicate approximately 1.5 million arrests, with 681,692 documented executions during this period, often following show trials or extrajudicial troikas. The Gulag system of forced labor camps expanded concurrently, housing political prisoners in brutal conditions; its population peaked at around 2.5 million by the early 1950s, with mortality rates exceeding 10% annually due to starvation, disease, and overwork.[72] Repression extended to internal purges, eliminating figures like NKVD chief Genrikh Yagoda in 1937 and Nikolai Yezhov in 1940, ensuring no institutional loyalty superseded Stalin's personal control. Nazi Germany's terror apparatus, centered on the Gestapo and SS, began with the 1933 Enabling Act, enabling warrantless "protective custody" arrests of communists, socialists, and Jews, leading to the establishment of Dachau concentration camp that year.[47] The Gestapo, under Heinrich Himmler and Reinhard Heydrich, conducted over 400,000 political arrests by 1945, employing denunciations, torture for confessions, and indefinite detention in camps like Sachsenhausen and Buchenwald.[73] Events such as the 1934 Night of the Long Knives, which killed at least 85–200 rivals including Ernst Röhm, demonstrated intra-party terror to consolidate Hitler's power.[47] By 1939, approximately 21,000 were held in "early" camps, escalating to systematic extermination during the war, where terror enforced racial ideology through arbitrary roundups and public intimidation.[47] Fascist Italy's repression, while less ideologically totalizing, relied on the OVRA secret police from 1927 to surveil and eliminate anti-fascist activity through confino (internal exile) and selective violence.[74] OVRA operations resulted in about 15,000 arrests and 4,000 confinati by the 1930s, with executions numbering in the low hundreds, such as the 1926 murder of socialist leader Giacomo Matteotti.[75] The Special Tribunal for the Defense of the State, established in 1926, issued over 5,000 convictions by 1943, often based on secret evidence, fostering self-censorship but falling short of the mass terror in Stalinist or Nazi systems due to Mussolini's reliance on elite coercion over societal atomization.[76] Across these regimes, terror's efficacy stemmed from its unpredictability, encouraging mutual surveillance and denunciations that permeated all social layers.[47]

Economic Centralization and Mobilization

![JStalin_Secretary_general_CCCP_1942.jpg][float-right] Totalitarian regimes characteristically impose economic centralization by subordinating private enterprise to state directives, often through nationalization, price controls, and comprehensive planning mechanisms that replace market signals with bureaucratic allocation. This approach enables rapid resource mobilization toward regime priorities such as industrialization, autarky, or military expansion, but frequently results in inefficiencies from distorted incentives and information asymmetries. In the Soviet Union, Joseph Stalin's First Five-Year Plan, launched on October 1, 1928, and completed ahead of schedule by 1932, exemplified this by mandating collectivization of agriculture and prioritization of heavy industry, aiming to transform the agrarian economy into an industrial powerhouse.[77][31] Such mobilization often entailed coercive measures, including forced labor and grain requisitions, leading to severe disruptions; the Soviet collectivization drive contributed to the Holodomor famine of 1932–1933, where inflexible procurement policies and production shortfalls from inefficient collectives caused millions of deaths, estimated at up to 7 million in Ukraine alone, underscoring how political imperatives overrode economic realities.[78][79] In Nazi Germany, economic control manifested through dirigisme rather than outright socialization, with the Four-Year Plan initiated in 1936 under Hermann Göring to enforce autarky and rearmament by restricting imports, mobilizing labor via conscription, and directing synthetic fuel and steel production toward war preparation, reducing unemployment from 6 million in 1932 to near zero by 1938 but gearing the economy for conquest at the cost of consumer goods shortages.[80][81] Fascist Italy pursued a corporatist model, organizing production into state-supervised syndicates while retaining private ownership under regulatory oversight; the Istituto per la Ricostruzione Industriale (IRI), founded in 1933, assumed control of failing banks and industries, managing up to 20% of national output by the late 1930s to support autarkic policies and imperial ventures, though less rigidly centralized than Soviet planning, it still prioritized state goals over profitability, yielding modest growth but persistent fiscal strains.[82] Across these systems, centralization facilitated short-term surges in targeted sectors—Soviet steel output quadrupled during the first plan—but bred chronic misallocations, as planners lacked dispersed knowledge of local conditions, fostering waste, black markets, and vulnerability to policy errors without corrective price mechanisms.[77][31]

Surveillance and Bureaucratic Domination

In totalitarian regimes, surveillance constituted a core mechanism for preempting dissent and enforcing ideological conformity through pervasive monitoring of private and public life. In Nazi Germany, the Gestapo, as the primary secret police, maintained control via a network exceeding 100,000 informants who reported suspected anti-Nazi sentiments, creating an environment where ordinary citizens feared casual conversations could lead to arrest.[83] This system, amplified by denunciations from the populace incentivized by rewards or survival instincts, compensated for the Gestapo's relatively small size of around 32,000 personnel by 1944, relying on fear rather than universal direct oversight.[84] Similarly, in the Soviet Union, the NKVD operated as the state's security apparatus from 1934, employing agents, wiretaps, and informant networks to track perceived enemies, including through mass secret operations that documented and repressed millions based on fabricated or exaggerated threats.[29][85] These structures ensured that no sphere of activity—workplaces, neighborhoods, or families—escaped scrutiny, fostering self-policing as individuals internalized the risk of betrayal. Bureaucratic domination complemented surveillance by embedding state control within administrative routines, rendering opposition structurally futile. Totalitarian bureaucracies expanded to regulate every facet of existence, from resource allocation to personal associations, subordinating individuals to an impersonal machine that prioritized regime loyalty over efficiency or justice.[86] Hannah Arendt analyzed this as "the rule of nobody," where diffused responsibility among functionaries eliminated accountability, enabling violence and conformity without direct orders from a single authority; in such systems, bureaucrats processed citizens as interchangeable units, documented in exhaustive files that justified preemptive elimination of potential threats.[87][88] In practice, Nazi administrative organs like the Reich Security Main Office integrated Gestapo surveillance data into bureaucratic decisions, such as property seizures or labor assignments, while Soviet Gosplan and NKVD hierarchies micromanaged production quotas and purges, atomizing society by isolating people within rigid hierarchies.[89] This fusion of bureaucracy and surveillance not only suppressed resistance but also mobilized populations for state ends, as seen in the NKVD's role in enforcing collectivization through quota-driven arrests exceeding 1.5 million in 1937-1938 alone.[85] The interplay of these elements eroded traditional social bonds, replacing them with state-mediated relations that demanded constant vigilance and obedience. Empirical records from declassified archives reveal how bureaucratic filing systems in both regimes amassed personal dossiers on vast scales—millions in the Soviet case—facilitating rapid identification and neutralization of nonconformists, a process Arendt termed the precondition for total domination by isolating individuals psychologically.[90] Unlike mere authoritarian oversight, totalitarian variants weaponized bureaucracy's scale to fabricate reality, where administrative fiat overrode empirical evidence, as in Stalin's show trials or Hitler's racial classifications, ensuring the regime's narrative prevailed through enforced documentation and surveillance feedback loops.[91] This model persisted across archetypes, demonstrating causal efficacy in sustaining power by making noncompliance not just risky but existentially impossible within the system's logic.

Ideological and Philosophical Underpinnings

Shared Traits Across Regimes

Scholars such as Carl Friedrich and Zbigniew Brzezinski identified six core traits defining totalitarian regimes, applicable across fascist and communist examples: an encompassing ideology, a single mass party, monopolistic leadership, a system of terror through secret police, monopoly over mass communications and armaments, and central economic direction.[11] These elements formed a "syndrome" enabling total control, observed in Nazi Germany's National Socialist ideology and party structure under Hitler from 1933, mirrored in the Soviet Communist Party's monopoly under Stalin from the 1920s.[11] Hannah Arendt emphasized ideological fanaticism as a unifying force, where totalitarian movements rejected empirical reality in favor of a "logical fiction" promising total explanation and redemption, fostering movements that atomized society by destroying intermediate institutions like families and churches.[1] In both Nazi and Stalinist regimes, this manifested in propaganda portraying history as an inevitable march toward racial purity or classless utopia, with the leader as infallible guide—Hitler as Führer from 1933 to 1945, and Stalin as Vozhd during the Great Purge of 1936-1938, which executed over 680,000.[1] [70] Terror served as the operational mechanism across regimes, not merely for suppression but to enforce constant mobilization and unpredictability, eradicating trust and individuality; the Nazi Gestapo and SS conducted 1933-1945 operations paralleling the Soviet NKVD's 1930s show trials and gulags, where approximately 1.5 million perished by 1953.[92] [93] Economic centralization subordinated production to ideological goals, as in Soviet Five-Year Plans from 1928 enforcing collectivization that caused the 1932-1933 Holodomor famine killing 3-5 million, and Nazi Four-Year Plans from 1936 prioritizing autarky and rearmament.[94] Cults of personality reinforced monopoly, with state media glorifying the leader's omniscience, evident in Italian Fascism's Duce Mussolini from 1922 and North Korea's Kim Il-sung from 1948.[94] Despite ideological oppositions—fascism's racial hierarchy versus communism's class struggle—both variants shared rejection of pluralism, deploying censorship and surveillance to eliminate dissent, as seen in fascist Italy's 1925 press laws and communist China's Great Firewall post-1998 alongside Mao's Cultural Revolution (1966-1976) that purged millions.[93] This convergence underscores totalitarianism's causal drive toward comprehensive domination, transcending nominal left-right divides, though post-Cold War academia often minimizes Soviet-Nazi parallels due to institutional preferences for viewing communism as reformable.[95] Empirical records, including declassified archives revealing Stalin's 1937-1938 quotas for 700,000 executions and Hitler's Wannsee Conference (1942) systematizing genocide, affirm the model's validity in capturing operational realities.[96]

Left-Wing vs. Right-Wing Variants

Left-wing totalitarian regimes, exemplified by the Soviet Union under Joseph Stalin from 1924 to 1953, were ideologically grounded in Marxist-Leninist principles emphasizing class struggle, the dictatorship of the proletariat, and the eventual establishment of a classless society through state ownership of the means of production.[94] These systems pursued international proletarian revolution, viewing national boundaries as temporary obstacles to global communism, and implemented policies like forced collectivization of agriculture, which resulted in the Holodomor famine killing an estimated 3.5 to 5 million Ukrainians in 1932-1933.[97] In practice, this led to the nationalization of industry under five-year plans, central planning by Gosplan, and the liquidation of private enterprise, subordinating economic life entirely to party directives.[98] Right-wing totalitarian variants, such as Nazi Germany under Adolf Hitler from 1933 to 1945 and Fascist Italy under Benito Mussolini from 1922 to 1943, centered on ultranationalism, racial or ethnic hierarchy, and the subordination of individuals to an organic national community led by a charismatic leader.[99] Fascism rejected egalitarian class conflict in favor of corporatist structures that preserved private property while directing it toward national goals like autarky and rearmament, as seen in Germany's Four-Year Plan of 1936, which coordinated industry through state cartels without full expropriation.[100] Ideologically, these regimes promoted a mystical rebirth of the nation or race, opposing both liberal individualism and communist internationalism, with Nazism specifically positing Aryan supremacy and antisemitic policies culminating in the Holocaust, which murdered approximately 6 million Jews between 1941 and 1945.[93] Philosophically, left-wing totalitarianism derived from dialectical materialism, positing history as a deterministic process of class conflict leading to communism, whereas right-wing variants drew on anti-Enlightenment romanticism, emphasizing eternal struggle between nations or races within a hierarchical order.[1] Hannah Arendt, in her analysis of both Nazi and Bolshevik regimes, highlighted how these ideologies functioned similarly by fabricating a "supreme fiction" that atomized society and justified terror: class enemies for the left, racial inferiors for the right, enabling the destruction of pluralistic reality in favor of a single, all-encompassing narrative.[2] Despite rhetorical divergences—left-wing regimes invoking universal equality, right-wing ones traditional hierarchies—both converged in practice through one-party monopolies, mass mobilization, and liquidation of opposition, eroding distinctions between public and private spheres.[101] Economically, the left pursued outright abolition of capitalism via state seizure, as in the Soviet Union's 1928-1932 collectivization that displaced 25 million peasants, while the right allowed nominal private ownership under state oversight, with Nazi Germany maintaining firms like IG Farben for war production under Reich directives.[102] This distinction, however, proved illusory in totalitarian execution, as both systems prioritized ideological imperatives over efficiency, leading to comparable outcomes like famine in the USSR and resource shortages in Germany by 1944.[103] Arendt noted that such regimes' true novelty lay not in left-right labels but in their use of ideology to mobilize the masses for perpetual motion toward an impossible utopia or palingenesis, rendering traditional political categories inadequate.[70]

Academic Debates and Critiques

Totalitarian Model Proponents

The totalitarian model gained prominence through the works of political theorists who identified common structural and ideological features in regimes such as Nazi Germany under Adolf Hitler from 1933 to 1945 and the Soviet Union under Joseph Stalin from 1924 to 1953, distinguishing them from traditional autocracies by their aspiration for comprehensive societal penetration and elimination of all autonomous spheres.[8] Proponents argued that these systems relied on ideological indoctrination, mass mobilization, and systematic terror to achieve unprecedented levels of control, often transcending mere repression to reshape human behavior and reality itself.[2] Hannah Arendt's The Origins of Totalitarianism, published in 1951, posited totalitarianism as a unprecedented governmental form emerging in the 20th century, driven by the atomization of modern masses susceptible to movements promising historical inevitability and superhuman agency.[9] She contended that totalitarian rule inverts politics by eradicating plurality and spontaneity, employing propaganda to fabricate fictions of motion toward an omnipotent future while terror enforces isolation to prevent factual resistance, as evidenced in the Nazi concentration camps operational from 1933 onward and Soviet Gulag system expanded after 1930.[2] Arendt traced precursors to 19th-century imperialism, which normalized bureaucratic violence and racism, and anti-Semitism, which reduced Jews to abstract enemies, culminating in regimes that targeted entire populations for extermination, such as the Holocaust claiming approximately 6 million Jewish lives between 1941 and 1945.[8] Complementing Arendt's philosophical approach, Carl J. Friedrich and Zbigniew K. Brzezinski outlined a empirical framework in Totalitarian Dictatorship and Autocracy (1956), defining totalitarian regimes by six interlocking traits: a pervasive ideology justifying total mobilization; a single hierarchical party fused with the state under a leader; monopolistic control of communications to propagate doctrine; exclusive possession of arms by party forces; a terror apparatus operating without legal restraints; and centralized economic direction to support expansionist goals.[11] This model, applied to both fascist Italy after Benito Mussolini's 1922 March on Rome and communist states, underscored operational symmetries, such as the Nazi Gestapo's arbitrary arrests mirroring the Soviet NKVD's purges that executed over 680,000 in 1937-1938 alone.[104] These theorists emphasized that totalitarianism's dynamism stems from its rejection of limits, pursuing not stability but perpetual movement, as seen in the Nazi pursuit of Lebensraum leading to World War II in 1939 and Stalin's Five-Year Plans enforcing collectivization that caused the Ukrainian famine of 1932-1933, killing 3-5 million.[95] Their analyses, rooted in observations of interwar and wartime developments, provided tools for discerning regimes intent on dominating thought and action, influencing post-1945 scholarship despite later critiques of overgeneralization.[105]

Revisionist Challenges

Revisionist historians, particularly from the 1970s onward, challenged the totalitarian model's depiction of regimes like Stalin's USSR and Hitler's Germany as monolithic entities characterized by absolute, top-down ideological control and atomized societies devoid of agency. Instead, they emphasized structural fragmentation, bureaucratic competition, and societal participation, arguing that power operated through chaotic polycracy rather than unified command, with leaders setting broad directives that subordinates "worked towards" through radical initiatives and rivalries. This approach drew on newly accessible archives and social history methodologies, highlighting internal negotiations, corruption, and pragmatic adaptations over rigid ideology.[106][107] In Soviet historiography, figures such as Sheila Fitzpatrick and J. Arch Getty contended that Stalinism involved not just terror and propaganda but also social mobility, clientelist networks, and bottom-up pressures from society, portraying the regime as a bureaucratic patronage system rather than a seamless totalitarian machine. They critiqued the model's overemphasis on intentional elite-driven purges, suggesting phenomena like the Great Terror of 1937–1938 resulted partly from local initiatives and scapegoating amid policy failures, with evidence from regional records showing negotiation between center and periphery rather than total centralization. While post-1991 archival openings confirmed massive repression—such as the execution of over 680,000 in 1937–1938 alone—revisionists maintained that these dynamics undermined claims of omnipotent control, influencing a shift toward viewing the USSR as a more hybrid authoritarian system with limited societal penetration.[108][107][109] For Nazi Germany, Ian Kershaw's polycracy thesis similarly contested the notion of a Führer-directed total state, positing that Hitler's vague, charismatic authority fostered overlapping jurisdictions and "cumulative radicalization" among competing agencies like the SS and Gauleiter, leading to improvised extremism rather than coordinated totality. Kershaw argued that this "working towards the Führer" dynamic—evident in escalating policies from euthanasia to the Holocaust—revealed inefficiencies and autonomous initiatives, challenging the model's assumption of ideological uniformity and exposing how Nazi rule relied on personal loyalties and turf wars, with limited penetration into private life until wartime mobilization. Critics of such revisionism, however, note that it risks understating the regime's coercive core, as polycratic chaos often amplified genocidal outcomes under Hitler's ultimate sanction.[106][110] These challenges prompted post-revisionist syntheses by the 1990s, blending totalitarian elements like mass terror with revisionist insights into contingency and resistance, though academic adoption of revisionism has been accused of reflecting ideological preferences that relativize communist atrocities relative to fascism. Empirical data from declassified documents, such as NKVD records detailing 1.5 million Gulag deaths from 1930–1953, affirm repression's scale but support revisionist views on implementation's messiness, fostering debates over whether totalitarianism best captures regimes' aspirations or their operational realities.[104][111]

Post-Cold War Re-evaluations

The dissolution of the Soviet Union in December 1991 facilitated unprecedented access to previously classified archives, revealing extensive documentation of state-orchestrated repression that corroborated earlier assessments of totalitarian control mechanisms. Declassified records from the KGB and Communist Party Central Committee confirmed the execution of approximately 20,000 Polish officers in the Katyn massacre in 1940, as ordered by Soviet authorities, overturning decades of official denials and underscoring the regime's systematic use of terror independent of external pressures.[112] These findings extended to granular evidence of bureaucratic domination, including millions of surveillance files and orders for mass deportations, demonstrating a level of centralized coercion that aligned with the totalitarian model's emphasis on ideological enforcement over societal pluralism.[113] Historians such as Robert Conquest, whose 1968 work The Great Terror estimated 20 million deaths under Stalin from purges, famines, and gulags, saw their projections largely validated by archival data showing death tolls in the range of 15-20 million during the 1930s alone, including fabricated charges against party elites and ordinary citizens to eliminate perceived threats.[114] [115] This empirical corroboration refuted 1970s-1980s revisionist scholarship, which had minimized top-down terror in favor of "social history" narratives portraying the regime as fragmented or responsive to grassroots dynamics; instead, documents illustrated unyielding party directives overriding local variations, reinforcing causal links between ideological monopoly and mass violence.[116] Theoretically, the Soviet collapse prompted a revival of the totalitarian paradigm, interpreting the system's implosion as inherent to its rigid structures—incapable of perestroika-style reform without ideological fracture, unlike more adaptive authoritarian models.[117] Scholars in post-communist Eastern Europe and beyond reassessed the paradigm's applicability, noting its utility in explaining the uniformity of control across Nazi, Stalinist, and Maoist cases, while critiquing prior dismissals as influenced by Cold War détente-era apologetics in Western academia.[118] This re-evaluation highlighted continuities in post-Soviet states, where archival legacies informed warnings against resurgent authoritarianism, though debates persisted on whether totalitarianism's emphasis on intentionality overstated contingency in regime evolution.[119]

Religious Totalitarianism

Christian Historical Cases

In the 16th century, radical Anabaptists in Münster, Germany, established a short-lived theocratic regime from February 1534 to June 1535, characterized by enforced communalism, prophetic rule, and violent suppression of dissent. Led by figures such as Jan van Leiden, who proclaimed himself king and introduced mandatory polygamy based on biblical interpretations, the regime abolished private property, money, and books other than the Bible, aiming to create a "New Jerusalem" in anticipation of the apocalypse. Dissenters faced torture, execution, or imprisonment; for instance, resisters were killed or forced into labor, reflecting a drive for total ideological conformity and mobilization. The regime's collapse came after a siege by Prince-Bishop Franz von Waldeck, with leaders executed and displayed in cages atop St. Lambert's Church.[120][121] John Calvin's influence in Geneva from 1541 to 1564 fostered a theocratic system where church and state collaborated to enforce moral and doctrinal uniformity, often described as a police state due to pervasive surveillance and punishment. The Consistory, comprising pastors and lay elders, monitored citizens' private lives, fining or exiling individuals for offenses like dancing, gambling, or Sabbath violations; between 1542 and 1564, it handled over 7,000 cases, with penalties escalating to imprisonment or death for heresy. Calvin's Ecclesiastical Ordinances of 1541 institutionalized this control, subordinating civil magistrates to reformed church discipline, as seen in the 1553 execution of Michael Servetus for anti-Trinitarian views despite Calvin's initial preference for banishment. While lacking modern totalitarian mechanisms like mass parties, the regime's fusion of Calvinist theology with state power achieved near-total penetration of ideology into daily conduct, suppressing individual autonomy in favor of collective piety.[122][123][124] These cases illustrate proto-totalitarian dynamics in Christian contexts, where eschatological or reformist zeal justified monopolistic control, terror against nonconformists, and erasure of secular spheres, though limited by pre-modern technology and fragmented authority structures. Unlike 20th-century examples, they prioritized theological purity over industrial mobilization, yet mirrored core traits: atomization of society under a single ideology and elimination of pluralism. Scholars note such regimes' reliance on religious absolutism to legitimize coercion, contrasting with secular totalitarianism's pseudoscientific myths but sharing causal roots in utopian visions demanding total submission.[125]

Islamic Theocracies

Islamic theocracies exhibit totalitarian characteristics when religious doctrine is wielded to enforce comprehensive control over society, economy, and individual behavior, often through institutions that suppress dissent and alternative ideologies. In such regimes, Islamic jurisprudence, particularly strict interpretations of Sharia, serves as the foundational ideology, mirroring the role of secular dogmas in historical totalitarian states by demanding absolute obedience and permeating all facets of governance.[126][127] The Islamic Republic of Iran, established in 1979 following the revolution against the Pahlavi monarchy, exemplifies this fusion under the doctrine of velayat-e faqih, vesting ultimate authority in a Supreme Leader who oversees state functions. Ayatollah Ali Khamenei, Supreme Leader since 1989, appoints the head of the judiciary, who in turn selects lower judges, ensuring alignment with regime ideology.[128] He commands the armed forces, influences media content, and holds veto power over legislation and elections via the Guardian Council, which disqualifies candidates deemed insufficiently loyal.[129][130] This structure has enabled systematic suppression, including the execution of over 800 protesters following the 2022 death of Mahsa Amini in custody, enforcing moral codes that regulate dress, speech, and private conduct.[131] In Afghanistan, the Taliban regime, reinstated in August 2021 after ousting the U.S.-backed government, operates as a despotic totalitarianism, ideologizing Hanafi Sunni Islam to justify the elimination of political opposition and civil society.[132][133] The group's governance enforces blanket bans on women's education beyond primary levels and employment in most sectors, affecting over 1 million females by 2023, while morality police patrol to impose hudud punishments for violations like improper veiling.[134] This control extends to media censorship and destruction of non-conforming cultural artifacts, consolidating power through fear and religious absolutism rather than mere authoritarianism.[135] The Islamic State (ISIS), which declared a caliphate in June 2014 across parts of Iraq and Syria, represented a transient but intensely totalitarian entity, transforming jihadist networks into a pseudo-state with rigid enforcement of Salafi-jihadist tenets.[136] At its peak in 2015, ISIS controlled territory housing 8-12 million people, imposing taxes, courts, and propaganda that mandated total submission, including public executions for apostasy and slavery of non-believers.[137] Though territorially defeated by 2019, its model highlighted how apocalyptic Islamic ideology could drive bureaucratic domination and mass mobilization akin to 20th-century totalitarianism.[127][138]

Contemporary Relevance

Surviving Regimes

North Korea exemplifies a surviving totalitarian regime, maintaining absolute control under the Kim dynasty since its founding in 1948. The Democratic People's Republic of Korea (DPRK) enforces Juche ideology, which demands total subordination of individual and societal life to the state and leader, with Kim Jong Un as supreme ruler since 2011.[139] The regime operates a vast network of political prison camps, estimated to hold 80,000 to 120,000 inmates subjected to forced labor, torture, and execution for perceived disloyalty, ensuring compliance through pervasive surveillance and familial punishment systems.[140] All media, education, and economic activity are state-directed, prohibiting private enterprise and foreign information, while mandatory ideological indoctrination permeates daily life.[141] This structure persists amid economic isolation and nuclear armament, with defections revealing internal repression but no viable opposition.[142] Eritrea represents another enduring case, ruled as a one-party state by President Isaias Afwerki since independence in 1993, with no national elections held and power centralized through indefinite military conscription affecting most citizens aged 18 to 50.[143] The regime exercises totalitarian control via the People's Front for Democracy and Justice, suppressing dissent through arbitrary detention, forced labor in national service, and bans on independent media or civil society, leading to mass emigration estimated at over 500,000 since 2014.[144] Shoot-to-kill orders at borders and lack of judicial independence reinforce isolation, with the government framing all policies as national security imperatives against perceived threats.[145] Despite diplomatic overtures, such as normalization with Ethiopia in 2018, core mechanisms of control remain intact, prioritizing regime survival over development.[146] Other states like Turkmenistan exhibit strong authoritarian traits with cult-of-personality leadership under the Berdimuhamedow family since 2006, including state monopoly on media and economy, but lack the full ideological mobilization and terror apparatus defining classic totalitarianism.[147] Debates persist on whether entities such as Iran's theocracy qualify, given partial pluralism in elections versus clerical veto power, underscoring that pure totalitarianism demands undivided, ideology-driven monopoly on power.[148] These remnants highlight how such regimes endure through isolation, resource control, and suppression of alternatives, though demographic pressures and information leaks pose long-term risks.[149]

Analogies to Modern Phenomena

Some commentators, including author Rod Dreher, have analogized elements of classical totalitarianism to emerging patterns in Western societies, terming them "soft totalitarianism," where ideological conformity is achieved through institutional pressures, social ostracism, and economic penalties rather than overt state violence or concentration camps.[150] [151] In this framework, mechanisms like cancel culture enforce orthodoxy by targeting individuals for public shaming and professional ruin over dissenting views on topics such as gender ideology or historical interpretations, mirroring the totalitarian tactic of isolating and purging nonconformists to maintain narrative monopoly.[152] For instance, between 2015 and 2020, over 1,000 documented cases of workplace firings or resignations occurred due to social media posts or public statements deemed offensive by progressive activists, often without due process or appeal.[153] This analogy extends to ideological control within institutions, where hiring, promotions, and curricula prioritize alignment with prevailing doctrines—such as diversity, equity, and inclusion (DEI) mandates—over merit or empirical standards, akin to the totalitarian subsumption of education and culture under party ideology.[154] In U.S. corporations and universities, DEI training programs have proliferated since 2020, with surveys indicating that 60% of executives report pressure to enforce speech codes, leading to self-censorship rates exceeding 80% among faculty and employees fearful of repercussions. Critics note parallels to totalitarian "brainwashing" through repetitive indoctrination, as seen in mandatory sensitivity sessions that demand affirmation of contested claims, such as biological sex being a social construct, under threat of career termination.[155] While these practices lack the scale of 20th-century regimes, which claimed millions of lives through famine and execution, the causal mechanism—concentrating power to reshape thought and suppress dissent—evokes similar dynamics, albeit diffused across non-state actors like tech platforms and NGOs.[156] Such analogies are contested, with proponents of the "totalitarian model" arguing they highlight creeping erosion of pluralism, while revisionists caution against overextension, emphasizing that Western legal protections and electoral competition prevent full convergence.[157] Empirical data on rising conformity pressures, however, underscore the risk: a 2023 poll found 62% of Americans self-censoring political opinions at work due to fear of backlash, reflecting a cultural shift toward enforced unanimity reminiscent of totalitarian atomization.[158] Sources documenting these trends often originate from non-mainstream outlets, which, despite potential ideological leanings, compile verifiable incidents overlooked by establishment media prone to minimizing intra-liberal conflicts.[159]

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